TITLE 16. LABOR AND EMPLOYMENT
Title of Regulation: 16VAC25-200. Virginia Voluntary
Protection Program (adding 16VAC25-200-10 through
16VAC25-200-110).
Statutory Authority: §§ 40.1-22 and 40.1-49.13 of the
Code of Virginia.
Public Hearing Information:
February 16, 2017 - 10 a.m. - Department of Labor and
Industry, Main Street Centre, 600 East Main Street, 12th Floor Conference Room
South, Richmond, VA 23219
Public Comment Deadline: February 10, 2017.
Agency Contact: Jay Withrow, Department of Labor and
Industry, Main Street Centre, 600 East Main Street, Richmond, VA 23219,
telephone (804) 786-9873, or email jay.withrow @doli.virginia.gov.
Basis: The Safety and Health Codes Board is authorized
by subdivision 5 of § 40.1-22 of the Code of Virginia to "adopt, alter,
amend, or repeal rules and regulations to further, protect and promote the
safety and health of employees in places of employment over which it has
jurisdiction and to effect compliance with the Federal Occupational Safety and
Health Act of 1970 (P.L. 91-596), and as may be necessary to carry out its
functions established under this title." In making such rules and
regulations to protect the occupational safety and health of employees, the
board is required to adopt the standard that most adequately assures, to the
extent feasible and on the basis of the best available evidence, that no
employee will suffer material impairment of health or functional capacity.
Section 40.1-22 further provides that the standards shall be at least as
stringent as the standards promulgated by P.L. 91-596. In addition to the
attainment of the highest degree of health and safety protection for the
employee, the board must also consider "the latest available scientific
data in the field, the feasibility of the standards, and experiences gained
under this and other health and safety laws."
Chapters 20 and 339 of the 2015 Acts of Assembly added
§ 40.1-49.13 of the Code of Virginia, which codifies the Virginia
Voluntary Protection Program (VPP).
Purpose: The purpose of the proposed action is to adopt
those definitions, rules, regulations, and standards required by
§ 40.1-49.13 of the Code of Virginia and necessary for the operation of
the Virginia VPP in a manner that will promote and recognize employer
implementation of exceptional safety and health management systems throughout
the Commonwealth. Historically, employer adoption of VPP concepts has
consistently resulted in injury and illness rates of 50% to 60%, or more, below
that of the employer's industry as a whole.
Substance: The proposed regulation provides requirements
for a traditional site-based VPP, which has two levels of participation, Star
worksite and Merit worksite. Star worksite participants are a select group of
worksites that have designed and implemented outstanding safety and health
programs, including full and meaningful employee involvement. Merit worksite
participants have demonstrated the potential and willingness to achieve Star
status and are implementing planned actions to fully meet the VPP Star
requirements.
VPP also encompasses the following programs, which provide
interested employers and employees the opportunity to develop and implement
exemplary safety and health management systems:
1. Challenge – where employers are guided by challenge
administrators through a three-stage process intended to prepare a company to
achieve VPP Star status;
2. Site-based construction – for long-term construction sites;
3. Mobile workforce – for employers that move from site to
site; and
4. Corporate – designed for corporate applicants.
The standards for the VPP include the following requirements
for VPP participation:
1. Upper management leadership and active and meaningful
employee involvement;
2. Systematic assessment of occupational hazards;
3. Comprehensive hazard prevention, mitigation, and control
programs;
4. Employee safety and health training; and
5. Safety and health program evaluation.
The proposed regulation addresses the following issues:
1. Scope, purpose, and applicability
2. Definitions
3. Categories of participation (Star, Merit, Challenge, etc.);
4. Ways to participate (site-based in both general industry and
construction, mobile workforce, VPP corporate);
5. Application requirements;
6. Comprehensive safety and health management system
requirements;
7. Certification and recertification processes;
8. Onsite evaluations;
9. Annual submissions;
10. Other participation requirements;
11. Enforcement activity at VPP sites; and
12. Withdrawal or termination.
Issues: In Virginia, the Voluntary Protection Program
was instituted in 1996 and is patterned after federal OSHA's VPP, which was
originally created in 1982. The VOSH Program adopted VPP as a component of
DOLI's larger mission to "…make Virginia a better place in which to work,
live and conduct business by promoting safe, healthful workplaces, best
employment practices…." An employer's membership in VPP is recognized as
the nation's and Virginia's highest award that can be bestowed by a government
agency to an employer for excellence in occupational safety and health
management systems.
Virginia VPP currently recognizes 45 VPP sites employing over
11,000 employees who enjoy the protections and benefits of working in some of
the safest and healthiest working conditions in the country. VPP sites also
directly impact numerous qualified subcontractors and their employees that work
at VPP sites as those companies are required to provide safety and health
protections to their employees that are the equivalent to the protections
provided to VPP site employees.
The traditional site-based VPP has two levels of participation,
Star worksite and Merit worksite. Star participants are a select group of
worksites that have designed and implemented outstanding safety and health
programs, including full and meaningful employee involvement. Merit
participants are those that have demonstrated the potential and willingness to
achieve Star status and are implementing planned actions to fully meet the VPP
Star requirements.
VPP also encompasses the following programs, which provide
interested employers and employees the opportunity to develop and implement
exemplary safety and health management systems:
1. Challenge – where employers are guided by challenge
administrators through a three-stage process, which prepares a company to
achieve VPP Star status;
2. Site-based construction – for long term construction sites;
3. Mobile workforce – for employers that move from site to
site; and
4. Corporate - designed for corporate applicants.
This regulation applies to Virginia employers and employees who
volunteer to participate in Virginia VPP. As such, there is no negative impact
on Virginia's employers that are not program participants.
Program participants do incur costs associated with developing
and implementing safety and health management systems that often exceed current
requirements in VOSH laws, standards, and regulations; however, the costs are
incurred on a voluntary basis.
Employers that take proactive steps to improve safety and
health protections for employees can realize significant savings and avoided
costs associated with workplace injuries and illnesses. In 2015, the National
Safety Council reported that the average cost of a medically consulted
occupational injury in 2013 was $42,000. In 2013, the Washington Post reported
that the average net profit margin for all U.S. companies was 8.2%. With a net
profit margin of 8.2%, a business would need to generate $512,195 in new
revenues to simply pay for the costs of that single injury.
The Department of Labor and Industry tracks injury and illness
rates for each VPP site on an annual basis. Virginia VPP participating
worksites average more than 60% lower injury and illness rates than their nonparticipating
counterparts in their respective industries. Virginia VPP helps employers
identify and correct occupational hazards in a proactive and cooperative
approach that reduces or eliminates debilitating injuries, illnesses, and fatal
accidents suffered by Virginia's employees. Nationally, recordable injury and
illness rates for VPP sites have averaged 50% below that of other worksites in
their industry.
VPP Star sites regularly report decreased bottom line
expenditures, which are associated with both drastically reduced injury and
illness rates and improved productivity and employee morale. Reducing private
sector employer costs associated with injuries, illnesses, and fatal accidents
enhances a company's economic viability and competitiveness and increases
available capital for reinvestment, expansion, and new hiring.
Virginia VPP worksites have demonstrated over many years that
VPP participation will:
1. Substantially reduce workplace injuries and illnesses;
2. Reduce workers' compensation costs;
3. Result in a more highly trained and experienced workforce;
4. Improve company productivity; and
5. Promote competiveness in the marketplace.
VPP is available to private and public sector employers of all
sizes. For example, it includes the Dominion Power North Anna nuclear facility,
which has almost 1,000 employees, as well as Veritiv-Lynchburg with
approximately 10 employees. A small sample of other participants in the
Virginia VPP include: Delta Airlines, Miller Coors, Raytheon, Eastman Chemical
Company, and International Paper.
Virginia was the first VPP in the country to recognize state
correctional institutions as VPP members – Augusta and Lunenburg Correctional
Facilities of the Virginia Department of Corrections (VADOC). Both facilities
have consistently incurred lower workers' compensation costs than other
comparable VADOC sites and have significantly lower injury and illness rates
than the national rates for correctional facilities.
VADOC, a participant in the VPP program since 2001, estimates
that the Commonwealth saved approximately $1.5 million at Lunenburg
Correctional Center (LCC) between 2002 and 2006. VADOC further estimates that
since 2001, based on a 2009 comparative analysis, the five other medium
security dormitory-design Virginia correctional centers achieved similar
results in VPP to that of LCC. The potential savings may have been
approximately $3 million in direct (insured) costs and $10.4 million in
indirect costs, for a total savings of $13.4 million. With the program's
continued expansion into other state facilities, the Commonwealth could expect
increased savings. Other state agencies, as well as local governments, could
also experience these benefits from participating in VPP.
Expanding Virginia's VPP will promote safer and healthier work
places in Virginia by using a proactive, cooperative approach between
employers, employees, and Virginia government, rather than a punitive one. The
department benefits from this cooperative relationship by having exemplary
sites to lead and guide other employers to improve their occupational safety
and health performance.
Once a site has qualified and successfully submitted an
application for consideration in the VPP Star program, final approval requires
an intensive weeklong onsite evaluation by a VOSH VPP team. Final approval is
determined by DOLI's Commissioner. VPP participants are exempt from regular
VOSH programmed compliance inspections while they maintain their VPP status.
Each VPP member site is required to be recertified by an onsite evaluation team
of safety and health professionals every three to four years to remain in VPP.
Adopting a regulation for the operation of VPP and establishing
a formal and permanent structure for VPP will also assist DOLI in its pursuit
of several bold initiatives it hopes will greatly enhance safety and health
protections for Virginia's workers.
First, DOLI is using VPP staffing resources to work
cooperatively with the Virginia Associated General Contractors (AGC) to
establish a pilot strategic partnership, known as Virginia BEST (Building
Excellence in Safety and Health Training) to encourage and recognize
construction contractors that voluntarily implement extensive safety and health
management systems to benefit construction workers. Virginia BEST is a modified
version of the Challenge concept where employers are guided by Challenge
administrators through a three-stage process to achieving exemplary safety and
health management systems.
Second, DOLI is developing a pilot strategic partnership with
the Virginia Department of Corrections (VADOC) to substantially increase VADOC
participation in VPP. The VADOC partnership will use Challenge concepts as
well.
Finally, DOLI is working to expand the scope of VPP by
implementing a Virginia unique version of the OSHA Challenge Program, which
would establish three levels of participation for employers wishing to enhance
their safety and health management systems.
Department of Planning and Budget's Economic Impact
Analysis:
Summary of the Proposed Amendments to Regulation. Pursuant to
Chapter 339 of the 2015 Acts of Assembly, the Safety and Health Codes Board
(Board) proposes to promulgate regulations for the Voluntary Protection Program
(VPP).
Result of Analysis. The benefits likely exceed the costs for
all proposed changes.
Estimated Economic Impact. Chapter 339 of the 2015 Acts of
Assembly codified VPP and required the Board to adopt regulations necessary for
the program.1 Pursuant to the statutory mandate, the Board proposes
to promulgate regulations addressing the operation and administration of the
program. VPP promotes effective worksite-based safety and health. In VPP,
management, labor, and the Department of Labor and Industry (DOLI) establish
cooperative relationships at workplaces that have implemented a comprehensive
safety and health management system. Participants may terminate VPP status at
any time for any reason.
VPP is not new in Virginia. According to DOLI, it was
instituted in 1996 and is patterned after the federal VPP model, which was
originally created in 1982. An employer's membership in VPP is recognized as
the nation's and Virginia's highest award that can be bestowed by a government
agency to an employer for excellence in occupational safety and health
management systems. Virginia VPP currently recognizes 46 VPP sites employing
over 11,000 employees. VPP sites also directly impact numerous qualified
subcontractors and their employees who work at VPP sites as those companies are
required to provide safety and health protections to their employees that are
the equivalent to the protections provided to VPP site employees.
The traditional site-based VPP has two levels of participation,
Star worksite and Merit worksite. Star participants are a select group of
worksites that have designed and implemented outstanding safety and health
programs, including full and meaningful employee involvement. Merit
participants are those that have demonstrated the potential and willingness to
achieve Star status and are implementing planned actions to fully meet the VPP
Star requirements. VPP also encompasses the following programs which provide
interested employers and employees the opportunity to develop and implement
exemplary safety and health management systems: Challenge – where employers are
guided by challenge administrators through a three stage process, which can
prepare a company to achieve VPP Star status; Site-based Construction – for
long term construction sites; Mobile Workforce – for employers that move from
site to site; and Corporate - designed for corporate applicants.
While VPP participants do incur costs associated with
developing and implementing safety and health management systems that often
exceed mandatory requirements in laws, standards and regulations, these costs
are incurred on a voluntary basis in anticipation of the expected benefits. In
general, employers that take proactive steps to improve safety and health
protections for employees can realize significant savings and avoided costs
associated with workplace injuries and illnesses. According to DOLI, recordable
injury and illness rates for VPP sites have averaged 50% below that of other
worksites in their industry nationally. Virginia VPP participating worksites
average more than 60% lower injury and illness rates than their
non-participating counterparts in their respective industries. DOLI further
notes that VPP Star sites regularly report decreased bottom line expenditures,
which are associated with both drastically reduced injury and illness rates,
and improved productivity and employee morale which enhances a company's
economic viability and competitiveness, and increases available capital for
reinvestment, expansion and new hiring. These claims are supported by results
from specific VPP sites including state correctional facilities. Additionally,
there is consensus among the stakeholders as to the success of the program at
the national level.2 In short, the success of VPP appears
uncontroverted. Attributing the entire benefits of VPP to the proposed
regulation would be inaccurate, however.
The proposed regulation adopts rules for the operation and
administration of the program which has been in existence since 1996. The
proposed action promulgates the rules and procedures which have been followed
in practice for quite some time. Thus, the main economic effect of this
regulation is to supplement the recent codification of the program in the
statute signaling Virginia's long term commitment to VPP. Without the code and
regulation it would have remained largely as a discretionary program, subject
to be terminated at any time. With the statutory and regulatory language,
employers are assured that if they choose to participate in the program and
incur significant costs, the program will not be terminated absent a
legislative action. In that sense, the main economic effect of the proposed
regulation is to enhance already existing incentives for employers to
participate in VPP.
Businesses and Entities Affected. According to DOLI, based on
data from 2014, approximately 234,644 establishments employing 3.6 million
employees are subject to the Board's jurisdiction. Of these, all qualified
public and private sector places of employment may participate in the program.
Virginia VPP currently recognizes 46 VPP sites employing over 11,000 employees.
Localities Particularly Affected. The proposed changes apply
statewide.
Projected Impact on Employment. To the extent the proposed
regulation increases participation in VPP, compliance with voluntarily agreed
upon more stringent health and safety standards and the likely improvements in
productivity should have a positive impact on employment.
Effects on the Use and Value of Private Property. To the extent
the proposed regulation increases participation in VPP, compliance with
voluntarily agreed upon more stringent health and safety standards and the
likely reductions in work place injuries or illnesses should have positive
impact on asset values of participating companies.
Real Estate Development Costs. No significant impact on real
estate development costs is expected.
Small Businesses:
Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
small business is defined as "a business entity, including its affiliates,
that (i) is independently owned and operated and (ii) employs fewer than 500
full-time employees or has gross annual sales of less than $6 million."
Costs and Other Effects. Less than twenty percent of the
employers who may choose to participate in VPP are considered small businesses.
The costs and other effects on them are the same as those discussed above.
Alternative Method that Minimizes Adverse Impact. Participation
in VPP program is voluntary and is not likely to impose net adverse effects on
participating employers.
Adverse Impacts:
Businesses. More than eighty percent of the employers who may
choose to participate in VPP are considered non-small businesses. Participation
in VPP program is voluntary and is not likely to impose net adverse effects on
participating employers.
Localities. Some of the employers who may choose to participate
in VPP may be localities. Participation in VPP program is voluntary and is not
likely to impose net adverse effects on participating employers.
Other Entities. The proposed amendments will not adversely
affect other entities.
_____________________________
1 http://lis.virginia.gov/cgi-bin/legp604.exe?151+ful+CHAP0339
2 Promoting Safe Workplaces through Voluntary Protection
Programs, Hearing Before the Subcommittee on Workforce Protections Committee on
Education and the Workforce, U.S. House of Representatives, June 28, 2012.
Agency's Response to Economic Impact Analysis: The
Department of Labor and Industry has no additional comment in response to the
economic impact analysis.
Summary:
The proposed regulation establishes the Virginia Voluntary
Protection Program (VPP) in accordance with Chapters 20 and 339 of the 2015
Acts of Assembly. The proposed new chapter applies to Virginia employers and
employees who volunteer to participate in the program and includes the
following requirements for participation: upper management leadership and
active and meaningful employee involvement; systematic assessment of
occupational hazards; comprehensive hazard prevention, mitigation, and control programs;
employee safety and health training; and safety and health program evaluation.
The proposed new chapter addresses (i) categories of
participation, such as Star, Merit, and Challenge; (ii) ways to participate,
such as site-based in both general industry and construction, mobile workforce,
VPP corporate; (iii) application requirements; (iv) comprehensive safety and
health management system requirements; (v) certification and recertification
processes; (vi) onsite evaluations; (vii) annual submissions; (viii) other
participation requirements; (ix) enforcement activity at VPP sites; and (x)
withdrawal or termination from VPP.
CHAPTER 200
VIRGINIA VOLUNTARY PROTECTION PROGRAM
16VAC25-200-10. Voluntary participation program.
A. Participation in VPP is strictly voluntary. The
applicant that wishes to participate freely submits information to VOSH on its
safety and health management system and opens itself to department review.
B. VPP emphasizes trust and cooperation between VOSH, the
employer, employees, and employee representatives and is complementary to the
department's enforcement activity, but does not take its place. This
partnership enables the department to remove participating sites from
programmed inspection lists, allowing it to focus inspection resources on
establishments in greater need of department oversight and intervention.
However, VOSH will continue to investigate valid employee safety and health
complaints, referrals, fatalities, accidents, and other significant events at
VPP participant sites in accordance with VOSH enforcement procedures.
C. VPP participants develop and implement a systems
approach to effectively identify, evaluate, prevent, and control occupational
hazards so that injuries and illnesses to employees are prevented.
D. VPP participants are selected based on their written
safety and health management system, the effective implementation of this
system over time, and their performance in meeting VPP requirements. Not all
worksites are appropriate candidates for VPP. At qualifying sites, all
personnel are involved in the effort to maintain rigorous, detailed attention
to safety and health. VPP participants often mentor other worksites interested
in improving safety and health, participate in safety and health outreach and
training initiatives, share best practices, and promote excellence in safety
and health in their industries and communities.
E. VPP participants must demonstrate continuous
improvement in the operation and impact of their safety and health management
systems. Annual VPP self-evaluations help participant's measure success,
identify areas needing improvement, and determine needed changes. VOSH onsite
evaluation teams verify this improvement.
F. Participation in VPP does not diminish employee and
employer rights and responsibilities under VOSH laws, standards, and
regulations.
G. The provisions of this chapter are intended to provide
solely for the safety, health, and welfare of employees and the benefits
thereof shall not run to any applicant, participant, or any other person nor
shall a third party have any right of action for breach of any provision of
this chapter except as otherwise specifically provided herein.
H. Nothing in this chapter shall be construed to in any
way limit the commissioner's discretion to use department personnel and
resources in accordance with the powers and duties as set forth in Title 40.1
of the Code of Virginia.
16VAC25-200-20. Definitions.
The following words and terms when used in this chapter
shall have the following meanings unless the context clearly indicates
otherwise:
"90-day item" means compliance related issues
that must be corrected within a maximum of 90 days, with effective protection
provided to employees in the interim.
"Annual evaluation" means a participant's yearly
self-assessment to gauge the effectiveness of all required VPP elements and any
other elements of the safety and health management system.
"Annual submission" means a document written by
a participant and submitted to the department on or before February 15 each
year, consisting of the following information: updated names and addresses, the
participant's and applicable contractors' injury and illness case numbers and
rates, average annual employment and hours worked for the previous calendar
year, a copy of the most recent annual evaluation of the safety and health
management system, descriptions of significant changes or events, progress made
on the previous year's recommendations, Merit or one-year conditional goals (if
applicable), and any success stories.
"Applicable contractor" means a contractor whose
employees worked at least 1,000 hours for the participant in any calendar
quarter within the last 12 months and are not directly supervised by the
applicant or participant.
"Challenge" means a voluntary protection program
that provides participating employers and workers a three-stage process to work
with their designated Challenge administrators to develop and improve their
safety and health management program. VOSH-approved volunteer third party
Challenge administrators collaborate with participating employers to improve
safety and health management programs through mentoring, training, and progress
tracking.
"Challenge administrator" means selected
individuals in organizations such as corporations, state agencies, or nonprofit
associations that have met VOSH VPP criteria, including dedicated resources to
administer the Challenge program for their worksites or members or other
organizations' worksites or members. Administrators are involved in the
application and review processes. In certain situations as specified by the
commissioner, VOSH can serve as a Challenge administrator.
"Commissioner" means the Commissioner of Labor
and Industry or his designees.
"Contract employees" means workers who are
employed by a company that provides services under contract to the VPP
applicant or participant, usually at the VPP applicant's or participant's
worksite.
"Days away, restricted, or transfer case incidence
rate" or "DART rate" means the rate of all injuries and illnesses
resulting in days away from work, restricted work activity, or job transfer.
This rate is calculated for a worksite for a specified period of time, usually
one to three years.
"Department" means the Department of Labor and
Industry.
"Mentoring" means the assistance that a VPP
participant provides to another company to improve that site's safety and
health management system or prepare it for VPP application or participation.
"Merit goal" means a target for improving one or
more deficient safety and health management system elements for a participant
approved to the Merit program. A Merit goal must be met in order for a site to
achieve Star status.
"Merit program" means a program designed for
worksites that have demonstrated the potential and commitment to achieve Star
quality but need to further improve their safety and health management system.
A worksite may be designated as "Merit" when, during an initial Star
certification review, the VOSH review team determines that not all Star
requirements are being fully met. In the case of a Merit designation, the
participant must complete specified Merit goals in order to achieve Star status
and continue in VPP. "Merit" is not a participation level that can be
applied for.
"Misclassification" means when an employer
improperly classifies a worker as an independent contractor who should in fact
be an employee.
"Model system" means an exemplary, voluntarily
implemented worker safety and health management system that (i) implements
comprehensive safety and health programs that exceed basic compliance with
occupational safety and health laws and regulations and (ii) meets the VPP
requirements of this chapter.
"One-year conditional goal" means a target for
correcting deficiencies in safety and health management system elements or
sub-elements identified by VOSH during the onsite evaluation of a Star
participant.
"Onsite assistance visit" means a visit to an
applicant or participant site by agency personnel or other nonenforcement
personnel to offer assistance, including help with its application, conduct of
a records review, or make general observations about the site's safety and
health management system.
"Onsite evaluation" means a visit to an
applicant or participant site by a VOSH onsite evaluation team to determine whether
the site qualifies to participate, continue participation, or advance within
VPP.
"Onsite evaluation report" means a document
written by the VOSH onsite evaluation team and consisting of the site report.
This document contains the team's assessment of the safety and health
management system and the team's recommendation regarding approval of the
applicant or reapproval of the participant in VPP.
"Onsite evaluation team" means an
interdisciplinary group of VOSH professionals and private industry volunteers
who conduct onsite evaluations. The team normally consists of a team leader, a
backup team leader, safety and health specialists, and other specialists as
appropriate.
"Private industry volunteer" or "PIV"
means a volunteer from a VPP site or corporation knowledgeable in safety and
health management system assessment, formally trained in the policies and
procedures of VPP, and determined by VOSH to be qualified to perform as a team
member on a VPP onsite evaluation.
"Recommendations" means suggested improvements
noted by the onsite evaluation team that are not requirements for VPP
participation but would enhance the effectiveness of the site's safety and
health management system. Compliance with VOSH standards is a requirement, not
a recommendation.
"Safety and health management system" means a
method of preventing worker fatalities, injuries, and illnesses through the
ongoing planning, implementation, integration, and control of four
interdependent elements: management leadership and employee involvement,
worksite analysis, hazard prevention and control, and safety and health
training.
"Star program" means the program within VPP
designed for participants whose safety and health management systems operate in
a highly effective, self-sufficient manner and meet all VPP requirements. Star
is the highest level of VPP participation.
"Temporary employee" means an employee hired on
a nonpermanent basis by the applicant or participant site.
"Total case incidence rate" or "TCIR"
means a number that represents the total recordable injuries and illnesses per
100 full-time employees, calculated for a worksite for a specified period of
time (usually one to three years).
"Voluntary Protection Program" or
"VPP" means a voluntary program under which the commissioner recognizes
and partners with workplaces in which a model system has been implemented.
"Voluntary Protection Program Participants'
Association" or "VPPPA" means a nonprofit § 50l(c)(3)
organization whose members are involved in VPP. The mission of the VPPPA is to promote
safety, health, and environmental excellence through cooperative efforts among
employees, management, and government.
"VOSH" means the Virginia Occupational Safety
and Health program of the Department of Labor and Industry.
16VAC25-200-30. Categories of participation.
A. Categories of participation may include:
1. Site-based fixed worksites and long-term construction
sites, including traditional Star and Merit designations.
2. Challenge participants where employers are guided by
challenge administrators through a three-stage process, which can prepare a
company to achieve VPP Star status.
3. Mobile workforce participants where employers often work
as subcontractors and move from site to site.
4. Corporate participants that have adopted VPP on a large
scale.
B. Levels of recognition:
1. Star worksite status recognizes the safety and health
excellence of worksites where workers are successfully protected from fatality,
injury, and illness by the implementation of comprehensive and effective workplace
safety and health management systems. These worksites are self-sufficient in
identifying and controlling workplace hazards.
2. Merit worksite status recognizes worksites that have
good safety and health management systems and that show the willingness,
commitment, and ability to achieve site-specific goals that will qualify them
for Star participation.
a. If the onsite evaluation team recommends participation
in the Merit program, the site must then complete a set of goals in order to
maintain Merit status and qualify for the Star program.
b. Merit goals must address Star requirements not presently
in place or aspects of the safety and health management system that are not up
to Star quality.
c. Methods for improving the safety and health management
system that will address identified problem areas must be included in Merit
goals.
d. Correction of a specific hazardous condition must be a
90-day item, not a Merit goal. However, when a safety and health management
system deficiency underlies a specific hazardous condition, then corrections to
the system must be included as Merit goals.
e. Reducing a three-year TCIR or DART rate to below the
national average is not by itself an appropriate Merit goal. Corrections to
safety and health management system deficiencies underlying the high rate must
be included in the Merit goals.
f. Merit worksites are given a three-year conditional goal
of achieving Star status. A participant must meet Star rate requirements within
the first two years of its Merit participation. This is to afford an additional
year's experience, for a total of no more than three years to gain Star
approval.
g. A Merit participant qualifies for Star when it has met
its Merit goals, Star rate requirements, and when all other safety and health
elements and sub-elements are operating at Star quality.
h. A Merit participant may qualify for the Star program
before the end of its Merit term if the participant meets all conditions in
subdivision 2 g of this subsection.
3. Challenge recognizes three-stages of accomplishment as
specified in 16VAC25-200-40 B.
C. Nothing in this chapter shall be construed to prohibit
the commissioner from establishing programs that are site-specific,
company-wide, statewide, or any combination thereof.
16VAC25-200-40. Ways to participate.
A. Site-based fixed participation is directed at the
owners and site officials who control site operations and have ultimate
responsibility for assuring safe and healthful working conditions of:
1. Private-sector fixed worksites in general industry;
2. Construction worksites or projects that will have been
in operation for at least 12 months at the projected time of approval and that
expect to continue in operation for at least an additional 12 months;
3. State and local government sector fixed worksites;
4. Resident contractors at participating VPP sites for the
contractors' operations at those VPP sites;
5. Resident contractors at nonparticipating sites for the
contractors' operations at those sites, so long as the resident contractors are
part of a larger organization approved to participate under the corporate
option.
B. Challenge provides participating employers and workers
an avenue to work with designated Challenge administrators to develop or
improve their safety and health management system. Challenge participants do
not generally receive exemptions from VOSH programmed inspections, although it
is within the commissioner's discretion to design programs that permit
exemption from programmed inspections for successful Stage 3 applicants.
Challenge administrators collaborate with participating
employers to improve their safety and health management programs in three
stages through mentoring, training, and progress tracking:
1. Stage 1 - assess, learn, and develop. Challenge
participants learn the elements necessary to develop and implement an effective
safety and health management program; assess performance of existing safety and
health programs and policies; provide training to management and workers; and
develop strategies, programs, and policies.
2. Stage 2 - implement, track, and control. Challenge
participants complete and implement policies and programs developed in Stage 1;
continue to enhance and develop their safety and health management program;
implement and improve their safety and health management program; and begin to
incorporate policies for contractor or special trade contractor safety and
health management program requirements.
3. Stage 3 - reassess, monitor, and improve. Challenge
participants monitor, reassess, and continuously improve their safety and
health management program. Challenge participants who complete Stage 3 have a
safety and health management system sufficiently advanced for the participant
to begin the application process for VPP Star certification.
C. Mobile workforce companies typically function as
contractors or subcontractors that may or may not have the authority for safety
and health for an entire worksite and for those companies that have employees
that move site to site, such as a specialty trade contractor or repair and
maintenance company, regardless of size or length and duration of the project
or service.
D. VPP corporate is designed for corporate applicants who
demonstrate a strong commitment to employee safety and health and VPP. These
applicants, typically large corporations or state or local government agencies,
have adopted VPP on a large scale for protecting the safety and health of their
employees. VPP corporate applicants must have established standardized
corporate-level safety and health management systems that are effectively
implemented organization-wide, as well as internal audit or screening processes
that evaluate their facilities for safety and health performance.
16VAC25-200-50. Application requirements.
A. Term of participation.
1. There is no time limit to the term of participation in
Star, as long as a site continues to meet all Star requirements and to maintain
Star quality.
2. Fixed-site construction participation ceases with the
completion of the construction project.
3. There is no time limit to the term of participation for
mobile worksite, corporate, or Challenge site as long as the participant
continues to meet all applicable requirements and maintain quality systems.
B. Injury and illness history requirements.
1. Injury and illness history is evaluated using a
three-year total case incident rate (TCIR) and a three-year day away,
restricted, or transfer case incident rate (DART rate). The three-year TCIR and
DART rates must be compared to the published Bureau of Labor Statistics (BLS)
national average for the five-digit or six-digit North American Industrial
Classification System (NAICS) code for the industry in which the applicant is
classified. The BLS publishes NAICS industry averages two years after data is
collected. For example, in calendar year 2016, calendar year 2014 national
averages will be available and used for comparison.
2. Both the three-year TCIR and the three-year DART rate
must be below one of the three most recently published BLS national averages
for the specific NAICS code.
3. Some smaller worksites may be eligible to use the
alternate rate calculation as provided for in VOSH written procedures.
C. VOSH inspection history.
1. The applicant must not have been issued final VOSH
citations related to a fatality in the preceding three-year period prior to
application submission. In the event that the company elects to contest a
citation related to a VOSH fatality, the company may not submit a VPP
application until such time as all fatality-related citations have become a
final order of the commissioner.
2. If VOSH has inspected an applicant site in the 36 months
preceding the application, the inspection, abatement, and any other history of
interaction with VOSH must indicate good faith attempts by the employer to
improve safety and health at the site. This includes verification of correction
of all serious violations. In addition, the existence of any of the following
at the site precludes the site's participation in VPP:
a. Open enforcement investigations;
b. Pending or open contested citations or notices under
appeal at the time of application;
c. Affirmed willful or antidiscrimination whistleblower
violations under § 40.1-51.2:1 of the Code of Virginia during the 36 months
prior to application;
d. Documented instances of misclassification of employees
during the 36 months prior to application;
e. Unresolved, outstanding enforcement actions, such as
long-term abatement agreements or contests.
D. Contract worker coverage.
1. Workers for applicable contractors must be provided with
safety and health protection equal in quality to that provided to participant
employees.
2. All contractors, whether regularly involved in routine
site operations or engaged in temporary projects such as construction or
repair, must follow the safety and health rules of the host site.
3. VPP participants must have in place a documented
oversight and management system covering applicable contractors to:
a. Ensure that safety and health considerations are
addressed during the process of selecting contractors and when contractors are
on site;
b. Ensure that contractors follow site safety rules;
c. Include provisions for timely identification,
correction, and tracking of uncontrolled hazards in contractor work areas;
d. Include a provision for removing a contractor or
contractor's employees from the site for safety or health violations.
4. Nested contractors, such as contracted maintenance
workers, and temporary employees who are supervised by host site management and
governed by the site's safety and health management system are entitled to the
same workplace protections as host employees and are therefore included in the
host site's injury and illness rates.
5. Site management must maintain copies of the TCIR and
DART rate data for all applicable contractors based on hours worked at the
site. Sites must report all applicable contractor TCIR and DART rate data to
VOSH annually.
6. Managers, supervisors, and nonsupervisory employees of
contract employers must be made aware of:
a. The hazards they may encounter while on the site.
b. How to recognize hazardous conditions and the signs and
symptoms of workplace-related illnesses and injuries.
c. The implemented hazard controls, including safe work
procedures.
d. Emergency procedures.
E. Assurances.
1. Applicants must understand and agree, through
assurances, to fulfill program requirements for participation in VPP.
2. Applicants must assure that:
a. The applicant will comply with VOSH laws, standards, and
regulations and will correct in a timely manner all hazards discovered through
self-inspections, employee notification, accident investigations, VOSH onsite
review, process hazard reviews, annual evaluations, or any other means. The
applicant will provide effective interim protection as necessary.
b. Site deficiencies related to compliance with VOSH
requirements and identified during the VOSH onsite review will be corrected
within 90 days, with interim protection provided to employees.
c. Site employees support the VPP application.
d. VPP elements are in place, and the requirements of the
elements will be met and maintained.
e. Employees, including newly hired employees and contract
employees when they reach the site, will have the VPP explained to them,
including employee rights under the program and VOSH laws, standards, and
regulations.
f. Employees performing safety and health duties as part of
the applicant's safety and health management system will be protected from
discriminatory actions resulting from their carrying out such duties. See § 40.1-51.2:1
of the Code of Virginia.
g. Employees will have access to the results of
self-inspections, accident investigations, and other safety and health
management system data upon request. At unionized sites, this requirement may
be met through the employee representative's access to these results.
h. The information listed in this subdivision 2 h will be
maintained and available for VOSH review to determine initial and continued
approval to the VPP:
(1) Written safety and health management system;
(2) Agreements between management and the collective
bargaining agents concerning safety and health;
(3) Data necessary to evaluate the achievement of
individual Merit goals or one-year conditional goals.
i. On or before February 15 each year, each participating
site must submit its annual evaluation to the department.
j. Whenever significant organizational, ownership, union,
or operational changes occur, such as a change in management, corporate
takeover, merger, or consolidation, a new statement of commitment signed by
both management and any authorized collective bargaining agents, as
appropriate, will be provided to VOSH within 60 days of the effective date of
the significant changes.
3. The applicant must demonstrate a willingness to follow
through on all assurances.
4. Employees must be aware of the recourse available to
them if management fails to fulfill any of these assurances. This may include
rescinding their support of VPP participation or exercising the right to file a
VOSH complaint.
F. Preapplication assistance.
1. Department personnel may conduct onsite assistance
visits of a prospective applicant's site to offer assistance in the application
process or before scheduling the onsite evaluation to obtain additional
information or clarification of information provided in the application.
2. Preapplication assistance may also include referrals to
the VPP mentoring program, Virginia VPP best practices training sessions, VPPPA
conferences, and VPPPA application workshops.
G. Application receipt and review.
1. The commissioner shall establish written procedures to
address requirements concerning receipt and review of application contents,
including the comprehensive safety and health management system requirements
outlined in 16VAC25-200-60.
2. If, upon review, the application is considered
incomplete, the department shall notify the applicant by letter, noting the
missing elements and requesting that the missing information be submitted
within 90 days. If the additional information is not provided within that
timeframe, the application must be returned to the applicant. Applications can
be resubmitted at any time.
3. If it is clear that the applicant cannot qualify for
VPP, the department must ask the applicant to withdraw the application within
30 days. If the application is not withdrawn, the application will be returned
with a letter indicating the reasons the application was denied.
4. An applicant may withdraw the application by notifying
the department. The withdrawal is effective on the date the notification is
received. The original application must be returned to the applicant. If the
application had already been accepted, the department must retain a working
copy for one year, for use in responding to questions that may arise.
16VAC25-200-60. Comprehensive safety and health management
system requirements.
A. The elements for VPP shall include the following
requirements for VPP participation:
1. Upper management leadership and active and meaningful
employee involvement;
2. Systematic assessment of occupational hazards;
3. Comprehensive hazard prevention, mitigation, and control
programs;
4. Employee safety and health training; and
5. Safety and health program evaluation.
B. The commissioner shall establish written procedures to
address applicant and participant requirements concerning the elements and
sub-elements appropriate to the program:
1. Management commitment;
2. VPP commitment;
3. Employee involvement;
4. Contract worker coverage;
5. Safety and health management system evaluation;
6. Worksite analysis;
7. Baseline and comprehensive safety and industrial hygiene
hazard analysis;
8. Hazard analysis of routine jobs, tasks, and processes;
9. Hazard analysis of significant changes;
10. Pre-use analysis;
11. Documentation and use of hazard analysis;
12. Routine self-inspections;
13. Hazard reporting system for employees;
14. Industrial hygiene (IH) program;
a. IH surveys;
b. Sampling strategy;
c. Sampling results;
d. Documentation;
e. Communication;
f. Use of results;
g. IH expertise;
h. Procedures; and
i. Use of contractors for IH surveys;
15. Analysis of injury, illness, and near-hit incidents;
16. Trend analysis;
17. Hazard prevention and control;
18. Certified professional resources;
19. Hazard elimination and control methods;
a. Engineering;
b. Adminstrative;
c. Work practices; and
d. PPE;
20. Hazard control programs;
21. Compliance with applicable Virginia unique occupational
safety and health regulations;
22. Occupational health care program;
23. Preventative maintenance of equipment;
24. Tracking of hazard correction;
25. Disciplinary system;
26. Emergency preparedness and response; and
27. Safety and health training.
16VAC25-200-70. Certification process.
A. Evaluation periods. The commissioner shall establish
written procedures to set time periods and scheduling requirements for onsite
evaluations in response to initial applications accepted by the department and
for recertification of participants.
B. Scheduling exceptions. Onsite evaluations shall be
conducted earlier than normal scheduled requirements when:
1. Significant changes have occurred in management,
processes, or products that may require evaluation to ensure the site is
maintaining a VPP quality safety and health management system.
2. VOSH has learned of significant problems at the site,
such as increasing injury and illness rates, serious deficiencies described in
the site's annual evaluation of its safety and health management system, or
deficiencies discovered through VOSH enforcement activity resulting from an
employee complaint, fatality, accident, or other event.
C. Decision to conduct the onsite evaluation. Once an
application is accepted, the department must:
1. Notify the site by letter or email in a timely manner
that an onsite evaluation will be conducted. However, no onsite evaluation may
be conducted until all prior enforcement actions have been closed.
2. Notify the appropriate VOSH enforcement personnel so
that the site can be removed from any programmed inspection lists, effective no
more than 75 days prior to the scheduled onsite review.
D. Methods of evaluation. The three primary methods of
evaluation during the certification or recertification process are document
review, walkthrough, and employee interviews. Additional activities that must
occur are the opening conference, daily briefings, report preparation, and
closing conference. The onsite evaluation team must evaluate each element and
sub-element of the safety and health management system and VPP requirements.
E. Recommendations. At the conclusion of the onsite
evaluation, the onsite evaluation team must reach a consensus to recommend to
the commissioner as to whether the site is suitable for participation or
continued participation in VPP, and at what level of participation.
16VAC25-200-80. Onsite evaluations.
A. Onsite evaluation team. An onsite evaluation consists
of a thorough evaluation of a VPP applicant's or participant's safety and
health management system in order to recommend approval or re-approval. Onsite
evaluations are carried out by a team consisting of VOSH staff acting in a
nonenforcement capacity, private industry volunteers, and other qualified team
members.
B. Onsite evaluation procedures. The commissioner shall
establish written procedures for onsite evaluations of applicants and
participants undergoing recertification. The procedures shall address issues
including:
1. Prioritizing and scheduling onsite evaluations;
2. Inclusion of union representatives, if any, in the
opening and closing conferences and the opportunity to accompany the onsite
evaluation team on the site walkthrough;
3. Onsite evaluation team composition, qualifications,
preparation, and assessment of personal protective equipment needed;
4. Opening conference subjects, review of injury and
illness records, incentive programs, document review, walkthrough, review of
safety and health management system elements and sub-elements, formal and
informal interviews of employees, including applicable contractor employees,
and closing conference subjects and recommendations;
5. Employee rights under the program and under VOSH laws,
standards, and regulations; and
6. Assuring that employees performing safety and health
duties as part of the applicant's safety and health management system will be
protected from discriminatory actions resulting from their carrying out such
duties, pursuant to § 40.1-51.2:1 of the Code of Virginia.
C. Correction of hazards.
1. As hazards are found and discussed during the
walkthrough, the onsite evaluation team must add them to a written list of the
uncontrolled hazards identified. This list will be used when the team briefs
site management at the end of each day on site.
2. VOSH expects that every effort will be made by the site
to correct identified hazards before the closing conference. If hazard
correction cannot be accomplished before the conclusion of the onsite
evaluation, the onsite evaluation team and site management must discuss and
agree upon correction methods and timeframes.
3. The site may be given up to a maximum of 90 days to
correct uncontrolled hazards, as long as interim protection is provided. These
90-day items must be corrected before the final onsite evaluation report can be
processed. Management must provide the team leader with a signed letter
indicating how and when the correction will be made. The team leader may decide
to return to the site to verify correction.
4. If, after repeated attempts to reach agreement, site
management refuses to correct a situation that exposes employees to serious
safety or health hazards, that situation shall be referred for enforcement
action.
5. Should any identified hazard be determined to present a
risk of imminent danger to life or health of an employee, department personnel
shall assure that its procedures for immediately removing employees from exposure
to the hazard until corrected are complied with by the applicant or
participant.
D. Deficiencies in the safety and health management
system. Where the team detects deficiencies in the safety and health management
system, even when physical hazards are not present, the onsite evaluation team
must document these deficiencies as goals for correction, recommendations for
improvement, or both.
1. If the system deficiency is a requirement for VPP at the
Star level, it must become the subject of a goal, either a Merit goal or a
one-year conditional goal. Implementation of goals is mandatory for VPP
participation. Timeframes, interim protection, and methods of achieving goals
must be discussed and agreed to with site management.
2. If improvement of the system deficiency is not
necessarily a requirement for VPP, but will improve worker safety and health at
the site, the improvement must be a recommendation. Implementation of
recommendations is encouraged but is not mandatory for VPP participation.
E. Final analysis of findings.
1. When the documentation review, the walkthrough, and
employee interviews have been completed, the onsite evaluation team must meet
privately to review and summarize its findings before conducting the closing
conference.
2. A draft of the certification or recertification report
shall be completed by the team before leaving the site. The draft report must
reflect the consensus of the onsite evaluation team.
F. Closing conference. The findings of the onsite
evaluation team, including its recommendation to the commissioner, must be
presented to site management and appropriate employee representatives before
the team leaves the site.
16VAC25-200-90. Annual submissions.
A. Annual self-assessment.
1. Participation in VPP requires each site or participant
to annually evaluate the effectiveness of its safety and health management
system, including the effectiveness of all VPP elements and sub-elements.
2. The commissioner shall establish written procedures
establishing the content and reporting requirements of participant annual
submissions.
3. Annual submissions are due on or before February 15 each
year.
B. Applicable contractors. Participants shall report on
the injury and illness data for all applicable contractors.
16VAC25-200-100. Enforcement activity at Voluntary
Protection Program sites.
A. Types of enforcement activity. Two types of enforcement
activity trigger additional VPP assessment:
1. Unprogrammed VOSH inspections, which occur in response
to all referrals, formal complaints, fatalities, and certain accidents.
2. Other incidents or events, whether or not injuries or
illnesses have occurred and whether or not normal enforcement procedures apply
to the situation.
B. Site reassessment. VOSH may reassess the site's safety
and health management system if there is reason to believe that a serious
deficiency exists that would have an impact on the site's continued
qualification for VPP.
C. Enforcement personnel. The commissioner shall establish
written procedures describing the use of enforcement personnel during onsite
evaluations and any limitations placed on their conducting an enforcement
inspection at a VPP site.
D. Impact of enforcement activity.
1. If the event that triggers enforcement activity occurs
during the time between application and onsite evaluation, the onsite
evaluation must be postponed until the enforcement case is closed.
2. If the event that triggers enforcement activity occurs
during the onsite evaluation, the onsite evaluation must cease until the
enforcement case is closed.
16VAC25-200-110. Withdrawal, suspension, or termination.
A. Withdrawal.
1. Participants may withdraw of their own accord or be
asked by VOSH to withdraw from the programs.
2. Any participant may choose to withdraw voluntarily at
any time.
3. VOSH shall request that a participant withdraw from VPP
if it is determined that it is no longer meeting the requirements for VPP
participation.
4. The commissioner shall establish written withdrawal
procedures that (i) provide for the participant's formal notification to the
department, (ii) the commissioner's acknowledgment of receipt and notification
to the participant of the status change, (iii) notification to department
personnel of the status change, (iv) return of the participant to the VOSH
programmed inspection list, and (v) disposition of the VPP participant file.
5. The commissioner shall establish written procedures to
address a VPP participant's change of location that establishes criteria for
determining whether the participant can retain its VPP status or must withdraw.
6. The commissioner will consider the company's
reapplication to VPP if and when eligibility requirements are met.
B. Suspension.
1. Participants that experience a work-related fatality,
whether an employee or contract employee, may be immediately suspended from
program participation until such time as a VOSH fatality investigation can be
completed.
2. The commissioner shall establish written procedures to
address a VPP participant's temporary suspension from VPP, that provides for
the department's formal notification to the participant and removal of the VPP
flag or other recognition device from display until the suspension is lifted.
3. A participant's suspension will not result in the participant
being returned to the VOSH programmed inspection list.
C. Termination.
1. The commissioner may terminate a participant from the
VPP for failure to maintain the requirements of the program.
2. In the event a fatality investigation shows substantial
deficiencies in the participant's safety and health programs, such that during
a normal certification audit the types of deficiencies would have precluded the
participant from participation in the VPP, the commissioner, in his discretion,
may terminate the participation in VPP.
3. If a whistleblower investigation pursuant to §§
40.1-51.2:1 and 40.1-51.2:2 of the Code of Virginia shows substantial
deficiencies in the participant's safety and health programs, such that during
a normal certification audit the types of deficiencies would have precluded the
site from participation in the VPP, the commissioner, in his discretion, may
terminate the participation in VPP.
4. Under most other situations, termination should occur
only when all reasonable efforts for assistance have been exhausted.
5. The commissioner shall establish written termination
procedures that provide for the commissioner's formal notification to the
participant and union representatives, an appeal process, and notification of
the commissioner's final decision.
6. If the commissioner finds the participant's appeal
valid, the participant may continue in VPP.
7. In the event of a final decision to terminate, the
written procedures shall provide for notification to department personnel of
the status change, return of the participant to the VOSH programmed inspection
list, and disposition of the VPP participant file. If a terminated participant wishes
to pursue reinstatement, it must wait three years to reapply.
VA.R. Doc. No. R16-4468; Filed November 18, 2016, 1:41 p.m.