The Virginia Register OF
REGULATIONS is an official state publication issued every other week
throughout the year. Indexes are published quarterly, and are cumulative for
the year. The Virginia Register has several functions. The new and
amended sections of regulations, both as proposed and as finally adopted, are
required by law to be published in the Virginia Register. In addition,
the Virginia Register is a source of other information about state
government, including petitions for rulemaking, emergency regulations,
executive orders issued by the Governor, and notices of public hearings on
regulations.
ADOPTION,
AMENDMENT, AND REPEAL OF REGULATIONS
An
agency wishing to adopt, amend, or repeal regulations must first publish in the
Virginia Register a notice of intended regulatory action; a basis,
purpose, substance and issues statement; an economic impact analysis prepared
by the Department of Planning and Budget; the agency’s response to the economic
impact analysis; a summary; a notice giving the public an opportunity to
comment on the proposal; and the text of the proposed regulation.
Following
publication of the proposal in the Virginia Register, the promulgating agency
receives public comments for a minimum of 60 days. The Governor reviews the
proposed regulation to determine if it is necessary to protect the public
health, safety and welfare, and if it is clearly written and easily
understandable. If the Governor chooses to comment on the proposed regulation,
his comments must be transmitted to the agency and the Registrar no later than
15 days following the completion of the 60-day public comment period. The
Governor’s comments, if any, will be published in the Virginia Register.
Not less than 15 days following the completion of the 60-day public comment
period, the agency may adopt the proposed regulation.
The
Joint Commission on Administrative Rules (JCAR) or the appropriate standing
committee of each house of the General Assembly may meet during the
promulgation or final adoption process and file an objection with the Registrar
and the promulgating agency. The objection will be published in the Virginia
Register. Within 21 days after receipt by the agency of a legislative
objection, the agency shall file a response with the Registrar, the objecting
legislative body, and the Governor.
When
final action is taken, the agency again publishes the text of the regulation as
adopted, highlighting all changes made to the proposed regulation and
explaining any substantial changes made since publication of the proposal. A
30-day final adoption period begins upon final publication in the Virginia
Register.
The
Governor may review the final regulation during this time and, if he objects,
forward his objection to the Registrar and the agency. In addition to or in
lieu of filing a formal objection, the Governor may suspend the effective date
of a portion or all of a regulation until the end of the next regular General
Assembly session by issuing a directive signed by a majority of the members of
the appropriate legislative body and the Governor. The Governor’s objection or
suspension of the regulation, or both, will be published in the Virginia
Register. If the Governor finds that changes made to the proposed
regulation have substantial impact, he may require the agency to provide an
additional 30-day public comment period on the changes. Notice of the
additional public comment period required by the Governor will be published in
the Virginia Register.
The
agency shall suspend the regulatory process for 30 days when it receives
requests from 25 or more individuals to solicit additional public comment,
unless the agency determines that the changes have minor or inconsequential
impact.
A
regulation becomes effective at the conclusion of the 30-day final adoption
period, or at any other later date specified by the promulgating agency, unless
(i) a legislative objection has been filed, in which event the regulation,
unless withdrawn, becomes effective on the date specified, which shall be after
the expiration of the 21-day objection period; (ii) the Governor exercises his
authority to require the agency to provide for additional public comment, in
which event the regulation, unless withdrawn, becomes effective on the date
specified, which shall be after the expiration of the period for which the
Governor has provided for additional public comment; (iii) the Governor and the
General Assembly exercise their authority to suspend the effective date of a
regulation until the end of the next regular legislative session; or (iv) the
agency suspends the regulatory process, in which event the regulation, unless
withdrawn, becomes effective on the date specified, which shall be after the
expiration of the 30-day public comment period and no earlier than 15 days from
publication of the readopted action.
A
regulatory action may be withdrawn by the promulgating agency at any time
before the regulation becomes final.
FAST-TRACK
RULEMAKING PROCESS
Section
2.2-4012.1 of the Code of Virginia provides an exemption from certain
provisions of the Administrative Process Act for agency regulations deemed by
the Governor to be noncontroversial.  To use this process, Governor's
concurrence is required and advance notice must be provided to certain
legislative committees.  Fast-track regulations will become effective on the
date noted in the regulatory action if no objections to using the process are
filed in accordance with § 2.2-4012.1.
EMERGENCY
REGULATIONS
Pursuant
to § 2.2-4011 of the Code of Virginia, an agency, upon consultation
with the Attorney General, and at the discretion of the Governor, may adopt
emergency regulations that are necessitated by an emergency situation. An
agency may also adopt an emergency regulation when Virginia statutory law or
the appropriation act or federal law or federal regulation requires that a
regulation be effective in 280 days or less from its enactment. The emergency regulation becomes operative upon its
adoption and filing with the Registrar of Regulations, unless a later date is
specified. Emergency regulations are limited to no more than 18 months in
duration; however, may be extended for six months under certain circumstances
as provided for in § 2.2-4011 D. Emergency regulations are published as
soon as possible in the Register.
During
the time the emergency status is in effect, the agency may proceed with the
adoption of permanent regulations through the usual procedures. To begin
promulgating the replacement regulation, the agency must (i) file the Notice of
Intended Regulatory Action with the Registrar within 60 days of the effective
date of the emergency regulation and (ii) file the proposed regulation with the
Registrar within 180 days of the effective date of the emergency regulation. If
the agency chooses not to adopt the regulations, the emergency status ends when
the prescribed time limit expires.
STATEMENT
The
foregoing constitutes a generalized statement of the procedures to be followed.
For specific statutory language, it is suggested that Article 2 (§ 2.2-4006
et seq.) of Chapter 40 of Title 2.2 of the Code of Virginia be examined
carefully.
CITATION
TO THE VIRGINIA REGISTER
The Virginia
Register is cited by volume, issue, page number, and date. 29:5 VA.R. 1075-1192
November 5, 2012, refers to Volume 29, Issue 5, pages 1075 through 1192 of
the Virginia Register issued on 
November 5, 2012.
The
Virginia Register of Regulations is
published pursuant to Article 6 (§ 2.2-4031 et seq.) of Chapter 40 of Title 2.2
of the Code of Virginia. 
Members
of the Virginia Code Commission: John
S. Edwards, Chair; James M. LeMunyon, Vice Chair; Gregory D.
Habeeb; Ryan T. McDougle; Robert L. Calhoun; Carlos L. Hopkins; Leslie
L. Lilley; E.M. Miller, Jr.; Thomas M. Moncure, Jr.; Christopher R. Nolen;
Timothy Oksman; Charles S. Sharp; Mark J. Vucci.
Staff
of the Virginia Register: Jane
D. Chaffin, Registrar of Regulations; Karen Perrine, Assistant
Registrar; Anne Bloomsburg, Regulations Analyst; Rhonda Dyer, Publications
Assistant; Terri Edwards, Operations Staff Assistant.
 
 
                                                        PUBLICATION SCHEDULE AND DEADLINES
Vol. 32 Iss. 26 - August 22, 2016
August 2016 through August 2017
 
  | Volume: Issue | Material Submitted By Noon* | Will Be Published On | 
 
  | 32:26 | August 3, 2016 | August 22, 2016 | 
 
  | 33:1 | August 17, 2016 | September 5, 2016 | 
 
  | 33:2 | August 31, 2016 | September 19, 2016 | 
 
  | 33:3 | September 14, 2016 | October 3, 2016 | 
 
  | 33:4 | September 28, 2016 | October 17, 2016 | 
 
  | 33:5 | October 12, 2016 | October 31, 2016 | 
 
  | 33:6 | October 26, 2016 | November 14, 2016 | 
 
  | 33:7 | November 9, 2016 | November 28, 2016 | 
 
  | 33:8 | November 22, 2016 (Tuesday) | December 12, 2016 | 
 
  | 33:9 | December 7, 2016 | December 26, 2016 | 
 
  | 33:10 | December 19, 2016 (Monday) | January 9, 2017 | 
 
  | 33:11 | January 4, 2017 | January 23, 2017 | 
 
  | 33:12 | January 18, 2017 | February 6, 2017 | 
 
  | 33:13 | February 1, 2017 | February 20, 2017 | 
 
  | 33:14 | February 15, 2017 | March 6, 2017 | 
 
  | 33:15 | March 1, 2017 | March 20, 2017 | 
 
  | 33:16 | March 15, 2017 | April 3, 2017 | 
 
  | 33:17 | March 29, 2017 | April 17, 2017 | 
 
  | 33:18 | April 12, 2017 | May 1, 2017 | 
 
  | 33:19 | April 26, 2017 | May 15, 2017 | 
 
  | 33:20 | May 10, 2017 | May 29, 2017 | 
 
  | 33:21 | May 24, 2017 | June 12, 2017 | 
 
  | 33:22 | June 7, 2017 | June 26, 2017 | 
 
  | 33:23 | June 21, 2017 | July 10, 2017 | 
 
  | 33:24 | July 5, 2017 | July 24, 2017 | 
 
  | 33:25 | July 19, 2017 | August 7, 2014 | 
 
  | 33:26 | August 2, 2017 | August 21, 2017 | 
*Filing deadlines are Wednesdays
unless otherwise specified.
 
   
                                                        
                                                        
                                                        
                                                        REGULATIONS
Vol. 32 Iss. 26 - August 22, 2016
TITLE 1. ADMINISTRATION
DEPARTMENT OF GENERAL SERVICES
Proposed Regulation
 
 Title of Regulation: 1VAC30-105. Regulations Banning
 Concealed Firearms in Offices Owned or Occupied by Executive Branch Agencies (adding 1VAC30-105-10 through 1VAC30-105-80). 
 
 Statutory Authority: § 2.2-1102 of the Code of Virginia.
 
 Public Hearing Information: No public hearings are
 scheduled. 
 
 Public Comment Deadline: October 21, 2016.
 
 Agency Contact: Rhonda Bishton, Regulatory Coordinator,
 Department of General Services, 1100 Bank Street, Suite 420, Richmond, VA
 23219, telephone (804) 786-3311, FAX (804) 371-8305, or email
 rhonda.bishton@dgs.virginia.gov.
 
 Basis: Subsection B of § 2.2-1100 and subdivision A 1 of
 § 2.2-1102 of the Code of Virginia establish the Department of General
 Services (DGS) and allow the department to prescribe regulations. DGS has been
 directed by the Governor to issue these regulations in Executive Order (EO) 50
 (2015).
 
 Purpose: As stated in the EO, it is the Governor's
 desire to protect citizens and state employees from gun violence. The purpose
 of this regulation is to ban concealed firearms from offices owned, leased, or
 controlled by executive branch agencies. While state employees are already
 prohibited from carrying firearms through state personnel directives, this
 regulation will extend that prohibition to members of the public and other
 nonemployee individuals who may enter the premises.
 
 Substance: Possession or carrying of any concealed
 firearm by any person is prohibited in and on state offices. Entry upon a state
 office in violation of this prohibition is expressly forbidden. This
 prohibition does not apply to law-enforcement officers, authorized security
 personnel, or military personnel when such individuals are authorized to carry
 a firearm in accordance with their duties and when they are carrying the
 firearm within that authority. It also does not apply to state employees where
 the employee's position requires carrying a concealed firearm.
 
 Issues: Every day, over 60,000 Virginians report to work
 in state government buildings across the Commonwealth to provide services to
 their fellow Virginians. Citizens rely on open access to these facilities to
 address their personal and professional needs. Government facilities are
 essential to allowing citizens access to their government representatives.
 Allowing concealed carry in these facilities exposes our state employees and
 fellow citizens to unnecessary risk.
 
 Department of Planning and Budget's Economic Impact
 Analysis:
 
 Summary of the Proposed Amendments to Regulation. Pursuant to
 Executive Order 50 (2015), the Department of General Services (DGS) proposes to
 ban carrying of concealed weapons in executive branch buildings.
 
 Estimated Economic Impact. On October 15, 2015, Governor
 McAuliffe signed Executive Order 50 (2015)1 ordering the Director of
 DGS "to propose regulations banning carrying of concealed weapons in
 offices occupied by executive branch agencies, unless held by law enforcement,
 authorized security, or military personnel authorized to carry firearms in
 accordance with their duties." DGS promulgated an emergency regulation to
 implement this order on December 3, 2015, and it is currently scheduled to
 expire on June 2, 2017. The proposed regulation will make the emergency
 regulation permanent.
 
 This regulation applies to buildings owned, leased, or
 controlled in whole or in part by or for an executive branch agency. It does
 not apply to open carry firearms in executive branch buildings as DGS has
 previously implemented the executive ban on those firearms through a guidance
 document. Pursuant to state personnel policy, state employees were already
 prohibited from possessing, brandishing, or using weapons on state premises.
 State institutions of higher education are exempt from this regulation so long
 as the institution has implemented its own policies or regulations governing
 firearms. State-owned or leased parking facilities, recreational lodges and
 cabins, employee housing, rest areas on interstate highways, and public hunting
 lands are not subject to this regulation.
 
 According to DGS, there are approximately 11,000 buildings that
 fall under the purview of the proposed regulation. Some of the buildings are
 storage facilities but the remainder house many employees and some are visited
 by members of the public. Approximately 60,000 employees are estimated to be
 working in the buildings covered by this regulation;2 however, the
 number of public visitors to affected buildings is not known.
 
 According to the State Police, the numbers of resident and
 non-resident concealed carry permits in Virginia are 429,403 and 17,917,
 respectively.3 As of July 2015, Virginia's 18 year-old and older
 population is estimated to be 6,512,571.4 Thus, approximately seven
 percent of the adult population carries a concealed firearm in Virginia.5
 Given these statistics, it would be reasonable to expect that about seven
 percent of visitors to executive branch buildings may be affected by the
 proposed regulation.
 
 The intended goal of the proposed regulation is to reduce or
 prevent gun violence in executive branch buildings. Assessing the benefits
 versus costs of the proposed regulation essentially requires an assessment of
 the impact of the proposed ban. For example, whether the ban would prevent
 attempts to bring unauthorized concealed weapons into the state buildings by
 perpetrators would have to be estimated. Similarly, whether the ban would have
 an impact on the potential for an attack resulting from the presence of a
 firearm in a state building would have to be estimated, as well. To date, data
 on gun violence in government office buildings reflects statistically low
 incident rates given that many individuals pass in and out of state office
 buildings each day. Any estimate of the likelihood of an attack or its
 potential impact based on the small sample size of available data would be
 subject to great uncertainty. For example, even though we know that between
 2000 and 2013, 11 active shooter incidents (not inclusive of all firearm
 incidents) occurred on non-military government properties (excluding schools)
 in the United States,6 estimating potential future incidents from
 that data would be subject to great uncertainty. In addition, there is no
 available data of past incidents of guns entering or being brandished within
 affected executive branch buildings in Virginia. Thus, any impact of the
 proposed ban cannot be ascertained due to lack of data.
 
 Whether the proposed regulation introduces additional compliance
 costs also must be considered. The security for buildings owned directly by
 agencies is decided by the agency that owns the building. The security in
 executive branch buildings in Capitol Square is provided through a contract
 between the Division of Capitol Police and DGS. The security for space leased
 from the private sector is provided by the landlord. According to DGS, there
 has been no directive to require additional training for the security personnel
 or to purchase new equipment to enforce the regulation. The proposed regulation
 requires agencies to post signs in state buildings occupied or managed by them.
 According to Virginia Correctional Enterprises, $29,552 worth of signs have
 been purchased to date. These signs include information on the prohibition of
 both open and concealed carry weapons.
 
 Businesses and Entities Affected. There are approximately
 11,000 buildings used by executive branch agencies and approximately 60,000
 employees working in those buildings. Currently, the numbers of resident and
 non-resident concealed carry permits in Virginia are 429,403 and 17,917,
 respectively.7 Given the available population and permit data, it
 would be reasonable to expect that about seven percent of visitors to executive
 branch buildings may be affected by the proposed regulation. However, there is
 no available data on the actual total number of private citizens or the number
 of private citizens with concealed carry permits visiting affected facilities.
 
 Localities Particularly Affected. The proposed regulation
 applies statewide.
 
 Projected Impact on Employment. No impact on employment is
 expected.
 
 Effects on the Use and Value of Private Property. No impact on
 the use and value of private property is expected.
 
 Real Estate Development Costs. No impact on real estate
 development costs is expected.
 
 Small Businesses: 
 
 Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
 small business is defined as "a business entity, including its affiliates,
 that (i) is independently owned and operated and (ii) employs fewer than 500
 full-time employees or has gross annual sales of less than $6 million."
 
 Costs and Other Effects. The proposed regulation does not
 affect small businesses.
 
 Alternative Method that Minimizes Adverse Impact. The proposed
 regulation does not have an adverse impact on small businesses.
 
 Adverse Impacts:
 
 Businesses. The proposed regulation does not have an adverse
 impact on businesses.
 
 Localities. The proposed regulation does not adversely affect
 localities.
 
 Other Entities. The proposed regulation prohibits concealed
 weapons from being carried into executive branch buildings. Based on comments
 submitted during the comment period following the Notice of Intended Regulatory
 Action for the permanent replacement regulation, many concealed carry permit holders
 perceive the ban as being adverse to their right to carry arms. However, since
 it is not known how many of these individuals would be directly impacted (e.g.,
 wanting to enter a state building carrying their weapon), this potential
 adverse impact cannot be quantified as an adverse economic impact.
 
 ______________________________________________
 
 1 See http://governor.virginia.gov/media/4685/eo-50-on-gun-violence-final.pdf.
 
 2 Source: EO 50 (2015)
 
 3 Chapter 47 of the 2016 Acts of Assembly amended the
 reciprocity requirements which may impact the number of non-resident permits in
 Virginia. See http://leg1.state.va.us/cgi-bin/legp504.exe?161+ful+CHAP0047.
 
 4 Source: U.S. Census Bureau
 
 5 6.6 percent if non-resident permits are excluded and
 6.9 percent with non-resident permits.
 
 6 A Study of Active Shooter Incidents in the United
 States Between 2000 and 2013, U.S. Department of Justice, Federal Bureau of
 Investigation, September 16, 2013.
 
 7 Chapter 47 of the 2016 Acts of Assembly amended the
 reciprocity requirements which may impact the number of non-resident permits in
 Virginia. See http://leg1.state.va.us/cgi-bin/legp504.exe?161+ful+CHAP0047. 
 
 Agency's Response to Economic Impact Analysis: The
 agency concurs with the economic impact analysis of the Department of Planning
 and Budget.
 
 Summary:
 
 The proposed regulation prohibits concealed firearms in
 offices and workplace facilities under the ownership, lease, or control of an
 executive branch agency and includes a requirement for posting signs to this
 effect. 
 
 CHAPTER 105
 REGULATIONS BANNING CONCEALED FIREARMS IN OFFICES OWNED OR OCCUPIED BY
 EXECUTIVE BRANCH AGENCIES
 
 1VAC30-105-10. Purpose.
 
 The purpose of this chapter is to ban the carrying of
 concealed firearms in offices occupied by executive branch agencies, with
 certain exceptions as set forth herein. 
 
 1VAC30-105-20. Applicability.
 
 A. This chapter applies to all buildings owned, leased, or
 controlled in whole or in part by or for an executive branch agency. This
 chapter is intended to be consistent with the Virginia Department of Human
 Resource Management Policy 1.80 – Workplace Violence, which prohibits state
 employees from possessing, brandishing, or using a weapon that is not required
 by the employee's position while on state premises or engaged in state
 business. 
 
 B. This chapter applies to the concealed carrying of
 firearms; the Department of General Services has issued a guidance document
 elsewhere prohibiting the open carrying of firearms.
 
 C. The prohibition against carrying a concealed firearm
 does not apply to law-enforcement officers, authorized security personnel, or
 military personnel when such individuals are authorized to carry a firearm in
 accordance with their duties and when they are carrying the firearm within that
 authority. It also does not apply to state employees where the employee's
 position requires carrying a concealed firearm.
 
 D. This chapter does not apply to individuals who are on
 public hunting lands, are engaged in lawful hunting, and are in compliance with
 the Department of Game and Inland Fisheries hunting and trapping regulations
 found in 4VAC15, regarding allowable firearms and hunting license requirements.
 
 1VAC30-105-30. Definitions.
 
 "Authorized security personnel" means a natural
 person who is employed to (i) perform the functions of observation, detection,
 reporting, or notification of appropriate authorities or designated agents
 regarding persons or property on the premises he is assigned to protect; (ii)
 safeguard and protect persons and property; or (iii) deter theft, loss, or
 concealment of any tangible or intangible personal property on the premises he
 is assigned to protect.
 
 "Concealed firearm" means a firearm hidden from
 common observation, including a firearm hidden when it is observable but is of
 such deceptive appearance as to disguise the firearm's true nature. 
 
 "Executive branch agency" means any
 administrative unit of state government in the executive branch, including any
 department, institution, commission, board, council, authority, or other body,
 however designated.
 
 "Firearm" means any handgun, pistol, revolver,
 or other weapon designed or intended to propel a missile of any kind by action
 of an explosion of any combustible material.
 
 "Law-enforcement officer" means the same as that
 term is defined in § 18.2-307.1 of the Code of Virginia. This shall also
 include retired law-enforcement officers certified pursuant to
 § 18.2-308.016 of the Code of Virginia.
 
 "State office" means any building or portion of
 a building owned, leased, or controlled by or for an executive branch agency.
 This includes that portion of any building open to others and then used
 exclusively for functions or activities sponsored by an executive branch agency
 tenant or tenants while such functions are taking place. It shall not include
 parking facilities, lodges or cabins owned by the Commonwealth and used solely
 for the public for recreational activities, any buildings that serve as living
 quarters for Commonwealth employees, or any buildings at a rest area on an
 interstate highway. 
 
 1VAC30-105-40. Possession of firearms prohibited.
 
 Possession or carrying of any concealed firearm by any
 person is prohibited in state offices. Entry upon a state office in violation
 of this prohibition is expressly forbidden. This prohibition does not apply to
 law-enforcement officers, authorized security personnel, or military personnel
 when such individuals are authorized to carry a firearm in accordance with
 their duties and when they are carrying the firearm within that authority. It
 also does not apply to state employees where the employee's position requires
 carrying a concealed firearm. 
 
 1VAC30-105-50. Required lease terms for state offices.
 
 All leases entered into where an executive branch agency
 is the lessor shall contain a prohibition on concealed firearms consistent with
 this chapter. All leases entered into for the benefit of an executive branch
 agency shall contain this prohibition to indicate the lessor's acknowledgment.
 Exceptions may be allowed where approved in writing by the Governor or his
 designee.
 
 1VAC30-105-60. Posting of signs.
 
 A. Posting location. Signs shall be posted at all state
 offices indicating the prohibition against carrying concealed firearms. Where
 the entire premises are owned or occupied by an executive branch agency, signs
 shall be displayed at every entrance. Where only a portion of the premises are
 leased for an executive branch agency, the signs shall be displayed within the
 leased space. If an executive branch agency is using an office open to others,
 temporary signs shall be displayed at or near the entry to the office during
 the time the office is being used exclusively for Commonwealth sponsored
 functions or activities while such functions are taking place.
 
 B. Size and design. Signs shall be of a size and design
 approved by the Department of General Services. Agencies shall be responsible
 for obtaining signage design from the Department of General Services and for
 posting of the signs.
 
 1VAC30-105-70. Enforcement.
 
 The occupying agency shall be responsible for enforcing
 this chapter.
 
 1VAC30-105-80. Exemptions.
 
 A. A state institution of higher education is exempt from
 this chapter if the institution has implemented its own policies or regulations
 governing firearms.
 
 B. Members of the Virginia National Guard (the guard) who
 possess a valid concealed handgun permit shall be exempt from this chapter
 while at facilities owned by the guard or under contract or lease to the guard.
 This exemption may be withdrawn by the commanding officer of any member while
 such member is participating in any training or other exercises where the
 commanding officer determines that (i) such possession would interfere with the
 conduct of such training or other exercises, (ii) such possession may result in
 mission impairment, or (iii) the member is unfit to carry a handgun.
 
 C. The Governor or his designee may otherwise grant
 exemptions from the requirements of this chapter. To qualify for an exemption,
 the applying executive branch agency must show that an alternative policy
 consistent with the Commonwealth's policy against firearms in state offices is
 appropriate.
 
 VA.R. Doc. No. R16-4572; Filed August 3, 2016, 9:33 a.m. 
TITLE 2. AGRICULTURE
BOARD OF AGRICULTURE AND CONSUMER SERVICES
Final Regulation
 
 Title of Regulation: 2VAC5-685. Regulations Governing
 Pesticide Applicator Certification under Authority of Virginia Pesticide
 Control Act (amending 2VAC5-685-10 through 2VAC5-685-60,
 2VAC5-685-80, 2VAC5-685-90, 2VAC5-685-130, 2VAC5-685-170, 2VAC5-685-180; adding
 2VAC5-685-65). 
 
 Statutory Authority: § 3.2-3906 of the Code of
 Virginia.
 
 Effective Date: September 22, 2016. 
 
 Agency Contact: Liza Fleeson, Program Manager, Office of
 Pesticide Services, Department of Agriculture and Consumer Services, P.O. Box
 1163, Richmond, VA 23218, telephone (804) 371-6559, FAX (804) 371-2283, TTY
 (800) 828-1120, or email liza.fleeson@vdacs.virginia.gov.
 
 Summary:
 
 The amendments update the regulation by (i) amending
 certain definitions; (ii) allowing an additional 90-day training after an
 individual fails his initial examination; (iii) revising the process by which
 persons who cannot read pesticide labels can be certified to apply restricted
 use pesticides on their own property; (iv) clarifying the on-the-job training
 requirements for prospective applicators; (v) establishing numeric identifiers
 for the existing categories of private applicator certification; (vi)
 prescribing the minimum educational requirements for certified commercial
 applicators and registered technicians taking board-approved recertification
 training programs; and (vii) clarifying the requirements for the issuance of a
 certificate pursuant to a reciprocal agreement with another state.
 
 Summary of Public Comments and Agency's Response: A
 summary of comments made by the public and the agency's response may be
 obtained from the promulgating agency or viewed at the office of the Registrar
 of Regulations. 
 
 Part I 
 Definitions 
 
 2VAC5-685-10. Definitions.
 
 The following words and terms when used in this chapter shall
 have the following meanings, unless the context clearly indicates otherwise. An
 asterisk or double asterisk following a definition indicates that the
 definition has been taken from the Virginia Pesticide Control Act, Article 1 (§
 3.2-3900 et seq.) or Article 4 (§ 3.2-3935 et seq.), respectively, of Chapter
 39 of Title 3.2 of the Code of Virginia.
 
 "Accident" means an unexpected, undesirable event,
 involving the use or presence of a pesticide, that adversely affects man or the
 environment.
 
 "Act" means the Virginia Pesticide Control Act (§ 3.2-3900
 et seq. of the Code of Virginia).
 
 "Agricultural commodity" means any plant or part
 thereof, or animal, or animal product, produced by a person, including farmers,
 ranchers, vineyardists, plant propagators, Christmas tree growers,
 aquaculturists, floriculturists, orchardists, foresters, nurserymen, wood
 treaters not for hire, or other comparable persons, primarily for sale,
 consumption, propagation, or other use by man or animals.*
 
 "Board" means the Board of Agriculture and Consumer
 Services.
 
 "Board-approved training" means a course which
 includes, at a minimum, study and review of all the material contained in an
 edition used in Virginia of (i) a basic pesticide applicator certification
 training core manual and (ii) a certification training manual for each specific
 category pertaining to the type of pesticide application to be done.
 
 "Certificate" means the document issued to a
 certified applicator or registered technician who has completed all the
 requirements of Article 3 (§ 3.2-3929 et seq.) of Chapter 39 of Title 3.2 of
 the Code of Virginia.
 
 "Certification" or "certified" means the
 recognition granted by the Board of Agriculture and Consumer Services to an
 applicator upon satisfactory completion of board-approved requirements.*
 
 "Chemigation" means the application of any
 pesticide through an irrigation system.
 
 "Commercial applicator" means any applicator who
 has completed the requirements as determined by the board, including
 appropriate training and time in service, to apply for a certification, and who
 uses or supervises the use of any pesticide for any purpose or on any property,
 other than as provided in the definition of private applicator.*
 
 "Commercial applicator not for hire" means any
 commercial applicator who uses or supervises the use of pesticides as part of
 his job duties only on property owned or leased by him or his employer. It also
 applies to governmental employees who use or supervise the use of pesticides,
 whether on property owned or leased by them or their employers or not, in the
 performance of their official duties.
 
 "Commissioner" means the Commissioner of
 Agriculture and Consumer Services.
 
 "Competent person" means a person having the
 demonstrated ability to perform the task to which he is assigned.
 
 "Department" means the Department of Agriculture
 and Consumer Services.
 
 "Drift" means the physical movement of pesticide
 through the air at the time of pesticide application or soon thereafter from
 the target site to any nontarget or off-target site. Pesticide drift will not
 include movement of pesticides to nontarget or off-target sites caused by
 erosion, migration, volatility, or windblown soil particles that occurs after
 application unless specifically addressed on the pesticide product label with
 respect to drift control requirements.
 
 "EPA" means the United States Environmental
 Protection Agency.
 
 "Fumigant" means any substance which that
 by itself or in combination with any other substance emits or liberates a gas
 or gases, fumes, or vapors that will destroy vermin, rodents, insects,
 and other pests, and are is usually lethal, poisonous,
 noxious, or dangerous to human life.
 
 "Fungicide" means any substance or mixture of
 substances intended for preventing, destroying, repelling, or mitigating any
 fungi or plant disease.*
 
 "Herbicide" means any substance or mixture of
 substances intended for preventing, destroying, repelling, or mitigating
 any weed.*
 
 "Incident" means a definite and separate occurrence
 or event, involving the use or presence of a pesticide, that adversely affects
 man or the environment.
 
 "Insecticide" means any substance or mixture of
 substances intended for preventing, destroying, repelling, or mitigating
 any insects which that may be present in any environment
 whatsoever.*
 
 "Knowledge" means the possession and comprehension
 of pertinent facts, together with the ability to use them in dealing with
 specific problems and situations within the pesticide context.
 
 "Label" means the written, printed, or graphic
 matter on, or attached to, the pesticide or device, or the immediate container
 thereof, and the outside container or wrapper of the retail package, if any, of
 the pesticide or device.*
 
 "Labeling" means all labels and other written,
 printed, or graphic matter (i) upon the pesticide or device or any of its
 containers or wrappers, (ii) accompanying the pesticide or device at any time,
 or (iii) to which reference is made on the label or in literature accompanying
 the pesticide or device, except when accurate, nonmisleading reference is made
 to current official publications of the agricultural experiment station, the
 Virginia Polytechnic Institute and State University, the Department of
 Agriculture and Consumer Services, the State Board of Health, or similar
 federal institutions or other official agencies of the Commonwealth or other
 states when such states are authorized by law to conduct research in the field
 of pesticides.*
 
 "Licensed" or "licensee" means those
 businesses which, when meeting the requirements established by the Board of
 Agriculture and Consumer Services, are issued a license to engage in the sale,
 storage, distribution, recommend the use, or application of pesticides in
 Virginia in exchange for compensation.*
 
 "Marine antifoulant paint" means any compound,
 coating, paint or treatment applied or used for the purpose of controlling
 freshwater or marine fouling organisms on vessels.**
 
 "Pesticide" means (i) any substance or mixture of
 substances intended for preventing, destroying, repelling, or mitigating any
 insects, rodents, fungi, bacteria, weeds, or other forms of plant or animal
 life or viruses, except viruses on or in living man or other animals, which the
 commissioner shall declare to be a pest; (ii) any substance or mixture of
 substances intended for use as a plant regulator, defoliant, or desiccant; and
 (iii) any substance which is intended to become an active ingredient thereof.*
 
 "Pesticide business" means any person engaged in
 the business of: distributing, applying or recommending the use of a
 product; or storing, selling, or offering for sale pesticides directly to the
 user. The term "pesticide business" does not include (i) wood
 treaters not for hire; (ii) seed treaters not for hire; (iii) operations which
 that produce agricultural products unless the owners or operators of
 such operations described in clauses (i), (ii), and (iii) are engaged in the
 business of selling or offering for sale pesticides, or distributing pesticides
 to persons outside of that agricultural producing operation in connection with
 commercial transactions; or (iv) businesses exempted by regulations adopted by
 the board.*
 
 "Private applicator" means an applicator who uses
 or supervises the use of any pesticide which that is classified
 for restricted use for purposes of producing any agricultural commodity on
 property owned or rented by him or his employer or, if applied without
 compensation other than trading of personal services between producers of
 agricultural commodities, on the property of another person.*
 
 "Registered technician" means an individual who
 renders services similar to those of a certified commercial applicator, but who
 has not completed all the training or time in service requirements to be
 eligible for examination for certification as a commercial applicator and is
 limited to application of general use pesticides. However, if he applies
 restricted use pesticides he shall do so only under the direct supervision of a
 certified commercial applicator.* Every registered technician is
 certified in Category 60 regardless of the category or subcategory in which he
 is trained and applies pesticides.
 
 "Registered technician not for hire" means any
 registered technician who uses or supervises the use of pesticides as part of
 his job duties only on property owned or leased by him or his employer. It also
 applies to governmental employees who use or supervise the use of pesticides,
 whether on property owned or leased by them or their employers or not, in the
 performance of their official duties.
 
 "Repeat violation" means another violation
 following the first violation of the same provision of the Virginia Pesticide
 Control Act or the federal Insecticide, Fungicide, and Rodenticide Act
 (7 USC § 136 et seq.), or regulations adopted pursuant thereto, committed
 within a three-year period commencing with the date of official notification of
 the first violation of the provision.
 
 "Restricted entry interval" means the time after
 the end of a pesticide application during which entry into the treated area is
 restricted.
 
 "Restricted use pesticide" or "pesticide
 classified for restricted use" means any pesticide classified for
 restricted use by the administrator of the EPA under the provisions of 1947 (7 USC
 § 3(d)(1)(c)) of the federal Insecticide, Fungicide, and Rodenticide Act
 (as amended).
 
 "Rodenticide" means any substance or mixture of
 substances intended for preventing, destroying, repelling, or mitigating
 rodents or any other vertebrate animal which the commissioner shall declare to
 be a pest.*
 
 "Tributyltin compounds" means any compound having
 three normal butyl groups attached to a tin atom and with or without an anion
 such as chloride, fluoride, or oxide.**
 
 "Under the direct supervision of" means the act or
 process whereby the application of a pesticide is made by a competent person
 acting under the instructions and control of a certified commercial
 applicator who is responsible for the actions of that person.*
 
 "Under the direct on-site supervision of" means the
 act or process whereby the application of a pesticide is made by a competent
 person acting under the instructions and control of a certified commercial
 applicator who is responsible for the actions of that person and is physically
 present on the property upon which the pesticide is being applied, and is in
 constant visual contact with the person applying the pesticide.
 
 "Use" means the employment of a pesticide for the
 purposes of (i) preventing, destroying, repelling, or mitigating any pest or
 (ii) regulating plant growth, causing defoliation or desiccation of plants. The
 term "use" shall include application or mixing, and shall
 include handling or transfer of a pesticide after the manufacturer's original
 seal is broken. The term "use" shall also include any act with
 respect to a particular pesticide which is consistent with the label directions
 for that particular pesticide.*
 
 "Vessel" means every description of watercraft,
 other than a seaplane, used or capable of being used as a means of transportation
 on the water, whether self-propelled or otherwise, and includes barges and
 tugs.**
 
 [ Part II
 Certification of Pesticide Applicators ]
 
 2VAC5-685-20. General requirements for certification. 
 
 A. The following persons must be certified as pesticide
 applicators:
 
 1. Commercial applicators;
 
 2. Registered technicians; and
 
 3. Private applicators.
 
 B. Commercial applicators not for hire must be certified only
 when using any pesticide in the following areas except as noted in subsection C
 of this section:
 
 1. Areas open to the general public at daycare facilities,
 educational institutions, health care facilities, and convalescent facilities;
 
 2. Areas where open food is stored, processed, or sold; and
 
 3. Recreational lands over five acres in size.
 
 C. Employees of local, state, and federal governmental
 agencies who use or supervise the use of any pesticide on any area in the
 performance of their official duties must be certified as either commercial
 applicators not for hire or registered technicians, but they are exempt from
 any certification fees.
 
 D. All persons desiring certification as pesticide
 applicators must:
 
 1. Complete board-approved training appropriate for the
 desired classification; 
 
 2. Submit a completed application to the commissioner; and
 
 3. Pass required examination(s) examination or
 examinations. a. Applicants who do not pass the examination on
 their first attempt are eligible to be reexamined for the same category 10 days
 from the date of the first examination.
 
 b. Applicants who fail on the second or subsequent attempts
 must wait 30 days from the date of the last examination before being reexamined
 in the same category.
 
 c. Applicants requesting and who request
 reexamination must resubmit a completed application to the commissioner or his
 duly authorized agent and pay the nonrefundable applicator certification fee as
 determined by 2VAC5-675, Rules and Regulations Governing the
 Pesticide Fees Charged by the Department of Agriculture and Consumer Services Under
 the Virginia Pesticide Control Act.
 
 E. Persons with a history of repeat violations of federal or
 state pesticide laws or whose certification or pesticide business license has
 been revoked within the two-year period immediately prior to application are
 not eligible for certification. Such persons may appear before the board to
 show why they should be granted certification as outlined under provisions of §
 3.2-3940 E of the Code of Virginia.
 
 F. Applicants for certification cannot engage in the activity
 for which they are requesting certification, unless participating in supervised
 direct on-site training, until certification has been issued by the
 commissioner. Commercial applicators may not apply pesticides in any category
 or subcategory activity until they have passed the category-specific examination
 and obtained the appropriate certification.
 
 G. A commercial or private applicator or registered
 technician may request a duplicate of the certification card if the
 applicator's or technician's card has been lost, stolen, mutilated or
 destroyed. The department shall issue a duplicate card to the applicator or
 technician upon payment of the costs of duplication.
 
 2VAC5-685-30. Specific certification requirements for
 commercial applicators. 
 
 A. In addition to the general requirements listed in 2VAC5-685-20,
 applicants for commercial applicator certification shall meet the following
 requirements:
 
 1. Certification as a registered technician, as well as
 employment as a registered technician for at least a year; or
 
 2. One year of education, training, or experience in a
 pesticide related field which provides the equivalent practical knowledge of
 proper pesticide use required of a registered technician.
 
 B. The application process for
 commercial applicators is as follows:
 
 1. The application must be in writing to the commissioner; and
 
 2. The application must contain:
 
 a. Name;
 
 b. Principal business address in the Commonwealth and
 elsewhere;
 
 c. Qualifications and proposed operations; and
 
 d. Classification(s) Classification or
 classifications desired.
 
 Individuals seeking certification as commercial applicators
 must pay a fee as determined by 2VAC5-675, Rules and Regulations
 Governing the Pesticide Fees Charged by the Department of Agriculture
 and Consumer Services Under the Virginia Pesticide Control Act.
 
 C. Applicants shall, within 90 days after submitting the
 application and paying the fee, report to an authorized testing location and
 take the required examinations.
 
 D. Applicants who do not complete the certification
 process within two years of the date of passing the examinations must be
 reexamined.
 
 E. Aerial pesticide application applicants must meet
 the requirements of the Federal Aviation Agency, the Virginia Department
 of Aviation of the Commonwealth, and any other applicable federal or
 state laws or regulations to operate aerial equipment.
 
 2VAC5-685-40. Specific certification requirements for private
 applicators. 
 
 A. Each applicant for a private applicator's certificate
 shall apply to the commissioner and then report to an authorized testing
 location within 90 days and take an examination for each certification
 category, specified in 2VAC5-685-80, applicable to his operation. The
 application shall contain the applicant's name, address and classification
 desired for certification.
 
 B. Persons who cannot read or understand labels shall not be
 certified as private applicators unless they demonstrate competence to apply
 restricted use pesticides on their own properties. After consulting the
 appropriate Virginia Cooperative Extension agent, a department pesticide investigator
 may recommend that the board grant a waiver of the literacy requirement. Persons
 seeking a waiver of the literacy requirements shall petition the board.
 Persons certified under this waiver shall obtain certification in the
 categories of limited certificate or single product certification as described
 in 2VAC5-685-80. 
 
 2VAC5-685-50. Certification procedures for registered
 technicians. 
 
 A. In addition to the general requirements listed in
 2VAC5-685-20, individuals seeking certification as registered technicians must:
 
 1. Receive on-the-job training in the proper application of
 pesticides under the direct on-site supervision of a certified commercial
 applicator for at least 20 hours during the six-month period prior to
 applying for certification;
 
 2. Complete at least 20 hours of board-approved training;
 
 3. Submit an application form with the fee established by
 regulations of the Board of Agriculture and Consumer Services; and
 
 4. Take the examination within 90 days after an individual is
 hired or transferred into a position where duties and functions involve the
 commercial use of pesticides. Individuals not passing the examination on the
 first attempt must reapply, following the procedures outlined in 2VAC5-685-20 D
 3, and retake the examination within 30 days after the first attempt.
 Individuals failing to take and pass the exam within 30 days of the initial
 exam [ within 90 days of the initial examination ] may not
 apply pesticides commercially, even under direct on-site supervision, until
 they pass the examination.
 
 Individuals who have previously submitted an application
 form and either did not take the examination within 90 days [ after
 being hired or transferred into a position where duties and functions involve
 the commercial use of pesticides ] or did not pass [ the
 a subsequent ] examination [ within 90 days of the
 initial examination ] may not apply pesticides commercially, even
 under direct on-site supervision, until they reapply, following the procedures
 outlined in 2VAC5-685-20 and pass the examination.
 
 Applicants who do not complete the certification process
 within two years of the date of passing the examination must be reexamined.
 
 B. Before registered technicians begin working in any
 application category or subcategory that is different from the category in
 which they received their original training, they shall receive additional
 training from a commercial applicator in the following aspects of pesticide
 application as it relates to the proposed category or subcategory of work:
 
 1. Pesticides to be used, including reading and understanding
 the label;
 
 2. Application equipment and techniques;
 
 3. Pests to be controlled;
 
 4. Personal protective equipment and clothing; and
 
 5. Environmental concerns, including storage and disposal of
 pesticides applied.
 
 The commercial applicator providing training to a registered
 technician shall be certified in the category or subcategory for which he is
 providing the training and shall provide proof to the department of such
 training on forms provided by the department. Such forms must be received by
 the department within 10 calendar days of the completion of such training.
 
 2VAC5-685-60. Persons exempt from certification. 
 
 The following persons are
 exempt from certification: 
 
 1. Persons conducting laboratory research involving restricted
 use pesticides; 
 
 2. Doctors of medicine or doctors of veterinary medicine
 applying pesticides as drugs or medication during the course of their practice,
 or to control pests in corpses; 
 
 3. Persons who use or supervise the use of nonrestricted use
 pesticides as part of their duties only on properties owned or leased by their
 employers, except those persons identified in 2VAC5-685-20 B; 
 
 4. Persons who provide janitorial or cleaning services using
 nonrestricted use sanitizers, disinfectants, and germicides; 
 
 5. Painters who apply restricted use marine antifoulant paint
 under the direct supervision of a certified commercial applicator. One certified
 commercial applicator shall be present for every eight painters; 
 
 6. Forestry applicators standing on the ground who apply
 general use herbicides for forest vegetation control and tree thinning under
 the direct on-site supervision of a certified commercial applicator. One
 certified commercial applicator shall be present for every eight
 forestry applicators and be within voice contact of and no more than 200 feet
 from such applicators; 
 
 7. Individuals engaged in the training required for
 certification while under the direct on-site supervision of a certified commercial
 applicator; 
 
 8. Employees of local, state, or federal governmental agencies
 who from time to time make incidental use of ready-to-use pesticides that are
 properly registered in Virginia. For purposes of this section, "incidental
 use" means the use of a pesticide on an occasional, isolated,
 site-specific basis in order to avoid immediate personal harm from stinging or
 biting insects. This exemption does not include regular, routine, or
 maintenance applications of pesticides or any use of restricted-use pesticides;
 
 9. Individuals who apply pesticides for the survey for gypsy
 moth under the authority of the department; and
 
 10. Individuals who apply pesticides for the survey for cotton
 boll weevil under the authority of the department.
 
 [ Part III
 Categories of Pesticide Applicator Certification
 
 2VAC5-685-65. Category for registered technician
 certification. 
 
 An individual who successfully completes the requirements
 prescribed in 2VAC5-685-50 for registered technician certification will receive
 certification in Category 60, the category designation assigned to all
 registered technicians regardless of the category or subcategory in which he is
 trained and applies pesticides. ]
 
 2VAC5-685-80. Categories for private applicator certification. 
 
 Private applicators who apply or supervise the application of
 restricted use pesticides shall be certified in one or more of the following
 categories: 
 
 1. Food, fiber, forestry products, and commodity
 production. Includes private applicators who use or supervise the use of
 restricted use pesticides: in the production of agricultural crops, including
 fumigation and chemigation; forestry products; on animals; in places where
 animals are confined; for the control of vertebrate pests of agricultural crops
 and livestock animals; in the production of agricultural commodities; and for
 the fumigation of agricultural products. 
 
 2. Ornamental production. Includes private applicators who
 use or supervise the use of restricted use pesticides to control pests: in tree
 nurseries; shrub nurseries; ornamental plant nurseries; flower nurseries; in
 greenhouses used for breeding and growing ornamental plants; in irrigation
 systems; and in ornamental production using fumigants. 
 
 3. Limited certificate--single product/single use. Includes
 private applicator applicants who are seeking authorization to apply a single
 restricted use pesticide for a single identified purpose. This category is
 intended for limited use under special or emergency circumstances as identified
 by the board on a case-by-case basis. 
 
 4. Single product certification. Includes private
 applicator applicants who are seeking authorization to apply a single
 identified restricted use product, or related restricted use products with the
 same active ingredient and with a similar formulation and use. This category is
 intended for limited use under special or emergency circumstances as identified
 by the board. 
 
 1. Category 86: Single product certification. Includes
 private applicator applicants who are seeking authorization to apply a single
 identified restricted use product or related restricted use products with the
 same active ingredient and with a similar formulation and use. This category is
 intended for limited use under special or emergency circumstances as identified
 by the board.
 
 2. Category 87: Limited certificate - single product or
 single use. Includes private applicator applicants who are seeking
 authorization to apply a single restricted use pesticide for a single
 identified purpose. This category is intended for limited use under special or
 emergency circumstances as identified by the board on a case-by-case basis. 
 
 3. Category 90: Agricultural commodity production - food,
 fiber, and forestry products, and commodity production. Includes private
 applicators who use or supervise the use of restricted use pesticides (i) in
 the production of agricultural crops, including fumigation and chemigation;
 (ii) on forestry products; (iii) on animals; (iv) in places where animals are
 confined; (v) for the control of vertebrate pests of agricultural crops and
 livestock animals; (vi) in the production of agricultural commodities; and
 (vii) for the fumigation of agricultural products. 
 
 4. Category 91: Ornamental production. Includes private
 applicators who use or supervise the use of restricted use pesticides to
 control pests in (i) tree nurseries, (ii) shrub nurseries, (iii) ornamental
 plant nurseries, (iv) flower nurseries, (v) greenhouses used for breeding and
 growing ornamental plants, (vi) irrigation systems, and (vii) ornamental
 production using fumigants.
 
 Part IV 
 Knowledge Required for Certification of Pesticide Applicators 
 
 2VAC5-685-90. Determination of general knowledge and
 qualifications for private and commercial applicators and registered
 technicians. 
 
 A. Applicants shall be tested on their knowledge and
 qualifications concerning the use and handling of pesticides. The examination
 will test the applicants' general knowledge required for all categories, and
 the additional knowledge specifically required for each category or subcategory
 in which an applicator desires to be certified.
 
 B. All applicants for certification as private or commercial
 applicators or registered technicians shall demonstrate practical knowledge of
 the principles and practices of pest control and the safe use of pesticides, as
 contained in a basic pesticide applicator certification training core manual.
 Testing will be based on problems and situations in the following areas:
 
 1. Federal and Commonwealth of Virginia pesticide laws and
 regulations;
 
 2. Understanding and interpreting pesticide labels;
 
 3. Handling of accidents and incidents;
 
 4. Proper methods of storing, mixing/loading mixing,
 loading, transporting, handling, applying, and disposing of pesticides;
 
 5. Safety and health, including proper use of personal
 protective equipment;
 
 6. Potential adverse effects caused by the application of
 pesticides under various climatic or environmental conditions, such as drift
 from the target area, pesticide run-off, ground water groundwater
 and drinking water contamination, and hazard to endangered species; and
 
 7. Recognizing common pests and general pest biology.
 
 Part V 
 Renewal of Certification and Certificates 
 
 2VAC5-685-130. Renewal of certification. 
 
 A. Any certified pesticide private or commercial
 applicator or registered technician who desires to renew his certification
 shall do so biennially for the category or subcategory for which he is
 certified. All applicators A certified private or commercial
 applicator or registered technician must first attend board-approved
 recertification course(s) courses and submit proof of attendance
 at such courses, or be reexamined in basic pesticide safety and the categories
 desired for recertification. In addition to the above requirement in
 this subsection, commercial applicators and registered technicians shall
 also pay the biennial certificate fee and submit an application for renewal
 before the commissioner will renew their certification. 
 
 B. Certified applicators A certified commercial
 applicator or registered technician must complete a board-approved
 recertification course that, at a minimum, addresses the following topics:
 
 1. Legal aspects including:
 
 a. A reminder to follow label directions including those on
 use, storage, disposal, and transportation;
 
 b. A review of possible consequences of violating the law;
 
 c. A reminder that restricted use pesticides purchased
 under an applicator's certificate number must be for use by certified
 commercial applicators only;
 
 d. A review of a certified commercial applicator's
 responsibilities in supervising the use of restricted use pesticides by
 noncertified applicators; and
 
 e. A review of recordkeeping responsibilities of certified
 commercial applicators for restricted use pesticide applications; and
 
 2. Category-related training including:
 
 a. A review of general safety for the applicator,
 coworkers, and the public;
 
 b. A review of the environmental aspects of pesticide use,
 including impact on nontarget organisms, wildlife, domestic animals,
 groundwater, etc.;
 
 c. A review of application techniques, including equipment,
 calibration, and maintenance;
 
 d. A review of hazards, both personal safety and environmental,
 unique to that specific category;
 
 e. A review of pertinent information regarding new
 chemistry or new formulations available that would be of use to applicators
 certified in the category;
 
 f. A review of integrated pest management programs applicable
 to the category; and
 
 g. A review of pests specific to category, including
 in-depth training on identification and control of selected specific pests.
 This section may be tailored to local needs.
 
 C. A certified private applicator must complete a board-approved
 recertification course that, at a minimum, addresses the following topics:
 
 1. General safety;
 
 2. Legal update; and
 
 3. Pest management and application technology including:
 
 a. A review of category-specific pest management and
 pesticide use patterns; and
 
 b. A review of category-specific pesticide application and
 handling technology.
 
 D. A certified private or commercial applicator or
 registered technician may accumulate up to four years of credit by
 attending board-approved recertification courses. 
 
 C. E. Upon expiration of certification, the applicator's
 certificate of a private applicator, commercial applicator, or registered
 technician shall become invalid. Any pesticide private
 applicator, commercial applicator, or registered technician who desires
 to renew his certification, but fails to do so within 60 days after its
 expiration, shall be reexamined. 
 
 Part VII 
 Reporting of Pesticide Accidents, Incidents, or Loss 
 
 2VAC5-685-170. Reporting of pesticide accidents and incidents. 
 
 A. Commercial Certified commercial or private
 applicators or registered technicians shall report any pesticide accident or
 incident in which they are involved that constitutes a threat to any person, to
 public health or safety, or to the environment, as a result of the use or presence
 of any pesticide. The accident or incident shall be reported whether or not a
 restricted use pesticide is involved.
 
 B. When the accident or incident involves a discharge or
 spillage of a pesticide, the applicator certified commercial or
 private applicator or registered technician shall contact the department
 for guidance to determine whether the discharged or spilled amount is a
 reportable quantity.
 
 C. The applicator certified commercial or private
 applicator or registered technician shall make the initial notification to
 the department's Office of Pesticide Services by telephone within a reasonable
 time, not to exceed 48 hours after the accident or incident occurrence, should
 circumstances prevent immediate notification. The applicator certified
 commercial or private applicator or registered technician shall prepare and
 submit a written report of the accident or incident to the Office of Pesticide
 Services within 10 working days after the initial notification. The report
 shall include the following:
 
 1. Name of individuals involved in accident or incident;
 
 2. Name of pesticide involved;
 
 3. Quantity of pesticide spilled, and containment
 procedures;
 
 4. Time, date, and location of accident or incident;
 
 5. Mitigating actions taken; and
 
 6. Name, (or description if unnamed),
 and location of bodies of water nearby where contamination of such bodies of
 water could reasonably be expected to occur due to natural or manmade actions.
 
 Part VIII 
 Reciprocal Agreement 
 
 2VAC5-685-180. Issuance of a certificate on a reciprocal basis.
 
 
 A. A person who is currently certified by another
 state or by a federal agency may make written application to the commissioner,
 or his duly authorized agent, for issuance of a certificate on a reciprocal
 basis without examination, in accordance with § 3.2-3934 of the Code of
 Virginia. Along with his written application, an applicant shall either (i)
 present an original certificate issued by the state of origin or issued by a
 federal agency or (ii) request that the state of origin or federal agency send
 an attested copy of the applicant's certification directly to the commissioner
 or his duly authorized agent. 
 
 The applicant shall either include a document granting power
 of attorney to a resident of Virginia to receive process or provide proof that
 the applicant has appointed a registered agent under the laws of the
 Commonwealth. Reciprocal certification shall not be granted based on reciprocal
 certification issued in another state. 
 
 B. Any certificate issued on a reciprocal basis may be suspended
 in the same manner and on the same grounds as a Virginia certificate pursuant
 to the provisions of Chapter 39 (§ 3.2-3900 et seq.) of Title 3.2 of the
 Code of Virginia. A certificate issued on a reciprocal basis may also be
 suspended if the nonresident's original certificate or federal certification is
 suspended or revoked. 
 
 
 
 NOTICE: The following
 forms used in administering the regulation were filed by the agency. The forms
 are not being published; however, online users of this issue of the Virginia Register
 of Regulations may click on the name of a form with a hyperlink to access it.
 The forms are also available from the agency contact or may be viewed at the
 Office of the Registrar of Regulations, General Assembly Building, 2nd Floor,
 Richmond, Virginia 23219.
 
  
 
 [ FORMS (2VAC5-685) 
 
 Commercial Pesticide Applicator Certification Application
 - A, Form VDACS-07211 (rev. 07/12)
 
 Commercial Pesticide Applicator Request for Authorization
 to Take Pesticide Applicator Examination - B, Form VDACS-07218 (rev. 5/13)
 
 Commercial
 Pesticide Applicator Certification Application - A, Form VDACS-07211 (rev.
 9/2016)
 
 Commercial
 Pesticide Applicator Request for Authorization to Take Pesticide Applicator
 Examination - B, Form VDACS-07218 (rev. 9/2016)
 
 Commercial Pesticide Applicator Certification Exam
 bubble answer sheet, 2003
 
 Private Pesticide Applicator Certification Exam
 bubble answer sheet, 2003
 
 Private Pesticide Applicator Request for
 Authorization to Take Pesticide Applicator Examination at Department of Motor
 Vehicles Customer Service Center (eff. 1/09)
 
 Power of Attorney (rev. 5/09)
 
 Proof of Additional Category Specific Training for
 Registered Technicians (eff. 3/12)
 
 Application for Reciprocal Pesticide Applicator
 Certificate, Form VDACS-07210 (eff. 5/09)
 
 Pesticide Registered Technician Application Form
 VDACS-07212 (eff. 1/09)
 
 Power
 of Attorney (rev. 9/2016)
 
 Proof
 of Additional Category Specific Training for Registered Technicians (rev.
 8/2016)
 
 Application
 for Reciprocal Pesticide Applicator Certificate, Form VDACS-07210 (rev. 9/2016)
 
 Pesticide
 Registered Technician Application Form - RT-A, Form VDACS-07212-A (rev. 9/2016)
 
 Pesticide
 Registered Technician Request for Authorization to Take Pesticide Applicator
 Examination – RT-B, Form VDACS-07212-B (eff. 9/2016) ]
 
 VA.R. Doc. No. R15-4126; Filed August 1, 2016, 11:57 a.m. 
TITLE 6. CRIMINAL JUSTICE AND CORRECTIONS
CRIMINAL JUSTICE SERVICES BOARD
Final Regulation
 
 Title of Regulation: 6VAC20-230. Regulations Relating
 to Special Conservator of the Peace (amending 6VAC20-230-30, 6VAC20-230-90). 
 
 Statutory Authority: § 9.1-150.2 of the Code of
 Virginia.
 
 Effective Date: September 22, 2016. 
 
 Agency Contact: Barbara Peterson-Wilson, Director of
 Policy and Legislative Affairs, Department of Criminal Justice Services, 1100
 Bank Street, Richmond, VA 23219, telephone (804) 225-4503, FAX (804) 786-6344,
 or email barbara.peterson-wilson@dcjs.virginia.gov.
 
 Summary:
 
 The amendments (i) change the type of insurance
 under which special conservators of the peace must be covered; (ii) increase
 the amount of insurance required from $10,000 to $500,000; and (iii) pursuant
 to Chapters 766 and 772 of the 2015 Acts of Assembly, eliminate language
 allowing a special conservator of the peace to carry a surety bond instead of
 insurance.
 
  
 
  
 
 Summary of Public Comments
 and Agency's Response: A summary of comments made by the public and the
 agency's response may be obtained from the promulgating agency or viewed at the
 office of the Registrar of Regulations. 
 
 6VAC20-230-30. Initial registration application. 
 
 A. Individuals are required to be registered pursuant to § 19.2-13
 of the Code of Virginia in the category of special conservator of the peace. Prior
 to the issuance of a registration, the applicant shall meet or exceed the
 requirements of registration and application submittal to the department as set
 forth in this section. Individuals who carry or have access to a firearm while
 on duty must have a valid registration with firearms verification. The court
 may limit or prohibit the carrying of weapons by any special conservator of the
 peace as defined in § 19.2-13 F G of the Code of Virginia. 
 
 B. Each person applying for registration shall meet the minimum
 requirements for eligibility as follows: 
 
 1. Be a minimum of 18 years of age; 
 
 2. Successfully complete all initial training requirements for
 special conservator of the peace, including firearms verification if
 applicable, requested pursuant to the entry-level training standards in
 6VAC20-230-160; and 
 
 3. Be a United States citizen or legal resident alien of the
 United States. 
 
 C. Each person applying for registration shall file with the
 department: 
 
 1. A properly completed application provided by the
 department; 
 
 2. His mailing address on the application; 
 
 3. Fingerprint cards pursuant to 6VAC20-230-40; 
 
 4. The applicable, nonrefundable application fee; 
 
 5. A drug and alcohol test pursuant to 6VAC230-50 6VAC20-230-50;
 and 
 
 6. Pursuant to § 19.2-13 C D of the Code of
 Virginia, documentation verifying that the applicant has secured a surety
 bond or cash bond in the amount not to be less than $10,000 executed by a
 surety company authorized to do business in Virginia, or a certificate of
 insurance reflecting the department as a certificate holder, showing a policy
 of comprehensive general professional law-enforcement liability
 insurance with a minimum coverage of $10,000 $500,000 issued by
 an insurance company authorized to do business in Virginia. 
 
 D. Upon completion of the initial registration application
 requirements, the department may issue a temporary registration letter for not
 more than 120 days at a time while awaiting the results of the state and
 national fingerprint search provided the applicant has met the necessary
 conditions and requirements. This temporary registration letter shall be taken
 to the circuit court where seeking appointment for special conservator of the
 peace. 
 
 E. Each registration shall be issued to the individual named
 on the application and shall be valid only for use by that individual. No
 registration shall be assigned or otherwise transferred to another individual. 
 
 F. Each registered individual shall comply with all
 applicable administrative requirements and standards of conduct and shall not
 engage in any acts prohibited by applicable sections of the Code of Virginia
 and this chapter. 
 
 G. Once the individual has met the requirements and received
 a temporary registration letter, he shall petition the circuit court for appointment
 in the jurisdiction where the individual will be employed. 
 
 H. Meeting the requirements of registration allows an
 individual to be eligible for appointment. Registration does not guarantee
 appointment. 
 
 I. Upon completion of an appointment by a circuit court, the
 individual shall file with the department a copy of the court order granting
 appointment as a special conservator of the peace. A final registration letter
 will be issued by the department. This registration letter shall be submitted
 to a specified entity for a state-issued photo identification card. 
 
 6VAC20-230-90. Reinstatement. 
 
 A. Individuals who do not renew their registration on or
 before the expiration date may not work as a special conservator of the peace
 until reinstatement requirements have been met. Pursuant to the Code of
 Virginia, all such persons must currently be registered with the department as
 a special conservator of the peace. 
 
 B. A renewal application must be received by the department
 within 60 days following the expiration date of the registration in order to be
 reinstated by the department providing all renewal requirements have been met.
 The department shall not reinstate renewal applications received after the
 60-day reinstatement period has expired. It is unlawful to operate without a
 valid registration during the reinstatement period. The department shall not
 reinstate a registration that has become null and void due to not maintaining
 required insurance or surety bond coverage. The department will notify
 the court when an individual has not met the registration renewal requirements
 with the department. Prior to reinstatement, the following shall be submitted
 to the department: 
 
 1. The appropriate renewal application and completion of
 renewal requirements including required training pursuant to this chapter; and 
 
 2. The applicable, nonrefundable reinstatement fee. 
 
 C. A registration shall be renewed or reinstated only when
 all renewal application requirements are received by the department. After the
 60-day reinstatement period, an applicant shall meet all initial application
 requirements, including applicable training requirements. 
 
 D. Following submittal of all reinstatement requirements, the
 department will process and may approve any application for reinstatement pursuant
 to the renewal process for the application. 
 
 VA.R. Doc. No. R15-4099; Filed August 3, 2016, 9:18 a.m. 
TITLE 8. EDUCATION
STATE BOARD OF EDUCATION
Proposed Regulation
 
 Titles of Regulations: 8VAC20-440. Regulations
 Governing the Employment of Professional Personnel (repealing 8VAC20-440-10 through
 8VAC20-440-160).
 
 8VAC20-441. Regulations Governing the Employment of
 Professional Personnel (adding 8VAC20-441-10 through 8VAC20-441-140).
 
 
 Statutory Authority: §§ 22.1-16 and 22.1-302 of the Code
 of Virginia.
 
 Public Hearing Information:
 
 September 22, 2016 - 11 a.m. - James Monroe Building, 101
 North 14th Street, 22nd Floor Conference Room, Richmond, Virginia 23219. The
 public hearing will begin immediately following adjournment of the Board of
 Education business meeting.
 
 Public Comment Deadline: October 21, 2016.
 
 Agency Contact: Patty S. Pitts, Assistant
 Superintendent, Division of Teacher Education and Licensure, Department of
 Education, P.O. Box 2120, Richmond, VA 23218, telephone (804) 371-2522, or
 email patty.pitts@doe.virginia.gov.
 
 Basis: Section IV of Article VIII of the Constitution of
 Virginia grants the Board of Education authority for the general supervision of
 the public school system. Section 22.1-16 of the Code of Virginia authorizes
 the board to promulgate such regulations as may be necessary to carry out its
 powers and duties and the provisions of Title 23 of the Code of Virginia.
 
 Purpose: The regulations provide the requirements for
 contracts, probationary periods of teachers, assistant principals, and
 principals and evaluation criteria that protect school divisions and educators.
 The goals of the proposal are to provide clarity to the regulations and align
 the regulations with the Code of Virginia. The regulations do not affect public
 health, safety, or welfare.
 
 Substance: The revisions include defining assistant
 principals; clarifying the definitions of teachers and supervisors; changing
 notification dates from April 15 to June 15; aligning evaluations with the
 Board of Education Guidelines for Uniform Performance Standards and Evaluation
 Criteria for Teachers, Principals, and Superintendents; defining the
 probationary terms for teachers; stipulating the evaluation period of teachers
 and principals; defining the standard 10-month contract; and clarifying that a
 temporarily employed teacher is not required to be licensed by the Board of
 Education.
 
 Issues: The revisions to the Regulations Governing the
 Employment of Professional Personnel conform with statute, therefore the
 advantage is that the regulations provide clarity to the policies and
 procedures regarding contracts. The regulations do not pose any major
 disadvantages to the public or the Commonwealth.
 
 Department of Planning and Budget's Economic Impact
 Analysis:
 
 Summary of the Proposed Amendments to Regulation. The Board of
 Education (Board) proposes several amendments to the regulation in order to
 reflect changes in the Code of Virginia. Additionally, the Board proposes to
 repeal language on a uniform hiring process.
 
 Result of Analysis. The benefits likely exceed the costs for
 one or more proposed changes.  There is insufficient data to accurately
 compare the magnitude of the benefits versus the costs for other changes.
 
 Estimated Economic Impact. Changes to the Code of Virginia from
 Chapters 106 and 687 of the 2012 Acts of Assembly, and Chapters 588 and 650 of
 the 2013 Acts of Assembly, require amendments to this regulation in order to
 accurately reflect the law. These proposed changes to the regulation thus do
 not change requirements in effect. The proposed revisions include: 1) defining
 assistant principals, 2) clarifying the definitions of teachers and
 supervisors, 3) changing notification dates from April 15 to June 15, 4)
 aligning evaluations with the Board of Education Guidelines for Uniform
 Performance Standards and Evaluation Criteria for Teachers, Principals, and
 Superintendents, 5) defining the probationary terms for teachers (at local
 option, a probationary term can be from three years to up to five years), 6)
 stipulating the evaluation period of teachers and principals, 7) defining the
 standard 10-month contract, and 8) clarifying that a temporarily employed
 teacher1 is not required to be licensed by the Board of Education.
 Amending the regulation to reflect the Code of Virginia changes will be
 beneficial in that readers of the regulation will be better informed concerning
 the actual law in effect. 
 
 The current regulations include four sections on the
 "Uniform Hiring of Teachers." The first section states the following:
 
 The goal for regulations for uniform hiring of teachers is to
 establish a calendar for hiring that is compatible with the dates budgets are
 completed by local governing bodies. The calendar dates, which are embodied in
 the three-phase employment process, establish minimum time frames to
 accommodate the local hiring process, offer local flexibility in including
 contract terms to cover unique needs and practices of the locality, and offer
 professional mobility for teachers.
 
 The three other sections concern Phase One, Phase Two, and
 Phase Three, respectively, of the three phases of the uniform hiring process. 
 
 The Board proposes to repeal the four sections on the
 "Uniform Hiring of Teachers." The repeal of these sections would give
 local school divisions additional flexibility, particularly in the timing of
 hiring. The local school divisions could choose to coordinate with their
 respective local governments on timing with local budgets. The additional
 flexibility on the hiring calendar may result in less certainty about the
 timing of the hiring process for teachers; on the other hand the additional
 flexibility may be helpful for some teachers for whom the current state
 mandated schedule is not ideal.
 
 Businesses and Entities Affected. The proposed amendments affect
 the 132 public school divisions in the Commonwealth, teachers, principals, and
 assistant principals. 
 
 Localities Particularly Affected. The proposed amendments do
 not disproportionately affect particular localities. 
 
 Projected Impact on Employment. The proposed amendments are
 unlikely to affect the number of jobs in the Commonwealth. The proposal to
 repeal the sections on the uniform hiring process may affect how and when local
 school divisions choose to hire teachers.
 
 Effects on the Use and Value of Private Property. The proposed
 amendments are unlikely to significantly affect the use and value of private
 property. 
 
 Small Businesses: Costs and Other Effects. The proposed
 amendments do not significantly affect small businesses. 
 
 Small Businesses: Alternative Method that Minimizes Adverse
 Impact. The proposed amendments will not adversely affect small businesses. 
 
 Real Estate Development Costs. The proposed amendments will not
 affect real estate development costs.
 
 ______________________________________
 
 1From Code of Virginia § 22.1-302: "A temporarily
 employed teacher, as used in this section, means (i) one who is employed to
 substitute for a contracted teacher for a temporary period of time during the
 contracted teacher's absence or (ii) one who is employed to fill a teacher
 vacancy for a period of time, but for no longer than 90 teaching days in such
 vacancy, unless otherwise approved by the Superintendent of Public Instruction
 on a case-by-case basis, during one school year."
 
 Agency's Response to Economic Impact Analysis: The
 agency concurs with the economic impact analysis completed by the Department of
 Planning and Budget. The agency will continue to examine the economic and
 administrative impact of the regulations as they progress through the
 requirements of the Administrative Process Act.
 
 Summary:
 
 The proposed regulatory action replaces the existing
 regulation numbered 8VAC20-440 with a new regulation numbered 8VAC20-441.
 Proposed amendments reflect changes in the Code of Virginia based on Chapters
 106 and 687 of the 2012 Acts of Assembly and Chapters 588 and 650 of the 2013
 Acts of Assembly. The proposed amendments include (i) defining assistant
 principals; (ii) clarifying the definitions of teachers and supervisors; (iii)
 changing notification dates from April 15 to June 15; (iv) aligning evaluations
 with the Board of Education Guidelines for Uniform Performance Standards and
 Evaluation Criteria for Teachers, Principals, and Superintendents; (v) defining
 the probationary terms for teachers, which, at local option, can be three years
 and up to five years; (vi) stipulating the evaluation period of teachers and
 principals; (vii) defining the standard 10-month contract; and (viii)
 clarifying that a temporarily employed teacher is not required to be licensed by
 the Board of Education. Additional amendments repeal the provisions on the
 uniform hiring of teachers.
 
 CHAPTER 441
 REGULATIONS GOVERNING THE EMPLOYMENT OF PROFESSIONAL PERSONNEL
 
 8VAC20-441-10. Definitions.
 
 The following words and terms when used in this chapter
 shall have the following meanings unless the context clearly indicates
 otherwise: 
 
 "Annual contract" means a contract between a
 probationary teacher, assistant principal, principal, or supervisor and the
 local school board that sets forth the terms and conditions of employment for
 one school year. 
 
 "Assistant principal" means a person (i) who is
 regularly employed full time as an assistant principal and (ii) who holds a
 valid license issued by the Board of Education necessary to be an assistant
 principal.
 
 "Board" means the Virginia Board of Education,
 which has general supervision of the public school system. 
 
 "Breach of contract" means, for the purpose of
 this chapter, a teacher failing to honor a contract for the current or next
 school year without formal release from that contract from the local school
 board. "Breach of contract" does not include dismissal for cause. 
 
 "Coaching contract" means a separate contract
 between the employee and the local school board that includes responsibilities
 for an athletic coaching assignment. 
 
 "Continuing contract" means a contract between a
 teacher, assistant principal, principal, or supervisor who has satisfied the
 probationary term of service and the local school board. 
 
 "Current employer" means the local school board
 with which the employee is currently under contract. 
 
 "Extracurricular activity sponsorship contract"
 means a separate contract between the employee and the local school board that
 includes responsibilities, for which a monetary supplement is received, for
 sponsorship of any student organizations, clubs, or groups, such as service
 clubs, academic clubs and teams, cheerleading squads, student publication and
 literary groups, and visual and performing arts organizations except those that
 are conducted in conjunction with regular classroom, curriculum, or
 instructional programs. 
 
 "Next school year" means the school year
 immediately following the current contract year. 
 
 "Principal" means a person (i) who is regularly
 employed full time as a principal and (ii) who holds a valid license issued by
 the Board of Education necessary to be a principal. 
 
 "Prospective employer" means the division in
 which application for employment is made. 
 
 "Supervisor" means a person (i) who is regularly
 employed full time in an instructional supervisory position as specified in
 this chapter and (ii) who is required by the board to hold a license prescribed
 in this chapter to be employed in that position. An instructional supervisory
 position has authority to direct or evaluate teachers, assistant principals,
 principals, or other instructional personnel.
 
 "Teacher" means a person (i) who is regularly
 employed full time as a teacher, guidance counselor, or librarian and (ii) who
 holds a valid teaching license. 
 
 8VAC20-441-20. (Reserved.)
 
 8VAC20-441-30. Contractual period defined.
 
 The local school board shall define the length of the
 contract period for each employee. A standard 10-month contract for a teacher
 shall include 200 days, including: 
 
 1. 180 teaching days or 990 instructional hours (minimum
 required by law); and
 
 2. Up to 20 days for activities such as teaching,
 participating in professional development, planning, evaluating, completing
 records and reports, participating on committees or in conferences, or such
 other activities as may be assigned or approved by the local school board. 
 
 8VAC20-441-40. Annual and continuing contract to be in
 writing.
 
 Annual and continuing contracts with teachers, assistant
 principals, principals, and supervisors must be in writing. The local school
 board may utilize prototypes of contract forms provided by the board or may
 choose to develop its own contracts, but in so doing must ensure that the
 essential elements set forth in 8VAC20-441-140 are included. 
 
 8VAC20-441-50. Length of the probationary term for teacher.
 
 A probationary term of full-time employment under an
 annual contract for at least three years and, at the option of the local school
 board, up to five consecutive years in the same school division is required
 before a teacher is issued a continuing contract. Once continuing contract status
 has been attained in a school division in the Commonwealth, another
 probationary period as a teacher need not be served in any other school
 division unless a probationary period not exceeding two years is made a part of
 the contract of employment. 
 
 8VAC20-441-60. Calculating term for first year of teaching.
 
 For the purpose of calculating the years of service
 required to attain continuing contract status, at least 160 contractual
 teaching days during the school year shall be deemed the equivalent of one year
 in the first year of service by the teacher. 
 
 8VAC20-441-70. Probationary period for principal or
 supervisor.
 
 A person employed as a principal, assistant principal, or
 supervisor, including a person who has previously achieved continuing contract
 status as a teacher, shall serve a probationary term of three consecutive years
 in such position in the same school division before acquiring continuing
 contract status as a principal, assistant principal, or supervisor. 
 
 8VAC20-441-80. Probationary period when employee separates
 from service.
 
 If a teacher, principal, assistant principal, or
 supervisor separates from service during his probationary period and does not
 return to service in the same school division by the beginning of the year
 following the year of separation, such person shall be required to begin a new
 probationary period. 
 
 8VAC20-441-90. Effect of service outside the Virginia
 system.
 
 Teaching service outside of the Virginia public school
 system shall not be counted as meeting in whole or in part the required
 probationary term. 
 
 8VAC20-441-100. Eligibility for continuing contract.
 
 A. Only persons regularly employed full time by a school
 board who hold a valid license as teachers, assistant principals, principals,
 or supervisors shall be eligible for continuing contract status. 
 
 B. Any teacher hired on or after July 1, 2001, shall be
 required, as a condition of achieving continuing contract status, to have
 successfully completed training in instructional strategies and techniques for
 intervention for or remediation of students who fail or are at risk of failing
 the Standards of Learning assessments. Local school divisions shall be required
 to provide such training at no cost to teachers employed in their division. In
 the event a local school division fails to offer such training in a timely
 manner, no teacher will be denied continuing contract status for failure to
 obtain such training. 
 
 8VAC20-441-110. Continuing contract status when employee
 separates from service.
 
 When a teacher has attained continuing contract status in
 a school division in the Commonwealth, and separates from and returns to
 teaching service in a school division in Virginia by the beginning of the third
 year, such teacher shall be required to serve a probationary period not to exceed
 two years if such probationary period is made part of the contract for
 employment. If a teacher who has attained continuing contract status separates
 from service and does not return to teaching in Virginia public schools by the
 beginning of the third year, such teacher shall be required to begin a new
 probationary period. 
 
 8VAC20-441-120. Contract to be separate and apart from
 annual or continuing contract.
 
 The coaching contract or extracurricular activity
 sponsorship contract with a teacher shall be separate and apart from the
 teacher's annual or continuing contract, and termination of the coaching or
 extracurricular activity sponsorship contract shall not constitute cause for
 the termination of the annual or continuing contract. 
 
 For the purposes of this chapter, "extracurricular
 activity sponsorship" means an assignment for which a monetary supplement
 is received, requiring responsibility for any student organizations, clubs, or
 groups, such as service clubs, academic clubs and teams, cheerleading squads,
 student publication and literary groups, and visual and performing arts
 organizations except those that are conducted in conjunction with regular
 classroom, curriculum, or instructional programs.
 
 8VAC20-441-130. Termination notice required.
 
 The coaching contract or extracurricular activity
 sponsorship contract shall require the party intending to terminate the
 contract to give reasonable notice to the other party prior to the effective
 date of the termination. 
 
 8VAC20-441-140. Listing of essential contract elements.
 
 A. The list of essential contract elements can be used by
 certain local school divisions who prefer to develop contracts specific to
 their circumstances or situations. This list of essential elements is provided
 as an alternative to the formal prototypes available. 
 
 B. Annual contracts. Any annual contract for professional
 personnel shall, to the maximum extent possible, be written in clear and
 concise language easily understood by all parties, and include, at a minimum,
 the following provisions: 
 
 1. A statement identifying the names and titles of the
 parties to the contract. 
 
 2. A statement of the licensure requirements for the
 position or options thereto. 
 
 3. A statement of the beginning date of service, the term,
 and the effective date of the contract. 
 
 4. A statement of the duties to be performed under the
 contract. 
 
 5. A statement of expectations of the employee with regard
 to compliance with local, state, or federal statutes, regulations and
 constitutional provisions. 
 
 6. A statement of the provisions concerning assignment,
 reassignment, termination, suspension, probation, or resignation of the
 employee, and mutual termination of the contract. 
 
 7. A statement of the penalties for the employee's failure
 to comply with the terms of the contract. 
 
 8. A statement identifying the school term. 
 
 9. A statement of the conditions under which the school
 term and/or contract may be extended. 
 
 10. A statement of the amount of compensation due the
 Employee and the method of payment. 
 
 11. A statement of special covenants mutually agreed upon
 by the employer and employee which form a basis for the contract. 
 
 C. Continuing contracts. Any continuing contract for
 professional personnel shall, to the maximum extent possible, be written in clear
 and concise language easily understood by all parties, and include, at a
 minimum the following provisions: 
 
 1. All of the provisions required for the annual contract. 
 
 2. A statement explaining the continuing nature of the
 contract. 
 
 D. Coaching and extracurricular. Any athletic coaching
 contract with school personnel shall, to the maximum extent possible, be
 written in clear and concise language easily understood by all parties, and
 include the following provisions: 
 
 1. A statement identifying the names and titles of the
 parties to the contract. 
 
 2. A statement of the duties to be performed under the
 contract. 
 
 3. A statement of the amount of compensation due the
 employee and the method of payment. 
 
 4. A statement of expectations of the employee with regard
 to compliance with local, state, or federal statutes, regulations and
 constitutional provisions. 
 
 5. A statement setting forth conditions for termination of
 the contract. 
 
 6. A statement identifying the limitations on the use of
 the experience toward length of service, substitution for teaching experience
 and rights in favor of the employee. 
 
 7. A statement of the beginning date of service, the term,
 and the effective date of the contract. 
 
 8. A statement of special covenants mutually agreed upon by
 the employer and employee that form a basis for the contract. 
 
 
 
 NOTICE: The following
 forms used in administering the regulation were filed by the agency. The forms
 are not being published; however, online users of this issue of the Virginia
 Register of Regulations may click on the name of a form with a hyperlink to
 access it. The forms are also available from the agency contact or may be
 viewed at the Office of the Registrar of Regulations, General Assembly
 Building, 2nd Floor, Richmond, Virginia 23219.
 
  
 
 FORMS (8VAC20-441)
 
 Annual
 Form - Contract with Professional Personnel
 
 Continuing
 Form Contract with Professional Personnel
 
 Athletic
 Coaching Contract with School Personnel
 
 Extracurricular
 Activity Sponsorship Contract with School Personnel
 
 VA.R. Doc. No. R13-3478; Filed July 14, 2016, 8:44 a.m. 
TITLE 8. EDUCATION
STATE BOARD OF EDUCATION
Proposed Regulation
 
 Titles of Regulations: 8VAC20-440. Regulations
 Governing the Employment of Professional Personnel (repealing 8VAC20-440-10 through
 8VAC20-440-160).
 
 8VAC20-441. Regulations Governing the Employment of
 Professional Personnel (adding 8VAC20-441-10 through 8VAC20-441-140).
 
 
 Statutory Authority: §§ 22.1-16 and 22.1-302 of the Code
 of Virginia.
 
 Public Hearing Information:
 
 September 22, 2016 - 11 a.m. - James Monroe Building, 101
 North 14th Street, 22nd Floor Conference Room, Richmond, Virginia 23219. The
 public hearing will begin immediately following adjournment of the Board of
 Education business meeting.
 
 Public Comment Deadline: October 21, 2016.
 
 Agency Contact: Patty S. Pitts, Assistant
 Superintendent, Division of Teacher Education and Licensure, Department of
 Education, P.O. Box 2120, Richmond, VA 23218, telephone (804) 371-2522, or
 email patty.pitts@doe.virginia.gov.
 
 Basis: Section IV of Article VIII of the Constitution of
 Virginia grants the Board of Education authority for the general supervision of
 the public school system. Section 22.1-16 of the Code of Virginia authorizes
 the board to promulgate such regulations as may be necessary to carry out its
 powers and duties and the provisions of Title 23 of the Code of Virginia.
 
 Purpose: The regulations provide the requirements for
 contracts, probationary periods of teachers, assistant principals, and
 principals and evaluation criteria that protect school divisions and educators.
 The goals of the proposal are to provide clarity to the regulations and align
 the regulations with the Code of Virginia. The regulations do not affect public
 health, safety, or welfare.
 
 Substance: The revisions include defining assistant
 principals; clarifying the definitions of teachers and supervisors; changing
 notification dates from April 15 to June 15; aligning evaluations with the
 Board of Education Guidelines for Uniform Performance Standards and Evaluation
 Criteria for Teachers, Principals, and Superintendents; defining the
 probationary terms for teachers; stipulating the evaluation period of teachers
 and principals; defining the standard 10-month contract; and clarifying that a
 temporarily employed teacher is not required to be licensed by the Board of
 Education.
 
 Issues: The revisions to the Regulations Governing the
 Employment of Professional Personnel conform with statute, therefore the
 advantage is that the regulations provide clarity to the policies and
 procedures regarding contracts. The regulations do not pose any major
 disadvantages to the public or the Commonwealth.
 
 Department of Planning and Budget's Economic Impact
 Analysis:
 
 Summary of the Proposed Amendments to Regulation. The Board of
 Education (Board) proposes several amendments to the regulation in order to
 reflect changes in the Code of Virginia. Additionally, the Board proposes to
 repeal language on a uniform hiring process.
 
 Result of Analysis. The benefits likely exceed the costs for
 one or more proposed changes.  There is insufficient data to accurately
 compare the magnitude of the benefits versus the costs for other changes.
 
 Estimated Economic Impact. Changes to the Code of Virginia from
 Chapters 106 and 687 of the 2012 Acts of Assembly, and Chapters 588 and 650 of
 the 2013 Acts of Assembly, require amendments to this regulation in order to
 accurately reflect the law. These proposed changes to the regulation thus do
 not change requirements in effect. The proposed revisions include: 1) defining
 assistant principals, 2) clarifying the definitions of teachers and
 supervisors, 3) changing notification dates from April 15 to June 15, 4)
 aligning evaluations with the Board of Education Guidelines for Uniform
 Performance Standards and Evaluation Criteria for Teachers, Principals, and
 Superintendents, 5) defining the probationary terms for teachers (at local
 option, a probationary term can be from three years to up to five years), 6)
 stipulating the evaluation period of teachers and principals, 7) defining the
 standard 10-month contract, and 8) clarifying that a temporarily employed
 teacher1 is not required to be licensed by the Board of Education.
 Amending the regulation to reflect the Code of Virginia changes will be
 beneficial in that readers of the regulation will be better informed concerning
 the actual law in effect. 
 
 The current regulations include four sections on the
 "Uniform Hiring of Teachers." The first section states the following:
 
 The goal for regulations for uniform hiring of teachers is to
 establish a calendar for hiring that is compatible with the dates budgets are
 completed by local governing bodies. The calendar dates, which are embodied in
 the three-phase employment process, establish minimum time frames to
 accommodate the local hiring process, offer local flexibility in including
 contract terms to cover unique needs and practices of the locality, and offer
 professional mobility for teachers.
 
 The three other sections concern Phase One, Phase Two, and
 Phase Three, respectively, of the three phases of the uniform hiring process. 
 
 The Board proposes to repeal the four sections on the
 "Uniform Hiring of Teachers." The repeal of these sections would give
 local school divisions additional flexibility, particularly in the timing of
 hiring. The local school divisions could choose to coordinate with their
 respective local governments on timing with local budgets. The additional
 flexibility on the hiring calendar may result in less certainty about the
 timing of the hiring process for teachers; on the other hand the additional
 flexibility may be helpful for some teachers for whom the current state
 mandated schedule is not ideal.
 
 Businesses and Entities Affected. The proposed amendments affect
 the 132 public school divisions in the Commonwealth, teachers, principals, and
 assistant principals. 
 
 Localities Particularly Affected. The proposed amendments do
 not disproportionately affect particular localities. 
 
 Projected Impact on Employment. The proposed amendments are
 unlikely to affect the number of jobs in the Commonwealth. The proposal to
 repeal the sections on the uniform hiring process may affect how and when local
 school divisions choose to hire teachers.
 
 Effects on the Use and Value of Private Property. The proposed
 amendments are unlikely to significantly affect the use and value of private
 property. 
 
 Small Businesses: Costs and Other Effects. The proposed
 amendments do not significantly affect small businesses. 
 
 Small Businesses: Alternative Method that Minimizes Adverse
 Impact. The proposed amendments will not adversely affect small businesses. 
 
 Real Estate Development Costs. The proposed amendments will not
 affect real estate development costs.
 
 ______________________________________
 
 1From Code of Virginia § 22.1-302: "A temporarily
 employed teacher, as used in this section, means (i) one who is employed to
 substitute for a contracted teacher for a temporary period of time during the
 contracted teacher's absence or (ii) one who is employed to fill a teacher
 vacancy for a period of time, but for no longer than 90 teaching days in such
 vacancy, unless otherwise approved by the Superintendent of Public Instruction
 on a case-by-case basis, during one school year."
 
 Agency's Response to Economic Impact Analysis: The
 agency concurs with the economic impact analysis completed by the Department of
 Planning and Budget. The agency will continue to examine the economic and
 administrative impact of the regulations as they progress through the
 requirements of the Administrative Process Act.
 
 Summary:
 
 The proposed regulatory action replaces the existing
 regulation numbered 8VAC20-440 with a new regulation numbered 8VAC20-441.
 Proposed amendments reflect changes in the Code of Virginia based on Chapters
 106 and 687 of the 2012 Acts of Assembly and Chapters 588 and 650 of the 2013
 Acts of Assembly. The proposed amendments include (i) defining assistant
 principals; (ii) clarifying the definitions of teachers and supervisors; (iii)
 changing notification dates from April 15 to June 15; (iv) aligning evaluations
 with the Board of Education Guidelines for Uniform Performance Standards and
 Evaluation Criteria for Teachers, Principals, and Superintendents; (v) defining
 the probationary terms for teachers, which, at local option, can be three years
 and up to five years; (vi) stipulating the evaluation period of teachers and
 principals; (vii) defining the standard 10-month contract; and (viii)
 clarifying that a temporarily employed teacher is not required to be licensed by
 the Board of Education. Additional amendments repeal the provisions on the
 uniform hiring of teachers.
 
 CHAPTER 441
 REGULATIONS GOVERNING THE EMPLOYMENT OF PROFESSIONAL PERSONNEL
 
 8VAC20-441-10. Definitions.
 
 The following words and terms when used in this chapter
 shall have the following meanings unless the context clearly indicates
 otherwise: 
 
 "Annual contract" means a contract between a
 probationary teacher, assistant principal, principal, or supervisor and the
 local school board that sets forth the terms and conditions of employment for
 one school year. 
 
 "Assistant principal" means a person (i) who is
 regularly employed full time as an assistant principal and (ii) who holds a
 valid license issued by the Board of Education necessary to be an assistant
 principal.
 
 "Board" means the Virginia Board of Education,
 which has general supervision of the public school system. 
 
 "Breach of contract" means, for the purpose of
 this chapter, a teacher failing to honor a contract for the current or next
 school year without formal release from that contract from the local school
 board. "Breach of contract" does not include dismissal for cause. 
 
 "Coaching contract" means a separate contract
 between the employee and the local school board that includes responsibilities
 for an athletic coaching assignment. 
 
 "Continuing contract" means a contract between a
 teacher, assistant principal, principal, or supervisor who has satisfied the
 probationary term of service and the local school board. 
 
 "Current employer" means the local school board
 with which the employee is currently under contract. 
 
 "Extracurricular activity sponsorship contract"
 means a separate contract between the employee and the local school board that
 includes responsibilities, for which a monetary supplement is received, for
 sponsorship of any student organizations, clubs, or groups, such as service
 clubs, academic clubs and teams, cheerleading squads, student publication and
 literary groups, and visual and performing arts organizations except those that
 are conducted in conjunction with regular classroom, curriculum, or
 instructional programs. 
 
 "Next school year" means the school year
 immediately following the current contract year. 
 
 "Principal" means a person (i) who is regularly
 employed full time as a principal and (ii) who holds a valid license issued by
 the Board of Education necessary to be a principal. 
 
 "Prospective employer" means the division in
 which application for employment is made. 
 
 "Supervisor" means a person (i) who is regularly
 employed full time in an instructional supervisory position as specified in
 this chapter and (ii) who is required by the board to hold a license prescribed
 in this chapter to be employed in that position. An instructional supervisory
 position has authority to direct or evaluate teachers, assistant principals,
 principals, or other instructional personnel.
 
 "Teacher" means a person (i) who is regularly
 employed full time as a teacher, guidance counselor, or librarian and (ii) who
 holds a valid teaching license. 
 
 8VAC20-441-20. (Reserved.)
 
 8VAC20-441-30. Contractual period defined.
 
 The local school board shall define the length of the
 contract period for each employee. A standard 10-month contract for a teacher
 shall include 200 days, including: 
 
 1. 180 teaching days or 990 instructional hours (minimum
 required by law); and
 
 2. Up to 20 days for activities such as teaching,
 participating in professional development, planning, evaluating, completing
 records and reports, participating on committees or in conferences, or such
 other activities as may be assigned or approved by the local school board. 
 
 8VAC20-441-40. Annual and continuing contract to be in
 writing.
 
 Annual and continuing contracts with teachers, assistant
 principals, principals, and supervisors must be in writing. The local school
 board may utilize prototypes of contract forms provided by the board or may
 choose to develop its own contracts, but in so doing must ensure that the
 essential elements set forth in 8VAC20-441-140 are included. 
 
 8VAC20-441-50. Length of the probationary term for teacher.
 
 A probationary term of full-time employment under an
 annual contract for at least three years and, at the option of the local school
 board, up to five consecutive years in the same school division is required
 before a teacher is issued a continuing contract. Once continuing contract status
 has been attained in a school division in the Commonwealth, another
 probationary period as a teacher need not be served in any other school
 division unless a probationary period not exceeding two years is made a part of
 the contract of employment. 
 
 8VAC20-441-60. Calculating term for first year of teaching.
 
 For the purpose of calculating the years of service
 required to attain continuing contract status, at least 160 contractual
 teaching days during the school year shall be deemed the equivalent of one year
 in the first year of service by the teacher. 
 
 8VAC20-441-70. Probationary period for principal or
 supervisor.
 
 A person employed as a principal, assistant principal, or
 supervisor, including a person who has previously achieved continuing contract
 status as a teacher, shall serve a probationary term of three consecutive years
 in such position in the same school division before acquiring continuing
 contract status as a principal, assistant principal, or supervisor. 
 
 8VAC20-441-80. Probationary period when employee separates
 from service.
 
 If a teacher, principal, assistant principal, or
 supervisor separates from service during his probationary period and does not
 return to service in the same school division by the beginning of the year
 following the year of separation, such person shall be required to begin a new
 probationary period. 
 
 8VAC20-441-90. Effect of service outside the Virginia
 system.
 
 Teaching service outside of the Virginia public school
 system shall not be counted as meeting in whole or in part the required
 probationary term. 
 
 8VAC20-441-100. Eligibility for continuing contract.
 
 A. Only persons regularly employed full time by a school
 board who hold a valid license as teachers, assistant principals, principals,
 or supervisors shall be eligible for continuing contract status. 
 
 B. Any teacher hired on or after July 1, 2001, shall be
 required, as a condition of achieving continuing contract status, to have
 successfully completed training in instructional strategies and techniques for
 intervention for or remediation of students who fail or are at risk of failing
 the Standards of Learning assessments. Local school divisions shall be required
 to provide such training at no cost to teachers employed in their division. In
 the event a local school division fails to offer such training in a timely
 manner, no teacher will be denied continuing contract status for failure to
 obtain such training. 
 
 8VAC20-441-110. Continuing contract status when employee
 separates from service.
 
 When a teacher has attained continuing contract status in
 a school division in the Commonwealth, and separates from and returns to
 teaching service in a school division in Virginia by the beginning of the third
 year, such teacher shall be required to serve a probationary period not to exceed
 two years if such probationary period is made part of the contract for
 employment. If a teacher who has attained continuing contract status separates
 from service and does not return to teaching in Virginia public schools by the
 beginning of the third year, such teacher shall be required to begin a new
 probationary period. 
 
 8VAC20-441-120. Contract to be separate and apart from
 annual or continuing contract.
 
 The coaching contract or extracurricular activity
 sponsorship contract with a teacher shall be separate and apart from the
 teacher's annual or continuing contract, and termination of the coaching or
 extracurricular activity sponsorship contract shall not constitute cause for
 the termination of the annual or continuing contract. 
 
 For the purposes of this chapter, "extracurricular
 activity sponsorship" means an assignment for which a monetary supplement
 is received, requiring responsibility for any student organizations, clubs, or
 groups, such as service clubs, academic clubs and teams, cheerleading squads,
 student publication and literary groups, and visual and performing arts
 organizations except those that are conducted in conjunction with regular
 classroom, curriculum, or instructional programs.
 
 8VAC20-441-130. Termination notice required.
 
 The coaching contract or extracurricular activity
 sponsorship contract shall require the party intending to terminate the
 contract to give reasonable notice to the other party prior to the effective
 date of the termination. 
 
 8VAC20-441-140. Listing of essential contract elements.
 
 A. The list of essential contract elements can be used by
 certain local school divisions who prefer to develop contracts specific to
 their circumstances or situations. This list of essential elements is provided
 as an alternative to the formal prototypes available. 
 
 B. Annual contracts. Any annual contract for professional
 personnel shall, to the maximum extent possible, be written in clear and
 concise language easily understood by all parties, and include, at a minimum,
 the following provisions: 
 
 1. A statement identifying the names and titles of the
 parties to the contract. 
 
 2. A statement of the licensure requirements for the
 position or options thereto. 
 
 3. A statement of the beginning date of service, the term,
 and the effective date of the contract. 
 
 4. A statement of the duties to be performed under the
 contract. 
 
 5. A statement of expectations of the employee with regard
 to compliance with local, state, or federal statutes, regulations and
 constitutional provisions. 
 
 6. A statement of the provisions concerning assignment,
 reassignment, termination, suspension, probation, or resignation of the
 employee, and mutual termination of the contract. 
 
 7. A statement of the penalties for the employee's failure
 to comply with the terms of the contract. 
 
 8. A statement identifying the school term. 
 
 9. A statement of the conditions under which the school
 term and/or contract may be extended. 
 
 10. A statement of the amount of compensation due the
 Employee and the method of payment. 
 
 11. A statement of special covenants mutually agreed upon
 by the employer and employee which form a basis for the contract. 
 
 C. Continuing contracts. Any continuing contract for
 professional personnel shall, to the maximum extent possible, be written in clear
 and concise language easily understood by all parties, and include, at a
 minimum the following provisions: 
 
 1. All of the provisions required for the annual contract. 
 
 2. A statement explaining the continuing nature of the
 contract. 
 
 D. Coaching and extracurricular. Any athletic coaching
 contract with school personnel shall, to the maximum extent possible, be
 written in clear and concise language easily understood by all parties, and
 include the following provisions: 
 
 1. A statement identifying the names and titles of the
 parties to the contract. 
 
 2. A statement of the duties to be performed under the
 contract. 
 
 3. A statement of the amount of compensation due the
 employee and the method of payment. 
 
 4. A statement of expectations of the employee with regard
 to compliance with local, state, or federal statutes, regulations and
 constitutional provisions. 
 
 5. A statement setting forth conditions for termination of
 the contract. 
 
 6. A statement identifying the limitations on the use of
 the experience toward length of service, substitution for teaching experience
 and rights in favor of the employee. 
 
 7. A statement of the beginning date of service, the term,
 and the effective date of the contract. 
 
 8. A statement of special covenants mutually agreed upon by
 the employer and employee that form a basis for the contract. 
 
 
 
 NOTICE: The following
 forms used in administering the regulation were filed by the agency. The forms
 are not being published; however, online users of this issue of the Virginia
 Register of Regulations may click on the name of a form with a hyperlink to
 access it. The forms are also available from the agency contact or may be
 viewed at the Office of the Registrar of Regulations, General Assembly
 Building, 2nd Floor, Richmond, Virginia 23219.
 
  
 
 FORMS (8VAC20-441)
 
 Annual
 Form - Contract with Professional Personnel
 
 Continuing
 Form Contract with Professional Personnel
 
 Athletic
 Coaching Contract with School Personnel
 
 Extracurricular
 Activity Sponsorship Contract with School Personnel
 
 VA.R. Doc. No. R13-3478; Filed July 14, 2016, 8:44 a.m. 
TITLE 9. ENVIRONMENT
STATE WATER CONTROL BOARD
Final Regulation
TITLE 9. ENVIRONMENT
STATE WATER CONTROL BOARD
Final Regulation
Title of Regulation: 9VAC25-260. Water Quality Standards (amending 9VAC25-260-5, 9VAC25-260-50, 9VAC25-260-140, 9VAC25-260-155, 9VAC25-260-185, 9VAC25-260-187, 9VAC25-260-310, 9VAC25-260-390, 9VAC25-260-400, 9VAC25-260-410, 9VAC25-260-415, 9VAC25-260-440, 9VAC25-260-450, 9VAC25-260-460, 9VAC25-260-470, 9VAC25-260-510, 9VAC25-260-520, 9VAC25-260-530, 9VAC25-260-540). 
Statutory Authority: § 62.1-44.15 of the Code of Virginia; Clean Water Act (33 USC § 1251 et seq.); 40 CFR Part 131.
Effective Date: Effective upon the filing of notice of approval by the U.S. Environmental Protection Agency with the Registrar of Regulations.
Agency Contact: David Whitehurst, Department of Environmental Quality, 629 East Main Street, P.O. Box 1105, Richmond, VA 23218, telephone (804) 698-4121, FAX (804) 698-4032, TTY (804) 698-4021, or email david.whitehurst@deq.virginia.gov.
Summary:
The amendments include (i) increasing the stringency of lead criteria, (ii) reclassifying 20 waters from Class III (nontidal free flowing waters) to Class VII (swamp waters), (iii) adding site-specific maximum temperature criteria for four trout-stocked waters, and (iv) deleting the manganese criterion for public water supplies.
Changes since publication of the proposed regulation include correction of the aquatic life water quality criteria concentrations for lead in saltwater and removal from the final regulation of (i) the eight human health criteria parameters, (ii) the water quality criteria for ammonia to protect aquatic life in freshwater, and (iii) the designation for four Class VII swamp water designations.
Summary of Public Comments and Agency's Response: A summary of comments made by the public and the agency's response may be obtained from the promulgating agency or viewed at the office of the Registrar of Regulations.
Part I 
 Surface Water Standards with General, Statewide Application
9VAC25-260-5. Definitions.
The following words and terms when used in this chapter shall have the following meanings unless the context clearly indicates otherwise:
"Algicides" means chemical substances, most commonly copper-based, used as a treatment method to control algae growths.
"Board" means State Water Control Board.
"Chesapeake Bay and its tidal tributaries" means all tidally influenced waters of the Chesapeake Bay; western and eastern coastal embayments and tributaries; James, York, Rappahannock and Potomac Rivers and all their tidal tributaries to the end of tidal waters in each tributary (in larger rivers this is the fall line); and includes subdivisions 1, 2, 3, 4, 5, and 6 of 9VAC25-260-390, subdivisions 1, 1b, 1d, 1f and 1o of 9VAC25-260-410, subdivisions 5 and 5a of 9VAC25-260-415, subdivisions 1 and 1a of 9VAC25-260-440, subdivisions 2, 3, 3a, 3b and 3e of 9VAC25-260-520, and subdivision 1 of 9VAC25-260-530. This definition does not include free flowing sections of these waters.
"Criteria" means elements of the board's water quality standards, expressed as constituent concentrations, levels, or narrative statements, representing a quality of water that supports a particular use.  When criteria are met, water quality will generally protect the designated use.
"Department" or "DEQ" means the Virginia Department of Environmental Quality.
"Designated uses" means those uses specified in water quality standards for each water body waterbody or segment whether or not they are being attained.
"Drifting organisms" means planktonic organisms that are dependent on the current of the water for movement.
"Epilimnion" means the upper layer of nearly uniform temperature in a thermally stratified man-made lake or reservoir listed in 9VAC25-260-187 B.
"Existing uses" means those uses actually attained in the water body waterbody on or after November 28, 1975, whether or not they are included in the water quality standards.
"Lacustrine" means the zone within a lake or reservoir that corresponds to nonflowing lake-like conditions such as those near the dam. The other two zones within a reservoir are riverine (flowing, river-like conditions) and transitional (transition from river to lake conditions).
"Man-made lake or reservoir" means a constructed impoundment.
"Mixing zone" means a limited area or volume of water where initial dilution of a discharge takes place and where numeric water quality criteria can be exceeded but designated uses in the water body waterbody on the whole are maintained and lethality is prevented.
"Natural lake" means an impoundment that is natural in origin. There are two natural lakes in Virginia: Mountain Lake in Giles County and Lake Drummond located within the boundaries of Chesapeake and Suffolk in the Great Dismal Swamp.
"Passing organisms" means free swimming organisms that move with a mean velocity at least equal to the ambient current in any direction.
"Primary contact recreation" means any water-based form of recreation, the practice of which has a high probability for total body immersion or ingestion of water (examples include but are not limited to swimming, water skiing, canoeing and kayaking).
"Pycnocline" means the portion of the water column where density changes rapidly because of salinity and/or temperature. In an estuary the pycnocline is the zone separating deep, cooler more saline waters from the less saline, warmer surface waters. The upper and lower boundaries of a pycnocline are measured as a change in density per unit of depth that is greater than twice the change of the overall average for the total water column.
"Secondary contact recreation" means a water-based form of recreation, the practice of which has a low probability for total body immersion or ingestion of waters (examples include but are not limited to wading, boating and fishing).
"Swamp waters" means waters with naturally occurring low pH and low dissolved oxygen caused by: (i) low flow velocity that prevents mixing and reaeration of stagnant, shallow waters and (ii) decomposition of vegetation that lowers dissolved oxygen concentrations and causes tannic acids to color the water and lower the pH.
"Use attainability analysis" means a structured scientific assessment of the factors affecting the attainment of the use which may include physical, chemical, biological, and economic factors as described in 9VAC25-260-10 H.
"Water quality standards" means provisions of state or federal law which consist of a designated use or uses for the waters of the Commonwealth and water quality criteria for such waters based upon such uses. Water quality standards are to protect the public health or welfare, enhance the quality of water and serve the purposes of the State Water Control Law (§ 62.1-44.2 et seq. of the Code of Virginia) and the federal Clean Water Act (33 USC § 1251 et seq.).
"Wetlands" means those areas that are inundated or saturated by surface water or groundwater at a frequency and duration sufficient to support, and that under normal circumstances do support, a prevalence of vegetation typically adapted for life in saturated soil conditions. Wetlands generally include swamps, marshes, bogs, and similar areas.
 
9VAC25-260-50. Numerical criteria for dissolved oxygen, pH, and maximum temperature.***
| CLASS  | DESCRIPTION OF WATERS | DISSOLVED OXYGEN (mg/l)**** | pH | Max. Temp.(°C)
 | 
| Min. | Daily Avg. | 
| I | Open Ocean | 5.0 | ‑‑ | 6.0-9.0 | ‑‑ | 
| II | Tidal Waters in the Chowan Basin and the Atlantic Ocean Basin  | 4.0 | 5.0 | 6.0-9.0 | ‑‑ | 
| II | Tidal Waters in the Chesapeake Bay and its tidal tributaries | see 9VAC25-260-185 | 6.0-9.0 |   | 
| III | Nontidal Waters (Coastal and Piedmont Zones) | 4.0 | 5.0 | 6.0-9.0 | 32 | 
| IV | Mountainous Zones Waters | 4.0 | 5.0 | 6.0-9.0 | 31 | 
| V | Stockable Trout Waters | 5.0 | 6.0 | 6.0-9.0 | 21 | 
| VI | Natural Trout Waters | 6.0 | 7.0 | 6.0-9.0 | 20 | 
| VII | Swamp Waters | * | * | 3.7-8.0* | ** | 
*This classification recognizes that the natural quality of these waters may fluctuate outside of the values for D.O. and pH set forth above as water quality criteria in Class I through VI waters. The natural quality of these waters is the water quality found or expected in the absence of human-induced pollution. Water quality standards will not be considered violated when conditions are determined by the board to be natural and not due to human-induced sources. The board may develop site specific criteria for Class VII waters that reflect the natural quality of the waterbody when the evidence is sufficient to demonstrate that the site specific criteria rather than narrative criterion will fully protect aquatic life uses. Virginia Pollutant Discharge Elimination System limitations in Class VII waters shall not cause significant changes to the naturally occurring dissolved oxygen and pH fluctuations in these waters.
**Maximum temperature will be the same as that for Classes I through VI waters as appropriate.
***The water quality criteria in this section do not apply below the lowest flow averaged (arithmetic mean) over a period of seven consecutive days that can be statistically expected to occur once every 10 climatic years (a climatic year begins April 1 and ends March 31). See 9VAC25-260-310 and 9VAC25-260-380 through 9VAC25-260-540 for site specific adjustments to these criteria.
****For a thermally stratified man-made lake or reservoir in Class III, IV, V or VI waters that are listed in 9VAC25-260-187, these dissolved oxygen and pH criteria apply only to the epilimnion of the water body waterbody. When these waters are not stratified, the dissolved oxygen and pH criteria apply throughout the water column.
9VAC25-260-140. Criteria for surface water.
A. Instream water quality conditions shall not be acutely1 or chronically2 toxic except as allowed in 9VAC25-260-20 B (mixing zones). The following are definitions of acute and chronic toxicity conditions:
"Acute toxicity" means an adverse effect that usually occurs shortly after exposure to a pollutant. Lethality to an organism is the usual measure of acute toxicity. Where death is not easily detected, immobilization is considered equivalent to death.
"Chronic toxicity" means an adverse effect that is irreversible or progressive or occurs because the rate of injury is greater than the rate of repair during prolonged exposure to a pollutant. This includes low level, long-term effects such as reduction in growth or reproduction.
B. The following table is a list of numerical water quality criteria for specific parameters.
| Table of Parameters6, 7 | 
| PARAMETERCAS Number
 | USE DESIGNATION | 
| AQUATIC LIFE | HUMAN HEALTH | 
| FRESHWATER | SALTWATER | Public Water Supply3 | All Other Surface Waters4 | 
| Acute1 | Chronic2 | Acute1 | Chronic2 | 
| Acenapthene (μg/l) 83329
 |   |   |   |   | 670 | 990 | 
| Acrolein (μg/l) 107028
 | 3.0  | 3.0  |   |   | 6.1 | 9.3 | 
| Acrylonitrile (μg/l)107131
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.51 | 2.5 | 
| Aldrin (μg/l)309002
 Known or suspected carcinogen; human health criteria at risk level 10-5. | 3.0 |   | 1.3 |   | 0.00049 | 0.00050 | 
| Ammonia (μg/l)766‑41‑7
 Chronic criterion is a 30-day average concentration not to be exceeded more than once every three (3)years on the average. (see 9VAC25-260-155) |   |   |   |   |   |   | 
| Anthracene (μg/l)120127
 |   |   |   |   | 8,300 | 40,000 | 
| Antimony (μg/l)7440360
 |   |   |   |   | 5.6 | 640 | 
| Arsenic (μg/l)57440382
 | 340 | 150 | 69 | 36 | 10 |   | 
| Bacteria(see 9VAC25-260-160 and 9VAC25-260-170)
 |   |   |   |   |   |   | 
| Barium (μg/l)7440393
 |   |   |   |   | 2,000 |   | 
| Benzene (μg/l)71432
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 22 | 510 | 
| Benzidine (μg/l)92875
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.00086 | 0.0020 | 
| Benzo (a) anthracene (μg/l)56553
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.038 | 0.18 | 
| Benzo (b) fluoranthene (μg/l)205992
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.038 | 0.18 | 
| Benzo (k) fluoranthene (μg/l)207089
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.038 | 0.18 | 
| Benzo (a) pyrene (μg/l)50328
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.038 | 0.18 | 
| Bis2-Chloroethyl Ether (μg/l)111444
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.30 | 5.3 | 
| Bis2-Chloroisopropyl Ether (μg/l)108601
 |   |   |   |   | 1,400 | 65,000 | 
| Bis2-Ethylhexyl Phthalate (μg/l)117817
 Known or suspected carcinogen; human health criteria at risk level 10-5. Synonym = Di-2-Ethylhexyl Phthalate. |   |   |   |   | 12 | 22 | 
| Bromoform (μg/l)75252
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 43 | 1,400 | 
| Butyl benzyl phthalate (μg/l)85687
 |   |   |   |   | 1,500 | 1,900 | 
| Cadmium (μg/l)57440439
 Freshwater values are a function of total hardness as calcium carbonate (CaCO3) mg/l and the WER. The minimum hardness allowed for use in the equation below shall be 25 and the maximum hardness shall be 400 even when the actual ambient hardness is less than 25 or greater than 400. Freshwater acute criterion (μg/l)WER [ [e {1.128[In(hardness)] – 3.828}]
 [e {0.8407[In(hardness)]– 3.279}]] Freshwater chronic criterion (μg/l)WER [ [e {0.7852[In(hardness)] – 3.490}]
 [e {0.6247[In(hardness)] – 3.384}]] CFc WER = Water Effect Ratio = 1 unless determined otherwise under 9VAC25-260-140 F e = natural antilogarithm ln = natural logarithm [ CFc = conversion factor (chronic) CFc = 1.101672-[(ln hardness)(0.041838)]]
 | [ 3.9 1.8]CaCO3 = 100
 | [ 1.1 0.55]CaCO3 = 100
 | 40X WER
 | 8.8X WER
 | 5 |   | 
| Carbon tetrachloride (μg/l)56235
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | [ 2.3 4.3] |  [ 16 30] | 
| Carbaryl (μg/l) 63252 | 2.1 | 2.1 | 1.6 |  |  |  | 
| Chlordane (μg/l)57749
 Known or suspected carcinogen; human health criteria at risk level 10-5. | 2.4 | 0.0043 | 0.09 | 0.0040 | 0.0080 | 0.0081 | 
| Chloride (μg/l)16887006
 Human Healthhealth criterion to maintain acceptable taste and aesthetic quality and applies at the drinking water intake. Chloride criteria do not apply in Class II transition zones (see subsection C of this section). | 860,000 | 230,000 |   |   | 250,000 |   | 
| Chlorine, Total Residual (μg/l)7782505
 In DGIF class i and ii trout waters (9VAC25-260-390 through 9VAC25-260-540) or waters with threatened or endangered species are subject to the halogen ban (9VAC25-260-110). | 19 See 9VAC25-260-110 | 11 See 9VAC25-260-110 |   |   |   |   | 
| Chlorine Produced Oxidant (μg/l)7782505
 |   |   | 13 | 7.5 |   |   | 
| Chlorobenzene (μg/l)108907
 |   |   |   |   | 130 | 1,600 | 
| Chlorodibromomethane (μg/l)124481
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 4.0 | 130 | 
| Chloroform (μg/l)67663
 |   |   |   |   | 340 | 11,000 | 
| 2-Chloronaphthalene (μg/l)91587
 |   |   |   |   | 1,000 | 1,600 | 
| 2-Chlorophenol (μg/l)95578
 |   |   |   |   | 81 | 150 | 
| Chlorpyrifos (μg/l)2921882
 | 0.083 | 0.041 | 0.011 | 0.0056 |   |   | 
| Chromium III (μg/l)516065831
 Freshwater values are a function of total hardness as calcium carbonate CaCO3 mg/l and the WER. The minimum hardness allowed for use in the equation below shall be 25 and the maximum hardness shall be 400 even when the actual ambient hardness is less than 25 or greater than 400. Freshwater acute criterion μg/l WER [e{0.8190[In(hardness)]+3.7256}] (CFa) Freshwater chronic criterion μg/lWER [e{0.8190[In(hardness)]+0.6848}] (CFc)
 WER = Water Effect Ratio = 1 unless determined otherwise under 9VAC25-260-140.F e = natural antilogarithm ln = natural logarithm CF = conversion factor a (acute) or c (chronic) CFa= 0.316 CFc=0.860 | 570(CaCO3 = 100)
 | 74(CaCO3 = 100)
 |   |   | 100(total Cr)
 |   | 
| Chromium VI (μg/l)518540299
 | 16 | 11 | 1,100 | 50 |   |   | 
| Chrysene (μg/l)218019
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.00380.038
 | 0.018 | 
| Copper (μg/l)57440508
 Freshwater values are a function of total hardness as calcium carbonate CaCO3 mg/l and the WER. The minimum hardness allowed for use in the equation below shall be 25 and the maximum hardness shall be 400 even when the actual ambient hardness is less than 25 or greater than 400. Freshwater acute criterion (μg/l) WER [e {0.9422[In(hardness)]-1.700}] (CFa) Freshwater chronic criterion (μg/l)WER [e {0.8545[In(hardness)]-1.702}] (CFc)
 WER = Water Effect Ratio = 1 unless determined otherwise under 9VAC25-260-140 F. e = natural antilogarithm ln = natural logarithm CF = conversion factor a (acute) or c (chronic) CFa = 0.960 CFc = 0.960 Alternate copper criteria in freshwater: the freshwater criteria for copper can also be calculated using the EPA 2007 Biotic Ligand Model (See 9VAC25-260-140 G). Acute saltwater criterion is a 24-hour average not to be exceeded more than once every three years on the average. | 13CaCO3 = 100
 | 9.0CaCO3 = 100
 | 9.3X WER
 | 6.0X WER
 | 1,300 |   | 
| Cyanide, Free (μg/l)57125
 | 22 | 5.2 | 1.0 | 1.0 | [ 140 4.2] | [ 16,000 480] | 
| DDD (μg/l)72548
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.0031 | 0.0031 | 
| DDE (μg/l)72559
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.0022 | 0.0022 | 
| DDT (μg/l)50293
 Known or suspected carcinogen;human health criteria at risk level 10-5. Total concentration of DDT and metabolites shall not exceed aquatic life criteria. | 1.1 | 0.0010 | 0.13 | 0.0010 | 0.0022 | 0.0022 | 
| Demeton (μg/l)8065483
 |   | 0.1 |   | 0.1 |   |   | 
| Diazinon (μg/l) 333415
 | 0.17 | 0.17 | 0.82 | 0.82 |   |   | 
| Dibenz (a, h) anthracene (μg/l)53703
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.038 | 0.18 | 
| 1,2-Dichlorobenzene (μg/l)95501
 |   |   |   |   | 420 | 1,300 | 
| 1,3-Dichlorobenzene (μg/l)541731
 |   |   |   |   | 320 | 960 | 
| 1,4 Dichlorobenzene (μg/l)106467
 |   |   |   |   | 63 | 190 | 
| 3,3 Dichlorobenzidine (μg/l)91941
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.21 | 0.28 | 
| Dichlorobromomethane (μg/l)75274
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 5.5 | 170 | 
| 1,2 Dichloroethane (μg/l)107062
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 3.8 | 370 | 
| 1,1 Dichloroethylene (μg/l) 75354
 |   |   |   |   | 330 | 7,100 | 
| 1,2-trans-dichloroethylene (μg/l) 156605
 |   |   |   |   | 140 | 10,000 | 
| 2,4 Dichlorophenol (μg/l)120832
 |   |   |   |   | 77 | 290 | 
| 2,4 Dichlorophenoxy acetic acid (2,4-D) (μg/l)94757
 |   |   |   |   | 100 |   | 
| 1,2-Dichloropropane (μg/l)78875
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 5.0 | 150 | 
| 1,3-Dichloropropene (μg/l)542756
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 3.4 | 210 | 
| Dieldrin (μg/l)60571
 Known or suspected carcinogen; human health criteria at risk level 10-5. | 0.24 | 0.056 | 0.71 | 0.0019 | 0.00052 | 0.00054 | 
| Diethyl Phthalate (μg/l)84662
 |   |   |   |   | 17,000 | 44,000 | 
| 2,4 Dimethylphenol (μg/l)105679
 |   |   |   |   | 380 | 850 | 
| Dimethyl Phthalate (μg/l)131113
 |   |   |   |   | 270,000 | 1,100,000 | 
| Di-n-Butyl Phthalate (μg/l)84742
 |   |   |   |   | 2,000 | 4,500 | 
| 2,4 Dinitrophenol (μg/l)51285
 |   |   |   |   | 69 | 5,300 | 
| 2-Methyl-4,6-Dinitrophenol (μg/l)534521
 |   |   |   |   | 13 | 280 | 
| 2,4 Dinitrotoluene (μg/l)121142
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 1.1 | 34 | 
| Dioxin 2, 3, 7, 8-tetrachlorodibenzo-p-dioxin (μg/l)1746016
 |   |   |   |   | 5.0 E-8 | 5.1 E-8 | 
| 1,2-Diphenylhydrazine (μg/l)122667
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.36 | 2.0 | 
| Dissolved Oxygen (μg/l)(See 9VAC25-260-50)
 |   |   |   |   |   |   | 
| Alpha-Endosulfan (μg/l)959988
 Total concentration alpha and beta-endosulfan shall not exceed aquatic life criteria. | 0.22 | 0.056 | 0.034 | 0.0087 | 62 | 89 | 
| Beta-Endosulfan (μg/l)33213659
 Total concentration alpha and beta-endosulfan shall not exceed aquatic life criteria. | 0.22 | 0.056 | 0.034 | 0.0087 | 62 | 89 | 
| Endosulfan Sulfate (μg/l)1031078
 |   |   |   |   | 62 | 89 | 
| Endrin (μg/l)72208
 | 0.086 | 0.036 | 0.037 | 0.0023 | 0.059 | 0.060 | 
| Endrin Aldehyde (μg/l)7421934
 |   |   |   |   | 0.29 | 0.30 | 
| Ethylbenzene (μg/l)100414
 |   |   |   |   | 530 | 2,100 | 
| Fecal Coliform (see 9VAC25-260-160)
 |   |   |   |   |   |   | 
| Fluoranthene (μg/l)206440
 |   |   |   |   | 130 | 140 | 
| Fluorene (μg/l)86737
 |   |   |   |   | 1,100 | 5,300 | 
| Foaming Agents (μg/l)Criterion measured as methylene blue active substances. Criterion to maintain acceptable taste, odor, or aesthetic quality of drinking water and applies at the drinking water intake.
 |   |   |   |   | 500 |   | 
| Guthion (μg/l)86500
 |   | 0.01 |   | 0.01 |   |   | 
| Heptachlor (μg/l)76448
 Known or suspected carcinogen; human health criteria at risk level 10-5. | 0.52 | 0.0038 | 0.053 | 0.0036 | 0.00079 | 0.00079 | 
| Heptachlor Epoxide (μg/l)1024573
 Known or suspected carcinogen; human health criteria at risk level 10-5. | 0.52 | 0.0038 | 0.053 | 0.0036 | 0.00039 | 0.00039 | 
| Hexachlorobenzene (μg/l)118741
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.0028 | 0.0029 | 
| Hexachlorobutadiene (μg/l)87683
 Known or suspected carcinogen; human health criteria at risk level 10-5.
 |   |   |   |   | 4.4 | 180 | 
| Hexachlorocyclohexane Alpha-BHC (μg/l)319846
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.026 | 0.049 | 
| Hexachlorocyclohexane Beta-BHC (μg/l)319857
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.091 | 0.17 | 
| Hexachlorocyclohexane (μg/l) (Lindane) Gamma-BHC58899
 Known or suspected carcinogen;human health criteria at risk level 10-5. | 0.95 |   | 0.16 |   | 0.98 | 1.8 | 
| Hexachlorocyclopentadiene (μg/l)77474
 |   |   |   |   | 40 | 1,100 | 
| Hexachloroethane (μg/l)67721
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | [ 14 5.0] | [ 33 12] | 
| Hydrogen sulfide (μg/l)7783064
 |   | 2.0 |   | 2.0 |   |   | 
| Indeno (1,2,3,-cd) pyrene (μg/l)193395
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.038 | 0.18 | 
| Iron (μg/l)7439896
 Criterion to maintain acceptable taste, odor or aesthetic quality of drinking water and applies at the drinking water intake. |   |   |   |   | 300 |   | 
| Isophorone (μg/l)78591
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 350 | 9,600 | 
| Kepone (μg/l)143500
 |   | zero |   | zero |   |   | 
| Lead (μg/l)57439921
 Freshwater values are a function of total hardness as calcium carbonate CaCO3 mg/l and the water effect ratio. The minimum hardness allowed for use in the equation below shall be 25 and the maximum hardness shall be 400 even when the actual ambient hardness is less than 25 or greater than 400. Freshwater acute criterion (μg/l)WER [e {1.273[In(hardness)]-1.084}](CFa)
 Freshwater chronic criterion (μg/l)WER [e {1.273[In(hardness)]-3.259}](CFc)
 WER = Water Effect Ratio = 1 unless determined otherwise under 9VAC25-260-140 F e = natural antilogarithm ln = natural logarithm CF = conversion factor a (acute) or c (chronic) CFa = 1.46203-[(ln hardness)(0.145712)] CFc = 1.46203-[(ln hardness)(0.145712)] | 12094CaCO3 = 100
 | 1411CaCO3 = 100
 | [ 240230 ] X WER | [ 9.38.8 ] X WER | 15 |   | 
| Malathion (μg/l)121755
 |   | 0.1 |   | 0.1 |   |   | 
| Manganese (μg/l)7439965
 Criterion to maintain acceptable taste, odor or aesthetic quality of drinking water and applies at the drinking water intake.
 |   |   |   |   | 50
 |   | 
| Mercury (μg/l) 57439976
 | 1.4 | 0.77 | 1.8 | 0.94 |   |   | 
| Methyl Bromide (μg/l)74839
 |   |   |   |   | 47 | 1,500 | 
| Methyl Mercury (Fish Tissue Criterion mg/kg) 8 22967926
 |   |   |   |   | 0.30 | 0.30 | 
| Methylene Chloride (μg/l) 75092
 Known or suspected carcinogen; human health criteria at risk level 10-5. Synonym = Dichloromethane |   |   |   |   | [ 46 170] | [ 5,900 22,000] | 
| Methoxychlor (μg/l)72435
 |   | 0.03 |   | 0.03 | 100 |   | 
| Mirex (μg/l)2385855
 |   | zero |   | zero |   |   | 
| Nickel (μg/l)5744002
 Freshwater values are a function of total hardness as calcium carbonate CaCO3 mg/l and the WER. The minimum hardness allowed for use in the equation below shall be 25 and the maximum hardness shall be 400 even when the actual ambient hardness is less than 25 or greater than 400. Freshwater acute criterion (μg/l)WER [e {0.8460[In(hardness)] + 1.312}] (CFa)
 Freshwater chronic criterion (μg/l)WER [e {0.8460[In(hardness)] - 0.8840}] (CFc)
 WER = Water Effect Ratio = 1 unless determined otherwise under 9VAC25-260-140 F e = natural antilogarithm ln = natural logarithm CF = conversion factor a (acute) or c (chronic) CFa = 0.998 CFc = 0.997 | 180CaCO3 = 100
 | 20CaCO3 = 100
 | 74 X WER | 8.2 X WER | 610 | 4,600 | 
| Nitrate as N (μg/l)14797558
 |   |   |   |   | 10,000 |   | 
| Nitrobenzene (μg/l)98953
 |   |   |   |   | [ 17 68] | [ 690 2,800] | 
| N-Nitrosodimethylamine (μg/l)62759
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.0069 | 30 | 
| N-Nitrosodiphenylamine (μg/l)86306
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 33 | 16060
 | 
| N-Nitrosodi-n-propylamine (μg/l)621647
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.050 | 5.1 | 
| Nonylphenol (μg/l)
 104405184852153 | 28 | 6.6 | 7.0 | 1.7 |   |   | 
| Parathion (μg/l)56382
 | 0.065 | 0.013 |   |   |   |   | 
| PCB Total (μg/l)1336363
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   | 0.014 |   | 0.030 | 0.00064 | 0.00064 | 
| Pentachlorophenol (μg/l)87865
 Known or suspected carcinogen; human health criteria risk level at 10-5. Freshwater acute criterion (μg/l)e (1.005(pH)-4.869)
 Freshwater chronic criterion (μg/l)e (1.005(pH)-5.134)
 | 8.7 pH = 7.0
 | 6.7pH = 7.0
 | 13 | 7.9 | [ 2.7 0.80] | [ 30 9.1] | 
| pHSee 9VAC25-260-50
 |   |   |   |   |   |   | 
| Phenol (μg/l)108952
 |   |   |   |   | 10,000 | 860,000 | 
| Phosphorus Elemental (μg/l)7723140
 |   |   |   | 0.10 |   |   | 
| Pyrene (μg/l)129000
 |   |   |   |   | 830 | 4,000 | 
| Radionuclides |   |   |   |   |   |   | 
| Gross Alpha Particle Activity (pCi/L) |   |   |   |   | 15 |   | 
| Beta Particle & Photon Activity (mrem/yr) (formerly man-made radionuclides) |   |   |   |   | 4 |   | 
| Combined Radium 226 and 228 (pCi/L) |   |   |   |   | 5 |   | 
| Uranium (μg/L) |   |   |   |   | 30 |   | 
| Selenium (μg/l)57782492
 WER shall not be used for freshwater acute and chronic criteria. Freshwater criteria expressed as total recoverable. | 20 | 5.0 | 290 X WER
 | 71 X WER
 | 170 | 4,200 | 
| Silver (μg/l)57440224
 Freshwater values are a function of total hardness as calcium carbonate (CaCO3) mg/l and the WER. The minimum hardness allowed for use in the equation below shall be 25 and the maximum hardness shall be 400 even when the actual ambient hardness is less than 25 or greater than 400. Freshwater acute criterion (μg/l)WER [e {1.72[In(hardness)]-6.52}] (CFa)
 WER = Water Effect Ratio = 1 unless determined otherwise under 9VAC25-260-140 F e = natural antilogarithm ln = natural logarithm CF = conversion factor a (acute) or c (chronic) CFa = 0.85 | 3.4; CaCO3 = 100 |   | 1.9 X WER
 |   |   |   | 
| Sulfate (μg/l) Criterion to maintain acceptable taste, odor or aesthetic quality of drinking water and applies at the drinking water intake. |   |   |   |   | 250,000 |   | 
| Temperature See 9VAC25-260-50 |   |   |   |   |   |   | 
| 1,1,2,2-Tetrachloroethane (μg/l)79345
 Known or suspected carcinogen; human health criteria at risk level 10-5
 ). |   |   |   |   | 1.7 | 40 | 
| Tetrachloroethylene (μg/l)127184
 Known or suspected carcinogen; human health criteria at risk level 10-5
 ). |   |   |   |   | [ 6.9 130] | [ 33 620] | 
| Thallium (μg/l)7440280
 |   |   |   |   | 0.24 | 0.47 | 
| Toluene (μg/l)108883
 |   |   |   |   | 510 | 6,000 | 
| Total Dissolved Solids (μg/l) Criterion to maintain acceptable taste, odor or aesthetic quality of drinking water and applies at the drinking water intake.
 |   |   |   |   | 500,000 |   | 
| Toxaphene (μg/l)8001352
 Known or suspected carcinogen; human health criteria at risk level 10-5.
 | 0.73 | 0.0002 | 0.21 | 0.0002 | 0.0028 | 0.0028 | 
| Tributyltin (μg/l)60105
 | 0.46 | 0.072 | 0.42 | 0.0074 |   |   | 
| 1, 2, 4 Trichlorobenzene (μg/l)120821
 |   |   |   |   | 35 | 70 | 
| 1,1,2-Trichloroethane (μg/l)79005
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 5.9 | 160 | 
| Trichloroethylene (μg/l)79016
 Known or suspected carcinogen;human health criteria at risk level 10-5. |   |   |   |   | [ 25 7.0] | [ 300 82] | 
| 2, 4, 6-Trichlorophenol (μg/l)88062
 Known or suspected carcinogen; human health criteria at risk level 10-5.. |   |   |   |   | 14 | 24 | 
| 2-(2, 4, 5-Trichlorophenoxy) propionic acid (Silvex) (μg/l)93721
 |   |   |   |   | 50 |   | 
| Vinyl Chloride (μg/l)75014
 Known or suspected carcinogen; human health criteria at risk level 10-5. |   |   |   |   | 0.25 | 24 | 
| Zinc (μg/l)57440666
 Freshwater values are a function of total hardness as calcium carbonate (CaCO3) mg/l and the WER. The minimum hardness allowed for use in the equation below shall be 25 and the maximum,hardness shall be 400 even when the actual ambient hardness is less than 25 or greater than 400. Freshwater acute criterion (μg/l)WER [e {0.8473[In(hardness)]+0.884}] (CFa)
 Freshwater chronic criterion (μg/l)WER [e{0.8473[In(hardness)]+0.884}] (CFc)
 WER = Water Effect Ratio = 1 unless determined otherwise under 9VAC25-260-140 F e = base e exponential function.natural antilogarithm ln = log normal functionnatural logarithm CF = conversion factor a (acute) or c (chronic) CFa = 0.978 CFc = 0.986 | 120 CaCO3 = 100 | 120 CaCO3 = 100 | 90 X WER
 | 81X WER
 | 7,400 | 26,000 | 
1One hour average concentration not to be exceeded more than once every 3 years on the average, unless otherwise noted.
2Four-day average concentration not to be exceeded more than once every 3 years on the average, unless otherwise noted.
3Criteria have been calculated to protect human health from toxic effects through drinking water and fish consumption, unless otherwise noted and apply in segments designated as PWS in 9VAC25-260-390-540 through 9VAC25-260-540.
4Criteria have been calculated to protect human health from toxic effects through fish consumption, unless otherwise noted and apply in all other surface waters not designated as PWS in 9VAC25-260-390-540 through 9VAC25-260-540.
5Acute and chronic saltwater and freshwater aquatic life criteria apply to the biologically available form of the metal and apply as a function of the pollutant's water effect ratio (WER) as defined in 9VAC25-260-140 F (WER X criterion). Metals measured as dissolved shall be considered to be biologically available, or, because local receiving water characteristics may otherwise affect the biological availability of the metal, the biologically available equivalent measurement of the metal can be further defined by determining a water effect ratio (WER) and multiplying the numerical value shown in 9VAC25-260-140 B by the WER. Refer to 9VAC25-260-140 F. Values displayed above in the table are examples and correspond to a WER of 1.0. Metals criteria have been adjusted to convert the total recoverable fraction to dissolved fraction using a conversion factor. Criteria that change with hardness have the conversion factor listed in the table above.
6The flows listed below are default design flows for calculating steady state waste load wasteload allocations unless statistically valid methods are employed which demonstrate compliance with the duration and return frequency of the water quality criteria.
| Aquatic Life: | 
| Acute criteria | 1Q10 | 
| Chronic criteria | 7Q10 | 
| Chronic criteria (ammonia) | 30Q10 | 
| Human Health: | 
| Noncarcinogens | 30Q5 | 
| Carcinogens | Harmonic mean | 
The following are defined for this section:
"1Q10" means the lowest flow averaged over a period of one 1 day which on a statistical basis can be expected to occur once every 10 climatic years.
"7Q10" means the lowest flow averaged over a period of seven 7 consecutive days that can be statistically expected to occur once every 10 climatic years.
"30Q5" means the lowest flow averaged over a period of 30 consecutive days that can be statistically expected to occur once every five 5 climatic years.
"30Q10" means the lowest flow averaged over a period of 30 consecutive days that can be statistically expected to occur once every 10 climatic years.
"Averaged" means an arithmetic mean.
"Climatic year" means a year beginning on April 1 and ending on March 31.
7The criteria listed in this table are two significant digits. For other criteria that are referenced to other sections of this regulation in this table, all numbers listed as criteria values are significant.
8The fish tissue criterion for methylmercury applies to a concentration of 0.30 mg/kg as wet weight in edible tissue for species of fish and/or and shellfish resident in a waterbody that are commonly eaten in the area and have commercial, recreational, or subsistence value.
C. Application of freshwater and saltwater numerical criteria. The numerical water quality criteria listed in subsection B of this section (excluding dissolved oxygen, pH, temperature) shall be applied according to the following classes of waters (see 9VAC25-260-50) and boundary designations:
| CLASS OF WATERS | NUMERICAL CRITERIA | 
| I and II (Estuarine Waters) | Saltwater criteria apply | 
| II (Transition Zone) | More stringent of either the freshwater or saltwater criteria apply | 
| II (Tidal Freshwater), III, IV, V, VI and VII | Freshwater criteria apply | 
The following describes the boundary designations for Class II, (estuarine, transition zone and tidal freshwater waters) by river basin:
1. Rappahannock Basin. Tidal freshwater is from the fall line of the Rappahannock River to the upstream boundary of the transition zone including all tidal tributaries that enter the tidal freshwater Rappahannock River.
Transition zone upstream boundary – N38° 4'56.59"/-W76° 58' 47.93" (430 feet east of Hutchinson Swamp) to N38° 5' 23.33"/-W76° 58' 24.39" (0.7 miles upstream of Peedee Creek).
Transition zone downstream boundary – N37° 58'45.80"/-W76° 55' 28.75" (1,000 feet downstream of Jenkins Landing) to N37° 59' 20.07/-W76° 53' 45.09" (0.33 miles upstream of Mulberry Point). All tidal waters that enter the transition zone are themselves transition zone waters.
Estuarine waters are from the downstream boundary of the transition zone to the mouth of the Rappahannock River (Buoy 6), including all tidal tributaries that enter the estuarine waters of the Rappahannock River.
2. York Basin. Tidal freshwater is from the fall line of the Mattaponi River at N37° 47' 20.03"/W77° 6' 15.16" (800 feet upstream of the Route 360 bridge in Aylett) to the upstream boundary of the Mattaponi River transition zone, and from the fall line of the Pamunkey River at N37° 41'22.64"/W77° 12' 50.83" (2,000 feet upstream of Totopotomy Creek) to the upstream boundary of the Pamunkey River transition zone, including all tidal tributaries that enter the tidal freshwaters of the Mattaponi and Pamunkey Rivers.
Mattaponni Mattaponi River transition zone upstream boundary – N37° 39' 29.65"/W76° 52' 53.29" (1,000 feet upstream of Mitchell Hill Creek) to N37° 39' 24.20"/W76° 52' 55.87" (across from Courthouse Landing).
Mattaponi River transition zone downstream boundary – N37° 32'19.76"/W76° 47' 29.41" (old Lord Delaware Bridge, west side) to N37°32' 13.25"/W76° 47' 10.30" (old Lord Delaware Bridge, east side).
Pamunkey River transition zone upstream boundary – N37° 32'36.63"/W76° 58' 29.88" (Cohoke Marsh, 0.9 miles upstream of Turkey Creek) to N37° 32' 36.51"/W76° 58' 36.48" (0.75 miles upstream of creek at Cook Landing).
Pamunkey River transition zone downstream boundary – N37° 31'57.90"/W76° 48' 38.22" (old Eltham Bridge, west side) to N37°32' 6.25"/W76° 48' 18.82" (old Eltham Bridge, east side).
All tidal tributaries that enter the transition zones of the Mattaponi and Pamunkey Rivers are themselves in the transition zone.
Estuarine waters are from the downstream boundary of the transition zones of the Mattaponi and Pamunkey Rivers to the mouth of the York River (Tue Marsh Light) including all tidal tributaries that enter the estuarine waters of the York River.
3. James Basin. Tidal Freshwater freshwater is from the fall line of the James River in the City of Richmond upstream of Mayo Bridge to the upstream boundary of the transition zone, including all tidal tributaries that enter the tidal freshwater James River.
James River transition zone upstream boundary – N37° 14'28.25"/W76° 56' 44.47" (at Tettington) to N37° 13' 38.56"/W76°56' 47.13" (0.3 miles downstream of Sloop Point).
Chickahominy River transition zone upstream boundary – N37°25' 44.79"/W77° 1' 41.76" (Holly Landing).
Transition zone downstream boundary – N37° 12' 7.23"/W76°37' 34.70" (near Carters Grove Home, 1.25 miles downstream of Grove Creek) to N37° 9' 17.23"/W76° 40' 13.45" (0.7 miles upstream of Hunnicutt Creek). All tidal waters that enter the transition zone are themselves transition zone waters.
Estuarine waters are from the downstream transition zone boundary to the mouth of the James River (Buoy 25) including all tidal tributaries that enter the estuarine waters of the James River.
4. Potomac Basin. Tidal Freshwater freshwater includes all tidal tributaries that enter the Potomac River from its fall line at the Chain Bridge (N38° 55' 46.28"/W77° 6' 59.23") to the upstream transition zone boundary near Quantico, Virginia.
Transition zone includes all tidal tributaries that enter the Potomac River from N38° 31' 27.05"/W77° 17' 7.06" (midway between Shipping Point and Quantico Pier) to N38° 23' 22.78"/W77° 1' 45.50" (one mile southeast of Mathias Point).
Estuarine waters includes all tidal tributaries that enter the Potomac River from the downstream transition zone boundary to the mouth of the Potomac River (Buoy 44B).
5. Chesapeake Bay, Atlantic Ocean, and small coastal basins. Estuarine waters include the Atlantic Ocean tidal tributaries, and the Chesapeake Bay and its small coastal basins from the Virginia state line to the mouth of the bay (a line from Cape Henry drawn through Buoys 3 and 8 to Fishermans Island), and its tidal tributaries, excluding the Potomac tributaries and those tributaries listed above in subdivisions 1 through 4 of this subsection.
6. Chowan River Basin. Tidal freshwater includes the Northwest River and its tidal tributaries from the Virginia-North Carolina state line to the free flowing portion, the Blackwater River and its tidal tributaries from the Virginia-North Carolina state line to the end of tidal waters at approximately state route 611 at river mile 20.90, the Nottoway River and its tidal tributaries from the Virginia-North Carolina state line to the end of tidal waters at approximately Route 674, and the North Landing River and its tidal tributaries from the Virginia-North Carolina state line to the Great Bridge Lock.
Transition zone includes Back Bay and its tributaries in the City of Virginia Beach to the Virginia-North Carolina state line.
D. Site-specific modifications to numerical water quality criteria.
1. The board may consider site-specific modifications to numerical water quality criteria in subsection B of this section where the applicant or permittee demonstrates that the alternate numerical water quality criteria are sufficient to protect all designated uses (see 9VAC25-260-10) of that particular surface water segment or body.
2. Any demonstration for site-specific human health criteria shall be restricted to a reevaluation of the bioconcentration or bioaccumulation properties of the pollutant. The exceptions to this restriction are for site-specific criteria for taste, odor, and aesthetic compounds noted by double asterisks in subsection B of this section and nitrates.
3. Procedures for promulgation and review of site-specific modifications to numerical water quality criteria resulting from subdivisions 1 and 2 of this subsection.
a. Proposals describing the details of the site-specific study shall be submitted to the board's staff for approval prior to commencing the study.
b. Any site-specific modification shall be promulgated as a regulation in accordance with the Administrative Process Act (§ 2.2-4000 et seq. of the Code of Virginia). All site-specific modifications shall be listed in 9VAC25-260-310 (Special standards and requirements).
E. Variances to water quality standards.
1. A variance from numeric criteria may be granted to a discharger if it can be demonstrated that one or more of the conditions in 9VAC25-260-10 H limit the attainment of one or more specific designated uses.
a. Variances shall apply only to the discharger to whom they are granted and shall be reevaluated and either continued, modified or revoked at the time of permit issuance. At that time the permittee shall make a showing that the conditions for granting the variance still apply.
b. Variances shall be described in the public notice published for the permit. The decision to approve a variance shall be subject to the public participation requirements of the Virginia Pollutant Discharge Elimination System (VPDES) Permit Regulation, 9VAC25-31 (Permit Regulation).
c. Variances shall not prevent the maintenance and protection of existing uses or exempt the discharger or regulated activity from compliance with other appropriate technology or water quality-based limits or best management practices.
d. Variances granted under this section shall not apply to new discharges.
e. Variances shall be submitted by the department's Division of Scientific Research or its successors to the U.S. Environmental Protection Agency for review and approval/ or disapproval.
f. A list of variances granted shall be maintained by the department's Division of Scientific Research or its successors.
2. None of the variances in this subsection shall apply to the halogen ban section (9VAC25-260-110) or temperature criteria in 9VAC25-260-50 if superseded by § 316(a) of the Clean Water Act requirements. No variances in this subsection shall apply to the criteria that are designed to protect human health from carcinogenic and noncarcinogenic toxic effects (subsection B of this section) with the exception of the metals, and the taste, odor, and aesthetic compounds noted by double asterisks and nitrates, listed in subsection B of this section.
F. Water effect ratio.
1. A water effects ratio (WER) shall be determined by measuring the effect of receiving water (as it is or will be affected by any discharges) on the bioavailability or toxicity of a metal by using standard test organisms and a metal to conduct toxicity tests simultaneously in receiving water and laboratory water. The ratio of toxicities of the metal(s) in the two waters is the WER (toxicity in receiving water divided by toxicity in laboratory water = equals WER). Once an acceptable WER for a metal is established, the numerical value for the metal in subsection B of this section is multiplied by the WER to produce an instream concentration that will protect designated uses. This instream concentration shall be utilized in permitting decisions.
2. The WER shall be assigned a value of 1.0 unless the applicant or permittee demonstrates to the department's satisfaction in a permit proceeding that another value is appropriate, or unless available data allow the department to compute a WER for the receiving waters. The applicant or permittee is responsible for proposing and conducting the study to develop a WER. The study may require multiple testing over several seasons. The applicant or permittee shall obtain the department's Division of Scientific Research or its successor approval of the study protocol and the final WER.
3. The Permit Regulation at 9VAC25-31-230 C requires that permit limits for metals be expressed as total recoverable measurements. To that end, the study used to establish the WER may be based on total recoverable measurements of the metals.
4. The Environmental Protection Agency views the WER in any particular case as a site-specific criterion. Therefore, the department's Division of Scientific Research or its successor shall submit the results of the study to the Environmental Protection Agency for review and approval/disapproval within 30 days of the receipt of certification from the state's Office of the Attorney General. Nonetheless, the The WER is established in a permit proceeding, shall be described in the public notice associated with the permit proceeding, and applies only to the applicant or permittee in that proceeding. The department's action to approve or disapprove a WER is a case decision, not an amendment to the present regulation.
The decision to approve or disapprove a WER shall be subject to the public participation requirements of the Permit Regulation, Part IV (9VAC25-31-260 et seq.). A list of final WERs will be maintained by the department's Division of Scientific Research or its successor.
5. A WER shall not be used for the freshwater and saltwater chronic mercury criteria or the freshwater acute and chronic selenium criteria.
G. Biotic Ligand Model for copper. On a case-by-case basis, EPA's 2007 copper criteria (EPA-822-F-07-001) biotic ligand model (BLM) for copper may be used to determine alternate copper criteria for freshwater sites. The BLM is a bioavailability model that uses receiving water characteristics to develop site-specific criteria. Site-specific data for 10 parameters are needed to use the BLM. These parameters are temperature, pH, dissolved organic carbon, calcium, magnesium, sodium, potassium, sulfate, chloride, and alkalinity. If sufficient data for these parameters are available, the BLM can be used to calculate alternate criteria values for the copper criteria. The BLM would be used instead of the hardness-based criteria and takes the place of the hardness adjustment and the WER. A WER will not be applicable with the BLM.
 
9VAC25-260-155. Ammonia surface water quality criteria.
EDITOR'S NOTE: The proposed amendments to subsections A, B, and C of 9VAC25-260-155, published in 31:22 VA.R. 1974-1985 June 29, 2015, were not adopted by the State Water Control Board. Since no changes were made to these subsections, the text is removed from the final regulation.
[ D. E. ] The one-hour average concentration of total ammonia nitrogen (in mg N/L) in saltwater shall not exceed, more than once every three years on the average, the acute criteria below:
| Acute Ammonia Saltwater Criteria Total Ammonia Nitrogen (mg N/L)
 Salinity = 10 g/kg
 | 
|   | Temperature °C | 
| pH | 0 | 5 | 10 | 15 | 20 | 25 | 30 | 35 | 
| 7.00 | 231.9 | 159.8 | 110.1 | 75.88 | 52.31 | 36.08 | 24.91 | 17.21 | 
| 7.20 | 146.4 | 100.9 | 69.54 | 47.95 | 33.08 | 22.84 | 15.79 | 10.93 | 
| 7.40 | 92.45 | 63.73 | 43.94 | 30.32 | 20.94 | 14.48 | 10.03 | 6.97 | 
| 7.60 | 58.40 | 40.28 | 27.80 | 19.20 | 13.28 | 9.21 | 6.40 | 4.47 | 
| 7.80 | 36.92 | 25.48 | 17.61 | 12.19 | 8.45 | 5.88 | 4.11 | 2.89 | 
| 8.00 | 23.37 | 16.15 | 11.18 | 7.76 | 5.40 | 3.78 | 2.66 | 1.89 | 
| 8.20 | 14.81 | 10.26 | 7.13 | 4.97 | 3.48 | 2.46 | 1.75 | 1.27 | 
| 8.40 | 9.42 | 6.54 | 4.57 | 3.20 | 2.27 | 1.62 | 1.18 | 0.87 | 
| 8.60 | 6.01 | 4.20 | 2.95 | 2.09 | 1.50 | 1.09 | 0.81 | 0.62 | 
| 8.80 | 3.86 | 2.72 | 1.93 | 1.39 | 1.02 | 0.76 | 0.58 | 0.46 | 
| 9.00 | 2.51 | 1.79 | 1.29 | 0.95 | 0.71 | 0.55 | 0.44 | 0.36 | 
| Salinity = 20 g/kg | 
|   | Temperature °C | 
| pH | 0 | 5 | 10 | 15 | 20 | 25 | 30 | 35 | 
| 7.00 | 247.6 | 170.5 | 117.5 | 80.98 | 55.83 | 38.51 | 26.58 | 18.36 | 
| 7.20 | 156.3 | 107.7 | 74.21 | 51.17 | 35.30 | 24.37 | 16.84 | 11.66 | 
| 7.40 | 98.67 | 68.01 | 46.90 | 32.35 | 22.34 | 15.44 | 10.70 | 7.43 | 
| 7.60 | 62.33 | 42.98 | 29.66 | 20.48 | 14.17 | 9.82 | 6.82 | 4.76 | 
| 7.80 | 39.40 | 27.19 | 18.78 | 13.00 | 9.01 | 6.26 | 4.37 | 3.07 | 
| 8.00 | 24.93 | 17.23 | 11.92 | 8.27 | 5.76 | 4.02 | 2.83 | 2.01 | 
| 8.20 | 15.80 | 10.94 | 7.59 | 5.29 | 3.70 | 2.61 | 1.86 | 1.34 | 
| 8.40 | 10.04 | 6.97 | 4.86 | 3.41 | 2.41 | 1.72 | 1.24 | 0.91 | 
| 8.60 | 6.41 | 4.47 | 3.14 | 2.22 | 1.59 | 1.15 | 0.85 | 0.65 | 
| 8.80 | 4.11 | 2.89 | 2.05 | 1.47 | 1.07 | 0.80 | 0.61 | 0.48 | 
| 9.00 | 2.67 | 1.90 | 1.36 | 1.00 | 0.75 | 0.57 | 0.46 | 0.37 | 
| Salinity = 30 g/kg | 
|   | Temperature °C | 
| pH | 0 | 5 | 10 | 15 | 20 | 25 | 30 | 35 | 
| 7.00 | 264.6 | 182.3 | 125.6 | 86.55 | 59.66 | 41.15 | 28.39 | 19.61 | 
| 7.20 | 167.0 | 115.1 | 79.31 | 54.68 | 37.71 | 26.03 | 17.99 | 12.45 | 
| 7.40 | 105.5 | 72.68 | 50.11 | 34.57 | 23.87 | 16.50 | 11.42 | 7.92 | 
| 7.60 | 66.61 | 45.93 | 31.69 | 21.88 | 15.13 | 10.48 | 7.28 | 5.07 | 
| 7.80 | 42.10 | 29.05 | 20.07 | 13.88 | 9.62 | 6.68 | 4.66 | 3.27 | 
| 8.00 | 26.63 | 18.40 | 12.73 | 8.83 | 6.14 | 4.29 | 3.01 | 2.13 | 
| 8.20 | 16.88 | 11.68 | 8.10 | 5.64 | 3.94 | 2.78 | 1.97 | 1.42 | 
| 8.40 | 10.72 | 7.44 | 5.18 | 3.63 | 2.56 | 1.82 | 1.31 | 0.96 | 
| 8.60 | 6.83 | 4.77 | 3.34 | 2.36 | 1.69 | 1.22 | 0.90 | 0.68 | 
| 8.80 | 4.38 | 3.08 | 2.18 | 1.56 | 1.13 | 0.84 | 0.64 | 0.50 | 
| 9.00 | 2.84 | 2.01 | 1.45 | 1.06 | 0.79 | 0.60 | 0.47 | 0.39 | 
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
To calculate total ammonia nitrogen acute criteria values in saltwater at different pH and temperature values than those listed in this subsection, use the following formulas:
| I = | 19.9273S | 
| (1000 - 1.005109S) | 
Where I = molal ionic strength of water
S = Salinity ppt (g/kg)
The regression model used to relate I to pKa (negative log of the ionization constant) is
pKa = 9.245 + .138I 0.138(I)
pKa as defined by these equations is at 298 degrees Kelvin (25°C). T °Kelvin = °C + 273
To correct for other temperatures:
pKaST = pKaS298 + .0324(298 - T °Kelvin) 0.0324(298 - T °Kelvin)
The unionized ammonia fraction (UIA) is given by:
The acute ammonia criterion in saltwater is given by:
Multiply the acute value by .822 0.822 to get the ammonia-N acute criterion.
[ E. F. ] The 30-day average concentration of total ammonia nitrogen (in mg N/L) in saltwater shall not exceed, more than once every three years on the average, the chronic criteria below:
| Chronic Ammonia Saltwater Criteria Total Ammonia Nitrogen (mg N/L)
 Salinity = 10 g/kg
 | 
|   | Temperature °C | 
| pH | 0 | 5 | 10 | 15 | 20 | 25 | 30 | 35 | 
| 7.00 | 34.84 | 24.00 | 16.54 | 11.40 | 7.86 | 5.42 | 3.74 | 2.59 | 
| 7.20 | 21.99 | 15.15 | 10.45 | 7.20 | 4.97 | 3.43 | 2.37 | 1.64 | 
| 7.40 | 13.89 | 9.57 | 6.60 | 4.55 | 3.15 | 2.18 | 1.51 | 1.05 | 
| 7.60 | 8.77 | 6.05 | 4.18 | 2.88 | 2.00 | 1.38 | 0.96 | 0.67 | 
| 7.80 | 5.55 | 3.83 | 2.65 | 1.83 | 1.27 | 0.88 | 0.62 | 0.43 | 
| 8.00 | 3.51 | 2.43 | 1.68 | 1.17 | 0.81 | 0.57 | 0.40 | 0.28 | 
| 8.20 | 2.23 | 1.54 | 1.07 | 0.75 | 0.52 | 0.37 | 0.26 | 0.19 | 
| 8.40 | 1.41 | 0.98 | 0.69 | 0.48 | 0.34 | 0.24 | 0.18 | 0.13 | 
| 8.60 | 0.90 | 0.63 | 0.44 | 0.31 | 0.23 | 0.16 | 0.12 | 0.09 | 
| 8.80 | 0.58 | 0.41 | 0.29 | 0.21 | 0.15 | 0.11 | 0.09 | 0.07 | 
| 9.00 | 0.38 | 0.27 | 0.19 | 0.14 | 0.11 | 0.08 | 0.07 | 0.05 | 
| Salinity = 20 g/kg |   | 
|   | Temperature °C |   | 
| pH | 0 | 5 | 10 | 15 | 20 | 25 | 30 | 35 |   | 
| 7.00 | 37.19 | 25.62 | 17.65 | 12.16 | 8.39 | 5.78 | 3.99 | 2.76 |   | 
| 7.20 | 23.47 | 16.17 | 11.15 | 7.69 | 5.30 | 3.66 | 2.53 | 1.75 |   | 
| 7.40 | 14.82 | 10.22 | 7.04 | 4.86 | 3.36 | 2.32 | 1.61 | 1.12 |   | 
| 7.60 | 9.36 | 6.46 | 4.46 | 3.08 | 2.13 | 1.47 | 1.02 | 0.71 |   | 
| 7.80 | 5.92 | 4.08 | 2.82 | 1.95 | 1.35 | 0.94 | 0.66 | 0.46 |   | 
| 8.00 | 3.74 | 2.59 | 1.79 | 1.24 | 0.86 | 0.60 | 0.43 | 0.30 |   | 
| 8.20 | 2.37 | 1.64 | 1.14 | 0.79 | 0.56 | 0.39 | 0.28 | 0.20 |   | 
| 8.40 | 1.51 | 1.05 | 0.73 | 0.51 | 0.36 | 0.26 | 0.19 | 0.14 |   | 
| 8.60 | 0.96 | 0.67 | 0.47 | 0.33 | 0.24 | 0.17 | 0.13 | 0.10 |   | 
| 8.80 | 0.62 | 0.43 | 0.31 | 0.22 | 0.16 | 0.12 | 0.09 | 0.07 |   | 
| 9.00 | 0.40 | 0.28 | 0.20 | 0.15 | 0.11 | 0.09 | 0.07 | 0.06 |   | 
| Salinity = 30 g/kg |   | 
|   | Temperature °C |   | 
| pH | 0 | 5 | 10 | 15 | 20 | 25 | 30 | 35 |   | 
| 7.00 | 39.75 | 27.38 | 18.87 | 13.00 | 8.96 | 6.18 | 4.27 | 2.95 |   | 
| 7.20 | 25.09 | 17.29 | 11.91 | 8.21 | 5.67 | 3.91 | 2.70 | 1.87 |   | 
| 7.40 | 15.84 | 10.92 | 7.53 | 5.19 | 3.59 | 2.48 | 1.72 | 1.19 |   | 
| 7.60 | 10.01 | 6.90 | 4.76 | 3.29 | 2.27 | 1.57 | 1.09 | 0.76 |   | 
| 7.80 | 6.32 | 4.36 | 3.01 | 2.08 | 1.44 | 1.00 | 0.70 | 0.49 |   | 
| 8.00 | 4.00 | 2.76 | 1.91 | 1.33 | 0.92 | 0.64 | 0.45 | 0.32 |   | 
| 8.20 | 2.53 | 1.75 | 1.22 | 0.85 | 0.59 | 0.42 | 0.30 | 0.21 |   | 
| 8.40 | 1.61 | 1.12 | 0.78 | 0.55 | 0.38 | 0.27 | 0.20 | 0.14 |   | 
| 8.60 | 1.03 | 0.72 | 0.50 | 0.35 | 0.25 | 0.18 | 0.14 | 0.10 |   | 
| 8.80 | 0.66 | 0.46 | 0.33 | 0.23 | 0.17 | 0.13 | 0.10 | 0.08 |   | 
| 9.00 | 0.43 | 0.30 | 0.22 | 0.16 | 0.12 | 0.09 | 0.07 | 0.06 |   | 
|  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
To calculate total ammonia nitrogen chronic criteria values in saltwater at different pH and temperature values than those listed in this subsection, use the following formulas:
| I = | 19.9273S | 
| (1000 - 1.005109S) | 
Where I = molal ionic strength of water
S = Salinity ppt (g/kg)
The regression model used to relate I to pKa (negative log of the ionization constant) is
pKa = 9.245 + .138I 0.138(I)
pKa as defined by these equations is at 298 degrees Kelvin (25°C). T °Kelvin = °C + 273
To correct for other temperatures:
pKaST = pKaS298 + 0324(298 - T °Kelvin) 0.0324(298 - T °Kelvin)
The unionized ammonia fraction (UIA) is given by:
The chronic ammonia criterion in saltwater is given by:
Multiply the chronic value by .822 0.822 to get the ammonia-N chronic criterion.
1The default design flow for calculating steady state wasteload allocations for the acute ammonia criterion for freshwater is the 1Q10 (see 9VAC25-260-140 B footnote 10) unless statistically valid methods are employed which demonstrate compliance with the duration and return frequency of the water quality criteria.
2The default design flow for calculating steady state wasteload allocations for the chronic ammonia criterion for freshwater is the 30Q10 (see 9VAC25-260-140 B footnote 10) unless statistically valid methods are employed which demonstrate compliance with the duration and return frequency of the water quality criteria.
 
 
 
 
 
 
 
 
 
9VAC25-260-185. Criteria to protect designated uses from the impacts of nutrients and suspended sediment in the Chesapeake Bay and its tidal tributaries.
A. Dissolved oxygen. The dissolved oxygen criteria in the below table apply to all Chesapeake Bay waters according to their specified designated use and supersede the dissolved oxygen criteria in 9VAC25-260-50.
| Designated Use | Criteria Concentration/Duration | Temporal Application | 
| Migratory fish spawning and nursery | 7-day mean ≥ 6 mg/l (tidal habitats with 0-0.5 ppt salinity) | February 1 - May 31 | 
| Instantaneous minimum ≥ 5 mg/l | 
| Open water1 | 30 day mean ≥ 5.5 mg/l (tidal habitats with 0-0.5 ppt salinity) | year-round2  | 
| 30 day mean ≥ 5 mg/l (tidal habitats with > 0.5 ppt salinity) | 
| 7 day mean ≥ 4 mg/l | 
| Instantaneous minimum ≥ 3.2 mg/l at temperatures <29°C Instantaneous minimum ≥ 4.3 mg/l at temperatures ≥ 29°C | 
| Deep water | 30 day mean ≥ 3 mg/l | June 1 - September 30  | 
| 1 day mean ≥ 2.3 mg/l | 
| Instantaneous minimum ≥ 1.7 mg/l | 
| Deep channel | Instantaneous minimum ≥ 1 mg/l | June 1 - September 30 | 
| 1In applying this open water instantaneous criterion to the Chesapeake Bay and its tidal tributaries where the existing water quality for dissolved oxygen exceeds an instantaneous minimum of 3.2 mg/l, that higher water quality for dissolved oxygen shall be provided antidegradation protection in accordance with 9VAC25-260-30 A 2. 2Open-water dissolved oxygen criteria attainment is assessed separately over two time periods: summer (June 1- September 30) and nonsummer (October 1-May 31) months. | 
 
B. Submerged aquatic vegetation and water clarity. Attainment of the shallow-water submerged aquatic vegetation designated use shall be determined using any one of the following criteria:
| Designated Use | Chesapeake Bay Program Segment | SAV Acres1 | Percent Light-Through-Water2 | Water Clarity Acres1 | Temporal Application | 
| Shallow Water Submerged Aquatic Vegetation Usewater submerged aquatic vegetation use | CB5MH | 7,633 | 22% | 14,514 | April 1 - October 31 | 
| CB6PH | 1,267 | 22% | 3,168 | March 1 - November 30 | 
| CB7PH | 15,107 | 22% | 34,085 | March 1 - November 30 | 
| CB8PH | 11 | 22% | 28 | March 1 - November 30 | 
| POTTF | 2,093 | 13% | 5,233 | April 1 - October 31 | 
| POTOH | 1,503 | 13% | 3,758 | April 1 - October 31 | 
| POTMH | 4,250 | 22% | 10,625 | April 1 - October 31 | 
| RPPTF | 66 | 13% | 165 | April 1 - October 31 | 
| RPPOH | 4 | 13% | 10 | April 1 - October 31 | 
| RPPMH | 1700 | 22% | 5000 | April 1 - October 31 | 
| CRRMH | 768 | 22% | 1,920 | April 1 - October 31 | 
| PIAMH | 3,479 | 22% | 8,014 | April 1 - October 31 | 
| MPNTF | 85 | 13% | 213 | April 1 - October 31 | 
| MPNOH | - | - | - | - | 
| PMKTF | 187 | 13% | 468 | April 1 - October 31 | 
| PMKOH | - | - | - | - | 
| YRKMH | 239 | 22% | 598 | April 1 - October 31 | 
| YRKPH | 2,793 | 22% | 6,982 | March 1 - November 30 | 
| MOBPH | 15,901 | 22% | 33,990 | March 1 - November 30 | 
| JMSTF2 | 200 | 13% | 500 | April 1 - October 31 | 
| JMSTF1 | 1000 | 13% | 2500 | April 1 - October 31 | 
| APPTF | 379 | 13% | 948 | April 1 - October 31 | 
| JMSOH | 15 | 13% | 38 | April 1 - October 31 | 
| CHKOH | 535 | 13% | 1,338 | April 1 - October 31 | 
| JMSMH | 200 | 22% | 500 | April 1 - October 31 | 
| JMSPH | 300 | 22% | 750 | March 1 - November 30 | 
| WBEMH | - | - | - | - | 
| SBEMH | - | - | - | - | 
| EBEMH | - | - | - | - | 
| ELIPH | - | - | - | - | 
| LYNPH | 107 | 22% | 268 | March 1 - November 30 | 
| POCOH | - | - | - | - | 
| POCMH | 4,066 | 22% | 9,368 | April 1 - October 31 | 
| TANMH | 13,579 | 22% | 22,064 | April 1 - October 31 | 
| 1The assessment period for SAV and water clarity acres shall be the single best year in the most recent three consecutive years. When three consecutive years of data are not available, a minimum of three years within the data assessment window shall be used. | 
| 2Percent Light through Waterlight-through-water = 100e(-KdZ) where Kd is water column light attenuation coefficient and can be measured directly or converted from a measured secchi depth where Kd = 1.45/secchi depth. Z = depth at location of measurement of Kd. | 
C. Chlorophyll a.
| Designated Use | Chlorophyll a Narrative Criterion | Temporal Application | 
| Open Waterwater | Concentrations of chlorophyll a in free-floating microscopic aquatic plants (algae) shall not exceed levels that result in undesirable or nuisance aquatic plant life, or render tidal waters unsuitable for the propagation and growth of a balanced, indigenous population of aquatic life or otherwise result in ecologically undesirable water quality conditions such as reduced water clarity, low dissolved oxygen, food supply imbalances, proliferation of species deemed potentially harmful to aquatic life or humans or aesthetically objectionable conditions. | March 1 - September 30 | 
| *See 9VAC25-260-310 special standard bb for numerical chlorophyll criteria for the tidal James River. | 
D. Implementation.
1. Chesapeake Bay program segmentation scheme as described in Chesapeake Bay Program, 2004 Chesapeake Bay Program Analytical Segmentation Scheme-Revisions, Decisions and Rationales: 1983–2003, CBP/TRS 268/04, EPA 903-R-04-008, Chesapeake Bay Program, Annapolis, Maryland, and the Chesapeake Bay Program published 2005 addendum (CBP/TRS 278-06; EPA 903-R-05-004) is listed below and shall be used as the spatial assessment unit to determine attainment of the criteria in this section for each designated use.
| Chesapeake Bay Segment Description | Segment Name1 | Chesapeake Bay Segment Description | Segment Name1 | 
| Lower Central Chesapeake Bay | CB5MH | Mobjack Bay | MOBPH | 
| Western Lower Chesapeake Bay | CB6PH | Upper Tidal Fresh James River | JMSTF2 | 
| Eastern Lower Chesapeake Bay | CB7PH | Lower Tidal Fresh James River | JMSTF1 | 
| Mouth of the Chesapeake Bay | CB8PH | Appomattox River | APPTF | 
| Upper Potomac River | POTTF | Middle James River | JMSOH | 
| Middle Potomac River | POTOH | Chickahominy River | CHKOH | 
| Lower Potomac River | POTMH | Lower James River | JMSMH | 
| Upper Rappahannock River | RPPTF | Mouth of the James River | JMSPH | 
| Middle Rappahannock River | RPPOH | Western Branch Elizabeth River | WBEMH | 
| Lower Rappahannock River | RPPMH | Southern Branch Elizabeth River | SBEMH | 
| Corrotoman River | CRRMH | Eastern Branch Elizabeth River | EBEMH | 
| Piankatank River | PIAMH | Lafayette River | LAFMH | 
| Upper Mattaponi River | MPNTF | Mouth of the Elizabeth River | ELIPH | 
| Lower Mattaponi River | MPNOH | Lynnhaven River | LYNPH | 
| Upper Pamunkey River | PMKTF | Middle Pocomoke River | POCOH | 
| Lower Pamunkey River | PMKOH | Lower Pocomoke River | POCMH | 
| Middle York River | YRKMH | Tangier Sound | TANMH | 
| Lower York River | YRKPH |   |   | 
| 1First three letters of segment name represent Chesapeake Bay segment description, letters four and five represent the salinity regime of that segment (TF = Tidal Fresh, OH = Oligohaline, MH = Mesohaline, and PH = Polyhaline) and a sixth space is reserved for subdivisions of that segment. | 
2. The assessment period shall be the most recent three consecutive years. When three consecutive years of data are not available, a minimum of three years within the data assessment window shall be used.
3. Attainment of these criteria shall be assessed through comparison of the generated cumulative frequency distribution of the monitoring data to the applicable criteria reference curve for each designated use. If the monitoring data cumulative frequency curve is completely contained inside the reference curve, then the segment is in attainment of the designated use. The reference curves and procedures to be followed are published in the USEPA, Ambient Water Quality Criteria for Dissolved Oxygen, Water Clarity and Chlorophyll a for the Chesapeake Bay and Its Tidal Tributaries, EPA 903-R-03-002, April 2003 and the 2004 (EPA 903-R-03-002 October 2004) , 2007 (CBP/TRS 285-07, EPA 903-R-07-003), 2007 (CBP/TRS 288/07, EPA 903-R-07-005), 2008 (CBP/TRS 290-08, EPA 903-R-08-001), and 2010 (CBP/TRS 301-10, EPA 903-R-10-002) addenda. An exception to this requirement is in measuring attainment of the SAV and water clarity acres, which are compared directly to the criteria.
9VAC25-260-187. Criteria for man-made lakes and reservoirs to protect aquatic life and recreational designated uses from the impacts of nutrients.
A. The criteria in subsection B of this section apply to the man-made lakes and reservoirs listed in this section. Additional man-made lakes and reservoirs may be added as new reservoirs are constructed or monitoring data become available from outside groups or future agency monitoring.
B. Whether or not algicide treatments are used, the chlorophyll a criteria apply to all waters on the list. The total phosphorus criteria apply only if a specific man-made lake or reservoir received algicide treatment during the monitoring and assessment period of April 1 through October 31.
The 90th percentile of the chlorophyll a data collected at one meter or less within the lacustrine portion of the man-made lake or reservoir between April 1 and October 31 shall not exceed the chlorophyll a criterion for that water body waterbody in each of the two most recent monitoring years that chlorophyll a data are available. For a water body waterbody that received algicide treatment, the median of the total phosphorus data collected at one meter or less within the lacustrine portion of the man-made lake or reservoir between April 1 and October 31 shall not exceed the total phosphorus criterion in each of the two most recent monitoring years that total phosphorus data are available.
Monitoring data used for assessment shall be from sampling location(s) within the lacustrine portion where observations are evenly distributed over the seven months from April 1 through October 31 and are in locations that are representative, either individually or collectively, of the condition of the man-made lake or reservoir.
| Man-made Lake or Reservoir Name | Location | Chlorophyll a (μg/L) | Total Phosphorus (μg/L) | 
| AbleAbel Lake
 | Stafford County | 35 | 40 | 
| Airfield Pond | Sussex County | 35 | 40 | 
| Amelia Lake  | Amelia County | 35 | 40 | 
| Aquia Reservoir (Smith Lake) | Stafford County | 35 | 40 | 
| Bark Camp Lake (Corder Bottom Lake, Lee/Scott/Wise Lake) | Scott County | 35 | 40 | 
| Beaver Creek Reservoir | Albemarle County | 35 | 40 | 
| Beaverdam Creek Reservoir (Beaverdam Reservoir) | Bedford County | 35 | 40 | 
| Beaverdam Reservoir | Loudoun County | 35 | 40 | 
| Bedford Reservoir (Stony Creek Reservoir) | Bedford County | 35 | 40 | 
| Big Cherry Lake | Wise County | 35 | 40 | 
| Breckenridge Reservoir | Prince William County | 35 | 40 | 
| Briery Creek Lake  | Prince Edward County | 35 | 40 | 
| Brunswick Lake (County Pond) | Brunswick County | 35 | 40 | 
| Burke Lake  | Fairfax County | 60 | 40 | 
| Carvin Cove Reservoir | Botetourt County | 35 | 40 | 
| Cherrystone Reservoir | Pittsyl-vania County | 35 | 40 | 
| Chickahominy Lake  | Charles City County | 35 | 40 | 
| Chris Green Lake | Albemarle County | 35 | 40  | 
| Claytor Lake  | Pulaski County | 25 | 20 | 
| Clifton Forge Reservoir (Smith Creek Reservoir) | Alleghany County | 35 | 20 | 
| Coles Run Reservoir | Augusta County | 10 | 10 | 
| Curtis Lake  | Stafford County | 60 | 40 | 
| Diascund Creek Reservoir | New Kent County | 35 | 40 | 
| Douthat Lake  | Bath County | 25 | 20 | 
| Elkhorn Lake  | Augusta County | 10 | 10 | 
| Emporia Lake (Meherrin Reservoir) | Greensville County | 35 | 40 | 
| Fairystone Lake  | Henry County | 35 | 40 | 
| Falling Creek Reservoir | Chester-field County | 35 | 40 | 
| Fluvanna Ruritan Lake | Fluvanna County  | 60  | 40 | 
| Fort Pickett Reservoir | Nottoway/Brunswick County | 35 | 40 | 
| Gatewood Reservoir | Pulaski County | 35 | 40 | 
| Georges Creek Reservoir | Pittsyl-vania County | 35 | 40 | 
| Goose Creek Reservoir | Loudoun County | 35 | 40 | 
| Graham Creek Reservoir | Amherst County | 35 | 40 | 
| Great Creek Reservoir | Lawrenceville | 35 | 40 | 
| Harrison Lake  | Charles City County | 35 | 40 | 
| Harwood Mills Reservoir | York County | 60 | 40 | 
| Hidden Valley Lake | Washing-ton County | 35 | 40 | 
| Hogan Lake  | Pulaski County | 35 | 40 | 
| Holiday Lake  | Appomat-tox County | 35 | 40 | 
| Hungry Mother Lake  | Smyth County | 35 | 40 | 
| Hunting Run Reservoir | Spotsyl-vania County | 35 | 40 | 
| J. W. Flannagan Reservoir | Dickenson County | 25 | 20 | 
| Kerr Reservoir, Virginia portion (Buggs Island Lake) | Halifax County | 25 | 30 | 
| Keysville Reservoir | Charlotte County | 35 | 40 | 
| Lake Albemarle  | Albemarle County | 35 | 40 | 
| Lake Anna  | Louisa County | 25 | 30 | 
| Lake Arrowhead  | Page County  | 35  | 40 | 
| Lake Burnt Mills | Isle of Wight County | 60 | 40 | 
| Lake Chesdin  | Chester-field County | 35 | 40 | 
| Lake Cohoon  | Suffolk City | 60 | 40 | 
| Lake Conner  | Halifax County | 35 | 40 | 
| Lake Frederick  | Frederick County | 35 | 40 | 
| Lake Gaston, (Virginia portion) | Brunswick County | 25 | 30 | 
| Lake Gordon  | Mecklen-burg County | 35 | 40 | 
| Lake Keokee  | Lee County | 35 | 40 | 
| Lake Kilby  | Suffolk City | 60 | 40 | 
| Lake Lawson  | Virginia Beach City | 60 | 40 | 
| Lake Manassas  | Prince William County | 35 | 40 | 
| Lake Meade  | Suffolk City | 60 | 40 | 
| Lake Moomaw  | Bath County | 10 | 10 | 
| Lake Nelson  | Nelson County | 60  | 40 | 
| Lake Nottoway (Lee Lake, Nottoway Lake) | Nottoway County | 35 | 40 | 
| Lake Orange | Orange County | 60 | 40 | 
| Lake Pelham  | Culpeper County | 35 | 40 | 
| Lake Prince  | Suffolk City | 60 | 40 | 
| Lake Robertson  | Rock-bridge County | 35 | 40 | 
| Lake Smith  | Virginia Beach City | 60 | 40 | 
| Lake Whitehurst  | Norfolk City | 60 | 40 | 
| Lake Wright  | Norfolk City | 60 | 40 | 
| Lakeview Reservoir  | Chester-field County  | 35  | 40  | 
| Laurel Bed Lake  | Russell County | 35 | 40 | 
| Lee Hall Reservoir (Newport News Reservoir) | Newport News City | 60 | 40 | 
| Leesville Reservoir | Bedford County | 25 | 30 | 
| Little Creek Reservoir | Virginia Beach City | 60 | 40 | 
| Little Creek Reservoir | James City County | 25 | 30 | 
| Little River Reservoir | Montgo-mery County | 35 | 40 | 
| Lone Star Lake F (Crystal Lake) | Suffolk City | 60 | 40 | 
| Lone Star Lake G (Crane Lake) | Suffolk City | 60 | 40 | 
| Lone Star Lake I (Butler Lake) | Suffolk City | 60 | 40 | 
| Lunga Reservoir | Prince William County | 35 | 40 | 
| Lunenburg Beach Lake (Victoria Lake) | Town of Victoria | 35 | 40 | 
| Martinsville Reservoir (Beaver Creek Reservoir) | Henry County | 35 | 40 | 
| Mill Creek Reservoir | Amherst County | 35 | 40 | 
| Modest Creek Reservoir | Town of Victoria | 35 | 40 | 
| Motts Run Reservoir | Spotsyl-vania County | 25 | 30 | 
| Mount Jackson Reservoir | Shenan-doah County | 35 | 40 | 
| Mountain Run Lake  | Culpeper County | 35 | 40 | 
| Ni Reservoir | Spotsyl-vania County | 35 | 40 | 
| North Fork Pound Reservoir | Wise County | 35 | 40 | 
| Northeast Creek Reservoir | Louisa County | 35 | 40 | 
| Occoquan Reservoir | Fairfax County | 35 | 40 | 
| Pedlar Lake  | Amherst County | 25 | 20 | 
| Philpott Reservoir | Henry County | 25 | 30 | 
| Phelps Creek Reservoir (Brookneal Reservoir) | Campbell County | 35 | 40 | 
| Powhatan Lakes (Upper and Lower) | Powhatan County | 35 | 40 | 
| Ragged Mountain Reservoir | Albemarle County | 35 | 40 | 
| Rivanna Reservoir (South Fork Rivanna Reservoir) | Albemarle County | 35 | 40 | 
| Roaring Fork | Pittsyl-vania County | 35 | 40 | 
| Rural Retreat Lake | Wythe County | 35 | 40 | 
| Sandy River Reservoir | Prince Edward County | 35 | 40 | 
| Shenandoah Lake  | Rocking-ham County | 35 | 40 | 
| Silver Lake  | Rocking-ham County | 35 | 40 | 
| Smith Mountain Lake  | Bedford County | 25 | 30 | 
| South Holston Reservoir | Washing-ton County | 25 | 20 | 
| Speights Run Lake  | Suffolk City | 60 | 40 | 
| Spring Hollow Reservoir | Roanoke County | 25 | 20 | 
| Staunton Dam Lake  | Augusta County | 35 | 40 | 
| Stonehouse Creek Reservoir | Amherst County | 60 | 40 | 
| Strasburg Reservoir | Shenan-doah County | 35 | 40 | 
| Stumpy Lake | Virginia Beach | 60 | 40 | 
| Sugar Hollow Reservoir | Albemarle County | 25 | 20 | 
| Swift Creek Lake  | Chester-field County  | 35  | 40 | 
| Swift Creek Reservoir | Chester-field County | 35 | 40 | 
| Switzer Lake  | Rocking-ham County | 10 | 10 | 
| Talbott Reservoir | Patrick County | 35 | 40 | 
| Thrashers Creek Reservoir | Amherst County | 35 | 40 | 
| Totier Creek Reservoir | Albemarle County | 35 | 40 | 
| Townes Reservoir | Patrick County | 25 | 20 | 
| Troublesome Creek Reservoir | Bucking-ham County | 35 | 40 | 
| Waller Mill Reservoir | York County | 25 | 30 | 
| Western Branch Reservoir | Suffolk City | 25 | 20 | 
| Wise Reservoir | Wise County | 25 | 20 | 
C. When the board determines that the applicable criteria in subsection B of this section for a specific man-made lake or reservoir are exceeded, the board shall consult with the Department of Game and Inland Fisheries regarding the status of the fishery in determining whether or not the designated use for that water body waterbody is being attained. If the designated use of the subject water body waterbody is not being attained, the board shall assess the water body waterbody as impaired in accordance with § 62.1-44.19:5 of the Code of Virginia. If the designated use is being attained, the board shall assess the water body waterbody as impaired in accordance with § 62.1-44.19:5 of the Code of Virginia until site-specific criteria are adopted and become effective for that water body waterbody.
D. If the nutrient criteria specified for a man-made lake or reservoir in subsection B of this section do not provide for the attainment and maintenance of the water quality standards of downstream waters as required in 9VAC25-260-10 C, the nutrient criteria herein may be modified on a site-specific basis to protect the water quality standards of downstream waters.
Part VII 
Special Standards and Scenic Rivers Listings
9VAC25-260-310. Special standards and requirements.
The special standards are shown in small letters to correspond to lettering in the basin tables. The special standards are as follows:
a. Shellfish waters. In all open ocean or estuarine waters capable of propagating shellfish or in specific areas where public or leased private shellfish beds are present, including those waters on which condemnation classifications are established by the State Virginia Department of Health, the following criteria for fecal coliform bacteria will apply:
The geometric mean fecal coliform value for a sampling station shall not exceed an MPN (most probable number) or MF (membrane filtration using mTEC culture media) of 14 per 100 milliliters (ml) of sample and the estimated 90th percentile shall not exceed an MPN of 43 per 100 ml for a 5-tube decimal dilution test or an MPN of 49 per 100 ml for a 3-tube decimal dilution test or MF test of 31 CFU (colony forming units) per 100 ml.
The shellfish area is not to be so contaminated by radionuclides, pesticides, herbicides, or fecal material that the consumption of shellfish might be hazardous.
b. Policy for the Potomac Embayments. At its meeting on September 12, 1996, the board adopted a policy (9VAC25-415. Policy for the Potomac Embayments) to control point source discharges of conventional pollutants into the Virginia embayment waters of the Potomac River, and their tributaries, from the fall line at Chain Bridge in Arlington County to the Route 301 bridge in King George County. The policy sets effluent limits for BOD5, total suspended solids, phosphorus, and ammonia, to protect the water quality of these high profile waterbodies.
c. Cancelled.
d. Cancelled.
e. Cancelled.
f. Cancelled.
g. Occoquan watershed policy. At its meeting on July 26, 1971 (Minute 10), the board adopted a comprehensive pollution abatement and water quality management policy for the Occoquan watershed. The policy set stringent treatment and discharge requirements in order to improve and protect water quality, particularly since the waters are an important water supply for Northern Virginia. Following a public hearing on November 20, 1980, the board, at its December 10-12, 1980 meeting, adopted as of February 1, 1981, revisions to this policy (Minute 20). These revisions became effective March 4, 1981. Additional amendments were made following a public hearing on August 22, 1990, and adopted by the board at its September 24, 1990, meeting (Minute 24) and became effective on December 5, 1990. Copies are available upon request from the Department of Environmental Quality.
h. Cancelled.
i. Cancelled.
j. Cancelled.
k. Cancelled.
l. Cancelled.
m. The following effluent limitations apply to wastewater treatment facilities treating an organic nutrient source in the entire Chickahominy watershed above Walker's Dam (this excludes discharges consisting solely of stormwater):
| CONSTITUENT | CONCENTRATION | 
| 1. Biochemical Oxygenoxygen demand 5-day | 6 mg/l monthly average, with not more than 5% of individual samples to exceed 8 mg/l. | 
| 2. Settleable Solidssolids | Not to exceed 0.1 ml/l monthly average. | 
| 3. Suspended Solidssolids | 5.0 mg/l monthly average, with not more than 5% of individual samples to exceed 7.5 mg/l. | 
| 4. Ammonia Nitrogennitrogen | Not to exceed 2.0 mg/l monthly average as N. | 
| 5. Total Phosphorusphosphorus | Not to exceed 0.10 mg/l monthly average for all discharges with the exception of Tyson Foods, Inc., which shall meet 0.30 mg/l monthly average and 0.50 mg/l daily maximum. | 
| 6. Other Physicalphysical andChemical Constituentschemical constituents | Other physical or chemical constituents not specifically mentioned will be covered by additional specifications as conditions detrimental to the stream arise. The specific mention of items 1 through 5 does not necessarily mean that the addition of other physical or chemical constituents will be condoned. | 
n. No sewage discharges, regardless of degree of treatment, should be allowed into the James River between Bosher and Williams Island Dams.
o. The concentration and total amount of impurities in Tuckahoe Creek and its tributaries of sewage origin shall be limited to those amounts from sewage, industrial wastes, and other wastes which are now present in the stream from natural sources and from existing discharges in the watershed.
p. Cancelled.
q. Cancelled.
r. Cancelled.
s. Cancelled.
t. Cancelled.
u. Maximum temperature for the New River Basin from Virginia-West Virginia state line upstream to the Giles-Montgomery County line:
The maximum temperature shall be 27°C (81°F) unless caused by natural conditions; the maximum rise above natural temperatures shall not exceed 2.8°C (5°F).
This maximum temperature limit of 81°F was established in the 1970 water quality standards amendments so that Virginia temperature criteria for the New River would be consistent with those of West Virginia, since the stream flows into that state.
v. The maximum temperature of the New River and its tributaries (except trout waters) from the Montgomery-Giles County line upstream to the Virginia-North Carolina state line shall be 29°C (84°F).
w. Cancelled.
x. Clinch River from the confluence of Dumps Creek at river mile 268 at Carbo downstream to river mile 255.4. The special water quality criteria for copper (measured as total recoverable) in this section of the Clinch River are 12.4 μg/l for protection from chronic effects and 19.5 μg/l for protection from acute effects. These site-specific criteria are needed to provide protection to several endangered species of freshwater mussels.
y. Tidal freshwater Potomac River and tidal tributaries that enter the tidal freshwater Potomac River from Cockpit Point (below Occoquan Bay) to the fall line at Chain Bridge. During November 1 through February 14 of each year the 30-day average concentration of total ammonia nitrogen (in mg N/L) shall not exceed, more than once every three years on the average, the following chronic ammonia criterion:
| ( | 0.0577 | + | 2.487 | ) | x 1.45(100.028(25-MAX)) | 
| 1 + 107.688-pH | 1 + 10pH-7.688 | 
MAX = temperature in °C or 7, whichever is greater. 
The default design flow for calculating steady state waste load wasteload allocations for this chronic ammonia criterion is the 30Q10, unless statistically valid methods are employed which demonstrate compliance with the duration and return frequency of this water quality criterion. 
z. A site specific dissolved copper aquatic life criterion of 16.3 μg/l for protection from acute effects and 10.5 μg/l for protection from chronic effects applies in the following area:
Little Creek to the Route 60 (Shore Drive) bridge including Little Channel, Desert Cove, Fishermans Cove and Little Creek Cove. 
Hampton Roads Harbor including the waters within the boundary lines formed by I-664 (Monitor-Merrimac Memorial Bridge Tunnel) and I-64 (Hampton Roads Bridge Tunnel), Willoughby Bay and the Elizabeth River and its tidal tributaries. 
This criterion reflects the acute and chronic copper aquatic life criterion for saltwater in 9VAC25-260-140 B X a water effect ratio. The water effect ratio was derived in accordance with 9VAC25-260-140 F. 
aa. The following site-specific dissolved oxygen criteria apply to the tidal Mattaponi and Pamunkey Rivers and their tidal tributaries because of seasonal lower dissolved oxygen concentration due to the natural oxygen depleting processes present in the extensive surrounding tidal wetlands. These criteria apply June 1 through September 30 to Chesapeake Bay segments MPNTF, MPNOH, PMKTF, PMKOH and are implemented in accordance with subsection D of 9VAC25-260-185. These criteria supersede the open water criteria listed in subsection A of 9VAC25-260-185. 
| Designated use | Criteria Concentration/ Duration | Temporal Application | 
| Open Waterwater | 30 day mean ≥ 4.0 mg/l | June 1 - September 30 | 
| Instantaneous minimum ≥ 3.2 mg/l at temperatures<29°C Instantaneous minimum ≥ 4.3 mg/l at temperatures ≥ 29°C | 
A site-specific pH criterion of 5.0-8.0 applies to the tidal freshwater Mattaponi Chesapeake Bay segment MPNTF to reflect natural conditions.
bb. The following site specific numerical chlorophyll a criteria apply March 1 through May 31 and July 1 through September 30 as seasonal means to the tidal James River (excludes tributaries) segments JMSTF2, JMSTF1, JMSOH, JMSMH, JMSPH and are implemented in accordance with subsection D of 9VAC25-260-185. 
| Designated Use | Chlorophyll a µ/l | Chesapeake Bay Program Segment | Temporal Application | 
| Open Waterwater | 10 | JMSTF2 | March 1 - May 31 | 
| 15 | JMSTF1 | 
| 15 | JMSOH | 
| 12 | JMSMH | 
| 12 | JMSPH | 
| 15 | JMSTF2 | July 1 - September 30 | 
| 23 | JMSTF1 | 
| 22 | JMSOH | 
| 10 | JMSMH | 
| 10 | JMSPH | 
cc. For Mountain Lake in Giles County, chlorophyll a shall not exceed 6 µg/L at a depth of 6 six meters and orthophosphate-P shall not exceed 8 µg/L at a depth of one meter or less.
dd. For Lake Drummond, located within the boundaries of Chesapeake and Suffolk in the Great Dismal Swamp, chlorophyll a shall not exceed 35 µg/L and total phosphorus shall not exceed 40 µg/L at a depth of one meter or less.
ee. Reserved. Maximum temperature for these seasonally stockable trout waters is 26°C and applies May 1 through October 31.
ff. Reserved. Maximum temperature for these seasonally stockable trout waters is 28°C and applies May 1 through October 31.
gg. Little Calfpasture River from the Goshen Dam to 0.76 miles above its confluence with the Calfpasture River has a stream condition index (A Stream Condition Index for Virginia Non-Coastal Streams, September 2003, Tetra Tech, Inc.) of at least 20.5 to protect the subcategory of aquatic life that exists here in this river section as a result of the hydrologic modification. From 0.76 miles to 0.02 miles above its confluence with the Calfpasture River, aquatic life conditions are expected to gradually recover and meet the general aquatic life uses at 0.02 miles above its confluence with the Calfpasture River.
hh. Maximum temperature for these seasonally stockable trout waters is 31°C and applies May 1 through October 31.
 
9VAC25-260-390. Potomac River Basin (Potomac River Subbasin). 
Potomac River Subbasin 
| SEC. | CLASS | SP. STDS. | SECTION DESCRIPTION | 
| 1 | II | a | Tidal tributaries of the Potomac River from Smith Point to Upper Machodoc Creek (Baber Point). | 
| 1a | III |   | All free flowing portions of tributaries to the Potomac River from Smith Point to the Route 301 Bridge in King George County unless otherwise designated in this chapter. | 
|   | VII |   | Swamp waters in Section 1a | 
|  |  |  | [ Lodge Creek and its tributaries from the head of tidal waters to their headwaters.] | 
|  |  |  | Mattox Creek and its tributaries from the head of tidal waters to their headwaters. | 
|  |  |  | Monroe Creek and tributaries from the head of tidal waters at Route 658 to their headwaters. | 
|   |   |   | Pine Hill Creek and its tributaries from the confluence with Rosier Creek to their headwaters. | 
|  |  |  | Popes Creek and Canal Swamp (a tributary to the tidal portion of Popes Creek) and their tributaries from the head of tidal waters to their respective headwaters. | 
|  |  |  | [ Thompson Branch and its tributaries from the head of tidal waters to their headwaters.] | 
| 1b | III | b | All free flowing portions of tributaries to the Potomac River from the Route 301 Bridge in King George County to, and including, Potomac Creek, unless otherwise designated in this chapter. | 
| 1c | III | PWS,b | Potomac Creek and its tributaries from the Stafford County water supply dam (Able(Abel Lake Reservoir) to their headwaters. | 
| 2 | II | a | Tidal Upper Machodoc Creek and the tidal portions of its tributaries. | 
| 2a | III |   | Free flowing portions of Upper Machodoc Creek and its tributaries. | 
| 3 | II | b | Tidal portions of the tributaries to the Potomac River from the Route 301 Bridge in King George County to Marlboro Point. | 
| 4 | II | b,d | Tidal portions of the tributaries to the Potomac River from Marlboro Point to Brent Point (to include Aquia Creek and its tributaries). | 
| 4a | III | b,d | Free flowing portions of tributaries to the Potomac River in Section 4 up to the Aquia Sanitary District Water Impoundment. | 
| 4b | III | PWS,b, d | Aquia Creek from the Aquia Sanitary District Water Impoundment, and other tributaries into the impoundment, including Beaverdam Run and the Lunga Reservoir upstream to their headwaters. | 
| 5 | II | b | Tidal portions of tributaries to the Potomac River from Brent Point to Shipping Point, including tidal portions of Chopawamsic Creek and its tidal tributaries. | 
| 5a | III | b | Free flowing portions of Chopawamsic Creek and its tributaries upstream to Quantico Marine Base water supply dam. | 
| 5b | III | PWS,b | Chopawamsic Creek and its tributaries above the Quantico Marine Base water supply intakes at the Gray and Breckenridge Reservoirs to their headwaters. | 
| 6 | II | b, y | Tidal portions of tributaries to the Potomac River from Shipping Point to Chain Bridge. | 
| 7 | III | b | Free flowing portions of tributaries to the Potomac River from Shipping Point to Chain Bridge, unless otherwise designated in this chapter. | 
| 7a | III | g | Occoquan River and its tributaries to their headwaters above Fairfax County Water Authority's water supply impoundment, unless otherwise designated in this chapter. | 
| 7b | III | PWS,g | The impounded waters of Occoquan River above the water supply dam of the Fairfax County Water Authority to backwater of the impoundment on Bull Run and Occoquan River, and the tributaries of Occoquan above the dam to points 5 miles above the dam. | 
| 7c | III | PWS,g | Broad Run and its tributaries above the water supply dam of the City of Manassas upstream to points 5 miles above the dam. | 
| 7d |   |   | (Deleted) | 
| 7e | III | PWS,g | Cedar Run and its tributaries from the Town of Warrenton's raw water intake to points 5 miles upstream (Fauquier County). | 
| 7f | III | PWS,g | The Quantico Marine Base Camp Upshur and its tributaries' raw water intake on Cedar Run (located approximately 0.2 mile above its confluence with Lucky Run) to points 5 miles upstream. | 
| 7g | III | PWS,g | The proposed impounded waters of Licking Run above the multiple purpose impoundment structure in Licking Run near Midland (Fauquier County) upstream to points 5 miles above the proposed impoundment. | 
| 7h | III | PWS,g | The proposed impounded waters of Cedar Run above the proposed multiple purpose impoundment structure on the main stem of Cedar Run near Auburn (Fauquier County), to points 5 miles above the impoundment. | 
| 8 | III | PWS | Tributaries to the Potomac River in Virginia between Chain Bridge and the Monacacy River from their confluence with the Potomac upstream 5 miles, to include Goose Creek to the City of Fairfax's raw water intake, unless otherwise designated in this chapter. | 
| 8a | VI | PWS | Big Spring Creek and its tributaries in Loudoun County, from its confluence with the Potomac River upstream to their headwaters. (The temperature standard for natural trout water may be exceeded in the area above Big Spring and Little Spring at Routes 15 and 740 due to natural conditions). This section was given a PWS designation due to the Town of Leesburg's intake on the Potomac as referenced in Section 8b below. | 
|   | iii |   | Big Spring Creek from its confluence with the Potomac River upstream to Big Spring. | 
| 8b | III | PWS | Those portions of Virginia tributaries into the Potomac River that are within a 5 mile distance upstream of the Town of Leesburg's intake on the Potomac River, unless otherwise designated in this chapter.* | 
| 8c | III | PWS | Those portions of Virginia tributaries into the Potomac River that are within a 5 mile distance upstream of the County of Fairfax's intake on the Potomac River.* | 
| 9 | III |   | Broad Run, Sugarland Run, Difficult Run, Tuscarora Creek, SycolineSycolin Creek, and other streams tributary to streams in Section 8 from a point 5 miles above their confluence with the Potomac River to their headwaters, unless otherwise designated in this chapter. | 
| 9a | III | PWS | All the impounded water of Goose Creek from the City of Fairfax's water supply dam upstream to backwater, and its tributaries above the dam to points 5 miles above the dam. | 
| 9b | III | PWS | The Town of Round Hill's (inactive-early 1980's)1980s) raw water intake at the Round Hill Reservoir, and including the two spring impoundments located northwest of the town on the eastern slope of the Blue Ridge Mountains. | 
| 9c | III | PWS | Unnamed tributary to Goose Creek, from Camp Highroad's (inactive-late 1980's)1980s) raw water intake (Loudoun County) located in an old quarry to its headwaters. | 
| 9d | III | PWS | Sleeter Lake (Loudoun County). | 
| 10 | III |   | Tributaries of the Potomac River from the Monacacy River to the West Virginia-Virginia state line in Loudoun County, from their confluence with the Potomac River upstream to their headwaters, unless otherwise designated in this chapter. | 
| 10a | III | PWS | North Fork Catoctin Creek and its tributaries from Purcellville's raw water intake to their headwaters. | 
| 10b | III |   | South Fork Catoctin Creek and its tributaries from its confluence with the North Fork Catoctin Creek to its headwaters. | 
| 11 | IV | pH-6.5-9.5 | Tributaries of the Potomac River in Frederick and Clarke Counties, Virginia, unless otherwise designated in this chapter. | 
|   | V |   |  Stockable Trout Waters in Section 11 | 
|   | *** | pH-6.5-9.5 | Back Creek (upper) from Rock Enon 4 miles upstream. | 
|   | *** | pH-6.5-9.5 | Back Creek (lower) from Route 600 to the mouth of Hogue Creek - 2 miles. | 
|   | *** | hh | Hogue Creek from Route 679 upstream 6 miles to the Forks below Route 612. | 
|   | vi | pH-6.5-9.5  | Opequon Creek (in Frederick County) from its confluence with Hoge Run upstream to the point at which Route 620 first crosses the stream. | 
|   | vi | pH-6.5-9.6 | Turkey Run (Frederick County) from its confluence with Opequon Creek 3.6 miles upstream. | 
|   | VI |   | Natural Trout Waters in Section 11 | 
|   | ii | pH-6.5-9.5 | Bear Garden Run from its confluence with Sleepy Creek 3.1 miles upstream. | 
|   | iii | pH-6.5-9.5 | Redbud Run from its confluence with Opequon Creek 4.4 miles upstream. | 
| 11a | IV | pH-6.5-9.5 | Hot Run and its tributaries from its confluence with Opequon Creek to its headwaters. | 
|   | V |   | Stockable Trout Waters in Section 11a | 
|   | vi | pH-6.5-9.5 | Clearbrook Run from its confluence with Hot Run 2.1 miles upstream. | 
| 12 | IV | ESW-6 | South Branch Potomac River and its tributaries, such as Strait Creek, and the North Fork River and its tributaries from the Virginia-West Virginia state line to their headwaters. | 
|   | V |   | Stockable Trout Waters in Section 12 | 
|   | vi |   | Frank Run from its confluence with the South Branch Potomac River 0.8 mile upstream. | 
|   | vii | pH-6.5-9.5 | South Branch Potomac River (in Highland County) from 69.2 miles above its confluence with the Potomac River 4.9 miles upstream. | 
|   | VI |   | Natural Trout Waters in Section 12 | 
|   | ii |   | Blights Run from its confluence with Laurel Fork (Highland County) upstream including all named and unnamed tributaries. | 
|   | ii |   | Buck Run (Highland County) from its confluence with Laurel Fork upstream including all named and unnamed tributaries. | 
|   | ii |   | Collins Run from its confluence with Laurel Fork upstream including all named and unnamed tributaries. | 
|   | ii |   | Laurel Fork (Highland County) from 1.9 miles above its confluence with the North Fork South Branch Potomac River upstream including all named and unnamed tributaries. | 
|   | iii | pH-6.5-9.5 | Laurel Run (Highland County) from its confluence with Strait Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Locust Spring Run from its confluence with Laurel Fork upstream including all named and unnamed tributaries. | 
|   | ii |   | Lost Run from its confluence with Laurel Fork upstream including all named and unnamed tributaries. | 
|   | ii |   | Mullenax Run from its confluence with Laurel Fork upstream including all named and unnamed tributaries. | 
|   | ii |   | Newman Run from its confluence with Laurel Fork upstream including all named and unnamed tributaries. | 
|   | ii |   | Slabcamp Run from its confluence with Laurel Fork upstream including all named and unnamed tributaries. | 
|   | iii | pH-6.5-9.5 | Strait Creek (Highland County) from its confluence with the South Branch Potomac River upstream to the confluence of West Strait Creek. | 
9VAC25-260-400. Potomac River Basin (Shenandoah River Subbasin). 
Shenandoah River Subbasin
| SEC. | CLASS | SP. STDS. | SECTION DESCRIPTION | 
| 1 | IV | pH-6.5-9.5 | Shenandoah River and its tributaries in Clarke County, Virginia, from the Virginia-West Virginia state line to Lockes Landing, unless otherwise designated in this chapter. | 
| 1a | IV | PWS pH-6.5-9.5 | Shenandoah River and its tributaries from river mile 24.66 (latitude 39°16'19"; longitude 77°54'33") approximately 0.7 mile downstream of the confluence of the Shenandoah River and Dog Run to 5 miles above Berryville's raw water intake, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 1a | 
|   | vi | pH-6.5-9.5 | Chapel Run (Clarke County) from its confluence with the Shenandoah River 5.7 miles upstream. | 
|   | vi | pH-6.5-9.5 | Spout Run (Clarke County) from its confluence with the Shenandoah River (in the vicinity of the Ebenezer Church at Route 604) to its headwaters. | 
| 1b |   |   | (Deleted) | 
| 1c | IV | pH-6.5-9.5 | Shenandoah River and its tributaries from a point 5 miles above Berryville's raw water intake to the confluence of the North and South Forks of the Shenandoah River. | 
|   | VI |   | Natural Trout Waters in Section 1c | 
|   | iii | pH-6.5-9.5 | Page Brook from its confluence with Spout Run, 1 mile upstream. | 
|   | *** | pH-6.5-9.5 | Roseville Run (Clarke County) from its confluence with Spout Run upstream including all named and unnamed tributaries. | 
|   | iii | pH-6.5-9.5 | Spout Run (Clarke County) from its confluence with the Shenandoah River (in the vicinity of Calmes Neck at RtsRoutes 651 and 621), 3.9 miles upstream. | 
|   | *** | pH-6.5-9.5 | Westbrook Run (Clarke County) from its confluence with Spout Run upstream including all named and unnamed tributaries. | 
| 1d |   |   | (Note: Moved to sectionSection 2b). | 
| 2 | IV | EWS-12.14.15 ESW-12,14,15
 | South Fork Shenandoah River from its confluence with the North Fork Shenandoah River, upstream to a point 5 miles above the Town of Shenandoah's raw water intake and its tributaries to their headwaters in this section, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 2 | 
|   | vii | pH-6.5-9.5 | Bear Lithia Spring from its confluence with the South Fork Shenandoah River 0.8 miles upstream. | 
|   | vi | pH-6.5-9.5 | Flint Run from its confluence with the South Fork Shenandoah River 4 miles upstream. | 
|   | *** | pH-6.5-9.5 | Gooney Run from the mouth to its confluence with Broad Run above Browntown (in the vicinity of Route 632). | 
|   | *** | pH-6.5-9.5, hh | Hawksbill Creek from Route 675 in Luray to 1 mile above Route 631. | 
|   | VI |   | Natural Trout Waters in Section 2 | 
|   | ii | pH-6.5-9.5 | Big Creek (Page County) from its confluence with the East Branch Naked Creek upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Big Ugly Run from its confluence with the South Branch Naked Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Boone Run from 4.6 miles above its confluence with the South Fork Shenandoah River (in the vicinity)vicinity of Route 637) upstream including all named and unnamed tributaries. | 
|   | iii | pH-6.5-9.5 | Browns Run from its confluence with Big Run upstream including all named and unnamed tributaries. | 
|   | ii |   | Cub Run (Page County) from Pitt Spring Run upstream including all named and unnamed tributaries. | 
|   | *** | pH-6.5-9.5 | Cub Run from its mouth to Pitt Spring Run. | 
|   | i | pH-6.5-9.5 | East Branch Naked Creek from its confluence with Naked Creek at Route 759 upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Fultz Run from the Park boundary (river mile 1.8) upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Gooney Run (in(Warren County) from 6.6 miles above its confluence with the South Fork Shenandoah River 3.9 miles upstream. | 
|   | ii | pH-6.5-9.5 | Hawksbill Creek in the vicinity of Pine Grove at Route 624 (river mile 17.7) 1.5 miles upstream. | 
|   | ii | pH-6.5-9.5 | Jeremys Run from the Shenandoah National Park boundary upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Lands Run from its confluence with Gooney Run upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Little Creek (Page County) from its confluence with Big Creek upstream including all named and unnamed tributaries. | 
|   | i | pH-6.5-9.5 | Little Hawksbill Creek from Route 626 upstream including all named and unnamed tributaries. | 
|   | ii |   | Morgan Run (Page County) from its confluence with Cub Run upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Overall Run from its confluence with the South Fork Shenandoah River 4.8 miles upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Pass Run (Page County) from its confluence with Hawksbill Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Pitt Spring Run from its confluence with Cub Run upstream including all named and unnamed tributaries. | 
|   | ii |   | Roaring Run from its confluence with Cub Run upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | South Branch Naked Creek from 1.7 miles above its confluence with Naked Creek (in the vicinity of Route 607) upstream including all named and unnamed tributaries. | 
|   | iv | pH-6.5-9.5 | Stony Run (Page County) from 1.6 miles above its confluence with Naked Creek upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | West Branch Naked Creek from 2.1 miles above its confluence with Naked Creek upstream including all named and unnamed tributaries. | 
| 2a | IV | PWS, pH-6.5-9.5 | Happy Creek and Sloan Creek from Front Royal's raw water intake to its headwaters. | 
| 2b | IV  | PWS  | The South Fork Shenandoah River and its tributaries from the Town of Front Royal's raw water intake (at the State Route 619 bridge at Front Royal) to points 5 miles upstream.  | 
| 2c |   |   | (Deleted) | 
| 2d |   |   | (Deleted) | 
|   | V |   | Stockable Trout Waters in Section 2d | 
|   | VI |   | Natural Trout Waters in Section 2d | 
| 3 | IV | pH-6.5-9.5, ESW-16 | South Fork Shenandoah River from 5 miles above the Town of Shenandoah's raw water intake to its confluence with the North and South Rivers and its tributaries to their headwaters in this section, and the South River and its tributaries from its confluence with the South Fork Shenandoah River to their headwaters, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 3 | 
|   | vi | pH-6.5-9.5 | Hawksbill Creek (Rockingham County) from 0.8 mile above its confluence with the South Fork Shenandoah River 6.6 miles upstream. | 
|   | vi | pH-6.5-9.5 | Mills Creek (Augusta County) from 1.8 miles above its confluence with Back Creek 2 miles upstream. | 
|   | vi | pH-6.5-9.5 | North Fork Back Creek (Augusta County) from its confluence with Back Creek 2.6 miles upstream, unless otherwise designated in this chapter. | 
|   | VI |   | Natural Trout Waters in Section 3 | 
|   | i | pH-6.5-9.5 | Bearwallow Run from its confluence with Onemile Run upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Big Run (Rockingham County) from 3.3 miles above its confluence with the South Fork Shenandoah River upstream including all named and unnamed tributaries. | 
|   | iii | pH-6.5-9.5 | Cold Spring Branch (Augusta County) from Sengers Mountain Lake (Rhema Lake) upstream including all named and unnamed tributaries. | 
|   | iv | pH-6.5-9.5 | Cool Springs Hollow (Augusta County) from Route 612 upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Deep Run (Rockingham County) from 1.8 miles above its confluence with the South Fork Shenandoah River upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | East Fork Back Creek from its confluence with the South Fork Back Creek upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Gap Run from 1.7 miles above its confluence with the South Fork Shenandoah River upstream including all named and unnamed tributaries. | 
|   | iii |   | Inch Branch (Augusta County) from the dam upstream including all named and unnamed tributaries. | 
|   | ii |   | Johns Run (Augusta County) from its confluence with the South River upstream including all named and unnamed tributaries. | 
|   | iv |   | Jones Hollow (Augusta County) from 1.1 miles above its confluence with the South River upstream including all named and unnamed tributaries. | 
|   | ii |   | Kennedy Creek from its confluence with the South River upstream including all named and unnamed tributaries. | 
|   | iv | pH-6.5-9.5 | Lee Run from 0.6 mile above its confluence with Elk Run 3.3 miles upstream. | 
|   | iii | pH-6.5-9.5 | Loves Run (Augusta County) from 2.7 miles above its confluence with the South River upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Lower Lewis Run (Rockingham County) from 1.7 miles above its confluence with the South Fork Shenandoah River upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Madison Run (Rockingham County) from 2.9 miles above its confluence with the South Fork Shenandoah River upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Meadow Run (Augusta County) from its confluence with the South River upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | North Fork Back Creek (Augusta County) from river mile 2.6 (in the vicinity of its confluence with Williams Creek) upstream including all named and unnamed tributaries. | 
|   | i | pH-6.5-9.5 | Onemile Run (Rockingham County) from 1.5 miles above its confluence with the South Fork Shenandoah River upstream including all named and unnamed tributaries. | 
|   | iv |   | Orebank Creek from its confluence with Back Creek upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Paine Run (Augusta County) from 1.7 miles above its confluence with the South River upstream including all named and unnamed tributaries. | 
|   | ii |   | Robinson Hollow (Augusta County) from the dam upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Rocky Mountain Run from its confluence with Big Run upstream including all named and unnamed tributaries. | 
|   | iv | pH-6.5-9.5 | Sawmill Run from 2.5 miles above its confluence with the South River upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | South Fork Back Creek from its confluence with Back Creek at Route 814 (river mile 2.1) upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Stony Run (Augusta County) from 3.5 miles above its confluence with the South River upstream including all named and unnamed tributaries. | 
|   | iii | pH-6.5-9.5 | Stony Run (Rockingham County) from 4.1 miles above its confluence with the South Fork Shenandoah River upstream including all named and unnamed tributaries. | 
|   | iii |   | Toms Branch (Augusta County) from 1.1 miles above its confluence with Back Creek upstream including all named and unnamed tributaries. | 
|   | i | pH-6.5-9.5 | Twomile Run from 1.4 miles above its confluence with the South Fork Shenandoah River upstream including all named and unnamed tributaries. | 
|   | iv | pH-6.5-9.5 | Upper Lewis Run from 0.5 mile above its confluence with Lower Lewis Run upstream including all named and unnamed tributaries. | 
|   | iv | pH-6.5-9.5 | West Swift Run (Rockingham County) from the Route 33 crossing upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Whiteoak Run from its confluence with Madison Run upstream including all named and unnamed tributaries. | 
| 3a | IV | pH-6.5-9.5 | South River from the dam above Waynesboro (all waters of the impoundment). | 
| 3b | IV | PWS  | Coles Run and Mills Creek from South River Sanitary District's raw water intake to their headwaters. | 
|   | VI | PWS | Natural Trout Waters in Section 3b | 
|   | ii |   | Coles Run (Augusta County) from 3.9 miles above its confluence with the South River Sanitary District's raw water intake (Coles Run Dam) upstream including all named and unnamed tributaries. | 
|   | ii |   | Mills Creek (Augusta County) from the South River Sanitary District's raw water intake (river mile 3.8) upstream including all named and unnamed tributaries. | 
| 3c | IV | PWS pH-6.5-9.5 | A tributary to Coles Run from Stuarts Draft raw water intake approximately one-half0.5 mile south of Stuarts Draft and just off Route 610, to its headwaters. | 
| 4 | IV | pH-6.5-9.5 | Middle River and its tributaries from the confluence with the North River upstream to its headwaters, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 4 | 
|   | v | pH-6.5-9.5 | Barterbrook Branch from its confluence with Christians Creek 2.8 miles upstream. | 
|   | *** | pH-6.5-9.5 | East Dry Branch from its confluence with the Buffalo Branch to its confluence with Mountain Run. | 
|   | vi | pH-6.5-9.5 | Folly Mills Creek from 2.4 miles above its confluence with Christians Creek (in the vicinity of Route 81) 4.5 miles upstream. | 
|   | VI |   | Natural Trout Waters in Section 4 | 
|   | iv |   | Buffalo Branch from Route 703 upstream including all named and unnamed tributaries. | 
|   | ii |   | Cabin Mill Run (Augusta County) from the Camp Shenandoah Boy Scout Lake upstream including all named and unnamed tributaries. | 
|   | iv |   | East Dry Branch (Augusta County) from the confluence of Mountain Run upstream including all named and unnamed tributaries. | 
|   | iv |   | Jennings Branch (Augusta County) from the confluence of White Oak Draft upstream including all named and unnamed tributaries. | 
| 4a | IV | PWS pH-6.5-9.5 | Middle River and its tributaries from Staunton's raw water intake at Gardner Spring to points 5 miles upstream. | 
| 5 | IV | pH-6.5-9.5 | North River and its tributaries from its confluence with the South River upstream to its headwaters, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 5 | 
|   | v | pH-6.5-9.5  | Beaver Creek (Rockingham County) from its confluence with Briery Branch to the spring at a point 2.75 miles upstream. | 
|   | v | pH-6.5-9.5 | Naked Creek (Augusta County) from 3.7 miles above its confluence with the North River at Route 696, 2 miles upstream. | 
|   | VI |   | Natural Trout Waters in Section 5 | 
|   | iv |   | Big Run (Augusta County) from 0.9 mile above its confluence with Little River upstream including all named and unnamed tributaries. | 
|   | ii |   | Black Run (Rockingham County) from its mouth upstream including all named and unnamed tributaries. | 
|   | iii |   | Briery Branch (Rockingham County) from river mile 6.9 upstream including all named and unnamed tributaries. | 
|   | iv |   | Gum Run from its mouth upstream including all named and unnamed tributaries. | 
|   | iii |   | Hone Quarry Run from its confluence with Briery Branch upstream including all named and unnamed tributaries. | 
|   | iv |   | Little River from its confluence with the North River at Route 718 upstream including all named and unnamed tributaries. | 
|   | iv |   | Maple Spring Run from its mouth upstream including all named and unnamed tributaries. | 
|   | iv |   | Mines Run from its confluence with Briery Branch upstream including all named and unnamed tributaries. | 
|   | iv |   | Rocky Run (which is tributary to Briery Branch in Rockingham County) from its mouth upstream including all named and unnamed tributaries. | 
|   | iii |   | Rocky Run (which is tributary to Dry River in Rockingham County) from its mouth upstream including all named and unnamed tributaries. | 
|   | ii |   | Union Springs Run from 3 miles above its confluence with Beaver Creek upstream including all named and unnamed tributaries. | 
|   | iv |   | Wolf Run (Augusta County) from its confluence with Briery Branch upstream including all named and unnamed tributaries. | 
| 5a | IV | PWS pH-6.5-9.5 | Silver Lake | 
| 5b | IV | PWS pH-6.5-9.5 | North River and its tributaries from Harrisonburg's raw water intake at Bridgewater to points 5 miles above Bridgewater's raw water intake to include Dry River and Muddy Creek. | 
|   | V | PWS  | Stockable Trout Waters in Section 5b | 
|   | v | pH-6.5-9.5 | Mossy Creek from its confluence with the North River 7.1 miles upstream. | 
|   | v | pH-6.5-9.5 | Spring Creek (Rockingham County) from its confluence with the North River 2 miles upstream. | 
| 5c | IV | PWS  | Dry River in(Rockingham County) from Harrisonburg's raw water intake (approximately 11.7 miles above its confluence with the North River) to a point 5 miles upstream, unless otherwise designated in this chapter. | 
|   | V | PWS | Stockable Trout Waters in Section 5c | 
|   | viii |   | Raccoon Run (Rockingham County) from its confluence with Dry River to its headwaters. | 
|   | VI | PWS | Natural Trout Waters in Section 5c | 
|   | iv |   | Dry River (Rockingham County) from Harrisonburg's raw water intake (approximately 11.7 miles above its confluence with the North River) to a point 5 miles upstream. | 
|   | iv |   | Dry Run (Rockingham County) from its confluence with Dry River upstream including all named and unnamed tributaries. | 
|   | iv |   | Hopkins Hollow from its confluence with Peach Run upstream including all named and unnamed tributaries. | 
|   | iv |   | Kephart Run from its confluence with Dry River upstream including all named and unnamed tributaries. | 
| 5d | VI |   | Dry River and its tributaries from 5 miles above Harrisonburg's raw water intake to its headwaters. | 
|   | VI |   | Natural Trout Waters in Section 5d | 
|   | iv |   | Dry River (Rockingham County) from 5 miles above Harrisonburg's raw water intake upstream including all named and unnamed tributaries. | 
|   | ii |   | Laurel Run (Rockingham County) from its confluence with Dry River upstream including all named and unnamed tributaries. | 
|   | ii |   | Little Laurel Run from its confluence with Dry River upstream including all named and unnamed tributaries. | 
|   | ii |   | Low Place Run from its confluence with Dry River upstream including all named and unnamed tributaries. | 
|   | iv |   | Miller Spring Run from its confluence with Dry River upstream including all named and unnamed tributaries. | 
|   | iii |   | Sand Run from its confluence with Dry River upstream including all named and unnamed tributaries. | 
|   | iv |   | Skidmore Fork from its confluence with Dry River upstream including all named and unnamed tributaries. | 
| 5e | VI | PWS  | North River and its tributaries from Staunton Dam to their headwaters. | 
|   | VI |   | Natural Trout Waters in Section 5e | 
|   | iv |   | North River from Elkhorn Dam upstream including all named and unnamed tributaries. | 
| 6 | IV | pH-6.5-9.5  | North Fork Shenandoah River from its confluence with the Shenandoah River to its headwaters, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 6 | 
|   | vi | pH-6.5-9.5 | Bear Run from its confluence with Foltz Creek to its headwaters. | 
|   | vi | pH-6.5-9.5 | Bull Run (Shenandoah County) from its confluence with Foltz Creek to its headwaters. | 
|   | vi | pH-6.5-9.5 | Falls Run from its confluence with Stony Creek to its headwaters. | 
|   | vi | pH-6.5-9.5 | Foltz Creek from its confluence with Stony Creek to its headwaters. | 
|   | vi | pH-6.5-9.5 | Little Passage Creek from its confluence with Passage Creek to the Strasburg Reservoir Dam. | 
|   | *** | pH-6.5-9.5, hh | Mill Creek from Mount Jackson to Route 720 - 3.5 miles. | 
|   | vi | pH-6.5-9.5 | Mountain Run from its mouth at Passage Creek to its headwaters. | 
|   | *** | pH-6.5-9.5 | Passage Creek from the U.S. Forest Service line (in the vicinity of Blue Hole and Buzzard Rock) 4 miles upstream. | 
|   | vi | pH-6.5-9.5 | Passage Creek from 29.6 miles above its confluence with the North Fork Shenandoah River to its headwaters. | 
|   | vi | pH-6.5-9.5 | Peters Mill Run from the mouth to its headwaters. | 
|   | *** | pH-6.5-9.5 | Shoemaker River from 612 at Hebron Church to its junction with Route 817 at the Shoemaker'sits confluence with Slate Lick Branch. | 
|   |  v | pH-6.5-9.5 | Stony Creek from its confluence with the North Fork Shenandoah River to Route 682.  | 
|   | *** <> pH-6.5-9.5 | Stony Creek from Route 682 above Edinburg upstream to Basye. | 
|   | VI |   | Natural Trout Waters in Section 6 | 
|   | ii | pH-6.5-9.5 | Anderson Run (Shenandoah County) from 1.1 miles above its confluence with Stony Creek upstream including all named and unnamed tributaries. | 
|   | iv |   | Beech Lick Run from its confluence with the German River upstream including all named and unnamed tributaries. | 
|   | iii |   | Bible Run from its confluence with Little Dry River upstream including all named and unnamed tributaries. | 
|   | ii |   | Camp Rader Run from its confluence with the German River upstream including all named and unnamed tributaries. | 
|   | iv |   | Carr Run from its confluence with Little Dry River upstream including all named and unnamed tributaries. | 
|   | iv |   | Clay Lick Hollow from its confluence with Carr Run upstream including all named and unnamed tributaries. | 
|   | iv |   | Gate Run from its confluence with Little Dry River upstream including all named and unnamed tributaries. | 
|   | iv |   | German River (Rockingham County) from its confluence with the North Fork Shenandoah River (at Route 820)upstream including all named and unnamed tributaries. | 
|   | ii |   | Laurel Run (Shenandoah County) from its confluence with Stony Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Little Stony Creek from its confluence with Stony Creek upstream including all named and unnamed tributaries. | 
|   | iv |   | Marshall Run (Rockingham County) from 1.2 miles above its confluence with the North Fork Shenandoah River upstream including all named and unnamed tributaries. | 
|   | iii | pH-6.5-9.5 | Mine Run (Shenandoah County) from its confluence with Passage Creek upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Poplar Run (Shenandoah County) from its confluence with Little Stony Creek upstream including all named and unnamed tributaries. | 
|   | iv | pH-6.5-9.5 | Rattlesnake Run (Rockingham County) from its confluence with Spruce Run upstream including all named and unnamed tributaries. | 
|   | iv |   | Root Run from its confluence with Marshall Run upstream including all named and unnamed tributaries. | 
|   | iv |   | Seventy Buck Lick Run from its confluence with Carr Run upstream including all named and unnamed tributaries. | 
|   | iv |   | Sirks Run (Spring Run) from 1.3 miles above its confluence with Crab Run upstream including all named and unnamed tributaries. | 
|   | iv | pH-6.5-9.5 | Spruce Run (Rockingham County) from its confluence with Capon Run upstream including all named and unnamed tributaries. | 
|   | iv | pH-6.5-9.5 | Sumac Run from its confluence with the German River upstream including all named and unnamed tributaries. | 
| 6a | IV | PWS pH-6.5-9.5 | Little Passage Creek from the Strasburg Reservoir Dam upstream to its headwaters, unless otherwise designated in this chapter. | 
|   | V | PWS  | Stockable Trout Waters in Section 6a | 
|   | vi | pH-6.5-9.5 | Little Passage Creek from the Strasburg Reservoir Dam upstream to its headwaters. | 
| 6b | IV | PWS pH-6.5-9.5 | North Fork Shenandoah River and its tributaries from the Winchester raw water intake to points 5 miles upstream (to include Cedar Creek and its tributaries to their headwaters). | 
|   | V | PWS  | Stockable Trout Waters in Section 6b | 
|   | *** | pH-6.5-9.5 | Cedar Creek (Shenandoah County) from Route 55 (river mile 23.56) to the U.S. Forest Service Boundary (river mile 32.0) - approximately 7 miles. | 
|   | v | PWS pH-6.5-9.5 | Meadow Brook (Frederick County) from its confluence with Cedar Creek 5 miles upstream. | 
|   | VI | PWS  | Natural Trout Waters in Section 6b | 
|   | iii | pH-6.5-9.5 | Cedar Creek (Shenandoah County) from the U.S. Forest Service boundary (river mile 32.0) near Route 600 upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Duck Run from its confluence with Cedar Creek upstream including all named and unnamed tributaries. | 
|   |   |   | Paddy Run (Frederick County) from the mouth upstream including all named and unnamed tributaries. | 
|   | *** |   | (Paddy Run (Frederick County) from its mouth (0.0) to river mile 1.8.)
 | 
|   | vi** |   | (Paddy Run (Frederick County) from river mile 1.8 to river mile 8.1 - 6.3 miles.)
 | 
|   | iii | pH-6.5-9.5 | Sulphur Springs Gap (Shenandoah County) from its confluence with Cedar Creek 1.9 miles upstream. | 
| 6c | IV | PWS pH-6.5-9.5 | North Fork Shenandoah River and its tributaries from Strasburg's raw water intake to points 5 miles upstream. | 
| 6d | IV | PWS pH-6.5-9.5 | North Fork Shenandoah River and its tributaries from Woodstock's raw water intake (approximately 1/40.25 mile upstream of State Route 609 bridge near Woodstock) to points 5 miles upstream. | 
| 6e | IV | PWS pH-6.5-9.5 | Smith Creek and its tributaries from New Market's raw water intake to their headwaters. | 
|   |   |   | Natural Trout Waters in Section 6e | 
|   | iv | pH-6.5-9.5 | Mountain Run (Fridley Branch, Rockingham County) from Route 722 upstream including all named and unnamed tributaries. | 
| 6f | IV | PWS pH-6.5-9.5 | North Fork Shenandoah River and its tributaries from the Food Processors Water Coop, Inc. dam at Timberville and the Town of Broadway's intakes on Linville Creek and the North Fork Shenandoah to points 5 miles upstream. | 
| 6g | IV |   | Shoemaker River and its tributaries from Slate Lick Run, and including Slate Lick Run, to its headwaters. | 
|   | V |   | Stockable Trout Waters in Section 6g | 
|   | *** |   | Slate Lick Run from its confluence with the Shoemaker River upstream to the 1500 foot elevation. | 
|   | VI |   | Natural Trout Waters in Section 6g | 
|   | iv |   | Long Run (Rockingham County) from its confluence with the Shoemaker River upstream including all named and unnamed tributaries. | 
|   | iv |   | Slate Lick Run from the 1500 foot elevation upstream including all named and unnamed tributaries. | 
| 6h | IV | PWS pH-6.5-9.5 | Unnamed tributary of North Fork Shenandoah River (on the western slope of Short Mountain opposite Mt. Jackson) from the Town of Mt. Jackson's (inactive mid-1992) raw water intake (north and east dams) to its headwaters. | 
| 6i | IV | PWS pH-6.5-9.5 | Little Sulfur Creek, Dan's Hollow and Horns Gully (tributaries of the North Fork Shenandoah River on the western slope of Short Mountain opposite Mt. Jackson) which served as a water supply for the Town of Edinburg until March 31, 1992, from the Edinburg intakes upstream to their headwaters. | 
9VAC25-260-410. James River Basin (Lower).
| SEC. | CLASS | SP. STDS. | SECTION DESCRIPTION | 
| 
 1 | II | a,z, bb, ESW-11 | James River and its tidal tributaries from Old Point Comfort ‑ Fort Wool to the end of tidal waters (fall line, Mayo's Bridge, 14th Street, Richmond), except prohibited or spoil areas, unless otherwise designated in this chapter. | 
| 1a | III |   | Free flowing or nontidal portions of streams in Section 1, unless otherwise designated in this chapter. | 
|   | VII |   | Swamp waters in Section 1a | 
|   |   |   | Gunns Run and its tributaries from the head of tide at river mile 2.64 to its headwaters. | 
| 1b | II | a,z | Eastern and Western Branches of the Elizabeth River and tidal portions of their tributaries from their confluence with the Elizabeth River to the end of tidal waters. | 
| 1c | III |   | Free flowing portions of the Eastern Branch of the Elizabeth River and its tributaries. Includes Salem Canal up to its intersection with Timberlake Road at N36°48'35.67"/W76°08'31.70". | 
| 1d | II | a,z | Southern Branch of the Elizabeth River from its confluence with the Elizabeth River to the lock at Great Bridge. | 
| 1e | III |   | Free flowing portions of the Western Branch of the Elizabeth River and of the Southern Branch of the Elizabeth River from their confluence with the Elizabeth River to the lock at Great Bridge. | 
| 1f | II | a | Nansemond River and its tributaries from its confluence with the James River to Suffolk (dam at Lake Meade), unless otherwise designated in this chapter. | 
| 1g | III |   | Shingle Creek from its confluence with the Nansemond River to its headwaters in the Dismal Swamp. | 
|  | VII |  | Swamp waters in Section 1g Shingle Creek and its tributaries from the head of tide (approximately 500 feet downstream of Route 13/337) to their headwaters. | 
| 1h | III | PWS | Lake Prince, Lake Burnt Mills and Western Branch impoundments for Norfolk raw water supply and Lake Kilby ‑ Cahoon Pond, Lake Meade and Lake Speight impoundments for Portsmouth raw water supply and including all tributaries to these impoundments. | 
|   | VII |   | Swamp waters in Section 1h | 
|   |   |   | Eley Swamp and its tributaries from Route 736 upstream to their headwaters. | 
| 1i | III |   | Free flowing portions of the Pagan River and its free flowing tributaries. | 
| 1j |   |   | (Deleted) | 
| 1k | III | PWS | Skiffes Creek Reservoir (Newport News water impoundment). | 
| 1l | III | PWS | The Lone Star lakes and impoundments in the City of Suffolk, Chuckatuck Creek watershed which serve as a water source for the City of Suffolk. | 
| 1m | III | PWS | The Lee Hall Reservoir system, near Skiffes Creek and the Warwick River, in the City of Newport News. | 
| 1n | III | PWS | Chuckatuck Creek and its tributaries from Suffolk's raw water intake (at Godwin's Millpond) to a point 5 miles upstream. | 
| 1o | II | PWS, bb | James River from City Point (Hopewell) to a point 5 miles above American Tobacco Company's raw water intakeupstream. | 
| 1p | III | PWS, | Free flowing tributaries to section 1o. | 
| 2 | III |   | Free flowing tributaries of the James River from Buoy 64 to Brandon and free flowing tributaries of theChickahominy River to Walkers Dam, unless otherwise designated in this chapter. | 
|   | VII |   | Swamp waters in Section 2 | 
|   |   |   | Morris Creek and its tributaries from the head of tide at river mile 5.97 upstream to its headwaters. | 
| 2a | III | PWS | Diascund Creek and its tributaries from Newport News'News's raw water intake dam to its headwaters. | 
| 2b | III | PWS | Little Creek Reservoir and its tributaries from the City of Newport News impoundment dam to 5 miles upstream of the raw water intake. | 
| 3 | III | m | Chickahominy River and its tributaries from Walkers Dam to Bottoms Bridge (Route 60 bridge), unless otherwise designated in this chapter. | 
|   | VII |   | Swamp waters in Section 3 | 
|   |   |  m | Chickahominy River from its confluence with Toe Ink Swamp at river mileriver mile 43.07 upstream to Bottoms Bridge (Route 60). | 
|  |  | m | Rumley Marsh and tributaries from the confluence of an unnamed tributary at river mile 2.61, upstream to the confluence with Beus Swamp. Beus Swamp, Piney Branch, and Pelham Swamp above the confluence of Beus Swamp are excluded. | 
|   |   | m | White Oak Swamp and its tributaries from its confluence with the Chickahominy River to their headwaters. | 
| 3a | III | PWS,m | Chickahominy River and its tributaries from Walkers Dam to points 5 miles upstream. | 
| 4 | III | m | Chickahominy River and its tributaries, unless otherwise designated in this chapter, from Bottoms Bridge (Route 60 bridge) to its headwaters. | 
|   | VII |   | Swamp waters in Section 4 | 
|   |   | m | Chickahominy River from Bottoms Bridge (Route 60) upstream to its confluence with Stony Run at rivermile 71.03. | 
|  |  | m | Stony Run and tributaries from the confluence with Chickahominy River to their headwaters. | 
|   4a  | III |   | Free flowing tributaries to the James River from Brandon to the fall line at Richmond, unless otherwise designated in this chapter. | 
|   | VII |   | Swamp waters in Section 4a  | 
|   |   |   | Fourmile Creek and its tributaries to their headwaters. | 
9VAC25-260-415. James River Basin (Lower) (Appomattox River Subbasin). 
| SEC. | CLASS | SP. STDS. | SECTION DESCRIPTION | 
| 5 | II |   | Appomattox River and its tidal tributaries from its confluence with the James River to the end of tidal waters. | 
| 5a | II | PWS | Appomattox River and its tidal tributaries from its mouth to 5 miles upstream of the Virginia-American Water Company's raw water intake. | 
| 5b | III | PWS | Free flowing tributaries to sectionSection5a. | 
| 5c | III |   | Appomattox River from the head of tidal waters, and free flowing tributaries to the Appomattox River, to their headwaters, unless otherwise designated in this chapter. | 
|   | VII |   | Swamp waters in Section 5c | 
|   |   |   | Skinquarter Creek from its confluence with the Appomattox River upstream to river mile 5.27. | 
|   |   |   | Deep Creek from the confluence with Winningham Creek downstream to the confluence of Little Creek, a distance of.54of 5.4 river miles. Winticomack Creek from its confluence with the Appomattox River to its headwaters including unnamed tributaries at river miles 1.92,3.15, 8.77, and 11.16. | 
| 5d | III |   | Swift Creek and its tributaries from the dam at Pocahontas State Park upstream to Chesterfield County's raw water impoundment dam. | 
| 5e | III | PWS | Swift Creek and its tributaries from Chesterfield County's raw water impoundment dam to points 5 miles upstream. | 
| 5f | III | PWS | Appomattox River and its tributaries from Appomattox River Water Authority's raw water intake located at the dam at Lake Chesdin to the headwaters of the lake. | 
|   | VII |   | Swamp waters in Section 5f | 
|   |   |   | Winticomack Creek from its confluence with the Appomattox River to its headwaters including unnamed tributaries at river miles 1.92, 3.15, 8.77, and 11.16.
 | 
|   |   |   | Winterpock Creek and its tributaries (excluding Surline Branch) from its confluence with Lake Chesdin upstream to river mile 8.47. | 
| 5g | III | PWS | The Appomattox River and its tributaries from Farmville's raw water intake (approximately 2.5 miles above the Route 15/45 bridge) to points 5 miles upstream.  | 
9VAC25-260-440. Rappahannock River Basin. 
| SEC. | CLASS | SP. STDS. | SECTION DESCRIPTION | 
| 1 | II | a | Rappahannock River and the tidal portions of its tributaries from Stingray and Windmill Points to Route 1 Alternate Bridge at Fredericksburg. | 
| 1a | II |   | Hoskins Creek from the confluence with the Rappahannock River to its tidal headwaters. | 
| 2 | III |   | Free flowing tributaries of the Rappahannock from Stingray and Windmill Points upstream to Blandfield Point, unless otherwise designated in this chapter. | 
|   | VII |   | Swamp waters in Section 2 | 
|   |   |   | Cat Point Creek and its tributaries, from their headwaters to the head of tide at river mile 10.54. | 
|   |   |   | Hoskins Creek and its nontidal tributaries from the head of tidal waters to their headwaters. [ Mason Mill Swamp and its tributaries from the head of tidal waters to their headwaters.] Mount Landing Creek and its tributaries from the end of tidal waters at river mile 4.4 to their headwaters. | 
|   |   |   | Piscataway Creek and its tributaries from the confluence of Sturgeon Swamp to their headwaters. | 
| 3 | III |   | The Rappahannock River from the Route 1 Alternate Bridge at Fredericksburg upstream to the low dam water intake at Waterloo (Fauquier County). | 
| 3a | III | PWS | The Rappahannock River and its tributaries from Spotsylvania County's raw water intake near Golin Run to points 5 miles upstream (excluding Motts Run and tributaries, which is in sectionSection 4c). | 
| 3b | III | PWS | The Rappahannock River and its tributaries from the low dam water intake at Waterloo,(Fauquier County,) to points 5 miles upstream. | 
| 4 | III | ESW 17,18 | Free flowing tributaries of the Rappahannock from Blandfield Point to its headwaters, unless otherwise designated in this chapter. | 
|   | VII |   | Swamp waters in Section 4 Goldenvale Creek from the head of tidal waters near the confluence with the Rappahannock River to its headwaters. | 
|   |   |   | Occupacia Creek and its tributaries from the end of tidal waters at river mile 8.89 on Occupacia Creek to their headwaters. | 
|   | V |   | Stockable Trout Waters in Section 4 | 
|   | *** |   | Hughes River (Madison County) from Route 231 upstream to the upper crossing of Route 707 near the confluence of Rocky Run. | 
|   | *** |   | Robinson River from Route 231 to river mile 26.7. | 
|   | *** |   | Rose River from its confluence with the Robinson River 2.6 miles upstream. | 
|   | *** |   | South River from 5 miles above its confluence with the Rapidan River 3.9 miles upstream. | 
|   | VI |   | Natural Trout Waters in Section 4 | 
|   | ii |   | Berry Hollow from its confluence with the Robinson River upstream including all named and unnamed tributaries. | 
|   | Iiii
 |   | Bolton Branch from 1.7 miles above its confluence with Hittles Mill Stream upstream including all named and unnamed tributaries. | 
|   | Iiii
 |   | Broad Hollow Run from its confluence with Hazel River upstream including all named and unnamed tributaries. | 
|   | Ii
 |   | Brokenback Run from its confluence with the Hughes River upstream including all named and unnamed tributaries. | 
|   | Ii
 |   | Bush Mountain Stream from its confluence with the Conway River upstream including all named and unnamed tributaries. | 
|   | Ii
 |   | Cedar Run (Madison County) from 0.8 mile above its confluence with the Robinson River upstream including all named and unnamed tributaries. | 
|   | Ii
 |   | Conway River (Greene County) from the Town of Fletcher upstream including all named and unnamed tributaries. | 
|   | Iiii
 |   | Dark Hollow from its confluence with the Rose River upstream including all named and unnamed tributaries. | 
|   | Ii
 |   | Devils Ditch from its confluence with the Conway River upstream including all named and unnamed tributaries. | 
|   | iii |   | Entry Run from its confluence with the South River upstream including all named and unnamed tributaries. | 
|   | iii |   | Garth Run from 1.9 miles above its confluence with the Rapidan River at the Route 665 crossing upstream including all named and unnamed tributaries. | 
|   | ii |   | Hannah Run from its confluence with the Hughes River upstream including all named and unnamed tributaries. | 
|   | ii |   | Hazel River (Rappahannock County) from the Route 707 bridge upstream including all named and unnamed tributaries. | 
|   | ii |   | Hogcamp Branch from its confluence with the Rose River upstream including all named and unnamed tributaries. | 
|   | i |   | Hughes River (Madison County) from the upper crossing of Route 707 near the confluence of Rocky Run upstream including all named and unnamed tributaries. | 
|   | iii |   | Indian Run (Rappahannock County) from 3.4 miles above its confluence with the Hittles Mill Stream upstream including all named and unnamed tributaries. | 
|   | ii |   | Jordan River (Rappahannock County) from 10.9 miles above its confluence with the Rappahannock River upstream including all named and unnamed tributaries. | 
|   | iii |   | Kinsey Run from its confluence with the Rapidan River upstream including all named and unnamed tributaries. | 
|   | ii |   | Laurel Prong from its confluence with the Rapidan River upstream including all named and unnamed tributaries. | 
|   | ii |   | Mill Prong from its confluence with the Rapidan River upstream including all named and unnamed tributaries. | 
|   | ii |   | Negro Run (Madison County) from its confluence with the Robinson River upstream including all named and unnamed tributaries. | 
|   | ii |   | North Fork Thornton River from 3.2 miles above its confluence with the Thornton River upstream including all named and unnamed tributaries. | 
|   | ii |   | Piney River (Rappahannock County) from 0.8 mile above its confluence with the North Fork Thornton River upstream including all named and unnamed tributaries. | 
|   | ii |   | Pocosin Hollow from its confluence with the Conway River upstream including all named and unnamed tributaries. | 
|   | ii |   | Ragged Run from 0.6 mile above its confluence with Popham Run upstream including all named and unnamed tributaries. | 
|   | i |   | Rapidan River from Graves Mill (Route 615) upstream including all named and unnamed tributaries. | 
|   | ii |   | Robinson River (Madison County) from river mile 26.7 to river mile 29.7. | 
|   | i |   | Robinson River (Madison County) from river mile 29.7 upstream including all named and unnamed tributaries. | 
|   | i |   | Rose River from river mile 2.6 upstream including all named and unnamed tributaries. | 
|   | iv |   | Rush River (Rappahannock County) from the confluence of Big Devil Stairs (approximate river mile 10.2) upstream including all named and unnamed tributaries. | 
|   | ii |   | Sams Run from its confluence with the Hazel River upstream including all named and unnamed tributaries. | 
|   | ii |   | South River from 8.9 miles above its confluence with the Rapidan River upstream including all named and unnamed tributaries. | 
|   | ii |   | Sprucepine Branch from its confluence with Bearwallow Creek upstream including all named and unnamed tributaries. | 
|   | i |   | Staunton River (Madison County) from its confluence with the Rapidan River upstream including all named and unnamed tributaries. | 
|   | ii |   | Strother Run from its confluence with the Rose River upstream including all named and unnamed tributaries. | 
|   | iii |   | Thornton River (Rappahannock County) from 25.7 miles above its confluence with the Hazel River upstream including all named and unnamed tributaries. | 
|   | ii |   | Wilson Run from its confluence with the Staunton River upstream including all named and unnamed tributaries. | 
| 4a |   |   | (Deleted) | 
| 4b | III | PWS | The Rappahannock River and its tributaries, to include the VEPCO Canal, from Fredericksburg's (inactive May 2000) raw water intake to points 5 miles upstream. | 
| 4c | III | PWS | Motts Run and its tributaries. | 
| 4d | III |   | Horsepen Run and its tributaries. | 
| 4e | III | PWS | Hunting Run and its tributaries. | 
| 4f | III |   | Wilderness Run and its tributaries. | 
| 4g | III |   | Deep Run and its tributaries. | 
| 4h |   |   | (Deleted) | 
| 4i | III | PWS | Mountain Run and its tributaries from Culpeper's raw water intake to points 5 miles upstream. | 
| 4j |  III | PWS | White Oak Run and its tributaries from the Town of Madison's raw water intake to points 5 miles upstream. | 
| 4k | III | PWS | Rapidan River and its tributaries from Orange's raw water intake near Poplar Run to points 5 miles upstream. | 
| 4l | III | PWS | Rapidan River and its tributaries from the Rapidan Service Authority's raw water intake (just upstream of the Route 29 bridge) upstream to points 5 miles above the intake. | 
| 4m | III | PWS | Rapidan River and its tributaries from the Wilderness Shores raw water intake (Orange County - Rapidan Service Authority) to points 5 miles upstream. | 
9VAC25-260-450. Roanoke River Basin. 
| SEC. | CLASS | SP. STDS. | SECTION DESCRIPTION | 
| 1 | III | PWS  | Lake Gaston and the John Kerr Reservoir in Virginia and their tributaries in Virginia, unless otherwise designated in this chapter (not including the Roanoke or the Dan Rivers). The Roanoke River Service Authority's water supply intake is in this section. | 
| 1a | III |   | Dockery Creek and its tributaries to their headwaters. | 
| 2 | III |   | Dan River and its tributaries from the John Kerr Reservoir to the Virginia-North Carolina state line just east of the Pittsylvania-Halifax County line, unless otherwise designated in this chapter. | 
| 2a | III | PWS | Dan River and its tributaries from South Boston's raw water intake to points 5 miles upstream. | 
| 2b | III | PWS | Banister River and its tributaries from Burlington Industries' inactive raw water intake (about 2000 feet downstream of Route 360) inclusive of the Town of Halifax intake at the Banister Lake dam upstream to the Pittsylvania-Halifax County line (designation for main stem and tributaries ends at the county line). | 
| 2c |   |   | (Deleted) | 
| 2d | III | PWS | Cherrystone Creek and its tributaries from Chatham's raw water intake upstream to their headwaters. | 
| 2e | III | PWS | Georges Creek from Gretna's raw water intake upstream to its headwaters. | 
| 2f | III | PWS | Banister River and its tributaries from point below its confluence with Bearskin Creek (at latitude 36°46'15"; longitude 79°27'08") just east of Route 703, upstream to their headwaters. | 
| 2g | III | PWS | Whitethorn Creek and its tributaries from its confluence with Georges Creek upstream to their headwaters. | 
| 3 | III |  | Dan River and its tributaries from the Virginia-North Carolina state line just east of the Pittsylvania-Halifax County line upstream to the state line just east of Draper, N.C.North Carolina, unless otherwise designated in this chapter. | 
|   | III | PWS | Dan River and its tributaries from the Virginia-North Carolina state line just south of Danville to points 1.34 miles upstream and the first unnamed tributary to Hogans Creek from the Virginia-North Carolina state line to a point 0.45 mile upstream. | 
| 3a | III | PWS | Dan River and its tributaries from the Schoolfield Dam including the City of Danville's main water intake located just upstream of the Schoolfield Dam, upstream to the Virginia-North Carolina state line. | 
| 3b | IV | PWS | Cascade Creek and its tributaries. | 
| 3c | IV | PWS | Smith River and its tributaries from the Virginia-North Carolina state line to, but not including, Home Creek. | 
| 3d | VI | PWS | Smith River from DuPont's (inactive) raw water intake upstream to the Philpott Dam, unless otherwise designated in this chapter. | 
|   | VI | PWS | Natural Trout Waters in Section 3d | 
|   | ii |   | Smith River from DuPont's (inactive) raw water intake upstream to the Philpott Dam, unless otherwise designated in this chapter. | 
| 3e | IV |   | Philpott Reservoir, Fairystone Lake and their tributaries. | 
|   | V |   | Stockable Trout Waters in Section 3e | 
|   | v |   | Otter Creek from its confluence with Rennet Bag Creek (Philpott Reservoir) to its headwaters. | 
|   | v |   | Smith River (Philpott Reservoir portion) from the Philpott Dam (river mile 46.80) to river mile 61.14, just above the confluence with Small Creek. | 
|   | v |   | Rennet Bag Creek from its confluence with the Smith River to the confluence of Long Branch Creek. | 
|   | VI |   | Natural Trout Waters in Section 3e | 
|   | ii |   | Brogan Branch from its confluence with Rennet Bag Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Rennet Bag Creek from the confluence of Long Branch Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Roaring Run from its confluence with Rennet Bag Creek upstream including all named and unnamed tributaries. | 
| 3f | IV | PWS | North Mayo River and South Mayo River and their tributaries from the Virginia-North Carolina state line to points 5 miles upstream. | 
| 3g | IV |   | Interstate streams in the Dan River watershed above the point where the Dan crosses the Virginia-North Carolina state line just east of Draper, N. C.North Carolina, (including the Mayo and the Smith watersheds), unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 3g | 
|   | vi |   | Dan River from the Virginia-North Carolina state line upstream to the Pinnacles Power House. | 
|   | *** |   | Little Dan River from its confluence with the Dan River 7.8 miles upstream. | 
|   | v |   | Smith River from river mile 61.14 (just below the confluence of Small Creek), to Route 704 (river mile 69.20). | 
|   | VI |   | Natural Trout Waters in Section 3g | 
|   | ii |   | Dan River from Pinnacles Power House to Townes Dam. | 
|   | ii |   | Dan River from headwaters of Townes Reservoir to Talbott Dam. | 
|   | iii |   | Little Dan River from 7.8 miles above its confluence with the Dan River upstream including all named and unnamed tributaries. | 
|   | i |   | North Prong of the North Fork Smith River from its confluence with the North Fork Smith River upstream including all named and unnamed tributaries. | 
|   | ii |   | North Fork Smith River from its confluence with the Smith River upstream including all named and unnamed tributaries. | 
|   | iii |   | Smith River from Route 704 (river mile 69.20) to Route 8 (river mile 77.55). | 
|   | ii |   | Smith River from Route 8 (approximate river mile 77.55) upstream including all named and unnamed tributaries. | 
|   | ii |   | South Mayo River from river mile 38.8 upstream including all named and unnamed tributaries. | 
| 3h | IV | PWS | South Mayo River and its tributaries from the Town of Stuart's raw water intake 0.4 mile upstream of its confluence with the North Fork Mayo River to points 5 miles upstream. | 
|   | VI |   | Natural Trout Waters in Section 3h | 
|   | iii |   | Brushy Fork from its confluence with the South Mayo River upstream including all named and unnamed tributaries. | 
|   | iii |   | Lily Cove Branch from its confluence with Rye Cove Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Rye Cove Creek from its confluence with the South Mayo River upstream including all named and unnamed tributaries. | 
|   | iii |   | South Mayo River from river mile 33.8 upstream including all named and unnamed tributaries. | 
| 3i | IV | PWS | Hale Creek and its tributaries from the Fairy Stone State Park's raw water intake 1.7 miles from its confluence with Fairy Stone Lake upstream to its headwaters. | 
| 3j | VI | PWS | Smith River and its tributaries from the Henry County Public Service Authority's raw water intake about 0.2 mile upstream of its confluence with Town Creek to points 5 miles upstream. | 
| 4 | III |   | Intrastate tributaries to the Dan River above the Virginia-North Carolina state line just east of Draper, North Carolina, to their headwaters, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 4 | 
|   | vi |   | Browns Dan River from the intersection of Routes 647 and 646 to its headwaters. | 
|   | vi |   | Little Spencer Creek from its confluence with Spencer Creek to its headwaters. | 
|   | vi |   | Poorhouse Creek from its confluence with North Fork South Mayo River upstream to Route 817. | 
|   | *** |   | Rock Castle Creek from its confluence with the Smith River upstream to Route 40. | 
|   | VI |   | Natural Trout Waters in Section 4 | 
|   | ii |   | Barnard Creek from its confluence with the Dan River upstream including all named and unnamed tributaries. | 
|   | ii |   | Big Cherry Creek from its confluence with Ivy Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Ivy Creek from its confluence with the Dan River upstream including all named and unnamed tributaries. | 
|   | iii |   | Camp Branch from its confluence with Ivy Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Haunted Branch from its confluence with Barnard Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Hookers Creek from its confluence with the Little Dan River upstream including all named and unnamed tributaries. | 
|   | iii |   | Ivy Creek from Coleman's Mill Pond upstream to Route 58 (approximately 2.5 miles). | 
|   | iii |   | Little Ivy Creek from its confluence with Ivy Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Little Rock Castle Creek from its confluence with Rock Castle Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Maple Swamp Branch from its confluence with Round Meadow Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Mayberry Creek from its confluence with Round Meadow Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Mill Creek from its confluence with the Dan River upstream including all named and unnamed tributaries. | 
|   | iii |   | North Fork South Mayo River from its confluence with the South Mayo River upstream including all named and unnamed tributaries. | 
|   | vi** |   | Patrick Springs Branch from its confluence with Laurel Branch upstream including all named and unnamed tributaries. | 
|   | iii |   | Polebridge Creek from Route 692 upstream including all named and unnamed tributaries. | 
|   | ii |   | Poorhouse Creek from Route 817 upstream including all named and unnamed tributaries. | 
|   | ii |   | Rhody Creek from its confluence with the South Mayo River upstream including all named and unnamed tributaries. | 
|   | iii |   | Rich Creek from Route 58 upstream including all named and unnamed tributaries. | 
|   | ii |   | Roaring Creek from its confluence with the Dan River upstream including all named and unnamed tributaries. | 
|   | i |   | Rock Castle Creek from Route 40 upstream including all named and unnamed tributaries. | 
|   | iii |   | Round Meadow Creek from its confluence with the Dan River upstream including all named and unnamed tributaries. | 
|   | ii |   | Sawpit Branch from its confluence with Round Meadow Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Shooting Creek from its confluence with the Smith River upstream including all named and unnamed tributaries. | 
|   | vi** |   | Spencer Creek from Route 692 upstream including all named and unnamed tributaries. | 
|   | iii |   | Squall Creek from its confluence with the Dan River upstream including all named and unnamed tributaries. | 
|   | ii |   | Tuggle Creek from its confluence with the Dan River upstream including all named and unnamed tributaries. | 
|   | ii |   | Widgeon Creek from its confluence with the Smith River upstream including all named and unnamed tributaries. | 
| 4a | III | PWS | Intrastate tributaries (includes Beaver Creek, Little Beaver Creek, and Jones Creek, for the City of Martinsville) to the Smith River from DuPont's (inactive) raw water intake to points 5 miles upstream from Fieldcrest Cannon's raw water intake. | 
| 4b | III | PWS | Marrowbone Creek and its tributaries from the Henry County Public Service Authority's raw water intake (about 1/40.25 mile upstream from Route 220) to their headwaters. | 
| 4c | III | PWS | Leatherwood Creek and its tributaries from the Henry County Public Service Authority's raw water intake 8 miles upstream of its confluence with the Smith River to points 5 miles upstream. | 
| 5 | IV | PWS | Roanoke Staunton River from the headwaters of the John Kerr Reservoir to Leesville Dam unless otherwise designated in this chapter. | 
| 5a | III | PWS  | Tributaries to the Roanoke Staunton River from the headwaters of the John Kerr Reservoir to Leesville Dam, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 5a | 
|   | vi |   | Day Creek from Route 741 to its headwaters. | 
|   | VI |   | Natural Trout Waters in Section 5a | 
|   | iii |   | Gunstock Creek from its confluence with Overstreet Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Overstreet Creek from its confluence with North Otter Creek upstream including all named and unnamed tributaries. | 
| 5b | III | PWS | Spring Creek from Keysville's raw water intake upstream to its headwaters. | 
| 5c | III | PWS | Falling River and its tributaries from a point just upstream from State Route 40 (the raw water source for Dan River, Inc.) to points 5 miles upstream and including the entire Phelps Creek watershed which contains the Brookneal Reservoir. | 
| 5d | III |   | Falling River and its tributaries from 5 miles above Dan River, Inc. raw water intake to its headwaters. | 
| 5e | III | PWS | Reed Creek and its tributaries from Altavista's raw water intake upstream to their headwaters. | 
| 5f | III | PWS | Big Otter River and its tributaries from Bedford's raw water intake to points 5 miles upstream, and Stony Creek and Little Stony Creek upstream to their headwaters. | 
|   | VI  | PWS | Natural Trout Waters in Section 5f | 
|   | ii |   | Little Stony Creek from 1 mile above its confluence with Stony Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Stony Creek from the Bedford Reservoir upstream including all named and unnamed tributaries. | 
| 5g | III |   | Big Otter River and its tributaries from 5 miles above Bedford's raw water intake upstream to their headwaters. | 
| 5h | III |   | Ash Camp Creek and that portion of Little Roanoke Creek from its confluence with Ash Camp Creek to the Route 47 bridge. | 
| 5i | III | PWS | The Roanoke River and its tributaries from the Town of Altavista's raw water intake, 0.1 mile upstream from the confluence of Sycamore Creek, to points 5 miles upstream. | 
| 5j | III | PWS | Big Otter River and its tributaries from the Campbell County Utilities and Service Authority's raw water intake to points 5 miles upstream. | 
| 6 | IV | pH-6.5-9.5 | Roanoke River from a point (at latitude 37°15'53";longitude 79°54'00") 5 miles above the headwaters of Smith Mountain Lake upstream to Salem's #1 raw water intake. | 
|   | V |   | Stockable Trout Waters in Section 6 | 
|   | *** | pH-6.5-9.5, ff | Roanoke River from its junction from Routes 11 and 419 to Salem's #1 raw water intake. | 
| 6a | III | NEW-1 | Tributaries of the Roanoke River from Leesville Dam to Niagra Reservoir, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 6a | 
|   | vi |   | Gourd Creek from 1.3 miles above its confluence with Snow Creek to its headwaters. | 
|   | vi |   | Maggodee Creek from Boones Mill upstream to Route 862 (approximately 3.8 miles). | 
|   | vii |   | South Fork Blackwater River from its confluence with the Blackwater River upstream to Roaring Run. | 
|   | vi |   | South Prong Pigg River from its confluence with the Pigg River to its headwaters. | 
|   | VI |   | Natural Trout Waters in Section 6a | 
|   | iii |   | Daniels Branch from its confluence with the South Fork Blackwater River upstream including all named and unnamed tributaries. | 
|   | ii |   | Green Creek from Roaring Run upstream including all named and unnamed tributaries. | 
|   | ii |   | Pigg River from 1 mile above the confluence of the South Prong Pigg River upstream including all named and unnamed tributaries. | 
|   | ii |   | Roaring Run from its confluence with the South Fork Blackwater River upstream including all named and unnamed tributaries. | 
| 6b |   |   | (Deleted) | 
| 6c | III | PWS | Falling Creek Reservoir and Beaverdam Reservoir. | 
| 6d | IV |   | Tributaries of the Roanoke River from Niagra Reservoir to Salem's #1 raw water intake, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 6d | 
|  | vii | ee | Tinker Creek from its confluence with the Roanoke River north to Routes 11 and 220. | 
|   | VI |   | Natural Trout Waters in Section 6d | 
|   | iii |   | Glade Creek from its junction with Berkley Road NE to the confluence of Coyner Branch. | 
| 6e | IV | PWS | Carvin Cove Reservoir and its tributaries to their headwaters. | 
| 6f | IV | PWS, NEW-1 | Blackwater River and its tributaries from the Town of Rocky Mount's raw water intake (just upstream of State Route 220) to points 5 miles upstream. | 
| 6g | IV | PWS | Tinker Creek and its tributaries from the City of Roanoke's raw water intake (about 0.4 mile downstream from Glebe Mills) to points 5 miles upstream. | 
| 6h | IV | PWS | Roanoke River from Leesville Dam to Smith Mountain Dam (Gap of Smith Mountain), excluding all tributaries to Leesville Lake. | 
| 6i | IV | PWS, NEW-1 | Roanoke River from Smith Mountain Dam (Gap of Smith Mountain) upstream to a point (at latitude 37°15'53"; longitude 79°54'00" and its tributaries to points 5 miles above the 795.0 foot contour (normal pool elevation) of Smith Mountain Lake. | 
| 7 | IV | pH-6.5-9.5, ESW-2 | Roanoke River and its tributaries, unless otherwise designated in this chapter, from Salem's #1 raw water intake to their headwaters. | 
|   | V |   | Stockable Trout Waters in Section 7 | 
|   | vi | pH-6.5-9.5 | Elliott Creek from the confluence of Rocky Branch to its headwaters. | 
|   | vi | pH-6.5-9.5 | Goose Creek from its confluence with the South Fork Roanoke River to its headwaters. | 
|   | vi | pH-6.5-9.5 | Mill Creek from its confluence with Bottom Creek to its headwaters. | 
|   | *** | pH-6.5-9.5  | Roanoke River from 5 miles above Salem's #2 raw water intake to the Spring Hollow Reservoir intake (see sectionSection 7b). | 
|   | vi | pH-6.5-9.5 | Smith Creek from its confluence with Elliott Creek to its headwaters. | 
|   | vi | pH-6.5-9.5 | South Fork Roanoke River from 5 miles above the Spring Hollow Reservoir intake (see sectionSection 7b) to the mouth of Bottom Creek (river mile 17.1). | 
|   | VI |   | Natural Trout Waters in Section 7 | 
|   | ii | pH-6.5-9.5 | Big Laurel Creek from its confluence with Bottom Creek upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Bottom Creek from its confluence with the South Fork Roanoke River upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Lick Fork (Floyd County) from its confluence with Goose Creek upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Mill Creek from its confluence with the North Fork Roanoke River upstream including all named and unnamed tributaries. | 
|   | iii | pH-6.5-9.5 | Purgatory Creek from Camp Alta Mons upstream including all named and unnamed tributaries. | 
|   | ii | pH-6.5-9.5 | Spring Branch from its confluence with the South Fork Roanoke River upstream including all named and unnamed tributaries. | 
| 7a | IV | PWS pH-6.5-9.5 | Roanoke River and its tributaries from Salem's #1 raw water intake to points 5 miles upstream from Salem's #2 raw water intake. | 
|   | V | PWS  | Stockable Trout Waters in Section 7a | 
|   | *** | pH-6.5-9.5, ff  | Roanoke River from Salem's #1 raw water intake to a point 5 miles upstream from Salem's #2 raw water intake. | 
| 7b | IV | PWS pH-6.5-9.5 | Roanoke River and its tributaries from the Spring Hollow Reservoir intake upstream to points 5 miles upstream. | 
|   | V | PWS | Stockable Trout Waters in Section 7b | 
|   | *** | pH-6.5-9.5, hhff | Roanoke River from the Spring Hollow Reservoir intake to the Floyd-Montgomery County line. | 
|   | vi | pH-6.5-9.5 | South Fork Roanoke River from its confluence with the Roanoke River to 5 miles above the Spring Hollow Reservoir intake. | 
9VAC25-260-460. Yadkin River Basin. 
| SEC. | CLASS | SP. STDS. | SECTION DESCRIPTION | 
| 1 | IV | PWS | Yadkin River Basin in Virginia including Ararat River, Johnson Creek, Little Fisher River, Lovills Creek, Pauls Creek and Stewarts Creek - the entire reach of these streams from the Virginia-North Carolina state line to their headwaters. | 
|   | V | PWS | Stockable Trout Waters in Section 1 | 
|   | *** |   | Ararat River from Route 823 upstream to Route 671. | 
|   | vi |   | Halls Branch from its confluence with Lovills Creek 4.5 miles upstream. | 
|   | vi |   | Johnson Creek from the Virginia-North Carolina state line to its headwaters. | 
|   | vii |   | Lovills Creek from the Virginia-North Carolina state line 1.8 miles upstream (to the Natural Resource Conservation Service dam). | 
|   | vii |   | Pauls Creek (at the Carroll County line at Route 690) from 6.7 miles above its confluence with Stewarts Creek 4.2 miles upstream. | 
|   | VI | PWS | Natural Trout Waters in Section 1  | 
|   | iii |   | Ararat River from Route 671 upstream including all named and unnamed tributaries. | 
|   | iii |   | East Fork Johnson Creek from its confluence with Johnson Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Elk Spur Branch from its confluence with Lovills Creek upstream including all named and unnamed tributaries. | 
|   | i |   | Little Fisher Creek from the Virginia-North Carolina state line upstream including all named and unnamed tributaries. | 
|   | ii |   | Little Pauls Creek in the vicinity of Route 692 (4 miles above its confluence with Pauls Creek) upstream including all named and unnamed tributaries. | 
|   | iii |   | Lovills Creek and its tributaries from the headwaters of the impoundment formed by the Natural Resource Conservation Service dam (1.8 miles above the Virginia-North Carolina state line)toriver mile 7.8 (at the confluence of Elk Spur and Waterfall Branch)their headwaters. | 
|   | ii |   | North Fork Stewarts Creek from its confluence with Stewarts Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Pauls Creek (Carroll County) from 10.9 miles above its confluence with Stewarts Creek upstream including all named and unnamed tributaries. | 
|   | i |   | South Fork Stewarts Creek from its confluence with Stewarts Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Stewarts Creek below Lambsburg in the vicinity of Route 696 (10.4 miles above its confluence with the Ararat River) to the confluence of the North and South Forks of Stewarts Creek. | 
|   | iii |   | Sun Run from its confluence with the Ararat River upstream including all named and unnamed tributaries. | 
|   | iii |   | Thompson Creek from its confluence with the Ararat River upstream including all named and unnamed tributaries. | 
|   | ii |   | Turkey Creek from its confluence with Stewarts Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Waterfall Branch from its confluence with Lovills Creek upstream including all named and unnamed tributaries. | 
9VAC25-260-470. Chowan and Dismal Swamp (Chowan River Subbasin). 
| SEC. | CLASS | SP. STDS. | SECTION DESCRIPTION | 
| 1 | II | NEW-21 | Blackwater River and its tidal tributaries from the Virginia-North Carolina state line to the end of tidal waters at approximately State Route 611 at river mile 20.90; Nottoway River and its tidal tributaries from the Virginia-North Carolina state line to the end of tidal waters at approximately Route 674. | 
| 2 | VII | NEW-21 | Blackwater River from the end of tidal waters to its headwaters and its free-flowingfree flowing tributaries in Virginia, unless otherwise designated in this chapter. | 
| 2a | VII | PWS | Blackwater River and its tributaries from Norfolk's auxiliary raw water intake near Burdette, Virginia, to points 5 miles above the raw water intake, to include Corrowaugh Swamp to a point 5 miles above the raw water intake. | 
| 2b | III |   | Nottoway River from the end of tidal waters to its headwaters and its free-flowingfree flowing tributaries in Virginia, unless otherwise designated in this chapter. | 
|   | VII |   | Swamp waters in Section 2b | 
|   |   |   | Assamoosick Swamp and its tributaries from river mile 2.50 to its headwaters. | 
|   |   |   | Black Branch Swamp from its confluence with the Nottoway River to its headwaters. | 
|   |   |   | Butterwood Creek from river mile 4.65 (near Route 622) upstream to river mile 14.59 (near Route 643). | 
|   |   |   | Cabin Point Swamp from its confluence with the Nottoway River to its headwaters. | 
|   |   |   | Cooks Branch from its confluence with Butterwood Creek to river mile 1.08 | 
|   |   |   | Gosee Swamp and its tributaries from its confluence with the Nottoway River to river mile 6.88. | 
|   |   |   | Gravelly Run and its tributaries from its confluence with Rowanty Creek to river mile 8.56. | 
|   |   |   | Harris Swamp and its tributaries from its confluence with the Nottoway River to river mile 8.72. | 
|   |   |   | Hatcher Run and its tributaries from its confluence with Rowanty Creek to river mile 19.27 excluding Picture Branch. | 
|   |   |   | Hunting Quarter Swamp and its tributaries from its confluence with the Nottoway River to its headwaters. | 
|   |   |   | Moores and Jones Holes Swamp and tributaries from their confluence with the Nottoway River to its headwaters. | 
|   |   |   | Nebletts Mill Run and its tributaries from its confluence with the Nottoway River to its headwaters. | 
|   |   |   | Raccoon Creek and its tributaries from its confluence with the Nottoway River to its headwaters. | 
|   |   |   | Rowanty Creek and its tributaries from its confluence with the Nottoway River to Gravelly Run. | 
|   |   |   | Southwest Swamp and its tributaries from its confluence with Stony Creek to river mile 8.55. | 
|   |   |   | Three Creek and its tributaries from its confluence with the Nottoway River upstream to its headwaters at Slagles Lake. | 
| 2c | III | PWS | Nottoway River and its tributaries from Norfolk's auxiliary raw water intake near Courtland, Virginia, to points 5 miles upstream unless otherwise designated in this chapter. | 
|   | VII  |   | Swamp waters in Section 2c  | 
|   |   |   | Assamoosick Swamp and its tributaries from its confluence with the Nottoway River to river mile 2.50.  | 
| 2d |   |   | (Deleted) | 
| 2e | III | PWS | Nottoway River and its tributaries from the Georgia-Pacific and the Town of Jarratt's raw water intakes near Jarratt, Virginia, to points 5 miles above the intakes. | 
| 2f | III | PWS | Nottoway River and its tributaries from the Town of Blackstone's raw water intake to points 5 miles above the raw water intakeupstream. | 
| 2g | III | PWS | Lazaretto Creek and its tributaries from Crewe's raw water intake to points 5 miles upstream. | 
| 2h | III | PWS | Modest Creek and its tributaries from Victoria's raw water intake to their headwaters. | 
| 2i | III | PWS | Nottoway River and its tributaries from the Town of Victoria's raw water intake at the Falls (about 200 feet upstream from State Route 49) to points 5 miles upstream. | 
| 2j | III | PWS | Big Hounds Creek from the Town of Victoria's auxiliary raw water intake (on Lunenburg Lake) to its headwaters. | 
| 3 | III |   | Meherrin River and its tributaries in Virginia from the Virginia-North Carolina state line to its headwaters, unless otherwise designated in this chapter. | 
|   | VII |   | Swamp waters in Section 3 | 
|   |   |   | Cattail Creek and its tributaries from its confluence with Fontaine Creek to their headwaters. Tarrara Creek and its tributaries from its confluence with the Meherrin River to its headwaters. | 
|   |   |   | FountainsFontaine Creek and its tributaries from its confluence with the Meherrin River to Route 301.
 | 
| 3a | III | PWS | Meherrin River and its tributaries from Emporia's water supply dam to points 5 miles upstream. | 
| 3b | III | PWS | Great Creek from Lawrenceville's raw water intake to a point 7.6 miles upstream. | 
| 3c | III | PWS | Meherrin River and its tributaries from Lawrenceville's raw water intake to points 5 miles upstream. | 
| 3d | III | PWS | Flat Rock Creek from Kenbridge's raw water intake upstream to its headwaters. | 
| 3e | III | PWS | Meherrin River and its tributaries from South Hill's raw water intake to points 5 miles upstream. | 
| 3f | III |   | Couches Creek from a point 1.6 miles downstream from the Industrial Development Authority discharge to its headwaters. | 
| 4 | III |   | Free flowing tributaries to the Chowan River in Virginia unless otherwise designated in this section. | 
|   | VII |   | Swamp waters in Section 4 | 
|   |   |   | Unnamed tributary to Buckhorn Creek from its headwaters to the Virginia-North Carolina state line. | 
|   |   |   | Somerton Creek and its tributaries from the Virginia-North Carolina state line at river mile 0.00 upstream to river mile 13.78. | 
9VAC25-260-510. Tennessee and Big Sandy River Basins (Holston River Subbasin). 
| SEC. | CLASS | SP. STDS. | SECTION DESCRIPTION | 
| 1 | IV |   | North Fork Holston River and its tributaries, unless otherwise designated in this chapter, from the Virginia-Tennessee state line to their headwaters, and those sections of Timbertree Branch and Boozy Creek in Virginia. | 
|   | V |   | Stockable Trout Waters in Section 1 | 
|   | vi |   | Greendale Creek from its confluence with the North Fork Holston River 4.1 miles upstream. | 
|   | v |   | Laurel Bed Creek from its confluence with Tumbling Creek 1.8 miles upstream. | 
|   | vi |   | Laurel Creek within the Thomas Jefferson National Forest boundaries. | 
|   | *** |   | Laurel Creek from Route 16 to its confluence with Roaring Fork. | 
|   | vi |   | Lick Creek (Bland County) from 5.5 miles above its confluence with the North Fork Holston River 10.9 miles upstream. | 
|   | vi |   | Little Tumbling Creek from Tannersville upstream to where the powerline crosses the stream. | 
|   | vi |   | Lynn Camp Creek from its confluence with Lick Creek 3.9 miles upstream. | 
|   | vi |   | Punch and Judy Creek from its confluence with Laurel Creek 3.2 miles upstream. | 
|   | v |   | Tumbling Creek from its confluence with the North Fork Holston River 7.1 milesupstream including all named and unnamed tributaries. | 
|   | VI |   | Natural Trout Waters in Section 1 | 
|   | ii |   | Barkcamp Branch from its confluence with Roaring Fork upstream including all named and unnamed tributaries. | 
|   | ii |   | Beartown Branch from its confluence with Sprouts Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Beaver Creek (Smyth County) from its confluence with the North Fork Holston River 2.8 miles upstream. | 
|   | ***
 |  | Big Tumbling Creek from its confluence with the North Fork Holston River upstream including all named and unnamed tributaries.
 | 
|   | ii |   | Brier Cove from its confluence with Tumbling Creek upstream including all named and unnamed tributaries. | 
|   |   |   | Brumley Creek from its confluence with the North Fork Holston River upstream to the Hidden Valley Lake dam including all named and unnamed tributaries. | 
|   | *** |   | Brumley Creek from its confluence with the North Fork Holston River (at Duncanville) 4 miles upstream. | 
|   | iii |   | Brumley Creek from 4 miles above its confluence with the North Fork Holston River (at Duncanville) 6.9 miles upstream. | 
|   | iii |   | Campbell Creek (Smyth County) from its confluence with the North Fork Holston River at Ellendale Ford 1 mile upstream. | 
|   | ii |   | Coon Branch from its confluence with Barkcamp upstream including all named and unnamed tributaries. | 
|   | ii |   | Cove Branch from its confluence with Roaring Fork upstream including all named and unnamed tributaries. | 
|   | ii |   | Henshaw Branch from its confluence with Lick Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Little Sprouts Creek from its confluence with Sprouts Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Little Tumbling Creek from the powerline crossing upstream including all named and unnamed tributaries. | 
|   | v** |   | Red Creek from its confluence with Tumbling Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Roaring Fork (Tazewell County) from its confluence with Laurel Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Sprouts Creek from its confluence with the North Fork Holston River upstream including all named and unnamed tributaries. | 
|   | ii |   | Toole Creek from its confluence with the North Fork Holston River 5.9 miles upstream. | 
| 1a | IV |   | North Fork Holston River from the Olin Corporation downstream to the Virginia-Tennessee state line. | 
| 1b | IV | PWS | Big Moccasin Creek and its tributaries from Weber City's raw water intake to points 5 miles upstream from Gate City's raw water intake. | 
| 1c |   |   | (Deleted) | 
| 1d | IV | PWS | Unnamed tributary to the North Fork Holston River from Hilton's Community No. 2 public water supply raw water intake to its headwaters.  | 
| 2 | IV | PWS | South Holston Lake in Virginia and South Holston Lake and its tributaries from the Bristol Virginia Utilities Board's raw water intake to points 5 miles upstream. | 
| 3 | IV |   | Tributaries of the South Holston Lake, and Sinking Creek and Nicely Branch in Virginia, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 3 | 
|   | vi |   | Berry Creek from its confluence with Fifteenmile Creek (Washington County) 2 miles upstream. | 
|   | vi |   | Spring Creek from its confluence with the South Holston Lake to its headwaters. | 
|   | VI |   | Natural Trout Waters in Section 3 | 
|   | ii |   | Cox Mill Creek from its confluence with the South Fork Holston River upstream including all named and unnamed tributaries. | 
| 3a |   |   | (Deleted) | 
| 4 | IV |   | Steel Creek and Beaver Creek and their tributaries in Virginia. | 
|   | V |   | Stockable Trout Waters in Section 4 | 
|   | vi |   | Beaver Creek (Washington County) and its tributaries from the flood control dam (near Route 11) to their headwaters. | 
|   | vi |   | Sinking Creek (tributary to Paperville Creek-Washington County) from the Virginia-Tennessee state line at Bristol 3.4 miles upstream. | 
| 5 | IV |   | Middle Fork Holston River and its tributaries, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 5 | 
|   | vi |   | Dry Run from its confluence with the Middle Fork Holston River 1.6 miles upstream. | 
|   | vi |   | Dutton Branch from its confluence with the Middle Fork Holston River 2 miles upstream. | 
|   | vi |   | Laurel Springs Creek from its confluence with the Middle Fork Holston River 2 miles upstream. | 
|   | vi |   | Middle Fork Holston River from 5 miles above Marion's raw water intake (river mile 45.83) to the headwaters. | 
|   | vi |   | Preston Hollow from 0.5 mile above its confluence with the Middle Fork Holston River 1.5 miles upstream. | 
|   | vi |   | Staley Creek from its confluence with the Middle Fork Holston River 1 mile upstream. | 
|   |  | VI
  | Natural Trout Waters in Section 5 | 
|   | iii |   | East Fork Nicks Creek from its confluence with Nicks Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Nicks Creek within the Jefferson National Forest boundary (river mile 1.6) upstream including all named and unnamed tributaries. | 
|   | iii |   | Staley Creek from 1 mile above its confluence with the Middle Fork Holston River upstream including all named and unnamed tributaries. | 
| 5a | IV |   | Middle Fork Holston River and its tributaries from Edmondson Dam upstream to the Route 91 bridge. | 
| 5b | IV |   | Hungry Mother Creek from the dam upstream including all named and unnamed tributaries. | 
| 5c | IV  | PWS | Middle Fork Holston River and its tributaries from Marion's raw water intake to points 5 miles upstream, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 5c | 
|   | vi |   | Middle Fork Holston River from Marion's raw water intake at Mt. Carmel at river mile 45.83 to a point 5 miles upstream (river mile 50.83). | 
| 5d | IV | PWS | Middle Fork Holston River and its tributaries from Washington County Service Authority's raw water intake to points 5 miles upstream. | 
| 6 | IV | ESW-10 | South Fork Holston River and its tributaries in Virginia, unless otherwise designated in this chapter. | 
|   | V |   | Stockable Trout Waters in Section 6 | 
|   | vi |   | Grosses Creek from its confluence with the South Fork Holston River 3.4 miles upstream. | 
|   | vi |   | Rush Creek (Washington County) from its confluence with the South Fork Holston River 2.2 miles upstream. | 
|   | vi |   | Straight Branch from its confluence with Whitetop Laurel Creek 2.5 miles upstream. | 
|   | VI |   | Natural Trout Waters in Section 6 | 
|   | iii |   | Barkcamp Branch from its confluence with Rowland Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Beaverdam Creek (Washington County) from its confluence with Laurel Creek to the Virginia-Tennessee state line 2 miles upstream. | 
|   | iii |   | Bell Hollow from its confluence with Dickey Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Big Branch from its confluence with Big Laurel Creek upstream including all named and unnamed tributaries. | 
|   |   |   | Big Laurel Creek (Smyth County) from its confluence with Whitetop Laurel Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Big Laurel Creek (Smyth County) from its confluence with Whitetop Laurel Creek 2.6 miles upstream. | 
|   | ii |   | Big Laurel Creek (Smyth County) from 2.6 miles above its confluence with Whitetop Laurel Creek (at Laurel Valley Church) upstream including all named and unnamed tributaries. | 
|   | iii |   | Brush Creek from its confluence with Rush Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Buckeye Branch from its confluence with Green Cove Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Charlies Branch from its confluence with Big Laurel Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Cold Branch from its confluence with Jerrys Creek upstream including all named and unnamed tributaries. | 
|   | iv |   | Comers Creek from its confluence with the South Fork Holston River upstream including all named and unnamed tributaries. | 
|   | ii |   | Cressy Creek from 1.7 miles above its confluence with the South Fork Holston River at Route 16 upstream including all named and unnamed tributaries. | 
|   | ii |   | Daves Branch from its confluence with Big Laurel Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Dickey Creek from 0.6 mile above its confluence with the South Fork Holston River upstream including all named and unnamed tributaries. | 
|   | ii |   | Dry Fork from 1.2 miles above its confluence with St. Clair Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Feathercamp Branch from its confluence with Straight Branch upstream including all named and unnamed tributaries. | 
|   | ii |   | Grassy Branch from its confluence with Big Laurel Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Green Cove Creek from its confluence with Whitetop Laurel Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Grindstone Branch from its confluence with Big Laurel Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | High Trestle Branch from its confluence with Buckeye Branch upstream including all named and unnamed tributaries. | 
|   | iii |   | Hopkins Branch from its confluence with the South Fork Holston River upstream including all named and unnamed tributaries. | 
|   | iii |   | Houndshell Branch from its confluence with Cressy Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Hurricane Creek (Smyth County) from its confluence with Comers Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Hutton Branch from its confluence with Dickey Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Jerrys Creek (Smyth County) from 1.5 miles above its confluence with Rowland Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Little Laurel Creek (Smyth County) from its confluence with Whitetop Laurel Creek upstream including all named and unnamed tributaries. | 
|   | *** |   | Laurel Creek from its confluence with Beaverdam Creek (Washington County) to the Virginia-North Carolina state line. | 
|   | ii |   | London Bridge Branch from its confluence with Beaverdam Creek (Washington County) 0.6 mile upstream. | 
|   | iii |   | Long Branch from its confluence with Jerrys Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Mill Creek (Washington County) from its confluence with the South Fork Holston River upstream including all named and unnamed tributaries. | 
|   | iii |   | Parks Creek from its confluence with Cressy Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Pennington Branch from its confluence with Whitetop Laurel Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Quarter Branch from 1.1 miles above its confluence with Cressy Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Raccoon Branch from its confluence with Dickey Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Rowland Creek from 2.5 miles above its confluence with the South Fork Holston River upstream including all named and unnamed tributaries. | 
|   | ii |   | Rush Creek (Washington County) from 2.2 miles above its confluence with the South Fork Holston River upstream including all named and unnamed tributaries. | 
|   | iii |   | Scott Branch from its confluence with Dickey Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Slemp Creek from 2 miles above its confluence with Cressy Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | South Fork Holston River from 101.8 miles above its confluence with the Holston River to the Thomas Bridge Water Corporation's raw water intake (see sectionSection 6a). | 
|   | ii |   | South Fork Holston River from 5 miles above the Thomas Bridge Water Corporation's raw water intake to a point 12.9 miles upstream (see sectionSection 6a). | 
|   | ii |   | Star Hill Branch from its confluence with Green Cove Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | St. Clair Creek from 3.3 miles above its confluence with the South Fork Holston River (at Route 600) above Horseshoe Bend upstream including all named and unnamed tributaries. | 
|   | ii |   | Sturgill Branch from its confluence with Whitetop Laurel Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Valley Creek (Washington County) from its confluence with Whitetop Laurel Creek upstream including all named and unnamed tributaries. | 
|   |   |   | Whitetop Laurel Creek from its confluence with Laurel Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Whitetop Laurel Creek from its confluence with Laurel Creek 8.1 miles upstream. | 
|   | i |   | Whitetop Laurel Creek from 8.1 miles above its confluence with Laurel Creek 4.4 miles upstream. | 
|   | iii |   | Whitetop Laurel Creek from 12.5 miles above its confluence with Laurel Creek 3.8 miles upstream. | 
| 6a | IV | PWS | South Fork Holston River and its tributaries from Thomas Bridge Water Corporation's raw water intake between Route 658 and Route 656 to points 5 miles upstream. | 
|   | VI |   | Natural Trout Waters in Section 6a | 
|   | ii |   | South Fork Holston River from Thomas Bridge Water Corporation's raw water intake to a point 5 miles upstream. | 
9VAC25-260-520. Chesapeake Bay, Atlantic Ocean and small coastal basins. 
| SEC. | CLASS | SP. STDS. | SECTION DESCRIPTION | 
| 1 | I | a | The Atlantic Ocean from Cape Henry Light (Latitude 36°55'06" North; Longitude 76°00'04" West) east to the three mile limit and south to the Virginia-North Carolina state line. The Atlantic Ocean from Cape Henry Light to Thimble Shoal Channel (Latitude 36°57'30"North; Longitude 76°02'30" West) from Thimble Shoal Channel to Smith Island (Latitude 37°07'04" North; Longitude 75°54'04" West) and north to the Virginia-Maryland state line. | 
| 1a | III |   | All free flowing portions of the streams, creeks and coves in Section 1 east of the east-west divide boundary on the Eastern Shore of Virginia. | 
| 1b | II | a | Tidal portions of streams, creeks and coves in Section 1 east of the east-west divide boundary on the Eastern Shore of Virginia. | 
| 2 | II | a | Chesapeake Bay and its tidal tributaries from Old Point Comfort Tower (Latitude 37°00'00" North; Longitude 76°18'08" West) to Thimble Shoal Light (Latitude 37°00'09" North; Longitude 76°14'04" West) to and along the south side of Thimble Shoal Channel to its eastern end (Latitude 36°57'03" North; Longitude 76°02'03"West) to Smith Island (Latitude 37°07'04" North; Longitude 75°54'04" West) north to the Virginia-Maryland borderstate line following the east-west divide boundary on the Eastern Shore of Virginia, west along the Virginia-Marylandborderstate line, to the Virginia Coast, (Latitude 37°53'23" North; Longitude 76°14'25" West) and south following the Virginia Coast to Old Point Comfort Tower (previously described), unless otherwise designated in this chapter. | 
| 2a | III |   | Free flowing portions of streams lying on the Eastern Shore of Virginia west of the east-west divide boundary unless otherwise designated in this chapter. | 
| 2b | III |   | Drummonds Millpond including Coards Branch. | 
| 2c | III |   | The Virginia Department of Agriculture experimental station pond and its tributaries. | 
| 2d | III |   | The free flowing streams tributary to the western portion of the Chesapeake Bay lying between the Virginia-Maryland state line and Old Point Comfort. | 
|  | VII |  | Swamp waters in Section 2d Briery Swamp and tributaries from the confluence with Dragon Swamp to their headwaters. Contrary Swamp from the confluence with Dragon Swamp to its headwaters. Crany Creek from its confluence with Fox Mill Run to its headwaters. Dragon Run and its tributaries from the confluence with Dragon Swamp to their headwaters. Dragon Swamp and tributaries from the head of tidal waters at river mile 4.60 to their headwaters. Exol Swamp and tributaries from the confluence with Dragon Swamp to their headwaters. Fox Mill Run from the head of tidal waters to its headwaters. Holmes Swamp and its tributaries from the confluence with Exol Swamp to their headwaters. Northwest Branch Severn River from the head of tidal waters near Severn Hall Lane to its headwaters. Timber Branch Swamp and its tributaries from the confluence with Dragon Swamp to their headwaters. Yorkers Swamp and its tributaries from the confluence with Dragon Swamp to their headwaters. White Marsh and its tributaries [ formfrom ] the confluence with Dragon Swamp to their headwaters. | 
| 2e | III | PWS | Harwood's Mill Reservoir (in Poquoson River's headwaters - a source of water for the City of Newport News) and its tributaries. | 
| 2f | III | PWS | Brick Kiln Creek and its tributaries from Fort Monroe's raw water intake (at the Big Bethel Reservoir) to points 5 miles upstream. | 
| 2g | III | PWS | Beaverdam Swamp and its tributaries (including Beaverdam Swamp Reservoir) from the Gloucester County Water System raw water intake to its headwaters. | 
| 3 | II | a | Chesapeake Bay from Old Point Comfort Tower (Latitude 37°00'00" North; Longitude 76°18'08" West) to Thimble Shoal Light (Latitude 37°00'09" North; Longitude 76°14'04" West) along the south side of Thimble Shoal Channel to Cape Henry Light (Latitude 36°55'06"North; Longitude 76°00'04" West). | 
| 3a | II | a,z | Little Creek from its confluence with Chesapeake Bay (Lynnhaven Roads) to end of navigable waters. | 
| 3b | II | a | Tidal portions of Lynnhaven watershed from its confluence with the Chesapeake Bay (Lynnhaven Roads) to and including Lynnhaven Bay, Western Branch Lynnhaven River, Eastern Branch Lynnhaven River, Long Creek, Broad Bay and Linkhorn Bay, Thalia Creek and its tributaries to the end of tidal waters. Great Neck Creek and Little Neck Creek from their confluence with Linkhorn Bay and their tidal tributaries. Rainey Gut and Crystal Lake from their confluence with Linkhorn Bay. | 
| 3c | III |   | Free flowing portions of streams in Section 3b, unless otherwise designated in this chapter. | 
| 3d | III | PWS | The impoundments on the Little Creek watershed including Little Creek Reservoir, Lake Smith, Lake Whitehurst, Lake Lawson, and Lake Wright. | 
| 3e | II |   | London Bridge Creek from its confluence with the Eastern Branch of Lynnhaven River to the end of tidal waters. Wolfsnare Creek from its confluence with the Eastern Branch Lynnhaven River to the fall line. | 
| 3f | III |   | Free flowing portions of London Bridge Creek and Wolfsnare Creek to the Dam Neck Road Bridge at N36°47'20.00"/W76°04'12.10" (West Neck Creek) and their free flowing tributaries. | 
| 3g | III |   | Lake Joyce and Lake Bradford. | 
9VAC25-260-530. York River Basin.
| SEC. | CLASS | SP. STDS | SECTION DESCRIPTION | 
| 1 | II | a,aa | York River and the tidal portions of its tributaries from Goodwin Neck and Sandy Point upstream to Thorofare Creek and Little Salem Creek near West Point; Mattaponi River and the tidal portions of its tributaries from Little Salem Creek to the end of tidal waters; Pamunkey River and the tidal portions of its tributaries from Thorofare Creek near West Point to the end of tidal waters. | 
| 2 | III |   | Free flowing tributaries of the York River, free flowing tributaries of the Mattaponi River to Clifton and the Pamunkey River to Romancoke, unless otherwise designated in this chapter. | 
| 2a | III | PWS | Waller Mill Reservoir and its drainage area above Waller Mill dam which serves as a raw water supply for the City of Williamsburg. | 
| 2b | III | PWS | Jones Pond (a tributary of Queen Creek near Williamsburg which serves as the raw water supply for Cheatham Annex Naval Station) and its tributaries to points 5 miles upstream. | 
| 3 | III |   | Free flowing portions of the Mattaponi and Pamunkey Rivers, free flowing tributaries of the Mattaponi above Clifton, and free flowing tributaries of the Pamunkey above Romancoke, unless otherwise designated in this chapter. | 
|   | VII |   | Swamp Waterswaters in Section 3. | 
|   |   |   | Garnetts Creek and tributaries from the head of tidal waters upstream to include Dickeys Swamp and its tributaries. Herring Creek from its headwaters at river mile 17.2 downstream to the confluence with the Mattaponi River and three named tributaries: Dorrell Creek, Fork Bridge Creek and Millpond Creek from their headwaters to their confluence with Herring Creek. Hornquarter Creek from its confluence with the Pamunkey River to its headwaters. Jacks Creek and tributaries from the head of tidal waters to their headwaters. Matadequin Creek and its tributaries, from below an unnamed tributary to Matadequin Creek at river mile 9.93 (between Rt.Route 350 and Sandy Valley Creek) downstream to its confluence with the Pamunkey River. Mattaponi River from its confluence with Maracossic Creek at river mile 57.17 to the head of tidal waters. | 
|   |   |   | Mechumps Creek from the confluence with Slayden Creek to the Pamunkey River, Slayden Creek and its tributaries to their headwaters, and Campbell Creek from the unnamed tributary at river mile 3.86 downstream to the confluence with Mechumps Creek.   [ Mehixen Creek and its tributaries from its confluence with the Pamunkey River to their headwaters.] Monquin (Moncuin) Creek and its tributaries from the head of tidal waters to their headwaters. | 
|   |   |   | Reedy Creek from its headwaters to its confluence with Reedy Millpond at river mile 1.06. Totopotomoy Creek from its confluence with the Pamunkey River to its headwaters. | 
| 3a | III | PWS | South Anna River and its tributaries from Ashland's raw water intake to a point 5 miles upstream. | 
| 3b | III | PWS | Northeast Creek and its tributaries from the Louisa County Water Authority's impoundment dam (approximately 1/80.125 mile upstream of Route 33) to their headwaters. | 
| 3c | III |   | South Anna River from Route 15 upstream to a point 1.5 miles below the effluent from the Gordonsville Sewage Treatment Plant. | 
| 3d | III | PWS | Ni River and its tributaries from Spotsylvania's raw water intake near Route 627 to their headwaters. | 
| 3e | III | PWS | The North Anna River and its tributaries from Hanover County's raw water intake near Doswell (approximately 1/20.5 mile upstream from State Route 30) to points 5 miles upstream. | 
| 3f | III | PWS | Stevens Mill Run from the Lake Caroline water impoundment,and other tributaries into the impoundment upstream to their headwaters. | 
9VAC25-260-540. New River Basin. 
| SEC. | CLASS | SP. STDS | SECTION DESCRIPTION | 
| 1 | IV | u | New River and its tributaries, unless otherwise designated in this chapter, from the Virginia-West Virginia state line to the Montgomery-Giles County line. | 
|   | V |   | Stockable Trout Waters in Section 1 | 
|   | *** |   | Laurel Creek (a tributary to Wolf Creek in Bland County) from Rocky Gap to the Route 613 bridge one mile west of the junction of Routes 613 and 21. | 
|   | viii |   | Laurel Creek (Bland County) from its confluence with Hunting Camp Creek 3.2 miles upstream. | 
|   | viii |   | Little Wolf Creek (Bland County) from its confluence with Laurel Creek 2.6 miles upstream. | 
|   | v |   | Sinking Creek from 5.1 miles above its confluence with the New River 10.8 miles upstream (near the Route 778 crossing). | 
|   | vi |   | Sinking Creek from the Route 778 crossing to the Route 628 crossing. | 
|   | vi |   | Spur Branch from its confluence with Little Walker Creek to its headwaters. | 
|   | v |   | Walker Creek from the Route 52 bridge to its headwaters. | 
|   | *** |   | Wolf Creek (Bland County) from Grapefield to its headwaters. | 
|   | VI |   | Natural Trout Waters in Section 1 | 
|   | ii |   | Bear Spring Branch from its confluence with the New River upstream including all named and unnamed tributaries. | 
|   | iii |   | Clear Fork (Bland County) from river mile 8.5 upstream including all named and unnamed tributaries. | 
|   | ii |   | Cove Creek (Tazewell County) from its confluence with Clear Fork upstream including all named and unnamed tributaries. | 
|   | ii |   | Cox Branch from its confluence with Clear Fork to Tazewell's raw water intake (river mile 1.6). | 
|   | iii |   | Ding Branch from its confluence with Nobusiness Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Dry Fork (Bland County) from 4.8 miles above its confluence with Laurel Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | East Fork Cove Creek (Tazewell County) from its confluence with Cove Creek upstream including all named and unnamed tributaries. | 
|   |   |   | Hunting Camp Creek from its confluence with Wolf Creek upstream including all named and unnamed tributaries. | 
|   | *** |   | Hunting Camp Creek from its confluence with Wolf Creek 8.9 miles upstream. | 
|   | iii |   | Hunting Camp Creek from 8.9 miles above its confluence with Wolf Creek 3 miles upstream. | 
|   | ii |   | Laurel Creek (tributary to Wolf Creek in Bland County) from Camp Laurel in the vicinity of Laurel Fork Church, upstream including all named and unnamed tributaries. | 
|   | ii |   | Laurel Creek from a point 0.7 mile from its confluence with Sinking Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Little Creek (Tazewell County) from 1.5 miles above its confluence with Wolf Creek above the Tazewell County Sportsmen's Club Lake upstream including all named and unnamed tributaries. | 
|   | ii |   | Mercy Branch from its confluence with Mill Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Mill Creek from the Narrows Town line upstream including all named and unnamed tributaries. | 
|   | ii |   | Mudley Branch from its confluence with the West Fork Cove Creek upstream including all named and unnamed tributaries. | 
|   |   |   | Nobusiness Creek from its confluence with Kimberling Creek upstream including all named and unnamed tributaries. | 
|   | *** |   | (Nobusiness Creek from its confluence with Kimberling Creek 4.7 miles upstream.)
 | 
|   | iii |   | (Nobusiness Creek from 4.7 miles above its confluence with Kimberling Creek upstream including all named and unnamed tributaries.)
 | 
|   | ii |   | Oneida Branch from its confluence with the West Fork Cove Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Panther Den Branch from its confluence with Nobusiness Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Piney Creek from its confluence with the New River upstream including all named and unnamed tributaries. | 
|   | ii |   | Wabash Creek from its confluence with Walker Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | West Fork Cove Creek from its confluence with Cove Creek upstream including all named and unnamed tributaries. | 
| 1a |   |   | (Deleted) | 
| 1b | IV | u | Wolf Creek and its tributaries in Virginia from its confluence with Mill Creek upstream to the Giles-Bland County line. | 
| 1c |   |   | (Deleted) | 
| 1d | IV | u  | Stony Creek and its tributaries, unless otherwise designated in this chapter, from its confluence with the New River upstream to its headwaters, and Little Stony Creek and its tributaries from its confluence with the New River to its headwaters. | 
|   | V |   | Stockable Trout Waters in Section 1d | 
|   | vi |   | Stony Creek (Giles County) from its confluence with the New River to its confluence with Laurel Branch. | 
|   | VI |   | Natural Trout Waters in Section 1d | 
|   | iii |   | Dismal Branch from its confluence with Stony Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Dixon Branch from its confluence with North Fork Stony Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Hemlock Branch from its confluence with Little Stony Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Laurel Branch from its confluence with Stony Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Laurel Creek from its confluence with Little Stony Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Little Stony Creek from its confluence with the New River upstream including all named and unnamed tributaries. | 
|   | ii |   | Maple Flats Branch from its confluence with Little Stony Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Meredith Branch from its confluence with Little Stony Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Nettle Hollow from its confluence with Little Stony Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | North Fork Stony Creek from its confluence with Stony Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Pine Swamp Branch from its confluence with Stony Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Pond Drain from its confluence with Little Stony Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Stony Creek (Giles County) from the confluence of Laurel Branch at Olean upstream including all named and unnamed tributaries. | 
|   | ii |   | White Rock Branch from its confluence with Stony Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Wildcat Hollow from its confluence with Stony Creek upstream including all named and unnamed tributaries. | 
| 1e | IV | PWS,u | Kimberling Creek and its tributaries from Bland Correctional Farm's raw water intake to points 5 miles upstream. | 
|   | VI | PWS | Natural Trout Waters in Section 1e | 
|   | iii |   | Dismal Creek from its confluence with Kimberling Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Pearis Thompson Branch from its confluence with Dismal Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Standrock Branch from its confluence with Dismal Creek upstream including all named and unnamed tributaries. | 
| 1f |   |   | (Deleted) | 
| 1g | IV | u | Bluestone River and its tributaries, unless otherwise designated in this chapter, from the Virginia-West Virginia state line upstream to their headwaters. | 
| 1h | IV | PWS,u | Bluestone River and its tributaries from Bluefield's raw water intake upstream to its headwaters. | 
|   | VI | PWS | Natural Trout Waters in Section 1h | 
|   | iii |   | Bluestone River from a point adjacent to the Route 650/460 intersection to a point 5.7 miles upstream. | 
| 1i | IV | PWS | Big Spring Branch from the Town of Pochahontas'Pocahontas's intake, from the Virginia-West Virginia state line, including the entire watershed in Abbs Valley (the Town ofPochahontas'Pocahontas's intake is located in West Virginia near the intersection of West Virginia State Route 102 and Rye Road. | 
| 1j |   |   | (Deleted) | 
| 1k | IV | PWS | Walker Creek and its tributaries from the Wythe-Bland Water and Sewer Authority's raw water intake (for Bland) to points 5 miles upstream. | 
| 1l | VI ii | PWS | Cox Branch and its tributaries from Tazewell's raw water intake at the Tazewell Reservoir (river mile 1.6) to headwaters. | 
| 2 | IV | v, NEW-5 | New River and its tributaries, unless otherwise designated in this chapter, from the Montgomery-Giles County line upstream to the Virginia-North Carolina state line (to include Peach Bottom Creek from its confluence with the New River to the mouth of Little Peach Bottom Creek). | 
|   | V |   | Stockable Trout Waters in Section 2 | 
|   | v |   | Beaverdam Creek from its confluence with the Little River to its headwaters. | 
|   | v |   | Big Indian Creek from its confluence with the Little River to a point 7.4 miles upstream. | 
|   | vi |   | Boyd Spring Run from its confluence with the New River to its headwaters. | 
|   | *** |   | Brush Creek from the first bridge on Route 617 south of the junction of Routes 617 and 601 to the Floyd County line. | 
|   | vi |   | Camp Creek from its confluence with the Little River to its headwaters. | 
|   | vi |   | Cove Creek (Wythe County) from Route 77, 8.1 miles above its confluence with Reed Creek, 10.5 miles upstream. | 
|   |   |   | Dodd Creek from its confluence with the West Fork Little River to its headwaters. | 
|   | *** |   | Dodd Creek from its confluence with the West Fork Little River 4 miles upstream. | 
|   | vi |   | Dodd Creek from 4 miles above its confluence with the West Fork Little River to its headwaters. | 
|   | vi |   | East Fork Stony Fork from its confluence with Stony Fork 4 miles upstream. | 
|   | *** |   | Elk Creek from its confluence with Knob Fork Creek to the junction of State Routes 611 and 662. | 
|   | vi |   | Gullion Fork from its confluence with Reed Creek 3.3 miles upstream. | 
|   | vi |   | Little Brush Creek from its confluence with Brush Creek 1.9 miles upstream. | 
|   | vi |   | Lost Bent Creek from its confluence with the Little River to its headwaters. | 
|   | vi |   | Middle Creek from its confluence with Little River to its headwaters. | 
|   | vi |   | Middle Fox Creek from its confluence with Fox Creek 4.1 miles upstream. | 
|   | vi |   | Mill Creek (Wythe County) from its confluence with the New River 3.7 miles upstream. | 
|   | v |   | North Fork Greasy Creek from its confluence with Greasy Creek to its headwaters. | 
|   | vi |   | Oldfield Creek from its confluence with the Little River to its headwaters. | 
|   | vi |   | Peach Bottom Creek from the mouth of Little Peach Bottom Creek to its headwaters. | 
|   | vi |   | Pine Branch from its confluence with the Little River to its headwaters. | 
|   | vi |   | Pine Creek (Carroll County) from its confluence with Big Reed Island Creek to its headwaters. | 
|   | vi |   | Piney Fork from its confluence with Greasy Creek to its headwaters. | 
|   | vi |   | Poor Branch from its confluence with the New River to its headwaters. | 
|   | vi |   | Poverty Creek (Montgomery County) from its confluence with Toms Creek to its headwaters. | 
|   | vi |   | Reed Creek (Wythe County) within the Jefferson National Forest from 57 miles above its confluence with the New River 6.8 miles upstream, unless otherwise designated in this chapter. | 
|   | vi |   | Shady Branch from its confluence with Greasy Creek to its headwaters. | 
|   | vi |   | Shorts Creek from 6.2 miles above its confluence with the New River in the vicinity of Route 747, 3 miles upstream. | 
|   | vi |   | South Fork Reed Creek from river mile 6.8 (at Route 666 below Groseclose) 11.9 miles upstream. | 
|   | vi |   | St. Lukes Fork from its confluence with Cove Creek 1.4 miles upstream. | 
|   | vi |   | Stony Fork (Wythe County) from 1.9 miles above its confluence with Reed Creek at the intersection of Routes 600, 682, and 21/52 at Favonia 5.7 miles upstream. | 
|   | *** |   | Toms Creek from its confluence with the New River to its headwaters. | 
|   | vi |   | West Fork Big Indian Creek from its confluence with Big Indian Creek to its headwaters. | 
|   | vi |   | Wolf Branch from its confluence with Poor Branch 1.2 miles upstream. | 
|   | VI |   | Natural Trout Waters in Section 2 | 
|   | ii |   | Baker Branch from its confluence with Cabin Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Baldwin Branch from 0.2 mile above its confluence with Big Horse Creek at the Grayson County - Ashe CountyVirginia-North Carolina state line upstream including all named and unnamed tributaries. | 
|   | ii |   | Bear Creek (Carroll County) from its confluence with Laurel Fork upstream including all named and unnamed tributaries. | 
|   | iii |   | Beaver Creek from its confluence with the Little River upstream including all named and unnamed tributaries. | 
|   | iii |   | Beaverdam Creek (Carroll County) from its confluence with Crooked Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Big Branch from its confluence with Greasy Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Big Horse Creek from 12.8 miles above its confluence with the North Fork New River (above the Virginia-North Carolina state line below Whitetop) upstream including all named and unnamed tributaries. | 
|   | ii |   | Big Indian Creek from a point 7.4 miles upstream of its confluence with the Little River upstream including all named and unnamed tributaries. | 
|   | ii |   | Big Laurel Creek from its confluence with the Little River upstream including all named and unnamed tributaries. | 
|   | iii |   | Big Laurel Creek from its confluence with Pine Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Big Reed Island Creek from Route 221 upstream including all named and unnamed tributaries. | 
|   | iii |   | Big Run from its confluence with the Little River upstream including all named and unnamed tributaries. | 
|   |   |   | Big Wilson Creek from its confluence with the New River upstream including all named and unnamed tributaries. | 
|   | *** |   | Big Wilson Creek from its confluence with the New River 8.8 miles upstream. | 
|   | ii |   | Big Wilson Creek from 8.8 miles above its confluence with the New River 6.6 miles upstream. | 
|   | iii |   | Blue Spring Creek from its confluence with Cripple Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Boothe Creek from its confluence with the Little River upstream including all named and unnamed tributaries. | 
|   | ii |   | Bournes Branch from its confluence with Brush Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Brannon Branch from its confluence with Burks Fork upstream including all named and unnamed tributaries. | 
|   | ii |   | Brier Run from its confluence with Big Wilson Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Buffalo Branch from its confluence with Laurel Fork upstream including all named and unnamed tributaries. | 
|   | iii |   | Burgess Creek from its confluence with Big Horse Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Burks Fork from the Floyd-Carroll County line upstream including all named and unnamed tributaries. | 
|   | ii |   | Byars Creek from its confluence with Whitetop Creek upstream including all named and unnamed tributaries. | 
|   |   |   | Cabin Creek from its confluence with Helton Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Cabin Creek from its confluence with Helton Creek 3.2 miles upstream. | 
|   | i |   | Cabin Creek from 3.2 miles above its confluence with Helton Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Cherry Creek from its confluence with Big Reed Island Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Chisholm Creek from its confluence with Laurel Fork upstream including all named and unnamed tributaries. | 
|   | iv |   | Crigger Creek from its confluence with Cripple Creek upstream including all named and unnamed tributaries. | 
|   | *** |   | Cripple Creek from the junction of the stream and U.S. Route 21 in Wythe County upstream including all named and unnamed tributaries. | 
|   | iii |   | Crooked Creek (Carroll County) from Route 707 to Route 620. | 
|   | ii |   | Crooked Creek from Route 620 upstream including all named and unnamed tributaries. | 
|   | iii |   | Daniel Branch from its confluence with Crooked Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Dobbins Creek from its confluence with the West Fork Little River upstream including all named and unnamed tributaries. | 
|   | iv |   | Dry Creek from 1.9 miles above its confluence with Blue Spring Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Dry Run (Wythe County) from its confluence with Cripple Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Earls Branch from its confluence with Beaver Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | East Fork Crooked Creek from its confluence with Crooked Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | East Fork Dry Run from its confluence with Dry Run upstream including all named and unnamed tributaries. | 
|   | ii |   | East Prong Furnace Creek from its confluence with Furnace Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Elkhorn Creek from its confluence with Crooked Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Fox Creek from its junction of the Creek andwith Route 734 upstream including all named and unnamed tributaries. | 
|   | iii |   | Francis Mill Creek from its confluence with Cripple Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Furnace Creek from its confluence with the West Fork Little River upstream including all named and unnamed tributaries. | 
|   | *** |   | Glade Creek (Carroll County) from its confluence with Crooked Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Grassy Creek (Carroll County) from its confluence with Big Reed Island Creek at Route 641, upstream including all named and unnamed tributaries. | 
|   | vi** |   | Grassy Creek (Carroll County) from its confluence with Little Reed Island Creek at Route 769, upstream including all named and unnamed tributaries. | 
|   | iii |   | Greasy Creek from the Floyd-Carroll County line upstream including all named and unnamed tributaries. | 
|   | iii |   | Greens Creek from its confluence with Stone Mountain Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Guffey Creek from its confluence with Fox Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Helton Creek from the Virginia-North Carolina state line upstream including all named and unnamed tributaries. | 
|   | ii |   | Howell Creek from its confluence with the West Fork Little River upstream including all named and unnamed tributaries. | 
|   | ii |   | Jerry Creek (Grayson County) from its confluence with Middle Fox Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Jones Creek (Wythe County) from its confluence with Kinser Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Killinger Creek from its confluence with Cripple Creek and White Rock Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Kinser Creek from 0.4 mile above its confluence with Crigger Creek above the Mount Rogers National ForestRecreation Area Boundary at Groseclose Chapel upstream including all named and unnamed tributaries. | 
|   | iii |   | Laurel Branch (Carroll County) from its confluence with Staunton Branch upstream including all named and unnamed tributaries. | 
|   | iii |   | Laurel Creek (Grayson County) from its confluence with Fox Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Laurel Fork from the Floyd-Carroll County line upstream including all named and unnamed tributaries. | 
|   | iii |   | Laurel Fork (Carroll County) from its confluence with Big Reed Island Creek to the Floyd-Carroll County line. | 
|   | i |   | Lewis Fork from its confluence with Fox Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Little Cranberry Creek from its confluence with Crooked Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Little Helton Creek from the Grayson County-Ashe CountyVirginia-North Carolina state line upstream including all named and unnamed tributaries. | 
|   | *** |   | Little Reed Island Creek from theits junctionof the stream andwith State Routes 782 and 772 upstream including all named and unnamed tributaries, unless otherwise designated in this chapter. | 
|   | *** |   | Little River from its junction with Route 706 upstream including all named and unnamed tributaries. | 
|   | ii |   | Little Snake Creek from its confluence with Big Reed Island Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Little Wilson Creek from its confluence with Wilson Creek (at Route 16 at Volney) upstream including all named and unnamed tributaries. | 
|   | ii |   | Long Mountain Creek from its confluence with Laurel Fork upstream including all named and unnamed tributaries. | 
|   | iii |   | Meadow Creek (Floyd County) from its confluence with the Little River upstream including all named and unnamed tributaries. | 
|   | iii |   | Meadow View Run from its confluence with Burks Fork upstream including all named and unnamed tributaries. | 
|   | iii |   | Middle Creek from its confluence with Crigger Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Middle Fork Helton Creek from its confluence with Helton Creek 2.2 miles upstream. | 
|   | i |   | Middle Fork Helton Creek from 2.2 miles above its confluence with Helton Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Middle Fox Creek from 4.1 miles above its confluence with Fox Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Mill Creek (Carroll County) from its confluence with Little Reed Island Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Mill Creek (Grayson County) from its confluence with Fox Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Mira Fork from its confluence with Greasy Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | North Branch Elk Creek from its confluence with Elk Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | North Prong Buckhorn Creek from its confluence with Buckhorn Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Oldfield Creek from its confluence with Laurel Fork upstream including all named and unnamed tributaries. | 
|   | ii |   | Opossum Creek from its confluence with Fox Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Payne Creek from its confluence with the Little River upstream including all named and unnamed tributaries. | 
|   | iii |   | Peak Creek from 19 miles above its confluence with the New River above the Gatewood Reservoir upstream including all named and unnamed tributaries. | 
|   | iii |   | Pine Creek (Carroll County) from its confluence with Big Reed Island Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Pine Creek (Floyd County) from its confluence with Little River upstream including all named and unnamed tributaries. | 
|   | iii |   | Pipestem Branch from its confluence with Big Reed Island Creek upstream including all named and unnamed tributaries. | 
|   | i |   | Quebec Branch from its confluence with Big Wilson Creek upstream including all named and unnamed tributaries. | 
|   | iv |   | Raccoon Branch from its confluence with White Rock Creek upstream including all named and unnamed tributaries. | 
|   | *** |   | Reed Creek (Wythe County) from 5 miles above Wytheville's raw water intake upstream including all named and unnamed tributaries. | 
|   | ii |   | Ripshin Creek from its confluence with Laurel Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Road Creek (Carroll County) from its confluence with Big Reed Island Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | RoadsRoad Creek (Carroll County) from its confluence with Laurel Fork upstream including all named and unnamed tributaries.
 | 
|   | iv |   | Rock Creek from its confluence with Big Reed Island Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Silverleaf Branch from its confluence with the Little River upstream including all named and unnamed tributaries. | 
|   | iii |   | Snake Creek from Route 670 (3.2 miles above its confluence with Big Reed Island Creek) upstream including all named and unnamed tributaries. | 
|   | ii |   | Solomon Branch from its confluence with Fox Creek upstream including all named and unnamed tributaries. | 
|   | vi** |   | South Branch Elk Creek from its confluence with Elk Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Spurlock Creek from its confluence with the West Fork Little River upstream including all named and unnamed tributaries. | 
|   | iii |   | Staunton Branch from its confluence with Crooked Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Stone Mountain Creek from its confluence with Big Reed Island Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Straight Branch (Carroll County) from its confluence with Greens Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Sulphur Spring Branch from its confluence with Big Reed Island Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Tory Creek from its confluence with Laurel Fork upstream including all named and unnamed tributaries. | 
|   | iii |   | Tract Fork from the confluence of Fortnerfield Branch upstream including all named and unnamed tributaries. | 
|   | ii |   | Trout Branch from its confluence with Little Reed Island creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Turkey Fork from 2.6 miles above its confluence with Elk Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Venrick Run from its confluence with Reed Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | West Fork Comers Rock Branch from its confluence with Comers Rock Branch upstream including all named and unnamed tributaries. | 
|   | iii |   | West Fork Dodd Creek from its confluence with Dodd Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | West Fork Dry Run from its confluence with Dry Run 2 miles upstream. | 
|   | iii |   | West Fork Little Reed Island Creek (Carroll County) from its confluence with Little Reed Island Creek upstream including all named and unnamed tributaries. | 
|   | *** |   | West Fork Little River from its confluence with Little River upstream including all named and unnamed tributaries. | 
|   | iii |   | West Prong Furnace Creek from its confluence with Furnace Creek upstream including all named and unnamed tributaries. | 
|   |   |   | White Rock Creek from its confluence with Cripple Creek upstream including all named and unnamed tributaries. | 
|   | *** |   | White Rock Creek from its confluence with Cripple Creek 1.9 miles upstream. | 
|   | iv |   | White Rock Creek from 1.9 miles above its confluence with Cripple Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Whitetop Creek from its confluence with Big Horse Creek upstream including all named and unnamed tributaries. | 
|   | i |   | Wilburn Branch from its confluence with Big Wilson Creek upstream including all named and unnamed tributaries. | 
| 2a | IV | PWS,v | New River from Radford Army Ammunition Plant's raw water intake (that intake which is the further downstream), upstream to a point 5 miles above the Blacksburg- Christiansburg, V.P.I.NRV  [ Regional ] Water Authority's raw water intake and including tributaries in this area to points 5 miles above the respective raw water intakes. | 
| 2b | IV | PWS,v | New River from Radford's raw water intake upstream to Claytor Dam and including tributaries to points 5 miles above the intake. | 
| 2c | IV | v, NEW-4 | New River and its tributaries, except Peak Creek above Interstate Route 81, from Claytor Dam to Big Reed Island Creek (Claytor Lake). | 
|   | V |   | Stockable Trout Waters in Section 2c | 
|   | vi |   | Chimney Branch from its confluence with Big Macks Creek to its headwaters. | 
|   | vi |   | White Oak Camp Branch from its confluence with Chimney Branch to its headwaters. | 
|   | VI |   | Natural Trout Waters in Section 2c | 
|   | ii |   | Bark Camp Branch from its confluence with Big Macks Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Big Macks Creek from Powhatan Camp upstream including all named and unnamed tributaries. | 
|   | iii |   | Little Macks Creek from its confluence with Big Macks Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | Puncheoncamp Branch from its confluence with Big Macks Creek upstream including all named and unnamed tributaries. | 
| 2d | IV | PWS,v,NEW-5 | Peak Creek and its tributaries from Pulaski's raw water intake upstream, including Hogan Branch to its headwaters and Gatewood Reservoir. | 
|   | V |   | Stockable Trout Waters in Section 2d | 
|   | *** |   | (West Fork) Peak Creek from the Forest Service Boundary to its headwaters. | 
| 2e |   |   | (Deleted) | 
| 2f | IV | PWS,v | Little Reed Island Creek and its tributaries from Hillsville's upstream raw water intake near Cranberry Creek to points 5 miles above Hillsville's upstream raw water intake, including the entire watershed of the East Fork Little Reed Island Creek. | 
|   | VI | PWS | Natural Trout Waters in Section 2f | 
|   | iii |   | East Fork Little Reed Island Creek from its confluence with West Fork Little Reed Island Creek upstream including all named and unnamed tributaries. | 
|   | *** |   | Little Reed Island Creek from Hillsville's upstream raw water intake to a point 5 miles upstream. | 
|   | Iii |   | Mine Branch from its confluence with the East Fork Little Reed Island Creek 2 miles upstream. | 
| 2g | IV | PWS,v | Reed Creek and its tributaries from Wytheville's raw water intake to points 5 miles upstream. | 
|   | VI | PWS,v | Natural Trout Waters in Section 2g | 
|   | *** |   | Reed Creek from the western town limits of Wytheville to 5 miles upstream. | 
| 2h | IV | PWS,v | Chestnut Creek and its tributaries from Galax's raw water intake upstream to their headwaters or to the Virginia-North Carolina state line. | 
|   | VI | PWS | Natural Trout Waters in Section 2h | 
|   | *** |   | Coal Creek from its confluence with Chestnut Creek upstream including all named and unnamed tributaries. | 
|   | ii |   | East Fork Chestnut Creek (Grayson County) from its confluence with Chestnut Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Hanks Branch from its confluence with the East Fork Chestnut Creek upstream including all named and unnamed tributaries. | 
|   | iii |   | Linard Creek from its confluence with Hanks Branch upstream including all named and unnamed tributaries. | 
| 2i | IV |   | Fries Reservoir section of the New River from river mile 141.36 to river mile 144.29. | 
| 2j | IV | PWS | Eagle Bottom Creek from Fries'Fries's raw water intake upstream to its headwaters. | 
| 2k | IV |   | Stuart Reservoir section of the New RiverNew River from Stuart Dam at N36°36'08"/W81°18'40" upstream 2.29 miles.
 | 
| 2l | IV | PWS | New River and its tributaries inclusive of the Wythe County Water Department's Austinville intake near the Route 636 bridge, and the Wythe County Water Department's Ivanhoe intake on Powder Mill Branch just upstream of the Wythe-Carroll County line to points 5 miles above the intakes. | 
|   | V | PWS | Stockable Trout Waters in Section 2l | 
|   | vi |   | Powder Mill Branch (from 0.6 mile above its confluence with the New River) 2.1 miles upstream. | 
| 2m | IV | PWS, NEW-4,5 | New River (Claytor Lake) from the Klopman Mills raw water intake to the Pulaski County Public Service Authority's raw water intake and tributaries to points 5 miles upstream of each intake. | 
| 2n |   |   | (Deleted) | 
VA.R. Doc. No. R13-3788; Filed August 1, 2016, 12:32 p.m. 
TITLE 12. HEALTH
DEPARTMENT OF HEALTH
Forms
 
 
 
 REGISTRAR'S NOTICE:
 Forms used in administering the following regulation have been filed by the
 Department of Health. The forms are not being published; however, online users
 of this issue of the Virginia Register of Regulations may click on the name of
 a form to access it. The forms are also available from the agency contact or
 may be viewed at the Office of the Registrar of Regulations, General Assembly
 Building, 2nd Floor, Richmond, Virginia 23219. 
 
  
 
 Title of Regulation: 12VAC5-507. Nursing Scholarships
 and Loan Repayment Program Requiring Service in a Long-Term Care Facility.
 
 Contact Information: Adrienne McFadden, MD, JD,
 Director, Office of Health Equity, Department of Health, 109 Governor Street,
 Richmond, VA 23219, telephone (804) 864-7425, FAX (804) 864-7440, or email adrienne.mcfadden@vdh.virginia.gov.
 
 FORMS (12VAC5-507)
 
 Long-Term
 Care Facility Nursing Scholarship Program Application Checklist and
 Requirements, LTC-SA-1 (rev. 5/2016)
 
 Virginia
 Nurse Loan Repayment Program Application, LTC-NLRP-1 (rev. 5/2016)
 
 Virginia
 Nurse Loan Repayment Program Practice Site Application, LTC-NLRP-2 (rev.
 5/2016)
 
 VA.R. Doc. No. R16-4825; Filed August 1, 2016, 1:08 p.m. 
TITLE 12. HEALTH
DEPARTMENT OF MEDICAL ASSISTANCE SERVICES
Final Regulation
 
 
 
 REGISTRAR'S NOTICE: The
 Department of Medical Assistance Services is claiming an exclusion from Article
 2 of the Administrative Process Act in accordance with § 2.2-4006 A 4 a of
 the Code of Virginia, which excludes regulations that are necessary to conform
 to changes in Virginia statutory law where no agency discretion is involved.
 The Department of Medical Assistance Services will receive, consider, and
 respond to petitions by any interested person at any time with respect to
 reconsideration or revision.
 
  
 
 Title of Regulation: 12VAC30-40. Eligibility
 Conditions and Requirements (amending 12VAC30-40-240). 
 
 Statutory Authority: § 32.1-325 of the Code of
 Virginia; 42 USC § 1396 et seq.
 
 Effective Date: September 21, 2016. 
 
 Agency Contact: Emily McClellan, Regulatory Supervisor,
 Department of Medical Assistance Services, Policy Division, 600 East Broad
 Street, Suite 1300, Richmond, VA 23219, telephone (804) 371-4300, FAX (804)
 786-1680, or email emily.mcclellan@dmas.virginia.gov.
 
 Summary:
 
 To comport with Item SSSS of Chapter 780 of the 2016 Acts
 of Assembly, the amendment allows an individual to use a certified appraisal to
 assess the current market value of noncommercial property, in lieu of the tax
 assessed value, for the purpose of determining Medicaid eligibility. The
 certified appraisal must be completed by a real estate appraiser licensed by
 the Virginia Real Estate Appraiser Board, and the individual is responsible for
 the cost.
 
 12VAC30-40-240. More restrictive methods of treating resources
 than those of the SSI program: § 1902(f) states only. 
 
 A. The following limitations apply to resources in addition
 to the resource requirements of the Supplemental Security Income (SSI) program
 for the aged, blind and disabled. 
 
 1. For income-producing property and other nonresidential
 property, appropriate equity and profit is to be determined by the prorata
 share owned by an individual in relation to his proportionate share of the
 equity and profit. 
 
 2. Property in the form of an interest in an undivided estate
 is to be regarded as an asset when the value of the interest plus all other
 resources exceeds the applicable resource limit unless it is considered
 unsaleable for reasons other than being an undivided estate. An heir can
 initiate a court action to partition. If a partition suit is necessary (because
 at least one other owner of or heir to the property will not agree to sell the
 property) in order for the individual to liquidate the interest, estimated
 partition costs may be deducted from the property's value. However, if a
 partition would not result in the applicant/recipient applicant or
 recipient securing title to property having value substantially in excess
 of the cost of the court action, the property would not be regarded as an
 asset. 
 
 B. Real property. 
 
 1. The current market value of real property is determined by
 ascertaining the tax assessed value of the property and applying to it the
 local assessment rate. For noncommercial real property only, the current
 market value may be determined through the use of a certified appraisal in lieu
 of the tax assessed value. The certified appraisal must be completed by an
 individual licensed by the Virginia Real Estate Appraiser Board and the cost of
 the certified appraisal shall be borne by the applicant or recipient or his
 designee. The equity value is the current market value less the amount due
 on any recorded liens against the property. "Recorded" means written
 evidence that can be substantiated, such as deeds of trust, liens, promissory
 notes, etc. 
 
 2. Real property contiguous to an individual's residence which
 does not meet the home property definitions in subdivision 3 of this
 subsection, the SSI income-producing requirement or the exceptions listed in
 subdivision 6 of this subsection and which is saleable according to the
 provisions in 12VAC30-40-290 C, shall be counted as an available
 resource. The equity value of the contiguous property shall be added to the
 value of all other countable resources. 
 
 3. Ownership of a dwelling occupied by the applicant as his
 home does not affect eligibility. A home shall mean the house and lot used as
 the principal residence and all contiguous property as long as the value of the
 land, exclusive of the lot occupied by the house, does not exceed $5,000. In
 any case in which the definition of home as provided here is more restrictive
 than that provided in the State Plan for Medical Assistance in Virginia as it
 was in effect on January 1, 1972, then a home means the house and lot used as
 the principal residence and all contiguous property essential to the operation
 of the home regardless of value. 
 
 The lot occupied by the house shall be a measure of land as
 designated on a plat or survey or whatever the locality sets as a minimum size
 for a building lot, whichever is less. In localities where no minimum building
 lot requirement exists, a lot shall be a measure of land designated on a plat
 or survey or one acre, whichever is less. 
 
 Contiguous property essential to the operation of the home
 means: 
 
 a. Land used for the regular production of any food or goods
 for the household's consumption only, including: 
 
 (1) Vegetable gardens; 
 
 (2) Pasture land which supports livestock raised for milk or
 meat, and land used to raise chickens, pigs, etc. (the amount of land necessary
 to support such animals is established by the local extension service; however,
 in no case shall more land be allowed than that actually being used to support
 the livestock); 
 
 (3) Outbuildings used to process and/or or store
 any of the above; 
 
 b. Driveways which connect the homesite to public roadways; 
 
 c. Land necessary to the home site to meet local zoning
 requirements (e.g. building sites, mobile home sites, road frontage, distance
 from road, etc.); 
 
 d. Land necessary for compliance with state or local health
 requirements (e.g., distance between home and septic tank, distance between
 septic tanks, etc.); 
 
 e. Water supply for the household; 
 
 f. Existing burial plots; 
 
 g. Outbuilding used in connection with the dwelling, such as
 garages or tool sheds. 
 
 All of the above facts must be fully reevaluated and
 documented in the case record before the home site determination is made. 
 
 4. An institutionalized individual's former residence is
 counted as an available resource if the recipient is institutionalized longer
 than six months after the date he was admitted. The former residence is
 disregarded if it is occupied by the recipient's: 
 
 a. Spouse; 
 
 b. Minor dependent child under age 18 years; 
 
 c. Dependent child under age 19 years if still in
 school or vocational training; 
 
 d. Adult child who is disabled according to the Medicaid or
 civil service disability definition, and who was living in the home with
 the recipient for at least one year prior to the recipient's institutionalization,
 and who is dependent upon the recipient for his shelter needs; or 
 
 e. Parent who is age 65 years or older and who is
 disabled according to the Medicaid or civil service disability definition and,
 who was living in the home with the recipient for at least one year prior to
 the recipient's institutionalization, and who is dependent upon the
 recipient for his shelter needs. 
 
 5. An applicant or recipient's proportional share of the value
 of property owned jointly with another person to whom the applicant or
 recipient is not married as tenants in common or joint tenants with the right
 of survivorship at common law is counted as a resource unless it is exempt
 property or is unsaleable. 
 
 6. Ownership of other real property generally precludes
 eligibility. Exceptions to this provision are: (i) when the equity value of the
 property, plus all other resources, does not exceed the appropriate resource
 limitation; (ii) the property is smaller than the county or city zoning
 ordinances allow for home sites or building purposes, or the property has less
 than the amount of road frontage required by the county or city for building
 purposes and adjoining land owners will not buy the property; or (iii) the
 property has no access, or the only access is through the exempted home site;
 or (iv) the property is contiguous to the recipient's home site and the survey
 expenses required for its sale reduce the value of such property, plus all
 other resources, below applicable resource limitations; or (v) the property
 cannot be sold after a reasonable effort to sell it has been made, as defined
 in 12VAC30-40-290. 
 
 C. Personal property. 
 
 1. Prepaid burial plans are counted as a resource since the
 money is refundable to the individual upon his request. Cemetery plots are not
 counted as resources. See 12VAC30-40-290. 
 
 2. Assets which can be liquidated such as cash, bank accounts,
 stocks, bonds, securities and deeds of trusts are considered resources. 
 
 VA.R. Doc. No. R16-4728; Filed July 22, 2016, 9:16 a.m. 
TITLE 12. HEALTH
DEPARTMENT OF MEDICAL ASSISTANCE SERVICES
Final Regulation
 
 
 
 REGISTRAR'S NOTICE: The
 Department of Medical Assistance Services is claiming an exclusion from Article
 2 of the Administrative Process Act in accordance with § 2.2-4006 A 4 a of
 the Code of Virginia, which excludes regulations that are necessary to conform
 to changes in Virginia statutory law where no agency discretion is involved.
 The Department of Medical Assistance Services will receive, consider, and
 respond to petitions by any interested person at any time with respect to
 reconsideration or revision.
 
  
 
 Title of Regulation: 12VAC30-141. Family Access to
 Medical Insurance Security Plan (amending 12VAC30-141-500). 
 
 Statutory Authority: § 32.1-351 of the Code of
 Virginia; 42 USC § 1396 et seq.
 
 Effective Date: September 21, 2016. 
 
 Agency Contact: Emily McClellan, Regulatory Supervisor,
 Policy Division, Department of Medical Assistance Services, 600 East Broad
 Street, Suite 1300, Richmond, VA 23219, telephone (804) 371-4300, FAX (804)
 786-1680, or email emily.mcclellan@dmas.virginia.gov.
 
 Summary:
 
 Pursuant to Item 305 G of Chapter 780 of the 2016 Acts of
 Assembly, the amendment adds coverage of behavioral therapy services, including
 applied behavior analysis, to the Family Access to Medical Insurance Security
 Plan (FAMIS) for recipients younger than 21 years of age.
 
 12VAC30-141-500. Benefits reimbursement. 
 
 A. Reimbursement for the services covered under FAMIS
 fee-for-service and MCHIPs shall be as specified in this section. 
 
 B. Reimbursement for physician services, surgical services,
 clinic services, prescription drugs, laboratory and radiological services,
 outpatient mental health services, early intervention services, emergency
 services, home health services, immunizations, mammograms, medical
 transportation, organ transplants, skilled nursing services, well baby and well
 child care, vision services, durable medical equipment, disposable medical
 supplies, dental services, case management services, physical
 therapy/occupational therapy/speech-language therapy services, hospice
 services, school-based health services, behavioral therapy services
 including but not limited to applied behavior analysis, and certain
 community-based mental health services shall be based on the Title XIX rates. 
 
 C. Reimbursement to MCHIPs shall be determined on the basis
 of the estimated cost of providing the MCHIP benefit package and services to an
 actuarially equivalent population. MCHIP rates will be determined annually and
 published 30 days prior to the effective date. 
 
 D. Exceptions. 
 
 1. Prior authorization is required after five visits in a
 fiscal year for physical therapy, occupational therapy and speech therapy
 provided by home health providers and outpatient rehabilitation facilities and
 for home health skilled nursing visits. Prior authorization is required after
 26 visits for outpatient mental health visits in the first year of service and
 prior authorization is required for the following nonemergency outpatient
 procedures: Magnetic Resonance Imaging, including Magnetic Resonance Angiography
 (MRA), Computerized Axial Tomography (CAT) scans, including Computed Tomography
 Angiography (CTA), or Positron Emission Tomography (PET) scans performed for
 the purpose of diagnosing a disease process or physical injury. Prior
 authorization for dental services will be based on the Title XIX prior
 authorization requirements for dental services. 
 
 2. Reimbursement for inpatient hospital services will be based
 on the Title XIX rates in effect for each hospital. Reimbursement shall not
 include payments for disproportionate share or graduate medical education
 payments made to hospitals. Payments made shall be final and there shall be no
 retrospective cost settlements. 
 
 3. Reimbursement for outpatient hospital services shall be
 based on the Title XIX rates in effect for each hospital. Payments made will be
 final and there will be no retrospective cost settlements. 
 
 4. Reimbursement for inpatient mental health services other
 than by free standing psychiatric hospitals will be based on the Title XIX
 rates in effect for each hospital. Reimbursement will not include payments for
 disproportionate share or graduate medical education payments made to
 hospitals. Payments made will be final and there will be no retrospective cost
 settlements. 
 
 5. Reimbursement for outpatient rehabilitation services will
 be based on the Title XIX rates in effect for each rehabilitation agency.
 Payments made will be final and there will be no retrospective cost
 settlements. 
 
 6. Reimbursement for outpatient substance abuse treatment
 services will be based on rates determined by DMAS for children ages six
 through 18 years. Payments made will be final and there will be no
 retrospective cost settlements. 
 
 7. Reimbursement for prescription drugs will be based on the
 Title XIX rates in effect. Reimbursements for Title XXI do not receive drug
 rebates as under Title XIX. 
 
 8. Reimbursement for covered prescription drugs for
 noninstitutionalized FAMIS recipients receiving the fee-for-service benefits
 will be subject to review and prior authorization when their current number of
 prescriptions exceeds nine unique prescriptions within 180 days, and as may be
 further defined by the agency's guidance documents for pharmacy utilization
 review and the prior authorization program. The prior authorization process
 shall be applied consistent with the process set forth in 12VAC30-50-210 A 7. 
 
 VA.R. Doc. No. R16-4682; Filed July 29, 2016, 11:59 a.m. 
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
BOARD OF AUDIOLOGY AND SPEECH-LANGUAGE PATHOLOGY
Final Regulation
 
 
 
 REGISTRAR'S NOTICE: The
 Board of Audiology and Speech-Language Pathology is claiming an exemption from
 Article 2 of the Administrative Process Act in accordance with § 2.2-4006
 A 3, which excludes regulations that consist only of changes in style or
 form or corrections of technical errors. The Board of Audiology and
 Speech-Language Pathology will receive, consider, and respond to petitions by
 any interested person at any time with respect to reconsideration or revision.
 
  
 
 Title of Regulation: 18VAC30-21. Regulations
 Governing Audiology and Speech-Language Pathology (amending 18VAC30-21-10, 18VAC30-21-140;
 adding 18VAC30-21-145). 
 
 Statutory Authority: § 54.1-2400 of the Code of
 Virginia.
 
 Effective Date: September 21, 2016. 
 
 Agency Contact: Leslie L. Knachel, Executive Director,
 Board of Audiology and Speech-Language Pathology, 9960 Mayland Drive, Suite
 300, Richmond, VA 23233, telephone (804) 367-4630, FAX (804) 527-4471, or email
 audbd@dhp.virginia.gov.
 
 Summary:
 
 The regulations for cerumen management by audiologists and
 the practice of assistant speech-language pathologists (18VAC30-20) were
 amended effective July 27, 2016 (see 32:22 VA.R. 2967 June 27, 2016,
 and 32:22 VA.R. 2968 June 27, 2016).
 A separate regulatory action effective August 10, 2016, repealed 18VAC30-20 and
 replaced it with 18VAC30-21. This action incorporates the amendments effective
 July 27, 2016, into 18VAC30-21.
 
 Part I
 General Provisions
 
 18VAC30-21-10. Definitions.
 
 A. The words and terms "audiologist,"
 "board," "practice of audiology," "practice of
 speech-language pathology," "speech-language disorders," and
 "speech-language pathologist" when used in this chapter shall have
 the meanings ascribed to them in § 54.1-2600 of the Code of Virginia. 
 
 B. The following words and terms when used in this chapter
 shall have the following meanings unless the context clearly indicates
 otherwise: 
 
 "Active practice" means a minimum of 160 hours of
 professional practice as an audiologist or speech-language pathologist for each
 12-month period immediately preceding application for licensure. Active
 practice may include supervisory, administrative, educational, research, or
 consultative activities or responsibilities for the delivery of such services.
 
 "ASHA" means the American Speech-Language-Hearing
 Association.
 
 "Client" means a patient or person receiving
 services in audiology or speech-language pathology.
 
 "Contact hour" means 60 minutes of time spent in
 continuing learning activities. 
 
 "Limited cerumen management" means the
 identification and removal of cerumen from the cartilaginous outer one-third
 portion of the external auditory canal in accordance with minimum standards and
 procedures set forth in this chapter.
 
 "School speech-language pathologist" means a person
 licensed pursuant to § 54.1-2603 of the Code of Virginia to provide
 speech-language pathology services solely in public school divisions. 
 
 "Supervision" means that the audiologist or
 speech-language pathologist is responsible for the entire service being
 rendered or activity being performed, is available for consultation, and is
 providing regular monitoring and documentation of clinical activities and
 competencies of the person being supervised. 
 
 Part V
 Standards of Practice
 
 18VAC30-21-140. Supervision Supervisory
 responsibilities; supervision of unlicensed assistants.
 
 A. If a licensed audiologist or speech-language
 pathologist has unlicensed assistants, he shall document supervision of them,
 shall be held fully responsible for their performance and activities, and shall
 ensure that they perform only those activities which do not constitute the
 practice of audiology or speech-language pathology and which are commensurate
 with their level of training.
 
 B. A licensee may delegate to an unlicensed assistant such
 activities or functions that are nondiscretionary and do not require the
 exercise of professional judgment for performance. 
 
 A. Responsibility of a licensee.
 
 1. A licensed audiologist who supervises unlicensed assistants
 shall document such supervision, shall be held fully responsible for their
 performance and activities, and shall ensure that they perform only those
 activities that do not constitute the practice of audiology and that are
 commensurate with their level of training. 
 
 2. A licensed speech-language pathologist who supervises
 unlicensed assistants shall document such supervision, shall be held fully
 responsible for their performance and activities, and shall ensure that they
 perform only those activities that do not constitute the practice of
 speech-language pathology and that are commensurate with their level of
 training. 
 
 a. A speech-language pathologist shall not supervise an
 assistant without the speech-language pathologist's knowledge and consent by
 the assistant and the licensee documented prior to assumption of supervisory
 responsibilities.
 
 b. The frequency in which the speech-language pathologist
 personally delivers treatment or services to a client who is receiving some
 services from an assistant shall be up to the professional judgment of the
 speech-language pathologist and shall be determined by the treatment needs of
 the client, the type of services being provided, and the setting in which the
 client is being served, but shall occur at least every 30 days. 
 
 C. 3. The identity of the unlicensed assistant
 shall be disclosed to the client prior to treatment and shall be made a part of
 the client's file. 
 
 B. Qualifications of a speech-language pathologist
 assistant.
 
 1. A person acting as a speech-language pathologist
 assistant shall have:
 
 a. A bachelor's degree or associate's degree and documented
 training by a licensed speech-language pathologist in topics related to the
 client population to be served; or
 
 b. Employment as a speech-language pathologist assistant in
 a United States jurisdiction within the last five years preceding July 27,
 2016.
 
 2. A speech-language pathologist supervising an assistant
 shall be responsible for determining that the knowledge, skills, and clinical
 experience of the assistant are sufficient to ensure competency to perform all
 tasks to which the assistant is assigned. The speech-language pathologist shall
 document competency after training and direct observation of the assistant's
 performance of such tasks, and a record of skills and competencies shall be
 maintained.
 
 C. Scope of practice of a speech-language pathologist
 assistant. After demonstration and documentation of competency for the duties
 to be assigned, an assistant shall only engage in those duties planned,
 designed, and supervised by a licensed speech-language pathologist, to include
 the following:
 
 1. Assist with speech, language, and hearing screenings
 without clinical interpretation of results.
 
 2. Assist during assessment of a client exclusive of
 administration or interpretation.
 
 3. Perform activities for each session that are routine and
 do not require professional judgment, in accordance with a plan developed and
 directed by the speech-language pathologist who retains the professional
 responsibility for the client.
 
 4. Document a client's performance and report information
 to the supervising speech-language pathologist.
 
 5. Assist with programming augmentative and alternative
 communication devices and assist the client in repetitive use of such devices. 
 
 6. Sign or initial informal treatment notes and, upon
 request, co-sign formal documents with the supervising speech-language
 pathologist.
 
 7. Engage in the following activities:
 
 a. Preparing materials;
 
 b. Scheduling appointments and activities;
 
 c. Preparing charts, records, or graphs and performing
 other clerical duties;
 
 d. Performing checks and maintenance of equipment; and
 
 e. Assisting a client with transitioning to and from
 therapy sessions. 
 
 8. Perform duties not otherwise restricted to the practice
 of speech-language pathology.
 
 D. A speech-language pathologist assistant shall not
 engage in the practice of speech-language pathology, including the following: 
 
 1. Represent himself as a speech-language pathologist.
 
 2. Perform standardized or nonstandardized diagnostic tests
 or formal or informal evaluations.
 
 3. Perform procedures that require a professional level of
 clinical acumen and technical skill.
 
 4. Tabulate or interpret results and observations of
 feeding and swallowing evaluations or screenings performed by a speech-language
 pathologist.
 
 5. Participate in formal conferences or meetings without
 the presence of the supervising speech-language pathologist.
 
 6. Provide interpretative information to the client, the
 family of the client, or others regarding the client's status or service.
 
 7. Write, develop, or modify a client's treatment plan.
 
 8. Assist in or provide services as specified in subsection
 C of this section unless directed by the supervising speech-language
 pathologist.
 
 9. Sign any formal documents in lieu of the supervising
 speech-language pathologist.
 
 10. Select a client for service or discharge a client from
 service.
 
 11. Make a decision on the need for additional services or
 make referrals for service.
 
 12. Disclose clinical or confidential information either
 orally or in writing to anyone other than the supervising speech-language
 pathologist, unless mandated by law or authorized by the supervising
 speech-language pathologist.
 
 13. Develop or determine the swallowing or feeding
 strategies or precautions for a client or provide feeding or swallowing
 treatment.
 
 E. Supervision of an assistant in speech-language
 pathology.
 
 1. The practice of an assistant shall only be supervised by
 a speech-language pathologist who retains full legal and ethical responsibility
 for the client. A speech-language pathologist shall only supervise the
 equivalent of two full-time assistants.
 
 2. The speech-language pathologist shall provide the level
 of supervision to the speech-language pathologist assistant necessary to ensure
 quality of care to include onsite supervision of at least two client sessions
 for each assistant being supervised every 30 days to directly observe and
 evaluate the performance of the assistant. The speech-language pathologist
 shall document such onsite observation and evaluation in the client record for
 each session. 
 
 18VAC30-21-145. Limited cerumen management.
 
 A. In order for an audiologist to perform limited cerumen
 management, he shall:
 
 1. Be a graduate of a doctoral program in audiology that is
 accredited by the Council on Academic Accreditation of the American
 Speech-Language-Hearing Association or other accrediting body recognized by the
 board and that included didactic education and supervised clinical experience
 in cerumen management as specified in subsection B of this section; or
 
 2. Complete a course or workshop in cerumen management that
 provides training as specified in subsection B of this section and that is
 approved by the American Speech-Language Hearing Association or the American
 Academy of Audiology.
 
 B. An audiologist shall maintain documentation evidencing
 satisfactory completion of training in cerumen management to include the
 following:
 
 1. Recognizing the presence of preexisting
 contraindications that necessitate referral to a physician; 
 
 2. Recognizing patient distress and appropriate action to
 take if complications are encountered;
 
 3. Use of infection control precautions;
 
 4. Procedures for removal of cerumen, including cerumen
 loop, gentle water irrigation, suction, and the use of material for softening;
 
 5. Observation of each type of cerumen management procedure
 performed by a qualified audiologist or physician; and
 
 6. Successful performance, under direct supervision by an
 audiologist qualified to perform cerumen management or a physician, of each
 type of cerumen management procedure.
 
 C. An audiologist shall not perform cerumen management on
 a patient who has any of the following preexisting contraindications:
 
 1. A perforated tympanic membrane;
 
 2. Inflammation, tenderness, drainage, or open wounds or
 traces of blood in the external ear canal;
 
 3. History of ear surgery that results in distortion of the
 external ear canal;
 
 4. HIV infection or bleeding disorders;
 
 5. Actual or suspected foreign body in the ear, excluding
 hearing aid components that are located in the lateral one-third portion of the
 ear canal;
 
 6. Stenosis or bony exostosis of the ear canal; or
 
 7. Cerumen impaction that totally occludes the
 visualization of the tympanic membrane.
 
 D. An audiologist performing cerumen management shall: 
 
 1. Obtain informed consent of the patient or legally
 responsible adult and document such consent and the procedure performed in the
 patient record.
 
 2. Refer patients to a physician if they exhibit
 contraindications or experience any complication, such as dizziness, during the
 procedure. 
 
 VA.R. Doc. No. R16-4812; Filed August 1, 2016, 9:36 a.m. 
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
BOARD OF DENTISTRY
Proposed Regulation
 
 Title of Regulation: 18VAC60-21. Regulations
 Governing the Practice of Dentistry (amending 18VAC60-21-291, 18VAC60-21-301). 
 
 Statutory Authority: §§ 54.1-2400 and 54.1-2709.5
 of the Code of Virginia.
 
 Public Hearing Information:
 
 September 16, 2016 - 9:05 a.m. - Perimeter Building, 9960 Mayland
 Drive, 2nd Floor, Board Room 4, Richmond, VA 23233
 
 Public Comment Deadline: October 21, 2016.
 
 Agency Contact: Sandra Reen, Executive Director, Board
 of Dentistry, 9960 Mayland Drive, Suite 300, Richmond, VA 23233, telephone
 (804) 367-4437, FAX (804) 527-4428, or email sandra.reen@dhp.virginia.gov.
 
 Basis: Regulations are promulgated under the general
 authority of § 54.1-2400 of the Code of Virginia, which provides the Board
 of Dentistry the authority to promulgate regulations to administer the regulatory
 system. Section 54.1-2709.5 of the Code of Virginia stipulates
 a permit for administering sedation and anesthesia is required. 
 
 Purpose: The purpose of the amendments is to include the
 use of capnography as a requirement for dentists who administer moderate
 sedation, deep sedation, or general anesthesia in their offices. Capnography is
 the monitoring of the concentration or partial pressure of carbon dioxide in
 the respiratory gases. Capnography has been shown to be effective in the early
 detection of adverse respiratory events such as hypoventilation, esophageal
 intubation, and circuit disconnection thus being a means of preventing patient
 injury. During procedures done under sedation, capnography provides information
 on the frequency and regularity of ventilation. Capnography provides a method
 to detect life-threatening conditions, such as malposition of tracheal tubes,
 unsuspected ventilatory failure, circulatory failure, and defective breathing
 circuits. Capnography and pulse oximetry together could help prevent anesthesia
 mishaps. Since such equipment is the national standard for monitoring patients,
 it should be incorporated into Virginia regulation to ensure that the health
 and safety of dental patients is adequately protected.
 
 Substance: 18VAC60-21-291 sets out the requirements for
 administration of conscious/moderate sedation; subsection B is amended to
 include an end-tidal carbon dioxide monitor (capnograph) as required equipment.
 
 Currently, 18VAC60-21-301 C currently requires an end-tidal
 carbon dioxide monitor as equipment for use for intubated patients; the
 amendment requires an end-tidal carbon dioxide monitor (capnograph) for all
 patients receiving deep sedation or general anesthesia.
 
 Issues: The primary advantage to the public is the
 greater protection for the citizens of the Commonwealth who receive moderate
 sedation, deep sedation, or general anesthesia in dental offices. The use of
 capnography coupled with pulse oximetry can prevent anesthesia/sedation
 problems that may be avoidable if a patient is adequately monitored. There are
 no disadvantages. There are no advantages or disadvantages to the agency or the
 Commonwealth.
 
 Department of Planning and
 Budget's Economic Impact Analysis:
 
 Summary of the Proposed Amendments to Regulation. The Board of
 Dentistry proposes to require that a dentist who administers conscious/moderate
 sedation or deep sedation/general anesthesia maintain a capnograph/end tidal CO2
 monitor in working order and immediately available to areas where patients will
 be sedated and recover from sedation.
 
 Result of Analysis. The benefits likely exceed the costs for
 all proposed changes.
 
 Estimated Economic Impact. In order to administer
 conscious/moderate sedation dentists must: 1) hold a conscious/moderate
 sedation permit, 2) hold a deep sedation/general anesthesia permit, or 3) be an
 oral and maxillofacial surgeon who maintains membership in the American
 Association of Oral and Maxillofacial Surgeons (AAOMS). In order to administer
 deep sedation/general anesthesia dentists must either hold a deep
 sedation/general anesthesia permit or be an oral and maxillofacial surgeon who
 maintains AAOMS membership.
 
 The Board proposes to require
 that dentists who administer conscious/moderate sedation or deep
 sedation/general anesthesia maintain a capnograph/end tidal CO2
 monitor in working order and immediately available to areas where patients will
 be sedated and recover from sedation. The National Institutes of Health,
 National Library of Medicine Medical Dictionary defines capnograph as a monitoring
 device that measures the concentration of carbon dioxide in exhaled air and
 displays a numerical readout and waveform tracing. Some but likely not all
 dentists who administer conscious/moderate sedation or deep sedation/general
 anesthesia already have and use a capnograph. 
 
 According to the Department of Health Professions, capnographs
 cost approximately $2,200 to $4,500, depending on the technology and
 functionality of the equipment. The proposed amendment will require those
 dentists who administer conscious/moderate sedation or deep sedation/general
 anesthesia and do not already have a capnograph to obtain one. 
 
 A 2011 meta-analysis article in the Journal of Clinical
 Anesthesia found that cases of respiratory complications were 17.6 times more
 likely to be detected if monitored by capnography compared to standard
 monitoring alone.1 Given this very large increase in the likelihood
 of detecting potentially life threatening complications, the benefits of the
 proposed amendment likely exceed the costs.
 
 Businesses and Entities Affected. The proposed amendment
 pertains to the 51 dentists who have a permit for deep sedation/general
 anesthesia, the 194 dentists who have a permit for moderate/conscious sedation,
 and any dentists who are considering administering conscious/moderate sedation
 or deep sedation/general anesthesia in the future. Of the 258 licensed
 oral/maxillofacial surgeons, the majority would hold AAOMS membership that
 includes periodic inspections by AAOMS, and therefore, are not required to obtain
 an anesthesia/sedation permit from the Board. Most dentists work for dental
 practices, virtually all of which would qualify as small businesses.2
 
 
 Localities Particularly Affected. The proposed amendment does
 not disproportionately affect particular localities. 
 
 Projected Impact on Employment. The proposed amendment may have
 a small positive impact on employment at firms that sell or manufacture
 capnographs.
 
 Effects on the Use and Value of Private Property. The proposed
 amendment may moderately increase the value of firms that sell or manufacture
 capnographs.
 
 Real Estate Development Costs. The proposed amendment does not
 affect real estate development costs.
 
 Small Businesses: 
 
 Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
 small business is defined as "a business entity, including its affiliates,
 that (i) is independently owned and operated and (ii) employs fewer than 500
 full-time employees or has gross annual sales of less than $6 million."
 
 Costs and Other Effects. Most dentists work for dental
 practices, virtually all of which would qualify as small businesses. The
 proposal increases costs for those practices that offer conscious/moderate
 sedation or deep sedation/general anesthesia and do not already have a
 capnograph.
 
 Alternative Method that Minimizes Adverse Impact. There is no
 apparent alternative that will reduce the adverse impact while still meeting
 the intended policy goal of a large reduction in potential health risk.  
 
 Adverse Impacts:
 
 Businesses. The proposed amendment increases cost for those
 practices that offer conscious/moderate sedation or deep sedation/general
 anesthesia and do not already have a capnograph.
 
 Localities. The proposed amendment does not adversely affect
 localities.
 
 Other Entities. The proposed amendment does not adversely
 affect other entities.
 
 ___________________
 
 
 
 
 
 Agency's Response to Economic Impact Analysis: The Board
 of Dentistry concurs with the analysis of the Department of Planning and
 Budget.
 
 Summary:
 
 Amendments require that a dentist who administers conscious/moderate
 sedation or deep sedation or general anesthesia maintain an end-tidal carbon
 dioxide monitor (capnograph) in working order and immediately available to
 areas where patients will be sedated and recover from sedation.
 
 18VAC60-21-291. Requirements for administration of
 conscious/moderate sedation.
 
 A. Delegation of administration.
 
 1. A dentist who does not hold a permit to administer
 conscious/moderate sedation shall only use the services of a qualified dentist
 or an anesthesiologist to administer such sedation in a dental office. In a
 licensed outpatient surgery center, a dentist who does not hold a permit to
 administer conscious/moderate sedation shall use either a qualified
 dentist, an anesthesiologist, or a certified registered nurse anesthetist
 to administer such sedation. 
 
 2. A dentist who holds a permit may administer or use the
 services of the following personnel to administer conscious/moderate sedation:
 
 a. A dentist with the training required by 18VAC60-21-290 D 2
 to administer by an enteral method;
 
 b. A dentist with the training required by 18VAC60-21-290 D 1
 to administer by any method;
 
 c. An anesthesiologist; 
 
 d. A certified registered nurse anesthetist under the medical
 direction and indirect supervision of a dentist who meets the training
 requirements of 18VAC60-21-290 D 1; or
 
 e. A registered nurse upon his direct instruction and under
 the immediate supervision of a dentist who meets the training requirements of
 18VAC60-21-290 D 1. 
 
 3. If minimal sedation is self-administered by or to a patient
 13 years of age or older before arrival at the dental office, the dentist may
 only use the personnel listed in subdivision 2 of this subsection to administer
 local anesthesia. No sedating medication shall be prescribed for or administered
 to a patient 12 years of age or younger prior to his arrival at the dentist
 office or treatment facility.
 
 4. Preceding the administration of conscious/moderate
 sedation, a permitted dentist may use the services of the following personnel
 under indirect supervision to administer local anesthesia to anesthetize the
 injection or treatment site:
 
 a. A dental hygienist with the training required by
 18VAC60-25-100 C to parenterally administer Schedule VI local anesthesia to
 persons 18 years of age or older; or
 
 b. A dental hygienist, dental assistant, registered nurse, or
 licensed practical nurse to administer Schedule VI topical oral anesthetics. 
 
 5. A dentist who delegates administration of
 conscious/moderate sedation shall ensure that:
 
 a. All equipment required in subsection B of this section is
 present, in good working order, and immediately available to the areas where
 patients will be sedated and treated and will recover; and
 
 b. Qualified staff is on site to monitor patients in
 accordance with requirements of subsection D of this section. 
 
 B. Equipment requirements. A dentist who administers
 conscious/moderate sedation shall have available the following equipment in
 sizes for adults or children as appropriate for the patient being treated and
 shall maintain it in working order and immediately available to the areas where
 patients will be sedated and treated and will recover:
 
 1. Full face mask or masks;
 
 2. Oral and nasopharyngeal airway management adjuncts;
 
 3. Endotracheal tubes with appropriate connectors or other
 appropriate airway management adjunct such as a laryngeal mask airway; 
 
 4. A laryngoscope with reserve batteries and bulbs and
 appropriately sized laryngoscope blades; 
 
 5. Pulse oximetry;
 
 6. Blood pressure monitoring equipment;
 
 7. Pharmacologic antagonist agents;
 
 8. Source of delivery of oxygen under controlled positive
 pressure;
 
 9. Mechanical (hand) respiratory bag; 
 
 10. Appropriate emergency drugs for patient resuscitation;
 
 11. Electrocardiographic monitor if a patient is receiving
 parenteral administration of sedation or if the dentist is using titration;
 
 12. Defibrillator;
 
 13. Suction apparatus; 
 
 14. Temperature measuring device;
 
 15. Throat pack; and
 
 16. Precordial or pretracheal stethoscope; and
 
 17. A end-tidal carbon dioxide monitor (capnograph). 
 
 C. Required staffing. At a minimum, there shall be a two
 person treatment team for conscious/moderate sedation. The team shall include
 the operating dentist and a second person to monitor the patient as provided in
 18VAC60-21-260 K and assist the operating dentist as provided in 18VAC60-21-260
 J, both of whom shall be in the operatory with the patient throughout the
 dental procedure. If the second person is a dentist, an anesthesiologist, or a
 certified registered nurse anesthetist who administers the drugs as permitted
 in 18VAC60-21-291 A, such person may monitor the patient. 
 
 D. Monitoring requirements. 
 
 1. Baseline vital signs shall be taken and recorded prior to
 administration of any controlled drug at the facility and prior to discharge. 
 
 2. Blood pressure, oxygen saturation, and pulse shall be
 monitored continually during the administration and recorded every five
 minutes.
 
 3. Monitoring of the patient under conscious/moderate sedation
 is to begin prior to administration of sedation or, if pre-medication is
 self-administered by the patient, immediately upon the patient's arrival at the
 dental facility and shall take place continuously during the dental procedure
 and recovery from sedation. The person who administers the sedation or another
 licensed practitioner qualified to administer the same level of sedation must
 remain on the premises of the dental facility until the patient is evaluated
 and is discharged.
 
 E. Discharge requirements.
 
 1. The patient shall not be discharged until the responsible
 licensed practitioner determines that the patient's level of consciousness,
 oxygenation, ventilation, and circulation are satisfactory for discharge and
 vital signs have been taken and recorded. 
 
 2. Post-operative instructions shall be given verbally and in
 writing. The written instructions shall include a 24-hour emergency telephone
 number.
 
 3. The patient shall be discharged with a responsible
 individual who has been instructed with regard to the patient's care. 
 
 F. Emergency management. The dentist shall be proficient in
 handling emergencies and complications related to pain control procedures,
 including the maintenance of respiration and circulation, immediate establishment
 of an airway, and cardiopulmonary resuscitation.
 
 18VAC60-21-301. Requirements for administration of deep
 sedation or general anesthesia.
 
 A. Preoperative requirements. Prior to the appointment for
 treatment under deep sedation or general anesthesia the patient shall: 
 
 1. Be informed about the personnel and procedures used to
 deliver the sedative or anesthetic drugs to assure informed consent as required
 by 18VAC60-21-260 F.
 
 2. Have a physical evaluation as required by 18VAC60-21-260 C.
 
 3. Be given preoperative verbal and written instructions
 including any dietary or medication restrictions.
 
 B. Delegation of administration.
 
 1. A dentist who does not meet the requirements of 18VAC60-21-300
 shall only use the services of a dentist who does meet those requirements or an
 anesthesiologist to administer deep sedation or general anesthesia in a dental
 office. In a licensed outpatient surgery center, a dentist shall use either a
 dentist who meets the requirements of 18VAC60-20-300 18VAC60-21-300,
 an anesthesiologist, or a certified registered nurse anesthetist to administer
 deep sedation or general anesthesia. 
 
 2. A dentist who meets the requirements of 18VAC60-20-300
 18VAC60-21-300 may administer or use the services of the following
 personnel to administer deep sedation or general anesthesia:
 
 a. A dentist with the training required by 18VAC60-21-300 C;
 
 b. An anesthesiologist; or
 
 c. A certified registered nurse anesthetist under the medical
 direction and indirect supervision of a dentist who meets the training
 requirements of 18VAC60-21-300 C.
 
 3. Preceding the administration of deep sedation or general
 anesthesia, a dentist who meets the requirements of 18VAC60-20-300 18VAC60-21-300
 may use the services of the following personnel under indirect supervision to
 administer local anesthesia to anesthetize the injection or treatment site:
 
 a. A dental hygienist with the training required by
 18VAC60-25-100 C to parenterally administer Schedule VI local anesthesia to
 persons 18 years of age or older; or
 
 b. A dental hygienist, dental assistant, registered nurse, or
 licensed practical nurse to administer Schedule VI topical oral anesthetics. 
 
 C. Equipment requirements. A dentist who administers deep
 sedation or general anesthesia shall have available the following equipment in
 sizes appropriate for the patient being treated and shall maintain it in
 working order and immediately available to the areas where patients will be
 sedated and treated and will recover:
 
 1. Full face mask or masks;
 
 2. Oral and nasopharyngeal airway management adjuncts;
 
 3. Endotracheal tubes with appropriate connectors or other
 appropriate airway management adjunct such as a laryngeal mask airway;
 
 4. A laryngoscope with reserve batteries and bulbs and
 appropriately sized laryngoscope blades;
 
 5. Source of delivery of oxygen under controlled positive
 pressure;
 
 6. Mechanical (hand) respiratory bag;
 
 7. Pulse oximetry and blood pressure monitoring equipment
 available and used in the treatment room;
 
 8. Appropriate emergency drugs for patient resuscitation;
 
 9. EKG monitoring equipment; 
 
 10. Temperature measuring devices;
 
 11. Pharmacologic antagonist agents;
 
 12. External defibrillator (manual or automatic); 
 
 13. For intubated patients, an End-Tidal CO2
 monitor An end-tidal carbon dioxide monitor (capnograph);
 
 14. Suction apparatus;
 
 15. Throat pack; and
 
 16. Precordial or pretracheal stethoscope.
 
 D. Required staffing. At a minimum, there shall be a
 three-person treatment team for deep sedation or general anesthesia. The team
 shall include the operating dentist, a second person to monitor the patient as
 provided in 18VAC60-21-260 K, and a third person to assist the operating
 dentist as provided in 18VAC60-21-260 J, all of whom shall be in the operatory
 with the patient during the dental procedure. If a second dentist, an
 anesthesiologist, or a certified registered nurse anesthetist administers the
 drugs as permitted in 18VAC60-21-301 B, such person may serve as the second
 person to monitor the patient. 
 
 E. Monitoring requirements.
 
 1. Baseline vital signs shall be taken and recorded prior to
 administration of any controlled drug at the facility to include: temperature,
 blood pressure, pulse, oxygen saturation, and respiration.
 
 2. The patient's vital signs and EKG readings shall be
 monitored, recorded every five minutes, and reported to the treating dentist
 throughout the administration of controlled drugs and recovery. When
 depolarizing medications are administered, temperature shall be monitored constantly.
 
 3. Monitoring of the patient undergoing deep sedation or
 general anesthesia is to begin prior to the administration of any drugs and
 shall take place continuously during administration, the dental procedure, and
 recovery from anesthesia. The person who administers the anesthesia or another
 licensed practitioner qualified to administer the same level of
 anesthesia must remain on the premises of the dental facility until the
 patient has regained consciousness and is discharged.
 
 F. Emergency management.
 
 1. A secured intravenous line must be established and
 maintained throughout the procedure. 
 
 2. The dentist shall be proficient in handling emergencies and
 complications related to pain control procedures, including the maintenance of
 respiration and circulation, immediate establishment of an airway, and
 cardiopulmonary resuscitation. 
 
 G. Discharge requirements.
 
 1. The patient shall not be discharged until the responsible
 licensed practitioner determines that the patient's level of consciousness,
 oxygenation, ventilation, and circulation are satisfactory for discharge and
 vital signs have been taken and recorded. 
 
 2. Post-operative instructions shall be given verbally and in
 writing. The written instructions shall include a 24-hour emergency telephone number
 for the dental practice.
 
 3. The patient shall be discharged with a responsible
 individual who has been instructed with regard to the patient's care.
 
 VA.R. Doc. No. R16-4438; Filed August 1, 2016, 11:55 a.m. 
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
BOARD OF MEDICINE
Proposed Regulation
 
 Title of Regulation: 18VAC85-170. Regulations
 Governing the Practice of Genetic Counselors (adding 18VAC85-170-10 through 18VAC85-170-190).
 
 
 Statutory Authority: §§ 54.1-2400 and 54.1-2957.18
 of the Code of Virginia.
 
 Public Hearing Information:
 
 October 3, 2016 - 1:05 p.m. - Perimeter Center, 9960 Mayland
 Drive, Suite 201, Richmond, VA 23233-1463
 
 Public Comment Deadline: October 21, 2016.
 
 Agency Contact: William L. Harp, M.D., Executive
 Director, Board of Medicine, 9960 Mayland Drive, Suite 300, Richmond, VA 23233,
 telephone (804) 367-4558, FAX (804) 527-4429, or email
 william.harp@dhp.virginia.gov.
 
 Basis: Regulations are promulgated under the general authority
 of § 54.1-2400 of the Code of Virginia, which provides the Board of
 Medicine the authority to promulgate regulations to administer the regulatory
 system. Specific authority requiring the board to regulate genetic counselors
 is found in § 54.1-2957.19 of the Code of Virginia.
 
 Purpose: Applying established criteria for studying the
 need to regulate a profession, the Board of Health Professions (BHP) conducted
 a study in 2011 of the need to regulate genetic counselors. In its report,
 licensure for genetic counselors was recommended. The board noted the inherent
 risk of harm and the need to protect the public health and safety. It also
 recommended genetic counselors be regulated through the advisory committee
 model under the Board of Medicine. Findings of the BHP study were:
 
 1. Genetic medicine is expanding rapidly. Genetic medicine has
 traditionally focused on prenatal and postnatal health and genetic diseases. In
 the past two decades, however, rapid advances in genetic technology have
 expanded the domain of genetic medicine into several specialties, particularly
 oncology and pharmacology. Continued expansion of the field could revolutionize
 the practice of medicine in all specialties. Personalized medicine may be
 possible, with a focus on prediction and prevention over diagnosis and
 treatment. 
 
 2. Genetic medicine is still in its infancy. Although there are
 thousands of genetic tests, only a few have clinically useful applications and
 most are very new. Many physicians do not have significant training in genetics,
 and clinical guidelines are often underdeveloped, under disseminated, or both.
 Physicians often lack the knowledge to provide adequate genetic counseling or
 to refer patients to quality genetic counseling resources. Genetic counselors
 have only recently expanded from their prenatal and postnatal beginnings in
 significant numbers and into specialties with clinical useful tests. The total
 number of genetic professionals remains limited. 
 
 3. Genetic tests and commercial genetic testing services have proliferated
 ahead of clinical knowledge and regulation. The genetic testing industry has
 expanded rapidly, including the marketing of genetic tests directly to
 consumers. Genetic testing companies provide some rudimentary analysis and
 customer service. Although it may not be intended as genetic counseling or
 medical advice, it may, from time to time, cross the line. Patients may rely on
 this analysis and service in the absence of sufficient genetic counseling or
 referrals from licensed practitioners. The U.S. Food and Drug Administration
 (FDA) is currently examining a new regulatory framework for genetic tests,
 placing regulations on genetic testing companies for the first time. 
 
 4. Regulation of genetic counselors may have little impact on
 the genetic testing industry. Some of the services provided by genetic testing
 companies may cross the line into the practice of medicine. If so, these
 practices are already illegal if not delegated or performed by a licensed
 practitioner in accordance with statute and regulation. Regulation of genetic
 counselors in other states does not appear to have reduced access to genetic
 testing companies or services. Some states have directly regulated genetic
 tests, particularly direct-to-consumer genetic tests, and the FDA is poised to
 do so as well.
 
 5. Genetic counselors provide diagnostic services as well as
 patient counseling. Genetic counselors assist physicians in determining if a
 genetic test is appropriate and if so, which test is appropriate. They assist
 physicians in interpreting the results of genetic tests, either for diagnosing
 genetic conditions or for determining the risk of developing gene-linked
 conditions. Genetic counselors help patients understand the results of genetic
 tests and the options available to them. They help patients cope with
 implications of genetic tests and make referrals if appropriate. 
 
 6. Practices inherent to the profession pose a potential risk
 of harm to patients. Patients rely on the advice of genetic counselors in
 making significant medical decisions. These include major prophylactic
 surgeries, decisions to get pregnant or terminate a pregnancy and decisions
 regarding the frequency and aggressiveness of preventative screenings for fatal
 diseases. Genetic counselors provide counseling and referrals to help patients
 cope with the difficult pragmatic, ethical, and social implications related to
 genetic testing. Since many of these decisions are related to controversial
 political and moral issues, patients rely on genetic counselors to provide unbiased
 information and protect patient privacy. 
 
 7. Instances of harm from the unregulated practice of genetic
 counseling are limited or tenuous. Instances of harm related to a lack of
 quality genetic counseling are numerous in the literature. However, these
 instances of harm stem from inadequate counseling provided by licensed
 practitioners, or a failure to refer for genetic counseling, not from the
 unregulated practice of genetic counseling. Often, physicians and patients
 alike rely on generic information or customer service provided by testing
 companies along with test results. These services are often not intended to be
 medical genetic counseling, but many skirt the line. 
 
 8. The potential for harm from the unregulated practice of
 genetic counseling could expand rapidly. Although the FDA is currently
 developing a regulatory framework for genetic tests, the extent and efficacy of
 these regulations are as yet unknown. Genetic tests continue to proliferate in
 variety, scope, and availability. Genetic testing companies and regulated and
 unregulated providers may increasingly fill the gap between physician
 knowledge, an inadequate supply of genetic professionals, and the need for
 counseling services. 
 
 Subsequently, Chapters 10 and 266 of the 2014 Acts of Assembly
 establish licensure for genetic counselors under the Board of Medicine. The
 Advisory Board on Genetic Counseling reviewed the statutory mandate for the
 Board of Medicine to establish the qualifications for licensure and renewal and
 the standards of practice for the profession. Regulations necessary to ensure
 minimal competency for practice, continued competency for renewal of licensure,
 and standards of conduct for safe practice were recommended and adopted by the
 board.
 
 Substance: Regulations for licensure of genetic
 counselors have not been specifically developed or adopted, but the structure
 and content of 18VAC85-170 follows the pattern of regulations for other allied
 health professions, including definitions; requirement for current name and
 address of record; applicability of public participation guidelines; fees for
 initial licensure, renewal of license, and administration of the profession;
 qualifications or credentials required for licensure, including a
 "grandfathering provision," which is applicable until July 1, 2016,
 and specified in § 54.1-2957.18 of the Code of Virginia; requirements for
 temporary licensure, also specified by statute; requirements and schedule for
 renewal of licensure, including continuing education and current certification;
 requirements for reactivation of an inactive license or reinstatement of a
 lapsed license; supervisory responsibility of a genetic counselor for a person
 practicing under a temporary license; scope of practice of genetic counselors
 consistent with job description of the American Board of Genetic Counseling;
 standards of practice consistent with the National Society of Genetic
 Counselors; requirements for confidentiality and patient records; standards for
 practitioner-patient communication, including the exercise of the conscience
 clause; practitioner responsibilities; and prohibition of sexual contact.
 
 Issues: The primary advantage to the public is greater
 protection for patients or consumers of genetic counseling who will have an
 avenue for filing a complaint if they believe the counselor has violated a law
 or regulation or acted unprofessionally. There are no disadvantages for the
 public. There are no advantages or disadvantages to the agency or the
 Commonwealth. This proposal represents a compromise between the statutory
 requirement for a conscience clause and those who opposed to its inclusion.
 
 The Deputy Director of the Department of Health Professions has
 performed a competitive impact analysis for this regulation. The board is
 authorized under §§ 54.1-2400 and 54.1-2957.19 of the Code of Virginia to
 establish the qualifications for licensure that are necessary to ensure the
 competence and integrity of licensees to engage in the practice of genetic
 counseling. 
 
 As mandated by Chapters 10 and 266 of the 2014 Acts of
 Assembly, the board has established licensure for genetic counselors.
 Qualifications for licensure are specified in the Code of Virginia; regulatory
 requirements are identical and do not exceed the statutory provisions. Other
 provisions, including fees charged to applicants and licensees, the biennial
 renewal schedule, and responsibilities of licensees, are identical to all other
 allied health professions regulated under the board. Continuing education
 requirements of 50 hours per biennium are consistent with the recertification
 requirement for maintenance of professional certification. Standards of
 professional conduct, including requirements for confidentiality,
 recordkeeping, communication with patients, and prohibition on sexual contact,
 are also identical to other professional regulations under the Board of
 Medicine. The provision for exercise of the conscience clause is unique to
 genetic counseling but is mandated by § 54.1-2957.21 of the Code of
 Virginia.
 
 Therefore, the requirement for licensure of all practicing
 genetic counselors in the Commonwealth and the specific requirements associated
 with that licensure are a foreseeable result of the statutes requiring the
 board to license and regulate genetic counselors in the Commonwealth. Any restraint
 on competition that results from these regulations is in accord with the
 General Assembly's policy as articulated in § 54.1-100 of the Code of
 Virginia and is necessary for the preservation of the health, safety, and
 welfare of the public and will further the public's need for assurances of
 professional ability and competence.
 
 Department of Planning and Budget's Economic Impact
 Analysis:
 
 Summary of the Proposed Amendments to Regulation. As mandated
 by Chapter 10 of the 2014 Acts of the Assembly, the Board of Medicine (Board)
 proposes to promulgate rules for new licensure of genetic counselors. 
 
 Result of Analysis. There is insufficient information to
 ascertain whether the benefits of this proposed regulation will outweigh its
 costs.
 
 Estimated Economic Impact. Currently, genetic counselors are
 not licensed. In 2014, the General Assembly passed legislation1
 that: 1) directed the Board to adopt regulations governing the practice of
 genetic counselors that meets specific criteria,2 2) made it
 unlawful for individuals to practice, or hold themselves out as practicing,
 genetic counseling3 without a valid Board license, 3) specified that
 applicants for licensure in genetic counseling have a master's degree from a
 genetic counseling education program that is accredited by the accreditation
 Council of Genetic Counseling, and 4) specified that applicants hold a current,
 valid certificate issued by the American Board of Genetic Counseling or
 American Board of Medical Genetics to practice counseling. The General Assembly
 made provision in this legislation for the Board to waive the educational
 requirements above for individuals who 1) apply for licensure before July 1,
 2016,4 2) have at least 20 years of documented work experience
 practicing genetic counseling, 3) submit two letters of recommendation (one
 from a genetic counselor and one from a physician), 4) have completed at least
 25 hours of continuing education and 5) comply with the Board's regulations
 relating to the National Society of Genetic Counselors Code of Ethics. The
 General Assembly also made provision for the Board to grant temporary licenses
 to applicants for licensure who have been granted Active Candidate status by
 the American Board of Genetic Counseling and who are practicing under the
 supervision of a licensed genetic counselor or physician. 
 
 Finally, the General Assembly included a conscience clause
 (Code of Virginia § 54.1-2057.20) in the legislation that states:
 
 "Nothing in this chapter shall be construed to require any
 genetic counselor to participate in counseling that conflicts with their
 deeply-held moral or religious beliefs, nor shall licensing of any genetic
 counselor be contingent upon participation in such counseling. Refusal to
 participate in counseling that conflicts with the counselor's deeply-held moral
 or religious beliefs shall not form the basis for any claim of damages or for
 any disciplinary or recriminatory action against the genetic counselor,
 provided the genetic counselor informs the patient that he will not participate
 in such counseling and offers to direct the patient to the online directory of
 licensed genetic counselors maintained by the Board."
 
 The Board now proposes to promulgate this regulation for
 licensure of genetic counselors that mirrors legislative requirements for
 initial licensure and grandfathering. The Board proposes to set fees for
 initial licensure ($130), temporary licensure ($50), biennial renewal of active
 licenses ($135) and inactive licenses ($70), late renewal ($50 added to the
 renewal fee), license reinstatement ($180), license reinstatement after
 revocation pursuant to § 54.1-2408.2 ($2,000) and verification letters
 ($10). The Board additionally proposes to charge the same fees for duplicate
 licenses ($5), duplicate wall certificates ($15) and returned checks ($35) as
 they do for all Board licensure programs. 
 
 This proposed regulation will also require licensees to
 complete 50 hours of continuing education (CE) every two years (30 hours of
 Category 1 training5 and 20 hours of Category 2 training6
 or professional activity). The Chair of the Genetic Counseling Advisory Board
 reports that costs for CE can vary widely; some CE would likely be free and
 some opportunities can cost as much as several hundred dollars (plus travel
 costs and cost of time spent) for national conferences. Genetic counselors will
 incur costs for pursuing and maintaining licensure that include paying
 licensure fees, paying for CE (when there is a cost attached) and costs for
 time spent on these activities (including travel time). 
 
 The Board also proposes to set requirements for the exercise of
 the legislation's conscience clause7 that include: 1) requirements
 for informing patients in a timely fashion if the genetic counselor has a
 religious or deeply held moral belief that precludes the provision of services
 (including informing the patient, prior to taking them on as a patient, if
 there are any limitations on the services that the genetic counselor will be
 willing to provide), 2) a requirement to direct the patient to an online directory,
 and 3) a requirement to offer to refer the patient to another licensed health
 care professional. The last requirement appears to have been added in response
 to public comment from individuals concerned that there was not currently an
 online list for patients to access, and that patient care could be delayed and
 suffer on account of this. 
 
 Businesses and Entities Affected. These proposed regulatory
 changes will affect all genetic counselors in the Commonwealth. The Genetic
 Counseling Advisory Board estimates that there are 35 to 40 genetic counselors
 in the Commonwealth.
 
 Localities Particularly Affected. No locality will be
 disproportionately affected by these proposed regulatory changes. 
 
 Projected Impact on Employment. Absent a legislative change to change
 the end date for grandfathering, the one genetic counselor who has practiced in
 the Commonwealth (presumably for many years) without a master's degree will
 either have to stop practicing or incur likely large costs to gain the required
 education.
 
 Effects on the Use and Value of Private Property. These
 proposed regulatory changes are unlikely to affect the use or value of private
 property in the Commonwealth.
 
 Real Estate Development Costs. These proposed regulatory
 changes are unlikely to affect real estate development costs in the
 Commonwealth.
 
 Small Businesses: 
 
 Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
 small business is defined as "a business entity, including its affiliates,
 that (i) is independently owned and operated and (ii) employs fewer than 500
 full-time employees or has gross annual sales of less than $6 million."
 
 Costs and Other Effects. Genetic counselors who are in private
 practice will incur the costs listed above for licensure and CE.
 
 Alternative Method that Minimizes Adverse Impact. There are no
 alternatives that would both lower costs and meet the legislative mandate for
 licensure.
 
 Adverse Impacts: 
 
 Businesses. Genetic counselors who are in private practice will
 incur the costs listed above for licensure and CE.
 
 Localities. Localities in the Commonwealth are unlikely to see
 any adverse impacts on account of these proposed regulatory changes.
 
 Other Entities. No other entities are likely to be adversely
 affected by these proposed changes.
 
 ________________________________________________
 
 1Chapter 10 of the 2014 Acts of Assembly (http://leg1.state.va.us/cgi-bin/legp504.exe?141+ful+CHAP0010) and the identical Chapter 266.
 
 2§ 54.1-2957.18 (A) requires that Board regulations on
 this matter: 1) set forth requirements for licensure to practice genetic
 counseling, 2) provide for appropriate application and renewal fees, 3) include
 requirements for licensure renewal and continuing education, 4) be consistent
 with the American Board of Genetic Counseling's current job description for the
 profession and the standards of practice of the National Society of Genetic
 Counselors and 5) allow for independent practice.
 
 3The General Assembly provides exemptions to this
 provision for physicians practicing within their scopes of practice (so long as
 he does not use the title "genetic counselor"), students who are
 performing genetic counseling under supervision as a part of a course of
 studies and employees of rare disease organizations who are certified by the
 American Board of Genetic Counseling or the American Board of Medical Genetics
 who provide genetic counselling for fewer than 10 days per year. 
 
 4Board staff reports that no individuals will be able to
 apply to be grandfathered in to licensure before the required deadline because
 there are currently no regulations in effect under which to apply. Legislation
 would have to be introduced to change this date in order for any individual to
 qualify to have the legislatively required master's degree waived. Board staff
 reports that only one genetic counselor in the state does not already have a
 master's degree. 
 
 5Activities approved by the American Board of Genetic
 Counselors, the American Board of Medical Genetics or the National Society of
 Genetic Counselors.
 
 6Category 2 training can include consultation with
 another genetic counselor, independent research or reading, authorship,
 clinical supervision, volunteer leadership in the profession, preparation for a
 presentation or other such experiences that promote continued learning.
 
 7Board staff reports that the information they have on
 genetic counselors in the state indicates that this is unlikely to be an issue
 as no genetic counselor in current practice would exercise this conscience
 clause. 
 
 Agency's Response to Economic Impact Analysis: The Board
 of Medicine concurs with the analysis of the Department of Planning and Budget
 for Regulations Governing the Practice of Genetic Counselors with the exception
 of the adverse impact notification to the Joint Commission on Administrative
 Rules, House Committee on Appropriations, and the Senate Committee on Finance.
 
 The "adverse impact" of this regulation is no
 different from and no greater than any of the 80 professions regulated by
 boards at the Department of Health Professions; all of which require initial
 and ongoing evidence of competency and fees for the operation of the board and
 department.
 
 Summary:
 
 As mandated by Chapters 10 and 266 of the 2014 Acts of
 Assembly, the Board of Medicine is promulgating Regulations Governing the
 Practice of Genetic Counselors (18VAC85-70) to establish licensure for genetic
 counselors. Qualifications for licensure are specified in the Code of Virginia,
 so regulations set identical requirements. Other provisions, including fees
 charged to applicants and licensees, the biennial renewal schedule, and
 responsibilities of licensees, are identical to other allied health professions
 regulated under the board. Continuing education requirements of 50 hours per
 biennium are consistent with the recertification requirement for maintenance of
 professional certification. Standards of professional conduct, including
 requirements for confidentiality, recordkeeping, communication with patients,
 and prohibition on sexual contact, are also identical to other professional
 regulations under the Board of Medicine. The provision for exercise of the
 conscience clause is unique to genetic counseling and is mandated by § 54.1-2957.21
 of the Code of Virginia.
 
 CHAPTER 170
 REGULATIONS GOVERNING THE PRACTICE OF GENETIC COUNSELORS
 
 Part I
 General Provisions
 
 18VAC85-170-10. Definitions.
 
 A. The following words and terms when used in this chapter
 shall have the meanings ascribed to them in § 54.1-2900 of the Code of
 Virginia: 
 
 "Board" 
 
 "Genetic counselor"
 
 "Practice of genetic counseling"
 
 B. The following words and terms when used in this chapter
 shall have the following meanings unless the context clearly indicates
 otherwise: 
 
 "ABGC" means the American Board of Genetic
 Counseling.
 
 "ABMG" means the American Board of Medical
 Genetics.
 
 "Active practice" means a minimum of 160 hours
 of professional practice as a genetic counselor within the 24-month period
 immediately preceding application for reinstatement or reactivation of
 licensure. The active practice of genetic counseling may include supervisory,
 administrative, educational, or consultative activities or responsibilities for
 the delivery of such services. 
 
 "Conscience clause" means the provision of §
 54.1-2957.21 of the Code of Virginia.
 
 "NSGC" means the National Society of Genetic
 Counselors.
 
 18VAC85-170-20. Public participation.
 
 A separate board regulation, Public Participation
 Guidelines (18VAC85-11), provides for involvement of the public in the
 development of all regulations of the Virginia Board of Medicine.
 
 18VAC85-170-30. Current name and address.
 
 Each licensee shall furnish the board his current name and
 address of record. All notices required by law or by this chapter to be given
 by the board to any such licensee shall be validly given when mailed to the
 latest address of record provided or served to the licensee. Any change of name
 or change in the address of record or public address, if different from the
 address of record, shall be furnished to the board within 30 days of such
 change.
 
 18VAC85-170-40. Fees.
 
 The following fees are required: 
 
 1. The application fee for licensure, payable at the time
 the application is filed, shall be $130. 
 
 2. The application fee for a temporary license, payable at
 the time the application is filed, shall be $50.
 
 2. The biennial fee for renewal of active licensure shall
 be $135 and for renewal of inactive licensure shall be $70, payable in each
 odd-numbered year in the license holder's birth month. 
 
 3. The additional fee for late renewal of licensure within
 one renewal cycle shall be $50. 
 
 4. The fee for reinstatement of a license that has lapsed
 for a period of two years or more shall be $180 and shall be submitted with an
 application for licensure reinstatement. 
 
 5. The fee for reinstatement of a license pursuant to §
 54.1-2408.2 of the Code of Virginia shall be $2,000. 
 
 6. The fee for a duplicate license shall be $5, and the fee
 for a duplicate wall certificate shall be $15. 
 
 7. The fee for a returned check shall be $35. 
 
 8. The fee for a letter of good standing or letter of
 verification to another jurisdiction shall be $10.
 
 Part II
 Requirements for Licensure as a Genetic Counselor
 
 18VAC85-170-50. Application requirements.
 
 An applicant for licensure shall submit the following on
 forms provided by the board: 
 
 1. A completed application and a fee as prescribed in
 18VAC85-170-40. 
 
 2. Verification of a professional credential in genetic
 counseling as required in 18VAC85-170-60. 
 
 3. Verification of practice as required on the application
 form. 
 
 4. If licensed or certified in any other jurisdiction,
 documentation of any disciplinary action taken or pending in that jurisdiction.
 
 18VAC85-170-60. Licensure requirements.
 
 A. An applicant for a license to practice as a genetic
 counselor shall provide documentation of (i) a master's degree from a genetic
 counseling training program that is accredited by the Accreditation Council of
 Genetic Counseling and (ii) a current, valid certificate issued by the ABGC or
 ABMG to practice genetic counseling.
 
 B. Pursuant to § 54.1-2957.19 D of the Code of Virginia,
 applicants for licensure who do not meet the requirements of subsection A of
 this section may be issued a license provided they (i) apply for licensure
 before July 1, 2016; (ii) comply with the board's regulations relating to the
 NSGC Code of Ethics; (iii) have at least 20 years of documented work experience
 practicing genetic counseling; (iv) submit two letters of recommendation, one
 from a genetic counselor and another from a physician; and (v) have completed,
 within the last five years, 25 hours of continuing education approved by the
 NSGC or the ABGC. For the purpose of this subsection, the board deems the
 provisions of Part IV (18VAC85-170-110 et seq.) of this chapter to be
 consistent with the NSGC Code of Ethics.
 
 C. An applicant for a temporary license shall provide
 documentation of having been granted the active candidate status by the ABGC.
 Such license shall expire 12 months from issuance or upon expiration of active
 candidate status, whichever comes first.
 
 Part III
 Renewal and Reinstatement
 
 18VAC85-170-70. Renewal of license.
 
 A. Every licensed genetic counselor who intends to
 maintain an active license shall biennially renew his license each odd-numbered
 year during his birth month and shall:
 
 1. Submit the prescribed renewal fee; and
 
 2. Attest to having met the continuing education
 requirements of 18VAC85-170-100. 
 
 B. The license of a genetic counselor that has not been
 renewed by the first day of the month following the month in which renewal is
 required is lapsed. Practice with a lapsed license may be grounds for
 disciplinary action. A license that is lapsed for two years or less may be
 renewed by payment of the renewal fee, a late fee as prescribed in
 18VAC85-170-40, and attestation of compliance with continuing education
 requirements.
 
 18VAC85-170-80. Inactive license.
 
 A licensed genetic counselor who holds a current,
 unrestricted license in Virginia shall, upon a request at the time of renewal
 and submission of the required fee, be issued an inactive license. The holder
 of an inactive license shall not be entitled to perform any act requiring a
 license to practice genetic counseling in Virginia.
 
 18VAC85-170-90. Reactivation or reinstatement.
 
 A. To reactivate an inactive license or to reinstate a
 license that has been lapsed for more than two years, a genetic counselor shall
 submit evidence of competency to return to active practice to include one of
 the following:
 
 1. Information on continued active practice in another
 jurisdiction during the period in which the license has been inactive or
 lapsed;
 
 2. Attestation of meeting requirements for continuing
 education as specified in 18VAC85-170-100 for each biennium in which the
 license has been inactive or lapsed, not to exceed four years; or
 
 3. Current certification by ABGC or ABMG.
 
 B. To reactivate an inactive license, a genetic counselor
 shall pay a fee equal to the difference between the current renewal fee for
 inactive licensure and the renewal fee for active licensure.
 
 C. To reinstate a license that has been lapsed for more
 than two years a genetic counselor shall file an application for reinstatement
 and pay the fee for reinstatement of his licensure as prescribed in
 18VAC85-170-40. The board may specify additional requirements for reinstatement
 of a license so lapsed to include education, experience, or reexamination.
 
 D. A genetic counselor whose licensure has been revoked by
 the board and who wishes to be reinstated shall make a new application to the
 board, fulfill additional requirements as specified in the order from the
 board, and make payment of the fee for reinstatement of his licensure as
 prescribed in 18VAC85-170-40 pursuant to § 54.1-2408.2 of the Code of Virginia.
 
 E. The board reserves the right to deny a request for
 reactivation or reinstatement to any licensee who has been determined to have
 committed an act in violation of § 54.1-2915 of the Code of Virginia or any
 provisions of this chapter.
 
 18VAC85-170-100. Continuing education requirements.
 
 A. In order to renew an active license biennially, a
 licensee shall complete the Continued Competency Activity and Assessment Form
 that is provided by the board indicating completion of at least 50 contact
 hours of continuing learning activities as follows: 
 
 1. A minimum of 30 of the 50 hours shall be in Category 1
 activities approved by the ABGC, the ABMG, or the NSGC and may include
 in-service training, self-study courses, continuing education courses, or
 professional workshops. 
 
 2. No more than 20 of the 50 hours may be Category 2
 activities or professional activity credits, which may include consultation
 with another counselor or a physician, independent reading or research,
 authorship, clinical supervision, volunteer leadership in the profession, preparation
 for a presentation, or other such experiences that promote continued learning. 
 
 B. A licensee shall be exempt from the continuing
 education requirements for the first biennial renewal following the date of
 initial licensure in Virginia. 
 
 C. The licensee shall retain in his records the completed
 form with all supporting documentation for a period of four years following the
 renewal of an active license. 
 
 D. The board shall periodically conduct a random audit of
 its active licensees to determine compliance. The licensees selected for the
 audit shall provide all supporting documentation within 30 days of receiving
 notification of the audit. 
 
 E. Failure to comply with these requirements may subject
 the licensee to disciplinary action by the board. 
 
 F. The board may grant an extension of the deadline for
 continuing competency requirements, for up to one year, for good cause shown
 upon a written request from the licensee prior to the renewal date. 
 
 G. The board may grant an exemption for all or part of the
 requirements for circumstances beyond the control of the licensee, such as
 temporary disability, mandatory military service, or officially declared
 disasters.
 
 Part IV
 Scope of Practice
 
 18VAC85-170-110. General responsibility.
 
 A genetic counselor shall engage in the practice of
 genetic counseling, as defined in § 54.1-2900 of the Code of Virginia. The
 practice of genetic counseling may include supervisory, administrative,
 educational, or consultative activities or responsibilities for the delivery of
 such services. 
 
 18VAC85-170-120. Supervisory responsibilities.
 
 A. A genetic counselor shall be responsible for
 supervision of unlicensed personnel who work under his direction and ultimately
 responsible and accountable for patient care and outcomes under his clinical
 supervision.
 
 B. Delegation to unlicensed personnel shall:
 
 1. Not include delegation of the discretionary aspects of
 the initial assessment, evaluation, or development of recommendations for a
 patient, or any task requiring a clinical decision or the knowledge, skills,
 and judgment of a licensed genetic counselor; 
 
 2. Only be made if, in the judgment of the genetic
 counselor, the task or procedures do not require the exercise of professional
 judgment and can be properly and safely performed by appropriately trained
 unlicensed personnel, and the delegation does not jeopardize the health or
 safety of the patient; and
 
 3. Be communicated on a patient-specific basis with clear,
 specific instructions for performance of activities, potential complications,
 and expected results.
 
 18VAC85-170-125. Responsibilities of a temporary licensee.
 
 A. A person holding a temporary license as a genetic
 counselor shall practice under the clinical supervision of a genetic counselor
 or a physician licensed in the Commonwealth. 
 
 B. Clinical supervision shall require that:
 
 1. The supervisor and temporary licensee routinely meet to
 review and evaluate patient care and treatment; and
 
 2. The supervisor reviews notes on patient care entered by
 the temporary licensee prior to reporting study results and making
 recommendations to a patient. Such review shall be documented by some method in
 a patient record.
 
 Part V
 
 Standards of Professional Conduct
 
 18VAC85-170-130. Confidentiality.
 
 A practitioner shall not willfully or negligently breach
 the confidentiality between a practitioner and a patient. A breach of
 confidentiality that is required or permitted by applicable law or beyond the
 control of the practitioner shall not be considered negligent or willful.
 
 18VAC85-170-140. Patient records.
 
 A. Practitioners shall comply with the provisions of § 32.1-127.1:03
 of the Code of Virginia related to the confidentiality and disclosure of
 patient records. 
 
 B. Practitioners shall provide patient records to another
 practitioner or to the patient or his personal representative in a timely
 manner in accordance with provisions of § 32.1-127.1:03 of the Code of
 Virginia. 
 
 C. Practitioners shall properly manage and keep timely,
 accurate, legible, and complete patient records. 
 
 D. Practitioners who are employed by a health care
 institution or other entity in which the individual practitioner does not own
 or maintain his own records shall maintain patient records in accordance with
 the policies and procedures of the employing entity. 
 
 E. Practitioners who are self-employed or employed by an
 entity in which the individual practitioner owns and is responsible for patient
 records shall: 
 
 1. Maintain a patient record for a minimum of six years
 following the last patient encounter with the following exceptions: 
 
 a. Records of a minor child shall be maintained until the
 child reaches the age of 18 years or becomes emancipated, with a minimum time
 for record retention of six years from the last patient encounter regardless of
 the age of the child; 
 
 b. Records that have previously been transferred to another
 practitioner or health care provider or provided to the patient or his personal
 representative; or 
 
 c. Records that are required by contractual obligation or
 federal law may need to be maintained for a longer period of time. 
 
 2. Post information or in some manner inform all patients
 concerning the timeframe for record retention and destruction. Patient records
 shall only be destroyed in a manner that protects patient confidentiality, such
 as by incineration or shredding. 
 
 3. When closing, selling, or relocating his practice, meet
 the requirements of § 54.1-2405 of the Code of Virginia for giving notice that
 copies of records can be sent to any like-regulated provider of the patient's
 choice or provided to the patient.
 
 18VAC85-170-150. Practitioner-patient communication;
 conscience clause; termination of relationship.
 
 A. Communication with patients. 
 
 1. Except as provided in § 32.1-127.1:03 F of the Code of
 Virginia, a practitioner shall accurately present information to a patient or
 his legally authorized representative in understandable terms and encourage
 participation in decisions regarding the patient's care. 
 
 2. A practitioner shall not deliberately withhold pertinent
 findings or information or make a false or misleading statement regarding the
 practitioner's skill or the efficacy or value of a medication, treatment, or
 procedure provided or directed by the practitioner in the treatment of any
 disease or condition. 
 
 3. When a genetic procedure is recommended, informed consent
 shall be obtained from the patient in accordance with the policies of the
 health care entity. Practitioners shall inform patients of the risks, benefits,
 and alternatives of the recommended procedure that a reasonably prudent
 practitioner practicing genetic counseling in Virginia would tell a patient. 
 
 a. In the instance of a minor or a patient who is incapable
 of making an informed decision on his own behalf or is incapable of
 communicating such a decision due to a physical or mental disorder, the legally
 authorized person available to give consent shall be informed and the consent
 documented. 
 
 b. An exception to the requirement for consent prior to
 performance of a genetic procedure may be made in an emergency situation when a
 delay in obtaining consent would likely result in imminent harm to the patient.
 
 
 c. For the purposes of this provision, "genetic
 procedure" means any diagnostic or therapeutic procedure performed on a
 patient that is not part of routine, general care and for which the usual
 practice within the health care entity is to document specific informed consent
 from the patient or surrogate decisionmaker prior to proceeding. 
 
 4. Practitioners shall adhere to requirements of § 32.1-162.18
 of the Code of Virginia for obtaining informed consent from patients prior to
 involving them as subjects in human research with the exception of retrospective
 chart reviews. 
 
 B. Exercise of the conscience clause.
 
 1. Notwithstanding provisions of subsection A of this
 section, a practitioner may exercise the conscience clause pursuant to
 requirements of § 54.1-2957.21 of the Code of Virginia. If a genetic counselor
 has deeply held moral or religious beliefs that may prevent him from
 participating in genetic counseling, he shall immediately inform a prospective
 patient with specificity about any associated limitations on counseling
 resulting therefrom, prior to the initiation of the patient-practitioner
 relationship and shall:
 
 a. Offer to refer the patient to another licensed health
 care practitioner with a relevant scope of practice and direct the patient to
 the online directory of licensed genetic counselors maintained by the board; 
 
 b. Immediately notify any referring practitioner, if known,
 of this refusal to participate in genetic counseling for the patient; and 
 
 c. Alert the patient and the referring practitioner if the
 referral is time sensitive.
 
 2. If, during the course of patient care, the genetic
 counselor encounters a situation in which his deeply held moral or religious
 beliefs would prevent him from participating in counseling, he shall
 immediately inform the patient with specificity about any associated
 limitations on counseling and shall:
 
 a. Document the communication of such information in the
 patient record; 
 
 b. Offer to refer the patient to another licensed health
 care practitioner with a relevant scope of practice and direct the patient to the
 online directory of licensed genetic counselors; 
 
 c. Immediately notify any referring practitioner, if known,
 of such refusal and referral of the patient; and
 
 d. Alert the patient and the referring practitioner if the
 referral is time sensitive. 
 
 C. Termination of the
 practitioner-patient relationship. 
 
 1. The practitioner or the patient may terminate the
 relationship. In either case, the practitioner shall make the patient record
 available, except in situations where denial of access is allowed by law. 
 
 2. A practitioner shall not terminate the relationship or
 make his services unavailable without documented notice to the patient that
 allows for a reasonable time to obtain the services of another practitioner.
 
 18VAC85-170-160. Practitioner responsibility.
 
 A. A practitioner shall not: 
 
 1. Perform procedures or techniques that are outside the
 scope of his practice or for which he is not trained and individually
 competent; 
 
 2. Knowingly allow subordinates to jeopardize patient
 safety or provide patient care outside of the subordinate's scope of practice
 or area of responsibility. Practitioners shall delegate patient care only to
 subordinates who are properly trained and supervised; 
 
 3. Engage in an egregious pattern of disruptive behavior or
 interaction in a health care setting that interferes with patient care or could
 reasonably be expected to adversely impact the quality of care rendered to a
 patient; or 
 
 4. Exploit the practitioner-patient relationship for
 personal gain. 
 
 B. Advocating for patient safety or improvement in patient
 care within a health care entity shall not constitute disruptive behavior
 provided the practitioner does not engage in behavior prohibited in subdivision
 A 3 of this section.
 
 18VAC85-170-170. Solicitation or remuneration in exchange
 for referral.
 
 A practitioner shall not knowingly and willfully solicit
 or receive any remuneration, directly or indirectly, in return for referring an
 individual to a facility as defined in § 37.2-100 of the Code of Virginia or
 hospital as defined in § 32.1-123 of the Code of Virginia. 
 
 "Remuneration" means compensation, received in
 cash or in kind, but shall not include any payments, business arrangements, or
 payment practices allowed by 42 USC § 1320a-7b(b), as amended, or any
 regulations promulgated thereto.
 
 18VAC85-170-180. Sexual contact.
 
 A. For purposes of § 54.1-2915 A 12 and A 19 of the Code
 of Virginia and this section, sexual contact includes sexual behavior or verbal
 or physical behavior that: 
 
 1. May reasonably be interpreted as intended for the sexual
 arousal or gratification of the practitioner, the patient, or both; or 
 
 2. May reasonably be interpreted as romantic involvement
 with a patient regardless of whether such involvement occurs in the
 professional setting or outside of it. 
 
 B. Sexual contact with a patient. 
 
 1. The determination of when a person is a patient for
 purposes of § 54.1-2915 A 19 of the Code of Virginia is made on a case-by-case
 basis with consideration given to the nature, extent, and context of the
 professional relationship between the practitioner and the person. The fact
 that a person is not actively receiving treatment or professional services from
 a practitioner is not determinative of this issue. A person is presumed to
 remain a patient until the practitioner-patient relationship is terminated. 
 
 2. The consent to, initiation of, or participation in
 sexual behavior or involvement with a practitioner by a patient neither changes
 the nature of the conduct nor negates the statutory prohibition. 
 
 C. Sexual contact between a practitioner and a former
 patient after termination of the practitioner-patient relationship may still
 constitute unprofessional conduct if the sexual contact is a result of the
 exploitation of trust, knowledge, or influence of emotions derived from the
 professional relationship. 
 
 D. Sexual contact between a practitioner and a key third
 party shall constitute unprofessional conduct if the sexual contact is a result
 of the exploitation of trust, knowledge, or influence derived from the
 professional relationship or if the contact has had or is likely to have an
 adverse effect on patient care. For purposes of this section, key third party
 of a patient means spouse or partner, parent or child, guardian, or legal
 representative of the patient. 
 
 E. Sexual contact between a supervisor and a trainee shall
 constitute unprofessional conduct if the sexual contact is a result of the
 exploitation of trust, knowledge, or influence derived from the professional
 relationship or if the contact has had or is likely to have an adverse effect
 on patient care.
 
 18VAC85-170-190. Refusal to provide information.
 
 A practitioner shall not willfully refuse to provide
 information or records as requested or required by the board or its
 representative pursuant to an investigation or to the enforcement of a statute
 or regulation.
 
 
 
 NOTICE: The following
 forms used in administering the regulation were filed by the agency. The forms
 are not being published; however, online users of this issue of the Virginia
 Register of Regulations may click on the name of a form with a hyperlink to
 access it. The forms are also available from the agency contact or may be
 viewed at the Office of the Registrar of Regulations, General Assembly
 Building, 2nd Floor, Richmond, Virginia 23219.
 
  
 
 FORMS (18VAC85-170)
 
 Continued
 Competency Activity and Assessment Form (undated)
 
 VA.R. Doc. No. R15-4172; Filed August 1, 2016, 12:03 p.m. 
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
BOARD OF NURSING
Final Regulation
 
 
 
 REGISTRAR'S NOTICE: The
 Board of Nursing is claiming an exclusion from Article 2 of the Administrative
 Process Act in accordance with § 2.2-4006 A 4 a of the Code of Virginia,
 which excludes regulations that are necessary to conform to changes in Virginia
 statutory law where no agency discretion is involved. The Board of Nursing will
 receive, consider, and respond to petitions by any interested person at any
 time with respect to reconsideration or revision.
 
  
 
 Title of Regulation: 18VAC90-26. Regulations for
 Nurse Aide Education Programs (amending 18VAC90-26-40). 
 
 Statutory Authority: §§ 54.1-2400, 54.1-3005, and
 54.1-3028.1 of the Code of Virginia.
 
 Effective Date: September 21, 2016. 
 
 Agency Contact: Jay P. Douglas, R.N., Executive
 Director, Board of Nursing, 9960 Mayland Drive, Suite 300, Richmond, VA 23233,
 telephone (804) 367-4515, FAX (804) 527-4455, or email
 jay.douglas@dhp.virginia.gov.
 
 Summary:
 
 These conforming amendments are made pursuant to Chapters
 109 and 582 of the 2016 Acts of Assembly. The amendments add training in
 observational and reporting techniques to the list of training and education
 requirements for nurse aide training programs.
 
 18VAC90-26-40. Requirements for the curriculum.
 
 A. Curriculum content. The curriculum shall include, but
 shall not be limited to, classroom and clinical instruction in the following:
 
 1. Initial core curriculum. Prior to the direct contact with a
 nursing facility client, a student shall have completed a total of at least 24
 hours of instruction. Sixteen of those hours shall be in the following five
 areas:
 
 a. Communication and interpersonal skills.
 
 b. Infection control.
 
 c. Safety and emergency procedures, including dealing with
 obstructed airways and fall prevention.
 
 d. Promoting client independence.
 
 e. Respecting clients' rights.
 
 2. Basic skills.
 
 a. Recognizing changes in body functioning and the importance
 of reporting such changes to a supervisor.
 
 b. Measuring and recording routine vital signs.
 
 c. Measuring and recording height and weight.
 
 d. Caring for the client's environment.
 
 e. Measuring and recording fluid and food intake and output.
 
 f. Performing basic emergency measures.
 
 g. Caring for a client when death is imminent.
 
 3. Personal care skills.
 
 a. Bathing and oral hygiene.
 
 b. Grooming.
 
 c. Dressing.
 
 d. Toileting.
 
 e. Assisting with eating and hydration, including proper
 feeding techniques.
 
 f. Caring for skin, to include prevention of pressure ulcers.
 
 g. Transfer, positioning, and turning.
 
 4. Individual client's needs, including mental health and
 social service needs.
 
 a. Modifying the aide's behavior in response to the behavior
 of clients.
 
 b. Identifying developmental tasks associated with the aging
 process.
 
 c. Demonstrating principles of behavior management by
 reinforcing appropriate behavior and causing inappropriate behavior to be
 reduced or eliminated.
 
 d. Demonstrating skills supporting age-appropriate behavior by
 allowing the client to make personal choices, and by providing and reinforcing
 other behavior consistent with the client's dignity.
 
 e. Utilizing the client's family or concerned others as a
 source of emotional support.
 
 f. Responding appropriately to the client's behavior
 including, but not limited to, aggressive behavior and language.
 
 g. Providing appropriate clinical care to the aged and
 disabled.
 
 h. Providing culturally sensitive care.
 
 5. Care of the cognitively or sensory (visual and auditory)
 impaired client.
 
 a. Using techniques for addressing the unique needs and
 behaviors of individuals with dementia (Alzheimer's and others).
 
 b. Communicating with cognitively or sensory impaired clients.
 
 c. Demonstrating an understanding of and responding
 appropriately to the behavior of cognitively or sensory impaired clients.
 
 d. Using methods to reduce the effects of cognitive
 impairment.
 
 6. Skills for basic restorative services.
 
 a. Using assistive devices in transferring, ambulation, eating,
 and dressing.
 
 b. Maintaining range of motion.
 
 c. Turning and positioning, both in bed and chair.
 
 d. Bowel and bladder training.
 
 e. Caring for and using prosthetic and orthotic devices.
 
 f. Teaching the client in self-care according to the client's
 abilities as directed by a supervisor.
 
 7. Clients' rights.
 
 a. Providing privacy and maintaining confidentiality.
 
 b. Promoting the client's right to make personal choices to
 accommodate individual needs.
 
 c. Giving assistance in resolving grievances and disputes.
 
 d. Providing assistance necessary to participate in client and
 family groups and other activities.
 
 e. Maintaining care and security of the client's personal
 possessions.
 
 f. Promoting the client's rights to be free from abuse,
 mistreatment, and neglect and the need to report any instances of such
 treatment to appropriate staff.
 
 g. Avoiding the need for restraints in accordance with current
 professional standards.
 
 8. Legal and regulatory aspects of practice as a certified
 nurse aide including, but not limited to, consequences of abuse, neglect,
 misappropriation of client property, and unprofessional conduct.
 
 9. Occupational health and safety measures.
 
 10. Appropriate management of conflict.
 
 11. Observational and reporting techniques.
 
 B. Unit objectives.
 
 1. Objectives for each unit of instruction shall be stated in
 behavioral terms that are measurable.
 
 2. Objectives shall be reviewed with the students at the
 beginning of each unit.
 
 C. Curriculum changes. Changes in curriculum shall be
 approved by the board prior to implementation and shall be submitted at the
 time of the onsite visit or with the report submitted by the program
 coordinator in the intervening year.
 
 VA.R. Doc. No. R16-4766; Filed July 26, 2016, 2:50 p.m. 
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
BOARD OF NURSING
Final Regulation
 
 
 
 REGISTRAR'S NOTICE: The
 Board of Nursing is claiming an exclusion from Article 2 of the Administrative
 Process Act in accordance with § 2.2-4006 A 4 a of the Code of Virginia,
 which excludes regulations that are necessary to conform to changes in Virginia
 statutory law where no agency discretion is involved. The Board of Nursing will
 receive, consider, and respond to petitions by any interested person at any
 time with respect to reconsideration or revision.
 
  
 
 Title of Regulation: 18VAC90-50. Regulations
 Governing the Certification of Massage Therapists (amending 18VAC90-50-10 through 18VAC90-50-90).
 
 
 Statutory Authority: §§ 54.1-2400 and 54.1-3005 of
 the Code of Virginia.
 
 Effective Date: September 21, 2016. 
 
 Agency Contact: Jay P. Douglas, R.N., Executive
 Director, Board of Nursing, 9960 Mayland Drive, Suite 300, Richmond, VA
 23233-1463, telephone (804) 367-4515, FAX (804) 527-4455, or email
 jay.douglas@dhp.virginia.gov.
 
 Summary:
 
 The amendments change references of
 "certification" to "licensure," eliminate one examination
 for licensure, and include a requirement for a criminal background check. The
 amendments make conforming changes to the regulation pursuant to Chapter 324 of
 the 2016 Acts of Assembly.
 
 CHAPTER 50 
 REGULATIONS GOVERNING THE CERTIFICATION LICENSURE OF MASSAGE
 THERAPISTS 
 
 Part I 
 General Provisions 
 
 18VAC90-50-10. Definitions. 
 
 A. The following words and terms when used in this
 chapter shall have the following meanings unless the context clearly
 indicates otherwise ascribed to them in § 54.1-3000 of the Code of
 Virginia: 
 
 "Board" means the Board of Nursing. 
 
 "Certified massage "Massage
 therapist" means a person who meets the qualifications specified in
 this chapter and who is currently certified by the board. Only someone who is
 certified by the board as a massage therapist may use any designation tending
 to imply that he is a certified massage therapist or massage therapist. 
 
 "Massage therapy" means the treatment of soft
 tissues for therapeutic purposes by the application of massage and bodywork
 techniques based on the manipulation or application of pressure to the muscular
 structure or soft tissues of the human body. The terms "massage
 therapy" and "therapeutic massage" do not include the diagnosis
 or treatment of illness or disease or any service or procedure for which a
 license to practice medicine, nursing, chiropractic therapy, physical therapy,
 occupational therapy, acupuncture, or podiatry is required by law. 
 
 B. The following word when used in this chapter shall have
 the following meaning unless the context clearly indicates otherwise: 
 
 "NCBTMB" means the National Certification Board for
 Therapeutic Massage and Bodywork. 
 
 18VAC90-50-20. Operational requirements. 
 
 A. Requirements for current mailing address. 
 
 1. Each applicant or certificate holder licensee
 shall maintain a current address of record with the board. Any change in the
 address of record or the public address, if different from the address of
 record, shall be submitted electronically or in writing to the board within 30
 days of such change. 
 
 2. All required notices mailed by the board to any applicant
 or certificate holder licensee shall be validly given when mailed
 to the latest address of record on file with the board. 
 
 B. A certificate holder licensee who has had a
 change of name shall submit as legal proof to the board a copy of the marriage
 certificate, a certificate of naturalization, or a court order evidencing the
 change. A duplicate certificate license shall be issued by the
 board upon receipt of such evidence and the required fee. 
 
 C. Each certified licensed massage therapist
 shall conspicuously post his current Virginia certificate license
 in a public area at his practice location. 
 
 18VAC90-50-30. Fees. 
 
 A. Fees listed in this section shall be payable to the
 Treasurer of Virginia and shall not be refunded unless otherwise provided. 
 
 B. Fees required by the board are: 
 
 
  
   | 1. Application and initial certificationlicensure | $140 | 
  
   | 2. Biennial renewal | $95 | 
  
   | 3. Late renewal | $30 | 
  
   | 4. Reinstatement of certificationlicensure | $150 | 
  
   | 5. Reinstatement after suspension or revocation | $200 | 
  
   | 6. Duplicate certificatelicense | $15 | 
  
   | 7. Replacement wall certificate | $25 | 
  
   | 8. Verification of certificationlicensure | $35 | 
  
   | 9. Transcript of all or part of applicant/certificate
   holderapplicant/licensee records | $35 | 
  
   | 10. Returned check charge | $35 | 
 
 
 Part II 
 Requirements for Certification Licensure 
 
 18VAC90-50-40. Initial certification licensure. 
 
 A. An applicant seeking initial certification licensure
 shall submit a completed application and required fee and verification of
 meeting the requirements of § 54.1-3029 A of the Code of Virginia as follows: 
 
 1. Is at least 18 years old; 
 
 2. Has successfully completed a minimum of 500 hours of
 training from a massage therapy program certified or approved by the State
 Council of Higher Education for Virginia or an agency in another state,
 the District of Columbia, or a United States territory that approves
 educational programs, notwithstanding the provisions of § 22.1-320 23-276.2
 of the Code of Virginia; 
 
 3. Has passed the National Certification Exam for
 Therapeutic Massage and Bodywork, the National Certification Exam for
 Therapeutic Massage, the Licensing Examination of the Federation of State
 Massage Therapy Boards, or an exam deemed acceptable to the board; and
 
 4. Has not committed any acts or omissions that would be
 grounds for disciplinary action or denial of certification as set forth in §
 54.1-3007 of the Code of Virginia and 18VAC90-50-90; and
 
 5. Has completed a criminal history background check as
 required by § 54.1-3005.1 of the Code of Virginia. 
 
 B. No application for certification under provisions of § 54.1-3029
 B of the Code of Virginia shall be considered unless submitted prior to July 1,
 1998. 
 
 C. B. An applicant who has been licensed or
 certified in another country and who, in the opinion of the board, meets the
 educational requirements shall take and pass an examination as required in
 subsection A of this section in order to become certified licensed.
 
 
 18VAC90-50-50. Certification Licensure by
 endorsement. 
 
 A. A massage therapist who has been licensed or certified
 in another U.S. United States jurisdiction with requirements
 substantially equivalent to those stated in 18VAC90-50-40, and who is in
 good standing or is eligible for reinstatement, if lapsed, shall be eligible to
 apply for certification licensure by endorsement in Virginia. 
 
 B. An applicant for certification licensure by
 endorsement shall submit a completed application and required fee, including
 a criminal history background check as required by § 54.1-3005.1 of the
 Code of Virginia, to the board and shall submit the required form to the appropriate
 credentialing agency in the state of original licensure or certification for
 verification. 
 
 18VAC90-50-60. Provisional certification licensure.
 
 
 A. An eligible candidate who has filed a completed
 application for certification licensure in Virginia may engage in
 the provisional practice of massage therapy in Virginia for a period not to
 exceed 90 days upon written authorization from the board. 
 
 B. The designation of "massage therapist" or "certified
 "licensed massage therapist" shall not be used by the
 applicant during the 90 days of provisional certification licensure.
 
 
 C. An applicant who fails the certifying licensing
 examination shall have his provisional certification licensure
 withdrawn upon the receipt of the examination results and shall not be eligible
 for certification licensure until he passes such examination. 
 
 Part III 
 Renewal and Reinstatement 
 
 18VAC90-50-70. Renewal of certification licensure.
 
 
 A. Certificate holders Licensees born in
 even-numbered years shall renew their certificates licenses by
 the last day of the birth month in even-numbered years. Certificate holders
 Licensees born in odd-numbered years shall renew their certificates
 licenses by the last day of the birth month in odd-numbered years. 
 
 B. The certificate holder licensee shall
 complete the renewal form and submit it with the required fee and attest that
 he has complied with continuing competency requirements of 18VAC90-50-75. 
 
 C. Failure to receive the application for renewal shall not
 relieve the certified licensed massage therapist of the
 responsibility for renewing the certificate license by the
 expiration date. 
 
 D. The certificate license shall automatically
 lapse by the last day of the birth month if not renewed;, and use
 of the title "massage therapist" or "certified "licensed
 massage therapist" is prohibited. 
 
 18VAC90-50-75. Continuing competency requirements. 
 
 A. In order to renew a certificate license
 biennially, a certified licensed massage therapist shall: 
 
 1. Hold current certification by the NCBTMB; or 
 
 2. Complete at least 24 hours of continuing education or
 learning activities with at least one hour in professional ethics. Hours chosen
 shall be those that enhance and expand the skills and knowledge related to the
 clinical practice of massage therapy and may be distributed as follows: 
 
 a. A minimum of 12 of the 24 hours shall be in activities or
 courses provided by an NCBTMB-approved provider and may include seminars,
 workshops, home study courses, and continuing education courses. 
 
 b. No more than 12 of the 24 hours may be activities or
 courses that may include consultation, independent reading or research,
 preparation for a presentation, a course in cardiopulmonary resuscitation,
 or other such experiences that promote continued learning. 
 
 B. A massage therapist shall be exempt from the continuing
 competency requirements for the first biennial renewal following the date of
 initial certification licensure in Virginia. 
 
 C. The massage therapist shall retain in his records the
 completed form with all supporting documentation for a period of four years
 following the renewal of an active certificate license. 
 
 D. The board shall periodically conduct a random audit of certificate
 holders licensees to determine compliance. The persons selected for
 the audit shall provide evidence of current NCBTMB certification or the
 completed continued competency form provided by the board and all supporting
 documentation within 30 days of receiving notification of the audit. 
 
 E. Failure to comply with these requirements may subject the
 massage therapist to disciplinary action by the board. 
 
 F. The board may grant an extension of the deadline for
 continuing competency requirements, for up to one year, for good cause shown
 upon a written request from the certificate holder licensee prior
 to the renewal date. 
 
 G. The board may grant an exemption for all or part of the
 requirements for circumstances beyond the control of the certificate holder
 licensee, such as temporary disability, mandatory military service, or
 officially declared disasters. 
 
 18VAC90-50-80. Reinstatement of certificates licenses.
 
 
 A. A massage therapist whose certificate license
 has lapsed may reinstate his certification licensure within one
 renewal period by attesting to completion of continuing competency requirements
 for the period and payment of the current renewal fee and the late renewal fee.
 
 
 B. A massage therapist whose certificate license
 has lapsed for more than one renewal period shall file a reinstatement
 application, attest to completion of continuing competency requirements for the
 period in which the certificate license has been lapsed, not to
 exceed four years, and pay the reinstatement fee. 
 
 C. A massage therapist whose certificate license
 has been suspended or revoked may apply for reinstatement by filing a
 reinstatement application meeting the requirements of subsection B of this
 section, and paying the fee for reinstatement after suspension or revocation. 
 
 D. The board may require evidence that the massage therapist
 is prepared to resume practice in a competent manner. 
 
 Part IV 
 Disciplinary Provisions 
 
 18VAC90-50-90. Disciplinary provisions. 
 
 The board has the authority to deny, revoke, or
 suspend a certificate license issued by it or to otherwise
 discipline a certificate holder licensee upon proof that the
 practitioner has violated any of the provisions of § 54.1-3007 of the Code of
 Virginia or of this chapter or has engaged in the following: 
 
 1. Fraud or deceit which shall mean, but shall not be limited
 to: 
 
 a. Filing false credentials; 
 
 b. Falsely representing facts on an application for initial certification
 licensure, or reinstatement or renewal of a certificate license;
 or 
 
 c. Misrepresenting one's qualifications including scope of
 practice. 
 
 2. Unprofessional conduct which shall mean, but shall not be
 limited to: 
 
 a. Performing acts which constitute the practice of any other
 health care profession for which a license or a certificate is required or acts
 which are beyond the limits of the practice of massage therapy as defined in
 § 54.1-3000 of the Code of Virginia; 
 
 b. Assuming duties and responsibilities within the practice of
 massage therapy without adequate training or when competency has not been
 maintained; 
 
 c. Failing to acknowledge the limitations of and
 contraindications for massage and bodywork or failing to refer patients to
 appropriate health care professionals when indicated; 
 
 d. Entering into a relationship with a patient or client that
 constitutes a professional boundary violation in which the massage therapist
 uses his professional position to take advantage of the vulnerability of a
 patient, a client, or his family, to include but not be limited
 to actions that result in personal gain at the expense of the patient or
 client, a nontherapeutic personal involvement or sexual conduct with a patient
 or client; 
 
 e. Falsifying or otherwise altering patient or employer
 records; 
 
 f. Violating the privacy of patients or the confidentiality of
 patient information unless required to do so by law; 
 
 g. Employing or assigning unqualified persons to practice
 under the title of "massage therapist" or "certified "licensed
 massage therapist"; 
 
 h. Engaging in any material misrepresentation in the course of
 one's practice as a massage therapist; or 
 
 i. Failing to practice in a manner consistent with the code of
 ethics of the NCBTMB, as incorporated by reference into this chapter with the
 exception of the requirement to follow all policies, procedures, guidelines,
 regulations, codes, and requirements promulgated by the NCBTMB. 
 
 
 
 NOTICE: The following
 forms used in administering the regulation were filed by the agency. The forms
 are not being published; however, online users of this issue of the Virginia
 Register of Regulations may click on the name of a form with a hyperlink to
 access it. The forms are also available from the agency contact or may be
 viewed at the Office of the Registrar of Regulations, General Assembly
 Building, 2nd Floor, Richmond, Virginia 23219.
 
  
 
 FORMS (18VAC90-50) 
 
 Instructions and Application for Certification as a Massage
 Therapist (rev. 6/11).
 
 Instructions and Application for Certification by
 Endorsement -- Massage Therapist (rev. 6/11).
 
 Massage Therapist Certification/Licensure Verification
 Form (rev. 7/07).
 
 Application for Reinstatement of Certificate as a Massage
 Therapist (rev. 6/11).
 
 Instructions for Application for Reinstatement following
 Suspension or Revocation – Certified Massage Therapist (rev. 7/07).
 
 Application for Reinstatement of Certificate as a Massage
 Therapist following Suspension or Revocation (rev. 7/07).
 
 Application for Licensure as a Massage Therapist - online
 application only at http://www.dhp.virginia.gov/nursing/nursing_forms.htm#MassageTherapist
 
 
 Massage
 Therapist Certification/Licensure Verification Form (rev. 4/2014)
 
 Application
 for Reinstatement of Licensure as a Massage Therapist (rev. 7/2016)
 
 Instructions
 and Application for Reinstatement of Licensure as a Licensed Massage Therapist
 following Suspension or Revocation (7/2016)
 
 VA.R. Doc. No. R16-4767; Filed July 27, 2016, 2:54 p.m. 
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
BOARD OF OPTOMETRY
Final Regulation
 
 
 
 REGISTRAR'S NOTICE: The
 Board of Optometry is claiming an exclusion from Article 2 of the
 Administrative Process Act in accordance with § 2.2-4006 A 4 a of the Code
 of Virginia, which excludes regulations that are necessary to conform to
 changes in Virginia statutory law where no agency discretion is involved. The
 Board of Optometry will receive, consider, and respond to petitions by any
 interested person at any time with respect to reconsideration or revision.
 
  
 
 Title of Regulation: 18VAC105-20. Regulations Governing
 the Practice of Optometry (amending 18VAC105-20-70). 
 
 Statutory Authority: §§ 54.1-2400 and 54.1-3223 of
 the Code of Virginia.
 
 Effective Date: September 21, 2016. 
 
 Agency Contact: Leslie L. Knachel, Executive Director,
 Board of Optometry, 9960 Mayland Drive, Suite 300, Richmond, VA 23233,
 telephone (804) 367-4508, FAX (804) 527-4471, or email
 leslie.knachel@dhp.virginia.gov.
 
 Summary:
 
 The amendments conform the regulation to Chapter 89 of the
 2016 Acts of Assembly by (i) increasing the total number of hours of continuing
 education required for optometrists from 16 to 20; (ii) requiring that at least
 10 of such hours be obtained through real-time interactive activities; (iii)
 providing that no more than two of such hours may consist of courses related to
 recordkeeping or the management of an optometry practice, provided that such
 courses are not primarily for the purpose of augmenting the licensee's income
 or promoting the sale of specific instruments or products; (iv) requiring, for
 optometrists certified as therapeutic pharmaceutical agents, that at least 10
 of the 20 hours be in the areas of ocular and general pharmacology, diagnosis
 and treatment of the human eye and its adnexa, including treatment with new
 pharmaceutical agents, or new or advanced clinical devices, techniques,
 modalities, or procedures; and (v) allowing optometrists who complete more than
 20 hours of continuing education in a year to carry forward up to 10 hours to
 the next year.
 
 18VAC105-20-70. Requirements for continuing education.
 
 A. Each license renewal shall be conditioned upon submission
 of evidence to the board of 16 20 hours of continuing education
 taken by the applicant during the previous license period. A licensee who
 completes more than 20 hours of continuing education in a year shall be allowed
 to carry forward up to 10 hours of continuing education for the next annual
 renewal cycle.
 
 1. Fourteen of the 16 hours shall pertain directly to the
 care of the patient. The 16 20 hours may include up to two
 hours of recordkeeping for patient care and up to two hours of training in
 cardiopulmonary resuscitation (CPR), including coding for diagnostic and
 treatment devices and procedures or the management of an optometry practice,
 provided that such courses are not primarily for the purpose of augmenting the
 licensee's income or promoting the sale of specific instruments or products.
 
 
 2. For optometrists who are certified in the use of
 therapeutic pharmaceutical agents, at least two 10 of the
 required continuing education hours shall be directly related to the
 treatment of the human eye and its adnexa with pharmaceutical agents in
 the areas of ocular and general pharmacology, diagnosis and treatment of the
 human eye and its adnexa, including treatment with new pharmaceutical agents,
 or new or advanced clinical devices, techniques, modalities, or procedures.
 
 3. Courses for which the primary purpose is to promote the
 sale of specific instruments or products and courses offering instruction on
 augmenting income are excluded and will not receive credit by the board At
 least 10 hours shall be obtained through real-time, interactive activities,
 including in-person or electronic presentations, provided that during the
 course of the presentation, the licensee and the lecturer may communicate with
 one another. 
 
 4. A licensee may also include up to two hours of training
 in cardiopulmonary resuscitation (CPR). 
 
 B. Each licensee shall attest to fulfillment of continuing
 education hours on the required annual renewal form. All continuing education
 shall be completed prior to December 31 unless an extension or waiver has been
 granted by the Continuing Education Committee. A request for an extension or
 waiver shall be received prior to December 31 of each year.
 
 C. All continuing education courses shall be offered by an
 approved sponsor or accrediting body listed in subsection G of this section.
 Courses that are not approved by a board-recognized sponsor in advance shall
 not be accepted for continuing education credit. For those courses that have a
 post-test requirement, credit will only be given if the optometrist receives a
 passing grade as indicated on the certificate. 
 
 D. Licensees shall maintain continuing education
 documentation for a period of not less than three years. A random audit of
 licensees may be conducted by the board which will require that the licensee
 provide evidence substantiating participation in required continuing education
 courses within 14 days of the renewal date. 
 
 E. Documentation of hours shall clearly indicate the name of
 the continuing education provider and its affiliation with an approved sponsor
 or accrediting body as listed in subsection G of this section. Documents that
 do not have the required information shall not be accepted by the board for
 determining compliance. Correspondence courses shall be credited according to
 the date on which the post-test was graded as indicated on the continuing
 education certificate. 
 
 F. A licensee shall be exempt from the continuing competency
 requirements for the first renewal following the date of initial licensure by
 examination in Virginia. 
 
 G. An approved continuing education course or program,
 whether offered by correspondence, electronically or in person, shall be
 sponsored, accredited, or approved by one of the following: 
 
 1. The American Optometric Association and its constituent
 organizations. 
 
 2. Regional optometric organizations. 
 
 3. State optometric associations and their affiliate local
 societies. 
 
 4. Accredited colleges and universities providing optometric
 or medical courses. 
 
 5. The American Academy of Optometry and its affiliate
 organizations. 
 
 6. The American Academy of Ophthalmology and its affiliate
 organizations. 
 
 7. The Virginia Academy of Optometry. 
 
 8. Council on Optometric Practitioner Education (C.O.P.E.). 
 
 9. State or federal governmental agencies.
 
 10. College of Optometrists in Vision Development. 
 
 11. The Accreditation Council for Continuing Medical Education
 of the American Medical Association for Category 1 credit. 
 
 12. Providers of training in cardiopulmonary resuscitation
 (CPR). 
 
 13. Optometric Extension Program. 
 
 H. In order to maintain approval for continuing education
 courses, providers or sponsors shall: 
 
 1. Provide a certificate of attendance that shows the date,
 location, presenter or lecturer, content hours of the course and contact
 information of the provider/sponsor provider or sponsor for
 verification. The certificate of attendance shall be based on verification by
 the sponsor of the attendee's presence throughout the course, either provided
 by a post-test or by a designated monitor. 
 
 2. Maintain documentation about the course and attendance for
 at least three years following its completion.
 
 I. Falsifying the attestation of compliance with continuing
 education on a renewal form or failure to comply with continuing education
 requirements may subject a licensee to disciplinary action by the board,
 consistent with § 54.1-3215 of the Code of Virginia. 
 
 VA.R. Doc. No. R16-4763; Filed July 27, 2016, 1:49 p.m. 
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
BOARD OF COUNSELING
Proposed Regulation
 
 Titles of Regulations: 18VAC115-20. Regulations
 Governing the Practice of Professional Counseling (amending 18VAC115-20-20).
 
 18VAC115-30. Regulations Governing the Certification of
 Substance Abuse Counselors and Substance Abuse Counseling (amending 18VAC115-30-30).
 
 18VAC115-40. Regulations Governing the Certification of
 Rehabilitation Providers (amending 18VAC115-40-20).
 
 18VAC115-50. Regulations Governing the Practice of Marriage
 and Family Therapy (amending 18VAC115-50-20).
 
 18VAC115-60. Regulations Governing the Practice of Licensed
 Substance Abuse Treatment Practitioners (amending 18VAC115-60-20). 
 
 Statutory Authority: § 54.1-2400 of the Code of
 Virginia.
 
 Public Hearing Information:
 
 September 22, 2016 - 10 a.m. - Department of Health
 Professions, Perimeter Center, 9960 Mayland Drive, Conference Center, 2nd
 floor, Henrico, VA
 
 Public Comment Deadline: October 21, 2016.
 
 Agency Contact: Jaime Hoyle, Executive Director, Board
 of Counseling, 9960 Mayland Drive, Suite 300, Richmond, VA 23233, telephone
 (804) 367-4406, FAX (804) 527-4435, or email jaime.hoyle@dhp.virginia.gov.
 
 Basis: Section 54.1-2400 of the Code of Virginia
 establishes the general powers and duties of health regulatory boards including
 the responsibility to promulgate regulations in accordance with the
 Administrative Process Act that are reasonable and necessary and the authority
 to levy and collect fees that are sufficient to cover all expenses for the
 administration of a regulatory program.
 
 Section 54.1-113 of the Code of Virginia requires the board to
 revise the fees levied by it for certification or licensure and renewal so that
 the fees are sufficient but not excessive to cover expenses. 
 
 Purpose: The issue to be addressed is the need of the
 Board of Counseling to increase its fees to cover expenses for essential
 functions of review of applications, licensing, investigation of complaints
 against licensees, and adjudication and monitoring of disciplinary cases
 required for public health and safety in the Commonwealth. 
 
 Without adequate revenue to support licensing and discipline
 functions, applicants cannot be approved for licensure in a timely manner thus
 depriving the citizens of the Commonwealth with some of the mental health
 services that are needed. Additionally, if there is a substantial backlog of
 disciplinary cases, public health and safety may be at risk by allowing
 practitioners guilty of unprofessional conduct to continue in practice for
 several months awaiting a review and adjudication of an investigative report.
 
 Substance: Renewal fees for the three licensed
 professions will increase from $105 to $130; for the certified professions, the
 increase will be from $55 to $65. Application and initial licensure fees for
 the licensed professions will increase from $140 to $175; for the certified
 professions, the increase will be from $90 to $115. All other fees will be
 increased by approximately 25%.
 
 Issues: The primary advantage to the public is that
 increased fees will produce adequate revenue to fund the licensing and
 disciplinary activities of the board. With a shortfall of $339,084 projected in
 fiscal year 2021, there could be significant delays in licensing and in the
 investigation and adjudication of complaints against licensees. There are no
 disadvantages; increases in renewal fees should not significantly impact the
 cost of counseling services for Virginians.
 
 There are no disadvantages to the agency; the advantage is that
 fees would be sufficient to cover expenditures, which is a requirement of the
 Code of Virginia.
 
 Department of Planning and Budget's Economic Impact
 Analysis:
 
 Summary of the Proposed Amendments to Regulation. The Board of
 Counseling (Board) proposes to amend its regulations to: 1) remove obsolete
 language on fee decreases that occurred in 2010 and 2) increase most fees for
 professional counselors, substance abuse counselors and substance abuse
 counseling assistants, rehabilitation providers, marriage and family therapist
 and substance abuse treatment practitioners who are governed by Board
 regulations. 
 
 Result of Analysis. Benefits outweigh costs for one proposed
 change. There is insufficient information to ascertain whether benefits will
 outweigh costs for other changes.
 
 Estimated Economic Impact. In 2010, the Board promulgated a
 one-time fee reduction for its regulated entities because the Board had surplus
 revenues that were anticipated to exceed expenditures by greater than 10%. The
 Board now proposes to remove obsolete language for those fee reductions from
 the regulations for rehabilitation providers and substance abuse treatment
 practitioners. No one will incur costs on account of this proposed change.
 Removing this obsolete language will benefit individuals who read these
 regulations and might find that language confusing. 
 
 In addition to removing obsolete
 language from these regulations, the Board also proposes to raise most fees for
 professional counselors, substance abuse counselors and substance abuse
 counseling assistants, rehabilitation providers, marriage and family therapists
 and substance abuse treatment practitioners. The Board specifically proposes to
 raise renewal fees for the three professions it licenses from $105 to $130;
 renewal fees for the three professions that the Board certifies will increase
 from $55 to $65. Other fees associated with these professions will also
 increase as described in the charts below.
 
 Fees for licensure of
 professional counselors:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
 
 
 Fees for certification of substance abuse counselors and
 substance abuse counseling assistants:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Substance Abuse Counselor
   Annual Renewal  | $55 | $65 | 18.18% | 
  
   | Substance Abuse Counseling
   Assistant Annual Renewal | $40  | $50 | 25% | 
  
   | Initial Certification by
   Examination | $90 | $115 | 27.78% | 
  
   | Initial Certification by
   Endorsement | $90 | $115 | 27.78% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate Certificate | $5 | $10 | 100% | 
  
   | Late Renewal | $20 | $25 | 25% | 
  
   | Reinstatement of a Lapsed
   Certificate | $100 | $125 | 25% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
 
 
 Fees for certification of
 rehabilitation providers:
 
 
  
   | FEE
   TYPE | CURRENT
   FEE | PROPOSED
   FEE | %
   INCREASE | 
  
   | Initial
   Certification by Examination  | $90 | $115 | 27.78% | 
  
   | Initial Certification by
   Endorsement | $90  | $115 | 27.78% | 
  
   | Certification Renewal | $55 | $65 | 18.18% | 
  
   | Duplicate Certificate | $5 | $10 | 100% | 
  
   | Late Renewal | $20 | $25 | 25% | 
  
   | Reinstatement of Lapsed
   Certificate | $100 | $125 | 25% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement following
   Revocation or Suspension | $500 | $600 | 20% | 
 
 
 Fees for licensure of marriage and family therapists:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate
   License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
  
   | One Time 2010 Reduction for
   Renewal of an Active License | $52 | obsolete | N/A | 
  
   | One Time 2010 Reduction for
   Renewal of an Inactive License | $27 | obsolete | N/A | 
 
 
 Fees for licensure of substance
 abuse treatment practitioners:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
  
   | One Time 2010 Reduction for
   Renewal of an Active License | $52 | obsolete | N/A | 
  
   | One Time 2010 Reduction for
   Renewal of an Inactive License | $27 | obsolete | N/A | 
 
 
 The Board proposes to raise these fees because current fee
 levels are forecasted to be inadequate to support Board activities by fiscal
 year 2021 (with current fees, the Board is projected to run a deficit of
 $339,084 in that year). These proposed fee increases will allow the Board to
 maintain licensing and disciplinary functions going into the future. Individuals
 licensed through the Board's regulations will incur costs equal to the fee
 increases they will be responsible for. Any increase in costs for entering or
 remaining in a profession can be expected to decrease the number of individuals
 choosing to do so (as their costs for continuing to work in the subject field
 would be increasing relative to other employment options). These fee increases,
 however, are relatively small and so would be unlikely to affect the employment
 decisions of most of the Board's licensees and certificate holders. To the
 extent that these regulatory programs are necessary to protect the health and
 safety of the citizens of Virginia, those citizens will benefit from fee
 increase to fund additional DHP staff positions to support the licensing and
 disciplinary functions of the Board.
 
 Businesses and Entities Affected. Board staff reports that the
 Board currently licenses 4,383 professional counselors, 847 marriage and family
 therapists and 176 substance abuse treatment practitioners. The Board also
 certifies 1,685 substance abuse counselors, 170 substance abuse counseling
 assistants and 250 rehabilitation providers. All of these individuals, as well
 as any individuals who choose to seek licensure or certification in the future,
 will be affected by these proposed regulations. Board staff reports that
 certified substance abuse counselors and substance abuse counseling assistants
 work for employers such as government agencies and health care systems but many
 individuals in the other licensed or certified groups are likely independent
 practitioners who would qualify as small businesses. 
 
 Localities Particularly Affected. No locality will be
 particularly affected by this regulatory change. 
 
 Projected Impact on Employment. Raising licensure and certification
 fees may cause some individuals who are licensed or certified to leave their
 professions. As these fee increases are small, that effect would likely be
 negligible in this instance.
 
 Effects on the Use and Value of Private Property. These
 proposed regulatory changes are unlikely to affect the use or value of private
 property in the Commonwealth.
 
 Real Estate Development Costs. These proposed regulatory
 changes are unlikely to affect real estate development costs in the
 Commonwealth.
 
 Small Businesses: 
 
 Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
 small business is defined as "a business entity, including its affiliates,
 that (i) is independently owned and operated and (ii) employs fewer than 500
 full-time employees or has gross annual sales of less than $6 million."
 
 Costs and Other Effects. Small business licensees and
 certificate holders will incur costs equal to the proposed increase in fees in
 their professions.
 
 Alternative Method that Minimizes Adverse Impact. There are
 likely no alternative methods that would both meet the Board's goal of
 increasing staff to meet workload needs and further minimize adverse impacts
 for regulated entities. 
 
 Adverse Impacts:
 
 Businesses. Licensees and certificate holders who practice
 independently will incur costs on account of this proposed regulation that are
 equal to the fee increases in their professions.
 
 Localities. Localities in the Commonwealth are unlikely to see
 any adverse impacts on account of this proposed regulatory change.
 
 Other Entities. Individual licensees and certificate holders
 who are employed by other entities will incur costs on account of this proposed
 regulation that are equal to the fee increases in their professions.
 
 Agency's Response to Economic Impact Analysis: The Board
 of Counseling does not concur with the analysis of the Department of Planning
 and Budget on proposed amended regulations for fee increases. On page 6 of the
 analysis, it is stated that: "The Board proposes to raise these fees to
 fund their part of the six positions that were recently approved for the
 Department of Health Professions." In fact, the department's request for
 additional full-time positions was made in December of 2015, and members of the
 board received a letter from the director in May of 2015 advising them of the
 need to increase fees. There was no contemplation of any additional positions
 at the time the board adopted a Notice of Intended Regulatory Action in
 September of 2015. The need to increase fees was related to the budget and
 projected revenues and expenditures at the end of the 2014-2016 biennium.
 
 The one new position approved for the Board of Counseling in
 the department's next budget is a replacement for a temporary employee who has
 been with the board since 2011. Therefore, there will be some additional costs
 associated with converting a temporary position to a full-time employee, but
 those costs are unrelated to the action taken to increase fees to cover
 expenditures as mandated by § 54.1-113 of the Code of Virginia.
 
 The board further disagrees with the statements that "any
 increase in costs for entering or remaining in a profession can be expected to
 decrease the number of individuals choosing to do so" and "raising
 licensure and certification fees may cause some individuals who are licensed or
 certified to leave their professions." An increase of $25 in annual
 renewal costs for a licensed profession (less than one family dinner at a
 fast-food restaurant) is unlikely to affect anyone's decision to remain in that
 profession. An increase of $10 for certified professions is also not likely to
 cause someone to leave. Likewise, a $35 increase in application costs for a
 licensed profession is unlikely to decrease the number of individuals choosing
 to enter the profession.
 
 The analysis also failed to note that the board has not had a
 fee increase in over 15 years and has, in fact, reduced renewal fees four times
 during that period. Therefore, the licensure and certification costs under the
 Board of Counseling have been kept well below all other costs related to
 entering or maintaining these professions in the last 15 years.
 
 Summary:
 
 The proposed amendments (i) increase renewal fees for
 licensed professional counselors, marriage and family therapists, and substance
 abuse professionals (licensed professions) from $105 to $130 and for certified
 substance abuse counselors and rehabilitation providers (certified professions)
 from $55 to $65; (ii) increase application and initial licensure fees for the
 licensed professions from $140 to $175 and for the certified professions from
 $90 to $115; and (iii) increase all other fees by approximately 25%.
 
 18VAC115-20-20. Fees required by the board. 
 
 A. The board has established
 the following fees applicable to licensure as a professional counselor: 
 
 
  
   | Active annual license renewal | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Initial licensure by examination: Application processing and
   initial licensure | $140$175
 | 
  
   | Initial licensure by endorsement: Application processing and
   initial licensure | $140$175
 | 
  
   | Registration of supervision | $50$65
 | 
  
   | Add or change supervisor | $25$30
 | 
  
   | Duplicate license | $5$10
 | 
  
   | Verification of licensure to another jurisdiction | $25$30
 | 
  
   | Late renewal | $35$45
 | 
  
   | Reinstatement of a lapsed license | $165$200
 | 
  
   | Replacement of or additional wall certificate | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following revocation or suspension | $500$600
 | 
 
 
 B. All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 18VAC115-30-30. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 the certification of substance abuse counselors and substance abuse counseling
 assistants: 
 
 
  
   | Substance abuse counselor annual
   certification renewal | $55$65
 | 
  
   | Substance abuse counseling assistant
   annual certification renewal | $40$50
 | 
  
   | Substance abuse counselor initial certification by
   examination:  Application processing and initial certification |   $90$115
 | 
  
   | Substance abuse counseling assistant initial certification by
   examination:  Application processing and initial certification |   $90$115
 | 
  
   | Initial certification by endorsement of substance abuse
   counselors:  Application processing and initial certification |   $90$115
 | 
  
   | Registration of supervision | $50$65
 | 
  
   | Add or change supervisor | $25$30
 | 
  
   | Duplicate certificate | $5$10
 | 
  
   | Late renewal | $20$25
 | 
  
   | Reinstatement of a lapsed certificate | $100$125
 | 
  
   | Replacement of or additional wall certificate | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following revocation or suspension | $500$600
 | 
 
 
 B. All fees are nonrefundable. 
 
 18VAC115-40-20. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 the certification of rehabilitation providers: 
 
 
  
   | Initial certification by
   examination: Processing and initial certification  | $90$115
 | 
  
   | Initial certification by
   endorsement: Processing and initial certification  | $90$115
 | 
  
   | Certification renewal | $55$65
 | 
  
   | Duplicate certificate | $5$10
 | 
  
   | Late renewal | $20$25
 | 
  
   | Reinstatement of a lapsed
   certificate | $100$125
 | 
  
   | Replacement of or additional
   wall certificate  | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
 
 
 B. Fees shall be paid to the
 board. All fees are nonrefundable. 
 
 18VAC115-50-20. Fees. 
 
 A. The board has established fees for the following: 
 
 
  
   | Registration of supervision  | $50$65
 | 
  
   | Add or change supervisor  | $25$30
 | 
  
   | Initial licensure by
   examination: Processing and initial licensure | $140$175
 | 
  
   | Initial licensure by
   endorsement: Processing and initial licensure  | $140$175
 | 
  
   | Active annual license renewal  | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Penalty for late renewal  | $35$45
 | 
  
   | Reinstatement of a lapsed
   license  | $165$200
 | 
  
   | Verification of license to
   another jurisdiction  | $25$30
 | 
  
   | Additional or replacement
   licenses  | $5$10
 | 
  
   | Additional or replacement wall
   certificates  | $15$25
 | 
  
   | Returned check  | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
  
   | One-time reduction for
   renewal of an active license due on June 30, 2010
 | $52
 | 
  
   | One-time reduction for
   renewal of an inactive license due on June 30, 2010
 | $27
 | 
 
 
 B. Fees shall be paid to the board or its contractor or
 both in appropriate amounts as specified in the application instructions.
 All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 18VAC115-60-20. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 licensure as a substance abuse treatment practitioner: 
 
 
  
   | Registration of supervision
   (initial)  | $50$65
 | 
  
   | Add/change supervisor  | $25$30
 | 
  
   | Initial licensure by
   examination: Processing and initial licensure  | $140$175
 | 
  
   | Initial licensure by
   endorsement: Processing and initial licensure  | $140$175
 | 
  
   | Active
   annual license renewal  | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Duplicate license  | $5$10
 | 
  
   | Verification of license to
   another jurisdiction  | $25$30
 | 
  
   | Late renewal  | $35$45
 | 
  
   | Reinstatement of a lapsed
   license  | $165$200
 | 
  
   | Replacement of or additional
   wall certificate  | $15$25
 | 
  
   | Returned check  | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
  
   | One-time reduction for
   renewal of an active license due on June 30, 2010
 | $52
 | 
  
   | One-time reduction for
   renewal of an inactive license due on June 30, 2010
 | $27
 | 
 
 
 B. Fees shall be paid directly to the board or its
 contractor, or both, in appropriate amounts as specified in the application
 instructions. All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 VA.R. Doc. No. R16-4525; Filed August 1, 2016, 12:30 p.m. 
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
BOARD OF COUNSELING
Proposed Regulation
 
 Titles of Regulations: 18VAC115-20. Regulations
 Governing the Practice of Professional Counseling (amending 18VAC115-20-20).
 
 18VAC115-30. Regulations Governing the Certification of
 Substance Abuse Counselors and Substance Abuse Counseling (amending 18VAC115-30-30).
 
 18VAC115-40. Regulations Governing the Certification of
 Rehabilitation Providers (amending 18VAC115-40-20).
 
 18VAC115-50. Regulations Governing the Practice of Marriage
 and Family Therapy (amending 18VAC115-50-20).
 
 18VAC115-60. Regulations Governing the Practice of Licensed
 Substance Abuse Treatment Practitioners (amending 18VAC115-60-20). 
 
 Statutory Authority: § 54.1-2400 of the Code of
 Virginia.
 
 Public Hearing Information:
 
 September 22, 2016 - 10 a.m. - Department of Health
 Professions, Perimeter Center, 9960 Mayland Drive, Conference Center, 2nd
 floor, Henrico, VA
 
 Public Comment Deadline: October 21, 2016.
 
 Agency Contact: Jaime Hoyle, Executive Director, Board
 of Counseling, 9960 Mayland Drive, Suite 300, Richmond, VA 23233, telephone
 (804) 367-4406, FAX (804) 527-4435, or email jaime.hoyle@dhp.virginia.gov.
 
 Basis: Section 54.1-2400 of the Code of Virginia
 establishes the general powers and duties of health regulatory boards including
 the responsibility to promulgate regulations in accordance with the
 Administrative Process Act that are reasonable and necessary and the authority
 to levy and collect fees that are sufficient to cover all expenses for the
 administration of a regulatory program.
 
 Section 54.1-113 of the Code of Virginia requires the board to
 revise the fees levied by it for certification or licensure and renewal so that
 the fees are sufficient but not excessive to cover expenses. 
 
 Purpose: The issue to be addressed is the need of the
 Board of Counseling to increase its fees to cover expenses for essential
 functions of review of applications, licensing, investigation of complaints
 against licensees, and adjudication and monitoring of disciplinary cases
 required for public health and safety in the Commonwealth. 
 
 Without adequate revenue to support licensing and discipline
 functions, applicants cannot be approved for licensure in a timely manner thus
 depriving the citizens of the Commonwealth with some of the mental health
 services that are needed. Additionally, if there is a substantial backlog of
 disciplinary cases, public health and safety may be at risk by allowing
 practitioners guilty of unprofessional conduct to continue in practice for
 several months awaiting a review and adjudication of an investigative report.
 
 Substance: Renewal fees for the three licensed
 professions will increase from $105 to $130; for the certified professions, the
 increase will be from $55 to $65. Application and initial licensure fees for
 the licensed professions will increase from $140 to $175; for the certified
 professions, the increase will be from $90 to $115. All other fees will be
 increased by approximately 25%.
 
 Issues: The primary advantage to the public is that
 increased fees will produce adequate revenue to fund the licensing and
 disciplinary activities of the board. With a shortfall of $339,084 projected in
 fiscal year 2021, there could be significant delays in licensing and in the
 investigation and adjudication of complaints against licensees. There are no
 disadvantages; increases in renewal fees should not significantly impact the
 cost of counseling services for Virginians.
 
 There are no disadvantages to the agency; the advantage is that
 fees would be sufficient to cover expenditures, which is a requirement of the
 Code of Virginia.
 
 Department of Planning and Budget's Economic Impact
 Analysis:
 
 Summary of the Proposed Amendments to Regulation. The Board of
 Counseling (Board) proposes to amend its regulations to: 1) remove obsolete
 language on fee decreases that occurred in 2010 and 2) increase most fees for
 professional counselors, substance abuse counselors and substance abuse
 counseling assistants, rehabilitation providers, marriage and family therapist
 and substance abuse treatment practitioners who are governed by Board
 regulations. 
 
 Result of Analysis. Benefits outweigh costs for one proposed
 change. There is insufficient information to ascertain whether benefits will
 outweigh costs for other changes.
 
 Estimated Economic Impact. In 2010, the Board promulgated a
 one-time fee reduction for its regulated entities because the Board had surplus
 revenues that were anticipated to exceed expenditures by greater than 10%. The
 Board now proposes to remove obsolete language for those fee reductions from
 the regulations for rehabilitation providers and substance abuse treatment
 practitioners. No one will incur costs on account of this proposed change.
 Removing this obsolete language will benefit individuals who read these
 regulations and might find that language confusing. 
 
 In addition to removing obsolete
 language from these regulations, the Board also proposes to raise most fees for
 professional counselors, substance abuse counselors and substance abuse
 counseling assistants, rehabilitation providers, marriage and family therapists
 and substance abuse treatment practitioners. The Board specifically proposes to
 raise renewal fees for the three professions it licenses from $105 to $130;
 renewal fees for the three professions that the Board certifies will increase
 from $55 to $65. Other fees associated with these professions will also
 increase as described in the charts below.
 
 Fees for licensure of
 professional counselors:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
 
 
 Fees for certification of substance abuse counselors and
 substance abuse counseling assistants:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Substance Abuse Counselor
   Annual Renewal  | $55 | $65 | 18.18% | 
  
   | Substance Abuse Counseling
   Assistant Annual Renewal | $40  | $50 | 25% | 
  
   | Initial Certification by
   Examination | $90 | $115 | 27.78% | 
  
   | Initial Certification by
   Endorsement | $90 | $115 | 27.78% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate Certificate | $5 | $10 | 100% | 
  
   | Late Renewal | $20 | $25 | 25% | 
  
   | Reinstatement of a Lapsed
   Certificate | $100 | $125 | 25% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
 
 
 Fees for certification of
 rehabilitation providers:
 
 
  
   | FEE
   TYPE | CURRENT
   FEE | PROPOSED
   FEE | %
   INCREASE | 
  
   | Initial
   Certification by Examination  | $90 | $115 | 27.78% | 
  
   | Initial Certification by
   Endorsement | $90  | $115 | 27.78% | 
  
   | Certification Renewal | $55 | $65 | 18.18% | 
  
   | Duplicate Certificate | $5 | $10 | 100% | 
  
   | Late Renewal | $20 | $25 | 25% | 
  
   | Reinstatement of Lapsed
   Certificate | $100 | $125 | 25% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement following
   Revocation or Suspension | $500 | $600 | 20% | 
 
 
 Fees for licensure of marriage and family therapists:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate
   License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
  
   | One Time 2010 Reduction for
   Renewal of an Active License | $52 | obsolete | N/A | 
  
   | One Time 2010 Reduction for
   Renewal of an Inactive License | $27 | obsolete | N/A | 
 
 
 Fees for licensure of substance
 abuse treatment practitioners:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
  
   | One Time 2010 Reduction for
   Renewal of an Active License | $52 | obsolete | N/A | 
  
   | One Time 2010 Reduction for
   Renewal of an Inactive License | $27 | obsolete | N/A | 
 
 
 The Board proposes to raise these fees because current fee
 levels are forecasted to be inadequate to support Board activities by fiscal
 year 2021 (with current fees, the Board is projected to run a deficit of
 $339,084 in that year). These proposed fee increases will allow the Board to
 maintain licensing and disciplinary functions going into the future. Individuals
 licensed through the Board's regulations will incur costs equal to the fee
 increases they will be responsible for. Any increase in costs for entering or
 remaining in a profession can be expected to decrease the number of individuals
 choosing to do so (as their costs for continuing to work in the subject field
 would be increasing relative to other employment options). These fee increases,
 however, are relatively small and so would be unlikely to affect the employment
 decisions of most of the Board's licensees and certificate holders. To the
 extent that these regulatory programs are necessary to protect the health and
 safety of the citizens of Virginia, those citizens will benefit from fee
 increase to fund additional DHP staff positions to support the licensing and
 disciplinary functions of the Board.
 
 Businesses and Entities Affected. Board staff reports that the
 Board currently licenses 4,383 professional counselors, 847 marriage and family
 therapists and 176 substance abuse treatment practitioners. The Board also
 certifies 1,685 substance abuse counselors, 170 substance abuse counseling
 assistants and 250 rehabilitation providers. All of these individuals, as well
 as any individuals who choose to seek licensure or certification in the future,
 will be affected by these proposed regulations. Board staff reports that
 certified substance abuse counselors and substance abuse counseling assistants
 work for employers such as government agencies and health care systems but many
 individuals in the other licensed or certified groups are likely independent
 practitioners who would qualify as small businesses. 
 
 Localities Particularly Affected. No locality will be
 particularly affected by this regulatory change. 
 
 Projected Impact on Employment. Raising licensure and certification
 fees may cause some individuals who are licensed or certified to leave their
 professions. As these fee increases are small, that effect would likely be
 negligible in this instance.
 
 Effects on the Use and Value of Private Property. These
 proposed regulatory changes are unlikely to affect the use or value of private
 property in the Commonwealth.
 
 Real Estate Development Costs. These proposed regulatory
 changes are unlikely to affect real estate development costs in the
 Commonwealth.
 
 Small Businesses: 
 
 Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
 small business is defined as "a business entity, including its affiliates,
 that (i) is independently owned and operated and (ii) employs fewer than 500
 full-time employees or has gross annual sales of less than $6 million."
 
 Costs and Other Effects. Small business licensees and
 certificate holders will incur costs equal to the proposed increase in fees in
 their professions.
 
 Alternative Method that Minimizes Adverse Impact. There are
 likely no alternative methods that would both meet the Board's goal of
 increasing staff to meet workload needs and further minimize adverse impacts
 for regulated entities. 
 
 Adverse Impacts:
 
 Businesses. Licensees and certificate holders who practice
 independently will incur costs on account of this proposed regulation that are
 equal to the fee increases in their professions.
 
 Localities. Localities in the Commonwealth are unlikely to see
 any adverse impacts on account of this proposed regulatory change.
 
 Other Entities. Individual licensees and certificate holders
 who are employed by other entities will incur costs on account of this proposed
 regulation that are equal to the fee increases in their professions.
 
 Agency's Response to Economic Impact Analysis: The Board
 of Counseling does not concur with the analysis of the Department of Planning
 and Budget on proposed amended regulations for fee increases. On page 6 of the
 analysis, it is stated that: "The Board proposes to raise these fees to
 fund their part of the six positions that were recently approved for the
 Department of Health Professions." In fact, the department's request for
 additional full-time positions was made in December of 2015, and members of the
 board received a letter from the director in May of 2015 advising them of the
 need to increase fees. There was no contemplation of any additional positions
 at the time the board adopted a Notice of Intended Regulatory Action in
 September of 2015. The need to increase fees was related to the budget and
 projected revenues and expenditures at the end of the 2014-2016 biennium.
 
 The one new position approved for the Board of Counseling in
 the department's next budget is a replacement for a temporary employee who has
 been with the board since 2011. Therefore, there will be some additional costs
 associated with converting a temporary position to a full-time employee, but
 those costs are unrelated to the action taken to increase fees to cover
 expenditures as mandated by § 54.1-113 of the Code of Virginia.
 
 The board further disagrees with the statements that "any
 increase in costs for entering or remaining in a profession can be expected to
 decrease the number of individuals choosing to do so" and "raising
 licensure and certification fees may cause some individuals who are licensed or
 certified to leave their professions." An increase of $25 in annual
 renewal costs for a licensed profession (less than one family dinner at a
 fast-food restaurant) is unlikely to affect anyone's decision to remain in that
 profession. An increase of $10 for certified professions is also not likely to
 cause someone to leave. Likewise, a $35 increase in application costs for a
 licensed profession is unlikely to decrease the number of individuals choosing
 to enter the profession.
 
 The analysis also failed to note that the board has not had a
 fee increase in over 15 years and has, in fact, reduced renewal fees four times
 during that period. Therefore, the licensure and certification costs under the
 Board of Counseling have been kept well below all other costs related to
 entering or maintaining these professions in the last 15 years.
 
 Summary:
 
 The proposed amendments (i) increase renewal fees for
 licensed professional counselors, marriage and family therapists, and substance
 abuse professionals (licensed professions) from $105 to $130 and for certified
 substance abuse counselors and rehabilitation providers (certified professions)
 from $55 to $65; (ii) increase application and initial licensure fees for the
 licensed professions from $140 to $175 and for the certified professions from
 $90 to $115; and (iii) increase all other fees by approximately 25%.
 
 18VAC115-20-20. Fees required by the board. 
 
 A. The board has established
 the following fees applicable to licensure as a professional counselor: 
 
 
  
   | Active annual license renewal | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Initial licensure by examination: Application processing and
   initial licensure | $140$175
 | 
  
   | Initial licensure by endorsement: Application processing and
   initial licensure | $140$175
 | 
  
   | Registration of supervision | $50$65
 | 
  
   | Add or change supervisor | $25$30
 | 
  
   | Duplicate license | $5$10
 | 
  
   | Verification of licensure to another jurisdiction | $25$30
 | 
  
   | Late renewal | $35$45
 | 
  
   | Reinstatement of a lapsed license | $165$200
 | 
  
   | Replacement of or additional wall certificate | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following revocation or suspension | $500$600
 | 
 
 
 B. All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 18VAC115-30-30. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 the certification of substance abuse counselors and substance abuse counseling
 assistants: 
 
 
  
   | Substance abuse counselor annual
   certification renewal | $55$65
 | 
  
   | Substance abuse counseling assistant
   annual certification renewal | $40$50
 | 
  
   | Substance abuse counselor initial certification by
   examination:  Application processing and initial certification |   $90$115
 | 
  
   | Substance abuse counseling assistant initial certification by
   examination:  Application processing and initial certification |   $90$115
 | 
  
   | Initial certification by endorsement of substance abuse
   counselors:  Application processing and initial certification |   $90$115
 | 
  
   | Registration of supervision | $50$65
 | 
  
   | Add or change supervisor | $25$30
 | 
  
   | Duplicate certificate | $5$10
 | 
  
   | Late renewal | $20$25
 | 
  
   | Reinstatement of a lapsed certificate | $100$125
 | 
  
   | Replacement of or additional wall certificate | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following revocation or suspension | $500$600
 | 
 
 
 B. All fees are nonrefundable. 
 
 18VAC115-40-20. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 the certification of rehabilitation providers: 
 
 
  
   | Initial certification by
   examination: Processing and initial certification  | $90$115
 | 
  
   | Initial certification by
   endorsement: Processing and initial certification  | $90$115
 | 
  
   | Certification renewal | $55$65
 | 
  
   | Duplicate certificate | $5$10
 | 
  
   | Late renewal | $20$25
 | 
  
   | Reinstatement of a lapsed
   certificate | $100$125
 | 
  
   | Replacement of or additional
   wall certificate  | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
 
 
 B. Fees shall be paid to the
 board. All fees are nonrefundable. 
 
 18VAC115-50-20. Fees. 
 
 A. The board has established fees for the following: 
 
 
  
   | Registration of supervision  | $50$65
 | 
  
   | Add or change supervisor  | $25$30
 | 
  
   | Initial licensure by
   examination: Processing and initial licensure | $140$175
 | 
  
   | Initial licensure by
   endorsement: Processing and initial licensure  | $140$175
 | 
  
   | Active annual license renewal  | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Penalty for late renewal  | $35$45
 | 
  
   | Reinstatement of a lapsed
   license  | $165$200
 | 
  
   | Verification of license to
   another jurisdiction  | $25$30
 | 
  
   | Additional or replacement
   licenses  | $5$10
 | 
  
   | Additional or replacement wall
   certificates  | $15$25
 | 
  
   | Returned check  | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
  
   | One-time reduction for
   renewal of an active license due on June 30, 2010
 | $52
 | 
  
   | One-time reduction for
   renewal of an inactive license due on June 30, 2010
 | $27
 | 
 
 
 B. Fees shall be paid to the board or its contractor or
 both in appropriate amounts as specified in the application instructions.
 All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 18VAC115-60-20. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 licensure as a substance abuse treatment practitioner: 
 
 
  
   | Registration of supervision
   (initial)  | $50$65
 | 
  
   | Add/change supervisor  | $25$30
 | 
  
   | Initial licensure by
   examination: Processing and initial licensure  | $140$175
 | 
  
   | Initial licensure by
   endorsement: Processing and initial licensure  | $140$175
 | 
  
   | Active
   annual license renewal  | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Duplicate license  | $5$10
 | 
  
   | Verification of license to
   another jurisdiction  | $25$30
 | 
  
   | Late renewal  | $35$45
 | 
  
   | Reinstatement of a lapsed
   license  | $165$200
 | 
  
   | Replacement of or additional
   wall certificate  | $15$25
 | 
  
   | Returned check  | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
  
   | One-time reduction for
   renewal of an active license due on June 30, 2010
 | $52
 | 
  
   | One-time reduction for
   renewal of an inactive license due on June 30, 2010
 | $27
 | 
 
 
 B. Fees shall be paid directly to the board or its
 contractor, or both, in appropriate amounts as specified in the application
 instructions. All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 VA.R. Doc. No. R16-4525; Filed August 1, 2016, 12:30 p.m. 
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
BOARD OF COUNSELING
Proposed Regulation
 
 Titles of Regulations: 18VAC115-20. Regulations
 Governing the Practice of Professional Counseling (amending 18VAC115-20-20).
 
 18VAC115-30. Regulations Governing the Certification of
 Substance Abuse Counselors and Substance Abuse Counseling (amending 18VAC115-30-30).
 
 18VAC115-40. Regulations Governing the Certification of
 Rehabilitation Providers (amending 18VAC115-40-20).
 
 18VAC115-50. Regulations Governing the Practice of Marriage
 and Family Therapy (amending 18VAC115-50-20).
 
 18VAC115-60. Regulations Governing the Practice of Licensed
 Substance Abuse Treatment Practitioners (amending 18VAC115-60-20). 
 
 Statutory Authority: § 54.1-2400 of the Code of
 Virginia.
 
 Public Hearing Information:
 
 September 22, 2016 - 10 a.m. - Department of Health
 Professions, Perimeter Center, 9960 Mayland Drive, Conference Center, 2nd
 floor, Henrico, VA
 
 Public Comment Deadline: October 21, 2016.
 
 Agency Contact: Jaime Hoyle, Executive Director, Board
 of Counseling, 9960 Mayland Drive, Suite 300, Richmond, VA 23233, telephone
 (804) 367-4406, FAX (804) 527-4435, or email jaime.hoyle@dhp.virginia.gov.
 
 Basis: Section 54.1-2400 of the Code of Virginia
 establishes the general powers and duties of health regulatory boards including
 the responsibility to promulgate regulations in accordance with the
 Administrative Process Act that are reasonable and necessary and the authority
 to levy and collect fees that are sufficient to cover all expenses for the
 administration of a regulatory program.
 
 Section 54.1-113 of the Code of Virginia requires the board to
 revise the fees levied by it for certification or licensure and renewal so that
 the fees are sufficient but not excessive to cover expenses. 
 
 Purpose: The issue to be addressed is the need of the
 Board of Counseling to increase its fees to cover expenses for essential
 functions of review of applications, licensing, investigation of complaints
 against licensees, and adjudication and monitoring of disciplinary cases
 required for public health and safety in the Commonwealth. 
 
 Without adequate revenue to support licensing and discipline
 functions, applicants cannot be approved for licensure in a timely manner thus
 depriving the citizens of the Commonwealth with some of the mental health
 services that are needed. Additionally, if there is a substantial backlog of
 disciplinary cases, public health and safety may be at risk by allowing
 practitioners guilty of unprofessional conduct to continue in practice for
 several months awaiting a review and adjudication of an investigative report.
 
 Substance: Renewal fees for the three licensed
 professions will increase from $105 to $130; for the certified professions, the
 increase will be from $55 to $65. Application and initial licensure fees for
 the licensed professions will increase from $140 to $175; for the certified
 professions, the increase will be from $90 to $115. All other fees will be
 increased by approximately 25%.
 
 Issues: The primary advantage to the public is that
 increased fees will produce adequate revenue to fund the licensing and
 disciplinary activities of the board. With a shortfall of $339,084 projected in
 fiscal year 2021, there could be significant delays in licensing and in the
 investigation and adjudication of complaints against licensees. There are no
 disadvantages; increases in renewal fees should not significantly impact the
 cost of counseling services for Virginians.
 
 There are no disadvantages to the agency; the advantage is that
 fees would be sufficient to cover expenditures, which is a requirement of the
 Code of Virginia.
 
 Department of Planning and Budget's Economic Impact
 Analysis:
 
 Summary of the Proposed Amendments to Regulation. The Board of
 Counseling (Board) proposes to amend its regulations to: 1) remove obsolete
 language on fee decreases that occurred in 2010 and 2) increase most fees for
 professional counselors, substance abuse counselors and substance abuse
 counseling assistants, rehabilitation providers, marriage and family therapist
 and substance abuse treatment practitioners who are governed by Board
 regulations. 
 
 Result of Analysis. Benefits outweigh costs for one proposed
 change. There is insufficient information to ascertain whether benefits will
 outweigh costs for other changes.
 
 Estimated Economic Impact. In 2010, the Board promulgated a
 one-time fee reduction for its regulated entities because the Board had surplus
 revenues that were anticipated to exceed expenditures by greater than 10%. The
 Board now proposes to remove obsolete language for those fee reductions from
 the regulations for rehabilitation providers and substance abuse treatment
 practitioners. No one will incur costs on account of this proposed change.
 Removing this obsolete language will benefit individuals who read these
 regulations and might find that language confusing. 
 
 In addition to removing obsolete
 language from these regulations, the Board also proposes to raise most fees for
 professional counselors, substance abuse counselors and substance abuse
 counseling assistants, rehabilitation providers, marriage and family therapists
 and substance abuse treatment practitioners. The Board specifically proposes to
 raise renewal fees for the three professions it licenses from $105 to $130;
 renewal fees for the three professions that the Board certifies will increase
 from $55 to $65. Other fees associated with these professions will also
 increase as described in the charts below.
 
 Fees for licensure of
 professional counselors:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
 
 
 Fees for certification of substance abuse counselors and
 substance abuse counseling assistants:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Substance Abuse Counselor
   Annual Renewal  | $55 | $65 | 18.18% | 
  
   | Substance Abuse Counseling
   Assistant Annual Renewal | $40  | $50 | 25% | 
  
   | Initial Certification by
   Examination | $90 | $115 | 27.78% | 
  
   | Initial Certification by
   Endorsement | $90 | $115 | 27.78% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate Certificate | $5 | $10 | 100% | 
  
   | Late Renewal | $20 | $25 | 25% | 
  
   | Reinstatement of a Lapsed
   Certificate | $100 | $125 | 25% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
 
 
 Fees for certification of
 rehabilitation providers:
 
 
  
   | FEE
   TYPE | CURRENT
   FEE | PROPOSED
   FEE | %
   INCREASE | 
  
   | Initial
   Certification by Examination  | $90 | $115 | 27.78% | 
  
   | Initial Certification by
   Endorsement | $90  | $115 | 27.78% | 
  
   | Certification Renewal | $55 | $65 | 18.18% | 
  
   | Duplicate Certificate | $5 | $10 | 100% | 
  
   | Late Renewal | $20 | $25 | 25% | 
  
   | Reinstatement of Lapsed
   Certificate | $100 | $125 | 25% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement following
   Revocation or Suspension | $500 | $600 | 20% | 
 
 
 Fees for licensure of marriage and family therapists:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate
   License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
  
   | One Time 2010 Reduction for
   Renewal of an Active License | $52 | obsolete | N/A | 
  
   | One Time 2010 Reduction for
   Renewal of an Inactive License | $27 | obsolete | N/A | 
 
 
 Fees for licensure of substance
 abuse treatment practitioners:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
  
   | One Time 2010 Reduction for
   Renewal of an Active License | $52 | obsolete | N/A | 
  
   | One Time 2010 Reduction for
   Renewal of an Inactive License | $27 | obsolete | N/A | 
 
 
 The Board proposes to raise these fees because current fee
 levels are forecasted to be inadequate to support Board activities by fiscal
 year 2021 (with current fees, the Board is projected to run a deficit of
 $339,084 in that year). These proposed fee increases will allow the Board to
 maintain licensing and disciplinary functions going into the future. Individuals
 licensed through the Board's regulations will incur costs equal to the fee
 increases they will be responsible for. Any increase in costs for entering or
 remaining in a profession can be expected to decrease the number of individuals
 choosing to do so (as their costs for continuing to work in the subject field
 would be increasing relative to other employment options). These fee increases,
 however, are relatively small and so would be unlikely to affect the employment
 decisions of most of the Board's licensees and certificate holders. To the
 extent that these regulatory programs are necessary to protect the health and
 safety of the citizens of Virginia, those citizens will benefit from fee
 increase to fund additional DHP staff positions to support the licensing and
 disciplinary functions of the Board.
 
 Businesses and Entities Affected. Board staff reports that the
 Board currently licenses 4,383 professional counselors, 847 marriage and family
 therapists and 176 substance abuse treatment practitioners. The Board also
 certifies 1,685 substance abuse counselors, 170 substance abuse counseling
 assistants and 250 rehabilitation providers. All of these individuals, as well
 as any individuals who choose to seek licensure or certification in the future,
 will be affected by these proposed regulations. Board staff reports that
 certified substance abuse counselors and substance abuse counseling assistants
 work for employers such as government agencies and health care systems but many
 individuals in the other licensed or certified groups are likely independent
 practitioners who would qualify as small businesses. 
 
 Localities Particularly Affected. No locality will be
 particularly affected by this regulatory change. 
 
 Projected Impact on Employment. Raising licensure and certification
 fees may cause some individuals who are licensed or certified to leave their
 professions. As these fee increases are small, that effect would likely be
 negligible in this instance.
 
 Effects on the Use and Value of Private Property. These
 proposed regulatory changes are unlikely to affect the use or value of private
 property in the Commonwealth.
 
 Real Estate Development Costs. These proposed regulatory
 changes are unlikely to affect real estate development costs in the
 Commonwealth.
 
 Small Businesses: 
 
 Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
 small business is defined as "a business entity, including its affiliates,
 that (i) is independently owned and operated and (ii) employs fewer than 500
 full-time employees or has gross annual sales of less than $6 million."
 
 Costs and Other Effects. Small business licensees and
 certificate holders will incur costs equal to the proposed increase in fees in
 their professions.
 
 Alternative Method that Minimizes Adverse Impact. There are
 likely no alternative methods that would both meet the Board's goal of
 increasing staff to meet workload needs and further minimize adverse impacts
 for regulated entities. 
 
 Adverse Impacts:
 
 Businesses. Licensees and certificate holders who practice
 independently will incur costs on account of this proposed regulation that are
 equal to the fee increases in their professions.
 
 Localities. Localities in the Commonwealth are unlikely to see
 any adverse impacts on account of this proposed regulatory change.
 
 Other Entities. Individual licensees and certificate holders
 who are employed by other entities will incur costs on account of this proposed
 regulation that are equal to the fee increases in their professions.
 
 Agency's Response to Economic Impact Analysis: The Board
 of Counseling does not concur with the analysis of the Department of Planning
 and Budget on proposed amended regulations for fee increases. On page 6 of the
 analysis, it is stated that: "The Board proposes to raise these fees to
 fund their part of the six positions that were recently approved for the
 Department of Health Professions." In fact, the department's request for
 additional full-time positions was made in December of 2015, and members of the
 board received a letter from the director in May of 2015 advising them of the
 need to increase fees. There was no contemplation of any additional positions
 at the time the board adopted a Notice of Intended Regulatory Action in
 September of 2015. The need to increase fees was related to the budget and
 projected revenues and expenditures at the end of the 2014-2016 biennium.
 
 The one new position approved for the Board of Counseling in
 the department's next budget is a replacement for a temporary employee who has
 been with the board since 2011. Therefore, there will be some additional costs
 associated with converting a temporary position to a full-time employee, but
 those costs are unrelated to the action taken to increase fees to cover
 expenditures as mandated by § 54.1-113 of the Code of Virginia.
 
 The board further disagrees with the statements that "any
 increase in costs for entering or remaining in a profession can be expected to
 decrease the number of individuals choosing to do so" and "raising
 licensure and certification fees may cause some individuals who are licensed or
 certified to leave their professions." An increase of $25 in annual
 renewal costs for a licensed profession (less than one family dinner at a
 fast-food restaurant) is unlikely to affect anyone's decision to remain in that
 profession. An increase of $10 for certified professions is also not likely to
 cause someone to leave. Likewise, a $35 increase in application costs for a
 licensed profession is unlikely to decrease the number of individuals choosing
 to enter the profession.
 
 The analysis also failed to note that the board has not had a
 fee increase in over 15 years and has, in fact, reduced renewal fees four times
 during that period. Therefore, the licensure and certification costs under the
 Board of Counseling have been kept well below all other costs related to
 entering or maintaining these professions in the last 15 years.
 
 Summary:
 
 The proposed amendments (i) increase renewal fees for
 licensed professional counselors, marriage and family therapists, and substance
 abuse professionals (licensed professions) from $105 to $130 and for certified
 substance abuse counselors and rehabilitation providers (certified professions)
 from $55 to $65; (ii) increase application and initial licensure fees for the
 licensed professions from $140 to $175 and for the certified professions from
 $90 to $115; and (iii) increase all other fees by approximately 25%.
 
 18VAC115-20-20. Fees required by the board. 
 
 A. The board has established
 the following fees applicable to licensure as a professional counselor: 
 
 
  
   | Active annual license renewal | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Initial licensure by examination: Application processing and
   initial licensure | $140$175
 | 
  
   | Initial licensure by endorsement: Application processing and
   initial licensure | $140$175
 | 
  
   | Registration of supervision | $50$65
 | 
  
   | Add or change supervisor | $25$30
 | 
  
   | Duplicate license | $5$10
 | 
  
   | Verification of licensure to another jurisdiction | $25$30
 | 
  
   | Late renewal | $35$45
 | 
  
   | Reinstatement of a lapsed license | $165$200
 | 
  
   | Replacement of or additional wall certificate | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following revocation or suspension | $500$600
 | 
 
 
 B. All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 18VAC115-30-30. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 the certification of substance abuse counselors and substance abuse counseling
 assistants: 
 
 
  
   | Substance abuse counselor annual
   certification renewal | $55$65
 | 
  
   | Substance abuse counseling assistant
   annual certification renewal | $40$50
 | 
  
   | Substance abuse counselor initial certification by
   examination:  Application processing and initial certification |   $90$115
 | 
  
   | Substance abuse counseling assistant initial certification by
   examination:  Application processing and initial certification |   $90$115
 | 
  
   | Initial certification by endorsement of substance abuse
   counselors:  Application processing and initial certification |   $90$115
 | 
  
   | Registration of supervision | $50$65
 | 
  
   | Add or change supervisor | $25$30
 | 
  
   | Duplicate certificate | $5$10
 | 
  
   | Late renewal | $20$25
 | 
  
   | Reinstatement of a lapsed certificate | $100$125
 | 
  
   | Replacement of or additional wall certificate | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following revocation or suspension | $500$600
 | 
 
 
 B. All fees are nonrefundable. 
 
 18VAC115-40-20. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 the certification of rehabilitation providers: 
 
 
  
   | Initial certification by
   examination: Processing and initial certification  | $90$115
 | 
  
   | Initial certification by
   endorsement: Processing and initial certification  | $90$115
 | 
  
   | Certification renewal | $55$65
 | 
  
   | Duplicate certificate | $5$10
 | 
  
   | Late renewal | $20$25
 | 
  
   | Reinstatement of a lapsed
   certificate | $100$125
 | 
  
   | Replacement of or additional
   wall certificate  | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
 
 
 B. Fees shall be paid to the
 board. All fees are nonrefundable. 
 
 18VAC115-50-20. Fees. 
 
 A. The board has established fees for the following: 
 
 
  
   | Registration of supervision  | $50$65
 | 
  
   | Add or change supervisor  | $25$30
 | 
  
   | Initial licensure by
   examination: Processing and initial licensure | $140$175
 | 
  
   | Initial licensure by
   endorsement: Processing and initial licensure  | $140$175
 | 
  
   | Active annual license renewal  | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Penalty for late renewal  | $35$45
 | 
  
   | Reinstatement of a lapsed
   license  | $165$200
 | 
  
   | Verification of license to
   another jurisdiction  | $25$30
 | 
  
   | Additional or replacement
   licenses  | $5$10
 | 
  
   | Additional or replacement wall
   certificates  | $15$25
 | 
  
   | Returned check  | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
  
   | One-time reduction for
   renewal of an active license due on June 30, 2010
 | $52
 | 
  
   | One-time reduction for
   renewal of an inactive license due on June 30, 2010
 | $27
 | 
 
 
 B. Fees shall be paid to the board or its contractor or
 both in appropriate amounts as specified in the application instructions.
 All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 18VAC115-60-20. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 licensure as a substance abuse treatment practitioner: 
 
 
  
   | Registration of supervision
   (initial)  | $50$65
 | 
  
   | Add/change supervisor  | $25$30
 | 
  
   | Initial licensure by
   examination: Processing and initial licensure  | $140$175
 | 
  
   | Initial licensure by
   endorsement: Processing and initial licensure  | $140$175
 | 
  
   | Active
   annual license renewal  | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Duplicate license  | $5$10
 | 
  
   | Verification of license to
   another jurisdiction  | $25$30
 | 
  
   | Late renewal  | $35$45
 | 
  
   | Reinstatement of a lapsed
   license  | $165$200
 | 
  
   | Replacement of or additional
   wall certificate  | $15$25
 | 
  
   | Returned check  | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
  
   | One-time reduction for
   renewal of an active license due on June 30, 2010
 | $52
 | 
  
   | One-time reduction for
   renewal of an inactive license due on June 30, 2010
 | $27
 | 
 
 
 B. Fees shall be paid directly to the board or its
 contractor, or both, in appropriate amounts as specified in the application
 instructions. All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 VA.R. Doc. No. R16-4525; Filed August 1, 2016, 12:30 p.m. 
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
BOARD OF COUNSELING
Proposed Regulation
 
 Titles of Regulations: 18VAC115-20. Regulations
 Governing the Practice of Professional Counseling (amending 18VAC115-20-20).
 
 18VAC115-30. Regulations Governing the Certification of
 Substance Abuse Counselors and Substance Abuse Counseling (amending 18VAC115-30-30).
 
 18VAC115-40. Regulations Governing the Certification of
 Rehabilitation Providers (amending 18VAC115-40-20).
 
 18VAC115-50. Regulations Governing the Practice of Marriage
 and Family Therapy (amending 18VAC115-50-20).
 
 18VAC115-60. Regulations Governing the Practice of Licensed
 Substance Abuse Treatment Practitioners (amending 18VAC115-60-20). 
 
 Statutory Authority: § 54.1-2400 of the Code of
 Virginia.
 
 Public Hearing Information:
 
 September 22, 2016 - 10 a.m. - Department of Health
 Professions, Perimeter Center, 9960 Mayland Drive, Conference Center, 2nd
 floor, Henrico, VA
 
 Public Comment Deadline: October 21, 2016.
 
 Agency Contact: Jaime Hoyle, Executive Director, Board
 of Counseling, 9960 Mayland Drive, Suite 300, Richmond, VA 23233, telephone
 (804) 367-4406, FAX (804) 527-4435, or email jaime.hoyle@dhp.virginia.gov.
 
 Basis: Section 54.1-2400 of the Code of Virginia
 establishes the general powers and duties of health regulatory boards including
 the responsibility to promulgate regulations in accordance with the
 Administrative Process Act that are reasonable and necessary and the authority
 to levy and collect fees that are sufficient to cover all expenses for the
 administration of a regulatory program.
 
 Section 54.1-113 of the Code of Virginia requires the board to
 revise the fees levied by it for certification or licensure and renewal so that
 the fees are sufficient but not excessive to cover expenses. 
 
 Purpose: The issue to be addressed is the need of the
 Board of Counseling to increase its fees to cover expenses for essential
 functions of review of applications, licensing, investigation of complaints
 against licensees, and adjudication and monitoring of disciplinary cases
 required for public health and safety in the Commonwealth. 
 
 Without adequate revenue to support licensing and discipline
 functions, applicants cannot be approved for licensure in a timely manner thus
 depriving the citizens of the Commonwealth with some of the mental health
 services that are needed. Additionally, if there is a substantial backlog of
 disciplinary cases, public health and safety may be at risk by allowing
 practitioners guilty of unprofessional conduct to continue in practice for
 several months awaiting a review and adjudication of an investigative report.
 
 Substance: Renewal fees for the three licensed
 professions will increase from $105 to $130; for the certified professions, the
 increase will be from $55 to $65. Application and initial licensure fees for
 the licensed professions will increase from $140 to $175; for the certified
 professions, the increase will be from $90 to $115. All other fees will be
 increased by approximately 25%.
 
 Issues: The primary advantage to the public is that
 increased fees will produce adequate revenue to fund the licensing and
 disciplinary activities of the board. With a shortfall of $339,084 projected in
 fiscal year 2021, there could be significant delays in licensing and in the
 investigation and adjudication of complaints against licensees. There are no
 disadvantages; increases in renewal fees should not significantly impact the
 cost of counseling services for Virginians.
 
 There are no disadvantages to the agency; the advantage is that
 fees would be sufficient to cover expenditures, which is a requirement of the
 Code of Virginia.
 
 Department of Planning and Budget's Economic Impact
 Analysis:
 
 Summary of the Proposed Amendments to Regulation. The Board of
 Counseling (Board) proposes to amend its regulations to: 1) remove obsolete
 language on fee decreases that occurred in 2010 and 2) increase most fees for
 professional counselors, substance abuse counselors and substance abuse
 counseling assistants, rehabilitation providers, marriage and family therapist
 and substance abuse treatment practitioners who are governed by Board
 regulations. 
 
 Result of Analysis. Benefits outweigh costs for one proposed
 change. There is insufficient information to ascertain whether benefits will
 outweigh costs for other changes.
 
 Estimated Economic Impact. In 2010, the Board promulgated a
 one-time fee reduction for its regulated entities because the Board had surplus
 revenues that were anticipated to exceed expenditures by greater than 10%. The
 Board now proposes to remove obsolete language for those fee reductions from
 the regulations for rehabilitation providers and substance abuse treatment
 practitioners. No one will incur costs on account of this proposed change.
 Removing this obsolete language will benefit individuals who read these
 regulations and might find that language confusing. 
 
 In addition to removing obsolete
 language from these regulations, the Board also proposes to raise most fees for
 professional counselors, substance abuse counselors and substance abuse
 counseling assistants, rehabilitation providers, marriage and family therapists
 and substance abuse treatment practitioners. The Board specifically proposes to
 raise renewal fees for the three professions it licenses from $105 to $130;
 renewal fees for the three professions that the Board certifies will increase
 from $55 to $65. Other fees associated with these professions will also
 increase as described in the charts below.
 
 Fees for licensure of
 professional counselors:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
 
 
 Fees for certification of substance abuse counselors and
 substance abuse counseling assistants:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Substance Abuse Counselor
   Annual Renewal  | $55 | $65 | 18.18% | 
  
   | Substance Abuse Counseling
   Assistant Annual Renewal | $40  | $50 | 25% | 
  
   | Initial Certification by
   Examination | $90 | $115 | 27.78% | 
  
   | Initial Certification by
   Endorsement | $90 | $115 | 27.78% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate Certificate | $5 | $10 | 100% | 
  
   | Late Renewal | $20 | $25 | 25% | 
  
   | Reinstatement of a Lapsed
   Certificate | $100 | $125 | 25% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
 
 
 Fees for certification of
 rehabilitation providers:
 
 
  
   | FEE
   TYPE | CURRENT
   FEE | PROPOSED
   FEE | %
   INCREASE | 
  
   | Initial
   Certification by Examination  | $90 | $115 | 27.78% | 
  
   | Initial Certification by
   Endorsement | $90  | $115 | 27.78% | 
  
   | Certification Renewal | $55 | $65 | 18.18% | 
  
   | Duplicate Certificate | $5 | $10 | 100% | 
  
   | Late Renewal | $20 | $25 | 25% | 
  
   | Reinstatement of Lapsed
   Certificate | $100 | $125 | 25% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement following
   Revocation or Suspension | $500 | $600 | 20% | 
 
 
 Fees for licensure of marriage and family therapists:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate
   License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
  
   | One Time 2010 Reduction for
   Renewal of an Active License | $52 | obsolete | N/A | 
  
   | One Time 2010 Reduction for
   Renewal of an Inactive License | $27 | obsolete | N/A | 
 
 
 Fees for licensure of substance
 abuse treatment practitioners:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
  
   | One Time 2010 Reduction for
   Renewal of an Active License | $52 | obsolete | N/A | 
  
   | One Time 2010 Reduction for
   Renewal of an Inactive License | $27 | obsolete | N/A | 
 
 
 The Board proposes to raise these fees because current fee
 levels are forecasted to be inadequate to support Board activities by fiscal
 year 2021 (with current fees, the Board is projected to run a deficit of
 $339,084 in that year). These proposed fee increases will allow the Board to
 maintain licensing and disciplinary functions going into the future. Individuals
 licensed through the Board's regulations will incur costs equal to the fee
 increases they will be responsible for. Any increase in costs for entering or
 remaining in a profession can be expected to decrease the number of individuals
 choosing to do so (as their costs for continuing to work in the subject field
 would be increasing relative to other employment options). These fee increases,
 however, are relatively small and so would be unlikely to affect the employment
 decisions of most of the Board's licensees and certificate holders. To the
 extent that these regulatory programs are necessary to protect the health and
 safety of the citizens of Virginia, those citizens will benefit from fee
 increase to fund additional DHP staff positions to support the licensing and
 disciplinary functions of the Board.
 
 Businesses and Entities Affected. Board staff reports that the
 Board currently licenses 4,383 professional counselors, 847 marriage and family
 therapists and 176 substance abuse treatment practitioners. The Board also
 certifies 1,685 substance abuse counselors, 170 substance abuse counseling
 assistants and 250 rehabilitation providers. All of these individuals, as well
 as any individuals who choose to seek licensure or certification in the future,
 will be affected by these proposed regulations. Board staff reports that
 certified substance abuse counselors and substance abuse counseling assistants
 work for employers such as government agencies and health care systems but many
 individuals in the other licensed or certified groups are likely independent
 practitioners who would qualify as small businesses. 
 
 Localities Particularly Affected. No locality will be
 particularly affected by this regulatory change. 
 
 Projected Impact on Employment. Raising licensure and certification
 fees may cause some individuals who are licensed or certified to leave their
 professions. As these fee increases are small, that effect would likely be
 negligible in this instance.
 
 Effects on the Use and Value of Private Property. These
 proposed regulatory changes are unlikely to affect the use or value of private
 property in the Commonwealth.
 
 Real Estate Development Costs. These proposed regulatory
 changes are unlikely to affect real estate development costs in the
 Commonwealth.
 
 Small Businesses: 
 
 Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
 small business is defined as "a business entity, including its affiliates,
 that (i) is independently owned and operated and (ii) employs fewer than 500
 full-time employees or has gross annual sales of less than $6 million."
 
 Costs and Other Effects. Small business licensees and
 certificate holders will incur costs equal to the proposed increase in fees in
 their professions.
 
 Alternative Method that Minimizes Adverse Impact. There are
 likely no alternative methods that would both meet the Board's goal of
 increasing staff to meet workload needs and further minimize adverse impacts
 for regulated entities. 
 
 Adverse Impacts:
 
 Businesses. Licensees and certificate holders who practice
 independently will incur costs on account of this proposed regulation that are
 equal to the fee increases in their professions.
 
 Localities. Localities in the Commonwealth are unlikely to see
 any adverse impacts on account of this proposed regulatory change.
 
 Other Entities. Individual licensees and certificate holders
 who are employed by other entities will incur costs on account of this proposed
 regulation that are equal to the fee increases in their professions.
 
 Agency's Response to Economic Impact Analysis: The Board
 of Counseling does not concur with the analysis of the Department of Planning
 and Budget on proposed amended regulations for fee increases. On page 6 of the
 analysis, it is stated that: "The Board proposes to raise these fees to
 fund their part of the six positions that were recently approved for the
 Department of Health Professions." In fact, the department's request for
 additional full-time positions was made in December of 2015, and members of the
 board received a letter from the director in May of 2015 advising them of the
 need to increase fees. There was no contemplation of any additional positions
 at the time the board adopted a Notice of Intended Regulatory Action in
 September of 2015. The need to increase fees was related to the budget and
 projected revenues and expenditures at the end of the 2014-2016 biennium.
 
 The one new position approved for the Board of Counseling in
 the department's next budget is a replacement for a temporary employee who has
 been with the board since 2011. Therefore, there will be some additional costs
 associated with converting a temporary position to a full-time employee, but
 those costs are unrelated to the action taken to increase fees to cover
 expenditures as mandated by § 54.1-113 of the Code of Virginia.
 
 The board further disagrees with the statements that "any
 increase in costs for entering or remaining in a profession can be expected to
 decrease the number of individuals choosing to do so" and "raising
 licensure and certification fees may cause some individuals who are licensed or
 certified to leave their professions." An increase of $25 in annual
 renewal costs for a licensed profession (less than one family dinner at a
 fast-food restaurant) is unlikely to affect anyone's decision to remain in that
 profession. An increase of $10 for certified professions is also not likely to
 cause someone to leave. Likewise, a $35 increase in application costs for a
 licensed profession is unlikely to decrease the number of individuals choosing
 to enter the profession.
 
 The analysis also failed to note that the board has not had a
 fee increase in over 15 years and has, in fact, reduced renewal fees four times
 during that period. Therefore, the licensure and certification costs under the
 Board of Counseling have been kept well below all other costs related to
 entering or maintaining these professions in the last 15 years.
 
 Summary:
 
 The proposed amendments (i) increase renewal fees for
 licensed professional counselors, marriage and family therapists, and substance
 abuse professionals (licensed professions) from $105 to $130 and for certified
 substance abuse counselors and rehabilitation providers (certified professions)
 from $55 to $65; (ii) increase application and initial licensure fees for the
 licensed professions from $140 to $175 and for the certified professions from
 $90 to $115; and (iii) increase all other fees by approximately 25%.
 
 18VAC115-20-20. Fees required by the board. 
 
 A. The board has established
 the following fees applicable to licensure as a professional counselor: 
 
 
  
   | Active annual license renewal | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Initial licensure by examination: Application processing and
   initial licensure | $140$175
 | 
  
   | Initial licensure by endorsement: Application processing and
   initial licensure | $140$175
 | 
  
   | Registration of supervision | $50$65
 | 
  
   | Add or change supervisor | $25$30
 | 
  
   | Duplicate license | $5$10
 | 
  
   | Verification of licensure to another jurisdiction | $25$30
 | 
  
   | Late renewal | $35$45
 | 
  
   | Reinstatement of a lapsed license | $165$200
 | 
  
   | Replacement of or additional wall certificate | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following revocation or suspension | $500$600
 | 
 
 
 B. All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 18VAC115-30-30. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 the certification of substance abuse counselors and substance abuse counseling
 assistants: 
 
 
  
   | Substance abuse counselor annual
   certification renewal | $55$65
 | 
  
   | Substance abuse counseling assistant
   annual certification renewal | $40$50
 | 
  
   | Substance abuse counselor initial certification by
   examination:  Application processing and initial certification |   $90$115
 | 
  
   | Substance abuse counseling assistant initial certification by
   examination:  Application processing and initial certification |   $90$115
 | 
  
   | Initial certification by endorsement of substance abuse
   counselors:  Application processing and initial certification |   $90$115
 | 
  
   | Registration of supervision | $50$65
 | 
  
   | Add or change supervisor | $25$30
 | 
  
   | Duplicate certificate | $5$10
 | 
  
   | Late renewal | $20$25
 | 
  
   | Reinstatement of a lapsed certificate | $100$125
 | 
  
   | Replacement of or additional wall certificate | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following revocation or suspension | $500$600
 | 
 
 
 B. All fees are nonrefundable. 
 
 18VAC115-40-20. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 the certification of rehabilitation providers: 
 
 
  
   | Initial certification by
   examination: Processing and initial certification  | $90$115
 | 
  
   | Initial certification by
   endorsement: Processing and initial certification  | $90$115
 | 
  
   | Certification renewal | $55$65
 | 
  
   | Duplicate certificate | $5$10
 | 
  
   | Late renewal | $20$25
 | 
  
   | Reinstatement of a lapsed
   certificate | $100$125
 | 
  
   | Replacement of or additional
   wall certificate  | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
 
 
 B. Fees shall be paid to the
 board. All fees are nonrefundable. 
 
 18VAC115-50-20. Fees. 
 
 A. The board has established fees for the following: 
 
 
  
   | Registration of supervision  | $50$65
 | 
  
   | Add or change supervisor  | $25$30
 | 
  
   | Initial licensure by
   examination: Processing and initial licensure | $140$175
 | 
  
   | Initial licensure by
   endorsement: Processing and initial licensure  | $140$175
 | 
  
   | Active annual license renewal  | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Penalty for late renewal  | $35$45
 | 
  
   | Reinstatement of a lapsed
   license  | $165$200
 | 
  
   | Verification of license to
   another jurisdiction  | $25$30
 | 
  
   | Additional or replacement
   licenses  | $5$10
 | 
  
   | Additional or replacement wall
   certificates  | $15$25
 | 
  
   | Returned check  | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
  
   | One-time reduction for
   renewal of an active license due on June 30, 2010
 | $52
 | 
  
   | One-time reduction for
   renewal of an inactive license due on June 30, 2010
 | $27
 | 
 
 
 B. Fees shall be paid to the board or its contractor or
 both in appropriate amounts as specified in the application instructions.
 All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 18VAC115-60-20. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 licensure as a substance abuse treatment practitioner: 
 
 
  
   | Registration of supervision
   (initial)  | $50$65
 | 
  
   | Add/change supervisor  | $25$30
 | 
  
   | Initial licensure by
   examination: Processing and initial licensure  | $140$175
 | 
  
   | Initial licensure by
   endorsement: Processing and initial licensure  | $140$175
 | 
  
   | Active
   annual license renewal  | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Duplicate license  | $5$10
 | 
  
   | Verification of license to
   another jurisdiction  | $25$30
 | 
  
   | Late renewal  | $35$45
 | 
  
   | Reinstatement of a lapsed
   license  | $165$200
 | 
  
   | Replacement of or additional
   wall certificate  | $15$25
 | 
  
   | Returned check  | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
  
   | One-time reduction for
   renewal of an active license due on June 30, 2010
 | $52
 | 
  
   | One-time reduction for
   renewal of an inactive license due on June 30, 2010
 | $27
 | 
 
 
 B. Fees shall be paid directly to the board or its
 contractor, or both, in appropriate amounts as specified in the application
 instructions. All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 VA.R. Doc. No. R16-4525; Filed August 1, 2016, 12:30 p.m. 
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
BOARD OF COUNSELING
Proposed Regulation
 
 Titles of Regulations: 18VAC115-20. Regulations
 Governing the Practice of Professional Counseling (amending 18VAC115-20-20).
 
 18VAC115-30. Regulations Governing the Certification of
 Substance Abuse Counselors and Substance Abuse Counseling (amending 18VAC115-30-30).
 
 18VAC115-40. Regulations Governing the Certification of
 Rehabilitation Providers (amending 18VAC115-40-20).
 
 18VAC115-50. Regulations Governing the Practice of Marriage
 and Family Therapy (amending 18VAC115-50-20).
 
 18VAC115-60. Regulations Governing the Practice of Licensed
 Substance Abuse Treatment Practitioners (amending 18VAC115-60-20). 
 
 Statutory Authority: § 54.1-2400 of the Code of
 Virginia.
 
 Public Hearing Information:
 
 September 22, 2016 - 10 a.m. - Department of Health
 Professions, Perimeter Center, 9960 Mayland Drive, Conference Center, 2nd
 floor, Henrico, VA
 
 Public Comment Deadline: October 21, 2016.
 
 Agency Contact: Jaime Hoyle, Executive Director, Board
 of Counseling, 9960 Mayland Drive, Suite 300, Richmond, VA 23233, telephone
 (804) 367-4406, FAX (804) 527-4435, or email jaime.hoyle@dhp.virginia.gov.
 
 Basis: Section 54.1-2400 of the Code of Virginia
 establishes the general powers and duties of health regulatory boards including
 the responsibility to promulgate regulations in accordance with the
 Administrative Process Act that are reasonable and necessary and the authority
 to levy and collect fees that are sufficient to cover all expenses for the
 administration of a regulatory program.
 
 Section 54.1-113 of the Code of Virginia requires the board to
 revise the fees levied by it for certification or licensure and renewal so that
 the fees are sufficient but not excessive to cover expenses. 
 
 Purpose: The issue to be addressed is the need of the
 Board of Counseling to increase its fees to cover expenses for essential
 functions of review of applications, licensing, investigation of complaints
 against licensees, and adjudication and monitoring of disciplinary cases
 required for public health and safety in the Commonwealth. 
 
 Without adequate revenue to support licensing and discipline
 functions, applicants cannot be approved for licensure in a timely manner thus
 depriving the citizens of the Commonwealth with some of the mental health
 services that are needed. Additionally, if there is a substantial backlog of
 disciplinary cases, public health and safety may be at risk by allowing
 practitioners guilty of unprofessional conduct to continue in practice for
 several months awaiting a review and adjudication of an investigative report.
 
 Substance: Renewal fees for the three licensed
 professions will increase from $105 to $130; for the certified professions, the
 increase will be from $55 to $65. Application and initial licensure fees for
 the licensed professions will increase from $140 to $175; for the certified
 professions, the increase will be from $90 to $115. All other fees will be
 increased by approximately 25%.
 
 Issues: The primary advantage to the public is that
 increased fees will produce adequate revenue to fund the licensing and
 disciplinary activities of the board. With a shortfall of $339,084 projected in
 fiscal year 2021, there could be significant delays in licensing and in the
 investigation and adjudication of complaints against licensees. There are no
 disadvantages; increases in renewal fees should not significantly impact the
 cost of counseling services for Virginians.
 
 There are no disadvantages to the agency; the advantage is that
 fees would be sufficient to cover expenditures, which is a requirement of the
 Code of Virginia.
 
 Department of Planning and Budget's Economic Impact
 Analysis:
 
 Summary of the Proposed Amendments to Regulation. The Board of
 Counseling (Board) proposes to amend its regulations to: 1) remove obsolete
 language on fee decreases that occurred in 2010 and 2) increase most fees for
 professional counselors, substance abuse counselors and substance abuse
 counseling assistants, rehabilitation providers, marriage and family therapist
 and substance abuse treatment practitioners who are governed by Board
 regulations. 
 
 Result of Analysis. Benefits outweigh costs for one proposed
 change. There is insufficient information to ascertain whether benefits will
 outweigh costs for other changes.
 
 Estimated Economic Impact. In 2010, the Board promulgated a
 one-time fee reduction for its regulated entities because the Board had surplus
 revenues that were anticipated to exceed expenditures by greater than 10%. The
 Board now proposes to remove obsolete language for those fee reductions from
 the regulations for rehabilitation providers and substance abuse treatment
 practitioners. No one will incur costs on account of this proposed change.
 Removing this obsolete language will benefit individuals who read these
 regulations and might find that language confusing. 
 
 In addition to removing obsolete
 language from these regulations, the Board also proposes to raise most fees for
 professional counselors, substance abuse counselors and substance abuse
 counseling assistants, rehabilitation providers, marriage and family therapists
 and substance abuse treatment practitioners. The Board specifically proposes to
 raise renewal fees for the three professions it licenses from $105 to $130;
 renewal fees for the three professions that the Board certifies will increase
 from $55 to $65. Other fees associated with these professions will also
 increase as described in the charts below.
 
 Fees for licensure of
 professional counselors:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
 
 
 Fees for certification of substance abuse counselors and
 substance abuse counseling assistants:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Substance Abuse Counselor
   Annual Renewal  | $55 | $65 | 18.18% | 
  
   | Substance Abuse Counseling
   Assistant Annual Renewal | $40  | $50 | 25% | 
  
   | Initial Certification by
   Examination | $90 | $115 | 27.78% | 
  
   | Initial Certification by
   Endorsement | $90 | $115 | 27.78% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate Certificate | $5 | $10 | 100% | 
  
   | Late Renewal | $20 | $25 | 25% | 
  
   | Reinstatement of a Lapsed
   Certificate | $100 | $125 | 25% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
 
 
 Fees for certification of
 rehabilitation providers:
 
 
  
   | FEE
   TYPE | CURRENT
   FEE | PROPOSED
   FEE | %
   INCREASE | 
  
   | Initial
   Certification by Examination  | $90 | $115 | 27.78% | 
  
   | Initial Certification by
   Endorsement | $90  | $115 | 27.78% | 
  
   | Certification Renewal | $55 | $65 | 18.18% | 
  
   | Duplicate Certificate | $5 | $10 | 100% | 
  
   | Late Renewal | $20 | $25 | 25% | 
  
   | Reinstatement of Lapsed
   Certificate | $100 | $125 | 25% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement following
   Revocation or Suspension | $500 | $600 | 20% | 
 
 
 Fees for licensure of marriage and family therapists:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate
   License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
  
   | One Time 2010 Reduction for
   Renewal of an Active License | $52 | obsolete | N/A | 
  
   | One Time 2010 Reduction for
   Renewal of an Inactive License | $27 | obsolete | N/A | 
 
 
 Fees for licensure of substance
 abuse treatment practitioners:
 
 
  
   | FEE TYPE | CURRENT FEE | PROPOSED FEE | % INCREASE | 
  
   | Annual Active License Renewal  | $105 | $130 | 23.8% | 
  
   | Annual Inactive License Renewal | $55  | $65 | 18.18% | 
  
   | Initial Licensure by
   Examination | $140 | $175 | 25% | 
  
   | Initial Licensure by
   Endorsement | $140 | $175 | 25% | 
  
   | Registration of Supervision | $50 | $65 | 30% | 
  
   | Adding or Changing Supervisor | $25 | $30 | 20% | 
  
   | Duplicate License | $5 | $10 | 100% | 
  
   | Verification of Licensure to
   Another Jurisdiction | $25 | $30 | 20% | 
  
   | Late Renewal | $35 | $45 | 28.57% | 
  
   | Reinstatement of a Lapsed
   License | $165 | $200 | 21.21% | 
  
   | Replacement or Additional Wall
   Certificate | $15 | $25 | 66.67% | 
  
   | Reinstatement after Revocation
   or Suspension | $500 | $600 | 20% | 
  
   | One Time 2010 Reduction for
   Renewal of an Active License | $52 | obsolete | N/A | 
  
   | One Time 2010 Reduction for
   Renewal of an Inactive License | $27 | obsolete | N/A | 
 
 
 The Board proposes to raise these fees because current fee
 levels are forecasted to be inadequate to support Board activities by fiscal
 year 2021 (with current fees, the Board is projected to run a deficit of
 $339,084 in that year). These proposed fee increases will allow the Board to
 maintain licensing and disciplinary functions going into the future. Individuals
 licensed through the Board's regulations will incur costs equal to the fee
 increases they will be responsible for. Any increase in costs for entering or
 remaining in a profession can be expected to decrease the number of individuals
 choosing to do so (as their costs for continuing to work in the subject field
 would be increasing relative to other employment options). These fee increases,
 however, are relatively small and so would be unlikely to affect the employment
 decisions of most of the Board's licensees and certificate holders. To the
 extent that these regulatory programs are necessary to protect the health and
 safety of the citizens of Virginia, those citizens will benefit from fee
 increase to fund additional DHP staff positions to support the licensing and
 disciplinary functions of the Board.
 
 Businesses and Entities Affected. Board staff reports that the
 Board currently licenses 4,383 professional counselors, 847 marriage and family
 therapists and 176 substance abuse treatment practitioners. The Board also
 certifies 1,685 substance abuse counselors, 170 substance abuse counseling
 assistants and 250 rehabilitation providers. All of these individuals, as well
 as any individuals who choose to seek licensure or certification in the future,
 will be affected by these proposed regulations. Board staff reports that
 certified substance abuse counselors and substance abuse counseling assistants
 work for employers such as government agencies and health care systems but many
 individuals in the other licensed or certified groups are likely independent
 practitioners who would qualify as small businesses. 
 
 Localities Particularly Affected. No locality will be
 particularly affected by this regulatory change. 
 
 Projected Impact on Employment. Raising licensure and certification
 fees may cause some individuals who are licensed or certified to leave their
 professions. As these fee increases are small, that effect would likely be
 negligible in this instance.
 
 Effects on the Use and Value of Private Property. These
 proposed regulatory changes are unlikely to affect the use or value of private
 property in the Commonwealth.
 
 Real Estate Development Costs. These proposed regulatory
 changes are unlikely to affect real estate development costs in the
 Commonwealth.
 
 Small Businesses: 
 
 Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
 small business is defined as "a business entity, including its affiliates,
 that (i) is independently owned and operated and (ii) employs fewer than 500
 full-time employees or has gross annual sales of less than $6 million."
 
 Costs and Other Effects. Small business licensees and
 certificate holders will incur costs equal to the proposed increase in fees in
 their professions.
 
 Alternative Method that Minimizes Adverse Impact. There are
 likely no alternative methods that would both meet the Board's goal of
 increasing staff to meet workload needs and further minimize adverse impacts
 for regulated entities. 
 
 Adverse Impacts:
 
 Businesses. Licensees and certificate holders who practice
 independently will incur costs on account of this proposed regulation that are
 equal to the fee increases in their professions.
 
 Localities. Localities in the Commonwealth are unlikely to see
 any adverse impacts on account of this proposed regulatory change.
 
 Other Entities. Individual licensees and certificate holders
 who are employed by other entities will incur costs on account of this proposed
 regulation that are equal to the fee increases in their professions.
 
 Agency's Response to Economic Impact Analysis: The Board
 of Counseling does not concur with the analysis of the Department of Planning
 and Budget on proposed amended regulations for fee increases. On page 6 of the
 analysis, it is stated that: "The Board proposes to raise these fees to
 fund their part of the six positions that were recently approved for the
 Department of Health Professions." In fact, the department's request for
 additional full-time positions was made in December of 2015, and members of the
 board received a letter from the director in May of 2015 advising them of the
 need to increase fees. There was no contemplation of any additional positions
 at the time the board adopted a Notice of Intended Regulatory Action in
 September of 2015. The need to increase fees was related to the budget and
 projected revenues and expenditures at the end of the 2014-2016 biennium.
 
 The one new position approved for the Board of Counseling in
 the department's next budget is a replacement for a temporary employee who has
 been with the board since 2011. Therefore, there will be some additional costs
 associated with converting a temporary position to a full-time employee, but
 those costs are unrelated to the action taken to increase fees to cover
 expenditures as mandated by § 54.1-113 of the Code of Virginia.
 
 The board further disagrees with the statements that "any
 increase in costs for entering or remaining in a profession can be expected to
 decrease the number of individuals choosing to do so" and "raising
 licensure and certification fees may cause some individuals who are licensed or
 certified to leave their professions." An increase of $25 in annual
 renewal costs for a licensed profession (less than one family dinner at a
 fast-food restaurant) is unlikely to affect anyone's decision to remain in that
 profession. An increase of $10 for certified professions is also not likely to
 cause someone to leave. Likewise, a $35 increase in application costs for a
 licensed profession is unlikely to decrease the number of individuals choosing
 to enter the profession.
 
 The analysis also failed to note that the board has not had a
 fee increase in over 15 years and has, in fact, reduced renewal fees four times
 during that period. Therefore, the licensure and certification costs under the
 Board of Counseling have been kept well below all other costs related to
 entering or maintaining these professions in the last 15 years.
 
 Summary:
 
 The proposed amendments (i) increase renewal fees for
 licensed professional counselors, marriage and family therapists, and substance
 abuse professionals (licensed professions) from $105 to $130 and for certified
 substance abuse counselors and rehabilitation providers (certified professions)
 from $55 to $65; (ii) increase application and initial licensure fees for the
 licensed professions from $140 to $175 and for the certified professions from
 $90 to $115; and (iii) increase all other fees by approximately 25%.
 
 18VAC115-20-20. Fees required by the board. 
 
 A. The board has established
 the following fees applicable to licensure as a professional counselor: 
 
 
  
   | Active annual license renewal | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Initial licensure by examination: Application processing and
   initial licensure | $140$175
 | 
  
   | Initial licensure by endorsement: Application processing and
   initial licensure | $140$175
 | 
  
   | Registration of supervision | $50$65
 | 
  
   | Add or change supervisor | $25$30
 | 
  
   | Duplicate license | $5$10
 | 
  
   | Verification of licensure to another jurisdiction | $25$30
 | 
  
   | Late renewal | $35$45
 | 
  
   | Reinstatement of a lapsed license | $165$200
 | 
  
   | Replacement of or additional wall certificate | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following revocation or suspension | $500$600
 | 
 
 
 B. All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 18VAC115-30-30. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 the certification of substance abuse counselors and substance abuse counseling
 assistants: 
 
 
  
   | Substance abuse counselor annual
   certification renewal | $55$65
 | 
  
   | Substance abuse counseling assistant
   annual certification renewal | $40$50
 | 
  
   | Substance abuse counselor initial certification by
   examination:  Application processing and initial certification |   $90$115
 | 
  
   | Substance abuse counseling assistant initial certification by
   examination:  Application processing and initial certification |   $90$115
 | 
  
   | Initial certification by endorsement of substance abuse
   counselors:  Application processing and initial certification |   $90$115
 | 
  
   | Registration of supervision | $50$65
 | 
  
   | Add or change supervisor | $25$30
 | 
  
   | Duplicate certificate | $5$10
 | 
  
   | Late renewal | $20$25
 | 
  
   | Reinstatement of a lapsed certificate | $100$125
 | 
  
   | Replacement of or additional wall certificate | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following revocation or suspension | $500$600
 | 
 
 
 B. All fees are nonrefundable. 
 
 18VAC115-40-20. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 the certification of rehabilitation providers: 
 
 
  
   | Initial certification by
   examination: Processing and initial certification  | $90$115
 | 
  
   | Initial certification by
   endorsement: Processing and initial certification  | $90$115
 | 
  
   | Certification renewal | $55$65
 | 
  
   | Duplicate certificate | $5$10
 | 
  
   | Late renewal | $20$25
 | 
  
   | Reinstatement of a lapsed
   certificate | $100$125
 | 
  
   | Replacement of or additional
   wall certificate  | $15$25
 | 
  
   | Returned check | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
 
 
 B. Fees shall be paid to the
 board. All fees are nonrefundable. 
 
 18VAC115-50-20. Fees. 
 
 A. The board has established fees for the following: 
 
 
  
   | Registration of supervision  | $50$65
 | 
  
   | Add or change supervisor  | $25$30
 | 
  
   | Initial licensure by
   examination: Processing and initial licensure | $140$175
 | 
  
   | Initial licensure by
   endorsement: Processing and initial licensure  | $140$175
 | 
  
   | Active annual license renewal  | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Penalty for late renewal  | $35$45
 | 
  
   | Reinstatement of a lapsed
   license  | $165$200
 | 
  
   | Verification of license to
   another jurisdiction  | $25$30
 | 
  
   | Additional or replacement
   licenses  | $5$10
 | 
  
   | Additional or replacement wall
   certificates  | $15$25
 | 
  
   | Returned check  | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
  
   | One-time reduction for
   renewal of an active license due on June 30, 2010
 | $52
 | 
  
   | One-time reduction for
   renewal of an inactive license due on June 30, 2010
 | $27
 | 
 
 
 B. Fees shall be paid to the board or its contractor or
 both in appropriate amounts as specified in the application instructions.
 All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 18VAC115-60-20. Fees required by the board. 
 
 A. The board has established the following fees applicable to
 licensure as a substance abuse treatment practitioner: 
 
 
  
   | Registration of supervision
   (initial)  | $50$65
 | 
  
   | Add/change supervisor  | $25$30
 | 
  
   | Initial licensure by
   examination: Processing and initial licensure  | $140$175
 | 
  
   | Initial licensure by
   endorsement: Processing and initial licensure  | $140$175
 | 
  
   | Active
   annual license renewal  | $105$130
 | 
  
   | Inactive annual license renewal | $55$65
 | 
  
   | Duplicate license  | $5$10
 | 
  
   | Verification of license to
   another jurisdiction  | $25$30
 | 
  
   | Late renewal  | $35$45
 | 
  
   | Reinstatement of a lapsed
   license  | $165$200
 | 
  
   | Replacement of or additional
   wall certificate  | $15$25
 | 
  
   | Returned check  | $35 | 
  
   | Reinstatement following
   revocation or suspension  | $500$600
 | 
  
   | One-time reduction for
   renewal of an active license due on June 30, 2010
 | $52
 | 
  
   | One-time reduction for
   renewal of an inactive license due on June 30, 2010
 | $27
 | 
 
 
 B. Fees shall be paid directly to the board or its
 contractor, or both, in appropriate amounts as specified in the application
 instructions. All fees are nonrefundable. 
 
 C. Examination fees shall be determined and made payable as
 determined by the board. 
 
 VA.R. Doc. No. R16-4525; Filed August 1, 2016, 12:30 p.m. 
TITLE 22. SOCIAL SERVICES
STATE BOARD OF SOCIAL SERVICES
Final Regulation
 
 Title of Regulation: 22VAC40-72. Standards for
 Licensed Assisted Living Facilities (amending 22VAC40-72-10, 22VAC40-72-60,
 22VAC40-72-390; adding 22VAC40-72-57). 
 
 Statutory Authority: §§ 63.2-217 and 63.2-1732 of the
 Code of Virginia.
 
 Effective Date: November 15, 2016. 
 
 Agency Contact: Judith McGreal, Program Consultant,
 Department of Social Services, 801 East Main Street, Richmond, VA 23219,
 telephone (804) 726-7157, or email judith.mcgreal@dss.virginia.gov.
 
 Summary:
 
 Pursuant to Chapter 320 of the 2013 Acts of Assembly, the
 amendments establish for purposes of disclosure only a minimum amount of liability
 insurance coverage of $500,000 per occurrence and $500,000 aggregate to be
 maintained by an assisted living facility (ALF). It does not require an ALF to
 maintain coverage, but rather to disclose to residents, prospective residents,
 and legal representatives, if any, whether the facility has the minimum
 required amount as established by the State Board of Social Services. The
 amendments also include (i) changes to the disclosure statement and the
 resident agreement to include whether the ALF maintains at least $500,000 per
 occurrence and $500,000 aggregate of liability insurance coverage and (ii)
 definition updates to reflect current terminology.
 
 Summary of Public Comments and Agency's Response: A
 summary of comments made by the public and the agency's response may be
 obtained from the promulgating agency or viewed at the office of the Registrar
 of Regulations. 
 
 Part I 
 General Provisions 
 
 22VAC40-72-10. Definitions. 
 
 The following words and terms when used in this chapter shall
 have the following meanings unless the context clearly indicates otherwise: 
 
 "Activities of daily living (ADLs)" or
 "ADLs" means bathing, dressing, toileting, transferring, bowel
 control, bladder control and eating/feeding. A person's degree of independence
 in performing these activities is a part of determining appropriate level of
 care and services. 
 
 "Administer medication" means to open a container
 of medicine or to remove the ordered dosage and to give it to the resident for
 whom it is ordered. 
 
 "Administrator" means the licensee or a person
 designated by the licensee who is responsible for the general administration
 and management of an assisted living facility and who oversees the day-to-day
 operation of the facility, including compliance with all regulations for licensed
 assisted living facilities. 
 
 "Advance directive" means, as defined in §
 54.1-2982 of the Code of Virginia, (i) a witnessed written document,
 voluntarily executed by the declarant in accordance with the requirements of
 § 54.1-2983 of the Code of Virginia or (ii) a witnessed oral statement,
 made by the declarant subsequent to the time he is diagnosed as suffering from
 a terminal condition and in accordance with the provisions of § 54.1-2983
 of the Code of Virginia. The individual or his legal representative can rescind
 the document at any time. 
 
 "Ambulatory" means the condition of a resident who
 is physically and mentally capable of self-preservation by evacuating in
 response to an emergency to a refuge area as defined by 13VAC5-63, the Virginia
 Uniform Statewide Building Code, without the assistance of another person, or
 from the structure itself without the assistance of another person if there is
 no such refuge area within the structure, even if such resident may require the
 assistance of a wheelchair, walker, cane, prosthetic device, or a single verbal
 command to evacuate. 
 
 "Assisted living care" means a level of service
 provided by an assisted living facility for adults who may have physical or
 mental impairments and require at least moderate assistance with the activities
 of daily living. Included in this level of service are individuals who are
 dependent in behavior pattern (i.e., abusive, aggressive, disruptive) as
 documented on the uniform assessment instrument. 
 
 "Assisted living facility" means, as defined in §
 63.2-100 of the Code of Virginia, any congregate residential setting that
 provides or coordinates personal and health care services, 24-hour supervision,
 and assistance (scheduled and unscheduled) for the maintenance or care of four
 or more adults who are aged, infirm or disabled and who are cared for in a
 primarily residential setting, except (i) a facility or portion of a facility
 licensed by the State Board of Health or the Department of Mental Health,
 Mental Retardation and Substance Abuse Behavioral Health and
 Developmental Services, but including any portion of such facility not so
 licensed; (ii) the home or residence of an individual who cares for or
 maintains only persons related to him by blood or marriage; (iii) a facility or
 portion of a facility serving infirm or disabled persons between the ages of 18
 and 21, or 22 if enrolled in an educational program for the handicapped
 pursuant to § 22.1-214 of the Code of Virginia, when such facility is
 licensed by the department as a children's residential facility under Chapter
 17 (§ 63.2-1700 et seq.) of Title 63.2 of the Code of Virginia, but including
 any portion of the facility not so licensed; and (iv) any housing project for
 persons 62 years of age or older or the disabled that provides no more than
 basic coordination of care services and is funded by the U.S. Department of
 Housing and Urban Development, by the U.S. Department of Agriculture, or by the
 Virginia Housing Development Authority. Included in this definition are any two
 or more places, establishments or institutions owned or operated by a single
 entity and providing maintenance or care to a combined total of four or more
 aged, infirm or disabled adults. Maintenance or care means the protection,
 general supervision and oversight of the physical and mental well-being of an
 aged, infirm, or disabled individual. 
 
 Assuming responsibility for the well-being of residents,
 either directly or through contracted agents, is considered "general
 supervision and oversight." 
 
 "Behavioral health authority" means the
 organization, appointed by and accountable to the governing body of the city or
 county that established it, that provides mental health, [ mental
 retardation developmental ], and substance abuse services
 through its own staff or through contracts with other organizations and
 providers. 
 
 "Board" means the State Board of Social
 Services.
 
 "Building" means a structure with exterior walls
 under one roof. 
 
 "Cardiopulmonary resuscitation (CPR)" or
 "CPR" means an emergency procedure consisting of external cardiac
 massage and artificial respiration; the first treatment for a person who has
 collapsed and has no pulse and has stopped breathing; and attempts to restore
 circulation of the blood and prevent death or brain damage due to lack of
 oxygen. 
 
 "Case management" means multiple functions designed
 to link clients to appropriate services. Case management may include a variety
 of common components such as initial screening of needs, comprehensive
 assessment of needs, development and implementation of a plan of care, service
 monitoring, and client follow-up. 
 
 "Case manager" means an employee of a public human
 services agency who is qualified and designated to develop and coordinate plans
 of care. 
 
 "Chemical restraint" means a psychopharmacologic
 drug that is used for discipline or convenience and not required to treat the resident's
 medical symptoms or symptoms from mental illness or [ mental
 retardation, intellectual disability and ] that prohibits an
 individual from reaching his highest level of functioning. 
 
 "Commissioner" means the commissioner of the
 department, his designee or authorized representative. 
 
 "Community services board" or "CSB" means
 a [ citizens' board public body ] established pursuant
 to § 37.2-501 of the Code of Virginia that provides mental health, [ mental
 retardation developmental, ] and substance abuse programs and
 services within the political subdivision or political subdivisions
 participating on the board. 
 
 "Conservator" means a person appointed by the court
 who is responsible for managing the estate and financial affairs of an
 incapacitated person and, where the context plainly indicates, includes a
 "limited conservator" or a "temporary conservator." The
 term includes a local or regional program designated by the Department for the
 Aging and Rehabilitative Services as a public conservator pursuant to Article
 2 (§ 2.2-711 et seq.) of Chapter 7 of Title 2.2 Article 6 (§ 51.5-149
 et seq.) of Chapter 14 of Title 51.5 of the Code of Virginia. 
 
 "Continuous licensed nursing care" means
 around-the-clock observation, assessment, monitoring, supervision, or provision
 of medical treatments provided by a licensed nurse. Residents requiring
 continuous licensed nursing care may include: 
 
 1. Individuals who have a medical instability due to
 complexities created by multiple, interrelated medical conditions; or 
 
 2. Individuals with a health care condition with a high
 potential for medical instability. 
 
 "Department" means the State Department of Social
 Services. 
 
 "Department's representative" means an employee or
 designee of the State Department of Social Services, acting as an authorized
 agent of the Commissioner of Social Services. 
 
 "Dietary supplement" means a product intended for
 ingestion that supplements the diet, is labeled as a dietary supplement, is not
 represented as a sole item of a meal or diet, and contains a dietary ingredient(s)
 ingredient or ingredients, (i.e., vitamins, minerals, amino acid,
 herbs or other botanicals, dietary substances (such as enzymes), and
 concentrates, metabolites, constituents, extracts, or combinations of the
 preceding types of ingredients). Dietary supplements may be found in
 many forms, such as tablets, capsules, liquids, or bars. 
 
 "Direct care staff" means supervisors, assistants,
 aides, or other employees of a facility who assist residents in the performance
 of personal care or daily living activities. Examples are likely to include
 nursing staff, activity staff, geriatric or personal care assistants,
 medication aides, and mental health workers but are not likely to include
 waiters, chauffeurs, cooks, and dedicated housekeeping, maintenance and laundry
 personnel. 
 
 "Discharge" means the movement of a resident out of
 the assisted living facility. 
 
 "Emergency" means, as it applies to restraints, a
 situation that may require the use of a restraint where the resident's behavior
 is unmanageable to the degree an immediate and serious danger is presented to
 the health and safety of the resident or others. 
 
 "Emergency placement" means the temporary status of
 an individual in an assisted living facility when the person's health and
 safety would be jeopardized by denying entry into the facility until the
 requirements for admission have been met. 
 
 "Good character and reputation" means findings have
 been established and knowledgeable, reasonable, and objective people agree that
 the individual (i) maintains business or professional, family, and community
 relationships that are characterized by honesty, fairness, truthfulness, and
 dependability; and (ii) has a history and pattern of behavior that demonstrates
 the individual is suitable and able to administer a program for the care,
 supervision, and protection of adults. Relatives by blood or marriage and
 persons who are not knowledgeable of the individual, such as recent
 acquaintances, may not act as references. 
 
 "Guardian" means a person who has been legally
 invested with the authority and charged with the duty of taking care of the
 person, managing his property and protecting the rights of the person who has
 been declared by the circuit court to be incapacitated and incapable of
 administering his own affairs. The powers and duties of the guardian are
 defined by the court and are limited to matters within the areas where the
 person in need of a guardian has been determined to be incapacitated. 
 
 "Habilitative service" means activities to advance
 a normal sequence of motor skills, movement, and self-care abilities or to
 prevent avoidable additional deformity or dysfunction. 
 
 "Health care provider" means a person, corporation,
 facility or institution licensed by this Commonwealth to provide health care or
 professional services such as a physician or hospital, dentist, pharmacist,
 registered or licensed practical nurse, optometrist, podiatrist, chiropractor,
 physical therapist, physical therapy assistant, clinical psychologist, or
 health maintenance organization. This list is not all inclusive. 
 
 "Household member" means any person domiciled in an
 assisted living facility other than residents or staff. 
 
 "Imminent physical threat or danger" means clear
 and present risk of sustaining or inflicting serious or life threatening
 injuries. 
 
 "Independent clinical psychologist" means a
 clinical psychologist who is chosen by the resident of the assisted living
 facility and who has no financial interest in the assisted living facility,
 directly or indirectly, as an owner, officer or employee or as an independent
 contractor with the facility. 
 
 "Independent living environment" means one in which
 the resident or residents perform all activities of daily living and
 instrumental activities of daily living for themselves without requiring the
 assistance of another person and take medication without requiring the
 assistance of another person. 
 
 "Independent living status" means that the resident
 is assessed as capable of performing all activities of daily living and
 instrumental activities of daily living for himself without requiring the
 assistance of another person and is assessed as capable of taking medications
 without the assistance of another person. (If the policy of a facility dictates
 that medications are administered or distributed centrally without regard for
 the residents' capacity, this policy shall not be considered in determining
 independent status.) 
 
 "Independent physician" means a physician who is
 chosen by the resident of the assisted living facility and who has no financial
 interest in the assisted living facility, directly or indirectly, as an owner,
 officer, or employee or as an independent contractor with the facility. 
 
 "Individualized service plan (ISP)" or
 "ISP" means the written description of actions to be taken by the
 licensee, including coordination with other services providers, to meet the
 assessed needs of the resident. 
 
 "Instrumental activities of daily living (IADLs)"
 or "IADLs" means meal preparation, housekeeping, laundry, and
 managing money. A person's degree of independence in performing these
 activities is a part of determining appropriate level of care and services. 
 
 [ "Intellectual disability" means
 disability, originating before the age of 18 years, characterized concurrently
 by (i) significantly subaverage intellectual functioning as demonstrated by
 performance on a standardized measure of intellectual functioning, administered
 in conformity with accepted professional practice, that is at least two
 standard deviations below the mean and (ii) significant limitations in adaptive
 behavior as expressed in conceptual, social, and practical adaptive skills. ]
 
 
 "Intermittent intravenous therapy" means therapy
 provided by a licensed health care professional at medically predictable
 intervals for a limited period of time on a daily or periodic basis. 
 
 "Legal representative" means a person legally
 responsible for representing or standing in the place of the resident for the
 conduct of his affairs. This may include a guardian, conservator,
 attorney-in-fact under durable power of attorney, trustee, or other person
 expressly named by a court of competent jurisdiction or the resident as his
 agent in a legal document that specifies the scope of the representative's
 authority to act. A legal representative may only represent or stand in the
 place of a resident for the function or functions for which he has legal
 authority to act. 
 
 A resident is presumed competent and is responsible for
 making all health care, personal care, financial, and other personal decisions
 that affect his life unless a representative with legal authority has been
 appointed by a court of competent jurisdiction or has been appointed by the
 resident in a properly executed and signed document. A resident may have
 different legal representatives for different functions. 
 
 For any given standard, the term legal representative applies
 solely to the legal representative with the authority to act in regard to the
 function or functions relevant to that particular standard. 
 
 "Licensed health care professional" means any
 health care professional currently licensed by the Commonwealth of Virginia to
 practice within the scope of his profession, such as a nurse practitioner,
 registered nurse, licensed practical nurse, (nurses may be licensed or hold
 multistate licensure pursuant to § 54.1-3000 of the Code of Virginia),
 clinical social worker, dentist, occupational therapist, pharmacist, physical
 therapist, physician, physician assistant, psychologist, and speech-language
 pathologist. 
 
 Responsibilities of physicians referenced in this chapter may
 be implemented by nurse practitioners or physician assistants in accordance
 with their protocols or practice agreements with their supervising physicians
 and in accordance with the law. 
 
 "Licensee" means any person, association,
 partnership, corporation, company or public agency to whom the license is
 issued. 
 
 "Manager" means a designated person who serves as a
 manager pursuant to 22VAC40-72-220 and 22VAC40-72-230. 
 
 "Mandated reporter" means the following persons
 acting in their professional capacity who have reason to suspect abuse, neglect
 or exploitation of an adult: 
 
 1. Any person licensed, certified, or registered by health
 regulatory boards listed in § 54.1-2503 of the Code of Virginia, with the
 exception of persons licensed by the Board of Veterinary Medicine; 
 
 2. Any mental health services provider as defined in
 § 54.1-2400.1 of the Code of Virginia; 
 
 3. Any emergency medical services personnel certified by the State
 Board of Health pursuant to § 32.1-111.5 of the Code of Virginia; 
 
 4. Any guardian or conservator of an adult; 
 
 5. Any person employed by or contracted with a public or
 private agency or facility and working with adults in an administrative,
 supportive or direct care capacity; 
 
 6. Any person providing full, intermittent or occasional care
 to an adult for compensation, including but not limited to companion, chore,
 homemaker, and personal care workers; and 
 
 7. Any law-enforcement officer. 
 
 This is pursuant to § 63.2-1606 of the Code of Virginia. 
 
 "Maximum physical assistance" means that an
 individual has a rating of total dependence in four or more of the seven
 activities of daily living as documented on the uniform assessment instrument. 
 
 An individual who can participate in any way with performance
 of the activity is not considered to be totally dependent. 
 
 "Medication aide" means a staff person who has
 current registration with the Virginia Board of Nursing to administer drugs
 that would otherwise be self-administered to residents in an assisted living
 facility in accordance with the Regulations Governing the Registration of
 Medication Aides (18VAC90-60). This definition also includes a staff person who
 is an applicant for registration as a medication aide as provided in
 22VAC40-72-660.
 
 "Mental impairment" means a disability that reduces
 an individual's ability to reason logically, make appropriate decisions, or
 engage in purposeful behavior. 
 
 "Mental illness" means a disorder of thought, mood,
 emotion, perception, or orientation that significantly impairs judgment,
 behavior, capacity to recognize reality, or ability to address basic life
 necessities and requires care and treatment for the health, safety, or recovery
 of the individual or for the safety of others. 
 
 [ "Mental retardation" means disability,
 originating before the age of 18 years, characterized concurrently by (i)
 significantly subaverage intellectual functioning as demonstrated by
 performance on a standardized measure of intellectual functioning, administered
 in conformity with accepted professional practice, that is at least two
 standard deviations below the mean and (ii) significant limitations in adaptive
 behavior as expressed in conceptual, social, and practical adaptive skills. ]
 
 "Minimal assistance" means dependency in only one
 activity of daily living or dependency in one or more of the instrumental
 activities of daily living as documented on the uniform assessment instrument. 
 
 "Moderate assistance" means dependency in two or
 more of the activities of daily living as documented on the uniform assessment
 instrument. 
 
 "Nonambulatory" means the condition of a resident
 who by reason of physical or mental impairment is not capable of
 self-preservation without the assistance of another person. 
 
 "Nonemergency" means, as it applies to restraints,
 circumstances that may require the use of a restraint for the purpose of
 providing support to a physically weakened resident. 
 
 "Physical impairment" means a condition of a bodily
 or sensory nature that reduces an individual's ability to function or to
 perform activities. 
 
 "Physical restraint" means any manual method or
 physical or mechanical device, material, or equipment attached or adjacent to
 the resident's body that the resident cannot remove easily, which restricts
 freedom of movement or access to his body. 
 
 "Physician" means an individual licensed to
 practice medicine or osteopathic medicine in any of the 50 states or the
 District of Columbia. 
 
 "Prescriber" means a practitioner who is authorized
 pursuant to §§ 54.1-3303 and 54.1-3408 of the Code of Virginia to issue a
 prescription. 
 
 "Private pay" means that a resident of an assisted
 living facility is not eligible for benefits under the Auxiliary Grants
 Program. 
 
 "Psychopharmacologic drug" means any drug
 prescribed or administered with the intent of controlling mood, mental status
 or behavior. Psychopharmacologic drugs include not only the obvious drug
 classes, such as antipsychotic, antidepressants, and the antianxiety/hypnotic
 class, but any drug that is prescribed or administered with the intent of
 controlling mood, mental status, or behavior, regardless of the manner in which
 it is marketed by the manufacturers and regardless of labeling or other
 approvals by the United States U.S. Food and Drug Administration.
 
 
 "Public pay" means that a resident of an assisted
 living facility is eligible for benefits under the Auxiliary Grants Program. 
 
 "Qualified" means having appropriate training and
 experience commensurate with assigned responsibilities; or if referring to a
 professional, possessing an appropriate degree or having documented equivalent
 education, training or experience. There are specific definitions for
 "qualified assessor" and "qualified mental health
 professional" below. 
 
 "Qualified assessor" means an individual who is
 authorized to perform an assessment, reassessment, or change in level of care
 for an applicant to or resident of an assisted living facility. For public pay
 individuals, a qualified assessor is an employee of a public human services
 agency trained in the completion of the uniform assessment instrument (UAI).
 For private pay individuals, a qualified assessor is an employee of the
 assisted living facility trained in the completion of the UAI or an independent
 private physician or a qualified assessor for public pay individuals. 
 
 "Qualified mental health professional" means a
 behavioral health professional who is trained and experienced in providing
 psychiatric or mental health services to individuals who have a psychiatric
 diagnosis, including and limited to (i) a physician licensed in Virginia; (ii)
 a psychologist: an individual with a master's degree in psychology from a
 college or university accredited by an association recognized by the U.S.
 Secretary of Education, with at least one year of clinical experience; (iii) a
 social worker: an individual with at least a master's degree in human services
 or related field (social work, psychology, psychiatric rehabilitation,
 sociology, counseling, vocational rehabilitation, or human services counseling)
 from a college or university accredited by an association recognized by the
 U.S. Secretary of Education, with at least one year of clinical experience
 providing direct services to persons with a diagnosis of mental illness; (iv) a
 Registered Psychiatric Rehabilitation Provider (RPRP) registered with the
 International Association of Psychosocial Rehabilitation Services (IAPSRS); (v)
 a clinical nurse specialist or psychiatric nurse practitioner licensed in the
 Commonwealth of Virginia with at least one year of clinical experience working
 in a mental health treatment facility or agency; (vi) any other licensed mental
 health professional; or (viii) any other person deemed by the Department of Mental
 Health, Mental Retardation and Substance Abuse Behavioral Health and
 Developmental Services as having qualifications equivalent to those
 described in this definition. Any unlicensed person who meets the requirements
 contained in this definition shall either be under the supervision of a
 licensed mental health professional or employed by an agency or organization
 licensed by the Department of Mental Health, Mental Retardation and
 Substance Abuse Behavioral Health and Developmental Services. 
 
 "Rehabilitative services" means activities that are
 ordered by a physician or other qualified health care professional that are
 provided by a rehabilitative therapist (physical therapist, occupational
 therapist or speech-language pathologist). These activities may be necessary
 when a resident has demonstrated a change in his capabilities and are provided
 to restore or improve his level of functioning. 
 
 "Resident" means any adult residing in an assisted
 living facility for the purpose of receiving maintenance or care. 
 
 "Residential living care" means a level of service
 provided by an assisted living facility for adults who may have physical or
 mental impairments and require only minimal assistance with the activities of
 daily living. Included in this level of service are individuals who are
 dependent in medication administration as documented on the uniform assessment
 instrument. This definition includes the services provided by the facility to
 individuals who are assessed as capable of maintaining themselves in an
 independent living status. 
 
 "Respite care" means services provided for
 maintenance and care of aged, infirm or disabled adults for temporary periods
 of time, regularly or intermittently. Facilities offering this type of care are
 subject to this chapter. 
 
 "Restorative care" means activities designed to
 assist the resident in reaching or maintaining his level of potential. These
 activities are not required to be provided by a rehabilitative therapist and
 may include activities such as range of motion, assistance with ambulation,
 positioning, assistance and instruction in the activities of daily living, psychosocial
 skills training, and reorientation and reality orientation. 
 
 "Safe, secure environment" means a self-contained
 special care unit for individuals with serious cognitive impairments due to a
 primary psychiatric diagnosis of dementia who cannot recognize danger or
 protect their own safety and welfare. Means of egress that lead to unprotected
 areas must be monitored or secured through devices that conform to applicable
 building and fire safety standards, including but not limited to door alarms, cameras,
 constant staff oversight, security bracelets that are part of an alarm system,
 pressure pads at doorways, delayed egress mechanisms, locking devices or
 perimeter fence gates. There may be one or more self-contained special care
 units in a facility or the whole facility may be a special care unit. Nothing
 in this definition limits or contravenes the privacy protections set forth in § 63.2-1808
 of the Code of Virginia. 
 
 "Sanitizing" means treating in such a way to remove
 bacteria and viruses through using a disinfectant solution (e.g., bleach
 solution or commercial chemical disinfectant) or physical agent (e.g., heat). 
 
 "Serious cognitive impairment" means severe deficit
 in mental capability of a chronic, enduring or long-term nature that affects
 areas such as thought processes, problem-solving, judgment, memory, and
 comprehension and that interferes with such things as reality orientation,
 ability to care for self, ability to recognize danger to self or others, and
 impulse control. Such cognitive impairment is not due to acute or episodic
 conditions, nor conditions arising from treatable metabolic or chemical
 imbalances or caused by reactions to medication or toxic substances. 
 
 "Significant change" means a change in a resident's
 condition that is expected to last longer than 30 days. It does not include
 short-term changes that resolve with or without intervention, a short-term
 acute illness or episodic event, or a well-established, predictive, cyclic
 pattern of clinical signs and symptoms associated with a previously diagnosed
 condition where an appropriate course of treatment is in progress. 
 
 "Skilled nursing treatment" means a service ordered
 by a physician or other prescriber that is provided by and within the scope and
 practice of a licensed nurse. 
 
 "Skills training" means systematic skill building
 through curriculum-based psychoeducational and cognitive-behavioral
 interventions. These interventions break down complex objectives for role
 performance into simpler components, including basic cognitive skills such as
 attention, to facilitate learning and competency. 
 
 "Staff" or "staff person" means personnel
 working at a facility who are compensated or have a financial interest in the
 facility, regardless of role, service, age, function or duration of employment
 at the facility. Staff or staff person also includes those individuals hired
 through a contract to provide services for the facility. 
 
 "Substance abuse" means the use, without compelling
 medical reason, of alcohol or other legal or illegal drugs that results in
 psychological or physiological dependency or danger to self or others as a
 function of continued use in such a manner as to induce mental, emotional or
 physical impairment and cause socially dysfunctional or socially disordering
 behavior. 
 
 "Systems review" means a physical examination of
 the body to determine if the person is experiencing problems or distress,
 including cardiovascular system, respiratory system, gastrointestinal system,
 urinary system, endocrine system, musculoskeletal system, nervous system,
 sensory system and the skin. 
 
 "Transfer" means movement of a resident to a
 different assigned living area within the same licensed facility. 
 
 "Uniform assessment instrument (UAI)" or
 "UAI" means the department designated assessment form. There is
 an alternate version of the form that may be used for private pay residents.
 Social and financial information that is not relevant because of the resident's
 payment status is not included on the private pay version of the form. 
 
 [ 22VAC40-72-57. Minimum amount for liability insurance
 disclosure.
 
 A. The minimum amount of liability insurance coverage to
 be maintained by an assisted living facility for purposes of disclosure in the
 statement required by 22VAC40-72-60 and the resident agreement required by
 22VAC40-72-390 is as follows:
 
 1. $500,000 per occurrence to compensate residents or other
 individuals for injuries and losses from the negligent acts of the facility;
 and 
 
 2. $500,000 aggregate to compensate residents or other
 individuals for injuries and losses from the negligent acts of the facility.
 
 B. No facility shall state that liability insurance is in
 place unless the insurance provides the minimum amount of coverage established
 in subsection A of this section. ] 
 
 22VAC40-72-60. Disclosure. 
 
 A. The assisted living facility shall prepare and provide a
 statement to the prospective resident and his legal representative, if any,
 that discloses information about the facility. The statement shall be on a form
 developed by the department and shall: 
 
 1. Disclose information fully and accurately in plain
 language; 
 
 2. Be provided to the prospective resident and his legal
 representative at least five days in advance of the planned admission date, and
 prior to signing an admission agreement or contract; 
 
 EXCEPTION: If circumstances are such that resident admission
 to a facility prevents disclosure of the information at least five days in
 advance, then the information shall be disclosed at the earliest possible time
 prior to signing an admission agreement or contract. The circumstances causing
 the delay shall be documented. 
 
 3. Be provided to a resident or his legal representative upon
 request; and 
 
 4. Disclose the following information, which shall be kept
 current: 
 
 a. Name of the facility; 
 
 b. Name of the licensee; 
 
 c. Names of any other assisted living facilities for which the
 licensee has a current license issued by the Commonwealth of Virginia; 
 
 d. Ownership structure of the facility, (i.e.,
 individual, partnership, corporation, limited liability company, unincorporated
 association or public agency); 
 
 e. Name of management company that operates the facility, if
 other than the licensee; 
 
 f. Licensed capacity of the facility and description of the
 characteristics of the resident population; 
 
 g. Description of all accommodations, services, and care that
 the facility offers; 
 
 h. Fees charged for accommodations, services, and care,
 including clear information about what is included in the base fee and any fees
 for additional accommodations, services, and care; 
 
 i. Policy regarding increases in charges and length of time
 for advance notice of intent to increase charges; 
 
 j. Amount of an advance or deposit payment and refund policy
 for such payment; 
 
 k. Criteria for admission to the facility and any restrictions
 on admission; 
 
 l. Criteria for transfer to a different living area within the
 same facility, including transfer to another level, gradation, or type of care
 within the same facility or complex; 
 
 m. Criteria for discharge, including the actions,
 circumstances, or conditions that would result or may result in the resident's
 discharge from the facility; 
 
 n. Requirements or rules regarding resident conduct and other
 restrictions and special conditions; 
 
 o. Range, categories, frequency, and number of activities
 provided for residents; 
 
 p. General number, functions, and qualifications of staff on
 each shift; 
 
 q. Whether [ or not ] the facility
 maintains liability insurance that provides at least [ a
 the ] minimum amount of coverage established by the board for
 disclosure purposes [ of $500,000 per occurrence and $500,000
 aggregate set forth in 22VAC40-72-57 ] to compensate
 residents or other individuals for injuries and losses from negligent acts of
 the facility [ . The facility shall state in the disclosure
 statement the minimum amount of coverage established by the board in
 22VAC40-72-57 ];
 
 q. r. Notification that names of contractors
 providing essential services to residents are available upon request:;
 and 
 
 r. s. Address of the website of the department,
 with a note that additional information about the facility may be obtained from
 the website, including type of license, special services, and compliance
 history that includes information after July 1, 2003. 
 
 B. If a prospective resident is admitted to the facility,
 written acknowledgement acknowledgment of the receipt of the
 disclosure by the resident or his legal representative shall be retained in his
 record. 
 
 C. The information required in this section shall also be
 available to the general public. 
 
 22VAC40-72-390. Resident agreement with facility. 
 
 A. At or prior to the time of admission, there shall be a
 written agreement/acknowledgment of notification dated and signed by the
 resident/applicant for admission or the appropriate legal representative, and
 by the licensee or administrator. This document shall include the following: 
 
 1. Financial arrangement for accommodations, services and care
 that specifies: 
 
 a. Listing of specific charges for accommodations, services,
 and care to be made to the individual resident signing the agreement, the
 frequency of payment, and any rules relating to nonpayment; 
 
 b. Description of all accommodations, services, and care that
 the facility offers and any related charges; 
 
 c. The amount and purpose of an advance payment or deposit
 payment and the refund policy for such payment; 
 
 d. The policy with respect to increases in charges and length
 of time for advance notice of intent to increase charges; 
 
 e. If the ownership of any personal property, real estate,
 money or financial investments is to be transferred to the facility at the time
 of admission or at some future date, it shall be stipulated in the agreement;
 and 
 
 f. The refund policy to apply when transfer of ownership,
 closing of facility, or resident transfer or discharge occurs. 
 
 [ 2. Statement that specifies whether the facility
 maintains liability insurance that provides at least a minimum amount of
 coverage established by the board, for disclosure purposes, of $500,000 per occurrence
 and $500,000 aggregate to compensate residents or other individuals for
 injuries and losses from negligent acts of the facility. ] 
 
 [ 2. 3. ] Requirements or rules to be
 imposed regarding resident conduct and other restrictions or special conditions
 and signed acknowledgment that they have been reviewed by the resident or his
 legal representative. 
 
 [ 3. Those actions, circumstances, or conditions that
 would result or might result in the resident's discharge from the facility. ]
 
 3. 4. Acknowledgment that the resident or his
 legal representative has been informed of the policy regarding the amount of
 notice required when a resident wishes to move from the facility. 
 
 4. 5. Acknowledgment that the resident has been
 informed [ of the policy required by 22VAC40-72-840 J regarding
 weapons. that interested residents may establish and maintain a resident
 council, that the facility is responsible for providing assistance with the
 formation and maintenance of the council, whether or not such a council
 currently exists in the facility, and the general purpose of a resident council
 as described in 22VAC40-72-810. ] 
 
 5. 6. [ Those actions, circumstances, or
 conditions that would result or might result in the resident's discharge from
 the facility. Acknowledgment that the resident has been notified in
 writing whether or not the facility maintains liability insurance that provides
 at least the minimum amount of coverage established by the board for disclosure
 purposes set forth in 22VAC40-72-57 to compensate residents or other
 individuals for injuries and losses from negligent acts of the facility. The
 facility shall state in the notification the minimum amount of coverage
 established by the board in 22VAC40-72-57. The written notification must be on
 a form developed by the department. ] 
 
 6. 7. Acknowledgment that the resident or his
 legal representative or responsible individual as stipulated in 22VAC40-72-550
 G has reviewed a copy of § 63.2-1808 of the Code of Virginia, Rights and
 Responsibilities of Residents of Assisted Living Facilities, and that the
 provisions of this statute have been explained to him. 
 
 7. 8. Acknowledgment that the resident or his
 legal representative or responsible individual as stipulated in 22VAC40-72-550
 G has reviewed and had explained to him the facility's policies and procedures
 for implementing § 63.2-1808 of the Code of Virginia, including the
 grievance policy and the transfer/discharge policy. 
 
 8. 9. [ Acknowledgment that the resident
 has been informed that interested residents may establish and maintain a
 resident council, that the facility is responsible for providing assistance
 with the formation and maintenance of the council, whether or not such a
 council currently exists in the facility, and the general purpose of a resident
 council. (See 22VAC40-72-810.) Acknowledgment that the resident has been
 informed of the policy required by 22VAC40-72-840 J regarding weapons. ]
 
 
 9. 10. Acknowledgment that the resident has been
 informed of the bed hold policy in case of temporary transfer or movement from
 the facility, if the facility has such a policy. 
 
 10. 11. Acknowledgment that the resident has
 been informed of the rules and restrictions regarding smoking on the premises
 of the facility, including but not limited to that which is required by
 22VAC40-72-800. 
 
 11. 12. Acknowledgment that the resident has
 been informed of the policy regarding the administration and storage of
 medications and dietary supplements. 
 
 12. 13. Acknowledgment that the resident has
 received written assurance that the facility has the appropriate license to
 meet his care needs at the time of admission, as required by 22VAC40-72-340 D. 
 
 B. Copies of the signed agreement/acknowledgment of
 notification shall be provided to the resident and as appropriate, his legal
 representative and shall be retained in the resident's record. 
 
 C. The original agreement shall be updated whenever there are
 changes in financial arrangements, accommodations, services, care provided by
 the facility, or requirements governing the resident's conduct, or
 liability insurance [ statement disclosure
 notification ], and signed by the licensee or administrator and
 the resident or his legal representative. If the original agreement provides
 for specific changes in any of these items, this standard does not apply to
 those changes. 
 
  
 
  
 
 
 
 NOTICE: The following
 forms used in administering the regulation were filed by the agency. The forms
 are not being published; however, online users of this issue of the Virginia
 Register of Regulations may click on the name of a form with a hyperlink to
 access it. The forms are also available from the agency contact or may be
 viewed at the Office of the Registrar of Regulations, General Assembly
 Building, 2nd Floor, Richmond, Virginia 23219.
 
  
 
 [ FORMS (22VAC40-72) 
 
 Initial Application for a State License to Operate an
 Assisted Living Facility, 032-05-009/4 (rev. 9/02). 
 
 Renewal Application for a State License to Operate an
 Assisted Living Facility, 032-05-025/4 (rev. 9/02).
 
 Assisted
 Living Facility Disclosure Statement (rev. 4/2016)
 
 Assisted
 Living Facility Liability Insurance Disclosure Notification (eff. 4/2016) ]
 
 
 VA.R. Doc. No. R14-3906; Filed August 1, 2016, 3:33 p.m.