TITLE 6. CRIMINAL JUSTICE AND CORRECTIONS
Title of Regulation: 6VAC35-71. Regulation Governing
Juvenile Correctional Centers (amending 6VAC35-71-10, 6VAC35-71-30 through
6VAC35-71-185, 6VAC35-71-220, 6VAC35-71-230, 6VAC35-71-240, 6VAC35-71-260
through 6VAC35-71-290, 6VAC35-71-310, 6VAC35-71-320, 6VAC35-71-330,
6VAC35-71-350, 6VAC35-71-360, 6VAC35-71-400 through 6VAC35-71-440, 6VAC35-71-460
through 6VAC35-71-510, 6VAC35-71-540, 6VAC35-71-550 through 6VAC35-71-590,
6VAC35-71-620, 6VAC35-71-630, 6VAC35-71-660, 6VAC35-71-670 through
6VAC35-71-720, 6VAC35-71-740 through 6VAC35-71-770, 6VAC35-71-790 through
6VAC35-71-860, 6VAC35-71-880, 6VAC35-71-890, 6VAC35-71-900, 6VAC35-71-930,
6VAC35-71-950, 6VAC35-71-960, 6VAC35-71-970, 6VAC35-71-990, 6VAC35-71-1000,
6VAC35-71-1020 through 6VAC35-71-1080, 6VAC35-71-1110 through 6VAC35-71-1140,
6VAC35-71-1180 through 6VAC35-71-1210, 6VAC35-71-1250, 6VAC35-71-1260,
6VAC35-71-1270; adding 6VAC35-71-215, 6VAC35-71-545, 6VAC35-71-735,
6VAC35-71-765; repealing 6VAC35-71-20, 6VAC35-71-1150, 6VAC35-71-1160,
6VAC35-71-1230).
Statutory Authority: §§ 16.1-309.9 and 66-10 of the
Code of Virginia.
Public Hearing Information: No public hearings are
scheduled.
Public Comment Deadline: November 29, 2019.
Agency Contact: Kristen Peterson, Regulatory
Coordinator, Department of Juvenile Justice, P.O. Box 1110, Richmond, VA 23219,
telephone (804) 588-3902, FAX (804) 371-6490, or email kristen.peterson@djj.virginia.gov.
Basis: Section 66-13 of the Code of Virginia provides
the department with the authority to "receive juveniles committed to it by
the courts of the Commonwealth" and to "establish, staff, and
maintain facilities for the rehabilitation, training, and confinement of such
juveniles."
The Board of Juvenile Justice is entrusted with general,
discretionary authority to promulgate regulations by § 66-10 of the Code
of Virginia, which authorizes the board to "promulgate such regulations as
may be necessary to carry out the provisions of this title and other laws of
the Commonwealth."
The provisions governing privately-operated juvenile
corrections centers (JCCs) and boot camps are mandated by the Juvenile
Corrections Private Management Act (§ 66-25.3 et seq. of the Code of
Virginia) and § 66-13 of the Code of Virginia, respectively.
Purpose: Having clear, concise regulations is essential
to protecting the health, safety, and welfare of the residents in, staff of,
and visitors to JCCs and the citizens in the community. With clear expectations
for the administrators running these facilities, the facilities will be able to
run more smoothly and utilize any extra resources for supporting the needs of
the residents, thus supporting the overall rehabilitation and community safety
goals of the department.
In June 2016, the board initiated the regulatory process for a
comprehensive review of 6VAC35-71 (Regulation Governing Juvenile Correctional
Centers). To complete the comprehensive review and revisions to this
regulation, the department convened a committee consisting of representatives
from various divisions of the department. The committee recommended revisions
to the regulation with the goal of streamlining the language, clarifying
ambiguous provisions, and imposing new requirements that align with the
following changes that have occurred since the department's last review of the
regulation.
Community treatment model: The department has adopted and
implemented a community treatment model in the JCCs similar to a successful
program operated in Missouri. The model uses a relationship-oriented approach
to help residents identify and resolve negative behaviors that contribute to
their criminogenic risk and encourages (i) the assignment of residents to a
permanent community with consistent staffing; (ii) highly structured, planned
group activities that encourage constant interaction and engagement between
staff and residents; and (iii) therapeutic structured activities that build
interpersonal skills and promote positive behavior change.
Prison Rape Elimination Act: In 2003, Congress enacted the
Prison Rape Elimination Act (PREA) (P.L. 108-79) to "provide for the
analysis of the incidence and effects of prison rape in federal, state, and
local institutions and to provide information, resources, recommendations, and
funding to protect individuals from prison rape." PREA created a
commission charged with developing standards for the elimination of prison
rape. The final federal rule for these standards became effective in 2012;
however, correctional facilities were given until October 2017 to comply with
the standards related to staffing requirements and staffing ratios. Although
the department has adopted written procedures to incorporate PREA's mandates, a
handful of existing regulatory provisions conflict with the PREA standards for
juvenile facilities. The department is proposing amendments to these provisions
to comply with the mandates in PREA.
Room confinement: Senate Bill 215, introduced during the 2016
Session of the General Assembly, required the department to promulgate
regulations that specify the parameters for imposing room confinement in JCCs
and juvenile detention centers. Although the legislation ultimately failed, it
prompted the department to make room confinement a focal point for examination
during the comprehensive review of this chapter.
Substance: The department is recommending the following
new provisions be added to the regulation:
• 6VAC35-71-215 prohibits employees and contractors from
supervising residents if they pose a substantial risk to the health and safety
of others in the JCC and enables the JCC to require evaluations before the
individual may resume the role.
• 6VAC35-71-545 addresses the rules staff must follow if an
emergency or other situation necessitates a facility or unit lockdown,
including mandated periodic checks of locked down residents, required
notification to or approval by the superintendent, and the provision of daily
opportunities for interaction with the superintendent and for large muscle
exercise.
• 6VAC35-71-735 requires JCC housing units to function as
therapeutic communities with staff and resident consistency, daily therapeutic
activities, and oversight by an interdisciplinary JCC team.
• 6VAC35-71-765 requires JCCs, where practicable, to increase
family and natural support engagement opportunities through visitation,
contacts, and other opportunities.
The department is recommending a number of substantive
revisions to existing language in this regulation, including:
• Changing the frequency of and staff required to make periodic
visits to housing units and allowing parameters to be determined through
written procedures;
• Amending the initial and retraining requirements to (i)
specify the required training hours for medical staff and (ii) allow medical
staff and direct supervision employees to receive a portion of training prior
to assuming their roles, with the remaining hours completed before the
expiration of their first year of employment;
• Broadening the category of staff required to be trained and
retrained in the implementation of a suicide prevention program to include
direct supervision employees, security employees, and medical staff;
• Removing duplicative orientation requirements that are
addressed as part of the required initial training and requiring that
contractors be oriented rather than trained on expectations of working in a
secure environment;
• Removing any explicit or implicit provision authorizing
volunteers and interns to be alone with residents and adding language
explicitly prohibiting them from assuming direct care or direct supervision
responsibilities;
• Adding language requiring contractors who regularly serve
residents to comply with the same tuberculosis mandates as other employees;
• Expanding the types of tobacco prohibited and the category of
individuals precluded from using tobacco products on JCC premises;
• Expanding required documentation for JCC monthly evacuation
drills to include the staff tasks completed and the staff members responsible
for conducting and documenting the drill;
• Mandating that manual or instrumental body cavity searches be
conducted at a local medical facility except in exigent circumstances of a
threat to the health of a resident;
• Limiting the facility's current broad requirement to restrict
diets or impose alternative dietary schedules for managing maladaptive behavior
so as to require such diets or alternative schedules only when food or culinary
equipment has been used inappropriately, in a manner that jeopardizes JCC
security;
• Reducing the maximum time permitted between the JCC's evening
meal and the following day's morning meal from 15 hours to 14 hours and
removing the superintendent's existing authority to increase the time on
holidays and weekends;
• Amending existing provisions requiring staff to furnish
residents with copies of written information (e.g., rules of the facility and
disciplinary reports) to allow staff the discretion to show residents
displaying maladaptive behavior written information in lieu of providing a
copy;
• Permitting direct supervision employees who meet certain
requirements to be alone with residents without direct care employees
conducting the required visual checks;
• Adjusting the required staff-to-resident ratio from one to
ten to one to eight, consistent with PREA and authorizing security staff to
transport residents for routine or emergency purposes;
• Amending the process for residents with formal charges for
rule violations to mandate that disciplinary issues be handled within the
therapeutic community, consistent with the behavior management program and
considering the facility's safety and security and the rehabilitation rather
than punishment of the resident;
• Placing a 60-minute cap on timeout periods, permitting
timeout only when less restrictive alternatives have been employed
unsuccessfully, and allowing a resident to be released from timeout upon
demonstrating the ability to comply with facility expectations;
• Placing additional checks and restrictions on the use of room
confinement in JCCs by (i) removing isolation as a permissible form of room
confinement; (ii) requiring confined residents to be monitored visually at
least every 15 minutes; (iii) imposing a graduated review and approval process
for confinement beyond 24, 48, and 72 hours; (iv) setting out a case management
review process for confinement periods that exceed five days; and (v) requiring
additional staff interaction with confined residents. Also, delaying the
implementation of these room confinement provisions to allow the department
sufficient time to change its operations;
• Removing provisions related to the now terminated
administrative segregation units in JCCs;
• Amending the regulatory provision addressing the use of
mechanical restraints to (i) remove the requirement to notify the
superintendent or the superintendent's designee immediately when mechanical
restraints are used in emergencies; (ii) prohibit the use of mechanical
restraints for routine, on-campus movement, except in limited circumstances;
and (iii) allow use of a mobile restraint chair solely for transporting
residents and require that the resident be released from the chair once the
intended destination is reached;
• Reducing the maximum duration a resident may be mechanically
restrained before requiring a consultation with a mental health professional
from two cumulative hours to one consecutive hour, and specify that staff must take
appropriate action to address a mechanically restrained resident who is
exhibiting self-injurious behavior before consulting a mental health
professional; and
• Mandating each staff member responsible for transporting
residents maintain a valid driver's license and report to the facility
administrator or the administrator's designee changes in the staff member's
license status, and expanding the staff authorized to transport residents by
vehicle.
Issues: The amendments are expected to be advantageous
to the public in that, as a result of the proposed revisions mandating
therapeutic communities, emphasizing family inclusion as a primary component of
residents' rehabilitation, and reducing the use of mechanical restraints and
the practice of room confinement, JCCs will focus more on the rehabilitation of
residents. These changes are intended to reduce recidivism among released
residents, thereby improving public safety. Additionally, safety will be
enhanced among JCC staff and residents due to modified staff-to-resident
ratios, compliance with PREA mandates, enhanced screenings for medical issues
with contractors, expanded smoking prohibitions within the secure perimeter,
gradual phase-out of room confinement as a disciplinary sanction in JCCs, increased
frequency of visual room checks for residents placed in room confinement, and
more stringent monitoring of residents demonstrating self-injurious behaviors.
Small Business Impact Review Report of Findings: This
proposed regulatory action serves as the report of the findings of the
regulatory review pursuant to § 2.2-4007.1 of the Code of Virginia.
Department of Planning and Budget's Economic Impact
Analysis:
Summary of the Proposed
Amendments to Regulation. The Board of Juvenile Justice (Board) proposes to
amend the Regulation Governing Juvenile Correctional Centers to reflect the
Department of Juvenile Justice's (DJJ) continued efforts to transform its
approach to juvenile justice, including implementing the community treatment
model (CTM) in its housing units, abolishing the use of segregation as a
disciplinary measure in any existing and future juvenile correctional centers
(JCCs), requiring additional monitoring of confined residents, enhancing
training for DJJ personnel and staff, and increasing required staff-to-resident
ratios in order to comply with federal law.
Result of Analysis. Overall, the benefits likely exceed the
costs for the proposed changes.
Estimated Economic Impact. The Regulation Governing Juvenile
Correctional Centers establishes the minimum standards to which staff in the
JCCs must comply. The existing regulation addresses program operations, health
care, personnel and staffing requirements, facility safety, residents' rights,
and the physical environment. It contains additional provisions for boot camps
and privately operated JCCs. The regulation seeks to promote the safety and
security of residents, staff, volunteers, interns, and contractors, while
protecting the rights of youth committed to DJJ and preparing them for
successful reentry into the community following their commitment.
For the most part, the proposed
amendments reflect current practice, conform regulatory language to federal or
Virginia statutes, or are clarifications. Proposals that would have impact in
practice include: 1) narrowing authority to apply physical restraints, 2)
reducing the length of time a resident may be restrained mechanically before a
consult with a QMHP is necessary, 3) expanding the tuberculosis screening
requirement to contractors,1 4) adding "health-trained
professionals" as individuals authorized to clear staff to return to work
once they are suspected of having tuberculosis, 5) increasing the frequency of
the required checks of residents under room confinement from every 30 minutes
to every 15 minutes, 6) removing the requirement that animals be housed a
reasonable distance from sleeping, living, and eating areas, 7) reducing
restrictions on telephone calls, and 8) narrowing the category of individuals
who must review and be prepared to implement the resident's behavior support
contract.
Some of the proposals would
require extra staff time. Examples of these are expanding the tuberculosis
screening requirement to contractors and increasing the frequency of the
required checks of residents under room confinement from every 30 minutes to
every 15 minutes. Other proposals would reduce needed staff time. Adding
"health-trained professionals" as individuals authorized to clear
staff to return to work once they are suspected of having tuberculosis, and
narrowing the category of individuals who must review and be prepared to
implement the resident's behavior support contract fall into this category.
Reducing restrictions on telephone calls and removing the requirement that
animals be housed a distance from sleeping, living, and eating areas are both
beneficial for residents without significantly affecting costs.
Businesses and Entities Affected. Currently, the regulation
affects one state-operated JCC. Proposed revisions to this regulation will
affect the facility's administration, staff, and any contract service
providers, in addition to the residents in the facility.
Localities Particularly Affected. Currently, the regulation
affects one state-operated JCC, which is located in Chesterfield County.
Projected Impact on Employment. The proposed regulation is
unlikely to significantly affect total employment.
Effects on the Use and Value of Private Property. The proposed
regulation is unlikely to significantly affect the use and value of private
property.
Real Estate Development Costs. The proposed amendments do not
adversely affect real estate development costs.
Small Businesses:
Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
small business is defined as "a business entity, including its affiliates,
that (i) is independently owned and operated and (ii) employs fewer than 500
full-time employees or has gross annual sales of less than $6 million."
Costs and Other Effects. The
proposed regulation is unlikely to significantly affect costs for small
businesses.
Alternative Method that Minimizes
Adverse Impact. The proposed regulation does not adversely affect small
businesses.
Adverse Impacts:
Businesses. The proposed
regulation does not adversely affect businesses.
Localities. The proposed amendments
do not adversely affect localities.
Other Entities. The proposed
regulation does not adversely affect other entities.
__________________________
1According to DJJ, the tuberculosis screening is handled
by internal staff and would not increase cost beyond staff time.
Agency's Response to Economic Impact Analysis: The
Virginia Board of Juvenile Justice has reviewed the Department of Planning and
Budget's economic impact analysis and agrees with the analysis.
Summary:
The proposed regulatory action is a comprehensive revision
of 6VAC35-71, Regulation Governing Juvenile Correctional Centers, to streamline
language, clarify ambiguous provisions, and adopt new requirements that align
with changes in the community treatment model, federal Prison Rape Elimination
Act, and room confinement.
The proposed amendments include (i) implementing the
community treatment model in the Department of Juvenile Justice housing units,
(ii) abolishing the use of segregation as a disciplinary measure in any
existing or future juvenile correction center, (iii) requiring additional
monitoring of confined residents, (iv) enhancing training for department
personnel and staff, and (v) increasing required staff-to-resident ratios to
comply with federal law.
Part I
General Provisions
6VAC35-71-10. Definitions.
The following words and terms when used in this chapter shall
have the following meanings unless the context clearly indicates otherwise:
"Active supervision" or "actively
supervise" means a method of resident supervision in which a direct care
employee is (i) actively patrolling and frequently viewing the areas in which
residents are present a minimum of once every 15 minutes and (ii) close enough
in proximity to the resident to provide a quick response should an incident
occur.
"Annual" means within 13 months of the previous
event or occurrence.
"Assistant superintendent" means the individual
who provides regular assistance and support to the superintendent in the
management and operation of a juvenile correctional center.
"Aversive stimuli" means physical forces, such
as sound, electricity, heat, cold, light, water, or noise, or substances, such
as hot pepper, pepper sauce, or pepper spray, measurable in duration and
intensity that when applied to a resident are noxious or painful to the
resident.
"Behavior management" means the principles and methods
employed to help a resident achieve positive behavior and to address and
correct a resident's inappropriate behavior in a constructive and safe manner
in accordance with written procedures governing program expectations, treatment
goals, resident and staff safety and security, and the resident's individual
service plan.
"Board" means the Board of Juvenile Justice.
"Boot camp" means a short-term secure or
nonsecure juvenile residential program that includes aspects of basic military
training and that utilizes a form of military-style discipline whereby
employees are authorized to respond to minor institutional offenses by imposing
immediate sanctions that may require the performance of some physical activity
based on the program's written procedures.
"Case record" or "record" means written or
electronic information regarding a resident and the resident's family, if
applicable, maintained in accordance with written procedures.
"Community manager" means the individual who
supervises, coordinates, and directs an assigned group of staff in multiple
housing units and who oversees the schedules, programs, and services for
assigned housing units within a juvenile correctional center.
"Contraband" means any item possessed by or
accessible to a resident or found within a juvenile correctional center or on
its premises that (i) is prohibited by statute, regulation, or department
procedure; (ii) is not acquired through approved channels or in prescribed
amounts; or (iii) may jeopardize the safety and security of the juvenile
correctional center or individual residents.
"Contractor" means an individual who has entered
into a legal agreement to provide services on a recurring basis to a juvenile
correctional center.
"Department" means the Department of Juvenile Justice.
"Direct care" means the time period
during which a resident who is committed to the department pursuant to
§ 16.1-272 or 16.1-285.1, or subsection subdivision A 14 or A
17 of § 16.1-278.8 of the Code of Virginia is under the supervision of
staff in a juvenile correctional center operated by or under contract with the
department.
"Direct care staff employee" means
the staff employee whose primary job responsibilities are for
(i) maintaining the safety, care, and well-being of residents; (ii) implementing
the structured program of care and the behavior management program; and (iii)
maintaining the security of the facility.
"Direct supervision" or "directly
supervise" means the act of working with residents who are not in
the presence of direct care staff. Staff members who provide direct supervision
are responsible for maintaining the safety, care, and well-being of the
residents in addition to providing services or performing the primary
responsibilities of that position a method of resident supervision in
which a direct supervision employee is authorized to provide services to a
resident while direct care staff are not within close proximity and do not have
direct and continuous visual observation of or the ability to hear any sounds
or words spoken by the resident.
"Direct supervision employee" means a staff
member who is responsible for maintaining the safety, care, and well-being of
the residents in addition to providing services or performing the primary
responsibilities of that position and who is authorized to directly supervise
residents.
"Director" means the Director of the Department of
Juvenile Justice.
"Emergency" means a sudden, generally unexpected
occurrence or set of circumstances demanding immediate action such as a fire,
chemical release, loss of utilities, natural disaster, taking of hostages
hostage situation, major disturbances disturbance, escape,
and or bomb threats threat. Emergency For
purposes of this definition, "emergency" does not include
regularly scheduled employee time off or other situations that reasonably
could be reasonably anticipated.
"Gender identity" means a person's internal
sense of being male or female, regardless of the person's sex assigned at
birth.
"Grievance" means a written communication by a
resident on a department-approved form that reports a condition or situation
that presents a risk of hardship or harm to a resident and relates to
department procedure.
"Health care record" means the complete record
of medical screening and examination information and ongoing records of medical
and ancillary service delivery, including but not limited to all findings,
diagnoses, treatments, dispositions, prescriptions, and their administration.
"Health care services" means those actions,
preventative and therapeutic, taken for the physical and mental well-being of a
resident. Health care services include medical, dental, orthodontic, mental
health, family planning, obstetrical, gynecological, health education, and
other ancillary services.
"Health trained personnel" means an individual who
is trained by a licensed health care provider to perform specific duties,
such as administering health care screenings, reviewing screening forms for
necessary follow-up care, preparing residents and records for sick call, and
assisting in the implementation of certain medical orders and
appropriately supervised to carry out specific duties with regard to the
administration of health care.
"Housing unit" means the space in a juvenile
correctional center in which a particular group of residents resides, which
comprises sleeping areas, bath and toilet facilities, and a living room or its
equivalent for use by the residents. Depending upon its design, a building may
contain one or several separate housing units.
"Human research" means any systematic
investigation, including research development, testing, and evaluation
utilizing human subjects that is designed to develop or contribute to
generalized knowledge. Human research shall not be deemed to include research
exempt from federal research regulation pursuant to 45 CFR 46.101(b).
"Immediate family member" means a resident's
parent or legal guardian, step-parent, grandparent, spouse, child, sibling, and
step-sibling.
"Individual service plan" or "service
plan" means a written plan of action developed, revised as necessary,
and reviewed at specified intervals, to meet the needs of a
resident. The individual service plan specifies (i) measurable short-term
and long-term goals; (ii) the objectives, strategies, and time frames for
reaching the goals; and (iii) the individuals responsible for carrying out the
plan.
"Juvenile correctional center," "JCC," or
"facility" means a public or private facility, operated by or under
contract with the Department of Juvenile Justice department,
where 24-hour per day care is provided to residents under the direct
care of the department 24 hours a day, seven days a week. For purposes of
this chapter, "juvenile correctional center" does not include any
facility at which a direct care alternative placement program is operated.
"Living unit" means the space in a juvenile
correctional center in which a particular group of residents resides that
contains sleeping areas, bath and toilet facilities, and a living room or its
equivalent for use by the residents. Depending upon its design, a building may
contain one living unit or several separate living units.
"Legal mail" means a written communication that
is sent to or received from a designated class of correspondents, as defined in
written procedures, which shall include any court, legal counsel, administrator
of the grievance system, the department, or the regulatory authority.
"Lockdown" means the restriction of all or a
group of residents to their housing unit, an area within their housing unit, or
another area within a JCC for the purpose of (i) relieving temporary tensions
within the facility; (ii) conducting a facility search for missing tools or
other security contraband; (iii) responding to an imminent threat to the
security and control of the facility or to the safety of staff, residents, or
the public; or (iv) responding to other unexpected circumstances that threaten
the safe operation of the facility, such as a loss of electricity, a critical
shortage of staff, or an emergency.
"Mechanical restraint" means the use of an
approved mechanical device that involuntarily restricts the freedom of movement
or voluntary functioning of a limb or portion of an individual's body as a
means of controlling his physical activities when the individual being
restricted does not have the ability to remove the device. For purposes of this
definition, mechanical restraints are limited to handcuffs, handcuff covers,
leather restraints, flex-cuffs, waist chains, leg irons, restraining belts and
straps, helmets, spit guards, anti-mutilation gloves, and restraint chairs.
"Medical record" means the complete record of
medical screening and examination information and ongoing records of medical
and ancillary service delivery, including all findings, diagnoses, treatments,
dispositions, prescriptions, and their administration.
"Medication incident" means any one of the
following errors made in administering a medication to a resident: (i) a
resident is given incorrect medication; (ii) medication is administered to the
incorrect resident; (iii) an incorrect dosage is administered; (iv) medication
is administered at the wrong time or not at all; or (v) the medication is
administered through an improper method. For purposes of this regulation, a
medication incident does not include a resident's refusal of appropriately
offered medication.
"Natural support" means an extended family
member, person serving as a mentor, representative from a community
organization, or other person in the community with whom a resident has
developed a relationship that enhances the resident's quality and security of
life and who is expected to provide post-release support.
"On duty" means the period of time, during
an employee's scheduled work hours, during which the employee is
responsible for the direct supervision of one or more residents in the
performance of that employee's position's duties.
"Parent" or "legal guardian" means (i) a
biological or adoptive parent who has legal custody of a resident, including
either parent if custody is shared under a joint decree or agreement; (ii) a
biological or adoptive parent with whom a resident regularly resides; (iii) a
person judicially appointed as a legal guardian of a resident; or (iv) a person
who exercises the rights and responsibilities of legal custody by delegation
from a biological or adoptive parent, upon provisional adoption, or otherwise
by operation of law.
"Physical restraint" means the application of
behavior intervention techniques involving a physical intervention to prevent
an individual from moving all or part of his body.
"Premises" means the tracts of land within the
secure perimeter on which any part of a juvenile correctional center is
located and any buildings on such tracts of land.
"Reception and Diagnostic Center" or
"RDC" means the juvenile correctional center that serves as the
central intake facility for all individuals committed to the department. The
Reception and Diagnostic Center's primary function is to orient, evaluate, and
classify each resident before being assigned to a juvenile correctional center
or alternative placement.
"Regulatory authority" means the board, or
the department if designated by the board.
"Resident" means an individual, either a minor or
an adult, who is committed to the department and resides in a juvenile
correctional center.
"Rest day" means a period of not less than 24
consecutive hours during which the direct care staff person has no
responsibility to perform duties related to employment at the JCC or with the
department.
"Room confinement" means the involuntary placement
of an individual resident in the resident's room or other designated room,
except during normal sleeping hours, and the imposition of additional
restrictions for the purpose of (i) ensuring the safety of the resident, staff,
or others within the facility; (ii) ensuring the security of the facility; or
(iii) protecting property within the facility. For purposes of this regulation,
room confinement shall not include any timeout period or any confinement
resulting from a lockdown.
"Rules of conduct" means a listing list
of a juvenile correctional center's rules or regulations that is maintained to
inform residents and others of the behavioral expectations of the behavior
management program, about behaviors that are not permitted, and about
the sanctions consequences that may be applied when
impermissible behaviors occur.
"Security staff" means staff who are responsible
for maintaining the safety, care, and well-being of residents and the safety
and security of the facility.
"Sick call" means the evaluation and treatment
of a resident in a clinical setting, either onsite or offsite, by a qualified
health care professional.
"Superintendent" means the individual who has the
responsibility for the on-site onsite management and operation of
a juvenile correctional center on a regular basis.
"Timeout" means a systematic behavior management
technique program component designed to reduce or eliminate inappropriate or
problematic behavior by having staff require a resident to move to a specific
location that is away from a source of reinforcement for the earlier of a
period not to exceed 60 minutes or until the problem behavior has subsided.
"Volunteer" or "intern" means any
individual or group under the direction and authority of the juvenile
correctional center who of their own free will voluntarily
provides goods and services without competitive compensation.
"Vulnerable population" means a resident or
group of residents who has been determined by designated JCC staff to be
reasonably likely to be exposed to the possibility of being attacked or harmed,
either physically or emotionally, due to factors such as the resident's age,
height, size, English proficiency, sexual orientation, gender nonconformity,
history of being bullied, or history of self-injurious behavior.
"Written" means the required information is
communicated in writing. Such writing may be available in either hard
copy or in electronic form.
6VAC35-71-20. Previous regulations terminated. (Repealed.)
This chapter replaces the Standards for the Interim
Regulation of Children's Residential Facilities, (6VAC35-51), and the Standards
for Juvenile Residential Facilities, (6VAC35-140), for the regulation of all
JCCs as defined herein. The Standards for the Interim Regulation of Children's
Residential Facilities and the Standards for Juvenile Residential Facilities
remain in effect for secure detention facilities and group homes, regulated by
the board, until such time as the board adopts new regulations related thereto.
6VAC35-71-30. Certification.
A. The JCC shall maintain a current certification
demonstrating compliance with the provisions of the Regulations Regulation
Governing the Monitoring, Approval, and Certification of Juvenile Justice
Programs and Facilities (6VAC35-20).
B. The JCC shall demonstrate compliance with this chapter,
other applicable regulations issued by the board, and applicable statutes and
regulations as interpreted by the assessment and compliance measures approved
in accordance with board regulations or department procedures.
C. Documentation necessary to demonstrate compliance with
this chapter shall be maintained for a minimum of three years.
D. The current certificate shall be posted at all times in a
place conspicuous to the public.
6VAC35-71-40. Relationship to the regulatory authority.
All reports and information as the regulatory authority may
require to establish compliance with this chapter and other applicable
regulations and statutes shall be submitted to or made available to the regulatory
authority audit team leader.
6VAC35-71-50. Variances and waivers.
A. Board action may be requested by the superintendent
director or the director's designee to relieve a JCC from having to meet
or develop a plan of action for the requirements of a specific section or
subsection of this regulation, provided the section or subsection is a
noncritical regulatory requirement. The variance request may be granted
either permanently or for a determined period of time, as provided in the Regulations
Regulation Governing the Monitoring, Approval, and Certification of
Juvenile Justice Programs and Facilities (6VAC35-20) and in accordance
with written procedures.
B. A variance may not be implemented prior to approval of the
board.
C. If the superintendent has submitted a variance request
to the director or the director's designee concerning a noncritical regulatory
requirement and board action has been requested formally by the director or the
director's designee, the director may but is not required to grant a waiver
temporarily excusing the facility from meeting the requirements of a specific
section or subsection of this regulation. The waiver shall be subject to the
requirements in 6VAC35-20-93.
6VAC35-71-55. Operational procedures.
Current operational procedures shall be readily
accessible to all staff.
6VAC35-71-60. Serious incident Incident reports.
A. The following events shall be reported to the director
or the director's designee as soon as practicable, but no later than 24
hours after the incident, and in accordance with written department
procedures to the director or his designee:
1. Any A serious illness, incident, injury, or
accident involving the serious injury of a resident;
2. Any A resident's absence from the facility
without permission; and
3. All other situations required by written procedures.
B. As appropriate and applicable, the facility shall, as soon
as practicable, but no later than 24 hours after the incident, and
in accordance with written procedures, report the incidents listed in
subsection A of this section to (i) the parent or legal guardian and (ii) the
supervising court service unit or agency.
C. Any incident involving the death of a resident shall be
reported to the individuals specified in subsections A and B of this section
without undue delay.
D. The facility shall prepare and maintain a written report
of the events listed in subsections A and C of this section which that
shall contain the following information:
1. The date and time the incident occurred;
2. A brief description of the incident;
3. The action taken as a result of the incident;
4. The name of the person who completed the report;
5. The name or identifying information of the person who made
the report to the supervising agency and to the parent or legal guardian; and
6. The name or identifying information of the person of
any law-enforcement agency or local department of social services to whom
which the report was made, including any law enforcement or child
protective service personnel.
E. The resident's record shall contain a written reference
(i) that an incident occurred and (ii) of all applicable reporting.
F. In addition to the requirements of this section, any
suspected child abuse and neglect shall be governed by 6VAC35-71-70 (suspected
child abuse or neglect).
6VAC35-71-70. Suspected child abuse or neglect.
A. When there is reason to suspect that a resident is an
abused or neglected child, the matter shall be reported immediately to the
local department of social services or to the Virginia Department of Social
Services toll-free child abuse and neglect hotline as required by
§ 63.2-1509 of the Code of Virginia and in accordance with written
procedures.
B. Any case of suspected child abuse or neglect occurring at the
a JCC, occurring on during a JCC sponsored JCC-sponsored
event or excursion, or involving JCC staff shall be reported within 24
hours, in accordance with written procedures, to (i) the director
or his the director's designee, (ii) the supervising court
services service unit, and (iii) the resident's parent or legal
guardian, as appropriate and applicable.
C. When a case of suspected child abuse or neglect is
reported to child protective services in accordance with subsection A
of this section, a record shall be maintained at the facility that contains
the following information:
1. The date and time the suspected abuse or neglect occurred;
2. A brief description of the suspected abuse or neglect;
3. Action The action taken as a result of the
suspected abuse or neglect; and
4. The name or identifying information of the person to whom
the report was made at the local child protective services unit department
of social services.
D. The resident's record shall contain a written reference
that a report was made.
E. Written procedures shall be accessible to staff regarding
the following:
1. Handling accusations of child abuse or neglect, including
those made against staff;
2. Reporting, consistent with requirements of the Code of
Virginia, and documenting suspected cases of child abuse or neglect to the
local child protective services unit;
3. Cooperating during any investigation; and
4. Measures to be taken to ensure the safety of the resident
and the staff.
6VAC35-71-75. Reporting criminal activity.
A. Staff shall be required to report to the superintendent
or the superintendent's designee all known criminal activity alleged to
have been committed by residents or staff, including but not limited to
any physical abuse, sexual abuse, or sexual harassment of residents, to
the superintendent or designee.
B. The In accordance with written procedures, the
superintendent, in accordance with written procedures, shall notify the
appropriate persons or agencies, including law enforcement and the local
department of social services division of child protective services,
if applicable and appropriate, of suspected criminal violations by residents or
staff.
C. The JCC superintendent and applicable staff shall
assist and cooperate with the investigation of any such these
complaints and allegations as necessary subject to restrictions in
federal or state law.
6VAC35-71-80. Grievance procedure.
A. The superintendent or the superintendent's designee
shall ensure the facility's compliance with the department's grievance
procedure. The grievance procedure shall provide for the following:
1. Resident participation in the grievance process, with
assistance from staff upon request;
2. Investigation of the grievance by an impartial and
objective person employee who is not the subject of the
grievance;
3. Documented, timely responses to all grievances with
the supporting reasons for the decision;
4. At least one level of appeal;
5. Administrative review of grievances;
6. Protection of residents from retaliation or the threat of
retaliation for filing a grievance; and
7. Immediate review of emergency grievances with resolution as
soon as practicable but no later than eight hours after the initial review.
B. Residents shall be oriented to the grievance procedure in
an age or and developmentally appropriate manner.
C. The grievance procedure shall be (i) written in clear and
simple language, (ii) posted in an area accessible to residents, and (iii) posted
available in an area easily accessible to parents and legal guardians.
D. Staff shall assist and work cooperatively with other
employees in facilitating the grievance process.
6VAC35-71-90. Resident advisory committee Student
government association.
Each A. A JCC, except RDC, shall have
a resident advisory committee maintain a student government association
that (i) is representative of the facility's population and (ii)
shall meet monthly with the superintendent or designees during which time the
residents shall be given the opportunity to raise matters of concern to the
residents and the opportunity to have input into planning, problem-solving, and
decision-making in areas of the residential program that affect their lives
that is organized to (i) provide leadership, development opportunities, and
opportunities for civic participation and engagement for residents and (ii)
allow for resident communication with facility and agency leadership.
B. The student government association shall develop a
constitution and bylaws that shall govern the operation of the organization and
provide for an election process for student government association officers and
representatives.
C. Representatives from the student government association
shall meet with the superintendent or the superintendent's designee at least
once per month, during which time the representatives shall be given the opportunity
to raise matters that concern the residents and to have input into planning,
problem-solving, and decision-making in areas of the residential program that
affect their lives.
D. In addition to the monthly meetings with the
superintendent or the superintendent's designee, the JCC shall provide regular
opportunities for the student government association to meet as a body and with
the residents they represent.
E. The facility shall maintain a current copy of the
constitution and bylaws required in subsection B of this section that shall be
posted in each housing unit. During orientation, the residents shall receive an
overview of the student government association, the constitution, and the
bylaws.
Part II
Administrative and Personnel
6VAC35-71-100. Administration and organization.
Each JCC shall have an organizational chart that includes
functions, services, and activities in administrative subunits, which.
The organizational chart shall be reviewed and updated as needed, as
determined by the JCC superintendent or the superintendent's
designee.
6VAC35-71-110. Organizational communications.
A. The superintendent or the superintendent's designee
shall meet, at least monthly, with all facility department heads and key
staff members.
B. The superintendent or the assistant superintendent,
chief of security, treatment program supervisor, or counseling supervisor, if
designated by the superintendent, shall visit the living units and activity
areas at least weekly In order to encourage informal contact
with employees and residents, and to observe informally
the facility's living and working conditions, and enhance the efficacy and
success of the therapeutic community within each housing unit, the JCC shall
ensure that the assistant superintendent and the community manager assigned to
each specific housing unit shall make regular, consistent, and frequent visits
to each housing unit under their jurisdiction, in accordance with written
procedures established pursuant to subsection D of this section.
C. The superintendent shall make such visits, at a
minimum, one time visit every housing unit and activity area at least
once per month.
D. The JCC shall establish written procedures governing
the visits required in subsection B of this section that shall specify the required
duration of each visit, the information and activities that should be observed,
and the manner in which the visits shall be documented.
6VAC35-71-120. Community relationships.
Each JCC shall designate a community liaison and, if
appropriate, a community advisory committee that serves to serve
as a link between the facility and the community, which. The
community advisory committee may include facility neighbors, local
law enforcement, and local government officials.
6VAC35-71-130. Participation of residents in human research.
A. Residents shall not be used as subjects of human
research except as provided in 6VAC35-170 and in accordance with Chapter 5.1
(§ 32.1-162.16 et seq.) of Title 32.1 of the Code of Virginia.
B. For the purpose of this section, human research means
any systematic investigation using human subjects as defined by
§ 32.1-162.16 of the Code of Virginia and 6VAC35-170.Human research shall
not include research prohibited by state or federal statutes or regulations or
research exempt from federal regulations or mandated by any applicable statutes
or regulations. The Additionally, the testing of medicines or drugs
for experimentation or research is prohibited.
6VAC35-71-140. Background checks.
A. Except as provided in subsection B of this section, all
persons who (i) accept a position of employment or (ii) provide contractual
services directly to a resident on a regular basis and will be alone with a
resident in the performance of their duties in a JCC shall undergo the
following background checks, in accordance with § 63.2-1726 of the Code of
Virginia, to ascertain determine whether there are criminal acts
or other circumstances that would be detrimental to the safety of residents in
the JCC:
1. A reference check;
2. A criminal history record check;
3. Fingerprint checks with the Virginia State Police and
Federal Bureau of Investigation (FBI);
4. A central registry check with Child Protective Services;
and
5. A driving record check, if applicable to the individual's
job duties.
B. To In order to minimize vacancy time,
when the fingerprint checks required by subdivision A 3 of this section have
been requested, employees may be hired, pending the results of the fingerprint
checks, provided:
1. All of the other applicable components of this subsection
section have been completed;
2. The JCC provides the applicant is given with
written notice that continued employment is contingent on the fingerprint check
results as required by subdivision A 3 of this section; and
3. Employees hired under this exception shall not be allowed
to be alone with residents and may work with residents only when the
residents are under the direct or active supervision of staff whose
background checks have been completed until such time as all the
requirements of this section are completed satisfied.
C. Documentation The JCC shall retain documentation
of compliance with this section shall be retained.
D. Written procedures shall provide for the supervision of
nonemployee persons, who are not subject to the provisions of this section who
have contact with residents.
6VAC35-71-150. Required initial orientation.
A. Before the expiration of the employee's seventh work day
at the facility, each employee shall be provided with receive a
basic orientation on the following:
1. The facility;
2. The population served;
3. The basic tenets and objectives of the facility's
behavior management program;
4. The facility's organizational structure;
5. Security, population control, emergency preparedness, and evacuation
procedures in accordance with 6VAC35-71-460 (emergency and evacuation
procedures);
6. The practices of confidentiality;
7. The residents' rights; and
8. The basic requirements of and competencies necessary to
perform in their the positions.
B. Prior to working with residents while not under the
direct supervision of staff who have completed all applicable orientations and
training, each direct care staff shall receive a basic orientation on the
following:
1. The facility's program philosophy and services;
2. The facility's behavior management program;
3. The facility's behavior intervention procedures and
techniques, including the use of least restrictive interventions and physical
restraint;
4. The residents' rules of conduct and responsibilities;
5. The residents' disciplinary and grievance procedures;
6. Child abuse and neglect and mandatory reporting;
7. Standard precautions; and
8. Documentation requirements as applicable to their
duties.
C. B. Volunteers and interns shall be
oriented in accordance with 6VAC35-71-240 (volunteer and intern orientation
and training).
C. Contractors shall receive an orientation regarding the
expectations of working within a secure environment.
6VAC35-71-160. Required initial training.
A. Each employee JCC employees shall complete
initial, comprehensive agency-approved training that is specific
to the individual's occupational class, is based on the needs of the
population served, and ensures that the individual has the competencies to perform
the position responsibilities. Contractors shall receive training required to
perform their position responsibilities in a correctional environment.
B. Direct care staff and employees responsible for
the direct supervision of residents shall and security employees,
before that employee is being responsible for the direct
supervision of supervising a resident, shall complete at
least 120 hours of training, which shall includetraining in the
following areas:
1. Emergency preparedness and response;
2. 1. First aid and cardiopulmonary
resuscitation, unless the individual is currently certified, with certification
required as applicable to their duties;
2. Recognition of signs and symptoms and knowledge of
actions required in a medical emergency;
3. The facility's department's behavior
management program, as provided in 6VAC35-71-745, including the requirements
for sustaining a therapeutic community environment, as required in
6VAC35-71-735. At a minimum, this training shall address (i) the components and
basic principles of the behavior management program; (ii) the principles,
definitions, and expectations governing a therapeutic community environment;
(iii) the main tenets of the department's graduated incentive system; and (iv)
the tools available to address noncompliance;
4. The residents' rules of conduct and the rationale for the
rules;
5. The facility's department's behavior
interventions, with restraint training required as including, if
applicable to their the individual's duties, training in the
use of physical and mechanical restraints, as provided in 6VAC35-71-1130 and
6VAC35-71-1180;
6. Emergency preparedness and response, as provided in
6VAC35-71-460;
7. Standard precautions, as provided in 6VAC35-71-1000;
6. 8. Child abuse and neglect;
7. 9. Mandatory reporting;
10. Residents' rights, including the prohibited actions
provided for in 6VAC35-71-550;
8. 11. Maintaining appropriate professional
relationships;
9. 12. Appropriate interaction among staff and
residents;
10. 13. Suicide prevention, as provided in
6VAC35-71-805;
11. Residents' rights, including but not limited to the
prohibited actions provided for in 6VAC35-71-550 (prohibited actions);
12. Standard precautions;
13. Recognition of signs and symptoms and knowledge of
actions required in medical emergencies;
14. Adolescent development;
15. Procedures applicable to the employees' position positions
and consistent with their work profiles; and
16. Other topics as required by the department and any
applicable state or federal statutes or regulations.
C. Administrative and managerial staff shall receive at
least 40 hours of training during their first year of employment. Clerical and
support staff shall receive at least 16 hours of training.
D. Employees who administer medication shall, prior to
such administration, successfully complete a medication training program
approved by the Board of Nursing or be licensed by the Commonwealth of Virginia
to administer medication.
E. Employees providing medical services shall be trained
in tuberculosis control practices.
C. Direct supervision employees shall complete an initial
80 hours of agency-approved training inclusive of the topics enumerated in
subsection B of this section before being responsible for the direct
supervision of a resident and an additional 40 hours of agency-approved
training before the completion of their first year of employment.
D. Employees providing
medical services shall complete the following training:
1. An initial 40 hours of agency-approved training,
inclusive of (i) tuberculosis control practices and (ii) the topics enumerated
in subdivisions B 5 through B 16 of this section before they may work directly
with a resident; and
2. An additional 80 hours of agency-approved training
before the expiration of their first year of employment.
E. Employees who administer medication shall, prior to
administration and in accordance with the provisions of § 54.1-3408 of the
Code of Virginia, successfully complete a medication management training
program approved by the Board of Nursing or be certified by the Commonwealth of
Virginia to administer medication.
F. Administrative and managerial staff shall receive at
least 40 hours of training during their first year of employment. Clerical and
support staff shall receive at least 16 hours of training.
F. When G. If an individual is employed by
contract to provide services for which licensure by a professional organization
is required, documentation of current licensure shall constitute compliance
with this section.
G. H. Volunteers and interns shall be trained
in accordance with 6VAC35-71-240 (volunteer and intern orientation and
training).
I. The department shall develop written procedures that
clearly delineate the positions falling under each category identified in this
section.
6VAC35-71-170. Retraining.
A. Each employee shall complete retraining that is specific
to the individual's occupational class and the position's job description, and
addresses any professional development needs.
1. Direct care staff and employees who provide,
security employees, direct supervision of the residents employees,
and employees providing medical services shall complete 40 hours of
training annually, inclusive of the requirements of this section.
2. Administrative and managerial staff shall receive at least
40 hours of training annually.
3. Clerical and support staff shall receive at least 16 hours
of training annually.
4. Contractors shall receive retraining as required to
perform their position responsibilities in the correctional environment.
B. All staff shall complete an annual training refresher on
the facility's emergency preparedness and response plan and procedures.
C. All direct care staff and employees who provide,
security employees, and direct supervision of the residents employees
shall complete annual retraining in the following areas:
1. The department's behavior management program and the
requirements for sustaining a therapeutic community environment, as required in
accordance with 6VAC35-71-160 B 3;
2. Suicide prevention;
2. 3. Maintaining appropriate professional
relationships;
3. 4. Appropriate interaction among staff and
residents;
4. 5. Child abuse and neglect;
5. 6. Mandatory reporting;
6. 7. Resident rights, including but not
limited to the prohibited actions provided for in 6VAC35-71-550 (prohibited
actions);
7. 8. Standard precautions; and
8. Behavior management techniques; and
9. Other topics as required by the department and any
applicable state or federal statutes or regulations.
D. All employees providing medical services shall complete
annual retraining in the topics enumerated in subdivisions C 2 through C 9 of
this section.
D. E. All direct care staff employees,
security employees, and direct supervision employees shall receive training
sufficient to maintain a current certification in first aid and cardiopulmonary
resuscitation.
E. F. Employees who administer medication shall
complete annual refresher training on the administration of medication,
which shall, at a minimum, include a review of the components required in
6VAC35-71-1070.
F. When G. If an individual is employed by
contract to provide services for which licensure by a professional organization
is required, documentation of the individual's current licensure shall
constitute compliance with this section.
G. H. All staff approved to apply physical
restraints as provided for in 6VAC35-71-1130 (physical restraint) shall
be trained as needed to maintain the applicable current certification.
H. I. All staff approved to apply mechanical
restraints shall be retrained annually as required by 6VAC35-71-1180 (mechanical
restraints).
I. J. Staff who have not timely completed
required retraining shall not be allowed to have direct care or direct
supervision responsibilities pending completion of the retraining
requirements.
6VAC35-71-180. Code of ethics.
A The facility shall make available to all
employees a written set of rules describing acceptable standards of conduct
for all employees shall be available to all employees.
6VAC35-71-185. Employee tuberculosis screening and follow-up.
A. On or before the employee's individual's
start date at the facility and at least annually thereafter each (i)
employee and (ii) contractor who provides services directly to residents on
a regular basis shall submit the results of a tuberculosis screening
assessment that is no older than 30 days. The documentation shall indicate the
screening results as to whether there is an absence of tuberculosis in a
communicable form.
B. Each (i) employee, and (ii) contractor
who provides services directly to residents on a regular basis shall submit
evidence of an annual evaluation of freedom from tuberculosis in a communicable
form.
C. Employees Each (i) employee and (ii) contractor who
provides services directly to residents on a regular basis shall undergo a
subsequent tuberculosis screening or evaluation, as applicable, in the
following circumstances:
1. The employee or contractor comes into contact with a
known case of infectious tuberculosis; or
2. The employee or contractor develops chronic
respiratory symptoms of three weeks weeks' duration.
D. Employees and contractors providing services directly
to residents on a regular basis, who are suspected of having tuberculosis
in a communicable form shall not be permitted to return to work or have contact
with staff or residents until a physician or health trained personnel
has determined that the individual does not have tuberculosis in a communicable
form.
E. Any active case of tuberculosis developed by an employee
or a resident shall be reported to the local health department in accordance
with the requirements of the Virginia State Board of Health
Regulations for Disease Reporting and Control (12VAC5-90).
F. Documentation of any screening results shall be retained
in a manner that maintains the confidentiality of information.
G. The detection, diagnosis, prophylaxis, and treatment of
pulmonary tuberculosis shall be performed consistent in accordance
with the current requirements recommendations of the Virginia
Department of Health's Division of Tuberculosis Prevention and Control and the
federal Department of Health and Human Services Centers for Disease Control and
Prevention.
6VAC35-71-215. Physical or mental health of personnel.
If an employee or contractor poses a significant risk of
substantial harm to the health and safety of a resident, others at the
facility, or the public or is unable to perform essential job-related
functions, that individual shall be removed immediately from all duties
involved in the supervision of residents. The facility may require a medical or
mental health evaluation to determine the individual's fitness for duty prior
to returning to duties involving the supervision of residents.
6VAC35-71-220. Selection and duties of volunteers and interns.
A. Any A JCC that uses volunteers or interns
shall implement written procedures governing their selection and use. Such
The procedures shall provide for the evaluation of persons and
organizations in the community who wish to associate with the residents.
B. Volunteers and interns shall have qualifications
appropriate for the services provided.
C. The responsibilities of interns and individuals who
volunteer on a regular basis shall be clearly defined clearly in
writing.
D. Volunteers and interns may not be responsible for the
duties of direct care or direct supervision staff. In no event may a
volunteer or intern be authorized to be alone with residents.
6VAC35-71-230. Volunteer and intern background Background
checks for volunteers and interns.
A. Any individual who (i) volunteers or is an intern
on a regular basis in a JCC and (ii) will be alone with a resident in the
performance of the position's duties shall be subject to the background
check requirements provided for in of 6VAC35-71-140 A (background
checks).
B. Documentation of compliance with the background check
requirements shall be maintained for each volunteer or intern for whom a
background check is required.
C. A JCC that uses volunteers or interns shall implement
written procedures for supervising volunteers or interns, on whom background
checks are not required or whose background checks have not been completed,
who have contact with residents.
6VAC35-71-240. Volunteer and intern orientation and training.
A. Any individual who (i) volunteers on a regular basis;
(ii) volunteers and has contact with residents or is an intern in a JCC and
will be alone with the resident; or (ii) (iii) is the
designated leader for a group of volunteers shall be provided with a basic
orientation on the following:
1. The facility;
2. The population served;
3. The basic objectives of the department;
4. The department and facility organizational structure;
5. Security, population control, emergency preparedness, and
evacuation procedures;
6. The practices of confidentiality;
7. The residents' Resident rights, including but
not limited to the prohibited actions provided for in 6VAC35-71-550 (prohibited
actions); and
8. The basic requirements of and competencies necessary to
perform their duties and responsibilities.
B. Volunteers and interns shall be trained within 30 days
from their start date at the facility in the following:
1. Any procedures that are applicable to their duties and
responsibilities; and
2. 1. Their duties and responsibilities in the
event of a facility evacuation as provided in 6VAC35-71-460 (emergency and
evacuation procedures); and
2. All other procedures that are applicable to their duties
and responsibilities.
6VAC35-71-260. Maintenance of records.
A. A separate written or automated case record shall
be maintained for each resident, which shall include all correspondence and
documents received by the JCC relating to the care of that resident and
documentation of all case management services provided.
B. Separate health care medical records,
including behavioral health records, as applicable, and medical
records, shall be kept on each resident. Health care Medical
records shall be maintained in accordance with 6VAC35-71-1020 (residents'
health records) and applicable statutes and regulations. Behavioral health
care medical records may be kept separately from other medical
records.
C. Each case record Case records and health
care record medical records shall be kept up to date and in a
uniform manner in accordance with written procedures. Case records shall be
released only in accordance with §§ 16.1-300 and 16.1-309.1 of the
Code of Virginia and applicable state and federal laws and regulations.
D. The procedures for management of residents' managing
resident written records, written and automated, shall describe
address confidentiality, accessibility, security, and retention of
records pertaining to residents, including:
1. Access, duplication, dissemination, and acquiring acquisition
of information only to persons legally authorized according to federal and
state laws;
2. Security measures to protect records from loss,
unauthorized alteration, inadvertent or unauthorized access, disclosure of information,
and transportation of records between service sites; and
3. Designation of the person responsible for records
management.
E. Active and closed records shall be kept in secure
locations or compartments that are accessible only to authorized employees and are
shall be protected from unauthorized access, fire, and flood.
F. Each resident's written case and health care medical
records shall be stored separately subsequent to the resident's discharge in
accordance with applicable statutes and regulations.
G. Residents' inactive records shall be retained as required
by The Library of Virginia.
6VAC35-71-270. Face sheet.
A. At the time of admission, each resident's record shall
include, at a minimum, a completed face sheet that contains the
following: (i) the resident's full name, last known residence, birth date,
birthplace, sex, gender identity, race, social security number or other
unique identifier, religious preference, and admission date; and (ii) the
names, addresses, and telephone numbers of the resident's legal guardians,
supervising agency, emergency contacts, and parents, if appropriate.
B. The face sheet shall be updated when changes occur and
maintained in accordance with written procedures.
Part III
Physical Environment
6VAC35-71-280. Buildings and inspections.
A. All newly constructed buildings, major renovations to
buildings, and temporary structures shall be inspected and approved by the
appropriate building officials. There shall be a valid, current certificate of
occupancy available at each JCC that documents this approval.
B. A current copy of the facility's annual inspection by fire
prevention authorities indicating that all buildings and equipment are
maintained in accordance with the Virginia Statewide Fire Prevention Code
(13VAC5-51) shall be maintained. If the fire prevention authorities have failed
to timely inspect the facility's buildings and equipment, the facility
shall maintain documentation of its request to schedule the annual inspection,
as well as documentation of any necessary follow-up. For this subsection,
the definition of annual shall be defined by the Virginia Department of Fire
Programs, State Fire Marshal's Office.
C. The facility shall maintain a current copy of its compliance
with annual inspection and approval by an independent, outside source in
accordance with state and local inspection laws, regulations, and ordinances,
of the following:
1. General sanitation;
2. The sewage disposal system, if applicable;
3. The water supply, if applicable;
4. Food service operations; and
5. Swimming pools, if applicable.
6VAC35-71-290. Equipment and systems inspections and
maintenance.
A. All safety, emergency, and communications equipment and
systems shall be inspected, tested, and maintained by designated staff in
accordance with the manufacturer's recommendations or instruction manuals or,
absent such these requirements, in accordance with a schedule
that is approved by the superintendent.
1. The facility shall maintain a listing of all safety,
emergency, and communications equipment and systems and the schedule
established for inspections and testing.
2. Testing of such equipment and systems shall, at a
minimum, be conducted, at a minimum, quarterly.
B. Whenever safety, emergency, and or
communications equipment or a system is found to be systems are
determined defective, immediate steps shall be taken to rectify the
situation and to repair, remove, or replace the defective equipment or
systems.
6VAC35-71-310. Heating and cooling systems and ventilation.
A. Heat shall be distributed in all rooms occupied by the
residents so that a temperature no less than 68°F is maintained, unless
otherwise mandated by state or federal authorities.
B. Air conditioning or mechanical ventilating systems, such
as electric fans, shall be provided in all rooms occupied by residents when the
temperature in those rooms exceeds 80°F, unless otherwise mandated by state
or federal authorities.
6VAC35-71-320. Lighting.
A. Sleeping and activity areas shall provide natural
lighting.
B. All areas within buildings shall be lighted for safety,
and the lighting shall be sufficient for the activities being performed.
C. Night lighting shall be sufficient to observe residents.
D. Operable flashlights or battery-powered lanterns shall be
accessible to each security staff and direct care staff on duty.
E. Outside entrances and parking areas shall be lighted.
6VAC35-71-330. Plumbing and water supply; temperature.
A. Plumbing shall be maintained in operational condition, as
designed.
B. An adequate supply of hot and cold running water shall be
available at all times.
C. Precautions shall be taken to prevent scalding from
running water. Hot water temperatures should shall be maintained
at 100°F to 120°F.
6VAC35-71-350. Toilet facilities.
A. There shall be toilet facilities available for resident
use in all sleeping areas for each JCC constructed after January 1, 1998.
B. There shall be at least one toilet, one hand basin, and
one shower or tub for every eight residents for facilities certified on or
before December 27, 2007. There shall be one toilet, one hand basin, and one
shower or tub for every four residents in any building constructed or
structurally modified on or after December 28, 2007.
C. There shall be at least one bathtub in each facility.
D. The maximum number of employees on duty in the living
housing unit shall be counted in determining the required number of
toilets and hand basins when a separate bathroom is not provided for staff.
6VAC35-71-360. Sleeping areas.
A. Male Generally, male and female residents
shall have separate sleeping areas; however, nothing in this chapter shall
preclude a facility from making a placement decision based upon a case-by-case
analysis, as required in 6VAC35-71-555, of whether a placement would ensure a
resident's health and safety or present management or security problems.
B. Beds in all facilities or sleeping areas established,
constructed, or structurally modified after July 1, 1981, shall be at least
three feet apart at the head, foot, and sides; and double-decker beds in such
facilities shall be at least five feet apart at the head, foot, and sides.
Facilities or sleeping areas established, constructed, or structurally modified
before July 1, 1981, shall have a bed placement plan approved by the director
or the director's designee.
C. Mattresses shall be fire retardant as evidenced by
documentation from the manufacturer, except in buildings equipped with an
automated sprinkler system as required by the Virginia Uniform Statewide
Building Code (13VAC5-63).
D. Sleeping quarters established, constructed, or
structurally modified after July 1, 1981, shall have:
1. At least 80 square feet of floor area in a bedroom
accommodating one person;
2. At least 60 square feet of floor area per person in rooms
accommodating two or more persons; and
3. Ceilings with a primary height at least 7-1/2 feet in
height exclusive of protrusions, duct work, or dormers.
6VAC35-71-400. Smoking prohibition.
Residents shall be prohibited from using, possessing,
purchasing, or distributing any tobacco or nicotine vapor
products. Tobacco products, including cigarettes, cigars, pipes, and bidis,
smokeless tobacco, such as chewing tobacco or snuff, shall and vapor
products, such as electronic cigarettes, electronic cigars, electronic
cigarillo, electronic pipes, or similar products or devices, may not be
used by staff, contractors, interns, or visitors in any areas of the
facility or its area on the premises where residents may see or
smell the tobacco product.
6VAC35-71-410. Space utilization.
A. Each JCC shall provide for the following:
1. An indoor recreation area with appropriate recreation
materials;
2. An outdoor recreation area with appropriate recreation
materials;
3. Kitchen facilities and equipment for the preparation and
service of meals;
4. A dining area equipped with tables and seating;
5. Space and equipment for laundry, if laundry is done on
site;
6. Space Storage space for the storage of
items such as first aid equipment, household supplies, recreational equipment,
and other materials;
7. A designated visiting area that permits informal
communication and opportunities for physical contact between residents
and visitors, including opportunity for physical contact in accordance
with written procedures;
8. Space for administrative activities, including,
as appropriate to the program, confidential conversations and the storage
of records and materials; and
9. A central medical room area with medical
examination facilities rooms or other spaces designated to ensure
privacy of care and equipped in consultation with the health authority.
B. If a school program is operated at the facility, school
classrooms shall be designed in consultation with appropriate education
authorities to comply with applicable state and local requirements.
C. Spaces or areas may be interchangeably utilized interchangeably
but shall be in functional condition for the designated purpose.
6VAC35-71-420. Kitchen operation and safety.
A. Each facility shall have a food service operation
maintenance plan that addresses the following: (i) food sanitation and safety
procedures; (ii) the inspection of all food service, preparation, and
dining areas and equipment; (iii) a requirement for sanitary and
temperature-controlled storage facilities for food; and (iv) the monitoring of
refrigerator and water temperatures.
B. The facility shall follow written procedures
governing access to all areas where food or utensils are stored and the
inventory and control of culinary equipment to which residents reasonably may
be expected to have access.
C. Walk-in refrigerators and freezers shall be equipped to
permit emergency exits.
D. Bleach or another sanitizing agent approved by the federal
U.S. Environmental Protection Agency to destroy bacteria shall be used
in laundering table and kitchen linens.
6VAC35-71-430. Maintenance of the buildings and grounds.
A. The interior and exterior of all buildings and grounds
shall be safe, maintained, and reasonably free of clutter and rubbish. This includes
but is not limited to requirement applies to all areas of the facility
and to items within the facility, including (i) required locks, mechanical
devices, indoor and outdoor equipment, and furnishings; and (ii) all areas
where residents, staff, and visitors may reasonably be expected to have access.
B. All buildings shall be reasonably free of stale, musty, or
foul odors.
C. Each facility shall have a written plan to control pests
and vermin. Buildings shall be kept reasonably free of flies, roaches, rats,
and other vermin. Any condition Conditions conducive to harboring
or breeding insects, rodents, or other vermin shall be eliminated immediately.
Each facility shall document efforts to eliminate such these
conditions, as applicable.
6VAC35-71-440. Animals on the premises.
A. Animals maintained on the premises shall be housed:
1. Housed at a reasonable distance from sleeping,
living, eating, and food preparation areas as well as a safe distance from
water supplies.;
B. Animals maintained on the premises shall be tested 2.
Tested, inoculated, and licensed as required by law.; and
3. Provided with clean sleeping areas and adequate food and
water.
C. B. The premises shall be kept reasonably
free of stray domestic animals.
D. Pets shall be provided with clean sleeping areas and
adequate food and water.
6VAC35-71-460. Emergency and evacuation procedures.
A. Each JCC shall have a written emergency preparedness and
response plan. The plan, which shall address:
1. Documentation of contact with the local emergency
coordinator to determine (i) local disaster risks; (ii) communitywide plans to
address different disasters and emergency situations; and (iii) assistance, if
any, that the local emergency management office will provide to the facility in
an emergency;
2. Analysis of the facility's capabilities and potential
hazards, including natural disasters, severe weather, fire, flooding, workplace
violence or terrorism, missing persons, severe injuries, or other emergencies
that would disrupt the normal course of service delivery;
3. Written emergency management procedures outlining specific
responsibilities for (i) provision of administrative direction and management
of response activities; (ii) coordination of logistics during the emergency;
(iii) communications; (iv) life safety of employees, contractors, interns,
volunteers, visitors, and residents; (v) property protection; (vi) community
outreach; and (vii) recovery and restoration;
4. Written emergency response procedures for (i) assessing the
situation; (ii) protecting residents, employees, contractors, interns,
volunteers, visitors, equipment, and vital records; and (iii) restoring
services shall address:
a. Communicating with employees, contractors, and community
responders;
b. Warning and notification of notifying
residents;
c. Providing emergency access to secure areas and opening
locked doors;
d. Requiring fire and emergency keys that are instantly
identifiable by sight and touch;
e. Conducting evacuations to emergency shelters or alternative
sites and accounting for all residents;
f. Relocating residents, if necessary;
g. Notifying parents and legal guardians, as applicable and
appropriate;
h. Alerting emergency personnel and sounding alarms;
i. Locating and shutting off utilities when necessary; and
j. Providing for a planned, personalized means of effective egress
evacuation for residents individuals who use wheelchairs,
crutches, canes, or other mechanical devices for assistance in walking require
other special accommodations.
5. Supporting documents that would be needed in an emergency,
including emergency call lists, building and site maps necessary to shut off
utilities, designated escape evacuation routes, and list lists
of major resources such as local emergency shelters; and
6. Schedule for testing the implementation of the plan and
conducting emergency preparedness drills.
B. All employees shall be trained to ensure they are prepared
to implement the emergency preparedness plan in the event of an emergency. Such
The training shall include be conducted in accordance with
6VAC35-71-160 and 6VAC35-71-170 and shall outline the employees'
responsibilities for:
1. Alerting emergency personnel and sounding alarms;
2. Implementing evacuation procedures, including evacuation of
residents with individuals who require special needs (i.e.,
deaf, blind, nonambulatory) accommodations;
3. Using, maintaining, and operating emergency equipment;
4. Accessing emergency information for residents including
medical information; and
5. Utilizing community support services.
C. Contractors and, volunteers, and interns
shall be oriented in their responsibilities in implementing the evacuation plan
in the event of an emergency. Such orientation Orientation shall
be in accordance with the requirements of 6VAC35-71-150 (required initial
orientation), 6VAC35-71-160 (required initial training), and
6VAC35-71-240 (volunteer and intern orientation and training).
D. The A JCC shall document the review of the
emergency preparedness plan annually and make necessary revisions. Such The
revisions shall be communicated to employees, contractors, volunteers, and
interns, and residents and shall be incorporated into (i) training for
employees, contractors, interns, and volunteers; and (ii) orientation of
residents to services.
E. In the event of a disaster, fire, emergency, or any
other condition that may jeopardize the health, safety and welfare of
residents, the facility shall take appropriate action to protect the health,
safety and welfare of the residents and to remedy the conditions as soon as
possible.
F. In the event of a disaster, fire, emergency, or any other
condition that may jeopardize the health, safety, and welfare of
residents, the facility should first shall respond and stabilize
the disaster or emergency. After Once the disaster or emergency
is stabilized, the facility shall (i) report the disaster or emergency and
the conditions at the facility to (a) the parent or legal guardian
and (b) the director or his the director's designee of the
conditions at the facility and (ii) report the disaster or emergency to the
regulatory authority. Such The reporting shall be made as soon as
possible but no later than 72 hours after the incident is stabilized.
G. Floor plans showing primary and secondary means of
emergency exiting shall be posted on each floor in locations where they can
are easily be seen by visible to employees and
residents.
H. The responsibilities of the residents in implementing the
emergency and evacuation procedures shall be communicated to all residents
within seven days following admission or a substantive change in the
procedures.
I. At The facility shall conduct at least one
evacuation drill (the simulation of the facility's emergency procedures)
shall be conducted to simulate its evacuation procedures each month
in each building occupied by residents. During any three consecutive calendar
months, at least one evacuation drill shall be conducted during each shift.
J. A record shall be maintained for each evacuation drill and
shall include the following:
1. Buildings The buildings in which the drill
was conducted;
2. Date The date and time of the drill;
3. Amount The amount of time taken to
evacuate the buildings; and
4. Specific The specific problems encountered,
if applicable;
5. The staff tasks completed, including head counts and
practice in notifying emergency authorities; and
6. The name of the staff members responsible for conducting
and documenting the drill and preparing the record.
K. Each A JCC shall assign designate
at least one employee who shall ensure that all requirements regarding the
emergency preparedness and response plan and the evacuation drill program are
met.
6VAC35-71-470. Security procedures.
Each A JCC shall follow written security
procedures related to the following:
1. Post orders or shift duties for each direct care and
security post;
2. Population count;
3. A control center that integrates all external and internal
security functions and communications, is secured from residents' access, and
is staffed 24 hours a day;
4. Control of the perimeter;
5. Actions to be taken regarding any escapes or absences
without permission;
6. Searches of the buildings, premises, and persons; and
7. The control, detection, and disposition of contraband.
6VAC35-71-480. Searches of residents.
A. A JCC may conduct a search of a resident only for the
purposes of maintaining facility security and controlling contraband and only
in a manner that, to the greatest extent possible, protects the dignity of the
resident.
B. Written procedures shall govern searches of
residents, including patdowns and frisk searches, strip searches, and body
cavity searches, and shall include the following:
1. Searches of residents' persons shall be conducted only
for the purposes of maintaining facility security and controlling contraband
while protecting the dignity of the resident.
2. 1. Searches are shall be
conducted only by personnel who have received the required training and
are authorized to conduct such searches.
3. 2. The resident shall not be touched any more
than is necessary to conduct the search.
3. The facility shall not search or physically examine a
transgender or intersex resident solely for the purpose of determining the
resident's genital status.
B. C. Patdown and frisk searches shall be
conducted by personnel of the same sex as the resident being searched,
except in emergencies in accordance with written procedures.
C. D. Strip searches and visual inspections of
the vagina and anal cavity areas shall be subject to the following: conducted
with a staff witness and in an area that ensures privacy in accordance with
written procedures.
1. The search shall be performed by personnel of the same
sex as the resident being searched;
2. The search shall be conducted in an area that ensures
privacy; and
3. Any witness to the search shall be of the same sex as
the resident.
D. Manual and E. Except in exigent circumstances
creating a potential threat to the health of a resident, if it is determined
that a manual or instrumental searches search of the anal
cavity or vagina is necessary, the resident shall be transported to a local
medical facility in accordance with written procedures, not including
medical examinations or procedures conducted by medical personnel for medical
purposes, shall be:
1. Performed only with the written authorization of the
facility administrator or by a court order;
2. Conducted by a qualified medical professional;
3. Witnessed by personnel of the same sex as the resident;
and
4. Fully documented in the resident's medical file.
6VAC35-71-490. Communications systems.
A. There shall be at least one continuously operable, nonpay
telephone accessible to staff in each building in which residents sleep or
participate in programs.
B. There shall be a means for communicating between the
control center and living housing units.
C. The facility shall be able to provide communications in an
emergency.
6VAC35-71-500. Emergency telephone numbers.
An A. There shall be an emergency telephone number
where a staff person may be contacted 24 hours per day and seven days per week.
B. The emergency telephone number shall be provided to
residents and the adults responsible for their care when a resident is away
from the facility and not under the supervision of direct care staff, security
staff, or law-enforcement officials.
6VAC35-71-510. Weapons.
No firearms or other weapons shall be permitted on the JCC's
premises and or during JCC-related activities except as provided
authorized in written procedures or authorized by the director or
the director's designee. Written procedures shall govern any possession,
use, and storage of authorized firearms and other weapons on the JCC's premises
and during JCC-related activities.
6VAC35-71-540. Transportation.
A. Each JCC shall have transportation available or make the
necessary arrangements for routine and emergency transportation of residents.
B. There shall be A JCC shall follow written
safety rules for and security procedures governing transportation
of residents and for the use and maintenance of vehicles.
C. Written procedure procedures shall provide
for require the verification of appropriate licensure for staff
whose duties involve transporting residents. At a minimum, the procedures
shall direct this staff to (i) maintain a valid driver's license and (ii)
report to the superintendent or the superintendent's designee any change in
their driver's license statuses, including any suspensions, restrictions, or
revocations.
D. Residents shall be supervised by security staff or
direct care staff during routine and emergency vehicle transportation.
6VAC35-71-545. Lockdowns.
A JCC may impose a lockdown within a facility in
accordance with written procedures that require the following:
1. With the exception of a lockdown to respond to an
emergency, as defined in 6VAC35-71-10, a lockdown may not be imposed until the
superintendent or the superintendent's designee provides approval;
2. In the event of an emergency necessitating a lockdown,
the superintendent shall be notified as soon as practicable;
3. The superintendent's supervisor and the administrator at
the next level in the department's reporting chain-of-command shall be notified
of all lockdowns except lockdowns for routine facility searches;
4. In the event that the lockdown extends beyond 72 hours,
the lockdown and the steps being planned or taken to resolve the situation
shall be reported immediately to the administrator who is two levels above the
superintendent in the department's reporting chain-of-command;
5. Whenever residents are confined to a locked room as a
result of a lockdown, the staff shall:
a. Check each locked down resident visually at least every
15 minutes, and more frequently if necessitated by the circumstances;
b. Ensure that each resident has a means of immediate
communication with staff, either verbally or electronically, throughout the
duration of the confinement period;
c. Ensure that each resident is afforded the opportunity
for at least one hour of large muscle exercise outside of the locked room every
calendar day unless the resident displays behavior that is threatening or
presents an imminent danger to himself or others, or unless the circumstances
that required the lockdown justify an exception.
d. Ensure that the superintendent or the superintendent's
designee makes personal contact with each resident who is confined every
calendar day; and
e. In response to a resident who exhibits self-injurious
behavior after being in room confinement, (i) take appropriate action in
response to the behavior, (ii) consult with a qualified mental health
professional immediately thereafter and document the consultation, and (iii)
monitor the resident in accordance with established protocols, including
constant supervision, if appropriate.
Part V
Residents' Rights
6VAC35-71-550. Prohibited actions.
A. Residents shall not be subjected to the following
actions:
1. Discrimination in violation of the Constitution of the
United States, the Constitution of the Commonwealth of Virginia, executive
orders, and state and federal statutes and regulations;
2. Deprivation of drinking water or food necessary to meet a
resident's daily nutritional needs, except as ordered by a licensed physician or
health trained personnel for a legitimate medical or dental purpose
and documented in the resident's medical record;
3. Denial of contacts and visits with the resident's attorney,
a probation or parole officer, the JCC staff assigned to
conduct the resident's due process hearings or resolve the resident's grievance
or complaint, the regulatory authority, a supervising agency
representative, or representatives of other agencies or groups as required by
applicable statutes or regulations;
4. Any action that is humiliating, degrading, abusive, or
unreasonably impinges upon the residents' resident's rights, including
but not limited to any form of physical abuse, sexual abuse, or sexual
harassment, nor shall the residents be subject to retaliation for reporting
these actions;
5. Corporal punishment, which is administered through the
intentional inflicting infliction of pain or discomfort to the
body through actions such as, but not limited to (i) striking or hitting
with any part of the body or with an implement; (ii) pinching, pulling, or
shaking; or (iii) any similar action actions that normally
inflicts inflict pain or discomfort;
6. Subjection to unsanitary living conditions;
7. Deprivation of opportunities for bathing or access to
toilet facilities, except as ordered by a licensed physician health
care professional for a legitimate medical purpose and documented in the
resident's medical record;
8. Denial of health care;
9. Denial of appropriate services, programs, activities, and
treatment;
10. Application of aversive stimuli, except as provided in
this chapter or permitted pursuant to other applicable state regulations.
Aversive stimuli means any physical forces (e.g., sound, electricity, heat,
cold, light, water, or noise) or substances (e.g., hot pepper, pepper sauce, or
pepper spray) measurable in duration and intensity that when applied to a
resident are noxious or painful to the individual resident;
11. Administration of laxatives, enemas, or emetics, except as
ordered by a licensed physician health care professional or
poison control center for a legitimate medical purpose and documented in the
resident's medical record;
12. Deprivation of opportunities for sleep or rest, except as
ordered by a licensed physician health care professional for a
legitimate medical or dental purpose and documented in the resident's medical
record;
13. Use of pharmacological restraints; and
14. Other constitutionally prohibited actions.
B. Employees shall be trained on the prohibited actions as
provided in 6VAC35-71-160 and 6VAC35-71-170.
6VAC35-71-555. Vulnerable population.
A. The facility shall implement a procedure for assessing
whether a resident is a member of a vulnerable population. The resident's
views with respect to his safety shall be given serious consideration.
B. If the assessment determines a resident is a vulnerable
population, the facility shall implement any identified additional precautions
such as heightened need for supervision, additional safety precautions, or
separation from certain other residents. The facility shall consider on a
case-by-case basis whether a placement would ensure the resident's health and
safety and whether the placement would present management or security problems.
C. For the purposes of this section, vulnerable population
means a resident or group of residents who have been assessed to be reasonably
likely to be exposed to the possibility of being attacked or harmed, either
physically or emotionally (e.g., very young residents; residents who are small
in stature; residents who have limited English proficiency; residents who are
gay, lesbian, bi-sexual, transgender, or intersex; residents with a history of
being bullied or of self-injurious behavior).
C. Lesbian, gay, bisexual, transgender, or intersex
residents shall not be placed in particular housing, bed, or other assignments
solely on the basis of this identification or status, nor shall any facility
consider lesbian, gay, bisexual, transgender, or intersex identification or
status as an indicator of a likelihood of being sexually abusive.
6VAC35-71-560. Residents' Resident mail.
A. A resident's incoming or outgoing mail may be delayed or
withheld only in accordance with this section, as permitted by other applicable
regulations, or by order of a court.
B. Staff may open and inspect residents' incoming and
outgoing nonlegal mail for contraband. When based on legitimate facility
interests of facility order and security, nonlegal mail may be read,
censored, or rejected in accordance with written procedures and subject to
the restrictions in subsection D of this action. The resident shall be
notified when incoming or outgoing letters are withheld in part or in full
or redacted, as appropriate.
C. In the presence of the resident recipient and in
accordance with written procedures, staff may open to inspect for contraband,
but shall not read, incoming legal mail. For the purpose of
this section, legal mail means a communication sent to or received from a
designated class of correspondents, as defined in written procedures, including
but not limited to the court, an attorney, and the grievance system or
department administrators.
D. Staff shall may not read outgoing
mail addressed to parents, immediate family members, legal guardian,
guardian ad litem, counsel, courts, officials of the committing authority,
public officials, or grievance administrators unless (i) permission has been
obtained from a court or (ii) the director or his the director's
designee has determined that there is a reasonable belief that the security of
a facility is threatened. When so authorized staff may read such this
mail, in accordance with written procedures.
E. Except as otherwise provided, incoming and outgoing
letters shall be held for no more than 24 hours and packages shall be held for
no more than 48 hours, excluding weekends and holidays.
F. Upon request, each resident shall be given postage and
writing materials for all legal correspondence and for at least two
other letters per week.
G. Residents shall be permitted to correspond at their own
expense with any person or organization provided such this
correspondence does not pose a threat to facility order and security and is not
being used to violate or to conspire to violate the law.
H. First class letters and packages received for residents
who have been transferred or released shall be forwarded to the resident's
last known address.
I. Written procedure governing correspondence of residents
shall be made available to all employees and residents and updated as needed.
6VAC35-71-570. Telephone calls.
Telephone Residents shall be permitted to make
telephone calls shall be permitted in accordance with written
procedures that take into account the need for facility security and order,
the resident's behavior, and program objectives.
6VAC35-71-580. Visitation.
A. A resident's contacts and visits with immediate family
members or legal guardians shall and natural supports may not be restricted
solely for punitive purposes, nor may they be subject to unreasonable
limitations, and any. Any limitation shall be implemented only as
permitted by written procedures, other applicable regulations, or by
order of a court, or written visitation procedures that balance (i) the need
for facility security and order, (ii) the behavior of individual residents and
the visitors, and (iii) the importance of helping the resident maintain strong
family and community relationships.
B. Residents shall be permitted to have visitors,
consistent with written procedures that take into account (i) the need for
facility security and order, (ii) the behavior of individual residents and the
visitors, and (iii) the importance of helping the resident maintain strong
family and community relationships. Written procedures shall provide for the
accommodation of special circumstances.
B. A JCC shall provide visitors with occasional
opportunities to view the resident's housing unit or room and to interact
with staff members unless this access is impracticable or would threaten the
safety or security of residents, staff, or other visitors. Written visitation
procedures shall outline the parameters governing this access and provide for
the accommodation of special circumstances.
C. Copies of the visitation procedures shall be mailed,
either electronically or via first class mail, to the residents' resident's
parents or legal guardians, as applicable and appropriate, and other applicable
persons no later than the close of the next business day after arrival
the resident arrives at the JCC, unless a copy has already been provided
to the individual.
D. Resident visitation at an employee's the
home is of an employee, volunteer, intern, or contractor shall be
prohibited.
6VAC35-71-590. Contact with attorneys, courts, and law
enforcement.
A. Residents shall have uncensored, confidential contact with
their legal representative in writing, as provided for in required by
6VAC35-71-560 (residents' mail), by telephone, or and in
person. Reasonable limits may be placed on such these contacts as
necessary to protect the security and order of the facility.
B. Residents shall not be denied access to the courts.
C. Residents shall not be required to submit to questioning
by law enforcement, though they may do so voluntarily.
1. A resident must provide written consent prior to any
contact with law enforcement. Written procedures shall be implemented for
obtaining a the resident's consent prior to any contact with
law enforcement.
2. No employee may coerce a resident's decision to consent to
have contact with law enforcement.
6VAC35-71-620. Residents' modesty Resident privacy.
Residents shall be provided a level of modesty privacy
from routine sight supervision by staff members of the opposite sex while
bathing, dressing, or conducting toileting activities except (i) in exceptional
security circumstances or (ii) when if constant supervision is
necessary to protect the resident due to mental health issues. This section
does not apply to medical personnel performing medical procedures or to staff
providing assistance to residents whose physical or mental disabilities dictate
the need for assistance with these activities as justified in the resident's medical
record.
6VAC35-71-630. Nutrition.
A. Each resident, except as provided in subsection B of this
section, shall be provided a daily diet that (i) consists of at least three
nutritionally balanced meals, of which two are hot meals (except in
emergency situations), and an evening snack; (ii) includes an adequate
variety and quantity of food for the age of the resident; and (iii) meets the
nutritional requirements of all applicable federal dietary requirements, such
as U.S. Department of Agriculture (USDA).
B. Special diets or alternative dietary schedules, as
applicable, shall be provided in the following circumstances: (i) when
prescribed by a physician licensed health care professional; (ii)
when necessary to observe the established religious dietary practices of the
resident; or (iii) when necessary for the special management of maladaptive
behavior or to maintain facility security if food or culinary equipment
has been used inappropriately, resulting in a threat to facility security and
the special diet or alternative dietary schedule is approved by the
superintendent or, the superintendent's designee, or a
mental health professional. In such circumstances If a facility
provides special diets or alternative dietary schedules, the meals shall
meet the minimum nutritional requirements of all applicable federal dietary
requirements, such as USDA, and any required approval shall be documented.
C. Menus of actual meals served shall be kept on file for
at least six months in accordance with all applicable federal
requirements.
D. Staff who eat in the presence of the residents shall be
served the same meals as the residents unless a licensed health care
professional has prescribed a special diet has been prescribed by a
physician for the staff or residents or unless the staff or residents
are observing established religious dietary practices.
E. There A JCC shall not be allow
more than 15 14 hours to pass between the evening meal and
breakfast the following day, except when the superintendent approves an
extension of time between meals on weekends and holidays. When an extension is
granted on a weekend or holiday, there shall never be more than 17 hours
between the evening meal and breakfast.
F. Each A JCC shall assure ensure
that food is available to residents who for documented medical or religious
reasons need to eat breakfast before the 15 14 hours have
expired.
6VAC35-71-660. Recreation.
A. Each JCC shall implement a recreational program plan that
includes developed and supervised by a person trained in recreation or a
related field. The plan shall include:
1. Opportunities for individual and group activities;
2. Opportunity for large muscle exercise daily;
3. Scheduling so that activities do not conflict with meals,
religious services, or educational programs, or other regular events;
and
4. Regularly scheduled indoor and outdoor recreational
activities that are structured to develop skills. Outdoor recreation will
shall be available whenever practicable in accordance with the facility's
recreation plan. Staff shall document any adverse weather conditions, threat to
facility security, or other circumstances preventing outdoor recreation.
B. Each recreational program plan shall (i) address the means
by which residents will be medically assessed for any physical limitations or
necessary restrictions on physical activities and (ii) provide for the
supervision of and safeguards for residents, including when participating in
water related and swimming activities.
6VAC35-71-670. Residents' Resident funds.
Residents' A resident's personal funds,
including any per diem or earnings, shall be used only for the following:
(i) for their activities, services, or goods for the resident's
benefit; (ii) for payment of any fines, restitution, costs, or support
ordered by a court or administrative judge; or (iii) to pay payment
of any restitution for damaged property or personal injury as determined by
disciplinary procedures.
Part VI
Program Operation
6VAC35-71-680. Admission and orientation.
A. Written procedure governing the admission and orientation
of residents to the JCC shall provide for:
1. Verification of legal authority for placement;
2. Search of the resident and the resident's possessions,
including inventory and storage or disposition of property, as appropriate and provided
for in required by 6VAC35-71-690 (residents' personal
possessions);
3. Health screening of the resident as provided for
in required by 6VAC35-71-940 (health screening at admission);
4. Notification of Notice to the parent or legal
guardian of the resident's admission;
5. Provision to the parent or legal guardian of information on
(i) visitation, (ii) how to request information, and (iii) how to register
concerns and complaints with the facility;
6. Interview with the resident to answer questions and
obtain information;
7. Explanation to the resident of program services and
schedules; and
8. Assignment of the resident to a living housing
unit, and sleeping area, or room.
B. The resident shall receive an orientation to the
following:
1. The behavior management program as required by
6VAC35-71-745 (behavior management). a. During the orientation,
residents shall be given written information describing rules of conduct, the sanctions
for rule violations, and the disciplinary process. These Staff shall
have the discretion to provide residents who are noncompliant or are displaying
maladaptive behavior one or more opportunities to view the written information
instead of providing the resident with a copy. The written information
shall be explained to the resident and documented by the dated signature of the
resident and staff. In the event that staff exercises the discretion not to
provide the resident with a written copy, staff must provide the resident with
a copy of the written information once the resident demonstrates the ability to
comply with the rules of the facility.
b. Where a language or literacy problem exists that can
lead to a resident misunderstanding the rules of conduct and related
regulations, staff or a qualified person under the supervision of staff shall
assist the resident.
2. The grievance procedure as required by 6VAC35-71-80 (grievance
procedure).
3. The disciplinary process as required by 6VAC35-71-1110 (disciplinary
process).
4. The resident's responsibilities in implementing the
emergency procedures as required by 6VAC35-71-460 (emergency and evacuation
procedures).
5. The resident's rights, including but not limited to
the prohibited actions provided for in 6VAC35-71-550 (prohibited actions).
6. The resident's rights relating to religious participation
as required by 6VAC35-71-650 (religion).
C. The facility shall ensure that all the information
provided to the resident pursuant to this section is explained in an
age-appropriate or developmentally-appropriate manner and is available in a
format that is accessible to all residents, including those who are limited
English proficient, deaf, visually impaired, or otherwise disabled, or who have
limited reading skills.
D. The facility shall maintain documentation that the
requirements of this section have been satisfied.
6VAC35-71-690. Residents' Resident personal
possessions.
A. Each A JCC shall inventory residents'
each resident's personal possessions upon admission and document the
information in residents' the resident's case records. When a
resident arrives at a JCC with items that the resident is not permitted to
possess in the facility, staff shall:
1. Dispose of contraband items in accordance with written
procedures;
2. If the items are nonperishable property that the resident
may otherwise legally possess, (i) securely store the property and
return it to the resident upon release; or 3. Make (ii) make
reasonable, documented efforts to return the property to the resident,
or resident's parent or legal guardian.
B. Personal property that remains unclaimed six months after
a documented attempt to return the property may be disposed of in accordance
with § 66-17 of the Code of Virginia and written procedures governing
unclaimed personal property.
6VAC35-71-700. Classification plan.
A. A JCC shall utilize an objective classification system for
determining appropriate security levels the a resident's level of
risk, needs, and the most appropriate services of the residents
and for assigning them the resident to living units according
to their a housing unit based on the resident's needs and existing
resources.
B. Residents shall be placed according to their
classification levels. Such classification These classifications
shall be reviewed as necessary in light of (i) the facility's safety and
security and (ii) the resident's needs and progress.
6VAC35-71-710. Resident transfer between and within JCCs.
A. When a resident is transferred between JCCs, the following
shall occur:
1. The resident's case records, including medical records,
and behavioral health records, shall accompany the resident to the
receiving facility; and
2. The resident's parents or legal guardian, if applicable and
appropriate, and the court service unit or supervising agency shall be notified
within 24 hours of the transfer.
B. When If a resident is transferred to a more
restrictive unit, or program, or facility within a JCC or
between JCCs, the JCC shall provide due process safeguards for residents
the resident prior to their transfer.
C. In the case of emergency transfers, such the
safeguards and notifications shall be instituted as soon as practicable after
transfer.
6VAC35-71-720. Release Discharge.
A. Residents shall be released discharged from
a JCC in accordance with written procedure.
B. The case record of each resident serving an indeterminate
commitment, who is not released discharged pursuant to a court
order, shall contain the following:
1. A discharge plan developed in accordance with written
procedures;
2. Documentation that the release discharge was
discussed with the parent or legal guardian, if applicable and appropriate, the
court services service unit, and the resident; and
3. As soon as possible, but no later than 30 days after release
discharge, a comprehensive release discharge summary placed
in the resident's record and, which also shall be sent to the
persons or agency that made the placement. The release discharge
summary shall review:
a. Services provided to the resident;
b. The resident's progress toward meeting individual
service plan objectives;
c. The resident's continuing needs and recommendations, if
any, for further services and care;
d. The names of persons to whom the resident was released
discharged;
e. Dates of admission and release discharge; and
f. Date the release discharge summary was
prepared and the identification of the person preparing it.
C. The case record of each resident serving a determinate
commitment or released discharged pursuant to an order of a court
shall contain a copy of the court order.
D. As appropriate and applicable, information concerning
current medications, need for continuing therapeutic interventions, educational
status, and other items important to the resident's continuing care shall be
provided to the legal guardian or legally authorized representative, as
appropriate and applicable.
E. Upon discharge, the (i) date of discharge and (ii) the
name of the person to whom the resident was discharged, if applicable, shall be
documented in the case record.
6VAC35-71-735. Therapeutic communities in housing units.
A. A JCC shall ensure that each housing unit functions as
a therapeutic community that, at a minimum, includes the following components:
1. Designated staff assigned to one housing unit and, to
the extent practicable, continued assignment to that unit for the therapeutic
benefit of residents;
2. Continued resident assignment to the same housing unit
throughout the duration of commitment, unless the continued assignment would
threaten facility safety or security or the resident's needs or progress;
3. Daily, structured therapeutic activities provided in
accordance with 6VAC35-71-740; and
4. Direction, guidance, and monitoring provided by an
interdisciplinary team consisting of designated JCC staff and representatives
from the department's mental health, education, and medical units.
B. The department shall establish written procedures
governing therapeutic communities in housing units that include these
components.
6VAC35-71-740. Structured programming.
A. Each facility shall implement a comprehensive, planned,
and structured daily routine, including appropriate supervision,
designed to:
1. Meet the residents' physical and emotional needs;
2. Provide protection, guidance, and supervision;
3. Ensure the delivery of program services; and
4. Meet the objectives of any the resident's
individual service plan.
B. Residents shall be provided the opportunity to participate
in programming, as applicable, upon admission to the facility.
6VAC35-71-745. Behavior management.
A. Each A JCC shall implement a behavior
management program approved by the director or the director's designee Behavior
management shall mean those principles and methods employed to help a resident
achieve positive behavior and to address and correct a resident's inappropriate
behavior in a constructive and safe manner in accordance with written
procedures governing program expectations, treatment goals, resident and staff
safety and security, and the resident's individual service plan. and
shall adhere to written procedures governing the behavior management program.
B. Written procedures governing this program shall provide
the following:
1. List the behavioral expectations for the resident;
2. Define and list List and explain techniques
that are available or used and available for use to manage
behavior, including incidents of noncompliance;
3. Specify the staff members who may authorize the use of
each technique;
4. 3. Specify the processes for implementing the
program; and
5. Means 4. Identify the means of documenting
and monitoring of the program's implementation.
C. When If substantive revisions are made to
the behavior management program, written information concerning the
revisions shall be provided to the residents and direct care staff residents
and direct care staff shall be notified of these revisions in writing prior
to implementation.
6VAC35-71-747. Behavior support contract.
A. When If a resident exhibits a pattern of
behavior indicating a need for behavioral support in addition to that beyond
the support provided in the facility's department's behavior
management program, a written behavior support contract shall be developed,
in accordance with written procedures, with the intent of assisting to
assist the resident to self-manage in self-managing these
behaviors. The support contract shall be developed in accordance with
written procedures, which Procedures governing behavior support
contracts shall address (i) the circumstances under which such the
contracts will be utilized and (ii) the means of documenting and monitoring the
contract's implementation.
B. Prior to working alone with an Staff regularly
assigned to work with a resident, each staff member in a
housing unit shall review and be prepared to implement the resident's
behavior support contract.
6VAC35-71-750. Communication with court service unit staff.
A. Each A resident's probation or parole
officer shall be provided with the contact information for an individual
at the facility to whom inquiries on assigned resident cases may be addressed.
B. The resident's probation or parole officer shall be
invited to participate in any scheduled classification and staffing team meetings
at RDC and any scheduled and treatment team meetings.
6VAC35-71-760. Communication with parents.
A. Each resident's parent or legal guardian, as appropriate
and applicable, shall be provided with the contact information for an
individual at the facility to whom inquiries regarding the resident may be
addressed.
B. The resident's parent or legal guardian, as appropriate
and applicable, shall be provided written notice of and the opportunity to
participate in any scheduled classification and staffing team meetings at
RDC and any scheduled treatment team meetings.
6VAC35-71-765. Family engagement.
To the extent practicable and in accordance with written
procedures, a JCC shall adhere to the following in order to ensure the
inclusion and involvement of immediate family members and natural supports
during a resident's commitment to the department:
1. Permit the resident a specified number of weekly calls,
as identified in written procedures, to immediate family members or natural
supports;
2. Ensure the periodic arrangement of events and
activities, as specified in written procedures, in which family members will be
invited to participate;
3. Ensure that a designated visiting area is available that
is conducive to family visits in accordance with 6VAC35-71-410; and
4. Maximize involvement of immediate family members and
natural supports in the resident treatment process, as prescribed in written
procedures.
6VAC35-71-770. Case management services.
A. The facility shall implement written procedures governing
case management services, which that shall address:
1. The resident's adjustment to the facility, group living,
and separation from the resident's family;
2. Supportive counseling, as needed;
3. Transition and community reintegration reentry
planning and preparation; and
4. Communicating Communication with (i) staff at
the facility; (ii) the parents or legal guardians, as appropriate and
applicable; (iii) the court service unit; and (iv) community resources, as
needed.
B. The provision of case management services shall be
documented in the case record.
6VAC35-71-790. Individual service plans.
A. An individual service plan shall be developed and placed
in the resident's record within 30 days following arrival at the facility and
implemented immediately thereafter. This section does not apply to residents
who are housed at RDC for 60 days or less. If a resident remains at RDC for
longer than 60 days, an individual plan shall be developed at that time, placed
in the resident's record, and implemented immediately thereafter.
B. Individual service plans shall describe in measurable
terms the:
1. Strengths and needs of the resident;
2. Resident's current level of functioning;
3. Goals 2. Short-term and long-term goals,
objectives, and strategies established for the resident, and
timeframes for reaching those goals, and the individuals responsible for
carrying out the service plan;
4. 3. Projected family involvement;
5. 4. Projected date for accomplishing each
objective; and
6. 5. Status of the projected release plan and
estimated length of stay except that this requirement shall not apply to
residents who are determinately committed to the department.
C. Each individual service plan shall include the date it
was developed and the signature of the person who developed it.
D. C. The resident and facility staff shall
participate in the development of the individual service plan.
E. D. The supervising agency and resident's
parents, legal guardian, or legally authorized representative, if appropriate
and applicable, shall be given the opportunity to participate in the development
of the resident's individual service plan.
E. The individual service plan shall include the date it
was developed and the signature of the person who developed it.
F. Copies of the individual service plan shall be provided to
the (i) resident; (ii) resident's parents or legal guardians, as
appropriate and applicable; and (iii) placing agency.
G. The individual service plan shall be reviewed within 60
days of the development of the individual service plan its
development and within each 90-day period thereafter.
H. The individual service plan shall be updated annually and
revised as necessary. Any changes Changes to the plan shall be
made in writing. All participants shall receive copies of the revised plan.
6VAC35-71-800. Quarterly reports.
A. The resident's progress toward meeting his individual
service plan goals shall be reviewed, and a progress report shall be prepared
within 60 days of the development of the individual service plan and
within each 90-day period thereafter. The report shall review the status of the
following:
1. Resident's progress toward meeting the plan's objectives;
2. Family's involvement;
3. Continuing needs of the resident;
4. Resident's progress towards discharge; and
5. Status of discharge planning.
B. Each quarterly progress report shall include the date it
was developed and the signature of the person who developed it its
author.
C. All quarterly progress reports shall be reviewed with the
resident and distributed to the resident's parents, legal guardian, or legally
authorized representative; the supervising agency; and appropriate facility
staff.
6VAC35-71-805. Suicide prevention.
Written procedure shall provide require that
(i) there is a suicide prevention and intervention program developed in
consultation with a qualified medical or mental health professional and (ii)
all direct care staff employees, direct supervision employees,
security employees, and employees providing medical services are trained
and retrained in the implementation of the program, in accordance with
6VAC35-71-160 and 6VAC35-71-170.
6VAC35-71-810. Behavioral health services.
Behavioral health services, if provided, shall be provided
furnished by an individual (i) licensed by the Department of Health
Professions or (ii) who is working under the supervision of a licensed
clinician.
6VAC35-71-815. Daily housing unit log.
A. A daily housing unit log shall be maintained in
each housing unit, in accordance with written procedures, to inform staff
of significant happenings incidents or problems experienced by
residents, including but not limited to health and dental complaints and
injuries.
B. Each entry in the daily housing unit log shall
contain (i) the date of the entry, (ii) the name of the individual making the
entry, and (iii) the time each entry is made.
C. If the daily housing unit log is electronic, all
entries shall be made in accordance with subsection B of this section. The
computer program shall possess the functionality to prevent previous entries
from being overwritten.
6VAC35-71-820. Staff supervision of residents.
A. Staff shall provide 24-hour awake supervision seven days a
week.
B. No member of the direct care staff shall be on duty more
than six consecutive days without a rest day, except in an emergency. For
the purpose of this section, a rest day means a period of not less than 24
consecutive hours during which the direct care staff person has no
responsibility to perform duties related to the operation of a JCC.
C. Direct care staff shall be scheduled with an average of at
least two rest days per week in any four-week period.
D. Direct care staff shall not be on duty more than 16
consecutive hours, except in an emergency.
E. There shall be at least one trained direct care staff on
duty and actively supervising residents at all times that in areas of
the premises in which one or more residents are present.
F. Notwithstanding the requirement in subsection E of this
section, a staff member who meets the definition of a direct supervision
employee and who satisfies the following additional requirements shall be
authorized to be alone with a resident outside the active supervision of direct
care staff:
1. The direct supervision employee completes the training
required by 6VAC35-71-160 C and satisfies any additional retraining
requirements provided for in 6VAC35-71-170;
2. The staff completes agency-approved training for direct
supervision employees on safety and security including training on the
supervision of residents, verbal de-escalation techniques, personal protection
techniques, and emergency intervention prior to being alone with residents
outside of the active supervision of security series staff;
3. The direct supervision staff passes an assessment
demonstrating the ability to perform all physical requirements related to
personal protection;
4. During any period in which the resident is not actively
supervised by direct care employees, the direct supervision employee has the
ability to communicate immediately with a direct care employee through a
two-way radio or by other means provided in written procedures; and
5. The direct supervision employee notifies the direct care
employee immediately prior to and immediately following meeting with resident.
F. G. The facility shall implement written
procedures that address staff supervision of residents, including
contingency plans for resident illnesses, emergencies, and off-campus
activities. These procedures shall be based on the:
1. Needs of the population served;
2. Types of services offered;
3. Qualifications of staff on duty; and
4. Number of residents served.
G. H. Staff shall regulate the movement of
residents within the facility in accordance with written procedures.
H. I. No JCC shall permit an individual
resident or group of residents to exercise control or authority over other
residents except when practicing leadership skills as part of an approved
program under the direct and immediate supervision of staff.
6VAC35-71-830. Staffing pattern.
A. During the hours that residents are scheduled to be awake,
there shall be at least one direct care staff member awake, on duty, and
responsible for supervision of every 10 eight residents, or
portion thereof, on the premises or participating in wherever there
are youth present in the facility, as well as wherever residents are attending
off-campus, facility-sponsored activities. However, pursuant to
6VAC35-71-540, security staff shall be authorized to transport residents for
routine or emergency purposes, such as for work release programs or in response
to an injury, without the presence of direct care staff, provided the same
staffing ratios are maintained as required in this subsection.
B. During the hours that residents are scheduled to sleep,
there shall be no less than at least one direct care staff member
awake, on duty, and responsible for supervision of every 16
residents, or portion thereof, on the premises wherever there are
youth present in the facility.
C. There shall be at least one direct care staff member on
duty and responsible for the supervision of residents in each building or living
housing unit where residents are sleeping.
6VAC35-71-840. Outside personnel.
A. JCC staff shall monitor supervise all
situations in which outside personnel perform any kind of work in the immediate
presence of residents.
B. Adult inmates Adults who are confined in a
public or privately-operated prison or a local jail shall not work in the
immediate presence of any resident and shall be monitored supervised
in a way manner that there shall be no prohibits
direct contact between or interaction among adult inmates these
individuals and residents.
6VAC35-71-850. Facility work assignments.
A. Work assignments, whether paid or unpaid, shall be in
accordance with the age, health, and ability, and service plan of
the resident.
B. Work assignments shall not interfere with school programs,
study periods, meals, or sleep.
6VAC35-71-860. Agreements governing juvenile industries work
programs.
A. If the department enters into an agreement with a public
or private entity for the operation of a work program pursuant to § 66-25.1 of
the Code of Virginia, the agreement shall:
1. Comply with all applicable federal and state laws and
regulations, including but not limited to the Fair Labor Standards Act
(29 USC § 201 et seq.), child labor laws, and workers' compensation insurance
laws;
2. State the length duration of the agreement
and the criteria by which it may be extended or terminated;
3. Specify where residents will work and, if not at a juvenile
correctional center JCC, the security arrangements at the work site;
and
4. Summarize the educational, vocational, or job training
and career and job-readiness benefits to residents.
B. The agreement shall address how residents will be hired
and supervised, including:
1. The application and selection process;
2. The qualifications required of residents;
3. A requirement that there be a job description for each
resident's position;
4. Evaluation A requirement that there be an
evaluation of each resident's job-related behaviors and attitudes,
attendance, and quality of work; and
5. Whether and how either party may terminate a resident's
participation.
C. The agreement shall address resident's resident
compensation including:
1. The manner by which and through what funding source
residents are to be paid; and
2. If applicable, whether any deductions shall be made from
the resident's compensation for subsistence payments, restitution to victims, etc
fines, or other similar deductions.
D. As applicable, the agreement shall specify:
1. That accurate records be kept of the work
program's finances, materials inventories, and residents' hours of work, How
records of the work program's finances, materials inventories, and residents'
hours of work shall be maintained and that such these records
be are subject to inspection by either party and by an
independent auditor;
2. How the project's goods or services will be marketed;
3. How proceeds from the project will be collected and
distributed to the parties; and
4. Which party is responsible for providing:
a. The materials to be worked on;
b. The machinery to be used;
c. Technical training and supervision in the use of equipment
or processes;
d. Utilities;
e. Transportation of raw materials and finished goods;
f. Disposal of waste generated in the work project; and
g. Safety and other special equipment and clothing.
E. Prior to execution of the agreement, the director or
the director's designee shall review the agreement for compliance with the
requirements of this section. Except upon explicit authorization by the board,
the director and the director's designee shall be prohibited from executing any
agreement that is missing one or more elements enumerated in this section.
6VAC35-71-880. Local health Health authority.
A JCC shall ensure that a physician, health
administrator, government authority, health care contractor, supervising
registered nurse or head nurse, or health agency shall be is
designated to serve as the local health authority responsible for
organizing, planning, and monitoring the timely provision of appropriate health
care services in that facility, including arrangements arranging
for all levels of health care and the ensuring of the
quality and accessibility of all health services, including medical,
nursing, dental, and mental health care services, consistent with
applicable statutes, prevailing community standards, and medical ethics. All
medical, psychiatric, dental, and nursing matters are the province of the
physician, psychiatrist, dentist, and nurse, respectively.
6VAC35-71-890. Provision of health care services.
A. The health care provider shall be guided by
recommendations of the American Academy of Family Practice or the American
Academy of Pediatrics, as appropriate, in the direct provision of health care
services.
B. Treatment by nursing personnel A. Licensed
health care professionals shall be performed provide treatment
pursuant to the laws and regulations governing the applicable practice of
nursing within the Commonwealth.
B. Other health trained personnel shall provide care
within their level of training and certification and shall not administer
health care services for which they are not qualified or specifically trained.
C. The facility shall retain documentation of the training
received by health trained personnel necessary to perform any designated health
care services. Documentation of applicable, current licensure or certification
shall constitute compliance with this section.
6VAC35-71-900. Health care procedures.
A. The department shall have and implement written procedures
for promptly:
1. Providing or arranging for the provision of medical and
dental services for health problems identified at admission;
2. Providing or arranging for the provision of routine ongoing
and follow-up medical and dental services after admission;
3. Providing emergency services for each resident who has
reached 18 years of age and consents to these services or for any other
resident, as provided by statute or by the agreement with the resident's
legal guardian, if under the age of 18, or the resident, if over the age of 18;
4. Providing emergency services and ongoing treatment, as
appropriate and applicable, for any resident experiencing or showing signs
of suicidal or homicidal thoughts, symptoms of mood or thought disorders, or
other mental health problems; and
5. Ensuring that the required information in subsection B of
this section is accessible and up to date.
B. The following written information concerning each resident
shall be readily accessible to designated staff who may have to respond to a
medical or dental emergency:
1. The name, address, and telephone number of the
physician or dentist to be contacted;
2. Name, The name, address, and telephone number
of a relative or other person the parent, legal guardian, or
supervising agency, as applicable, to be notified; and
3. Information concerning:
a. Use of medication;
b. All allergies, Allergies, including
medication allergies;
c. Substance abuse and use; and
d. Significant past and present medical problems.
C. Other health trained personnel shall provide care as
appropriate to their level of training and certification and shall not
administer health care services for which they are not qualified or specifically
trained.
D. The facility shall retain documentation of the training
received by health trained personnel necessary to perform any designated health
care services. Documentation of applicable, current licensure or certification
shall constitute compliance with this section.
6VAC35-71-930. Consent to and refusal of health care services.
A. The An appropriately-trained medical
professional shall advise the resident or and parent or legal
guardian, as applicable and appropriate, shall be advised by an appropriately
trained medical professional of (i) the material facts regarding the
nature, consequences, and risks of the proposed treatment, examination, or
procedure; and (ii) the alternatives to it the proposed treatment,
examination, or procedure.
B. Health Consent to health care services, as
defined in 6VAC35-71-10 (definitions), shall be provided in accordance
with § 54.1-2969 of the Code of Virginia.
C. Residents may refuse, in writing, medical treatment and
care. This subsection does not apply to medication refusals that are governed
by 6VAC35-71-1070 (medication).
D. When health care is rendered against the resident's will,
it shall be in accordance with applicable laws and regulations.
6VAC35-71-950. Tuberculosis screening.
A. Within seven days of placement arrival at a JCC,
each resident, excluding residents transferred from another JCC shall
have had undergone a screening or assessment for
tuberculosis. The screening or assessment can shall be no
older than 30 days.
B. A screening or assessment for tuberculosis shall be
completed annually on each resident.
C. The facility's screening practices shall be performed in
a manner that is consistent with the current requirements recommendations
of the Virginia Department of Health, Division of Tuberculosis Prevention and
Control and the federal Department of Health and Human Services Centers for
Disease Control and Prevention, for the detection, diagnosis,
prophylaxis, and treatment of pulmonary tuberculosis.
6VAC35-71-960. Medical examinations.
A. Within five days of arrival an initial intake
at a JCC, all residents who are not directly transferred from another JCC
shall be medically examined by a physician or a qualified health care
practitioner operating under the supervision of a physician to determine if the
resident requires medical attention or poses a threat to the health of staff or
other residents. This examination shall include the following:
1. Complete medical, immunization, and psychiatric history;
2. Recording of height, weight, body mass index,
temperature, pulse, respiration, and blood pressure;
3. Reports of medical laboratory testing and clinical testing
results, as deemed medically appropriate, to determine both clinical status and
freedom from communicable disease;
4. Medical Physical examination, including
gynecological assessment of females, when appropriate;
5. Documentation of immunizations administered; and
6. A plan of care, including initiation of treatment, as
appropriate.
B. For residents Residents transferring from
one to the JCC to another, shall be acceptable from a
direct care placement may submit the report of a medical examination conducted
within the preceding 13 months at the discretion of the health care
provider, upon review of the health screening at admission and prior medical
examination report.
C. Each resident shall have an annual physical examination by
or under the direction of a licensed physician.
6VAC35-71-970. Dental examinations.
A. Within seven 14 days of arrival an
initial intake at a JCC, all residents who are not directly transferred
from another JCC shall undergo a dental examination conducted by a
dentist.
B. For residents transferring from one to
the JCC to another from a direct care placement, the report
of a dental examination within the preceding 13 months shall may
be acceptable at the discretion of the dentist upon review of the dental
examination documentation.
C. Each resident shall have an annual dental examination by a
dentist and routine prophylactic treatment.
6VAC35-71-990. Health screening for intrasystem transfers.
A. All residents transferred between JCCs shall receive a
medical, dental, and mental health screening by health trained or qualified
health care personnel upon arrival at the facility. The screening shall
include:
1. A review of the resident's health care medical
record;
2. Discussion with the resident on his medical status; and
3. Observation of the resident.
B. All findings shall be documented and the resident shall be
referred for follow-up care as appropriate.
6VAC35-71-1000. Infectious or communicable diseases.
A. A resident with a known communicable disease that can be
transmitted person-to-person shall not be housed in the general population
unless a licensed physician health care professional certifies
that:
1. The facility is capable of providing care to the resident
without jeopardizing residents and staff; and
2. The facility is aware of the required treatment for the
resident and the procedures to protect residents and staff.
B. The facility shall implement written procedures, approved
by a medical professional, that:
1. Address staff (i) interactions with residents with
infectious, communicable, or contagious medical conditions; and (ii) use of
standard precautions;
2. Require staff training in standard precautions, initially
and annually thereafter as required in 6VAC35-71-160 and 6VAC35-71-170;
and
3. Require staff to follow procedures for dealing with
residents who have infectious or communicable diseases.
C. Employees providing medical services shall be trained in
tuberculosis control practices as required in 6VAC35-71-160.
6VAC35-71-1020. Residents' health Resident medical
records.
A. Each resident's health medical record shall
include written documentation of (i) the initial physical examination, (ii) an
annual physical examination by or under the direction of a licensed physician
including any recommendation for follow-up care, and (iii) documentation of
the provision of follow-up medical care recommended by the physician or as
indicated by the needs of the resident.
B. Each initial physical examination report shall
include:
1. Information necessary to determine the health and
immunization needs of the resident, including:
a. Immunizations administered at the time of the exam;
b. Vision exam Hearing and vision exams, conducted,
at a minimum, on students in grades three, seven, eight, and 10 pursuant to
8VAC20-250-10;
c. Hearing exam;
d. General c. A statement of the resident's general
physical condition, including and documentation of apparent
freedom from communicable disease status, including tuberculosis;
d. Current medical conditions or concerns;
e. Allergies, chronic conditions, and handicaps, disabilities,
if any;
f. Nutritional requirements, including special diets, if any;
g. Restrictions on physical activities, if any; and
h. Recommendations for further treatment, immunizations, and
other examinations indicated.
2. Date of the physical examination; and
3. Signature of a licensed physician, the physician's
designee, or an official of a local health department.
C. Each A resident's health medical
record shall include written documentation of (i) an annual examination by a
licensed dentist and (ii) documentation of follow-up dental care
recommended by the dentist based on the needs of the resident.
D. Each A resident's health medical
record shall include notations of health and dental complaints and injuries and
shall summarize a summary of the resident's symptoms and
treatment given.
E. Each A resident's health medical
record shall include, or document the facility's efforts to obtain, treatment
summaries of ongoing psychiatric or other mental health treatment and reports,
if applicable.
F. Written procedure shall provide that residents' each
resident's active health medical records shall be:
1. Kept confidential from unauthorized persons and in a file
separate from the case record;
2. Readily accessible in case of emergency; and
3. Made available Available to authorized staff
consistent with applicable state and federal laws.
G. Residents' A resident's inactive health
records shall be retained and disposed of as required by The Library of
Virginia.
6VAC35-71-1030. First aid kits.
A. Each facility A JCC shall have maintain
first aid kits that shall be maintained within the facility, as well as
in facility vehicles used to transport residents in accordance with written
procedures that shall address the (i) contents; (ii) location; and (iii) method
of restocking.
B. The first aid kit shall be readily accessible for minor
injuries and medical emergencies.
6VAC35-71-1040. Sick call.
A. All residents shall have the opportunity daily to request
health care services.
B. Resident requests for health care services shall be
documented, reviewed for the immediacy of need and the intervention required, and
responded to daily by qualified medical staff. Residents shall be referred to a
physician consistent with established protocols and written or verbal orders
issued by personnel authorized by law to give such these orders.
C. The frequency and duration of sick call shall be
sufficient to meet the health needs of the facility population. For the
purpose of this section, sick call shall mean the evaluation and treatment of a
resident in a clinical setting, either on or off site, by a qualified health
care professional.
6VAC35-71-1050. Emergency medical services.
A. Each A JCC shall have ensure that
residents have access to 24-hour emergency medical, mental health, and
dental services for the care of an acute illness or unexpected health care need
that cannot be deferred until the next scheduled sick call.
B. Procedures shall include arrangements for the following:
1. Utilization of 911 emergency services;
2. Emergency transportation of residents from the facility;
3. Security procedures for the immediate transfer of residents
when appropriate;
4. Use of one or more designated hospital emergency
departments or other appropriate facilities consistent with the operational
procedures of local supporting rescue squads;
5. Response by on-call health care providers to include
provisions for telephonic consultation, guidance, or direct response as
clinically appropriate; and
6. On-site Onsite first aid and crisis
intervention.
C. Staff who respond to medical or dental emergencies shall
do so in accordance with written procedures.
6VAC35-71-1060. Hospitalization and other outside medical
treatment of residents.
A. When If a resident needs hospital care or
other medical treatment outside the facility:
1. The resident shall be transported safely and in
accordance with applicable safety and security procedures that are
applied consistent with the severity of the medical condition; and
2. Staff shall escort and supervise residents when outside the
facility for hospital care or other medical treatment, until appropriate
security arrangements are made. This subdivision shall not apply to the
transfer of residents under the Psychiatric Inpatient Treatment of Minors Act
(§ 16.1-355 et seq. of the Code of Virginia).
B. In accordance with applicable laws and regulations, the
parent or legal guardian, as appropriate and applicable, shall be informed that
the resident was taken outside the facility for medical attention as soon as is
practicable.
6VAC35-71-1070. Medication.
A. All medication shall be properly labeled consistent with
the requirements of the Virginia Drug Control Act (§ 54.1-3400 et seq. of
the Code of Virginia). Medication prescribed for individual use shall be so
labeled.
B. All medication shall be securely locked, except when
otherwise ordered by a physician on an individual basis for keep-on-person or
equivalent use.
C. All staff responsible for medication administration who do
not hold a license issued by the Virginia Department of Health Professions
authorizing the administration of medications shall successfully complete a
medication training program approved by the Board of Nursing and receive required
annual refresher training as required before they can may
administer medication.
D. Staff authorized to administer medication shall be informed
of any known side effects of the medication and the symptoms of the effects.
E. A program of medication, including procedures regarding
the use of over-the-counter medication pursuant to written or verbal orders
signed by personnel authorized by law to give such orders, shall be
initiated for a resident only when prescribed in writing by a person authorized
by law to prescribe medication. This includes over-the-counter medication
administered pursuant to a written or verbal order that is issued by personnel
authorized by law to give these orders.
F. All medications shall be administered in accordance with
the physician's or other prescriber's instructions and consistent with the
requirements of § 54.2-2408 § 54.1-3408 of the Code of Virginia
and the Virginia Drug Control Act (§ 54.1-3400 et seq. of the Code of
Virginia).
G. A medication administration record shall be maintained of
that identifies all medicines received by each resident and shall
include that includes:
1. Date the medication was prescribed or most recently
refilled;
2. Drug name;
3. Schedule for administration, to include notation of each
dose administered or refused;
4. Strength;
5. Route;
6. Identity of the individual who administered the medication;
and
7. Dates Date the medication was discontinued or
changed.
H. In the event of a medication incident or an adverse drug
reaction, first aid shall be administered if indicated. As addressed in the
physician's standing orders, staff shall promptly contact a poison control
center, hospital, pharmacist, nurse, or physician, nurse, pharmacist, or
poison control center and shall take actions as directed. If the situation
is not addressed in standing orders, the attending physician shall be notified
as soon as possible and the actions taken by staff shall be documented. A
medical incident shall mean an error made in administering a medication to a
resident including the following: (i) a resident is given incorrect medication;
(ii) medication is administered to the incorrect resident; (iii) an incorrect
dosage is administered; (iv) medication is administered at a wrong time or not
at all; and (v) the medication is administered through an improper method. A
medication incident does not include a resident's refusal of appropriately
offered medication.
I. Written procedures shall provide for require
(i) the documentation of medication incidents, (ii) the review of medication
incidents and reactions and making implementation of any
necessary improvements, (iii) the storage of controlled substances, and (iv)
the distribution of medication off campus. The procedures must be approved by a
the department's health administrator services director.
Documentation of this approval shall be retained.
J. Medication refusals and actions taken by staff
shall be documented including action taken by staff. The facility shall
follow procedures for managing such these refusals, which that
shall address:
1. Manner The manner by which medication
refusals are documented; and
2. Physician follow-up, as appropriate.
K. Disposal and storage of unused, expired, and discontinued
medications shall be in accordance with applicable laws and regulations.
L. The telephone number of a regional poison control center
and other emergency numbers shall be posted on or next to each nonpay telephone
that has access to an outside line in each building in which residents sleep or
participate in programs.
M. Syringes and other medical implements used for injecting
or cutting skin shall be locked and inventoried in accordance with facility
procedures.
6VAC35-71-1080. Release physical.
Each resident shall be medically examined by a physician or
qualified health care practitioner operating under the supervision of a
physician within 30 days prior to release, unless exempted by the responsible
physician based on a sufficiently recent full medical examination conducted
within 90 days prior to release.
6VAC35-71-1110. Disciplinary process.
A. A JCC shall ensure that, to the extent practicable,
resident behavioral issues are addressed (i) in the context of a therapeutic
community; (ii) in a manner that is consistent with the department's behavior
management program; (iii) with consideration of the safety and security of the
residents, staff, and others in the facility; and (iv) with the goal of
rehabilitating, rather than punishing the resident.
B. Each JCC shall follow written procedures for
handling (i) minor resident misbehavior through an informal process and (ii)
instances when a resident is charged with a violation of the rules of conduct
through the formal process outlined below in subsections C, D, and E
of this section. Such The procedures shall provide for (i)
graduated sanctions and (ii) staff and resident orientation and training on the
procedures.
B. When C. If staff have reason to believe a
resident has committed a rule violation that cannot be resolved through the
facility's informal process, staff shall prepare a disciplinary report
detailing the alleged rule violation. A written copy of the report shall be
maintained by the housing unit staff. The resident shall be given a written
copy of the report within 24 hours of the alleged rule violation; however,
staff shall have the discretion to provide residents who are noncompliant or
are displaying maladaptive behavior one or more opportunities to view the
written report instead of providing a copy to the resident within 24 hours of
the alleged rule violation. In the event that staff exercises this option, a
copy of the written report shall be provided to the resident once the resident
demonstrates that he is able to comply with the rules of the facility.
C. D. After the resident receives notice of an
alleged rule violation, the resident shall be provided the opportunity to admit
or deny the charge.
1. The resident may admit to the charge in writing to a
superintendent or the superintendent's designee who was not involved in
the incident, accept the sanction prescribed for the offense, and waive his
right to any further review.
2. If the resident denies the charge or there is reason to
believe that the resident's admission is coerced or that the resident does not
understand the charge or the implication of the admission, the formal process
for resolving the matter detailed in subsection D E of this
section shall be followed.
D. E. The formal process for resolving rule
violations shall provide the following:
1. A disciplinary hearing to determine if substantial evidence
exists to find the resident guilty of the rule violation shall be scheduled to
occur no later than seven days, excluding weekends and holidays, after the rule
violation. The hearing may be postponed with the resident's consent.
2. The resident alleged to have committed the rule violations
violation shall be given at least 24 hours hours' notice
of the time and place of the hearing, but; however the hearing
may be held within 24 hours with the resident's written consent.
3. The disciplinary hearing on the alleged rule violation
shall:
a. Be conducted by an impartial and objective staff employee
who shall determine (i) what evidence is admissible, (ii) the guilt or
innocence of the resident, and (iii) if the resident is found guilty of the
rule violation, what sanctions shall be imposed;
b. Allow the resident to be present throughout the hearing,
unless the resident waives the right to attend, his behavior justifies
exclusion, or another resident's testimony must be given in confidence. The
reason for the resident's absence or exclusion shall be documented;
c. Permit the resident to make a statement and,
present evidence, and to request relevant witnesses on his
behalf. The reasons for denying such these requests shall be
documented;
d. Permit the resident to request a staff member to represent
him and question the witnesses. A staff member shall be appointed to help the
resident when it is apparent that the resident is not capable of effectively
collecting and presenting evidence on his own behalf; and
e. Be documented, with a record of the proceedings kept for
six months.
4. A written record shall be made of the hearing disposition
and supporting evidence. The hearing record shall be kept on file at the JCC.
5. The resident shall be informed in writing of the
disposition and, if found guilty of the rule violation, the reasons supporting
the disposition and the right to appeal.
6. If the resident is found guilty of the rule violation, a
copy of the disciplinary report shall be placed in the resident's case
record.
7. The superintendent or the superintendent's designee
shall review all disciplinary hearings and dispositions to ensure conformity
with procedures and regulations.
8. The resident shall have the right to appeal the
disciplinary hearing decision to the superintendent or the superintendent's
designee within 24 hours of receiving the decision. The appeal shall be decided
within 24 hours of its receipt, and the resident shall be notified in writing
of the results within three days. These time frames timeframes do
not include weekends and holidays.
E. When it is necessary to place the resident in
confinement to protect the facility's security or the safety of the resident or
others, the charged resident may be confined pending the formal hearing for up
to 24 hours. Confinement for longer than 24 hours must be reviewed at least
once every 24 hours by the superintendent or designee who was not involved in
the incident. For any confinement exceeding 72 hours, notice shall be made in
accordance with 6VAC35-71-1140 D (room confinement).
6VAC35-71-1120. Timeout.
A. Facilities that use a systematic behavior management
technique program component designed to reduce or eliminate inappropriate or
problematic behavior by having a staff require a resident to move to a specific
location that is away from a source of reinforcement for a specific period of
time or until the problem behavior has subsided (timeout) timeout
shall implement written procedures governing that provide
the following:
1. The conditions, based on the resident's chronological
and developmental level, under which a resident may be placed in timeout;
2. The maximum period of timeout based on the resident's
chronological and developmental level; and
3. The area in which a resident is placed.
1. A resident may be placed in timeout only after less
restrictive alternatives have been applied;
2. Timeout may be imposed only to address minor behavior
infractions, such as talking back or failing to follow instructions, and shall
not be applied to address any chargeable offenses as designated in written
procedures or any aggressive behaviors;
3. A resident shall be released from the timeout period
when the resident demonstrates the ability to rejoin the group activity and
comply with the expectations that are in place; and
4. Staff shall be authorized to determine the area in which
a resident is placed for timeout on a case-by-case basis.
B. A resident in timeout shall be able to communicate have
a means of immediate communication with staff, either verbally or
electronically.
C. Staff shall check on monitor the resident in
the timeout area at least every 15 minutes and more often depending on the
nature of the resident's disability, condition, and or
behavior.
D. Use of timeout and staff checks on the residents shall be
documented.
6VAC35-71-1130. Physical restraint.
A. Physical restraint shall be used as a last resort only
after less restrictive behavior intervention techniques have failed or
to control residents whose behavior poses a risk to the safety of the resident,
others, staff, or the public others.
1. Staff shall use the least force deemed reasonably
necessary to eliminate the risk or to maintain security and order and shall
never use physical restraint as punishment or with intent to inflict injury.
2. Trained staff members may physically restrain a resident
only after less restrictive behavior interventions have failed or when failure
to restrain would result in harm to the resident or others.
3. 2. Physical restraint may be implemented,
monitored, and discontinued only by staff who have been trained in the
proper and safe use of restraint in accordance with the requirements in 6VAC35-71-160
and 6VAC35-71-170.
4. For the purpose of this section, physical restraint
shall mean the application of behavior intervention techniques involving a
physical intervention to prevent an individual from moving all or part of that
individual's body.
B. Each JCC shall implement written procedures governing use
of physical restraint that shall include:
1. A requirement for Require training in crisis
prevention and behavior intervention techniques that staff may use to control
residents whose behaviors pose a risk;
2. The Identify the staff position who that
will write the report and time frame for completing the report;
3. The Identify the staff position who that
will review the report for continued staff development for performance
improvement and the time frame for this review; and
4. Methods Identify the methods to be followed
should physical restraint, less intrusive behavior interventions, or measures
permitted by other applicable state regulations prove unsuccessful in calming
and moderating the resident's behavior; and 5. Identification of control
techniques that are appropriate for identified levels of risk.
C. Each application of physical restraint shall be fully
documented in the resident's record including. The documentation
shall include:
1. Date and time of the incident;
2. Staff involved in the incident;
3. Justification for the restraint;
4. Less restrictive behavior interventions that were
unsuccessfully attempted prior to using physical restraint;
5. Duration of the restraint;
6. Description of the method or methods of physical
restraint techniques used;
7. Signature of the person completing the report and date; and
8. Reviewer's signature and date.
6VAC35-71-1140. Room confinement.
A. Written procedures shall govern how and when residents
may be confined to a locked governing room confinement shall
address the following issues:
1. The actions or behaviors that may result in room
confinement;
2. The factors, such as age, developmental level, or
disability, that should be considered prior to placing a resident in room
confinement;
3. The process for determining whether the resident's
behavior threatens the safety and security of the resident, others, or the
facility; the protocol for determining whether the threat necessitating room confinement
has been abated; and the necessary steps for releasing the resident to a less
restrictive setting after the threat is abated; and
4. The circumstances under which a debriefing with the
resident should occur after the resident is released from confinement; the
party that should conduct the debriefing; and the topics that should be
discussed in the debriefing, including the cause and impact of the room
confinement and the appropriate measures post-confinement to support positive
resident outcomes.
B. Whenever a resident is confined to a locked room,
including but not limited to being placed in isolation, staff shall check the
resident visually at least every 30 minutes and more frequently if indicated by
the circumstances.
C. Residents who are confined to a locked room, including
but not limited to being placed in isolation, shall be afforded the opportunity
for at least one hour of physical exercise, outside of the locked room, every
calendar day unless the resident's behavior or other circumstances justify an
exception. The reasons for any such exception shall be approved in accordance
with written procedures and documented
B. If a resident is placed in room confinement, regardless
of the duration of the confinement period or the rationale for the confinement,
staff shall take measures to ensure the continued health and safety of the
confined resident. At a minimum, the following measures shall be applied:
1. Staff shall monitor the resident visually at least every
15 minutes and more frequently if indicated by the circumstances. If a resident
is placed on suicide precautions, staff shall make additional visual checks as
determined by the qualified mental health professional.
2. A qualified medical or mental health professional shall,
at least once daily, visit with the resident to assess the resident's medical
and mental health status.
3. The resident shall have a means of immediate
communication with staff, either verbally or electronically, throughout the
duration of the confinement period.
4. The resident shall be afforded the opportunity for at
least one hour of large muscle activity outside of the locked room every
calendar day unless the resident displays behavior that is threatening,
presents an imminent danger to himself or others, or otherwise justifies an
exception or unless other circumstances, such as lockdown or power failure,
prevent the activity. The reasons for the exception shall be approved and
documented in accordance with written procedures.
5. If the resident, while placed in room confinement,
exhibits self-injurious behavior, staff shall (i) take appropriate action in
response to the behavior; (ii) consult with a qualified mental health
professional immediately after the threat is abated and document the
consultation; and (iii) monitor the resident in accordance with established
protocols, including constant supervision, if appropriate.
C. A resident shall never be placed in room confinement as
a sanction for noncompliance or as a means of punishment. Room confinement may
be imposed only in response to the following situations:
1. If a resident's actions threaten facility security or
the safety and security of residents, staff, or others in the facility; or
2. In order to prevent damage to real or personal property
when the damage is committed with the intent of fashioning an object or device
that may threaten facility security or the safety and security of residents,
staff, or others in the facility.
D. Room confinement may be imposed only after less
restrictive measures have been exhausted or cannot be employed successfully.
Once the threat necessitating the confinement is abated, staff shall initiate
the process for releasing the resident from confinement and returning him to a
lesser restrictive setting.
E. In the event that a resident is placed in room
confinement, the resident shall be afforded the same opportunities as other
residents in the housing unit, including treatment, education, and as much time
out of the resident's room as security considerations allow.
F. Within the first three hours of a resident's placement
in room confinement, a designated staff member shall communicate with the
resident to explain (i) the reasons for which the resident has been placed in
confinement; (ii) the expectations governing behavior while placed in room
confinement; and (iii) the steps necessary in order for a resident to be
released from room confinement.
G. A resident confined for six or fewer waking hours shall
be afforded the opportunity at least once during the confinement period to communicate
with a staff member wholly apart from the communications required in subsection
F of this section, regarding his status or the impact of the room confinement.
A resident confined for a period that exceeds six waking hours shall be
afforded an opportunity twice daily during waking hours for these
communications.
H. The superintendent or the superintendent's designee
shall make personal contact with every resident who is placed in room
confinement each day of confinement.
D. I. If a resident is confined to a locked
placed in room confinement for more than 24 hours, the
superintendent or the superintendent's designee shall be notified and
shall provide written approval for any continued room confinement beyond the
24-hour period.
E. If the confinement extends to more than 72 hours, the
(i) confinement and (ii) the steps being taken or planned to resolve the
situation shall be immediately reported to the department staff, in a position
above the level of superintendent, as designated in written procedures. If this
report is made verbally, it shall be followed immediately with a written,
faxed, or secure email report in accordance with written procedures.
F. The superintendent or designee shall make personal
contact with each resident who is confined to a locked room each day of
confinement.
G. When confined to a room, the resident shall have a
means of communication with staff, either verbally or electronically.
H. If the resident, after being confined to a locked room,
exhibits self-injurious behavior (i) staff shall immediately consult with, and
document that they have consulted with, a mental health professional; and (ii)
the resident shall be monitored in accordance with established protocols,
including constant supervision, if appropriate.
J. The facility superintendent's supervisor shall provide
written approval before any room confinement may be extended beyond 48 hours.
K. The administrator who is two levels above the
superintendent in the department's reporting chain-of-command shall provide
written approval before any room confinement may be extended beyond 72 hours.
The administrator's approval shall be contingent upon receipt of a written
report outlining the steps being taken or planned to resolve the situation. The
facility shall convene a treatment team consisting of stakeholders involved in
the resident's treatment to develop this plan. The department shall establish
written procedures governing the development of this plan.
L. Room confinement periods that exceed five days shall be
subject to a case management review process in accordance with written
procedures that provide the following:
1. A facility-level review committee shall conduct a
case-management review at the committee's next scheduled meeting immediately
following expiration of the five-day period.
2. If the facility-level case management review determines
a need for the resident's continued confinement, the case shall be referred for
a case management review at the division-level committee's next scheduled
meeting immediately following the meeting for the facility-level review.
3. Upon completion of the initial reviews in subdivisions L
1 and L 2 of this section, any additional time that the resident remains in
room confinement shall be subject to a recurring review by the facility-level
review committee and the division-level review committee, as applicable, until
either committee recommends the resident's release from room confinement.
However, upon written request of the division-level review committee, the
administrator who is two levels above the superintendent in the department's
reporting chain-of-command shall be authorized to reduce the frequency of or
waive the division-level reviews in accordance with written procedures.
M. The provisions of this section shall become effective
(insert effective date of this regulation).
6VAC35-71-1150. Isolation. (Repealed.)
A. When a resident is confined to a locked room for a
specified period of time as a disciplinary sanction for a rule violation
(isolation), the provisions of 6VAC35-71-1140 (room confinement) apply.
B. Room confinement during isolation shall not exceed five
consecutive days.
C. During isolation, the resident is not permitted to
participate in activities with other residents and all activities are
restricted, with the exception of (i) eating, (ii) sleeping, (iii) personal
hygiene, (iv) reading, (v) writing, and (vi) physical exercise as provided in
6VAC35-71-1140 (room confinement).
D. Residents who are placed in isolation shall be housed
no more than one to a room.
6VAC35-71-1160. Administrative segregation. (Repealed.)
A. Residents who are placed in administrative segregation
units shall be housed no more than two to a room. Single occupancy rooms shall
be available when indicated for residents with severe medical disabilities,
residents suffering from serious mental illness, sexual predators, residents
who are likely to be exploited or victimized by others, and residents who have
other special needs for single housing.
B. Residents who are placed in administrative segregation
units shall be afforded basic living conditions approximating those available
to the facility's general population and as provided for in written procedures.
Exceptions may be made in accordance with written procedures when justified by
clear and substantiated evidence. If residents who are placed in administrative
segregation are confined to a room or placed in isolation, the provisions of
6VAC35-71-1140 (room confinement) and 6VAC35-71-1150 (isolation) apply, as
applicable.
C. For the purpose of this section, administrative
segregation means the placement of a resident, after due process, in a special
housing unit or designated individual cell that is reserved for special
management of residents for purposes of protective custody or the special
management of residents whose behavior presents a serious threat to the safety
and security of the facility, staff, general population, or themselves. For the
purpose of this section, protective custody shall mean the separation of a
resident from the general population for protection from or of other residents
for reasons of health or safety.
6VAC35-71-1180. Mechanical restraints.
A. Written procedure shall govern the use of mechanical
restraints and shall specify:
1. The conditions under which handcuffs, waist chains, leg
irons, disposable plastic cuffs, leather restraints, and mobile restraint chair
mechanical restraints may be used;
2. That the superintendent or designee shall be notified
immediately upon using restraints in an emergency situation;
3. 2. That mechanical restraints shall
never be applied as punishment;
3. That mechanical restraints shall not be applied for
routine on-campus transportation unless (i) there is a heightened need for
additional security as identified in written procedures or (ii) the resident is
noncompliant and needs to be moved for the resident's own safety or security;
4. That residents a resident shall not be
restrained to a fixed object or restrained in an unnatural position;
5. That each use of mechanical restraints, except when used to
transport a resident off campus, shall be recorded in the resident's
case file or record and in a central log book; and
6. That the facility maintains a written record of routine and
emergency distribution of restraint equipment.
B. If a JCC uses mechanical restraints, written procedure
shall provide that (i) all staff who are authorized to use restraints shall
receive department-approved training in their use, including which
training shall address procedures for checking the resident's resident
for signs of circulation and checking for injuries; and (ii) only
properly trained staff shall use restraints.
C. For the purpose of this section, mechanical restraint
shall mean the use of an approved mechanical device that involuntarily restricts
the freedom of movement or voluntary functioning of a limb or portion of an
individual's body as a means to control his physical activities when the
individual being restricted does not have the ability to remove the device.
A JCC shall be authorized to use a mobile restraint chair for the sole
purpose of controlled movement of a resident from one area of the facility to
another and shall observe the following when utilizing the chair:
1. Staff shall be authorized to utilize the mobile restraint
chair only after less restrictive interventions have been unsuccessful in
moving a resident from one area of the facility to another or when use of the
restraint chair is the least restrictive intervention available to move the
resident.
2. Staff shall remove the resident from the restraint chair
immediately upon reaching the intended destination. In no event shall a
resident who is not being moved from one area of the facility to another be
confined to a restraint chair for any period of time.
6VAC35-71-1190. Monitoring residents placed in mechanical
restraints.
A. Written procedure shall provide that when if
a resident is placed in mechanical restraints, staff shall:
1. Provide for the resident's reasonable comfort and ensure
the resident's access to water, meals, and toilet; and
2. Make Conduct a direct personal visual
check on the resident at least every 15 minutes and more often if the
resident's behavior warrants.
B. When a resident is placed in mechanical restraints for
more than two hours cumulatively one consecutive hour in a
24-hour period, with the exception of use in routine off-campus
transportation of residents, staff shall immediately consult with a qualified
mental health professional. This consultation shall be documented.
C. If the resident, after being placed in mechanical
restraints, exhibits self-injurious behavior, (i) staff shall (i)
take appropriate action in response to the behavior; (ii) consult with a
qualified mental health professional immediately consult with, thereafter
and document that they have consulted with, a mental health professional
the consultation; and (ii) monitor the resident shall be
monitored in accordance with established protocols, including constant
supervision, if appropriate. Any such The protocols shall be
in compliance comply with the written procedures required by
6VAC35-71-1200 (restraints for medical and mental health purposes).
6VAC35-71-1200. Restraints for medical and mental health
purposes.
Written procedure shall govern the use of restraints for
medical and mental health purposes. Written procedure should shall
identify (i) the authorization needed; (ii) when, where, and how
restraints may be used; (iii) for how long restraints may be applied;
and (iv) what type of restraint may be used.
Part IX
Private JCCs
6VAC35-71-1210. Private contracts for JCCs.
A. Each A privately operated JCC shall abide by
the requirement requirements of (i) the Juvenile Corrections
Private Management Act (§ 66-25.3 et seq. of the Code of Virginia), (ii)
its governing contract, (iii) this chapter, and (iv) applicable department
procedures, including but not limited to procedures relating to case
management, the use of physical restraint and mechanical restraints,
confidentiality, visitation, community relationships, and media access.
B. Each A privately operated JCC shall develop
procedures, approved by the department director or the director's
designee, to facilitate the transfer of the operations of the facility to
the department in the event of the termination of the contract.
Part X
Boot Camps
6VAC35-71-1230. Definition of boot camp. (Repealed.)
For the purpose of this chapter, a boot camp shall mean a
short-term secure or nonsecure juvenile residential program that includes
aspects of basic military training, such as drill and ceremony. Such programs
utilize a form of military-style discipline whereby employees are authorized to
respond to minor institutional offenses, at the moment they notice the
institutional offenses being committed, by imposing immediate sanctions that
may require the performance of some physical activity, such as pushups or some
other sanction, as provided for in the program's written procedures.
6VAC35-71-1250. Residents' Resident physical
qualifications.
The boot camp shall have written procedures that govern:
1. Admission, including a required which shall
require a written statement from (i) a physician that the resident meets
the American Pediatric Society's guidelines is cleared to
participate in contact sports; and (ii) from a licensed
qualified mental health professional that the resident is an appropriate
candidate for a boot camp program; and
2. Discharge, should a resident be physically unable to
keep up with continue the program.
6VAC35-71-1260. Residents' Resident
nonparticipation.
The boot camp shall have written procedures approved by the department
director for dealing with addressing residents who are
do not complying comply with boot camp program
requirements.
6VAC35-71-1270. Program description.
The boot camp shall have a written program description that states
specifies:
1. How residents' physical training, work assignment assignments,
education and vocational career-readiness training, and treatment
program participation will be interrelated;
2. The length duration of the boot camp program and
the kind and duration of treatment and supervision that will be provided upon
the resident's release from the residential program;
3. That any juvenile boot camp program established by or as
a result of a contract with the department shall require at least six months of
intensive after care following a resident's release from the boot camp program
and the type of treatment and supervision that will be provided upon the
resident's release from the program;
4. Whether residents will be cycled through the program
individually or in platoons; and
4. 5. The program's incentives and sanctions,
including whether military or correctional discipline will be used. If military
style discipline is used, written procedures shall specify what summary
punishments are permitted.
DOCUMENTS INCORPORATED BY REFERENCE (6VAC35-71)
Compliance Manual - Juvenile Correctional Centers,
effective January 1, 2014, Virginia Department of Juvenile Justice
VA.R. Doc. No. R17-4810; Filed September 5, 2019, 4:40 p.m.