TITLE 1. ADMINISTRATION
STATE BOARD OF ELECTIONS
Final Regulation
        REGISTRAR'S NOTICE: The  State Board of Elections is claiming an exemption from the Administrative  Process Act pursuant to § 2.2-4002 B 8 of the Code of Virginia, which  exempts agency action relating to the conduct of elections or eligibility to  vote.
         Title of Regulation: 1VAC20-10. Public Participation  Guidelines (adding 1VAC20-10-10 through 1VAC20-10-130).
    Statutory Authority: § 24.2-103 of the Code of  Virginia.
    Effective Date: July 19, 2010.
    Agency Contact: James B. Alcorn, Deputy Secretary, State  Board of Elections, 1100 Bank Street, Richmond, VA 23219, telephone (804)  864-8944, or email james.alcorn@sbe.virginia.gov.
    Summary:
    The regulations provide procedures for the adoption of  regulations based on model public participation guidelines issued by the Department  of Planning and Budget. Public participation guidelines exist to promote public  involvement in the development, amendment, or repeal of an agency's  regulations.
    CHAPTER 10 
  PUBLIC PARTICIPATION GUIDELINES 
    1VAC20-10-10. Definitions.
    The following words and terms when used in this chapter  shall have the following meanings unless the context clearly indicates  otherwise:
    "Administrative Process Act" means Chapter 40  (§ 2.2-4000 et seq.) of Title 2.2 of the Code of Virginia.
    "Agency" means the State Board of Elections.
    "Approving authority" means the State Board of  Elections established pursuant to § 24.2-103 of the Code of Virginia as  the legal authority to adopt regulations.
    "Board" means the State Board of Elections,  which is the unit of state government empowered by Title 24.2 of the Code of  Virginia to make rules and regulations for registration of voters and  elections. Actions specified in this chapter may be fulfilled by state  employees as delegated by the agency.
    "Commonwealth Calendar" means the electronic  calendar for official government meetings open to the public as required by  § 2.2-3707 C of the Freedom of Information Act.
    "Negotiated rulemaking panel" or "NRP"  means an ad hoc advisory panel of interested parties established by an agency  to consider issues that are controversial with the assistance of a facilitator  or mediator, for the purpose of reaching a consensus in the development of a  proposed regulatory action.
    "Notification list" means a list used to notify  persons pursuant to this chapter. Such a list may include an electronic list  maintained through the Virginia Regulatory Town Hall or other list maintained  by the agency.
    "Open meeting" means any scheduled gathering of  a unit of state government empowered by an agency's basic law to make  regulations or decide cases, which is related to promulgating, amending or  repealing a regulation.
    "Person" means any individual, corporation,  partnership, association, cooperative, limited liability company, trust, joint  venture, government, political subdivision, or any other legal or commercial  entity and any successor, representative, agent, agency, or instrumentality  thereof.
    "Public hearing" means a scheduled time at which  members of the board will meet for the purpose of receiving public comment on a  regulatory action.
    "Regulation" means any statement of general  application having the force of law, affecting the rights or conduct of any  person, adopted by the agency in accordance with the authority conferred on it  by applicable laws.
    "Regulatory action" means the promulgation,  amendment, or repeal of a regulation by the agency.
    "Regulatory advisory panel" or "RAP"  means a standing or ad hoc advisory panel of interested parties established by  the agency for the purpose of assisting in regulatory actions.
    "Town Hall" means the Virginia Regulatory Town  Hall, the website operated by the Virginia Department of Planning and Budget at  www.townhall.virginia.gov, which has online public comment forums and displays  information about regulatory meetings and regulatory actions under  consideration in Virginia and sends this information to registered public  users.
    "Virginia Register" means the Virginia Register  of Regulations, the publication that provides official legal notice of new,  amended, and repealed regulations of state agencies, which is published under  the provisions of Article 6 (§ 2.2-4031 et seq.) of the Administrative  Process Act.
    1VAC20-10-20. Notification list.
    A. The agency shall maintain a list of persons who have  requested to be notified of regulatory actions being pursued by the agency.
    B. Any person may request to be placed on a notification  list by registering as a public user on the Town Hall or by making a request to  the agency. Any person who requests to be placed on a notification list shall elect  to be notified either by electronic means or through a postal carrier.
    C. The agency may maintain additional lists for persons  who have requested to be informed of specific regulatory issues, proposals, or  actions.
    D. When electronic mail is returned as undeliverable on  multiple occasions at least 24 hours apart, that person may be deleted from the  list. A single undeliverable message is insufficient cause to delete the person  from the list.
    E. When mail delivered by a postal carrier is returned as  undeliverable on multiple occasions, that person may be deleted from the list.
    F. The agency may periodically request those persons on  the notification list to indicate their desire to either continue to be  notified electronically, receive documents through a postal carrier, or be  deleted from the list.
    1VAC20-10-30. Information to be sent to persons on the  notification list.
    A. To persons electing to receive electronic notification  or notification through a postal carrier as described in 1VAC20-10-20, the agency  shall send the following information:
    1. A notice of proposed exempt regulatory action with the  comment period for a proposed, a reproposed, or an emergency regulation; and 
    2. If available, hyperlinks to, or instructions on how to  obtain, a copy of the proposed action and any supporting documents.
    B. The failure of any person to receive any notice or  copies of any documents shall not affect the validity of any regulation or  regulatory action.
    1VAC20-10-40. Public comment.
    A. Whenever directed by statute or upon its own  initiative, the agency may commence the regulation adoption process and proceed  to draft a proposal according to these procedures.
    B. In considering any nonemergency, exempt regulatory  action, the board shall afford interested persons an opportunity to submit  data, views, and arguments, either orally or in writing, to the agency. Such  opportunity to comment shall include an online public comment forum on the Town  Hall. 
    1. To any requesting person, the agency shall provide  copies of the statement of basis, purpose, substance, and issues; any economic  impact analysis of the proposed regulatory action; and the agency's response to  public comments received. 
    2. The agency may begin crafting a regulatory action prior  to or during any opportunities it provides to the public to submit comments. 
    C. The agency shall accept public comments in writing  after the publication of a regulatory action in the Virginia Register as  follows: 
    1. For a minimum of 30 calendar days following the  publication of the notice of proposed exempt regulatory action. 
    2. For a minimum of 30 calendar days following the  publication of a reproposed regulation. 
    3. To the extent reasonably possible following the  publication of a proposed emergency regulation.
    4. For a minimum of 21 calendar days following the  publication of a notice of periodic review. 
    5. Not later than 21 calendar days following the  publication of a petition for rulemaking. 
    D. The agency may determine if any of the comment periods  listed in subsection C of this section shall be extended or reduced if  necessary. 
    E. If the board finds that one or more changes with  substantial impact have been made to a proposed regulation, it may allow an  additional 30 calendar days to solicit additional public comment on the changes.
    F. If practicable, the board shall send a draft of the  board's summary description of public comment to all public commenters on the  proposed regulation at least five days before final adoption of the regulation.
    1VAC20-10-50. Petition for rulemaking.
    A. Any person may petition the board to consider a  regulatory action.
    B. A petition shall include sufficient information to  understand and evaluate the proposed action and contact the person responsible  for presenting it. The following is a noninclusive list of information  typically needed to the extent available:
    1. The petitioner's name, mailing address, email address,  and telephone number;
    2. The petitioner's interest in the proposed action;
    3. The substance and purpose of the rulemaking that is requested,  including reference to any applicable Virginia Administrative Code sections; 
    4. Reference to the legal authority of the agency to take  the action requested;
    5. Statement of the need and justification for the proposed  action;
    6. Statement of the impact on the petitioner and other  affected persons; and
    7. Supporting documents, if applicable.
    C. The agency shall receive, consider, and respond to a  petition and shall have the sole authority to dispose of the petition. The  board may require a petitioner to reimburse copying costs associated with a  petition.
    D. The petition shall be posted on the Town Hall and  published in the Virginia Register.
    E. Nothing in this chapter shall prohibit the agency from  receiving information or from proceeding on its own motion for rulemaking.
    1VAC20-10-60. Appointment of regulatory advisory panel.
    A. The agency may appoint a regulatory advisory panel  (RAP) to provide professional specialization or technical assistance when the  agency determines that such expertise is necessary to address a specific  regulatory issue or action or when individuals indicate an interest in working  with the agency on a specific regulatory issue or action.
    B. Any person may request the appointment of a RAP and  request to participate in its activities. The agency shall determine when a RAP  shall be appointed and the composition of the RAP.
    C. A RAP may be dissolved by the agency if the proposed  text of the regulation is posted on the Town Hall, published in the Virginia  Register, or such other time as the agency determines is appropriate.
    1VAC20-10-70. Appointment of negotiated rulemaking panel.
    A. The agency may appoint a negotiated rulemaking panel  (NRP) if a regulatory action is expected to be controversial.
    B. An NRP that has been appointed by the agency may be  dissolved by the agency when:
    1. There is no longer controversy associated with the  development of the regulation; or
    2. The agency determines that resolution of a controversy  is unlikely.
    1VAC20-10-80. Meetings.
    Notice of any open meeting, including meetings of a RAP or  NRP, shall be posted on the Virginia Regulatory Town Hall and Commonwealth  Calendar at least seven working days prior to the date of the meeting. The  exception to this requirement is any meeting held in accordance with § 2.2-3707  D of the Code of Virginia allowing for contemporaneous notice to be provided to  participants and the public.
    1VAC20-10-90. Public hearings on regulations.
    A. The board shall indicate in its notice of intended  regulatory action whether it plans to hold a public hearing following the  publication of the proposed stage of the regulatory action. 
    B. The board may conduct one or more public hearings  during the comment period following the publication of a proposed regulatory  action. 
    C. An agency is required to hold a public hearing  following the publication of the proposed regulatory action when: 
    1. The Governor requests the board to hold a public  hearing; or 
    2. The board receives requests for a public hearing from at  least 25 persons during the public comment period following the publication of  the notice of proposed regulatory action. 
    D. Notice of any public hearing shall be posted on the  Town Hall and Commonwealth Calendar at least seven working days prior to  the date of the hearing. The board shall also notify those persons who  requested a hearing under subdivision C 2 of this section. 
    1VAC20-10-100. Effective date and posting to agency website.
    Regulations adopted by the board shall be effective as of  the date stated in the regulation, which may provide conditions, including  preclearance required under the federal Voting Rights Act, and in no event  before they are published in the Register of Regulations. All adopted  regulations shall be posted to the agency website within three business days  after they become effective. 
    1VAC20-10-110. Appeal of board decisions.
    Any person aggrieved by an action of the board under this  chapter may appeal to the House or Senate Privileges and Elections Committee or  to the Joint Commission on Administrative Rules to make an objection as  provided in § 2.2-4014 of the Code of Virginia.
    1VAC20-10-120. Periodic review of regulations.
    A. Following each presidential election, the board shall  conduct a periodic review of its regulations consistent with an executive order  issued by the Governor to receive comment on all existing regulations as to  their effectiveness, efficiency, necessity, clarity, and cost of compliance. 
    B. A periodic review may be conducted separately or in  conjunction with other regulatory actions. 
    C. Notice of a periodic review shall be posted on the Town  Hall and published in the Virginia Register. 
    1VAC20-10-130. Transition.
    All regulatory actions shall be processed in accordance  with this chapter. Policies of the board adopted or approved before July 19, 2010,  shall be processed as regulations for publication in the Virginia  Administrative Code. 
    VA.R. Doc. No. R10-2385; Filed June 30, 2010, 11:53 a.m. 
TITLE 2. AGRICULTURE
DEPARTMENT OF AGRICULTURE AND CONSUMER SERVICES
Forms
    Title of Regulation: 2VAC5-70. Health Requirements  Governing the Control of Equine Infectious Anemia in Virginia.
    Statutory Authority: §§ 3.2-6001 and 3.2-6004 of  the Code of Virginia.
    Contact Information: Doug Saunders, Deputy Director,  Division of Animal and Food Industry Services, Virginia Department of  Agriculture and Consumer Services, P.O. Box 1163, Richmond, VA 23219, telephone  (804) 786-8905, or email doug.saunders@vdacs.virginia.gov.
        NOTICE: The forms used  in administering the above regulation are not being published; however, the  name of each form is listed below. The forms are available for public  inspection by contacting the agency contact for this regulation, or at the  office of the Registrar of Regulations, General Assembly Building, 2nd Floor,  Richmond, Virginia.
         FORMS (2VAC5-70)
    Equine Sale Release Requirement and Quarantine, Form  VDACS-03038. 
    Permit For Movement of Restricted Animals, Form  VS Form 1-27, eff. 1/73 (rev. 6/89).
    Equine Infectious Anemia Report, Form VDACS-03172, eff.  4/85. 
    Horse Show Report Form. 
    Livestock For Slaughter Purposes Only, Form VDACS-03019,  eff. 8/82. 
    Certificate of Veterinary Inspection (For Use Only in  Shipping Equine) Examination, Form VDACS-03034,  eff. 5/81 (rev. 1/06).
    Notice of Quarantine, Form VDACS-03021, eff. 9/85  (rev. 5/10).
    Equine Event Report (Equidae with Official EIA Test),  VDACS-03028 (eff. 10/01).
    Equine Event Denied Entry Report, VDACS-03029 (eff. 9/09).
    Equine Infectious Anemia Laboratory Test, VS Form 10-11  (rev. 5/00).
    VA.R. Doc. No. R10-2461; Filed June 22, 2010, 11:11 a.m. 
TITLE 2. AGRICULTURE
DEPARTMENT OF AGRICULTURE AND CONSUMER SERVICES
Final Regulation
    Title of Regulation: 2VAC5-316. Rules and Regulations  for Enforcement of the Virginia Pest Law - Beach Vitex Quarantine (amending 2VAC5-316-30 through 2VAC5-316-90).
    Statutory Authority: § 3.2-703 of the Code of  Virginia.
    Effective Date: July 8, 2010.
    Agency Contact: Larry Nichols, Program Manager,  Department of Agriculture and Consumer Services, 102 Governor Street, Richmond,  VA 23219, telephone (804) 786-3515, FAX (804) 371-7793, or email  larry.nichols@vdacs.virginia.gov.
    Summary:
    The amendments expand the Beach Vitex quarantine to  prohibit the movement of regulated articles throughout the entire Commonwealth  of Virginia, which is necessary to prevent the long distance (artificial)  spread of Beach Vitex to coastal areas of the Commonwealth. Prior regulation  prohibited the movement of regulated articles in Accomack and Northampton  counties and the cities of Norfolk and Virginia Beach. Including all Virginia  localities in this quarantine will help prevent the spread of this plant from  inland areas to the coastal areas of Virginia.
    The amendments restrict movement of regulated articles, as  defined in 2VAC5-316-40. A certificate or permit must be issued before movement  of regulated articles into, within, or out of the regulated area can occur.  Conditions under which the certificate or permit will be issued are described  in 2VAC5-316-70.
    2VAC5-316-30. Definitions.
    The following words and terms shall have the following  meanings unless the context clearly indicates otherwise:
    "Beach Vitex" means the live plant, in any life  stage, known as Beach Vitex, Vitex rotundifolia.
    "Board" means the Virginia Board of Agriculture and  Consumer Services.
    "Certificate" means a document issued by an  inspector or person operating in accordance with a compliance agreement to  allow the movement of regulated articles to any destination.
    "Commissioner" means the Commissioner of the  Virginia Department of Agriculture and Consumer Services.
    "Compliance agreement" means a written agreement  between a person engaged in handling, receiving, or moving regulated articles  and the Virginia Department of Agriculture and Consumer Services wherein the  former agrees to fulfill the requirements of the compliance agreement and  comply with the provisions of this regulation. 
    "Department" means the Virginia Department of  Agriculture and Consumer Services.
    "Infestation" means the presence of Beach Vitex or  the existence of circumstances that make it reasonable to believe that life  stages of Beach Vitex are present.
    "Inspector" means an employee of the Virginia  Department of Agriculture and Consumer Services or other person authorized by  the Commissioner of the Virginia Department of Agriculture and Consumer  Services to enforce the provisions of this quarantine or regulation. 
    "Limited permit" means a document issued by an  inspector to allow the movement of regulated articles to a specific  destination.
    "Moved," "move," or "movement"  means shipped, offered for shipment, received for transportation, transported,  carried, or allowed to be moved, shipped, transported, or carried.
    "Person" means the term as defined in  § 1-230 of the Code of Virginia. 
    "Regulated area" means the locality or area  listed in 2VAC5-315-50 of this quarantine.
    "Virginia Pest Law" means the statute set forth in  Chapter 7 (§ 3.2-700 et seq.) of Title 3.2 of the Code of Virginia. 
    2VAC5-316-40. Regulated articles.
    The following articles are regulated under the provisions of  this quarantine and shall not be moved into, within, or out of any the  regulated area in Virginia, except in compliance with the conditions prescribed  in this quarantine:
    1. Beach Vitex, in any life stage, including roots, stems, and  seeds.
    2. Any article known to be infested with Beach Vitex, such as  sand, soil, or mulch containing Beach Vitex in any life stage.
    3. Any other article or means of conveyance when it is  determined by an inspector that it presents a risk of spreading Beach Vitex.
    2VAC5-316-50. Regulated areas.
    The following areas in Virginia are quarantined for Beach  Vitex:
    The entire counties of: 
    Accomack
    Northampton
    The entire cities of:
    Norfolk
    Virginia Beach 
    The entire Commonwealth of Virginia is quarantined for  Beach Vitex.
    2VAC5-316-60. Conditions governing the intrastate movement of  regulated articles.
    A. Movement within regulated area The movement  of a regulated article solely into, within, or out of the  quarantined area is prohibited unless accompanied by a valid certificate or  limited permit. 
    B. Movement from regulated area into nonregulated area –  movement of a regulated article that originates inside of the quarantined area  to an area outside of the quarantined area is prohibited unless accompanied by  a valid certificate or limited permit.
    C. Movement from nonregulated area into regulated area –  movement of a regulated article that originates outside of the quarantined area  to an area inside of the quarantined area is prohibited unless accompanied by a  valid certificate or limited permit.
    D. Movement outside of the regulated area – movement of a  regulated article solely outside of the quarantined area is not restricted.  
    2VAC5-316-70. Issuance and cancellation of certificates and  limited permits.
    A. Certificates and limited permits may be issued by an inspector  for the movement of regulated articles into, within, or out of any the  regulated area to any destination within Virginia when the regulated  articles meet the following three conditions:
    1. The regulated articles are to be moved intrastate to  a specified destination under conditions that specify the limited handling,  utilization, processing, or treatment of the articles when the inspector  determines that such movement will not result in the spread of Beach Vitex  because the life stage of the plant will be destroyed by such specified  handling, utilization, processing, or treatment; or the regulated articles are  to be moved by a state or federal agency or person authorized by the department  for experimental or scientific purposes; 
    2. The regulated articles are to be moved in compliance with  any additional conditions deemed necessary under the Virginia Pest Law to  prevent the spread of Beach Vitex; and
    3. The regulated articles are eligible for unrestricted  movement under all other domestic plant quarantines and regulations applicable  to the regulated articles.
    B. Any certificate or limited permit that has been issued or  authorized may be withdrawn by the inspector orally or in writing if the  inspector determines that the holder of the certificate or limited permit has  not complied with all conditions for the use of the certificate or limited  permit or with any applicable compliance agreement. If the withdrawal is oral,  the withdrawal and the reasons for the withdrawal shall be confirmed in writing  and communicated to the certificate or limited permit holder as promptly as  circumstances allow. 
    2VAC5-316-80. Assembly and inspection of regulated articles.
    A. Any person who desires to move regulated articles into,  within, or out of any the regulated area shall apply for a  limited permit as far in advance as practical but no less than five business  days before the regulated articles are to be moved. 
    B. The regulated article must be assembled at the place and  in the manner the inspector designates as necessary to facilitate inspection  and shall be safeguarded from infestation.
    2VAC5-316-90. Attachment and disposition of certificates and  limited permits.
    A. A certificate or limited permit required for the movement  of a regulated article into, within, or out of any the regulated  area must be attached at all times during the intrastate movement to the  outside of the container that contains the regulated article or to the  regulated article itself. The requirements of this section may also be met by  attaching the certificate or limited permit to the consignee's copy of the  waybill provided the regulated article is sufficiently described on the  certificate or limited permit and on the waybill to facilitate the  identification of the regulated article.
    B. The certificate or limited permit for the intrastate  movement of a regulated article must be furnished by the carrier to the  consignee at the destination of the regulated article. A copy of the  certificate or the limited permit must be retained by the sender of the regulated  article at the place of shipment.
    VA.R. Doc. No. R10-2483; Filed July 8, 2010, 9:35 a.m. 
TITLE 2. AGRICULTURE
DEPARTMENT OF AGRICULTURE AND CONSUMER SERVICES
Final Regulation
    Title of Regulation: 2VAC5-335. Virginia Emerald Ash  Borer Quarantine for Enforcement of the Virginia Pest Law (amending 2VAC5-335-50).
    Statutory Authority: § 3.2-703 of the Code of  Virginia.
    Effective Date: July 8, 2010. 
    Agency Contact: Larry M. Nichols, Program Manager,  Department of Agriculture and Consumer Services, P.O. Box 1163, Richmond, VA  23218, telephone (804) 371-3515, FAX (804) 371-7793, or email  larry.nichols@vdacs.virginia.gov.
    Summary:
    The amendment extends the regulated areas under the  Virginia Emerald Ash Borer Quarantine due to the detection of adult Emerald Ash  Borers in Frederick County. The current regulated area is changed by the  addition of the counties of Frederick and Clarke and the city of Winchester.  All other parts of the Emerald Ash Borer Quarantine remain unchanged. 
    2VAC5-335-50. Regulated areas.
    The following areas in Virginia: 
    The entire counties of: 
    Arlington 
    Clarke 
    Fairfax 
    Fauquier 
    Frederick 
    Loudoun 
    Prince William 
    The entire independent cities of: 
    Alexandria 
    Fairfax City 
    Falls Church 
    Manassas 
    Manassas Park 
    Winchester 
    VA.R. Doc. No. R10-2495; Filed July 8, 2010, 9:34 a.m. 
TITLE 5. CORPORATIONS
STATE CORPORATION COMMISSION
Final Regulation
        REGISTRAR'S NOTICE: The  State Corporation Commission is exempt from the Administrative Process Act in  accordance with § 2.2-4002 A 2 of the Code of Virginia, which exempts  courts, any agency of the Supreme Court, and any agency that by the  Constitution is expressly granted any of the powers of a court of record.
         Title of Regulation: 5VAC5-40. Administration of the  Office of the Clerk of the Commission (adding 5VAC5-40-10).
    Statutory Authority: § 12.1-13 of the Code of  Virginia.
    Effective Date: July 1, 2010. 
    Agency Contact: Joel Peck, Clerk of the Commission,  State Corporation Commission, 1300 E. Main Street, P.O. Box 1197, Richmond, VA  23218, telephone (804) 371-9733, FAX (804) 692-0681, or email  joel.peck@scc.virginia.gov.
    Summary:
    The regulation is intended to implement the provisions of  Chapter 669 of the 2010 Acts of Assembly relating to fees charged by the State  Corporation Commission for copying. The regulation specifies the fees to be  charged for copying and for providing a certificate for certain documents. The  fees are identical to those that are currently in statute. Changes from the  proposed regulation and the final regulation are technical in nature and merely  conform the language of the regulation more closely to the language of the  statute the regulation is intended to replace.
    AT RICHMOND, JUNE 29, 2010
    COMMONWEALTH OF VIRGINIA, ex rel.
    STATE CORPORATION COMMISSION
    CASE NO. CLK-2010-00007
    Ex Parte: In re: fees charged by the Office
  of the Clerk of the Commission
    ORDER ADOPTING A REGULATION
    On May 18, 2010, the State Corporation Commission  ("Commission") entered an Order to Take Notice of a proposal by the  Commission to adopt a regulation pursuant to Chapter 669 of the  2010 Virginia Acts of Assembly ("Chapter 669 of the Acts").  The proposed regulation, 5 VAC 5-40-10, places in the Virginia  Administrative Code the fees charged by the Commission for copying and other  services that are repealed from the Code of Virginia by Chapter 669 of the  Acts. The Order and proposed regulation were published in the Virginia Register  of Regulations on June 7, 2010, and published on the Commission's website.  Interested parties were afforded the opportunity to provide written comments or  request a hearing on or before June 18, 2010.
    No comments were filed, nor were any requests for hearing  made in this matter.
    NOW THE COMMISSION, upon consideration of the proposed  regulation, the recommendations of the Office of the Clerk of the Commission  ("Clerk"), and applicable law, concludes that the proposed regulation  should be modified to reflect certain technical changes recommended by the  Clerk and that the proposed regulation, as modified, should be adopted with an  effective date of July 1, 2010.
    Accordingly, IT IS ORDERED THAT:
    (1) The proposed regulation, 5 VAC 5-40-10, as  modified herein and attached hereto, is adopted effective July 1, 2010.
    (2) This Order and the attached regulation shall be  posted on the Commission's website at http://www.scc.virginia.gov/case.
    (3) The Commission's Division of Information Resources  shall send a copy of this Order, including a copy of the attached regulation,  to the Virginia Registrar of Regulations for publication in the Virginia  Register of Regulations.
    (4) This case is dismissed from the Commission's docket  of active cases.
    AN ATTESTED COPY hereof shall be sent to the Clerk of the  Commission, who shall forthwith mail a copy of this Order, including a copy of  the attached regulation, to interested parties as he may designate.
    CHAPTER 40
  ADMINISTRATION OF THE OFFICE OF THE CLERK OF THE COMMISSION
    5VAC5-40-10. Fees to be charged by the [ Office  of the Clerk commission ].
    A. The Office of the Clerk shall charge and collect a fee  of $6.00 for each certificate of fact provided pursuant to § 12.1-20 of  the Code of Virginia.
    B. The commission shall charge and collect for furnishing  [ and certifying ] a copy of any document, instrument, or  paper [ or any information from its records ] $ .50  per page and $3.00 for the certificate and affixing [ thereto ]  the seal [ thereto of the commission or a  facsimile thereof ]. 
    VA.R. Doc. No. R10-2430; Filed June 29, 2010, 4:22 p.m. 
TITLE 6. CRIMINAL JUSTICE AND CORRECTIONS
DEPARTMENT OF CRIMINAL JUSTICE SERVICES
Final Regulation
        REGISTRAR'S NOTICE: The  Department of Criminal Justice Services is claiming an exemption from the  Administrative Process Act in accordance with § 2.2-4006 A 3 of the Code  of Virginia, which excludes regulations that consist only of changes in style  or form or corrections of technical errors. The Department of Criminal Justice  Services will receive, consider, and respond to petitions by any interested  person at any time with respect to reconsideration or revision.
         Title of Regulation: 6VAC20-20. Rules Relating to  Compulsory Minimum Training Standards for Law-Enforcement Officers (amending 6VAC20-20-21).
    Statutory Authority: § 9.1-102 of the Code of  Virginia.
    Effective Date: August 18, 2010.
    Agency Contact: Judith Kirkendall, Regulatory  Coordinator, Department of Criminal Justice Services, 1100 Bank Street,  Richmond, VA 23219, telephone (804) 786-8003, FAX (804) 225-3853, or email  judith.kirkendall@dcjs.virginia.gov.
    Summary:
    The amendment removes the outdated and inaccurate numbering  related to performance outcomes.
    6VAC20-20-21. Performance outcomes and minimum hours required. 
    A. The performance outcomes are detailed in the document  entitled "Performance Outcomes for Compulsory Minimum Training For Law  Enforcement Officers," December 1997, which is incorporated by reference  and made a part of this chapter. 
    B. Academy training. 
    1. Category 1—Professionalism, Performance Outcomes 1.1  through 1.5 
    2. Category 2—Legal Issues, Performance Outcomes 2.A.1  through 2.C.1.f 
    3. Category 3—Communications, Performance Outcomes 3.A.1  through 3.B.3 
    4. Category 4—Patrol, Performance Outcomes 4.A.1 through  4.H.3 
    5. Category 5—Investigations, Performance Outcomes 5.A.1  through 5.D.2 
    6. Category 6—Defensive Tactics/Use of Force, Performance  Outcomes 6.A.1 through 6.F.1 
    7. Category 7—Weapons Use, Performance Outcomes 7.A.1  through 7.A.3.d 
    8. Category 8—Driver Training, Performance Outcomes 8.A.1  through 8.A.7 
    9. Category 9—Physical Training, Performance Outcomes 9.A.1  through 9.B.9 (Optional) 
    ACADEMY TRAINING HOURS—480 (excluding Category 9) 
    C. Field training. 
    Category 10—Field Training, Performance Outcomes 10.A.1  through 10.J.6 
    FIELD TRAINING HOURS—100 
    TOTAL MINIMUM TRAINING STANDARDS HOURS—580 (excluding Category  9) 
    VA.R. Doc. No. R10-2434; Filed July 2, 2010, 8:31 a.m. 
TITLE 9. ENVIRONMENT
STATE AIR POLLUTION CONTROL BOARD
Final Regulation
        REGISTRAR'S NOTICE: The  following regulatory action is exempt from the Administrative Process Act in  accordance with § 2.2-4006 A 4 c of the Code of Virginia, which excludes  regulations that are necessary to meet the requirements of federal law or  regulations provided such regulations do not differ materially from those  required by federal law or regulation. The State Air Pollution Control Board  will receive, consider, and respond to petitions by any interested person at  any time with respect to reconsideration or revision.
         Titles of Regulations: 9VAC5-20. General Provisions (amending 9VAC5-20-21).
    9VAC5-30. Ambient Air Quality Standards (amending 9VAC5-30-70).
    Statutory Authority: § 10.1-1308 of the Code of  Virginia; §§ 108, 109, and 302 of the Clean Air Act; 40 CFR Parts 50, 53,  and 58.
    Effective Date: August 18, 2010. 
    Agency Contact: Karen G. Sabasteanski, Department of  Environmental Quality, 629 East Main Street, P.O. Box 1105, Richmond, VA 23218,  telephone (804) 698-4426, FAX (804) 698-4510, or email  karen.sabasteanski@deq.virginia.gov.
    Summary:
    A new Appendix S was added to 40 CFR Part 50. Therefore,  9VAC5-20 is amended to add Appendix S to the list of federal documents  incorporated by reference. 
    9VAC5-30 is revised to (i) specify that NO2 is  the indicator for NOX, (ii) limit the 53 ppb standard to the annual  primary standard and change unit of measurement, (iii) add the new primary  1-hour standard, (iv) specify reference methods used to measure the standard,  and (v) specify how the different standards are attained.
    9VAC5-20-21. Documents incorporated by reference. 
    A. The Administrative Process Act and Virginia Register Act  provide that state regulations may incorporate documents by reference.  Throughout these regulations, documents of the types specified below have been  incorporated by reference.
    1. United States Code.
    2. Code of Virginia.
    3. Code of Federal Regulations.
    4. Federal Register.
    5. Technical and scientific reference documents.
    Additional information on key federal regulations and  nonstatutory documents incorporated by reference and their availability may be  found in subsection E of this section.
    B. Any reference in these regulations to any provision of the  Code of Federal Regulations (CFR) shall be considered as the adoption by  reference of that provision. The specific version of the provision adopted by  reference shall be that contained in the CFR (2008) in effect July 1, 2008. In  making reference to the Code of Federal Regulations, 40 CFR Part 35 means Part  35 of Title 40 of the Code of Federal Regulations; 40 CFR 35.20 means § 35.20  in Part 35 of Title 40 of the Code of Federal Regulations.
    C. Failure to include in this section any document referenced  in the regulations shall not invalidate the applicability of the referenced  document.
    D. Copies of materials incorporated by reference in this  section may be examined by the public at the central office of the Department  of Environmental Quality, Eighth Floor, 629 East Main Street, Richmond,  Virginia, between 8:30 a.m. and 4:30 p.m. of each business day.
    E. Information on federal regulations and nonstatutory  documents incorporated by reference and their availability may be found below  in this subsection.
    1. Code of Federal Regulations.
    a. The provisions specified below from the Code of Federal  Regulations (CFR) are incorporated herein by reference.
    (1) 40 CFR Part 50-National Primary and Secondary Ambient Air  Quality Standards.
    (a) Appendix A -- Reference Method for the Determination of  Sulfur Dioxide in the Atmosphere (Pararosaniline Method).
    (b) Appendix B -- Reference Method for the Determination of  Suspended Particulate Matter in the Atmosphere (High-Volume Method).
    (c) Appendix C -- Measurement Principle and Calibration Procedure  for the Continuous Measurement of Carbon Monoxide in the Atmosphere  (Non-Dispersive Infrared Photometry).
    (d) Appendix D -- Measurement Principle and Calibration  Procedure for the Measurement of Ozone in the Atmosphere.
    (e) Appendix E -- Reserved.
    (f) Appendix F -- Measurement Principle and Calibration  Procedure for the Measurement of Nitrogen Dioxide in the Atmosphere (Gas Phase  Chemiluminescence).
    (g) Appendix G -- Reference Method for the Determination of  Lead in Suspended Particulate Matter Collected from Ambient Air.
    (h) Appendix H -- Interpretation of the National Ambient Air  Quality Standards for Ozone.
    (i) Appendix I -- Interpretation of the 8-Hour Primary and  Secondary National Ambient Air Quality Standards for Ozone.
    (j) Appendix J -- Reference Method for the Determination of  Particulate Matter as PM10 in the Atmosphere.
    (k) Appendix K -- Interpretation of the National Ambient Air  Quality Standards for Particulate Matter.
    (l) Appendix L - Reference Method for the Determination of  Fine Particulate Matter as PM2.5 in the Atmosphere.
    (m) Appendix M - Reserved.
    (n) Appendix N - Interpretation of the National Ambient Air  Quality Standards for PM2.5.
    (o) Appendix O - Reference Method for the Determination of  Coarse Particulate Matter as PM in the Atmosphere.
    (p) Appendix P - Interpretation of the Primary and Secondary  National Ambient Air Quality Standards for Ozone.
    (q) Appendix Q - Reference Method for the Determination of  Lead in Suspended Particulate Matter as PM10 Collected from Ambient  Air.
    (r) Appendix R - Interpretation of the National Ambient Air  Quality Standards for Lead.
    (s) Appendix S - Interpretation of the Primary National  Ambient Air Quality Standards for Oxides of Nitrogen (Nitrogen Dioxide).
    (2) 40 CFR Part 51 -- Requirements for Preparation, Adoption,  and Submittal of Implementation Plans.
    (a) Appendix M -- Recommended Test Methods for State  Implementation Plans.
    (b) Appendix S -- Emission Offset Interpretive Ruling.
    (c) Appendix W -- Guideline on Air Quality Models (Revised).
    (d) Appendix Y - Guidelines for BART Determinations Under the  Regional Haze Rule.
    (3) 40 CFR Part 58 -- Ambient Air Quality Surveillance.
    Appendix A - Quality Assurance Requirements for SLAMS, SPMs  and PSD Air Monitoring.
    (4) 40 CFR Part 60 -- Standards of Performance for New  Stationary Sources.
    The specific provisions of 40 CFR Part 60 incorporated by  reference are found in Article 5 (9VAC5-50-400 et seq.) of Part II of 9VAC5-50  (New and Modified Sources).
    (5) 40 CFR Part 61 -- National Emission Standards for Hazardous  Air Pollutants.
    The specific provisions of 40 CFR Part 61 incorporated by  reference are found in Article 1 (9VAC5-60-60 et seq.) of Part II of 9VAC5-60  (Hazardous Air Pollutant Sources).
    (6) 40 CFR Part 63 -- National Emission Standards for  Hazardous Air Pollutants for Source Categories.
    The specific provisions of 40 CFR Part 63 incorporated by  reference are found in Article 2 (9VAC5-60-90 et seq.) of Part II of 9VAC5-60  (Hazardous Air Pollutant Sources).
    (7) 40 CFR Part 59, Subpart D-National Volatile Organic  Compound Emission Standards for Architectural Coatings, Appendix A --  "Determination of Volatile Matter Content of Methacrylate Multicomponent  Coatings Used as Traffic Marking Coatings."
    (8) 40 CFR Part 64, Compliance Assurance Monitoring.
    (9) 40 CFR Part 72, Permits Regulation.
    (10) 40 CFR Part 73, Sulfur Dioxide Allowance System.
    (11) 40 CFR Part 74, Sulfur Dioxide Opt-Ins.
    (12) 40 CFR Part 75, Continuous Emission Monitoring.
    (13) 40 CFR Part 76, Acid Rain Nitrogen Oxides Emission  Reduction Program.
    (14) 40 CFR Part 77, Excess Emissions.
    (15) 40 CFR Part 78, Appeal Procedures for Acid Rain Program.
    (16) 40 CFR Part 59 Subpart C, National Volatile Organic  Compound Emission Standards for Consumer Products.
    (17) 40 CFR Part 152 Subpart I, Classification of Pesticides.
    (18) 49 CFR Part 172, Hazardous Materials Table. Special  Provisions, Hazardous Materials Communications, Emergency Response Information,  and Training Requirements, Subpart E, Labeling.
    (19) 29 CFR Part 1926 Subpart F, Fire Protection and  Prevention.
    b. Copies may be obtained from: Superintendent of Documents,  P.O. Box 371954, Pittsburgh, Pennsylvania 15250-7954; phone (202) 783-3238.
    2. U.S. Environmental Protection Agency.
    a. The following documents from the U.S. Environmental  Protection Agency are incorporated herein by reference:
    (1) Reich Test, Atmospheric Emissions from Sulfuric Acid  Manufacturing Processes, Public Health Service Publication No. PB82250721,  1980.
    (2) Compilation of Air Pollutant Emission Factors (AP-42).  Volume I: Stationary and Area Sources, stock number 055-000-00500-1, 1995;  Supplement A, stock number 055-000-00551-6, 1996; Supplement B, stock number  055-000-00565, 1997; Supplement C, stock number 055-000-00587-7, 1997;  Supplement D, 1998; Supplement E, 1999.
    (3) "Guidelines for Determining Capture Efficiency"  (GD-35), Emissions Monitoring and Analysis Division, Office of Air Quality  Planning and Standards, January 9, 1995.
    b. Copies of the document identified in subdivision E 2 a (1)  of this subdivision, and Volume I and Supplements A through C of the document  identified in subdivision E 2 a (2) of this subdivision, may be obtained from:  U.S. Department of Commerce, National Technical Information Service, 5285 Port  Royal Road, Springfield, Virginia 22161; phone 1-800-553-6847. Copies of  Supplements D and E of the document identified in subdivision E 2 a (2) of this  subdivision may be obtained online from EPA's Technology Transfer Network at  http://www.epa.gov/ttn/index.html. Copies of the document identified in subdivision  E 2 a (3) of this subdivision are only available online from EPA's Technology  Transfer Network at http://www.epa.gov/ttn/emc/guidlnd.html.
    3. U.S. government.
    a. The following document from the U.S. government is  incorporated herein by reference: Standard Industrial Classification Manual,  1987 (U.S. Government Printing Office stock number 041-001-00-314-2).
    b. Copies may be obtained from: Superintendent of Documents,  P.O. Box 371954, Pittsburgh, Pennsylvania 15250-7954; phone (202) 512-1800.
    4. American Society for Testing and Materials (ASTM).
    a. The documents specified below from the American Society for  Testing and Materials are incorporated herein by reference.
    (1) D323-99a, "Standard Test Method for Vapor Pressure of  Petroleum Products (Reid Method)."
    (2) D97-96a, "Standard Test Method for Pour Point of  Petroleum Products."
    (3) D129-00, "Standard Test Method for Sulfur in  Petroleum Products (General Bomb Method)."
    (4) D388-99, "Standard Classification of Coals by  Rank."
    (5) D396-98, "Standard Specification for Fuel Oils."
    (6) D975-98b, "Standard Specification for Diesel Fuel  Oils."
    (7) D1072-90(1999), "Standard Test Method for Total  Sulfur in Fuel Gases."
    (8) D1265-97, "Standard Practice for Sampling Liquefied  Petroleum (LP) Gases (Manual Method)."
    (9) D2622-98, "Standard Test Method for Sulfur in  Petroleum Products by Wavelength Dispersive X-Ray Fluorescence  Spectrometry."
    (10) D4057-95(2000), "Standard Practice for Manual  Sampling of Petroleum and Petroleum Products."
    (11) D4294-98, "Standard Test Method for Sulfur in  Petroleum and Petroleum Products by Energy-Dispersive X-Ray Fluorescence  Spectroscopy."
    (12) D523-89, "Standard Test Method for Specular  Gloss" (1999).
    (13) D1613-02, "Standard Test Method for Acidity in  Volatile Solvents and Chemical Intermediates Used in Paint, Varnish, Lacquer  and Related Products" (2002).
    (14) D1640-95, "Standard Test Methods for Drying, Curing,  or Film Formation of Organic Coatings at Room Temperature" (1999).
    (15) E119-00a, "Standard Test Methods for Fire Tests of  Building Construction Materials" (2000).
    (16) E84-01, "Standard Test Method for Surface Burning  Characteristics of Building Construction Materials" (2001).
    (17) D4214-98, "Standard Test Methods for Evaluating the  Degree of Chalking of Exterior Paint Films" (1998).
    (18) D86-04b, "Standard Test Method for Distillation of  Petroleum Products at Atmospheric Pressure" (2004).
    (19) D4359-90, "Standard Test Method for Determining  Whether a Material is a Liquid or a Solid" (reapproved 2000).
    (20) E260-96, "Standard Practice for Packed Column Gas  Chromatography" (reapproved 2001).
    (21) D3912-95, "Standard Test Method for Chemical  Resistance of Coatings Used in Light-Water Nuclear Power Plants"  (reapproved 2001).
    (22) D4082-02, "Standard Test Method for Effects of Gamma  Radiation on Coatings for Use in Light-Water Nuclear Power Plants."
    (23) F852-99, "Standard Specification for Portable  Gasoline Containers for Consumer Use" (reapproved 2006).
    (24) F976-02, "Standard Specification for Portable  Kerosine and Diesel Containers for Consumer Use."
    (25) D4457-02, "Standard Test Method for Determination of  Dichloromethane and 1,1,1-Trichloroethane in Paints and Coatings by Direct  Injection into a Gas Chromatograph" (reapproved 2008).
    (26) D3792-05, "Standard Test Method for Water Content of  Coatings by Direct Injection Into a Gas Chromatograph."
    (27) D2879-97, "Standard Test Method for Vapor  Pressure-Temperature Relationship and Initial Decomposition Temperature of  Liquids by Isoteniscope" (reapproved 2007).
    b. Copies may be obtained from: American Society for Testing  Materials, 100 Barr Harbor Drive, West Conshohocken, Pennsylvania 19428-2959;  phone (610) 832-9585.
    5. American Petroleum Institute (API).
    a. The following document from the American Petroleum  Institute is incorporated herein by reference: Evaporative Loss from Floating  Roof Tanks, API MPMS Chapter 19, April 1, 1997.
    b. Copies may be obtained from: American Petroleum Institute,  1220 L Street, Northwest, Washington, D.C. 20005; phone (202) 682-8000.
    6. American Conference of Governmental Industrial Hygienists  (ACGIH).
    a. The following document from the ACGIH is incorporated  herein by reference: 1991-1992 Threshold Limit Values for Chemical Substances  and Physical Agents and Biological Exposure Indices (ACGIH Handbook).
    b. Copies may be obtained from: ACGIH, 1330 Kemper Meadow  Drive, Suite 600, Cincinnati, Ohio 45240; phone (513) 742-2020.
    7. National Fire Prevention Association (NFPA).
    a. The documents specified below from the National Fire  Prevention Association are incorporated herein by reference.
    (1) NFPA 385, Standard for Tank Vehicles for Flammable and  Combustible Liquids, 2000 Edition.
    (2) NFPA 30, Flammable and Combustible Liquids Code, 2000  Edition.
    (3) NFPA 30A, Code for Motor Fuel Dispensing Facilities and Repair  Garages, 2000 Edition.
    b. Copies may be obtained from the National Fire Prevention  Association, One Batterymarch Park, P.O. Box 9101, Quincy, Massachusetts  02269-9101; phone (617) 770-3000.
    8. American Society of Mechanical Engineers (ASME).
    a. The documents specified below from the American Society of  Mechanical Engineers are incorporated herein by reference.
    (1) ASME Power Test Codes: Test Code for Steam Generating  Units, Power Test Code 4.1-1964 (R1991).
    (2) ASME Interim Supplement 19.5 on Instruments and Apparatus:  Application, Part II of Fluid Meters, 6th edition (1971).
    (3) Standard for the Qualification and Certification of  Resource Recovery Facility Operators, ASME QRO-1-1994.
    b. Copies may be obtained from the American Society of  Mechanical Engineers, Three Park Avenue, New York, New York 10016; phone (800)  843-2763.
    9. American Hospital Association (AHA).
    a. The following document from the American Hospital  Association is incorporated herein by reference: An Ounce of Prevention: Waste  Reduction Strategies for Health Care Facilities, AHA Catalog no. W5-057007,  1993.
    b. Copies may be obtained from: American Hospital Association,  One North Franklin, Chicago, IL 60606; phone (800) 242-2626.
    10. Bay Area Air Quality Management District (BAAQMD).
    a. The following documents from the Bay Area Air Quality  Management District are incorporated herein by reference:
    (1) Method 41, "Determination of Volatile Organic  Compounds in Solvent-Based Coatings and Related Materials Containing  Parachlorobenzotrifluoride" (December 20, 1995).
    (2) Method 43, "Determination of Volatile Methylsiloxanes  in Solvent-Based Coatings, Inks, and Related Materials" (November 6,  1996).
    b. Copies may be obtained from: Bay Area Air Quality  Management District, 939 Ellis Street, San Francisco, CA 94109, phone (415)  771-6000.
    11. South Coast Air Quality Management District (SCAQMD).
    a. The following documents from the South Coast Air Quality  Management District are incorporated herein by reference:
    (1) Method 303-91, "Determination of Exempt  Compounds," in Manual SSMLLABM, "Laboratory Methods of Analysis for  Enforcement Samples" (1996).
    (2) Method 318-95, "Determination of Weight Percent  Elemental Metal in Coatings by X-Ray Diffraction," in Manual SSMLLABM,  "Laboratory Methods of Analysis for Enforcement Samples" (1996).
    (3) Rule 1174 Ignition Method Compliance Certification  Protocol (February 28, 1991).
    (4) Method 304-91, "Determination of Volatile Organic  Compounds (VOC) in Various Materials," in Manual SSMLLABM,  "Laboratory Methods of Analysis for Enforcement Samples" (1996).
    (5) Method 316A-92, "Determination of Volatile Organic  Compounds (VOC) in Materials Used for Pipes and Fittings" in Manual  SSMLLABM, "Laboratory Methods of Analysis for Enforcement Samples"  (1996).
    (6) "General Test Method for Determining Solvent Losses  from Spray Gun Cleaning Systems," October 3, 1989.
    b. Copies may be obtained from: South Coast Air Quality  Management District, 21865 E. Copley Drive, Diamond Bar, CA 91765, phone (909)  396-2000.
    12. California Air Resources Board (CARB).
    a. The following documents from the California Air Resources  Board are incorporated herein by reference:
    (1) Test Method 510, "Automatic Shut-Off Test Procedure  for Spill-Proof Systems and Spill-Proof Spouts" (July 6, 2000).
    (2) Test Method 511, "Automatic Closure Test Procedure  for Spill-Proof Systems and Spill-Proof Spouts" (July 6, 2000).
    (3) Method 100, "Procedures for Continuous Gaseous  Emission Stack Sampling" (July 28, 1997).
    (4) Test Method 513, "Determination of Permeation Rate  for Spill-Proof Systems" (July 6, 2000).
    (5) Method 310, "Determination of Volatile Organic  Compounds (VOC) in Consumer Products and Reactive Organic Compounds in Aerosol  Coating Products (Including Appendices A and B)" (May 5, 2005).
    (6) California Code of Regulations, Title 17, Division 3,  Chapter 1, Subchapter 8.5, Article 1, § 94503.5 (2003).
    (7) California Code of Regulations, Title 17, Division 3,  Chapter 1, Subchapter 8.5, Article 2, §§ 94509 and 94511 (2003).
    (8) California Code of Regulations, Title 17, Division 3,  Chapter 1, Subchapter 8.5, Article 4, §§ 94540-94555 (2003).
    (9) "Certification Procedure 501 for Portable Fuel  Containers and Spill-Proof Spouts, CP-501" (July 26, 2006).
    (10) "Test Procedure for Determining Integrity of  Spill-Proof Spouts and Spill-Proof Systems, TP-501" (July 26, 2006).
    (11) "Test Procedure for Determining Diurnal Emissions  from Portable Fuel Containers, TP-502" (July 26, 2006).
    b. Copies may be obtained from: California Air Resources  Board, P.O. Box 2815, Sacramento, CA 95812, phone (906) 322-3260 or (906)  322-2990.
    13. American Architectural Manufacturers Association.
    a. The following documents from the American Architectural  Manufacturers Association are incorporated herein by reference:
    (1) Voluntary Specification 2604-02, "Performance  Requirements and Test Procedures for High Performance Organic Coatings on  Aluminum Extrusions and Panels" (2002).
    (2) Voluntary Specification 2605-02, "Performance  Requirements and Test Procedures for Superior Performing Organic Coatings on  Aluminum Extrusions and Panels" (2002).
    b. Copies may be obtained from: American Architectural  Manufacturers Association, 1827 Walden Office Square, Suite 550, Schaumburg, IL  60173, phone (847) 303-5664.
    14. American Furniture Manufacturers Association.
    a. The following document from the American Furniture  Manufacturers Association is incorporated herein by reference: Joint Industry  Fabrics Standards Committee, Woven and Knit Residential Upholstery Fabric  Standards and Guidelines (January 2001).
    b. Copies may be obtained from: American Furniture  Manufacturers Association, P.O. Box HP-7, High Point, NC 27261; phone (336)  884-5000. 
    9VAC5-30-70. Nitrogen dioxide Oxides of nitrogen with  nitrogen dioxide as the indicator. 
    A. The primary and secondary annual ambient air  quality standard is 0.053 parts per million (100 micrograms per cubic meter)  -- annual arithmetic mean concentration 53 parts per billion (ppb),  annual average concentration, measured in the ambient air as nitrogen dioxide.  
    B. The primary 1-hour ambient air quality standard is 100  ppb, 1-hour average concentration, annual arithmetic mean concentration.
    C. The secondary ambient air quality standard is 0.053  parts per million (ppm) (100 micrograms per cubic meter), annual arithmetic  mean concentration.
    D. The levels of the standards Nitrogen dioxide  shall be measured by the a reference method described in based  on Appendix F of 40 CFR Part 50, or other method designated as such, or  by an equivalent method by a federal equivalent method (FEM) designated  in accordance with 40 CFR Part 53. 
    C. The standards are attained when the annual arithmetic  mean concentration in a calendar year is less than or equal to 0.053 ppm,  rounded to three decimal places (fractional parts equal to or greater than  0.0005 ppm must be rounded up). To demonstrate attainment, an annual mean must  be based upon hourly data that are at least 75% complete or upon data derived  from manual methods that are at least 75% complete for the scheduled sampling  days in each calendar quarter E. The annual primary standard is met when  the annual average concentration in a calendar year is less than or equal to 53  ppb, as determined in accordance with Appendix S of 40 CFR Part 50 for the  annual standard. 
    F. The 1-hour primary standard is met when the three-year  average of the annual 98th percentile of the daily maximum 1-hour average  concentration is less than or equal to 100 ppb, as determined in accordance  with Appendix S of 40 CFR Part 50 for the 1-hour standard.
    G. The secondary standard is attained when the annual  arithmetic mean concentration in a calendar year is less than or equal to 0.053  ppm, rounded to three decimal places (fractional parts equal to or greater than  0.0005 ppm must be rounded up). To demonstrate attainment, an annual mean shall  be based upon hourly data that are at least 75% complete or upon data derived  from manual methods that are at least 75% complete for the scheduled sampling  days in each calendar quarter.
    VA.R. Doc. No. R10-2330; Filed June 28, 2010, 8:18 a.m. 
TITLE 9. ENVIRONMENT
STATE AIR POLLUTION CONTROL BOARD
Final Regulation
        REGISTRAR'S NOTICE: The  following regulatory action is exempt from the Administrative Process Act in  accordance with § 2.2-4006 A 4 c of the Code of Virginia, which excludes  regulations that are necessary to meet the requirements of federal law or  regulations provided such regulations do not differ materially from those  required by federal law or regulation. The State Air Pollution Control Board  will receive, consider, and respond to petitions by any interested person at  any time with respect to reconsideration or revision.
         Titles of Regulations: 9VAC5-20. General Provisions (amending 9VAC5-20-21).
    9VAC5-30. Ambient Air Quality Standards (amending 9VAC5-30-70).
    Statutory Authority: § 10.1-1308 of the Code of  Virginia; §§ 108, 109, and 302 of the Clean Air Act; 40 CFR Parts 50, 53,  and 58.
    Effective Date: August 18, 2010. 
    Agency Contact: Karen G. Sabasteanski, Department of  Environmental Quality, 629 East Main Street, P.O. Box 1105, Richmond, VA 23218,  telephone (804) 698-4426, FAX (804) 698-4510, or email  karen.sabasteanski@deq.virginia.gov.
    Summary:
    A new Appendix S was added to 40 CFR Part 50. Therefore,  9VAC5-20 is amended to add Appendix S to the list of federal documents  incorporated by reference. 
    9VAC5-30 is revised to (i) specify that NO2 is  the indicator for NOX, (ii) limit the 53 ppb standard to the annual  primary standard and change unit of measurement, (iii) add the new primary  1-hour standard, (iv) specify reference methods used to measure the standard,  and (v) specify how the different standards are attained.
    9VAC5-20-21. Documents incorporated by reference. 
    A. The Administrative Process Act and Virginia Register Act  provide that state regulations may incorporate documents by reference.  Throughout these regulations, documents of the types specified below have been  incorporated by reference.
    1. United States Code.
    2. Code of Virginia.
    3. Code of Federal Regulations.
    4. Federal Register.
    5. Technical and scientific reference documents.
    Additional information on key federal regulations and  nonstatutory documents incorporated by reference and their availability may be  found in subsection E of this section.
    B. Any reference in these regulations to any provision of the  Code of Federal Regulations (CFR) shall be considered as the adoption by  reference of that provision. The specific version of the provision adopted by  reference shall be that contained in the CFR (2008) in effect July 1, 2008. In  making reference to the Code of Federal Regulations, 40 CFR Part 35 means Part  35 of Title 40 of the Code of Federal Regulations; 40 CFR 35.20 means § 35.20  in Part 35 of Title 40 of the Code of Federal Regulations.
    C. Failure to include in this section any document referenced  in the regulations shall not invalidate the applicability of the referenced  document.
    D. Copies of materials incorporated by reference in this  section may be examined by the public at the central office of the Department  of Environmental Quality, Eighth Floor, 629 East Main Street, Richmond,  Virginia, between 8:30 a.m. and 4:30 p.m. of each business day.
    E. Information on federal regulations and nonstatutory  documents incorporated by reference and their availability may be found below  in this subsection.
    1. Code of Federal Regulations.
    a. The provisions specified below from the Code of Federal  Regulations (CFR) are incorporated herein by reference.
    (1) 40 CFR Part 50-National Primary and Secondary Ambient Air  Quality Standards.
    (a) Appendix A -- Reference Method for the Determination of  Sulfur Dioxide in the Atmosphere (Pararosaniline Method).
    (b) Appendix B -- Reference Method for the Determination of  Suspended Particulate Matter in the Atmosphere (High-Volume Method).
    (c) Appendix C -- Measurement Principle and Calibration Procedure  for the Continuous Measurement of Carbon Monoxide in the Atmosphere  (Non-Dispersive Infrared Photometry).
    (d) Appendix D -- Measurement Principle and Calibration  Procedure for the Measurement of Ozone in the Atmosphere.
    (e) Appendix E -- Reserved.
    (f) Appendix F -- Measurement Principle and Calibration  Procedure for the Measurement of Nitrogen Dioxide in the Atmosphere (Gas Phase  Chemiluminescence).
    (g) Appendix G -- Reference Method for the Determination of  Lead in Suspended Particulate Matter Collected from Ambient Air.
    (h) Appendix H -- Interpretation of the National Ambient Air  Quality Standards for Ozone.
    (i) Appendix I -- Interpretation of the 8-Hour Primary and  Secondary National Ambient Air Quality Standards for Ozone.
    (j) Appendix J -- Reference Method for the Determination of  Particulate Matter as PM10 in the Atmosphere.
    (k) Appendix K -- Interpretation of the National Ambient Air  Quality Standards for Particulate Matter.
    (l) Appendix L - Reference Method for the Determination of  Fine Particulate Matter as PM2.5 in the Atmosphere.
    (m) Appendix M - Reserved.
    (n) Appendix N - Interpretation of the National Ambient Air  Quality Standards for PM2.5.
    (o) Appendix O - Reference Method for the Determination of  Coarse Particulate Matter as PM in the Atmosphere.
    (p) Appendix P - Interpretation of the Primary and Secondary  National Ambient Air Quality Standards for Ozone.
    (q) Appendix Q - Reference Method for the Determination of  Lead in Suspended Particulate Matter as PM10 Collected from Ambient  Air.
    (r) Appendix R - Interpretation of the National Ambient Air  Quality Standards for Lead.
    (s) Appendix S - Interpretation of the Primary National  Ambient Air Quality Standards for Oxides of Nitrogen (Nitrogen Dioxide).
    (2) 40 CFR Part 51 -- Requirements for Preparation, Adoption,  and Submittal of Implementation Plans.
    (a) Appendix M -- Recommended Test Methods for State  Implementation Plans.
    (b) Appendix S -- Emission Offset Interpretive Ruling.
    (c) Appendix W -- Guideline on Air Quality Models (Revised).
    (d) Appendix Y - Guidelines for BART Determinations Under the  Regional Haze Rule.
    (3) 40 CFR Part 58 -- Ambient Air Quality Surveillance.
    Appendix A - Quality Assurance Requirements for SLAMS, SPMs  and PSD Air Monitoring.
    (4) 40 CFR Part 60 -- Standards of Performance for New  Stationary Sources.
    The specific provisions of 40 CFR Part 60 incorporated by  reference are found in Article 5 (9VAC5-50-400 et seq.) of Part II of 9VAC5-50  (New and Modified Sources).
    (5) 40 CFR Part 61 -- National Emission Standards for Hazardous  Air Pollutants.
    The specific provisions of 40 CFR Part 61 incorporated by  reference are found in Article 1 (9VAC5-60-60 et seq.) of Part II of 9VAC5-60  (Hazardous Air Pollutant Sources).
    (6) 40 CFR Part 63 -- National Emission Standards for  Hazardous Air Pollutants for Source Categories.
    The specific provisions of 40 CFR Part 63 incorporated by  reference are found in Article 2 (9VAC5-60-90 et seq.) of Part II of 9VAC5-60  (Hazardous Air Pollutant Sources).
    (7) 40 CFR Part 59, Subpart D-National Volatile Organic  Compound Emission Standards for Architectural Coatings, Appendix A --  "Determination of Volatile Matter Content of Methacrylate Multicomponent  Coatings Used as Traffic Marking Coatings."
    (8) 40 CFR Part 64, Compliance Assurance Monitoring.
    (9) 40 CFR Part 72, Permits Regulation.
    (10) 40 CFR Part 73, Sulfur Dioxide Allowance System.
    (11) 40 CFR Part 74, Sulfur Dioxide Opt-Ins.
    (12) 40 CFR Part 75, Continuous Emission Monitoring.
    (13) 40 CFR Part 76, Acid Rain Nitrogen Oxides Emission  Reduction Program.
    (14) 40 CFR Part 77, Excess Emissions.
    (15) 40 CFR Part 78, Appeal Procedures for Acid Rain Program.
    (16) 40 CFR Part 59 Subpart C, National Volatile Organic  Compound Emission Standards for Consumer Products.
    (17) 40 CFR Part 152 Subpart I, Classification of Pesticides.
    (18) 49 CFR Part 172, Hazardous Materials Table. Special  Provisions, Hazardous Materials Communications, Emergency Response Information,  and Training Requirements, Subpart E, Labeling.
    (19) 29 CFR Part 1926 Subpart F, Fire Protection and  Prevention.
    b. Copies may be obtained from: Superintendent of Documents,  P.O. Box 371954, Pittsburgh, Pennsylvania 15250-7954; phone (202) 783-3238.
    2. U.S. Environmental Protection Agency.
    a. The following documents from the U.S. Environmental  Protection Agency are incorporated herein by reference:
    (1) Reich Test, Atmospheric Emissions from Sulfuric Acid  Manufacturing Processes, Public Health Service Publication No. PB82250721,  1980.
    (2) Compilation of Air Pollutant Emission Factors (AP-42).  Volume I: Stationary and Area Sources, stock number 055-000-00500-1, 1995;  Supplement A, stock number 055-000-00551-6, 1996; Supplement B, stock number  055-000-00565, 1997; Supplement C, stock number 055-000-00587-7, 1997;  Supplement D, 1998; Supplement E, 1999.
    (3) "Guidelines for Determining Capture Efficiency"  (GD-35), Emissions Monitoring and Analysis Division, Office of Air Quality  Planning and Standards, January 9, 1995.
    b. Copies of the document identified in subdivision E 2 a (1)  of this subdivision, and Volume I and Supplements A through C of the document  identified in subdivision E 2 a (2) of this subdivision, may be obtained from:  U.S. Department of Commerce, National Technical Information Service, 5285 Port  Royal Road, Springfield, Virginia 22161; phone 1-800-553-6847. Copies of  Supplements D and E of the document identified in subdivision E 2 a (2) of this  subdivision may be obtained online from EPA's Technology Transfer Network at  http://www.epa.gov/ttn/index.html. Copies of the document identified in subdivision  E 2 a (3) of this subdivision are only available online from EPA's Technology  Transfer Network at http://www.epa.gov/ttn/emc/guidlnd.html.
    3. U.S. government.
    a. The following document from the U.S. government is  incorporated herein by reference: Standard Industrial Classification Manual,  1987 (U.S. Government Printing Office stock number 041-001-00-314-2).
    b. Copies may be obtained from: Superintendent of Documents,  P.O. Box 371954, Pittsburgh, Pennsylvania 15250-7954; phone (202) 512-1800.
    4. American Society for Testing and Materials (ASTM).
    a. The documents specified below from the American Society for  Testing and Materials are incorporated herein by reference.
    (1) D323-99a, "Standard Test Method for Vapor Pressure of  Petroleum Products (Reid Method)."
    (2) D97-96a, "Standard Test Method for Pour Point of  Petroleum Products."
    (3) D129-00, "Standard Test Method for Sulfur in  Petroleum Products (General Bomb Method)."
    (4) D388-99, "Standard Classification of Coals by  Rank."
    (5) D396-98, "Standard Specification for Fuel Oils."
    (6) D975-98b, "Standard Specification for Diesel Fuel  Oils."
    (7) D1072-90(1999), "Standard Test Method for Total  Sulfur in Fuel Gases."
    (8) D1265-97, "Standard Practice for Sampling Liquefied  Petroleum (LP) Gases (Manual Method)."
    (9) D2622-98, "Standard Test Method for Sulfur in  Petroleum Products by Wavelength Dispersive X-Ray Fluorescence  Spectrometry."
    (10) D4057-95(2000), "Standard Practice for Manual  Sampling of Petroleum and Petroleum Products."
    (11) D4294-98, "Standard Test Method for Sulfur in  Petroleum and Petroleum Products by Energy-Dispersive X-Ray Fluorescence  Spectroscopy."
    (12) D523-89, "Standard Test Method for Specular  Gloss" (1999).
    (13) D1613-02, "Standard Test Method for Acidity in  Volatile Solvents and Chemical Intermediates Used in Paint, Varnish, Lacquer  and Related Products" (2002).
    (14) D1640-95, "Standard Test Methods for Drying, Curing,  or Film Formation of Organic Coatings at Room Temperature" (1999).
    (15) E119-00a, "Standard Test Methods for Fire Tests of  Building Construction Materials" (2000).
    (16) E84-01, "Standard Test Method for Surface Burning  Characteristics of Building Construction Materials" (2001).
    (17) D4214-98, "Standard Test Methods for Evaluating the  Degree of Chalking of Exterior Paint Films" (1998).
    (18) D86-04b, "Standard Test Method for Distillation of  Petroleum Products at Atmospheric Pressure" (2004).
    (19) D4359-90, "Standard Test Method for Determining  Whether a Material is a Liquid or a Solid" (reapproved 2000).
    (20) E260-96, "Standard Practice for Packed Column Gas  Chromatography" (reapproved 2001).
    (21) D3912-95, "Standard Test Method for Chemical  Resistance of Coatings Used in Light-Water Nuclear Power Plants"  (reapproved 2001).
    (22) D4082-02, "Standard Test Method for Effects of Gamma  Radiation on Coatings for Use in Light-Water Nuclear Power Plants."
    (23) F852-99, "Standard Specification for Portable  Gasoline Containers for Consumer Use" (reapproved 2006).
    (24) F976-02, "Standard Specification for Portable  Kerosine and Diesel Containers for Consumer Use."
    (25) D4457-02, "Standard Test Method for Determination of  Dichloromethane and 1,1,1-Trichloroethane in Paints and Coatings by Direct  Injection into a Gas Chromatograph" (reapproved 2008).
    (26) D3792-05, "Standard Test Method for Water Content of  Coatings by Direct Injection Into a Gas Chromatograph."
    (27) D2879-97, "Standard Test Method for Vapor  Pressure-Temperature Relationship and Initial Decomposition Temperature of  Liquids by Isoteniscope" (reapproved 2007).
    b. Copies may be obtained from: American Society for Testing  Materials, 100 Barr Harbor Drive, West Conshohocken, Pennsylvania 19428-2959;  phone (610) 832-9585.
    5. American Petroleum Institute (API).
    a. The following document from the American Petroleum  Institute is incorporated herein by reference: Evaporative Loss from Floating  Roof Tanks, API MPMS Chapter 19, April 1, 1997.
    b. Copies may be obtained from: American Petroleum Institute,  1220 L Street, Northwest, Washington, D.C. 20005; phone (202) 682-8000.
    6. American Conference of Governmental Industrial Hygienists  (ACGIH).
    a. The following document from the ACGIH is incorporated  herein by reference: 1991-1992 Threshold Limit Values for Chemical Substances  and Physical Agents and Biological Exposure Indices (ACGIH Handbook).
    b. Copies may be obtained from: ACGIH, 1330 Kemper Meadow  Drive, Suite 600, Cincinnati, Ohio 45240; phone (513) 742-2020.
    7. National Fire Prevention Association (NFPA).
    a. The documents specified below from the National Fire  Prevention Association are incorporated herein by reference.
    (1) NFPA 385, Standard for Tank Vehicles for Flammable and  Combustible Liquids, 2000 Edition.
    (2) NFPA 30, Flammable and Combustible Liquids Code, 2000  Edition.
    (3) NFPA 30A, Code for Motor Fuel Dispensing Facilities and Repair  Garages, 2000 Edition.
    b. Copies may be obtained from the National Fire Prevention  Association, One Batterymarch Park, P.O. Box 9101, Quincy, Massachusetts  02269-9101; phone (617) 770-3000.
    8. American Society of Mechanical Engineers (ASME).
    a. The documents specified below from the American Society of  Mechanical Engineers are incorporated herein by reference.
    (1) ASME Power Test Codes: Test Code for Steam Generating  Units, Power Test Code 4.1-1964 (R1991).
    (2) ASME Interim Supplement 19.5 on Instruments and Apparatus:  Application, Part II of Fluid Meters, 6th edition (1971).
    (3) Standard for the Qualification and Certification of  Resource Recovery Facility Operators, ASME QRO-1-1994.
    b. Copies may be obtained from the American Society of  Mechanical Engineers, Three Park Avenue, New York, New York 10016; phone (800)  843-2763.
    9. American Hospital Association (AHA).
    a. The following document from the American Hospital  Association is incorporated herein by reference: An Ounce of Prevention: Waste  Reduction Strategies for Health Care Facilities, AHA Catalog no. W5-057007,  1993.
    b. Copies may be obtained from: American Hospital Association,  One North Franklin, Chicago, IL 60606; phone (800) 242-2626.
    10. Bay Area Air Quality Management District (BAAQMD).
    a. The following documents from the Bay Area Air Quality  Management District are incorporated herein by reference:
    (1) Method 41, "Determination of Volatile Organic  Compounds in Solvent-Based Coatings and Related Materials Containing  Parachlorobenzotrifluoride" (December 20, 1995).
    (2) Method 43, "Determination of Volatile Methylsiloxanes  in Solvent-Based Coatings, Inks, and Related Materials" (November 6,  1996).
    b. Copies may be obtained from: Bay Area Air Quality  Management District, 939 Ellis Street, San Francisco, CA 94109, phone (415)  771-6000.
    11. South Coast Air Quality Management District (SCAQMD).
    a. The following documents from the South Coast Air Quality  Management District are incorporated herein by reference:
    (1) Method 303-91, "Determination of Exempt  Compounds," in Manual SSMLLABM, "Laboratory Methods of Analysis for  Enforcement Samples" (1996).
    (2) Method 318-95, "Determination of Weight Percent  Elemental Metal in Coatings by X-Ray Diffraction," in Manual SSMLLABM,  "Laboratory Methods of Analysis for Enforcement Samples" (1996).
    (3) Rule 1174 Ignition Method Compliance Certification  Protocol (February 28, 1991).
    (4) Method 304-91, "Determination of Volatile Organic  Compounds (VOC) in Various Materials," in Manual SSMLLABM,  "Laboratory Methods of Analysis for Enforcement Samples" (1996).
    (5) Method 316A-92, "Determination of Volatile Organic  Compounds (VOC) in Materials Used for Pipes and Fittings" in Manual  SSMLLABM, "Laboratory Methods of Analysis for Enforcement Samples"  (1996).
    (6) "General Test Method for Determining Solvent Losses  from Spray Gun Cleaning Systems," October 3, 1989.
    b. Copies may be obtained from: South Coast Air Quality  Management District, 21865 E. Copley Drive, Diamond Bar, CA 91765, phone (909)  396-2000.
    12. California Air Resources Board (CARB).
    a. The following documents from the California Air Resources  Board are incorporated herein by reference:
    (1) Test Method 510, "Automatic Shut-Off Test Procedure  for Spill-Proof Systems and Spill-Proof Spouts" (July 6, 2000).
    (2) Test Method 511, "Automatic Closure Test Procedure  for Spill-Proof Systems and Spill-Proof Spouts" (July 6, 2000).
    (3) Method 100, "Procedures for Continuous Gaseous  Emission Stack Sampling" (July 28, 1997).
    (4) Test Method 513, "Determination of Permeation Rate  for Spill-Proof Systems" (July 6, 2000).
    (5) Method 310, "Determination of Volatile Organic  Compounds (VOC) in Consumer Products and Reactive Organic Compounds in Aerosol  Coating Products (Including Appendices A and B)" (May 5, 2005).
    (6) California Code of Regulations, Title 17, Division 3,  Chapter 1, Subchapter 8.5, Article 1, § 94503.5 (2003).
    (7) California Code of Regulations, Title 17, Division 3,  Chapter 1, Subchapter 8.5, Article 2, §§ 94509 and 94511 (2003).
    (8) California Code of Regulations, Title 17, Division 3,  Chapter 1, Subchapter 8.5, Article 4, §§ 94540-94555 (2003).
    (9) "Certification Procedure 501 for Portable Fuel  Containers and Spill-Proof Spouts, CP-501" (July 26, 2006).
    (10) "Test Procedure for Determining Integrity of  Spill-Proof Spouts and Spill-Proof Systems, TP-501" (July 26, 2006).
    (11) "Test Procedure for Determining Diurnal Emissions  from Portable Fuel Containers, TP-502" (July 26, 2006).
    b. Copies may be obtained from: California Air Resources  Board, P.O. Box 2815, Sacramento, CA 95812, phone (906) 322-3260 or (906)  322-2990.
    13. American Architectural Manufacturers Association.
    a. The following documents from the American Architectural  Manufacturers Association are incorporated herein by reference:
    (1) Voluntary Specification 2604-02, "Performance  Requirements and Test Procedures for High Performance Organic Coatings on  Aluminum Extrusions and Panels" (2002).
    (2) Voluntary Specification 2605-02, "Performance  Requirements and Test Procedures for Superior Performing Organic Coatings on  Aluminum Extrusions and Panels" (2002).
    b. Copies may be obtained from: American Architectural  Manufacturers Association, 1827 Walden Office Square, Suite 550, Schaumburg, IL  60173, phone (847) 303-5664.
    14. American Furniture Manufacturers Association.
    a. The following document from the American Furniture  Manufacturers Association is incorporated herein by reference: Joint Industry  Fabrics Standards Committee, Woven and Knit Residential Upholstery Fabric  Standards and Guidelines (January 2001).
    b. Copies may be obtained from: American Furniture  Manufacturers Association, P.O. Box HP-7, High Point, NC 27261; phone (336)  884-5000. 
    9VAC5-30-70. Nitrogen dioxide Oxides of nitrogen with  nitrogen dioxide as the indicator. 
    A. The primary and secondary annual ambient air  quality standard is 0.053 parts per million (100 micrograms per cubic meter)  -- annual arithmetic mean concentration 53 parts per billion (ppb),  annual average concentration, measured in the ambient air as nitrogen dioxide.  
    B. The primary 1-hour ambient air quality standard is 100  ppb, 1-hour average concentration, annual arithmetic mean concentration.
    C. The secondary ambient air quality standard is 0.053  parts per million (ppm) (100 micrograms per cubic meter), annual arithmetic  mean concentration.
    D. The levels of the standards Nitrogen dioxide  shall be measured by the a reference method described in based  on Appendix F of 40 CFR Part 50, or other method designated as such, or  by an equivalent method by a federal equivalent method (FEM) designated  in accordance with 40 CFR Part 53. 
    C. The standards are attained when the annual arithmetic  mean concentration in a calendar year is less than or equal to 0.053 ppm,  rounded to three decimal places (fractional parts equal to or greater than  0.0005 ppm must be rounded up). To demonstrate attainment, an annual mean must  be based upon hourly data that are at least 75% complete or upon data derived  from manual methods that are at least 75% complete for the scheduled sampling  days in each calendar quarter E. The annual primary standard is met when  the annual average concentration in a calendar year is less than or equal to 53  ppb, as determined in accordance with Appendix S of 40 CFR Part 50 for the  annual standard. 
    F. The 1-hour primary standard is met when the three-year  average of the annual 98th percentile of the daily maximum 1-hour average  concentration is less than or equal to 100 ppb, as determined in accordance  with Appendix S of 40 CFR Part 50 for the 1-hour standard.
    G. The secondary standard is attained when the annual  arithmetic mean concentration in a calendar year is less than or equal to 0.053  ppm, rounded to three decimal places (fractional parts equal to or greater than  0.0005 ppm must be rounded up). To demonstrate attainment, an annual mean shall  be based upon hourly data that are at least 75% complete or upon data derived  from manual methods that are at least 75% complete for the scheduled sampling  days in each calendar quarter.
    VA.R. Doc. No. R10-2330; Filed June 28, 2010, 8:18 a.m. 
TITLE 9. ENVIRONMENT
STATE AIR POLLUTION CONTROL BOARD
Final Regulation
        REGISTRAR'S NOTICE: The  State Water Control Board is claiming an exclusion from the Administrative  Process Act in accordance with § 2.2-4006 A 4 a of the Code of Virginia,  which excludes regulations that are necessary to conform to changes in Virginia  statutory law where no agency discretion is involved. The State Water Control  Board will receive, consider, and respond to petitions by any interested person  at any time with respect to reconsideration or revision.
         Title of Regulation: 9VAC5-140. Regulation for  Emissions Trading Programs (repealing 9VAC5-140-1061, 9VAC5-140-1062,  9VAC5-140-2061, 9VAC5-140-2062, 9VAC5-140-3061, 9VAC5-140-3062).
    Statutory Authority: §§ 10.1-1308 and 10.1-1322.3  of the Code of Virginia; §§ 108, 109, 110, and 302 of the federal Clean  Air Act; 40 CFR Part 51.
    Effective Date: August 18, 2010. 
    Agency Contact: Mary L. Major, Department of  Environmental Quality, P.O. Box 10009, Richmond, VA 23240, telephone (804)  698-4423, FAX (804) 698-4510, TTY (804) 698-4021, or email  mary.major@deq.virginia.gov.
    Background:
    The State Air Pollution Control Board adopted final  regulations to implement the provisions of the Code of Virginia that address compliance  in nonattainment areas for the state Clean Air Interstate Rule (CAIR) program  in 2007. The regulations were adopted under the authority of the Code of  Virginia that addressed compliance in nonattainment areas for the state CAIR  program, as set forth in Chapters 867 and 920 the 2006 Acts of Assembly. A  petition was filed; the effective date of the regulations was suspended, and  litigation over the provisions continued through 2008 and 2009. On February 25,  2010, a final decision of the Court of Appeals of Virginia remanded the  regulation and vacated the nonattainment provisions in both the Nitrogen Oxides  (NOX) Annual Trading Program (9VAC5-140-1061) and the NOX  Ozone Season Trading Program (9VAC5-140-2061). Chapters 783 and 867 of the 2010  Acts of Assembly amended § 10.1-1328 A 5 by removing the board's authority  to restrict the purchase of allowances for compliance obligations for NOX  and sulfur dioxide (SO2) sources in nonattainment areas. Therefore,  the nonattainment provisions of 9VAC5-140-3061 of Article 5 (CAIR SO2  Allowance Allocations) of the SO2 Annual Trading Program are not  consistent with the Code of Virginia.
    Summary:
    Based upon a final decision of the Court of Appeals of  Virginia and amendments to the Code of Virginia, this action repeals  regulations that implement the provisions of the Code of Virginia that address  compliance in nonattainment areas for the state CAIR program.
    9VAC5-140-1061. Nonattainment area requirements. (Repealed.)
    A. The following requirements apply to any CAIR NOX  unit located in a nonattainment area designated in 9VAC5-20-204:
    1. No owner, operator or other person shall cause or permit  to be discharged into the atmosphere from any CAIR NOX unit any NOX  emissions in excess of the NOX annual emissions cap. For each control  period, the NOX annual emissions cap shall be equal to the number of  NOX allowances (expressed in tons) allocated for the CAIR NOX  unit for the control period in accordance with 9VAC5-140-1420.
    2. A CAIR NOX unit shall be subject to the  requirements under subdivision 1 of this subsection for the control period  starting on the later of January 1, 2009, or the deadline for meeting the  unit's monitor certification requirements under 9VAC5-140-1700 C 1, 2, or 5 and  for each control period thereafter.
    3. Compliance with the NOX annual emissions cap  in subdivision 1 of this subsection shall be based on a comparison of (i) the  total NOX emissions (expressed in tons) from each CAIR NOX  unit during the control period, as determined in accordance with Article 8  (9VAC5-140-1700 et seq.) of this part and (ii) the NOX annual  emissions cap. 
    4. The owner or operator of a CAIR NOX unit  subject to this section shall be in violation of this subsection if the owner  or operator fails to submit by April 1 of each year for the preceding control  period (i) documentation to verify compliance with the NOX annual  emissions cap set forth in subdivision 1 of this subsection or (ii) a NOX  emissions compliance demonstration in accordance with 9VAC5-140-1062.
    B. Nothing in this part shall prevent the permitting  authority from issuing a nonattainment area permit under the authority and  procedures of the state operating permit program in order to:
    1. Cap the emissions of a CAIR NOX unit or CAIR  NOX source contributing to a violation of any air quality standard  or a nonattainment condition;
    2. Remedy a situation that may cause or contribute to  nonattainment condition or the endangerment of human health or welfare; or
    3. Establish a source-specific emission standard or other  requirements necessary to implement the federal Clean Air Act or the Virginia  Air Pollution Control Law.
    C. Nothing in this part shall prevent the permitting  authority from including in any nonattainment area permit issued to implement  subdivision B 1 of this section any terms and conditions that would prohibit  any CAIR NOX unit or CAIR NOX source subject to this part  from engaging in any emissions trading activities or using any emissions  credits obtained from emissions reductions external to the CAIR NOX  unit or CAIR NOX source to comply with the requirements of  subsection A of this section or any nonattainment area permit issued pursuant  to subdivision B 1 of this section except that such terms and conditions may  not prohibit any CAIR NOX unit or CAIR NOX source subject  to this part from engaging in any emissions trading activities unrelated to  compliance with the requirements of subsection A of this section or any  nonattainment area permit issued pursuant to subdivision B 1 of this section.
    D. Nothing in this section shall be construed to prohibit  any CAIR NOX unit or CAIR NOX source from participating  in the CAIR NOX Annual Trading Program. Notwithstanding any other  provision of this section or any regulation of the board, the permitting  authority may not include in any permit any terms and conditions that restrict  any emissions trading activities under the CAIR NOX Annual Trading  Program. Compliance with the CAIR NOX Annual Trading Program and  this section (including any nonattainment area permits issued pursuant to this  section) shall be determined separately and in accordance with the terms of the  provisions of each.
    E. The provisions of subsection A of this section shall  not apply once an area is no longer listed in 9VAC5-20-204 as nonattainment for  any pollutant; however, regardless of the attainment status of the area, any  nonattainment area permits issued to implement this section shall remain in  effect until revoked by the permitting authority.
    F. The provisions of subsection A of this section shall  not apply to any CAIR NOX unit commencing operation on or after  January 1, 2006, until the later of (i) January 1, 2014, or (ii) the unit has  operated each calendar year during a period of at least five consecutive  calendar years. 
    9VAC5-140-1062. NOX emissions compliance  demonstration. (Repealed.)
    A. Compliance with the NOX annual emissions cap  set forth in 9VAC5-140-1061 A 1 may also be achieved through a NOX  emissions compliance demonstration meeting the requirements of this section.
    B. The NOX emissions compliance demonstration  submitted pursuant to this section may include one or more CAIR NOX  units in a CAIR NOX source under common control and located in the  nonattainment area.
    C. NOX emissions compliance demonstrations  shall be submitted to the permitting authority by April 1 of each year for the  preceding control period.
    D. A complete NOX emissions compliance  demonstration shall include the following elements in a format acceptable to  the permitting authority:
    1. Identification of each CAIR NOX unit in the  NOX emissions compliance demonstration.
    2. The number of NOX allowances (expressed in  tons) allocated for each CAIR NOX unit for the preceding control  period.
    3. The total NOX emissions (expressed in tons)  from each CAIR NOX unit during the preceding control period.
    4. The calculation for the equation in subsection E of this  section.
    E. Compliance with this section shall be demonstrated with  the following equation:
    
    where:
    n is the number of CAIR NOX units in the NOX  emissions compliance demonstration (n may equal 1).
    Σ is the sum of all i CAIR NOX units.
    i is a CAIR NOX unit identified in subsection B  of this section.
    ANOE (Actual Nitrogen Oxides Emissions) are the total NOX  emissions (expressed in tons) from each CAIR NOX unit during the  preceding control period, as determined in accordance with Article 8  (9VAC5-140-1700 et seq.) of this part.
    X is the number of NOX allowances (expressed in  tons) allocated for the CAIR NOX unit for the preceding control  period in accordance with 9VAC5-140-1420.
    F. The emissions measurements recorded and reported in  accordance with Article 8 (9VAC5-140-1700 et seq.) of this part shall be used  to determine compliance by each CAIR NOX source with the NOX  annual emissions cap set forth in 9VAC5-140-1061 A.
    9VAC5-140-2061. Nonattainment area requirements. (Repealed.)
    A. The following requirements apply to any CAIR NOX  Ozone Season unit located in a nonattainment area designated in 9VAC5-20-204:
    1. No owner, operator or other person shall cause or permit  to be discharged into the atmosphere from any CAIR NOX Ozone Season  unit any NOX emissions in excess of the NOX Ozone Season  emissions cap. For each control period, the NOX Ozone Season  emissions cap shall be equal to the number of NOX allowances  (expressed in tons) allocated for the CAIR NOX Ozone Season unit for  the control period in accordance with 9VAC5-140-2420.
    2. A CAIR NOX Ozone Season unit shall be subject  to the requirements under subdivision 1 of this subsection for the control  period starting on the later of May 1, 2009, or the deadline for meeting the  unit's monitor certification requirements under 9VAC5-140-2700 C 1, 2, 3 or 7  and for each control period thereafter.
    3. Compliance with the NOX Ozone Season  emissions cap in subdivision 1 of this subsection shall be based on a  comparison of (i) the total NOX emissions (expressed in tons) from  each CAIR NOX Ozone Season unit during the control period, as  determined in accordance with Article 8 (9VAC5-140-2700 et seq.) of this part  and (ii) NOx Ozone Season emissions cap. 
    4. The owner or operator of a CAIR NOX Ozone  Season unit subject to this section shall be in violation of this subsection if  the owner or operator fails to submit by January 1 of each year for the  preceding control period (i) documentation to verify compliance with the NOX  Ozone Season emissions cap set forth in subdivision 1 of this subsection or  (ii) a NOX emissions compliance demonstration in accordance with  9VAC5-140-2062.
    B. Nothing in this part shall prevent the permitting  authority from issuing a nonattainment area permit under the authority and  procedures of the state operating permit program in order to:
    1. Cap the emissions of a CAIR NOX Ozone Season  unit or CAIR NOX Ozone Season source contributing to a violation of  any air quality standard or a nonattainment condition;
    2. Remedy a situation that may cause or contribute to  nonattainment condition or the endangerment of human health or welfare; or
    3. Establish a source-specific emission standard or other  requirements necessary to implement the federal Clean Air Act or the Virginia  Air Pollution Control Law.
    C. Nothing in this part shall prevent the permitting  authority from including in any nonattainment area permit issued to implement  subdivision B 1 of this section any terms and conditions that would prohibit  any CAIR NOX Ozone Season unit or CAIR NOX Ozone Season  source subject to this part from engaging in any emissions trading activities  or using any emissions credits obtained from emissions reductions external to  the CAIR NOX Ozone Season unit or CAIR NOX Ozone Season  source to comply with the requirements of subsection A of this section or any  nonattainment area permit issued pursuant to subdivision B 1 of this section  except that such terms and conditions may not prohibit any CAIR NOX  Ozone Season unit or CAIR NOX Ozone Season source subject to this  part from engaging in any emissions trading activities unrelated to compliance  with the requirements of subsection A of this section or any nonattainment area  permit issued pursuant to subdivision B 1 of this section. 
    D. Nothing in this section shall be construed to prohibit  any CAIR NOX Ozone Season unit or CAIR NOX Ozone Season  source from participating in the CAIR NOX Ozone Season Trading  Program. Notwithstanding any other provision of this section or any regulation  of the board, the permitting authority may not include in any permit any terms  and conditions that restrict any emissions trading activities under the CAIR NOX  Ozone Season Trading Program. Compliance with the CAIR NOX Ozone  Season Trading Program and this section (including any nonattainment area  permits issued pursuant to this section) shall be determined separately and in  accordance with the terms of the provisions of each.
    E. The provisions of subsection A of this section shall  not apply once an area is no longer listed in 9VAC5-20-204 as nonattainment for  any pollutant; however, regardless of the attainment status of the area, any nonattainment  area permits issued to implement this section shall remain in effect until  revoked by the permitting authority.
    F. The provisions of subsection A of this section shall  not apply to any CAIR NOX Ozone Season unit commencing operation on  or after January 1, 2006, until the later of (i) January 1, 2014, or (ii) the  unit has operated each calendar year during a period of at least five  consecutive calendar years. 
    9VAC5-140-2062. NOX emissions compliance demonstration. (Repealed.)
    A. Compliance with the NOX Ozone Season  emissions cap set forth in 9VAC5-140-2061 A 1 may also be achieved through a NOX  emissions compliance demonstration meeting the requirements of this section.
    B. The NOX emissions compliance demonstration  submitted pursuant to this section may include one or more CAIR NOX  Ozone Season units in a CAIR NOX Ozone Season source under common  control and located in the nonattainment area.
    C. NOX emissions compliance demonstrations  shall be submitted to the permitting authority by January 1 of each year for  the preceding control period.
    D. A complete NOX emissions compliance  demonstration shall include the following elements in a format acceptable to  the permitting authority:
    1. Identification of each CAIR NOX Ozone Season  unit in the NOX emissions compliance demonstration.
    2. The number of NOX allowances (expressed in  tons) allocated for each CAIR NOX Ozone Season unit for the  preceding control period.
    3. The total NOX emissions (expressed in tons)  from each CAIR NOX Ozone Season unit during the preceding control  period.
    4. The calculation for the equation in subsection E of this  section.
    E. Compliance with this section shall be demonstrated with  the following equation:
    
    where:
    n is the number of CAIR NOX Ozone Season units  in the NOX emissions compliance demonstration (n may equal 1).
    Σ is the sum of all i CAIR NOX Ozone Season  units.
    i is a CAIR NOX Ozone Season unit identified in subsection  B of this section.
    ANOE (Actual Nitrogen Oxides Emissions) are the total NOX  emissions (expressed in tons) from each CAIR NOX Ozone Season unit  during the preceding control period, as determined in accordance with Article 8  (9VAC5-140-2700 et seq.) of this part.
    X is the number of NOX allowances (expressed in  tons) allocated for the CAIR NOX Ozone Season unit for the preceding  control period in accordance with 9VAC5-140-2420.
    F. The emissions measurements recorded and reported in  accordance with Article 8 (9VAC5-140-2700 et seq.) of this part shall be used  to determine compliance by each CAIR NOX Ozone Season source with  the NOX Ozone Season emissions cap set forth in 9VAC5-140-2061 A.
    9VAC5-140-3061. Nonattainment area requirements. (Repealed.)
    A. The following requirements apply to any CAIR SO2  unit located in a nonattainment area designated in 9VAC5-20-204:
    1. No owner, operator or other person shall cause or permit  to be discharged into the atmosphere from any CAIR SO2 unit any SO2  emissions in excess of the SO2 annual emissions cap. For each  control period, the SO2 annual emissions cap shall be equal to the  number of SO2 allowances (expressed in tons) allocated for the CAIR  SO2 unit for the control period in accordance with 9VAC5-140-3420.
    2. A CAIR SO2 unit shall be subject to the  requirements under subdivision 1 of this subsection for the control period  starting on the later of January 1, 2010, or the deadline for meeting the  unit's monitor certification requirements under 9VAC5-140-3700 C 1, 2, or 5 and  for each control period thereafter.
    3. Compliance with the SO2 annual emissions cap  in subdivision 1 of this subsection shall be based on a comparison of (i) the  total SO2 emissions (expressed in tons) from each CAIR SO2  unit during the control period, as determined in accordance with Article 8  (9VAC5-140-3700 et seq.) of this part, and (ii) the SO2 annual  emissions cap.
    4. The owner or operator of a CAIR SO2 unit  subject to this section shall be in violation of this subsection if the owner  or operator fails to submit by April 1 of each year for the preceding control  period (i) documentation to verify compliance with the SO2 annual  emissions cap set forth in subdivision 1 of this subsection or (ii) an SO2  emissions compliance demonstration in accordance with 9VAC5-140-3062.
    B. Nothing in this part shall prevent the permitting  authority from issuing a nonattainment area permit under the authority and  procedures of the state operating permit program in order to:
    1. Cap the emissions of a CAIR SO2 unit or CAIR  SO2 source contributing to a violation of any air quality standard  or a nonattainment condition;
    2. Remedy a situation that may cause or contribute to  nonattainment condition or the endangerment of human health or welfare; or
    3. Establish a source-specific emission standard or other  requirements necessary to implement the federal Clean Air Act or the Virginia  Air Pollution Control Law.
    C. Nothing in this part shall prevent the permitting  authority from including in any nonattainment area permit issued to implement  subdivision B 1 of this section any terms and conditions that would prohibit  any CAIR SO2 unit or CAIR SO2 source subject to this part  from engaging in any emissions trading activities or using any emissions  credits obtained from emissions reductions external to the CAIR SO2  unit or CAIR SO2 source to comply with the requirements of  subsection A of this section or any nonattainment area permit issued pursuant  to subdivision B 1 of this section except that such terms and conditions may  not prohibit any CAIR SO2 unit or CAIR SO2 source subject  to this part from engaging in any emissions trading activities unrelated to  compliance with the requirements of subsection A of this section or any  nonattainment area permit issued pursuant to subdivision B 1 of this section.
    D. Nothing in this section shall be construed to prohibit  any CAIR SO2 unit or CAIR SO2 source from participating  in the CAIR SO2 Annual Trading Program. Notwithstanding any other  provision of this section or any regulation of the board, the permitting  authority may not include in any permit any terms and conditions that restrict  any emissions trading activities under the CAIR SO2 Annual Trading  Program. Compliance with the CAIR SO2 Annual Trading Program and  this section (including any nonattainment area permits issued pursuant to this  section) shall be determined separately and in accordance with the terms of the  provisions of each.
    E. The provisions of subsection A of this section shall  not apply once an area is no longer listed in 9VAC5-20-204 as nonattainment for  any pollutant; however, regardless of the attainment status of the area, any  nonattainment area permits issued to implement this section shall remain in  effect until revoked by the permitting authority.
    F. The provisions of subsection A of this section shall  not apply to any CAIR SO2 unit for which no SO2  allowances are allocated in accordance with 9VAC5-140-3420. 
    9VAC5-140-3062. SO2 emissions compliance  demonstration. (Repealed.)
    A. Compliance with the SO2 annual emissions cap  set forth in 9VAC5-140-3061 A 1 may also be achieved through an SO2  emissions compliance demonstration meeting the requirements of this section.
    B. The SO2 emissions compliance demonstration  submitted pursuant to this section may include one or more CAIR SO2  units in a CAIR SO2 source under common control and located in the  nonattainment area.
    C. SO2 emissions compliance demonstrations  shall be submitted to the permitting authority by April 1 of each year for the  preceding control period.
    D. A complete SO2 emissions compliance  demonstration shall include the following elements in a format acceptable to  the permitting authority:
    1. Identification of each CAIR SO2 unit in the  SO2 emissions compliance demonstration.
    2. The number of SO2 allowances (expressed in  tons) allocated for each CAIR SO2 unit for the preceding control  period.
    3. The total SO2 emissions (expressed in tons)  from each CAIR SO2 unit during the preceding control period.
    4. The calculation for the equation in subsection E of this  section.
    E. Compliance with this section shall be demonstrated with  the following equation:
    
    where:
    n is the number of CAIR SO2 units in the SO2  emissions compliance demonstration (n may equal 1).
    Σ is the sum of all i CAIR SO2 units.
    i is a CAIR SO2 unit identified in subsection B  of this section.
    ASDE (Actual Sulfur Dioxide Emissions) are the total SO2  emissions (expressed in tons) from each CAIR SO2 unit during the  preceding control period, as determined in accordance with Article 8  (9VAC5-140-3700 et seq.) of this part.
    X is the number of SO2 allowances (expressed in  tons) allocated for the CAIR SO2 unit for the preceding control  period in accordance with 9VAC5-140-3420.
    F. The emissions measurements recorded and reported in  accordance with Article 8 (9VAC5-140-3700 et seq.) of this part shall be used  to determine compliance by each CAIR SO2 source with the SO2  annual emissions cap set forth in 9VAC5-140-3061 A.
    VA.R. Doc. No. R10-2457; Filed June 28, 2010, 8:18 a.m. 
TITLE 9. ENVIRONMENT
VIRGINIA WASTE MANAGEMENT BOARD
Final Regulation
        REGISTRAR'S NOTICE: The  Virginia Waste Management Board is claiming an exclusion from the  Administrative Process Act in accordance with § 2.2-4006 A 4 a of the Code  of Virginia, which excludes regulations that are necessary to conform to  changes in Virginia statutory law where no agency discretion is involved. The  Virginia Waste Management Board will receive, consider, and respond to  petitions by any interested person at any time with respect to reconsideration  or revision.
         Title of Regulation: 9VAC20-90. Solid Waste  Management Permit Action Fees and Annual Fees (amending 9VAC20-90-65, 9VAC20-90-115,  9VAC20-90-130; adding 9VAC20-90-114). 
    Statutory Authority: § 10.1-1402 of the Code of  Virginia.
    Effective Date: August 18, 2010.
    Agency Contact: Gary E. Graham, Department of  Environmental Quality, 629 East Main Street, P.O. Box 1105, Richmond, VA 23218,  telephone (804) 698-4103, FAX (804) 698-4510, or email  gary.graham@deq.virginia.gov.
    Summary: 
    The amendments implement the provisions of budget Item 354  of Chapter 874 of the 2010 Acts of Assembly by increasing the amount of  nonhazardous solid waste annual fees assessed and making a change in the method  of determining those annual fees in order to recover $1,250,000 of revenue  removed from general fund appropriations by the 2010 Acts of Assembly. In  addition, this action ensures that annual fees continue to cover a portion of  the direct costs for processing, compliance, and enforcement of permits issued  for the disposal, treatment, or storage of nonhazardous solid waste. This  action also provides for a cap on the total amount of fees collected.
    9VAC20-90-65. Payment of annual fees. 
    A. Operators of permitted solid waste management facilities  shall pay annual fees based on the requirements of this part section.  An annual fee is required for each activity occurring at a permitted facility. 
    1. Annual fees, including those that are based on annual  tonnage, shall be calculated using the procedures in 9VAC20-90-114 and  9VAC20-90-115.
    2. For facilities engaged in multiple activities under  the provisions of a single permit, an operator shall pay multiple annual fees. These  activities and the associated fees are provided in Table 4.1 of 9VAC20-90-130.
    3. Annual fees assessed for single or multiple  activities conducted under a permit reflect the time and complexity of  inspecting and monitoring the different categories of facilities identified in  § 10.1-1402.1:1 of the Code of Virginia.
    B. Due date.
    1. Submission date. The department may bill the operator for  amounts due or becoming due in the immediate future. Payments are due on or  before October 1 or 30 days after receipt of a bill from the department,  whichever comes later, unless the operator is using the deferred payment or  quarter payment option. Each operator of a permitted waste management  facility shall be assessed an annual fee as shown in Table 4.1 of 9VAC20-90-130.  Except as specified in subdivisions subdivision 2 and 3 of  this subsection, all annual fees are submitted on a yearly basis and are due on  or before October 1 (for the preceding annual year). Annual fees,  including those that are based on annual tonnage shall be calculated using the  procedures in 9VAC20-90-115. Annual tonnage will be determined from the total  amount of waste reported as having been either landfilled or incinerated on  Form DEQ 50-25 for the preceding year pursuant to the Waste Information  Assessment Program (9VAC20-80-115 and 9VAC20-130-165).
    2. All fees to be paid in 2004 will be submitted on or  before October 1, 2004, (for the 2003 annual year) unless the operator of a  facility submits a written request to the department prior to that date  requesting a deferred payment until January 1, 2005. Requests for deferral will  be sent to the address listed in subdivision C 2 of this section. No deferred  payment will be allowed for facilities opting to use a quarter payment  schedule. Subsequent annual payments will be submitted on or before the first  day of October (for the preceding annual year). 
    3. 2. Optional quarter payment. Facility  operators that are required to pay annual fees exceeding $8,000 for single or  multiple permits may submit four equal payments totaling the annual fee on or  before October 1, January 1, April 1, and June 1. The annual payment cycle for  quarter payments will begin with the October 1 payment and will end with the  June 1 payment. Those facilities opting for the quarter payment schedule shall  accompany all payments with a copy of DEQ form PF001. 
    4. 3. Late quarter payments. If the quarter  payment is not paid by the deadline, DEQ may, in addition to seeking other  remedies available under the law, issue a notice of failure to pay. The notice  shall require payment of the entire remainder of the annual fee payment within  30 days of the date of the notice, or inform the owner that he is ineligible to  opt for the quarter payment schedule until eligibility is reinstated by written  notice from the department, or both. 
    C. Method of payment. 1. The operator of the facility  shall send a payment transmittal letter to the Department of Environmental  Quality. The letter shall contain the name and permit number of the facility,  the Federal Identification Number (FIN) for the facility or operator, the  amount of the annual fee, and for sanitary landfills and incinerators, the  waste reported as landfilled or incinerated on Form DEQ 50-25 for the preceding  year pursuant to the Waste Information Assessment Program (9VAC20-80-115 and  9VAC20-130-165). In addition, a copy of the transmittal letter will be placed  in the facility's operating record. 2. Fees shall be paid by check, draft,  or postal money order made payable to "Treasurer of Virginia/DEQ,"  and shall be sent to the Department of Environmental Quality, Receipts Control,  P.O. Box 10150 1104, Richmond, VA 23240 23218. When  the department is able to accept electronic payments, payments may be submitted  electronically. The payment transmittal letter required in subdivision 1 of  this subsection shall accompany the payment. 
    D. Incomplete payments. All incomplete payments will be  deemed nonpayments. 
    E. Late payment of annual fee. Interest may be charged for  late payments at the underpayment rate set out by the U.S. Internal Revenue  Service established pursuant to Section 6621(a)(2) of the Internal Revenue  Code. This rate is prescribed in § 58.1-15 of the Code of Virginia and is  calculated on a monthly basis at the applicable periodic rate. A 10% late  payment fee may be charged to any delinquent (over 90 days past due) account.  The Department of Environmental Quality is entitled to all remedies available  under the Code of Virginia in collecting any past due amount and may recover any  attorney's fees and other administrative costs incurred in pursuing and  collecting any past due amount. 
    F. Annual fees received by the department shall be deposited  in the Virginia Waste Management Permit Program Fund and used exclusively for  the solid waste management program as set forth in the Code of Virginia. 
    9VAC20-90-114. Annual fee calculation for noncaptive  industrial landfills and construction and demolition debris landfills.
    A. General. All persons operating a noncaptive industrial  landfill or a construction and demolition debris landfill permitted under the  regulations outlined in 9VAC20-90-50 shall submit annual fees according to the  procedures provided in 9VAC20-90-65. Annual fees shall be calculated using the  procedures provided in subsection B of this section. Fees shall be rounded to  the nearest dollar.
    B. Fee calculation. The amount of the annual fees to be  submitted for a specified year shall be calculated according to the following  formulae: 
           |   | F =  | B x C | 
       |   | C =  | 1 + ∆CPI | 
       |   | ∆CPI = | CPI - 215.15 | 
       | 215.15 | 
  
    where: 
    F = the annual fee amount due for the specified calendar  year, expressed in dollars.
    B = the base fee rate for the type of facility determined  as provided in subdivision 1 of this subsection, expressed in dollars. 
    ∆CPI = the difference between CPI and 215.15 (the  average of the Consumer Price Index values for all-urban consumers for the  12-month period ending on April 30, 2009), expressed as a proportion of 215.15.  
    CPI = the average of the Consumer Price Index values for  all-urban consumers for the 12-month period ending on April 30 of the calendar  year before the specified year for which the permit maintenance fee is due.  (The Consumer Price Index for all-urban consumers is published by the U.S.  Department of Labor, Bureau of Labor Statistics, U.S. All items, CUUR0000SA0).
    1. Values for B (base fee rate) in Table 4.1 of  9VAC20-90-130 for construction and demolition debris landfills and noncaptive  industrial landfills shall be calculated using the procedures in this  subdivision. Annual tonnage will be determined from the total amount of waste  reported as having been either landfilled or incinerated on Form DEQ 50-25 for  the preceding year pursuant to the Waste Information Assessment Program  (9VAC20-80-115 and 9VAC20-130-165). Base fee rates for construction and  demolition debris landfills and noncaptive industrial landfills include the  base tonnage fee rate plus an additional fee amount per ton of waste over the  base tonnage that is landfilled based on the tonnage reported on the previous  year's Solid Waste Information Reporting Table, Form DEQ 50-25. 
    a. For example, the base fee rate for a construction and  demolition debris landfill that reported 120,580 tons of waste landfilled for  the previous year is the $10,000 base tonnage fee rate for a facility  landfilling 100,001 to 250,000 tons of waste, plus an additional fee amount of  $0.09 per ton of waste landfilled over the base tonnage, as provided in Table  4.1 of 9VAC20-90-130. The base fee rate for this facility is $10,000 + [(120,580  tons - 100,001 tons) x $0.09/ton] = $11,852. The base tonnage fee rate and the  additional fee amount per ton vary with the tonnage of the waste that the  facility landfilled.
    b. Tonnage used to determine the base fee rate shall be  rounded to the nearest full ton of waste. 
    2. Calculation of the 2010 annual fee (F) for the  construction and demolition debris landfill discussed in subdivision B 1 of  this subsection is provided as an example: 
    CPI = 215.15 (the average of CPI values from May 1, 2008,  to April 30, 2009, inclusive would be used for the 2010 annual fee  calculation).
    ∆CPI = zero for the 2010 annual fee calculation  (i.e., (CPI - 215.15)/215.15 = (215.15 - 215.15)/215.15 = 0). (Note: ∆CPI  for other years would not be zero.)
    C = 1.0 for the 2010 annual fee calculation (i.e., 1 +  ∆CPI = 1 + 0 = 1.0).
    B = $11,852 (i.e., the value of the base fee rate for the  example construction and demolition debris landfill in subdivision 2 of this  subsection).
    F = $11,852 for the 2010 annual fee calculation for this  example construction and demolition debris landfill (i.e., B x C = $11,852 x  1.0 = $11,852).
    C. Weight/volume conversions. For facilities required to  pay annual fees based on the tonnage of the waste landfilled or incinerated,  the annual fee shall be based on the accurate weight of waste. If scales are  unavailable, the volume of the waste landfilled or incinerated by the facility  must be multiplied by 0.50 tons per cubic yard to determine the weight of the  waste landfilled or incinerated. If the volume of waste is used to determine  the tonnage of waste landfilled or incinerated, accurate and complete records  of the waste received and managed must be maintained in addition to the  calculated weight records described in this part. These records must be  maintained onsite throughout the life of the facility and made available to the  department upon request. 
    D. Emergency. The director may waive or reduce annual fees  assessed during a state of emergency or for waste resulting from an emergency  response action. A facility operator may request a determination if a given  volume of waste landfilled or incinerated in a given calendar year qualifies  for a waived or reduced fee by submitting documentation of the emergency to the  regional office where the facility is located. The request will provide the  name and permit number of the facility, a facility contact, the nature of the  emergency or response action, a description of the waste, and an accurate  accounting of the type and tonnage of waste managed as a result of the  emergency. Requests for a determination by the director must be submitted by  March 31 of the year following the emergency coincident with the solid waste  information assessment report. A separate request shall be provided for each  year if the emergency lasts for multiple years. 
    E. Annual fee discounts for environmental excellence  program participants are set out in 9VAC20-90-117. 
    F. The operator of a facility owned by a private entity  and subject to any fee imposed pursuant to this section shall collect such fee  as a surcharge on any fee schedule established pursuant to law, ordinance,  resolution, or contract for solid waste processing or disposal operations at  the facility. 
    G. Closure. Facilities that remove all waste materials at  the time of closure and are subject only to closure requirements are subject to  payment of the annual fee if they were operating at any time during the  calendar year. 
    H. Transition from closure to post-closure care. Landfills  entering post-closure care will pay the full annual fee for an active facility  if they were operating, inactive, or conducting closure activities at any time  during the calendar year. Landfills in post-closure care for a full calendar  year (January 1 through December 31) will pay the annual fee for post-closure  care provided in Table 4.1 of 9VAC20-90-130. The post-closure care period will  begin on the date provided in 9VAC20-80-250 E 7, 9VAC20-80-260 E 6, or  9VAC20-80-270 E 6 as applicable. 
    I. The total annual sum of annual fees and permit  application fees collected by the board from sanitary landfills and other  nonhazardous solid waste facilities shall not exceed 60% of the direct costs of  (i) processing an application to issue, reissue, amend, or modify permits; and  (ii) performing inspections and enforcement actions necessary to assure  compliance with permits issued for any sanitary landfill and other facility for  the disposal, treatment, or storage of nonhazardous solid waste. The director  shall take whatever action is necessary to ensure that this limit is not  exceeded. 
    9VAC20-90-115. Annual fee calculation for sanitary landfills,  incinerators and other types of facilities.
    A. General. All persons operating a sanitary landfill, an  incinerator, or other another type of facility other than  a noncaptive industrial landfill or construction and demolition debris  landfill, that is permitted under the regulations outlined in 9VAC20-90-50  shall submit annual fees according to the procedures provided in 9VAC20-90-65. Annual  fees are provided in Table 4.1, Annual Waste Management Facility Fees, in  9VAC20-90-130. Annual fees that include an additional fee based on tonnage  shall be calculated using the procedures in this section. Annual tonnage will  be determined from the total amount of waste reported as having been either  landfilled or incinerated on Form DEQ 50-25 for the preceding year pursuant to  the Waste Information Assessment Program (9VAC20-80-115 and 9VAC20-130-165).  Annual fees shall be calculated using the procedures provided in subsection  B of this section. Fees shall be rounded to the nearest dollar.
    B. Fee calculation. The amount of the annual fees to be  submitted for a specified year shall be calculated according to the following  formulae: 
           |   | F =  | B x A x C | 
       |   | A = | 1+ (P/100) | 
       |   | C =  | 1 + ∆CPI | 
       |   | ∆CPI = | CPI - 215.15 | 
       | 215.15 | 
  
    where: 
    F = the annual fee amount due for the specified calendar  year, expressed in dollars.
    B = the base fee rate for the type of facility determined  as provided in subdivisions 1, 2, and 3 of this subsection, expressed in  dollars. 
    A = the direct cost adjustment factor. 
    P = 79 
    ∆CPI = the difference between CPI and 215.15 (the  average of the Consumer Price Index values for all-urban consumers for the  12-month period ending on April 30, 2009), expressed as a proportion of 215.15.  
    CPI = the average of the Consumer Price Index values for  all-urban consumers for the 12-month period ending on April 30 of the calendar  year before the specified year for which the permit maintenance fee is due.  (The Consumer Price Index for all-urban consumers is published by the U.S.  Department of Labor, Bureau of Labor Statistics, U.S. All items, CUUR0000SA0).
    1. Values for B (base fee rate) are provided in Table 4.1,  Base Fee Rates for Annual Waste Management Facility Fees, in 9VAC20-90-130. 
    2. Values for B (base fee rate) in Table 4.1 of  9VAC20-90-130 that are based on tonnage shall be calculated using the  procedures in this subdivision. Annual tonnage will be determined from the  total amount of waste reported as having been either landfilled or incinerated  on Form DEQ 50-25 for the preceding year pursuant to the Waste Information  Assessment Program (9VAC20-80-115 and 9VAC20-130-165). 
    Sanitary a. Base fee rates for sanitary  landfills are required to submit include the base tonnage fee,  rate plus a an additional fee amount per ton of  waste over the base tonnage that is landfilled based on the tonnage reported on  the previous year's Solid Waste Information Reporting Table, Form DEQ 50-25. For  example, the base fee rate for a sanitary landfill that reported 120,580 tons  of waste landfilled for the previous year is the $10,000 base tonnage fee rate  for a facility landfilling 100,001 to 250,000 tons of waste, plus an additional  fee amount of $0.09 per ton of waste landfilled over the base tonnage, as  provided in Table 4.1 of 9VAC20-90-130. The base fee rate for this facility is  $10,000 + [(120,580 tons - 100,001 tons) x $0.09/ton] = $11,852. The base  tonnage fee rate and the additional fee amount per ton vary with the tonnage of  the waste that the facility landfilled.
    Incinerators are required to submit a fee b. Base  fee rates for incinerators are based only on the amount of waste  incinerated as reported on the previous year's Solid Waste Information  Reporting Table, Form DEQ 50-25. For example, the base fee rate for an  incinerator that reported 501,230 tons of waste incinerated for the previous  year is $5,000 for a facility incinerating 100,001 or more tons of waste, as  provided in Table 4.1 of 9VAC20-90-130. Incinerator fees vary with the tonnage  of waste that the facility incinerated.
    The tonnage c. Tonnage used in to  determine the base fee calculation will rate shall be  rounded to the nearest full ton of waste. 
    Other 3. Values for B (base fee rate) for other  facilities are required to submit based only an annual fee  based on the facility type. Fees shall be rounded to the nearest dollar.  For example, the base fee rate in Table 4.1 of 9VAC20-90-130 for a  composting facility is $500. 
    4. Calculation of the 2010 annual fee (F) for the composting  facility discussed in subdivision B 3 of this subsection is provided as an  example: 
    CPI = 215.15 (the average of CPI values from May 1, 2008,  to April 30, 2009, inclusive would be used for the 2010 annual fee  calculation).
    ∆CPI = zero for the 2010 annual fee calculation  (i.e., (CPI - 215.15)/215.15 = (215.15 - 215.15)/215.15 = 0). (Note: ∆CPI  for other years would not be zero.)
    C = 1.0 for the 2010 annual fee calculation (i.e., 1 +  ∆ CPI = 1 + 0 = 1.0).
    B = $500 (i.e., the value of the base fee rate for the  example composting facility in subdivision 3 of this subsection).
    A = 1.79 (i.e., 1 + (P/100) = 1 + (79/100) = 1.79). 
    F = $895 for the 2010 annual fee calculation for this  example composting facility (i.e., B x A x C = $500 x 1.79 x 1.0 = $895).
    Examples: 
    1. A composting facility is required to submit only the  base fee in Table 4.1. 
    Composting facility annual fee = base fee = $500. 
    2. A sanitary landfill that reported 120,580 tons  landfilled on the Solid Waste Information Reporting Table, Form DEQ 50-25, from  the previous year, is required to submit a base tonnage fee plus an additional  fee per ton of waste over the base tonnage as provided in Table 4.1. The base  fee and the fee per ton vary with the tonnage of the waste that the facility  landfilled. 
    Sanitary landfill annual fee = base tonnage fee + (tonnage  landfilled from previous year's waste information assessment—base tonnage) x  fee per ton = $10,000 + (120,580 tons-100,001 tons) x $0.09/ton = $11,852. 
    3. An incinerator that reported 501,230 tons incinerated on  the Solid Waste Information Reporting Table, Form DEQ 50-25, from the previous  year, is required to submit the fee required in Table 4.1. Incinerator fees  vary with the tonnage of waste that the facility incinerated. 
    Incinerator annual fee = annual fee associated with the  tonnage incinerated = $5000. 
    C. Weight/volume conversions. For facilities required to pay  annual fees based on the tonnage of the waste landfilled or incinerated, the  annual fee shall be based on the accurate weight of waste. If scales are  unavailable, the volume of the waste landfilled or incinerated by the facility  must be multiplied by 0.50 tons per cubic yard to determine the weight of the  waste landfilled or incinerated. If the volume of waste is used to determine  the tonnage of waste landfilled or incinerated, accurate and complete records  of the waste received and managed must be maintained in addition to the  calculated weight records described in this part. These records must be maintained  onsite throughout the life of the facility and made available to the department  upon request. 
    D. Emergency. The director may waive or reduce annual fees  assessed during a state of emergency or for waste resulting from an emergency  response action. A facility operator may request a determination if a given  volume of waste landfilled or incinerated in a given calendar year qualifies  for a waived or reduced fee by submitting documentation of the emergency to the  regional office where the facility is located. The request will provide the  name and permit number of the facility, a facility contact, the nature of the  emergency or response action, a description of the waste, and an accurate  accounting of the type and tonnage of waste managed as a result of the  emergency. Requests for a determination by the director must be submitted by  March 31 of the year following the emergency coincident with the solid waste  information assessment report. A separate request shall be provided for each  year if the emergency lasts for multiple years. 
    E. Annual fee discounts for environmental excellence program  participants are set out in 9VAC20-90-117. 
    F. The operator of a facility owned by a private entity and  subject to any fee imposed pursuant to this section shall collect such fee as a  surcharge on any fee schedule established pursuant to law, ordinance,  resolution or contract for solid waste processing or disposal operations at the  facility. 
    G. Closure. Facilities that remove all waste materials at the  time of closure and are subject only to closure requirements are subject to  payment of the annual fee if they were operating at any time during the  calendar year. 
    H. Transition from closure to post-closure care. Landfills  entering post-closure care will pay the full annual fee for an active facility  if they were operating, were inactive or were conducting closure  activities at any time during the calendar year. Landfills in post-closure care  for a full calendar year (January 1 through December 31) will pay the annual  fee for post-closure care provided in Table 4.1 of 9VAC20-90-130. The  post-closure care period will begin on the date provided in 9VAC20-80-250 E 7,  9VAC20-80-260 E 6, or 9VAC20-80-270 E 6 as applicable. 
    I. The total annual sum of annual fees and permit application  fees collected by the board from sanitary landfills and other nonhazardous  solid waste facilities shall not exceed 60% of the direct costs of (i)  processing an application to issue, reissue, amend, or modify permits; and (ii)  performing inspections and enforcement actions necessary to assure compliance  with permits issued for any sanitary landfill and other facility for the  disposal, treatment, or storage of nonhazardous solid waste. The director shall  take whatever action is necessary to ensure that this limit is not exceeded.
    9VAC20-90-130. Annual Base fee rate  schedules. 
           | TABLE 4.1. BASE FEE RATES    FOR ANNUAL WASTE MANAGEMENT FACILITY FEES. | 
       | Category of Facility/Activity | Annual FeeBase Fee Rate (B)
 | 
       | 1. Noncaptive industrial    landfills
 | $8,000
 | 
       | 2. Construction and    demolition debris landfills
 | $4,000
 | 
       | 3.1. Sanitary landfillsshall be assessed,    noncaptive industrial landfills, and construction and demolition landfills    are assigned a two part base fee rate (B) based on their    annual tonnage as follows:
 | 
       | Base Tonnage to Maximum Tonnage | Base Tonnage Fee Rate | Additional Fee Per Ton Over    Base Tonnage | 
       | Up to 10,000 | $1,000 | none | 
       | 10,001 to 100,000 | $1,000 | $0.09 | 
       | 100,001 to 250,000 | $10,000 | $0.09 | 
       | 250,001 to 500,000 | $23,500 | $0.075 | 
       | 500,001 to 1,000,000 | $42,250 | $0.06 | 
       | 1,000,001 to 1,500,000 | $72,250 | $0.05 | 
       | Over 1,500,000 | $97,250 | $0.04 | 
       | 4.2. Incinerators and energy recovery    facilitiesshall be assessedare assigned a base fee rate    based upon their annual tonnage as follows:
 | 
       | Annual Tonnage | Base Fee Rate (B) | 
       | 10,000 or less | $2,000 | 
       | 10,001 to 50,000 | $3,000 | 
       | 50,001 to 100,000 | $4,000 | 
       | 100,001 or more | $5,000 | 
       | 5.3. Other types of facilitiesshall be    assessedare assigned a base feearate as    follows:
 | 
       | Type of Facility/Activity | Base Fee Rate (B) | 
       | Composting | $500 | 
       | Regulated medical waste | $1,000 | 
       | Materials recovery | $2,000 | 
       | Transfer station | $2,000 | 
       | Facilities in post-closure    care | $500 | 
  
    VA.R. Doc. No. R10-2398; Filed June 27, 2010, 9:18 a.m. 
TITLE 9. ENVIRONMENT
STATE WATER CONTROL BOARD
Final Regulation
        REGISTRAR'S NOTICE: The  State Water Control Board is claiming an exclusion from the Administrative  Process Act in accordance with § 2.2-4006 A 4 a of the Code of Virginia,  which excludes regulations that are necessary to conform to changes in Virginia  statutory law where no agency discretion is involved. The State Water Control  Board will receive, consider, and respond to petitions by any interested person  at any time with respect to reconsideration or revision.
         Title of Regulation: 9VAC25-20. Fees for Permits and  Certificates (amending 9VAC25-20-142).
    Statutory Authority: § 62.1-44.15:6 of the Code of  Virginia.
    Effective Date: August 18, 2010.
    Agency Contact: Gary E. Graham, Department of  Environmental Quality, 629 East Main Street, P.O. Box 1105, Richmond, VA 23218,  telephone (804) 698-4103, FAX (804) 698-4510, or email  gary.graham@deq.virginia.gov.
    Summary:
    The amendments change the amount of permit maintenance fees  assessed in order to recover $1,250,000 of revenue removed from general fund  appropriations by the 2010 Acts of Assembly. The intent of this action is to  ensure that permit maintenance fees continue to cover a portion of the direct  costs for administration, compliance, and enforcement of the Virginia Pollutant  Discharge Elimination System (VPDES) and the Virginia Pollution Abatement (VPA)  permits. This action also provides for a cap on the amount of permit fees  collected and revises the permit maintenance fee cap on certain public  authorities with multiple facilities.
    9VAC25-20-142. Permit maintenance fees. 
    A. The following annual permit maintenance fees apply to each  individual VPDES and VPA permit, including expired permits that have been  administratively continued, except those exempted by 9VAC25-20-50 B or  9VAC25-20-60 A 4: 
    1. Base fee rate for Virginia Pollutant Discharge  Elimination System (VPDES) permitted facilities. (Note: All flows listed in the  table below are facility "design" flows.) 
           | VPDES    Industrial Major | $4,800$7,876
 | 
       | VPDES Municipal Major/Greater    Than 10 MGD | $4,750$7,794
 | 
       | VPDES Municipal Major/2 MGD -    10 MGD | $4,350$7,138
 | 
       | VPDES Municipal Major/Less    Than 2 MGD | $3,850$6,317
 | 
       | VPDES Municipal Major    Stormwater/MS4 | $3,800$6,235
 | 
       | VPDES Industrial Minor/No    Standard Limits | $2,040$3,347
 | 
       | VPDES Industrial Minor/Standard    Limits | $1,200$1,969
 | 
       | VPDES Industrial Minor/Water    Treatment System | $1,200$1,969
 | 
       | VPDES Industrial Stormwater | $1,440$2,363
 | 
       | VPDES Municipal Minor/Greater    Than 100,000 GPD | $1,500$2,461
 | 
       | VPDES Municipal Minor/10,001    GPD - 100,000 GPD | $1,200$1,969
 | 
       | VPDES Municipal Minor/1,001    GPD - 10,000 GPD | $1,080$1,772
 | 
       | VPDES Municipal Minor/1,000    GPD or Less | $400$656
 | 
       | VPDES Municipal Minor    Stormwater/MS4 | $400$656
 | 
  
    2. Base fee rate for Virginia Pollution Abatement (VPA)  permits. (Note: Land application rates listed in the table below are facility  "design" rates.) 
           | VPA Industrial Wastewater    Operation/Land Application of 10 or More Inches Per Year | $1,500$2,461
 | 
       | VPA Industrial Wastewater    Operation/Land Application of Less Than 10 Inches Per Year | $1,050$1,723
 | 
       | VPA Industrial Sludge    Operation | $750$1,231
 | 
       | VPA Municipal Wastewater    Operation | $1,350$2,215
 | 
       | VPA Municipal Sludge Operation | $750$1,231
 | 
       | VPA Concentrated Animal    Feeding Operation | (Reserved) | 
       | VPA Intensified Animal Feeding    Operation | (Reserved) | 
       | All other operations not    specified above | $75$123
 | 
  
    3. The amount of the annual permit maintenance fee due from  the owner for VPDES and VPA permits for a specified year as required by  9VAC25-20-40 C shall be calculated according to the following formulae:
           |   | F =  | B x C | 
       |   | C =  | 1 + ∆CPI | 
       |   | ∆CPI = | CPI - 215.15 | 
       | 215.15 | 
  
    where: 
    F = the permit maintenance fee amount due for the specified  calendar year, expressed in dollars.
    B = the base fee rate for the type of VPDES or VPA permit  from subdivisions 1 or 2 of this subsection, expressed in dollars. 
    C = the Consumer Price Index adjustment factor.
    ∆CPI = the difference between CPI and 215.15 (the  average of the Consumer Price Index values for all-urban consumers for the  12-month period ending on April 30, 2009), expressed as a proportion of 215.15.  
    CPI = the average of the Consumer Price Index values for  all-urban consumers for the 12-month period ending on April 30 of the calendar  year before the specified year for which the permit maintenance fee is due.  (The Consumer Price Index for all-urban consumers is published by the U.S.  Department of Labor, Bureau of Labor Statistics, U.S. All items, CUUR0000SA0).
    For example, if calculating the 2010 permit maintenance fee  (F) for a VPDES Industrial Major source:
    CPI = 215.15 (the average of CPI values from May 1, 2008,  to April 30, 2009, inclusive would be used for the 2010 permit maintenance fee  calculation).
    ∆CPI = zero for the 2010 permit maintenance fee  calculation (i.e., (CPI - 215.15)/215.15 = (215.15 - 215.15)/215.15 = 0).  (Note: ∆CPI for other years would not be zero.)
    C = 1.0 for the 2010 permit maintenance fee calculation  (i.e., 1 + ∆CPI = 1 + 0 = 1.0).
    B = $7,876 (i.e. the value for a VPDES Industrial Major  source, taken from subdivision 1 of this subsection).
    F = $7,876 for the 2010 permit maintenance fee calculation  for this VPDES Industrial Major source (i.e., $7,876 x 1.0 = $7,876).
    4. Permit maintenance fees (F) calculated for each facility  shall be rounded to the nearest dollar.
    5. The total amount of permit fees collected by the board  (permit maintenance fees plus permit application fees) shall not exceed 50% of  direct costs for administration, compliance, and enforcement of VPDES and VPA  permits. The director shall take whatever action is necessary to ensure that  this limit is not exceeded.
    B. Additional permit maintenance fees. 
    1. An additional permit maintenance fee of $1,000 shall be  paid annually by permittees in a toxics management program. Any facility that  performs acute or chronic biological testing for compliance with a limit or  special condition requiring monitoring in a VPDES permit is included in the  toxics management program. 
    2. An additional permit maintenance fee of $1,000 shall be  paid annually by permittees that have more than five process wastewater  discharge outfalls at a single facility (not including "internal"  outfalls). 
    3. For a local government or public service authority with  permits for multiple facilities in a single jurisdiction, the total permit  maintenance fees for all permits held as of April 1, 2004, shall not exceed $20,000  $32,818 per year. 
    C. If the category of a facility (as described in  9VAC25-20-142 A 1 or 2) changes as the result of a permit modification, the  permit maintenance fee based upon the permit category as of April 1 shall be  submitted by October 1. 
    D. Annual permit maintenance fees may be discounted for  participants in the Environmental Excellence Program as described in  9VAC25-20-145. 
    VA.R. Doc. No. R10-2381; Filed June 28, 2010, 8:18 a.m. 
TITLE 9. ENVIRONMENT
STATE WATER CONTROL BOARD
Proposed Regulation
        REGISTRAR'S NOTICE: The  following regulation filed by the State Water Control Board is exempt from the  Administrative Process Act in accordance with § 2.2-4006 A 8 of the Code  of Virginia, which exempts general permits issued by the State Water Control  Board pursuant to the State Water Control Law (§ 62.1-44.2 et seq.),  Chapter 24 (§ 62.1-242 et seq.) of Title 62.1 and Chapter 25  (§ 62.1-254 et seq.) of Title 62.1, if the board (i) provides a Notice of  Intended Regulatory Action in conformance with the provisions of § 2.2-4007.01,  (ii) following the passage of 30 days from the publication of the Notice of  Intended Regulatory Action forms a technical advisory committee composed of  relevant stakeholders, including potentially affected citizens groups, to  assist in the development of the general permit, (iii) provides notice and  receives oral and written comment as provided in § 2.2-4007.03, and (iv)  conducts at least one public hearing on the proposed general permit. 
         Title of Regulation: 9VAC25-110. Virginia Pollutant  Discharge Elimination System (VPDES) General Permit for Domestic Sewage  Discharges of Less Than or Equal to 1,000 Gallons Per Day (amending 9VAC25-110-10, 9VAC25-110-20,  9VAC25-110-60, 9VAC25-110-70, 9VAC25-110-80).
    Statutory Authority: § 62.1-44.15 of the Code of  Virginia; § 402 of the Clean Water Act, 40 CFR Parts 122, 123, and 124.
    Public Hearing Information:
    August 26, 2010 - 1 p.m. - Department of Environmental  Quality, 629 East Main Street, 2nd Floor Conference Room, Richmond, VA
    Public Comment Deadline: September 17, 2010.
    Public Participation: In addition to any other comments,  the board is seeking comments on the costs and benefits of the proposal, the  potential impacts on the regulated community, and any impacts of the regulation  on farm and forest land preservation. Also, the board is seeking information on  impacts on small businesses as defined in § 2.2-4007.1 of the Code of  Virginia. Information may include (i) projected reporting, recordkeeping, and  other administrative costs, (ii) probable effect of the regulation on affected  small businesses, and (iii) description of less intrusive or costly alternative  methods of achieving the purpose of the regulation.
    Anyone wishing to submit written comments for the public  comment file may do so at the public hearing or by mail, email, or fax to  George Cosby, Office of Regulatory Affairs, Department of Environmental  Quality, P.O. Box 1105, Richmond, VA 23218, telephone (804) 698-4067, fax (804)  698-4032, email george.cosby@deq.virginia.gov. Comments may also be submitted  through the public forum feature of the Virginia Regulatory Town Hall website  at www.townhall.virginia.gov. Written comments must include the name and  address of the commenter. In order to be considered comments must be received  by 11:59 p.m. on the date established as the close of the comment period.
    Agency Contact: George Cosby, Department of  Environmental Quality, 629 East Main Street, P.O. Box 1105, Richmond, VA 23218,  telephone (804) 698-4067, FAX (804) 698-4032, or email  george.cosby@deq.virginia.gov.
    Summary:
    The proposed regulation amends and reissues the existing  general permit for domestic sewage discharges of less than or equal to 1,000  GPD (VAG40) that will expire on August 1, 2011. The significant revisions to  the regulation are as follows:
    1. Authorization to Discharge (9VAC25-110-60). Added two  reasons why the Department of Environmental Quality (DEQ) would deny coverage  under the general permit.
    2. Registration Statement (9VAC25-110-70). Added a  provision that allows owners of treatment works that were authorized under the  expiring general permit, and who intend to continue coverage under this general  permit, to be automatically covered without requiring the owner to submit a new  registration statement. Clarified that maintenance contracts are required for  treatment works serving individual single family dwellings.
    3. General Permit (9VAC25-110-80).
    Part I - Effluent Limitations, Monitoring Requirements, and  Special Conditions. Identified the two effluent limitation and monitoring  requirements sections as Part I.A (Receiving waters where the 7Q10 flows are  < 0.2 MGD) and Part I.B (Receiving waters where the 7Q10 flows are >= 0.2  MGD) and made the following revisions: (i) modified the bacteria effluent  limits to address the recent changes to the Virginia Water Quality Standards;  and (ii) added clarifications to the footnotes for the effluent limits table to  explain where to find the classes of water and boundary designations and the  description of what are "shellfish waters" in the Virginia Water  Quality Standards. Renumbered the special conditions section to Part I.C and  made the following changes: (i) deleted the schedule of compliance special  condition; (ii) clarified the maintenance contract special condition for  treatment works serving individual single family dwellings to indicate that  maintenance contracts are required for these treatment works; (iii) clarified  that the previous permit maintenance contract special condition applies to  treatment works serving nonsingle family dwellings; (iv) clarified that the  operation and maintenance plan special condition applies to treatment works  serving nonsingle family dwellings and added a requirement that all results of  testing and sampling must be kept with the maintenance log; (v) added  compliance recordkeeping special conditions containing recordkeeping instructions  for the permittee regarding quantification levels and significant digits; and  (vi) added a water quality standards special condition requiring discharges  authorized by the permit to meet water quality standards.
    Part II - Conditions Applicable To All VPDES Permits.  Modified the duty to reapply section to indicate that permittees that are  required to submit a new registration statement to reapply for permit coverage  must submit the new registration statement at least 60 days prior to the  expiration date of the permit. Added an explanation of automatic permit  coverage renewal and how a facility qualifies. Clarified that the automatic  transfer of permit provision applies when the current permittee notifies the  DEQ within 30 days of the transfer of property title.
    9VAC25-110-10. Definitions.
    The words and terms used in this chapter shall have the same  meanings as given in the State Water Control Law, Chapter 3.1 (§ 62.1-44.2  et seq.) of Title 62.1 of the Code of Virginia and the VPDES Permit Regulation  (9VAC25-31), unless the context clearly indicates otherwise, except that for  the purposes of this chapter:
    "7Q10" means the lowest flow averaged over a  period of seven consecutive days that can be statistically expected to occur  once every 10 climatic years.
    "Climatic year" means a year beginning on April  1 and ending on March 31.
    "DEQ" means the Virginia Department of  Environmental Quality or the department.
    "Domestic sewage" means the water-carried human  wastes from residences, buildings, industrial establishments or other places.
    "Total maximum daily load" or "TMDL"  means a calculation of the maximum amount of a pollutant that a waterbody can  receive and still meet water quality standards, and an allocation of that  amount to the pollutant's sources. A TMDL includes wasteload allocations (WLAs)  for point source discharges, and load allocations (LAs) for nonpoint sources or  natural background or both, and must include a margin of safety (MOS) and  account for seasonal variations.
    9VAC25-110-20. Purpose; delegation of authority; effective date  of permit.
    A. This general permit regulation governs domestic sewage  discharges to surface waters from treatment works with a design discharge flow  of less than or equal to 1,000 gallons per day on a monthly average. No discharge  of pollutants from domestic sewage treatment works is allowed except when in  compliance with the conditions of this permit.
    B. The Director of the Department of Environmental Quality,  or his designee, may perform any act of the board provided under this chapter,  except as limited by § 62.1-44.14 of the Code of Virginia. 
    C. This general VPDES permit will become effective on August  2, 2006 2011, and it expires on August 1, 2011 2016.  With respect to a particular facility, this general permit shall become  effective upon the facility owner's compliance with the provisions of  9VAC25-110-60 and receipt of a copy of the general VPDES permit. 
    9VAC25-110-60. Authorization to discharge.
    A. Any owner of a treatment works governed by this general  permit is hereby authorized to discharge treated domestic sewage to surface  waters of the Commonwealth of Virginia provided that the:
    1. The owner has filed with the department the submits  a registration statement described, if required to do so, in accordance  with 9VAC25-110-70, has complied and that registration statement  is accepted by the department;
    2. The owner complies with the effluent limitations and  other requirements of 9VAC25-110-80, and has complied with all the following  conditions:; and
    3. The owner has not been notified by the department that  authorization is denied in accordance with subsection B of this section.
    B. The department will notify an owner of denial of  authorization in the event of any of the following:
    1. The owner shall not have been is required to  obtain an individual VPDES permit as may be required in accordance  with 9VAC25-31-170 B 3 of the VPDES Permit Regulation; 
    2. The owner shall not be authorized by this general permit  is proposing to discharge to surface waters specifically named in other  board regulations or policies that prohibit such discharges; 
    3. The owner shall not be authorized by this general permit  is proposing to discharge to surface waters in an area where  there are central sewage facilities reasonably available, as determined by the  department; and 
    4. The owner of any proposed treatment works or any treatment  works that has not previously been issued a valid VPDES permit shall  have has applied to the Virginia Department of Health for an onsite  sewage disposal system permit, and the Virginia Department of Health must  have has determined that there is no technology available to  serve that parcel of land with an onsite system;
    5. The discharge would violate the antidegradation policy  stated in 9VAC25-260-30 of the Virginia Water Quality Standards; or
    6. A TMDL (board adopted, EPA approved, or EPA imposed)  contains a WLA for the facility, unless this general permit specifically  addresses the TMDL pollutant of concern and the permit limits are at least as  stringent as those required by the TMDL WLA.
    B. Receipt of C. Compliance with this general  permit constitutes compliance with the Clean Water Act, the State Water Control  Law, and applicable regulations under either, with the exceptions stated in  9VAC25-31-60 of the VPDES Permit Regulation. Approval for coverage under  this general VPDES permit does not relieve any owner of the responsibility to  comply with any other applicable federal, state or local statute, ordinance or  regulation, including applicable regulations, for owners of sewage  treatment works that serve individual single family dwellings, the Alternative  Discharging Sewage Treatment Regulations for Individual Single Family Dwellings  (12VAC5-640) of the Virginia Department of Health adopted pursuant to  §§ 32.1-12, 32.1-163, and 32.1-164 of the Code of Virginia  and, for any owner owners of sewage treatment works that serve  nonsingle family dwellings, the Sewage Collection and Treatment Regulations  (9VAC25-790) adopted by the State Water Control Board pursuant to § 62.1-44.18  of the Code of Virginia. 
    D. Continuation of permit coverage.
    1. Any owner that was authorized to discharge under the  general permit issued in 2006, and who is required to and submits a complete  registration statement on or before August 1, 2011, is authorized to continue  to discharge treated domestic sewage under the terms of the 2006 general permit  until such time as the department either:
    a. Issues coverage to the owner under this general permit;  or
    b. Notifies the owner that coverage under this permit is  denied.
    2. When the facility that was covered under the expiring or  expired general permit is not in compliance with the conditions of that permit,  the board may choose to do any or all of the following:
    a. Initiate enforcement action based upon the general  permit which has been continued;
    b. Issue a notice of intent to deny coverage under the new  general permit. If the general permit coverage is denied, the owner would then  be required to cease the activities authorized by the continued general permit  or be subject to enforcement action for operating without a permit;
    c. Issue an individual permit with appropriate conditions;  or
    d. Take other actions authorized by the VPDES Permit  Regulation (9VAC25-31).
    9VAC25-110-70. Registration statement.
    A. Deadlines for submitting registration statement. The  Any owner required to submit a registration statement shall file  submit a complete General VPDES Permit Registration Statement in  accordance with this chapter, which shall serve as a notice of intent to be  covered under the general VPDES permit for domestic sewage discharges of less  than or equal to 1,000 gallons per day in accordance with this chapter. 
    1. New facilities. Any owner proposing a new discharge shall file  submit a complete registration statement with to the  department at least 60 days prior to the date planned for commencing operation  of the treatment works. 
    2. Existing facilities. 
    a. Any owner of an existing treatment works covered by an  individual VPDES permit who is proposing to be covered by this general permit  shall file notify the department at least 180 days prior to the  expiration date of the individual VPDES permit, and shall submit a complete  registration statement at least 180 60 days prior to the  expiration date of the individual VPDES permit. 
    b. Any owner of an existing a treatment works  that was authorized to discharge under the general permit issued in 2001  shall have filed a complete registration statement prior to June 2, 2006,  and who intends to continue coverage under this general permit, is  automatically covered under this general permit and is not required to submit a  registration statement if:
    (1) The ownership of the treatment works has not changed  since the registration statement for coverage under the 2006 general permit was  submitted, or, if the ownership has changed, a new registration statement or  VPDES Change of Ownership form was submitted to the department at the time of  the title transfer;
    (2) There has been no change in the design or operation, or  both, of the treatment works since the registration statement for coverage  under the 2006 general permit was submitted;
    (3) For treatment works serving individual single family  dwellings, the Virginia Department of Health has no objection to the automatic  permit coverage renewal for this treatment works based on system performance  issues, enforcement issues, or other issues sufficient to the department. If  the Virginia Department of Health objects to the automatic renewal for this  treatment works, the owner will be notified by the department in writing; and
    (4) For treatment works serving nonsingle family dwellings,  the department has no objection to the automatic permit coverage renewal for  this treatment works based on system performance issues, or enforcement issues.  If the department objects to the automatic renewal for this treatment works,  the owner will be notified in writing.
    Any owner that does not qualify for automatic permit  coverage renewal shall submit a complete registration statement to the  department on or before June 2, 2011.
    c. Any owner of an existing treatment works not currently  covered by a VPDES permit who is proposing to be covered by this general permit  shall file submit a complete registration statement by August  2, 2006 to the department. 
    3. New owners of existing facilities. Any new owner of an  existing facility that is covered by this general permit must submit a complete  registration statement or a " VPDES Change of Ownership"  form to the department within 30 days of the ownership change transfer  of title. 
    4. Late notifications. Any owner of a new or existing  facility is not precluded from submitting a registration statement after the  applicable dates provided in subdivisions 1, 2 and 3 of this subsection. If a  late registration statement is submitted, the owner is only authorized for  discharges that occur after permit coverage is granted. The department reserves  the right to take appropriate enforcement actions for any unpermitted  discharges. Late registration statements will be accepted by the department,  but authorization to discharge will not be retroactive. 
    B. Registration statement. The registration statement shall  contain the following information: 
    1. a. Indicate if the facility served by the treatment  works is a single family dwelling. If the facility is not a single family  dwelling, describe the facility's use.
    b. Name and location street address of  the facility/residence facility served by the treatment works. 
    2. Name, mailing address, email address (where available),  and work and home telephone numbers of the facility owner. Indicate For  a dwelling, indicate if the owner is or will be the occupant of the facility  dwelling. 
    3. Name of the water body receiving the discharge. Indicate if  the discharge point is on a stream that usually flows during dry weather. 
    4. The amount of discharge, in gallons per day, on a monthly  average, and the design flow of the treatment works, in gallons per day.  
    5. A description of any pollutants, other than domestic  sewage, to be discharged. 
    6. If For a proposed treatment works, indicate if  there are central sewage facilities available to serve this the  facility. 
    7. If the facility currently has a VPDES permit. Provide  , provide the permit number, if applicable. Indicate if the  facility has been built and begun discharge discharging. 
    8. For the owner of any proposed treatment works or any  treatment works that has not previously been issued a valid VPDES  permit: 
    a. A topographic map or computer generated map that  indicates the discharge point, the location of the property to be served by the  treatment works, and the location of any wells, springs, and other water  bodies, or downstream and any residences within 1/2 mile  downstream from the discharge point; 
    b. A site diagram of the existing or proposed sewage treatment  works; and including to include the property boundaries, the  location of the facility/residence facility or dwelling to be  served, the individual sewage treatment units, the receiving water body, and  the discharge line location; and 
    c. A copy of the notification from the Virginia  Department of Health that an onsite sewage disposal system permit has been  applied for and that the Virginia Department of Health has determined that  there is no technology available to serve that parcel of land with an onsite  system.
    9. Maintenance contract.
    a. For the owner of an existing treatment works serving an  individual single family dwelling, provide the name of the individual or  company contracted to perform the treatment works maintenance, and the  expiration date of the current contract;
    b. For the owner of any an existing  treatment works serving a nonsingle family dwelling, indicate if a valid  maintenance contract has been obtained, or if an exception to the maintenance  contract requirement has been requested and granted in accordance with  subdivision 10 of this subsection. Provide the name of the contract provider  individual or company contracted to perform the treatment works maintenance,  and the expiration date of the current contract, if applicable. A valid  maintenance contract shall provide for the following: 
    a. (1) Performance of all testing required in  accordance with either 9VAC25-110-80 Part I A or Part I B, as  appropriate, and periodic (at least annual) inspections of the  treatment works. Note: The treatment works should be sampled during normal  discharging operations or normal discharging conditions (i.e., operations that  are normal for that facility). The owner or maintenance provider should not  force a discharge in order to collect a sample; 
    b. (2) A written notification to the owner  within 24 hours whenever the contract provider becomes aware that maintenance  or repair of the owner's treatment works is necessary. The owner is responsible  for prompt maintenance and repair of the treatment works including all costs  associated with the maintenance or repair. Immediately upon receipt of notice  that repair or maintenance is required, the owner shall begin emergency pump  and haul of all sewage generated in from the facility or  dwelling if full and complete repairs cannot be accomplished within 48 hours. 
    c. (3) A log of the following items will shall  be maintained by the contract provider for as long as the contract is in  force: 
    (1) (a) Results of all tests and sampling.  Note: If sampling is attempted, but no sample was taken or possible, the log  shall show all sampling attempts, and document and explain why no sample was  taken or possible; 
    (2) (b) Alarm activation incidents; 
    (3) (c) Maintenance, corrective, or repair  activities performed; 
    (4) (d) Recommended repair or replacement items;  and 
    (5) (e) Copies of all reports prepared by the  contract provider. 
    d. (4) An inspection will shall be  conducted by the contract provider within 48 hours after notification by the  owner that a problem may be occurring; and 
    e. A (5) The maintenance contract shall be valid for  a minimum of 24 months of consecutive coverage under the maintenance  contract. 
    10. The owner of any an existing treatment works  serving a nonsingle family dwelling may request an exception to the  maintenance contract requirement by submitting an operation and maintenance  plan to the department for review and approval. If an operation and maintenance  plan has been approved by the department previously and remains current and  complete, then it does not need to be resubmitted. In such cases, the owner  shall provide the date of approval of the operation and maintenance plan,  and identify any changes that have been made to the approved operation  and maintenance plan. At a minimum, the operation and maintenance plan  shall contain the following information: 
    a. An up-to-date operation and maintenance manual for the  treatment works; 
    b. A log of all maintenance performed on the plant  treatment works including, but not limited to, the following: 
    (1) The date and amount of disinfection chemicals added to the  chlorinator. 
    (2) If dechlorination is used, the date and amount of any  dechlorination chemicals that are added. 
    (3) The date and time of equipment failure(s) and the date and  time the equipment was restored to service. 
    (4) The date and approximate volume of sludge removed.
    (5) Results of all tests and sampling. Note: If sampling is  attempted, but no sample was taken or possible, the log shall show all sampling  attempts, and document and explain why no sample was taken or possible; 
    c. Dated receipts for chemicals purchased, equipment  purchased, and maintenance performed; and 
    d. An effluent monitoring plan in accordance to  conform with the requirements of 9VAC25-110-80 Part I A or Part I B, as  appropriate, including all sample collection, preservation, and analysis  procedures. Note: The treatment works should be sampled during normal  discharging operations or normal discharging conditions (i.e., operations that  are normal for that facility). The owner or maintenance provider should not  force a discharge in order to collect a sample.
    11. The following certification: "I hereby grant to duly  authorized agents of the Department of Environmental Quality, upon presentation  of credentials, permission to enter the property where the treatment works is  located for the purpose of determining compliance with or the suitability of  coverage under the General Permit. I certify under penalty of law that this  document and all attachments were prepared under my direction or supervision in  accordance with a system designed to assure that qualified personnel properly  gather and evaluate the information submitted. Based on my inquiry of the  person or persons who manage the system or those persons directly responsible  for gathering the information, the information submitted is to the best of my  knowledge and belief true, accurate, and complete. I am aware that there are  significant penalties for submitting false information including the  possibility of fine and imprisonment for knowing violations." 
    The registration statement shall be signed in accordance with  the requirements of 9VAC25-31-110.
    9VAC25-110-80. General permit.
    Any owner whose registration statement is accepted by the  board will receive the following permit and, or whose permit coverage  is automatically renewed, shall comply with the requirements contained therein  herein and be subject to all requirements of 9VAC25-31-170. 
    General Permit No.: VAG40 
  Effective Date: August 2, 2006 2011 
  Expiration Date: August 1, 2011 2016 
    GENERAL PERMIT FOR DOMESTIC SEWAGE DISCHARGES OF LESS THAN OR  EQUAL TO 1,000 GALLONS PER DAY 
    AUTHORIZATION TO DISCHARGE UNDER THE VIRGINIA POLLUTANT  DISCHARGE ELIMINATION SYSTEM AND THE VIRGINIA STATE WATER CONTROL LAW 
    In compliance with the provisions of the Clean Water Act (33  USC § 1251 et seq.), as amended, and pursuant to the State Water Control  Law and regulations adopted pursuant thereto, owners of treatment works with  domestic sewage discharges of a design flow of less than or equal to 1,000  gallons per day on a monthly average are authorized to discharge to surface  waters within the boundaries of the Commonwealth of Virginia, except those  waters specifically named in board regulations or policies that prohibit such  discharges. 
    The authorized discharge shall be in accordance with this  cover page, Part I-Effluent Limitations, Monitoring Requirements and Special  Conditions, and Part II-Conditions Applicable to All VPDES Permits, as set  forth herein. 
         
          Part I
  Effluent Limitations, Monitoring Requirements and Special Conditions 
    A. Effluent limitations and monitoring requirements—receiving  waters where the 7Q10 flows are less than 0.2 MGD. 
    1. During the period beginning with the permit's effective  date and lasting until the permit's expiration date, the permittee is  authorized to discharge from outfall number 001 to receiving waters where the  7Q10 flows are less than 0.2 MGD. 
    The discharge shall be limited and monitored by the permittee  as specified below: 
     
           | EFFLUENT CHARACTERISTICS | DISCHARGE LIMITATIONS | MONITORING REQUIREMENTS | 
       | Instantaneous Minimum | Instantaneous Maximum | Frequency | Sample Type | 
       | Flow (MGD) *(1) | NA | NL | 1/year | Estimate | 
       | BOD5 | NA | 30 mg/l | 1/year | Grab | 
       | Total Suspended Solids | NA | 30 mg/l | 1/year | Grab | 
       | Total Residual Chlorine **(2) |   |   |   |   | 
       |   | After contact tank | 1.0 mg/l | NA | 1/year | Grab | 
       |   | Final effluent | NA | 0.016 mg/l | 1/year | Grab | 
       | E. coli ***(3) | NA | 235/100126/100 ml
 | 1/year | Grab | 
       | enterococci ****(4) | NA | 104/10035/100 ml
 | 1/year | Grab | 
       | Fecal Coliform Bacteria *****(5) | NA | 200/100 ml | 1/year | Grab | 
       | pH (standard units) | 6.0 | 9.0 | 1/year | Grab | 
       | Dissolved Oxygen | 5.0 mg/l | NA | 1/year | Grab | 
       | NL = No Limitation, monitoring required | NA = Not Applicable | 
       |  |  |  |  |  |  |  | 
  
    * (1) The design flow of this treatment facility  is less than or equal to 1,000 gallons per day. 
    ** (2) Applies only when chlorine is used for  disinfection and the discharge is in into freshwater (see  9VAC25-260-140 C for the classes of waters and boundary designations). The  quantification level of chlorine shall be 0.1 mg/l. 
    *** (3) Applies only when methods other than  chlorine are used for disinfection and the discharge is in into  freshwater (see 9VAC25-260-140 C for the classes of waters and boundary  designations). Continuous When the facility is discharging,  continuous disinfection capability shall be provided in order to  maintain this effluent limit. 
    **** (4) Applies only when the discharge is in  into saltwater or the transition zone (see 9VAC25-260-140 C  for the classes of waters and boundary designations). Continuous When  the facility is discharging, continuous disinfection capability  shall be provided in order to maintain this effluent limit. 
    ***** (5) Applies only when the discharge is in  into shellfish water waters (see 9VAC25-260-160 for the  description of what are shellfish waters). Continuous When the  facility is discharging, continuous disinfection capability shall be  provided in order to maintain this effluent limit. 
    2. All monitoring data required by Part I A 1 shall be  maintained on site in accordance with Part II B. Reporting of results to DEQ is  not required; however, the monitoring results shall be made available to DEQ or  Virginia Department of Health personnel upon request. 
    3. 40 CFR 133.102(c) requires that the The  30-day average percent removal for BOD5 and total suspended solids  shall not be less than 85%. 
    Part I
  Effluent Limitations Monitoring Requirements and Special Conditions 
    A. B. Effluent  limitations and monitoring requirements—receiving waters where the 7Q10 flows  are equal to or greater than 0.2 MGD. 
    1. During the period beginning  with the permit's effective date and lasting until the permit's expiration  date, the permittee is authorized to discharge from outfall number 001 to  receiving waters where the 7Q10 flows are equal to or greater than 0.2 MGD. 
    The discharge shall be limited  and monitored by the permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | DISCHARGE LIMITATIONS | MONITORING REQUIREMENTS | 
       | Instantaneous Minimum | Instantaneous Maximum | Frequency | Sample Type | 
       | Flow (MGD) *(1) | NA | NL | 1/year | Estimate | 
       | BOD5 | NA | 30 mg/l | 1/year | Grab | 
       | Total Suspended Solids | NA | 30 mg/l | 1/year | Grab | 
       | Total Residual Chlorine **(2) |   |   |   |   | 
       |  Final effluent | 1.0 mg/l | 2.0 mg/l | 1/year | Grab | 
       | E. coli ***(3) | NA | 235/100126/100 ml
 | 1/year | Grab | 
       | enterococci ****(4) | NA | 104/10035/100 ml
 | 1/year | Grab | 
       | Fecal Coliform Bacteria *****(5) | NA | 200/100 ml | 1/year | Grab | 
       | pH (standard units) | 6.0 | 9.0 | 1/year | Grab | 
       | NL = No Limitation, monitoring required | NA = Not Applicable | 
       |  |  |  |  |  |  | 
  
    * (1) The design flow of this treatment facility  is less than or equal to 1,000 gallons per day. 
    ** (2) Applies only when chlorine is used for  disinfection and the discharge is in into freshwater (see  9VAC25-260-140 C for the classes of waters and boundary designations). 
    *** (3) Applies only when methods other than  chlorine are used for disinfection and the discharge is in into  freshwater (see 9VAC25-260-140 C for the classes of waters and boundary  designations). Continuous When the facility is discharging,  continuous disinfection capability shall be provided in order to  maintain this effluent limit. 
    **** (4) Applies only when the discharge is in  into saltwater or the transition zone (see 9VAC25-260-140 C  for the classes of waters and boundary designations). Continuous When  the facility is discharging, continuous disinfection capability  shall be provided in order to maintain this effluent limit. 
    ***** (5) Applies only when the discharge is in  into shellfish water waters (see 9VAC25-260-160 for the  description of what are shellfish waters). Continuous When the  facility is discharging, continuous disinfection capability shall be  provided in order to maintain this effluent limit. 
         
          2. All monitoring data required by Part I A B 1  shall be maintained on site in accordance with Part II B. Reporting of results  to DEQ is not required; however, the monitoring results shall be made available  to DEQ or Virginia Department of Health personnel upon request. 
    3. 40 CFR 133.102(c) requires that the The  30-day average percent removal for BOD5 and total suspended solids  shall not be less than 85%. 
    B. C. Special conditions. 
    1. There shall be no discharge of floating solids or visible  foam in other than trace amounts. 
    2. Schedule of compliance. This compliance schedule shall  be allowed only for treatment works that were existing as of their dates of  coverage under this general permit. Treatment works constructed after their  dates of coverage are expected to comply with the limitations and conditions of  the general permit from the date of operation. For existing facilities that  require upgrades, the permittee shall install equipment or unit processes or  make other physical modifications to the treatment works that are necessary to  achieve compliance with the limitations and conditions of this permit within  180 days of the date of coverage under the permit. The modifications shall not  be initiated until written authorization is first provided by the Virginia  Department of Health or DEQ. The permittee shall submit to the DEQ Regional  Office a written notice certifying completion of any necessary modifications on  or before the 180-day compliance deadline. If the permittee is unable to meet  the deadline, a written notice shall be submitted that shall include the cause  of the delay, any actions taken to eliminate the delay, and the projected date  for compliance. 
    3. 2. Maintenance contract. 
    a. Treatment works serving individual single family  dwellings.
    (1) For existing treatment works, the permittee shall keep  a maintenance contract in force during the permit term. A copy of the  maintenance contract shall be maintained at the site of treatment works and  shall be made available to DEQ or to the Virginia Department of Health for  examination upon request.
    (2) For proposed treatment works, the permittee shall  submit a copy of a valid maintenance contract to both DEQ and the Virginia  Department of Health prior to operation of the treatment works. The maintenance  contract shall be kept in force during the permit term, maintained at the site  of treatment works, and made available to DEQ or the Virginia Department of  Health for examination upon request.
    (3) At a minimum, the maintenance contract shall provide  for the following:
    (a) Performance of all testing required in the Alternative  Discharging Sewage Treatment Regulations for Individual Single Family  Dwellings, 12VAC5-640-490 B, unless the owner maintains a separate monitoring  contract in accordance with 12VAC5-640-490 F. Note: The treatment works should  be sampled during normal discharging operations or normal discharging  conditions (i.e., operations that are normal for that facility). The owner or  maintenance provider should not force a discharge in order to collect a sample;
    (b) A written notification to the owner within 24 hours  whenever the contract provider becomes aware that maintenance or repair of the  owner's treatment works is necessary. The owner is responsible for prompt  maintenance and repair of the treatment works including all costs associated  with the maintenance or repair. Immediately upon receipt of notice that repair  or maintenance is required, the owner shall begin emergency pump and haul of  all sewage generated in the dwelling if full and complete repairs cannot be  accomplished within 48 hours; and
    (c) The maintenance contract shall be valid for a minimum  of 24 months of consecutive coverage.
    b. Treatment works serving nonsingle family dwellings.
    (1) For existing treatment works, the permittee shall maintain  keep a maintenance contract in force during the permit term,  unless an exception to the maintenance contract requirement has been  requested and granted in accordance with Part I B 4 C 3. A copy  of a valid maintenance contract shall be maintained at the site of treatment  works and made available to DEQ or to the Virginia Department of Health  for examination upon request.
    (2) For proposed treatment works, the permittee shall  submit a copy of a valid maintenance contract to DEQ prior to operation of the  treatment works, unless an exception to the maintenance contract requirement  has been requested and granted in accordance with Part I B 4 C 3.  
    The (3) At a minimum, the maintenance contract  shall provide for the following: 
    a. (a) Performance of all testing required in  accordance with either Part I A or Part I B, as appropriate, and  periodic (at least annual) inspections of the treatment works. Note:  The treatment works should be sampled during normal discharging operations or  normal discharging conditions (i.e., operations that are normal for that  facility). The owner or maintenance provider should not force a discharge in  order to collect a sample; 
    b. (b) A written notification to the owner  within 24 hours whenever the contract provider becomes aware that maintenance  or repair of the owner's treatment works is necessary. The owner is responsible  for prompt maintenance and repair of the treatment works including all costs  associated with the maintenance or repair. Immediately upon receipt of notice  that repair or maintenance is required, the owner shall begin emergency pump  and haul of all sewage generated in from the facility or  dwelling if full and complete repairs cannot be accomplished within 48 hours; 
    c. (c) A log of the following items will shall  be maintained by the contract provider: 
    (1) (i) Results of all tests and sampling.  Note: If sampling is attempted, but no sample was taken or possible, the log  shall show all sampling attempts, and document and explain why no sample was  taken or possible; 
    (2) (ii) Alarm activation incidents; 
    (3) (iii) Maintenance, corrective, or repair  activities performed; 
    (4) (iv) Recommended repair or replacement  items; and 
    (5) (v) Copies of all reports prepared by the  contract provider; 
    d. (d) An inspection will shall be  conducted by the contract provider within 48 hours after notification by the  owner that a problem may be occurring; and 
    e. A (e) The maintenance contract shall be valid for  a minimum of 24 months of consecutive coverage under the maintenance  contract. 
    4. 3. Operation and maintenance plan. The owner  of any treatment works serving a nonsingle family dwelling may request  an exception to the maintenance contract requirement by submitting an operation  and maintenance plan to DEQ for review and approval. At a minimum, the  operation and maintenance plan shall contain the following information: 
    a. An up-to-date operation and maintenance manual for the  treatment works; 
    b. A log of all maintenance performed on the plant  treatment works including, but not limited to, the following: 
    (1) The date and amount of disinfection chemicals added to the  chlorinator.
    (2) If dechlorination is used, the date and amount of any  dechlorination chemicals that are added.
    (3) The date and time of equipment failure(s) and the date and  time the equipment was restored to service. 
    (4) The date and approximate volume of sludge removed.
    (5) Results of all tests and sampling. Note: If sampling is  attempted, but no sample was taken or possible, the log shall show all sampling  attempts, and document and explain why no sample was taken or possible; 
    c. Dated receipts for chemicals purchased, equipment  purchased, and maintenance performed; and 
    d. An effluent monitoring plan in accordance to  conform with the requirements of Part I A or Part I B, as  appropriate, including all sample collection, preservation, and analysis  procedures. Note: The treatment works should be sampled during normal  discharging operations or normal discharging conditions (i.e., operations that  are normal for that facility). The owner or maintenance provider should not  force a discharge in order to collect a sample.
    Should the permittee fail to implement the approved operation  and maintenance plan, or if there are violations of effluent limitations, DEQ  reserves the right to require the permittee to obtain a maintenance contract. 
    4. Compliance recordkeeping under Part I A and Part I B.
    a. The quantification levels (QL) shall be less than or  equal to the following concentrations:
           | Effluent Parameter | Quantification Level | 
       | BOD5 | 2.0 mg/l | 
       | TSS | 1.0 mg/l | 
       | Chlorine | 0.10 mg/l | 
  
    The QL is defined as the lowest concentration used to  calibrate a measurement system in accordance with the procedures published for  the test method.
    b. Recording results. Any concentration data below the QL  used in the analysis shall be recorded as "<QL" if it is less than  the QL in subdivision a. Otherwise the numerical value shall be recorded.
    c. Monitoring results shall be recorded using the same  number of significant digits as listed in the permit. Regardless of the  rounding convention used by the permittee (e.g., 5 always rounding up or to the  nearest even number), the permittee shall use the convention consistently, and  shall ensure that consulting laboratories employed by the permittee use the  same convention.
    5. The discharges authorized by this permit shall be  controlled as necessary to meet water quality standards. 
    Part II
  Conditions Applicable to all VPDES Permits 
    A. Monitoring. 
    1. Samples and measurements taken as required by this permit  shall be representative of the monitored activity. 
    2. Monitoring shall be conducted according to procedures  approved under 40 CFR Part 136 or alternative methods approved by the U.S.  Environmental Protection Agency, unless other procedures have been specified in  this permit. 
    3. The permittee shall periodically calibrate and perform  maintenance procedures on all monitoring and analytical instrumentation at  intervals that will ensure accuracy of measurements. 
    B. Records. 
    1. Records of monitoring information shall include: 
    a. The date, exact place, and time of sampling or  measurements; 
    b. The individual(s) who performed the sampling or  measurements; 
    c. The date(s) and time(s) analyses were performed; 
    d. The individual(s) who performed the analyses; 
    e. The analytical techniques or methods used; and 
    f. The results of such analyses. 
    2. Except for records of monitoring information required by  this permit related to the permittee's sewage sludge use and disposal  activities, which shall be retained for a period of at least five years, the  permittee shall retain records of all monitoring information, including all  calibration and maintenance records and all original strip chart recordings for  continuous monitoring instrumentation, copies of all reports required by this  permit, and records of all data used to complete the registration statement for  this permit, for a period of at least three years from the date of the sample,  measurement, report or request for coverage. This period of retention shall be  extended automatically during the course of any unresolved litigation regarding  the regulated activity or regarding control standards applicable to the  permittee, or as requested by the board. 
    C. Reporting monitoring results. Monitoring results under  this permit are not required to be submitted to the department. However, should  the department request that the permittee submit monitoring results, the  following subsections would apply.
    1. The permittee shall submit the results of the monitoring  required by this permit not later than the 10th day of the month after  monitoring takes place, unless another reporting schedule is specified  elsewhere in this permit. Monitoring results shall be submitted to the  department's regional office. 
    2. Monitoring results shall be reported on a Discharge  Monitoring Report (DMR) or on forms provided, approved or specified by the  department. 
    3. If the permittee monitors any pollutant specifically  addressed by this permit more frequently than required by this permit using  test procedures approved under 40 CFR Part 136 or using other test procedures  approved by the U.S. Environmental Protection Agency or using procedures  specified in this permit, the results of this monitoring shall be included in  the calculation and reporting of the data submitted on the DMR or reporting  form specified by the department. 
    4. Calculations for all limitations that require averaging of  measurements shall utilize an arithmetic mean unless otherwise specified in  this permit. 
    D. Duty to provide information. The permittee shall furnish  to the department, within a reasonable time, any information that the board may  request to determine whether cause exists for modifying, revoking and  reissuing, or terminating this permit or to determine compliance with this  permit. The board may require the permittee to furnish, upon request, such  plans, specifications, and other pertinent information as may be necessary to  determine the effect of the wastes from his discharge on the quality of state  waters, or such other information as may be necessary to accomplish the  purposes of the State Water Control Law. The permittee shall also furnish to  the department, upon request, copies of records required to be kept by this  permit. 
    E. Compliance schedule reports. Reports of compliance or  noncompliance with, or any progress reports on, interim and final requirements  contained in any compliance schedule of this permit shall be submitted no later  than 14 days following each schedule date. 
    F. Unauthorized discharges. Except in compliance with this  permit, or another permit issued by the board, it shall be unlawful for any  person to: 
    1. Discharge into state waters sewage, industrial wastes,  other wastes, or any noxious or deleterious substances; or 
    2. Otherwise alter the physical, chemical or biological  properties of such state waters and make them detrimental to the public health,  to animal or aquatic life, to the use of such waters for domestic or industrial  consumption, for recreation, or for other uses. 
    G. Reports of unauthorized discharges. Any permittee who  discharges or causes or allows a discharge of sewage, industrial waste, other  wastes or any noxious or deleterious substance into or upon state waters in  violation of Part II F, or who discharges or causes or allows a discharge that  may reasonably be expected to enter state waters in violation of Part II F,  shall notify the department of the discharge immediately upon discovery of the  discharge, but in no case later than 24 hours after said discovery. A written  report of the unauthorized discharge shall be submitted to the department  within five days of discovery of the discharge. The written report shall  contain: 
    1. A description of the nature and location of the discharge; 
    2. The cause of the discharge; 
    3. The date on which the discharge occurred; 
    4. The length of time that the discharge continued; 
    5. The volume of the discharge; 
    6. If the discharge is continuing, how long it is expected to  continue; 
    7. If the discharge is continuing, what the expected total  volume of the discharge will be; and 
    8. Any steps planned or taken to reduce, eliminate and prevent  a recurrence of the present discharge or any future discharges not authorized  by this permit. 
    Discharges reportable to the department under the immediate  reporting requirements of other regulations are exempted from this requirement.
    H. Reports of unusual or extraordinary discharges. If any  unusual or extraordinary discharge including a bypass or upset should occur  from a treatment works and the discharge enters or could be expected to enter  state waters, the permittee shall promptly notify, in no case later than 24  hours, the department by telephone after the discovery of the discharge. This notification  shall provide all available details of the incident, including any adverse  affects on aquatic life and the known number of fish killed. The permittee  shall reduce the report to writing and shall submit it to the department within  five days of discovery of the discharge in accordance with Part II I 2. Unusual  and extraordinary discharges include, but are not limited to, any discharge  resulting from: 
    1. Unusual spillage of materials resulting directly or  indirectly from processing operations; 
    2. Breakdown of processing or accessory equipment; 
    3. Failure or taking out of service some or all of the  treatment works; and 
    4. Flooding or other acts of nature. 
    I. Reports of noncompliance. The permittee shall report any  noncompliance that may adversely affect state waters or may endanger public  health. 
    1. An oral report shall be provided within 24 hours from the  time the permittee becomes aware of the circumstances. The following shall be  included as information that shall be reported within 24 hours under this  paragraph: 
    a. Any unanticipated bypass; and 
    b. Any upset that causes a discharge to surface waters. 
    2. A written report shall be submitted within five days and  shall contain: 
    a. A description of the noncompliance and its cause; 
    b. The period of noncompliance, including exact dates and  times, and if the noncompliance has not been corrected, the anticipated time it  is expected to continue; and 
    c. Steps taken or planned to reduce, eliminate, and prevent  reoccurrence of the noncompliance. 
    The board may waive the written report on a case-by-case basis  for reports of noncompliance under Part II I if the oral report has been  received within 24 hours and no adverse impact on state waters has been  reported. 
    3. The permittee shall report all instances of noncompliance  not reported under Part II I 1 or 2, in writing, at the time the next  monitoring reports are submitted. The reports shall contain the information  listed in Part II I 2. 
    NOTE: The immediate (within 24 hours) reports required in  Parts II G, H, and I may be made to the department's regional office.  Reports may be made by telephone or by fax. For reports outside normal working  hours, leave a message and this shall fulfill the immediate reporting  requirement. For emergencies, the Virginia Department of Emergency Management  maintains a 24-hour telephone service at 1-800-468-8892. 
    J. Notice of planned changes. 
    1. The permittee shall give notice to the department as soon  as possible of any planned physical alterations or additions to the permitted  facility. Notice is required only when: 
    a. The permittee plans alteration or addition to any building,  structure, facility, or installation from which there is or may be a discharge  of pollutants, the construction of which commenced: 
    (1) After promulgation of standards of performance under  Section 306 of Clean Water Act that are applicable to such source; or 
    (2) After proposal of standards of performance in accordance  with Section 306 of Clean Water Act that are applicable to such source, but  only if the standards are promulgated in accordance with Section 306 within 120  days of their proposal; 
    b. The alteration or addition could significantly change the  nature or increase the quantity of pollutants discharged. This notification  applies to pollutants that are subject neither to effluent limitations nor to  notification requirements specified elsewhere in this permit; or 
    c. The alteration or addition results in a significant change  in the permittee's sludge use or disposal practices, and such alteration,  addition, or change may justify the application of permit conditions that are  different from or absent in the existing permit, including notification of  additional use or disposal sites not reported during the permit application  process or not reported pursuant to an approved land application plan. 
    2. The permittee shall give advance notice to the department  of any planned changes in the permitted facility or activity that may result in  noncompliance with permit requirements. 
    K. Signatory requirements. 
    1. Registration statement. All registration statements shall  be signed as follows: 
    a. For a corporation: by a responsible corporate officer. For  the purpose of this section, a responsible corporate officer means: (i) a  president, secretary, treasurer, or vice-president of the corporation in charge  of a principal business function, or any other person who performs similar  policy- or decision-making functions for the corporation, or (ii) the manager  of one or more manufacturing, production, or operating facilities, provided the  manager is authorized to make management decisions which govern the operation  of the regulated facility including having the explicit or implicit duty of  making major capital investment recommendations, and initiating and directing  other comprehensive measures to assure long term environmental compliance with  environmental laws and regulations; the manager can ensure that the necessary  systems are established or other actions taken to gather complete and accurate  information for permit application requirements; and where authority to sign  documents has been assigned or delegated to the manager in accordance with  corporate procedures; 
    b. For a partnership or sole proprietorship: by a general  partner or the proprietor, respectively; or 
    c. For a municipality, state, federal, or other public agency:  by either a principal executive officer or ranking elected official. For  purposes of this section, a principal executive officer of a public agency  includes: (i) the chief executive officer of the agency or (ii) a senior  executive officer having responsibility for the overall operations of a  principal geographic unit of the agency. 
    2. Reports, etc. All reports required by permits, and other  information requested by the board shall be signed by a person described in  Part II K 1 or by a duly authorized representative of that person. A person is  a duly authorized representative only if: 
    a. The authorization is made in writing by a person described  in Part II K 1; 
    b. The authorization specifies either an individual or a  position having responsibility for the overall operation of the regulated  facility or activity such as the position of plant manager, operator of a well  or a well field, superintendent, position of equivalent responsibility, or an  individual or position having overall responsibility for environmental matters  for the company. A duly authorized representative may thus be either a named  individual or any individual occupying a named position; and 
    c. The written authorization is submitted to the department. 
    3. Changes to authorization. If an authorization under Part II  K 2 is no longer accurate because a different individual or position has  responsibility for the overall operation of the facility, a new authorization  satisfying the requirements of Part II K 2 shall be submitted to the department  prior to or together with any reports, or information to be signed by an  authorized representative. 
    4. Certification. Any person signing a document under Part II  K 1 or 2 shall make the following certification: 
    "I certify under penalty of law that this document and  all attachments were prepared under my direction or supervision in accordance  with a system designed to assure that qualified personnel properly gather and  evaluate the information submitted. Based on my inquiry of the person or  persons who manage the system, or those persons directly responsible for  gathering the information, the information submitted is, to the best of my  knowledge and belief, true, accurate, and complete. I am aware that there are  significant penalties for submitting false information, including the  possibility of fine and imprisonment for knowing violations." 
    L. Duty to comply. The permittee shall comply with all  conditions of this permit. Any permit noncompliance constitutes a violation of  the State Water Control Law and the Clean Water Act, except that noncompliance  with certain provisions of this permit may constitute a violation of the State  Water Control Law but not the Clean Water Act. Permit noncompliance is grounds  for enforcement action; for permit termination, revocation and reissuance, or  modification; or denial of a permit renewal application. 
    The permittee shall comply with effluent standards or  prohibitions established under Section 307(a) of the Clean Water Act for toxic  pollutants and with standards for sewage sludge use or disposal established  under Section 405(d) of the Clean Water Act within the time provided in the  regulations that establish these standards or prohibitions or standards for sewage  sludge use or disposal, even if this permit has not yet been modified to  incorporate the requirement. 
    M. Duty to reapply. 
    1. If the permittee wishes to continue an activity  regulated by this permit after the expiration date of this permit, and the  permittee does not qualify for automatic permit coverage renewal, the  permittee shall submit a new registration statement at least 180 60  days before the expiration date of the existing permit, unless permission for a  later date has been granted by the board. The board shall not grant permission  for registration statements to be submitted later than the expiration date of  the existing permit. 
    2. A permittee qualifies for automatic permit coverage  renewal and is not required to submit a registration statement if:
    a. The ownership of the treatment works has not changed  since this general permit went into effect on August 2, 2011, or, if the  ownership has changed, a new registration statement or VPDES Change of  Ownership form was submitted to the department at the time of the title  transfer;
    b. There has been no change in the design or operation, or  both, of the treatment works since this general permit went into effect on  August 2, 2011;
    c. For treatment works serving individual single family  dwellings, the Virginia Department of Health does not object to the automatic  permit coverage renewal for this treatment works based on system performance  issues, enforcement issues, or other issues sufficient to the department. If  the Virginia Department of Health objects to the automatic renewal for this  treatment works, the permittee will be notified by the department in writing;  and
    d. For treatment works serving nonsingle family dwellings,  the department has no objection to the automatic permit coverage renewal for  this treatment works based on system performance issues, or enforcement issues.  If the department objects to the automatic renewal for this treatment works,  the permittee will be notified in writing.
    Any permittee that does not qualify for automatic permit  coverage renewal shall submit a new registration statement in accordance with  Part II M 1.
    N. Effect of a permit. This permit does not convey any  property rights in either real or personal property or any exclusive  privileges, nor does it authorize any injury to private property or invasion of  personal rights, or any infringement of federal, state or local law or  regulations. 
    O. State law. Nothing in this permit shall be construed to  preclude the institution of any legal action under, or relieve the permittee from  any responsibilities, liabilities, or penalties established pursuant to, any  other state law or regulation or under authority preserved by Section 510 of  the Clean Water Act. Except as provided in permit conditions on  "bypassing" (Part II U), and "upset" (Part II V) nothing in  this permit shall be construed to relieve the permittee from civil and criminal  penalties for noncompliance. 
    P. Oil and hazardous substance liability. Nothing in this  permit shall be construed to preclude the institution of any legal action or  relieve the permittee from any responsibilities, liabilities, or penalties to  which the permittee is or may be subject under §§ 62.1-44.34:14 through 62.1-44.34:23 of the State Water Control Law. 
    Q. Proper operation and maintenance. The permittee shall at  all times properly operate and maintain all facilities and systems of treatment  and control (and related appurtenances) that are installed or used by the  permittee to achieve compliance with the conditions of this permit. Proper  operation and maintenance also include effective plant performance, adequate  funding, adequate staffing, and adequate laboratory and process controls,  including appropriate quality assurance procedures. This provision requires the  operation of back-up or auxiliary facilities or similar systems that are  installed by the permittee only when the operation is necessary to achieve  compliance with the conditions of this permit. 
    R. Disposal of solids or sludges. Solids, sludges or other  pollutants removed in the course of treatment or management of pollutants shall  be disposed of in a manner so as to prevent any pollutant from such materials  from entering state waters. 
    S. Duty to mitigate. The permittee shall take all reasonable  steps to minimize or prevent any discharge or sludge use or disposal in  violation of this permit that has a reasonable likelihood of adversely  affecting human health or the environment. 
    T. Need to halt or reduce activity not a defense. It shall  not be a defense for a permittee in an enforcement action that it would have  been necessary to halt or reduce the permitted activity in order to maintain  compliance with the conditions of this permit. 
    U. Bypass. 
    1. "Bypass" means the intentional diversion of waste  streams from any portion of a treatment facility. The permittee may allow any  bypass to occur that does not cause effluent limitations to be exceeded, but  only if it also is for essential maintenance to ensure efficient operation.  These bypasses are not subject to the provisions of Parts II U 2 and 3. 
    2. Notice. 
    a. Anticipated bypass. If the permittee knows in advance of  the need for a bypass, prior notice shall be submitted, if possible, at least  10 days before the date of the bypass. 
    b. Unanticipated bypass. The permittee shall submit notice of an  unanticipated bypass as required in Part II I. 
    3. Prohibition of bypass. 
    a. Bypass is prohibited, and the board may take enforcement  action against a permittee for bypass, unless: 
    (1) Bypass was unavoidable to prevent loss of life, personal  injury, or severe property damage; 
    (2) There were no feasible alternatives to the bypass, such as  the use of auxiliary treatment facilities, retention of untreated wastes, or  maintenance during normal periods of equipment downtime. This condition is not  satisfied if adequate back-up equipment should have been installed in the  exercise of reasonable engineering judgment to prevent a bypass that occurred  during normal periods of equipment downtime or preventive maintenance; and 
    (3) The permittee submitted notices as required under Part II  U 2. 
    b. The board may approve an anticipated bypass after  considering its adverse effects if the board determines that it will meet the  three conditions listed above in Part II U 3 a. 
    V. Upset. 
    1. An upset constitutes an affirmative defense to an action  brought for noncompliance with technology-based permit effluent limitations if  the requirements of Part II V 2 are met. A determination made during  administrative review of claims that noncompliance was caused by upset, and  before an action for noncompliance, is not a final administrative action  subject to judicial review. 
    2. A permittee who wishes to establish the affirmative defense  of upset shall demonstrate through properly signed, contemporaneous operating  logs, or other relevant evidence that: 
    a. An upset occurred and that the permittee can identify the  cause(s) of the upset; 
    b. The permitted facility was at the time being properly  operated; 
    c. The permittee submitted notice of the upset as required in  Part II I; and 
    d. The permittee complied with any remedial measures required  under Part II S. 
    3. In any enforcement proceeding the permittee seeking to  establish the occurrence of an upset has the burden of proof. 
    W. Inspection and entry. The permittee shall allow the director,  or an authorized representative, upon presentation of credentials and other  documents as may be required by law, to: 
    1. Enter upon the permittee's premises where a regulated  facility or activity is located or conducted, or where records must be kept under  the conditions of this permit; 
    2. Have access to and copy, at reasonable times, any records  that must be kept under the conditions of this permit; 
    3. Inspect at reasonable times any facilities, equipment  (including monitoring and control equipment), practices, or operations  regulated or required under this permit; and 
    4. Sample or monitor at reasonable times, for the purposes of  assuring permit compliance or as otherwise authorized by the Clean Water Act  and the State Water Control Law, any substances or parameters at any location. 
    For purposes of this section, the time for inspection shall  be deemed reasonable during regular business hours, and whenever the facility  is discharging. Nothing contained herein shall make an inspection unreasonable  during an emergency. 
    X. Permit actions. Permits may be modified, revoked and  reissued, or terminated for cause. The filing of a request by the permittee for  a permit modification, revocation and reissuance, termination, or notification  of planned changes or anticipated noncompliance does not stay any permit  condition. 
    Y. Transfer of permits. 
    1. Permits are not transferable to any person except after  notice to the department. Except as provided in Part II Y 2, a permit may be  transferred by the permittee to a new owner or operator only if the permit has  been modified or revoked and reissued, or a minor modification made, to  identify the new permittee and incorporate such other requirements as may be  necessary under the State Water Control Law and the Clean Water Act. 
    2. As an alternative to transfers under Part II Y 1, this  permit may be automatically transferred to a new permittee if: 
    a. The current permittee notifies the department at least  within 30 days in advance of the proposed transfer of the  title to the facility or property; 
    b. The notice includes a written agreement between the  existing and new permittees containing a specific date for transfer of permit  responsibility, coverage, and liability between them; and 
    c. The board does not notify the existing permittee and the  proposed new permittee of its intent to modify or revoke and reissue the  permit. If this notice is not received, the transfer is effective on the date  specified in the agreement mentioned in Part II Y 2 b. 
    Z. Severability. The provisions of this permit are severable,  and if any provision of this permit or the application of any provision of this  permit to any circumstance is held invalid, the application of such provision  to other circumstances, and the remainder of this permit, shall not be affected  thereby. 
        NOTICE: The forms used  in administering the above regulation are listed below. Any amended or added  forms are reflected in the listing and are published following the listing.
         FORMS (9VAC25-110)
    VPDES Change of Ownership Agreement Form (eff. 7/10).
         
          
    VA.R. Doc. No. R09-2062; Filed June 28, 2010, 8:18 a.m. 
TITLE 9. ENVIRONMENT
STATE WATER CONTROL BOARD
Proposed Regulation
        REGISTRAR'S NOTICE: The  following regulation filed by the State Water Control Board is exempt from the  Administrative Process Act in accordance with § 2.2-4006 A 8 of the Code  of Virginia, which exempts general permits issued by the State Water Control  Board pursuant to the State Water Control Law (§ 62.1-44.2 et seq.),  Chapter 24 (§ 62.1-242 et seq.) of Title 62.1 and Chapter 25  (§ 62.1-254 et seq.) of Title 62.1, if the board (i) provides a Notice of  Intended Regulatory Action in conformance with the provisions of § 2.2-4007.01,  (ii) following the passage of 30 days from the publication of the Notice of  Intended Regulatory Action forms a technical advisory committee composed of  relevant stakeholders, including potentially affected citizens groups, to  assist in the development of the general permit, (iii) provides notice and  receives oral and written comment as provided in § 2.2-4007.03, and (iv)  conducts at least one public hearing on the proposed general permit. 
         Title of Regulation: 9VAC25-115. General Virginia  Pollutant Discharge Elimination System (VPDES) Permit for Seafood Processing  Facilities (amending 9VAC25-115-10 through  9VAC25-115-50).
    Statutory Authority: § 62.1-44.15 of the Code of  Virginia; § 402 of the Clean Water Act; 40 CFR Parts 122, 123, and 124.
    Public Hearing Information:
    August 26, 2010 - 1 p.m. - Department of Environmental  Quality, 629 East Main Street, 2nd Floor Conference Room, Richmond, VA
    Public Comment Deadline: September 17, 2010.
    Public Participation: In addition to any other comments,  the board is seeking comments on the costs and benefits of the proposal, the  potential impacts on the regulated community, and any impacts of the regulation  on farm and forest land preservation. Also, the board is seeking information on  impacts on small businesses as defined in § 2.2-4007.1 of the Code of  Virginia. Information may include i) projected reporting, recordkeeping, and  other administrative costs, ii) probable effect of the regulation on affected  small businesses, and iii) description of less intrusive or costly alternative  methods of achieving the purpose of the regulation.
    Anyone wishing to submit written comments for the public comment  file may do so at the public hearing or by mail, email, or fax to George Cosby,  Office of Regulatory Affairs, Department of Environmental Quality, P.O. Box  1105, Richmond, VA 23218, telephone (804) 698-4067, fax (804) 698-4032, email  george.cosby@deq.virginia.gov. Comments may also be submitted through the  public forum feature of the Virginia Regulatory Town Hall website at  www.townhall.virginia.gov. Written comments must include the name and address  of the commenter. In order to be considered comments must be received by 11:59  p.m. on the date established as the close of the comment period.
    Agency Contact: George Cosby, Department of  Environmental Quality, 629 East Main Street, P.O. Box 1105, Richmond, VA 23218,  telephone (804) 698-4067, FAX (804) 698-4032, or email  george.cosby@deq.virginia.gov.
    Summary
    The proposed changes amend and reissue the general permit  that expires on July 23, 2011. The general permit that establishes limitations  and monitoring requirements for wastewater discharges from seafood processing  facilities is continued. As with an individual VPDES permit, the effluent  limits in the general permit are set to protect the quality of the waters  receiving the discharges. The proposed changes (i) add two reasons  authorization to discharge cannot be granted, (ii) add language to allow for  administrative continuances of coverage, (iii) add three new special  conditions, (iv) update the storm water pollution prevention plan section and  (v) modify due dates in the conditions applicable to all permits section.
    9VAC25-115-10. Definitions.
    The words and terms used in this chapter shall have the  meanings defined in the State Water Control Law, Chapter 3.1  (§ 62.1-44.2 et seq.) of Title 62.1 of the Code of Virginia and the  Virginia Pollutant Discharge Elimination System (VPDES) Permit Regulation  (9VAC25-31) unless the context clearly indicates otherwise. Additionally, for  the purposes of this chapter: 
    "Industrial activity" means the facilities  classified under SIC Code 2091 or 2092. 
    "Runoff coefficient" means the fraction of total  rainfall that will appear at the conveyance as runoff. 
    "Seafood processing facility" means any facility  classified under SIC Code 2091, 2092, 5142, or 5146, except a  mechanized clam facility, which processes or handles seafood intended for  human consumption or as bait, except a mechanized clam facility. Seafood  includes but is not limited to crabs, oysters, hand-shucked clams, scallops,  squid, eels, turtles, fish, conchs and crayfish. 
    "SIC" means the Standard Industrial Classification  Code or Industrial Grouping from the U.S. Office of Management and Budget  Standard Industrial Classification Manual, 1987 edition. 
    "Significant materials" includes, but is not  limited to, raw materials; fuels; materials such as solvents, detergents, and  plastic pellets; finished materials such as metallic products; raw materials  used in food processing or production (except oyster, clam or scallop shells);  hazardous substances designated under § 101(14) of the Comprehensive  Environmental Response, Compensation and Liability Act (CERCLA) (42 USC § 9601);  any chemical the facility is required to report pursuant to § 313 of the  Emergency Planning and Community Right-to-Know Act (EPCRA) (42 USC § 11023);  fertilizers; pesticides; and waste products such as ashes, slag and sludge that  have the potential to be released with storm water discharges. 
    "Storm water" means storm water runoff, snow melt  runoff, and surface runoff and drainage. 
    "Storm water discharge associated with industrial  activity" means the discharge from any conveyance that is used for  collecting and conveying storm water and that is directly related to  manufacturing, processing or raw materials storage areas at an industrial  plant. The term does not include discharges from facilities or activities  excluded from the VPDES program under 9VAC25-31-10 et seq. For the categories  of industries identified in the "industrial activity" definition, the  term includes, but is not limited to, storm water discharges from industrial  plant yards; immediate access roads and rail lines used or traveled by carriers  of raw materials, manufactured products, waste material, or byproducts (except  for oyster, clam or scallop shells) used or created by the facility; material  handling sites; refuse sites; sites used for the application or disposal of  process wastewaters; sites used for the storage and maintenance of material  handling equipment; sites used for residual treatment, storage, or disposal;  shipping and receiving areas; manufacturing buildings; storage area (including  tank farms) for raw materials, and intermediate and finished products; and  areas where industrial activity has taken place in the past and significant  materials remain and are exposed to storm water. For the purposes of this  paragraph, material handling activities include the storage, loading and  unloading, transportation, or conveyance of any raw material, intermediate  product, finished product, byproduct or waste product (except for oyster, clam  or scallop shells). The term excludes areas located on plant lands separate  from the plant's industrial activities, such as office buildings and  accompanying parking lots as long as the drainage from the excluded areas is  not mixed with storm water drained from the above described areas. 
    "Total maximum daily load" or "TMDL"  means a calculation of the maximum amount of a pollutant that a waterbody can  receive and still meet water quality standards, and an allocation of that  amount to the pollutant's sources. A TMDL includes wasteload allocations (WLAs)  for point source discharges, and load allocations (LAs) for nonpoint sources or  natural background, or both, and must include a margin of safety (MOS) and  account for seasonal variations.
    9VAC25-115-20. Purpose; delegation of authority; effective date  of permit.
    A. This general permit regulation governs the discharge of  wastewater and storm water associated with industrial activity from seafood  processing facilities. It does not cover wastewater discharges from  mechanized clam processing facilities. No discharge from seafood processing  facilities is allowed except when in compliance with this permit.
    B. The director, or an authorized representative, may perform  any act of the board provided under this regulation, except as limited by  § 62.1-44.14 of the Code of Virginia. 
    C. This general permit will become effective on July 24, 2001  2011, and will expire on July 23, 2011 2016. For any  covered owner, this general permit is effective upon compliance with all the  provisions of 9VAC25-115-30 and the receipt of this general permit. 
    9VAC25-115-30. Authorization to discharge. 
    A. Any owner governed by this general permit is hereby  authorized to discharge to surface waters of the Commonwealth of Virginia  provided that the owner files a registration statement in accordance with  9VAC25-115-40 that is accepted by the board, files the required permit fee,  complies with the effluent limitations and other requirements of 9VAC25-115-50,  and provided that: the owner has not been notified by the department  that authorization is denied in accordance with subsection B of this section.
    B. The department will notify an owner of denial of  authorization in the event of any of the following:
    1. Individual permit. The owner shall not have been  is required to obtain an individual permit as may be required in the  VPDES Permit Regulation (9VAC25-31). in accordance with 9VAC25-31-170 B  3 of the VPDES Permit Regulation;
    2. Prohibited discharge locations. The owner shall  not be authorized by this general permit is proposing to discharge  to state waters specifically named in other board regulations or policies that  prohibit such discharges.; 
    3. Nutrient discharges. Annual The owner is  proposing to discharge annual mass loadings of total nitrogen in excess of  2,300 pounds per year or of total phosphorus in excess of 300 pounds per year are  not authorized by this general permit.;
    4. The discharge would violate the antidegradation policy  stated in 9VAC25-260-30 of the Virginia Water Quality Standards; or
    5. A TMDL (board adopted and EPA approved or EPA imposed)  contains a WLA for the facility, unless this general permit specifically  addresses the TMDL pollutant of concern and the permit limits are at least as  stringent as those required by the TMDL WLA.
    Receipt of this general permit does not relieve any owner  of the responsibility to comply with any other federal, state or local statute,  ordinance or regulation. C. Compliance with this general permit  constitutes compliance with the Clean Water Act, the State Water Control Law,  and applicable regulations under either, with the exceptions stated in  9VAC25-31-60 of the VPDES Permit Regulation. Approval for coverage under this  general permit does not relieve any owner of the responsibility to comply with  any other federal, state or local statute, ordinance or regulation.
    D. Continuation of permit coverage.
    1. Any owner that was authorized to discharge under the  general permit issued in 2006, and who submits a complete registration  statement on or before July 23, 2011, is authorized to continue to discharge  under the terms of the 2006 general permit until such time as the department  either:
    a. Issues coverage to the owner under this general permit;  or
    b. Notifies the owner that coverage under this permit is  denied.
    2. When the facility that was covered under the expiring or  expired general permit is not in compliance with the conditions of that permit,  the board may choose to do any or all of the following:
    a. Initiate enforcement action based upon the general  permit that has been continued;
    b. Issue a notice of intent to deny coverage under the  amended general permit. If the general permit coverage is denied, the owner  would then be required to cease the activities authorized by the continued  general permit or be subject to enforcement action for operating without a  permit;
    c. Issue an individual permit with appropriate conditions;  or
    d. Take other actions authorized by the VPDES permit  Regulation (9VAC25-31)
    9VAC25-115-40. Registration statement.
    A. Deadlines for submitting registration statement.  The owner shall file submit a complete general VPDES permit  registration statement in accordance with this chapter, which will  shall serve as a notice of intent for coverage under the general permit  for seafood processors. 
    1. New facilities. Any owner proposing a new discharge  shall submit a complete registration statement to the department at least 30  days prior to the date planned for commencing operation of the treatment works.
    2. Existing facilities.
    a. Any owner of an existing seafood processing facility covered  by an individual VPDES permit who is proposing to be covered by this general  permit shall notify the department at least 180 days prior to the expiration  date of the individual VPDES permits, and shall submit a complete registration  statement at least 30 days prior to the expiration date of the individual VPDES  permit.
    b. Any owner of an existing facility covered by the  that was authorized to discharge under the general VPDES permit for  seafood processing facilities that became effective on July 24, 2001 2006,  and who wishes to remain covered by intends to continue coverage  under this general permit shall file a new submit a complete  registration statement to the department prior to June 24, 2011 in  accordance with the general permit requirements in order to avoid a lapse in  coverage. Any owner proposing a new discharge shall file the  registration statement at least 30 days prior to the date planned for operation  of the new discharge. Any owner of an existing seafood processing facility  covered by an individual VPDES permit who is proposing to be covered by this  general permit shall file the registration statement at least 180 days prior to  the expiration date of the individual VPDES permit. 
    c. Any owner of an existing seafood processing facility  not currently covered by a VPDES permit who is proposing to be covered by this  general permit shall file the submit a complete registration  statement to the department. 
    After d. Any owner of an existing seafood processing  facility adding a new process after coverage under the general permit is  obtained, shall submit an amended registration statement must  be submitted to the department at least 30 days prior to commencing  operation of any the new process not included on the original  registration statement. 
    3. New owners of existing facilities. Any new owner of an  existing facility that is covered by this general permit must submit a complete  registration statement or a VPDES Change of Ownership form within 30 days of  the transfer of title.
    4. Late registration statements will be accepted but  authorization to discharge will not be retroactive.
    B. The registration statement shall contain the  following information:
    1. Facility name, owner, mailing address, email address  (where available), and telephone number;
    2. Facility location street address (if different  from mailing address); 
    3. Facility operator name, address, email address, and  telephone number if different than owner; 
    4. Does the facility discharge to surface waters? Name of  receiving stream if yes and, if no, describe the discharge; 
    5. Does the facility have a current VPDES Permit? Permit  Number if yes; 
    6. The original date of construction of the seafood processing  facility building and dates and description of all subsequent facility  construction.; 
    7. A USGS topographic or computer generated map showing  the facility discharge location and receiving water body; 
    8. Facility SIC Code(s); 
    9. Nature of business at facility; 
    10. Discharge outfall information; 
    11. Facility maximum production information; 
    12. Facility line (water balance) drawing; 
    13. Discharge and outfall descriptions for different seafood  processes that operate simultaneously; 
    14. Treatment and solid waste disposal information; 
    15. Information on use of chemicals at the facility; and
    16. The following certification: "I certify under penalty  of law that this document and all attachments were prepared under my direction  or supervision in accordance with a system designed to assure that qualified  personnel properly gather and evaluate the information submitted. Based on my  inquiry of the person or persons who manage the system or those persons  directly responsible for gathering the information, the information submitted  is to the best of my knowledge and belief true, accurate, and complete. I am  aware that there are significant penalties for submitting false information  including the possibility of fine and imprisonment for knowing  violations." 
    The registration statement shall be signed in accordance with  9VAC25-31-110. 
    9VAC25-115-50. General permit. 
    Any owner whose registration statement is accepted by the  director will receive the following permit and shall comply with the  requirements therein and be subject to all requirements of the VPDES Permit  Regulation, 9VAC25-31.
    General Permit No.: VAG52 
  Effective Date: July 24, 2006 2011
  Expiration Date: July 23, 2011 2016
    GENERAL PERMIT FOR SEAFOOD PROCESSING FACILITY 
    AUTHORIZATION TO DISCHARGE UNDER THE VIRGINIA POLLUTANT  DISCHARGE ELIMINATION SYSTEM AND THE VIRGINIA STATE WATER CONTROL LAW 
    In compliance with the provisions of the Clean Water Act, as  amended, and pursuant to the State Water Control Law and regulations adopted  pursuant to it, owners of seafood processing facilities, other than mechanized  clam processing facilities, are authorized to discharge to surface waters  within the boundaries of the Commonwealth of Virginia, except those  specifically named in board regulations or policies that prohibit such  discharges. 
    The authorized discharge shall be in accordance with this  cover page, Part I—Effluent Limitations and Monitoring Requirements, Part  II—Storm Water Pollution Prevention Plans, and Part III—Conditions Applicable  to All VPDES Permits, as set forth herein. 
         
          Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—SEAFOOD PROCESSING NOT  LIMITED ELSEWHERE IN PART I. A.— SIC 2091, 2092, 5142 AND 5146 SOURCES EXCEPT  MECHANIZED CLAM FACILITIES 
    1. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the permittee  is authorized to discharge wastewater from seafood processing not otherwise  classified from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/YEAR | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/YEAR | Grab | 
       | TSS | NL | NL | NA | NA | NA | 1/YEAR | CompComposite
 | 
       | Oil and Grease | NL | NL | NA | NA | NA | 1/YEAR | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/YEAR | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by the end of the year and reported  by the 10th of January of the following year on the facility's Discharge  Monitoring Report (DMR). All calculations shall be submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—CONVENTIONAL (HANDPICKED)  BLUE CRAB PROCESSING—EXISTING SOURCES PROCESSING MORE THAN 3,000 LBS OF RAW  MATERIAL PER DAY ON ANY DAY 
    2. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from conventional blue crab  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 0.74 | 2.2 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.20 | 0.60 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—CONVENTIONAL (HANDPICKED)  BLUE CRAB PROCESSING—ALL NEW SOURCES 
    3. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from conventional blue crab  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | BOD5 | NL | NL | 0.15 | 0.30 | NA | 1/3 Months | CompComposite
 | 
       | TSS | NL | NL | 0.45 | 0.90 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.065 | 0.13 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | Measure
 Measurement | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—MECHANIZED BLUE CRAB  PROCESSING—ALL EXISTING SOURCES 
    4. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from mechanized blue crab  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 12.0 | 36.0 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 4.2 | 13.0 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—MECHANIZED BLUE CRAB  PROCESSING—ALL NEW SOURCES 
    5. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from mechanized blue crab  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | BOD5 | NL | NL | 2.5 | 5.0 | NA | 1/3 Months | CompComposite
 | 
       | TSS | NL | NL | 6.3 | 13 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 1.3 | 2.6 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—NONBREADED SHRIMP  PROCESSING—EXISTING SOURCES PROCESSING MORE THAN 2,000 LBS OF RAW MATERIAL PER  DAY ON ANY DAY 
    6. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from non-breaded shrimp  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 38.0 | 110 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 12.0 | 36.0 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—NONBREADED SHRIMP  PROCESSING—ALL NEW SOURCES 
    7. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from nonbreaded shrimp  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | BOD5 | NL | NL | 25.0 | 63.0 | NA | 1/3 Months | CompComposite
 | 
       | TSS | NL | NL | 10.0 | 25.0 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 1.6 | 4.0 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—BREADED SHRIMP  PROCESSING—EXISTING SOURCES PROCESSING MORE THAN 2,000 LBS OF RAW MATERIAL PER  DAY ON ANY DAY 
    8. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from breaded shrimp processing,  from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 93.0 | 280 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 12.0 | 36.0 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—BREADED SHRIMP  PROCESSING—ALL NEW SOURCES 
    9. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from breaded shrimp processing,  from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | BOD5 | NL | NL | 40.0 | 100 | NA | 1/3 Months | CompComposite
 | 
       | TSS | NL | NL | 22.0 | 55.0 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 1.5 | 3.8 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—TUNA PROCESSING—ALL  EXISTING SOURCES 
    10. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from tuna processing, from  outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 3.3 | 8.3 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.84 | 2.1 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be submitted  with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—TUNA PROCESSING—ALL NEW  SOURCES 
    11. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the permittee  is authorized to discharge wastewater from tuna processing, from outfall(s)  __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | BOD5 | NL | NL | 8.1 | 20.0 | NA | 1/3 Months | CompComposite
 | 
       | TSS | NL | NL | 3.0 | 7.5 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.76 | 1.9 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—CONVENTIONAL BOTTOM FISH  PROCESSING—EXISTING SOURCES PROCESSING MORE THAN 4,000 LBS OF RAW MATERIAL PER  DAY ON ANY DAY 
    12. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from conventional bottom fish  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 2.0 | 3.6 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.55 | 1.0 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—CONVENTIONAL BOTTOM FISH  PROCESSING—ALL NEW SOURCES 
    13. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from conventional bottom fish  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | BOD5 | NL | NL | 0.71 | 1.2 | NA | 1/3 Months | CompComposite
 | 
       | TSS | NL | NL | 0.73 | 1.5 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.042 | 0.077 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—MECHANIZED BOTTOM FISH  PROCESSING—ALL EXISTING SOURCES 
    14. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the permittee  is authorized to discharge wastewater from mechanized bottom fish processing,  from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 12.0 | 22.0 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 3.9 | 9.9 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—MECHANIZED BOTTOM FISH  PROCESSING—ALL NEW SOURCES 
    15. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from mechanized bottom fish  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | BOD5 | NL | NL | 7.5 | 13.0 | NA | 1/3 Months | CompComposite
 | 
       | TSS | NL | NL | 2.9 | 5.3 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.47 | 1.2 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—HAND-SHUCKED CLAM  PROCESSING—EXISTING SOURCES WHICH PROCESS MORE THAN 4,000 LBS OF RAW MATERIAL  PER DAY ON ANY DAY 
    16. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from hand-shucked clam  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 18.0 | 59.0 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.23 | 0.60 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—HAND-SHUCKED CLAM  PROCESSING—ALL NEW SOURCES 
    17. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from hand-shucked clam  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 17.0 | 55.0 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.21 | 0.56 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—HAND-SHUCKED OYSTER  PROCESSING—EXISTING SOURCES WHICH PROCESS MORE THAN 1,000 LBS OF RAW MATERIAL  PER DAY ON ANY DAY 
    18. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from hand-shucked oyster  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 16.0 | 23.0 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.77 | 1.1 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—HAND-SHUCKED OYSTER  PROCESSING—ALL NEW SOURCES 
    19. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from hand-shucked oyster  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 16.0 | 23.0 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.77 | 1.1 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—STEAMED AND CANNED OYSTER  PROCESSING—ALL EXISTING SOURCES 
    20. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from mechanized oyster  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 190 | 270 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 1.7 | 2.3 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—STEAMED AND CANNED OYSTER  PROCESSING—ALL NEW SOURCES 
    21. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from mechanized oyster  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | BOD5 | NL | NL | 17.0 | 67.0 | NA | 1/3 Months | CompComposite
 | 
       | TSS | NL | NL | 39.0 | 56.0 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.42 | 0.84 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—SCALLOP PROCESSING—ALL  EXISTING SOURCES 
    22. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from scallop processing, from  outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 1.4 | 5.7 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.23 | 7.3 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—SCALLOP PROCESSING—ALL NEW  SOURCES 
    23. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from scallop processing, from  outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 1.4 | 5.7 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.23 | 7.3 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—FARM-RAISED CATFISH  PROCESSING—EXISTING SOURCES WHICH PROCESS MORE THAN 3,000 LBS OF RAW MATERIAL  PER DAY ON ANY DAY 
    24. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from farm-raised catfish  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 9.2 | 28 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 3.4 | 10.0 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—FARM-RAISED CATFISH  PROCESSING—ALL NEW SOURCES 
    25. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from farm-raised catfish  processing, from outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | BOD5 | NL | NL | 2.3 | 4.6 | NA | 1/3 Months | CompComposite
 | 
       | TSS | NL | NL | 5.7 | 11.0 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 0.45 | 0.90 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—HERRING PROCESSING—EXISTING  SOURCES 
    26. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from herring processing, from  outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | TSS | NL | NL | 24 | 32 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 10 | 27 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
    Part I 
  A. EFFLUENT LIMITATIONS AND MONITORING REQUIREMENTS—HERRING PROCESSING—ALL NEW  SOURCES 
    27. During the period beginning with the permittee's coverage  under this general permit and lasting until the permit's expiration date, the  permittee is authorized to discharge wastewater from herring processing, from  outfall(s) __________. 
    Such discharges shall be limited and monitored by the  permittee as specified below: 
           | EFFLUENT CHARACTERISTICS | MONITORING REQUIREMENTS kg/day | DISCHARGE LIMITATIONS kg/kkg | Sample Frequency | Sample Type | 
       | Monthly Avg | Daily Max | Monthly Avg | Daily Max | Daily Min | 
       | Flow (MGD) | NA | NL | NA | NA | NA | 1/3 Months | Estimate | 
       | pH (S.U.) | NA | NA | NA | 9.0 | 6.0 | 1/3 Months | Grab | 
       | BOD5 | NL | NL | 15 | 16 | NA | 1/3 Months | CompComposite
 | 
       | TSS | NL | NL | 5.2 | 7.0 | NA | 1/3 Months | CompComposite
 | 
       | Oil and Grease | NL | NL | 1.1 | 2.9 | NA | 1/3 Months | Grab | 
       | Production | NA | NL | NA | NA | NA | 1/3 Months | MeasureMeasurement
 | 
  
    NL = No Limitation, monitoring required 
    NA = Not applicable 
    Grab = Individual grab sample is to be taken in the middle of  a composite sampling period. 
    Comp Composite = Hourly grab samples taken over  the duration of a processing cycle (including cleanup) combined to form one  representative sample, not to exceed eight grab samples. 
    Production—see Special Condition No. 5. 
    Samples shall be collected by March 31, June 30, September 30,  and December 31 and reported by the 10th of the following month on the  facility's Discharge Monitoring Report (DMR). All calculations shall be  submitted with the DMR. 
         
          B. Special conditions. 
    1. No sewage shall be discharged from a point source to  surface waters at this facility except under the provisions of another VPDES  permit specifically issued for that purpose. 
    2. There shall be no chemicals added to the water or waste to  be discharged, including sodium tripolyphosphate, other than those listed on  the owner's accepted registration statement. 
    3. Wastewater should be reused or recycled to the maximum  extent practicable. 
    4. The permittee shall comply with the following solids  management plan: 
    a. There shall be no discharge of floating solids or visible  foam in other than trace amounts. 
    b. All floors, machinery, conveyor belts, dock areas, etc.  shall be dry swept or dry brushed prior to washdown. 
    c. All settling basins shall be cleaned frequently in order to  achieve effective settling. 
    d. All solids resulting from the seafood processes covered  under this general permit, other than oyster, clam or scallop shells, shall be  handled, stored and disposed of so as to prevent a discharge to state waters of  such solids or industrial wastes or other wastes from those solids. 
    e. The permittee shall install and properly maintain  wastewater treatment necessary in order to remove organic solids present in the  wastewater that may settle and accumulate on the substrate of the receiving  waters in other than trace amounts. 
    f. All employees shall receive training relative to preventive  measures taken to control the release of solids from the facility into surface  waters. 
    5. Production to be reported and used in calculating effluent  discharge levels in terms of kg/kkg shall be the weight in kilograms of raw  material processed, in the form in which it is received at the processing  plant, on the day of effluent sampling, except for the hand-shucked oyster,  steamed and canned oyster, and scallop processing subcategories, for which  production shall mean the weight of oyster or scallop meat after processing.  The effluent levels in terms of kg/kkg shall be calculated by dividing the measured  pollutant load in kg/day by the production level in kkg (thousands of  kilograms). 
    6. The permittee shall notify the department as soon as they  know or have reason to believe: 
    a. That any activity has occurred or will occur that would  result in the discharge on a routine or frequent basis of any toxic pollutant  that is not limited in the permit, if that discharge will exceed the highest of  the following notification levels: 
    (1) One hundred micrograms per liter (100 μg/l); 
    (2) Two hundred micrograms per liter (200 μg/l) for  acrolein and acrylonitrile; five hundred micrograms per liter (500 μg/l)  for 2,4-dinitrophenol and for 2-methyl-4,6-dinitrophenol; and one milligram per  liter (1 mg/l) for antimony; 
    (3) Five times the maximum concentration value reported for  that pollutant in the permit application; or 
    (4) The level established by the board. 
    b. That any activity has occurred or will occur that would  result in any discharge on a nonroutine or infrequent basis of a toxic  pollutant that is not limited in the permit if that discharge will exceed the  highest of the following notification levels: 
    (1) Five hundred micrograms per liter (500 μg/l); 
    (2) One milligram per liter (1 mg/l) for antimony; 
    (3) Ten times the maximum concentration value reported for  that pollutant in the permit application; or 
    (4) The level established by the board.
    7. Compliance reporting and recordkeeping under Part I A.
    a. The quantification levels (QL) shall be less than or  equal to the following concentrations:
           | Effluent Parameter | Quantification Level | 
       | BOD | 2.0 mg/l | 
       | TSS | 1.0 mg/l | 
       | Oil and Grease | 5.0 mg/l | 
  
    The QL is defined as the lowest concentration used to  calibrate a measurement system in accordance with the procedures published for  the test method.
    b. Recording results. Any concentration below the QL used  in the analysis shall be recorded as < "QL" if it is less than the  QL used in the analysis (the QL must be less than or equal to the QL in  subdivision a of this subdivision. Otherwise the numerical value shall be  recorded.
    c. Monitoring results shall be recorded using the same  number of significant digits as listed in the permit. Regardless of the  rounding conventions used by the permittee (e.g., 5 always rounding up or to  the nearest even number), the permittee shall use the convention consistently,  and shall ensure that consulting laboratories employed by the permittee use the  same convention.
    8. The discharges authorized by this permit shall be  controlled as necessary to meet water quality standards in 9VAC25-260.
    9. If a new process is added after coverage under the  general permit is obtained, an amended registration statement must be submitted  at least 30 days prior to commencing operation of the new process.
    Part II 
  Storm Water Pollution Prevention Plans 
    A storm water pollution prevention plan (SWPPP) shall be  developed for each facility covered by this permit, which has storm water discharges  and is classified under SIC Code 2091 or 2092. 
    The SWPPP shall be prepared in accordance with good  engineering practices and shall identify potential sources of pollution that  may reasonably be expected to affect the quality of storm water discharges from  the facility. In addition, the plan shall describe and ensure the  implementation of practices that will be used to reduce the pollutants in storm  water discharges from the facility, and shall assure compliance with the terms  and conditions of this permit. Permittees must implement the provisions of the  SWPPP as a condition of this permit. 
    The SWPPP requirements of this general permit may be  fulfilled by incorporating by reference other plans or documents such as an  erosion and sediment control (ESC) plan, a spill prevention control and  countermeasure (SPCC) plan developed for the facility under § 311 of the Clean  Water Act or best management practices (BMP) programs otherwise required for  the facility provided that the incorporated plan meets or exceeds the plan  requirements of this section. If an ESC plan is being incorporated by  reference, it shall have been approved by the locality in which the activity is  to occur or by another appropriate plan approving authority authorized under  the Erosion and Sediment Control Regulations, 4VAC50-30. All plans incorporated  by reference into the SWPPP become enforceable under this permit. 
    A. Deadlines for plan preparation and compliance. 
    1. Facilities that were covered under the 2001 2006  Seafood Processing General Permit. Owners of facilities that were covered under  the 2001 2006 Seafood Processing General Permit who are  continuing coverage under this general permit shall update and implement any  revisions to the SWPPP not later than December 30, 2006 2011. 
    2. New facilities, facilities previously covered by an  expiring individual permit, and existing facilities not currently covered by a  VPDES permit. Owners of new facilities, facilities previously covered by an  expiring individual permit, and existing facilities not currently covered by a  VPDES permit who elect to be covered under this general permit must prepare and  implement the SWPPP prior to submitting the registration statement. 
    3. New owners of existing facilities. Where the owner of an  existing facility that is covered by this permit changes, the new owner of the  facility must update and implement any revisions to the SWPPP within 60 days of  the ownership change transfer of title. 
    4. Extensions. Upon a showing of good cause, the director may  establish a later date in writing for the preparation and compliance with the  SWPPP. 
    B. Contents of the plan. The plan shall include, at a  minimum, the following items: 
    1. Pollution prevention team. The plan shall identify the  staff individuals by name or title that comprise the facility's storm water  pollution prevention team. The pollution prevention team is responsible for  assisting the facility or plant manager in developing, implementing,  maintaining, and revising, and maintaining compliance with the  facility's SWPPP. Responsibilities Specific responsibilities of  each staff individual on the team must shall be identified and  listed. 
    2. Site description. The SWPPP shall include the following: 
    a. Activities at the facility. A description of the nature of  the industrial activity(ies) activities at the facility. 
    b. General location map. A general location map (e.g., USGS  quadrangle or other map) with enough detail to identify the location of the  facility and the receiving waters within one mile of the facility. 
    c. Site map. A site map identifying the following: 
    (1) The size of the property (in acres);
    (2) The location and extent of significant structures and  impervious surfaces (roofs, paved areas, and any other impervious areas);
    (3) Locations of all storm water conveyances including  ditches, pipes, swales, and inlets, and the Directions directions  of storm water flow (e.g., use arrows to show which ways storm water will  flow); 
    (2) (4) Locations of all existing structural and  source control BMPs; 
    (3) (5) Locations of all surface water bodies, including  wetlands; 
    (4) (6) Locations of identified potential  pollutant sources and where significant materials are exposed to  precipitation; 
    (5) (7) Locations where major significant  spills or leaks have occurred; 
    (6) (8) Locations of the following activities  where such activities are exposed to precipitation: fueling stations; vehicle  and equipment maintenance and/or cleaning areas; loading/unloading areas;  locations used for the treatment, storage or disposal of wastes; and  liquid storage tanks; processing and storage areas; access roads, rail cars  and tracks; transfer areas for substances in bulk; and machinery;
    (7) (9) Locations of storm water outfalls and an  approximate outline of the area draining to each outfall, and location of  municipal storm sewer systems (MS4s), if the storm water from the facility  discharges to them; 
    (8) (10) Location and description of all  nonstorm water discharges; 
    (9) Locations of the following activities where such  activities are exposed to precipitation: processing and storage areas; access  roads, rail cars and tracks; the location of transfer of substance in bulk; and  machinery; (11) Location of any storage piles containing salt used for  deicing or other commercial or industrial purposes; and
    (10) (12) Location and source of runoff runon  to the site from adjacent property containing, where the runon  contains significant quantities of pollutants of concern to the facility  (the. The permittee may shall include an evaluation with  the SWPPP of how the quality of the storm water running onto the facility  impacts the facility's storm water discharges) discharges. 
    d. Receiving waters and wetlands. The name of the nearest  all surface waters receiving water(s) discharges from the site,  including intermittent streams, dry sloughs, and arroyos and the  areal extent and. Provide a description of wetland sites that may  receive discharges from the facility. If the facility discharges through an  MS4, identify the MS4 operator and the receiving water to which the MS4  discharges.
    3. Summary of potential pollutant sources. The plan shall  identify each separate area at the facility where industrial materials or  activities are exposed to storm water. Industrial materials or activities  include, but are not limited to: material handling equipment or activities,  industrial machinery, raw materials, industrial production and processes,  intermediate products, byproducts, final products, or and waste  products. Material handling activities include, but are not limited to,  the storage, loading and unloading, transportation, disposal, or  conveyance of any raw material, intermediate product, final product or waste  product. For each separate area identified, the description must shall  include: 
    a. Activities in area. A list of the activities (e.g.,  material storage, equipment fueling and cleaning, cutting steel beams); 
    b. Pollutants. A list of the associated pollutant(s) or  pollutant parameter(s) (e.g., crankcase oil, iron, biochemical oxygen  demand, pH, zinc, sulfuric acid, cleaning solvents, etc.) for each  activity. The pollutant list must shall include all significant  materials that have been handled, treated, stored, or disposed in  a manner to allow exposure that have been exposed to storm water between  the time of in the three years before being covered under this  permit and the present prior to the date this SWPP was prepared or  amended. The list shall include any hazardous substance or oil at the facility.
    4. Spills and leaks. The SWPPP must shall  clearly identify areas where potential spills and leaks that can contribute  pollutants to storm water discharges can occur and their accompanying  drainage points corresponding outfalls. For areas that are  exposed to precipitation or that otherwise drain to a storm water conveyance at  the facility to be covered under this permit, the The plan must  shall include a list of significant spills and leaks of toxic or  hazardous pollutants that actually occurred at exposed areas, or that  drained to a storm water conveyance during the three-year period prior to  the date of the submission of a registration statement this SWPPP was  prepared or amended. The list must shall be updated if  significant spills or leaks occur in exposed areas of the facility during the  term of the permit. Significant spills and leaks include releases of oil or  hazardous substances in excess of reportable quantities, and may also include  releases of oil or hazardous substances that are not in excess of reporting  requirements. 
    5. Sampling data. The plan must shall include a  summary of existing discharge sampling data taken at the facility, and must  shall also include a summary of sampling data collected during the term  of this permit. 
    6. Storm water controls. The SWPPP shall include a  description of storm water management controls appropriate for the facility.  The description of controls shall address the following minimum components:  
    a. Description of existing and planned BMPs. The plan shall  describe the type and location of existing nonstructural and structural best  management practices (BMPs) selected for each of the areas where industrial  materials or activities are exposed to storm water. All BMPs shall be  implemented for all the areas identified in Part III B 3 Part II  B 3 (summary of potential pollutant sources) should have a BMP(s)  identified for the area's discharges. For areas where BMPs are not currently in  place, include a description of appropriate BMPs that will be used to control  pollutants in storm water discharges to prevent or control pollutants in  storm water discharges from the facility. All reasonable steps shall be taken  to control or address the quality of discharges from the site that may not  originate at the facility. The SWPPP shall describe the type, location, and  implementation of all BMPs for each area where industrial materials or  activities are exposed to storm water. Selection of BMPs should shall  take into consideration: 
    (1) The quantity and nature of the pollutants, and their  potential to impact the water quality of receiving waters; 
    (2) Opportunities to combine the dual purposes of water  quality protection and local flood control benefits, including physical impacts  of high flows on streams (e.g., bank erosion, impairment of aquatic habitat,  etc.); 
    (3) Opportunities to offset the impact of impervious areas  of the facility on ground water recharge and base flows in local streams,  taking into account the potential for ground water contamination.
    (1) That preventing storm water from coming into contact  with polluting materials is generally more effective, and less costly, than  trying to remove pollutants from storm water;
    (2) BMPs generally shall be used in combination with each  other for most effective water quality protection;
    (3) Assessing the type and quantity of pollutants, including  their potential to impact receiving water quality, is critical to designing  effective control measures;
    (4) That minimizing impervious areas at the facility can  reduce runoff and improve groundwater recharge and stream base flows in local  streams (however, care must be taken to avoid ground water contamination);
    (5) Flow attenuation by use of open vegetated swales and  natural depressions can reduce in-stream impacts of erosive flows;
    (6) Conservation or restoration of riparian buffers will  help protect streams from storm water runoff and improve water quality; and 
    (7) Treatment interceptors (e.g., swirl separators and sand  filters) may be appropriate in some instances to minimize the discharge of  pollutants.
    b. BMP types to be considered Control measures.  The permittee must consider shall implement the following types  of structural, nonstructural and other BMPs for implementation at  to prevent and control pollutants in the storm water discharges from the  facility, unless it can be demonstrated and documented that such controls  are not relevant to the discharges (e.g., there are no storage piles containing  salt). The SWPPP shall describe how each BMP is, or will be,  implemented. The BMP examples listed below are not intended to be an exclusive  list of BMPs that may be used. The permittee is encouraged to keep abreast of  new BMPs or new applications of existing BMPs to find the most cost effective  means of permit compliance for the facility. If BMPs are being used or planned  at the facility that are not listed here (e.g., replacing a chemical with a  less toxic alternative, adopting a new or innovative BMP, etc.), descriptions  of them shall be included in this section of the SWPPP. 
    (1) Nonstructural BMPs. 
    (a) Good housekeeping. The permittee must keep all exposed  areas of the facility in a clean, orderly manner where such exposed areas could  contribute pollutants to storm water discharges. Common problem areas include  around trash containers, storage areas and loading docks. Measures must also  include a schedule for regular pickup and disposal of garbage and waste  materials and routine inspections for leaks and conditions of drums, tanks and  containers shall keep clean all exposed areas of the facility that are  potential sources of pollutants to storm water discharges. Typical problem  areas include areas around trash containers, storage areas, loading docks, and  vehicle fueling and maintenance areas. The plan shall include a schedule for  regular pickup and disposal of waste materials, along with routine inspections  for leaks and conditions of drums, tanks, and containers. The introduction of  raw, final or waste materials to exposed areas of the facility shall be  minimized to the maximum extent practicable. The generation of dust, along with  off-site vehicle tracking of raw, final or waste materials, or sediments, shall  be minimized to the maximum extent practicable.
    (b) Minimizing (2) Eliminating and minimizing  exposure. Where To the extent practicable, industrial materials  and activities should shall be located inside, or  protected by a storm-resistant shelter covering to prevent  exposure to rain, snow, snowmelt, or and runoff. 
    (c) (3) Preventive maintenance. The permittee must  shall have a preventive maintenance program that includes timely  inspection and maintenance of storm water management devices (e.g., cleaning  oil/water separators, catch basins), as well as inspection, testing,  maintenance and repairing of facility equipment and systems to avoid breakdowns  or failures that could result in discharges of pollutants to surface waters  regular inspection, testing, maintenance, and repairing of all industrial  equipment and systems to avoid breakdowns or failures that could result in  leaks, spill, and other releases. This program is in addition to the specific BMP  maintenance required under Part II C (Maintenance of BMPs).
    (d) (4) Spill prevention and response  procedures. The plan must shall describe the procedures that will  be followed for cleaning up spills or leaks. The procedures and necessary  spill response equipment must be made available to those employees who may  cause or detect a spill or leak. Where appropriate, the plan must include an  explanation of existing or planned material handling procedures, storage  requirements, secondary containment, and equipment (e.g., diversion valves),  that are intended to minimize spills or leaks at the facility. Measures for  cleaning up hazardous material spills or leaks must be consistent with  applicable RCRA regulations at 40 CFR Part 264 (2005) and 40 CFR Part 265 (2005)  preventing and responding to spills and leaks.
    (a) Preventive measures include barriers between material  storage and traffic areas, secondary containment provisions, and procedures for  material storage and handling.
    (b) Response procedures shall include (i) notification of  appropriate facility personnel, emergency agencies, and regulatory agencies;  and (ii) procedures for stopping, containing, and cleaning up spills. Measures  for cleaning up hazardous material spills or leaks shall be consistent with applicable  RCRA regulations at 40 CFR Part 264 (2005) and 40 CFR Part 265 (2005).  Employees who may cause, detect, or respond to a spill or leak shall be trained  in these procedures and have necessary spill response equipment available. If  possible, one of these individuals shall be a member of the Pollution  Prevention Team.
    (c) Contact information for individuals and agencies that  must be notified in the event of a spill shall be included in the SWPPP, and in  other locations where it will be readily available.
    (e) (5) Routine facility inspections. Facility  personnel who are familiar with the industrial activity, the BMPs and the  storm water pollution prevention plan shall be identified to inspect all areas  of the facility where industrial materials or activities are exposed to storm  water. These inspections are in addition to, or as part of, the comprehensive  site evaluation and must include an evaluation of the existing storm water  BMPs. The inspection frequency shall be specified in the plan based upon a consideration  of the level of industrial activity at the facility, but shall be a minimum of  quarterly unless more frequent intervals are specified elsewhere in the permit.  Any deficiencies in the implementation of the SWPPP that are found must be  corrected as soon as practicable, but not later than within 14 days of the  inspection, unless permission for a later date is granted in writing by the  director. The results of the inspections must be documented in the SWPPP, along  with any corrective actions that were taken in response to any deficiencies or  opportunities for improvement that were identified possess the knowledge  and skills to assess conditions and activities that could impact storm water  quality at the facility, and who can also evaluate the effectiveness of BMPs  shall regularly inspect all areas of the facility where industrial materials or  activities are exposed to storm water. These inspections are in addition to, or  as part of, the comprehensive site evaluation required under Part II D. At  least one member of the Pollution Prevention Team shall participate in the  routine facility inspections. The inspection frequency shall be specified in  the plan based upon a consideration of the level of industrial activity at the  facility, but shall be a minimum of quarterly unless more frequent intervals  are specified elsewhere in the permit or written approval is received from the  department for less frequent intervals. Any deficiencies in the implementation  of the SWPPP that are found shall be corrected as soon as practicable, but not  later than within 30 days of the inspection, unless permission for a later date  is granted in writing by the director. The results of the inspections shall be  documented in the SWPPP, along with the date(s) and description(s) of any  corrective actions that were taken in response to any deficiencies or  opportunities for improvement that were identified.
    (f) (6) Employee training. The SWPPP must  describe the storm water employee training program for the facility. The  description should include the topics to be covered, such as spill response,  good housekeeping, and material management practices, and must identify  periodic dates for such training (e.g., every six months during the months of  July and January). Employee training must be provided for all employees who  work in areas where industrial materials or activities are exposed to storm  water, and for employees who are responsible for implementing activities  identified in the SWPPP (e.g., inspectors, maintenance people). The training should  inform employees of the components and goals of the SWPPP permittee  shall implement a storm water employee training program for the facility. The  SWPPP shall include a schedule for all types of necessary training, and shall  document all training sessions and the employees who received the training.  Training shall be provided for all employees who work in areas where industrial  materials or activities are exposed to storm water, and for employees who are  responsible for implementing activities identified in the SWPPP (e.g.,  inspectors, maintenance personnel, etc.). The training shall cover the  components and goals of the SWPPP, and include such topics as spill response,  good housekeeping, material management practices, BMP operation and  maintenance, etc. The SWPPP shall include a summary of any training performed.
    (2) Structural BMPs. 
    (a) (7) Sediment and erosion control. The plan  shall identify areas at the facility that, due to topography, land disturbance  (e.g., construction), construction, landscaping, site grading),  or other factors, have a potential for significant soil erosion. The plan  must permittee shall identify and implement structural,  vegetative, and/or stabilization BMPs that will be implemented to limit to  prevent or control on-site and off-site erosion and sedimentation. Flow  velocity dissipation devices shall be placed at discharge locations and along  the length of any outfall channel if the flows would otherwise create erosive  conditions.
    (b) (8) Management of runoff. The plan shall describe  the traditional storm water runoff management practices (permanent  (i.e., permanent structural BMPs) other than those that  control the generation or source(s) of pollutants) that currently exist or that  are planned for the facility. These types of BMPs are typically used to  divert, infiltrate, reuse, or otherwise reduce pollutants in storm water  discharges from the site. The plan shall provide that all measures that the  permittee determines to be reasonable and appropriate, or are required by a  state or local authority shall be implemented and maintained. Factors for the  permittee to consider when selecting appropriate BMPs should include: 
    (i) The industrial materials and activities that are  exposed to storm water, and the associated pollutant potential of those  materials and activities; 
    (ii) The beneficial and potential detrimental effects on  surface water quality, ground water quality, receiving water base flow (dry  weather stream flow), and physical integrity of receiving waters. Structural  measures should be placed on upland soils, avoiding wetlands and floodplains,  if possible. 
    (c) Example BMPs. BMPs that could be used include but are  not limited to: storm water detention structures (including wet ponds); storm  water retention structures; flow attenuation by use of open vegetated swales  and natural depressions; infiltration of runoff on-site; and sequential systems  (which combine several practices). 
    (d) Other Controls. Off-site vehicle tracking of raw,  final, or waste materials or sediments, and the generation of dust must be  minimized. Tracking or blowing of raw, final, or waste materials from areas of  no exposure to exposed areas must be minimized. Velocity dissipation devices  (or equivalent measures) must be placed at discharge locations and along the  length of any outfall channel if they are necessary to provide a nonerosive  flow velocity from the structure to a water course. Structural BMPs may  require a separate permit under § 404 of the CWA and the Virginia Water  Protection Permit Program Regulation (9VAC25-210) before installation begins.
    C. Maintenance. All BMPs identified in the SWPPP shall  must be maintained in effective operating condition. If site  inspections identify BMPs that are not operating effectively, maintenance must  be performed before the next anticipated storm event, or as necessary to  maintain the continued effectiveness of storm water controls. If maintenance  prior to the next anticipated storm event is impracticable, maintenance must be  scheduled and accomplished as soon as practicable. In the case of nonstructural  BMPs, the effectiveness of the BMP must be maintained by appropriate means  (e.g., spill response supplies available and personnel trained, etc.). Storm  water BMPs identified in the SWPPP shall be observed during active operation  (i.e., during a storm water runoff event) to ensure that they are functioning  correctly. Where discharge locations are inaccessible, nearby downstream  locations shall be observed. The observations shall be documented in the SWPPP.
    The SWPPP shall include a description of procedures and a  regular schedule for preventive maintenance of all BMPs, and shall include a  description of the back-up practices that are in place should a runoff event  occur while a BMP is off line. The effectiveness of nonstructural BMPs shall  also be maintained by appropriate means (e.g., spill response supplies  available and personnel trained, etc.).
    If site inspections required by Part II B 6 b (5) (Routine  facility inspections) or Part II D (Comprehensive site compliance evaluation)  identify BMPs that are not operating effectively, repairs or maintenance shall  be performed before the next anticipated storm event. If maintenance prior to  the next anticipated storm event is not possible, maintenance shall be  scheduled and accomplished as soon as practicable. In the interim, back-up  measures shall be employed and documented in the SWPPP until repairs or  maintenance is complete. Documentation shall be kept with the SWPPP of  maintenance and repairs of BMPs, including the date or dates of regular  maintenance, date or dates of discovery of areas in need of repair or  replacement, and for repairs, date or dates that the BMPs returned to full  function, and the justification for any extended maintenance or repair  schedules.
    D. Comprehensive site compliance evaluation. The permittee  shall conduct facility inspections (site compliance evaluations) comprehensive  site compliance evaluations at least once a year. The inspections must  evaluations shall be done by qualified personnel who may be either  facility employees or outside constituents hired by the facility. The  inspectors must be familiar with the industrial activity, the BMPs and the  SWPPP, and must possess the skills to assess conditions at the facility that  could impact storm water quality, and to assess the effectiveness of the BMPs  that have been chosen to control the quality of the storm water discharges. If  more frequent inspections are conducted, the SWPPP must specify the frequency  of inspections possess the knowledge and skills to assess conditions and  activities that could impact storm water quality at the facility, and who can  also evaluate the effectiveness of BMPs. The personnel conducting the  evaluations may be either facility employees or outside constituents hired by  the facility. 
    1. Scope of the compliance evaluation. Inspections must  Evaluations shall include all areas where industrial materials or  activities are exposed to storm water and areas where spills and leaks have  occurred within the past three years. Inspectors should look for, as  identified in Part II B 3. The personnel shall evaluate:
    a. Industrial materials, residue or trash on the ground  that may have or could contaminate or be washed away in come  into contact with storm water; 
    b. Leaks or spills from industrial equipment, drums, barrels,  tanks or similar other containers that have occurred within  the past three years;
    c. Off-site tracking of industrial or waste materials  or sediment where vehicles enter or exit the site; 
    d. Tracking or blowing of raw, final, or waste materials from  areas of no exposure to exposed areas; 
    e. Evidence of, or the potential for, pollutants entering the  drainage system.;
    f. Evidence of pollutants discharging to surface waters at  all facility outfalls, and the condition of and around the outfall, including  flow dissipation measures to prevent scouring;
    g. Review of training performed, inspections completed,  maintenance performed, quarterly visual examinations, and effective operation  of BMPs; and
    h. Results of both visual and any analytical monitoring  done during the past year must shall be taken into  consideration during the evaluation. Storm water BMPs identified in the  SWPPP must be observed to ensure that they are operating correctly. Where  discharge locations or points are accessible, they must be inspected to see  whether BMPs are effective in preventing significant impacts to receiving  waters. Where discharge locations are inaccessible, nearby downstream locations  must be inspected if possible. 
    2. Based on the results of the inspection evaluation,  the SWPPP shall be modified as necessary (e.g., show additional controls on  the map required by Part II B 2 c; revise the description of controls required  by Part II B 6 to include additional or modified BMPs designed to correct  problems identified). Revisions to the SWPPP shall be completed within two  weeks 30 days following the inspection evaluation,  unless permission for a later date is granted in writing by the director. If  existing BMPs need to be modified or if additional BMPs are necessary,  implementation must shall be completed before the next  anticipated storm event, if practicable, but not more than 12 weeks 60  days after completion of the comprehensive site evaluation, unless  permission for a later date is granted in writing by the director; department.  
    3. Compliance evaluation report. A report shall be written  summarizing the scope of the inspection evaluation, name(s)  name or names of personnel making the inspection evaluation,  the date(s) date or dates of the inspection evaluation,  and major all observations relating to the implementation of the  SWPPP, and actions taken shall be made and retained as part of the SWPPP for  at least three years from the date of the inspection including elements  stipulated in Part II D 1 (a) through (f) of this general permit. Major  observations should Observations shall include such things as:  the location(s) location or locations of discharges of pollutants  from the site; location or locations of previously unidentified sources of  pollutants; location(s) location or locations of BMPs that  need to be maintained or repaired; location(s) location or  locations of failed BMPs that failed to operate as designed or  proved inadequate for a particular location need replacement; and location(s)  location or locations where additional BMPs are needed that did not  exist at the time of inspection. The report shall identify any incidents of  noncompliance that were observed. Where a report does not identify any  incidents of noncompliance, the report shall contain a certification that the  facility is in compliance with the SWPPP and this permit. The report shall be  signed in accordance with Part III K; and maintained with the SWPPP.
    4. Where compliance evaluation schedules overlap with routine  inspections required under Part II B 6 b (5), the annual compliance  evaluation may be used as one of the routine inspections. 
    F. E. Signature  and plan review. 
    1. Signature/location. The plan SWPPP shall be  signed in accordance with Part III K, dated, and retained on-site at the  facility covered by this permit. All changes to the SWPPP, and other permit  compliance documentation, must be signed and dated by the person preparing the  change or documentation. 
    2. Availability. The permittee shall make the SWPPP, annual site  compliance inspection evaluation report, and other information  available to the department upon request. 
    3. Required modifications. The director may notify the  permittee at any time that the plan does SWPPP, BMPs, or other  components of the facility's storm water program do not meet one or more of  the minimum requirements of this permit. The notification shall identify  those specific provisions of the permit that are not being met, as  well as the and may include required modifications to the storm  water program, additional monitoring requirements, and special reporting  requirements. The permittee shall make the any required  changes to the SWPPP within 60 days of receipt of such notification, unless  permission for a later date is granted in writing by the director, and shall  submit a written certification to the director that the requested changes have  been made. 
    G. F. Maintaining an updated SWPPP. 
    1. The permittee shall review and amend the  SWPPP as appropriate whenever: 
    1. a. There is construction or a change  in design, construction, operation, or maintenance at the facility that  has a significant effect on the discharge, or the potential for the discharge,  of pollutants from the facility;
    b. Routine inspections or compliance evaluations determine  that there are deficiencies in the BMPs; 
    2. During inspections, monitoring, or investigations c.  Inspections by facility personnel or by local, state, or federal  officials it is determined determine that modifications the  SWPPP is ineffective in eliminating or significantly minimizing pollutants from  sources or is otherwise not achieving the general objectives of controlling  pollutants in discharges from the facility. are necessary;
    d. There is a spill, leak or other release at the facility;  or
    e. There is an unauthorized discharge from the facility.
    2. SWPPP modifications shall be made within 30 calendar  days after discovery, observation, or event requiring a SWPPP modification.  Implementation of new or modified BMPs (distinct from regular preventive  maintenance of existing BMPs described in Part II C) shall be initiated before  the next storm event if possible, but no later than 60 days after discovery, or  as otherwise provided or approved by the director. The amount of time taken to  modify a BMP or implement additional BMPs shall be documented in the SWPPP.
    3. If the SWPPP modification is based on a release or  unauthorized discharge, include a description and date of the release, the  circumstances leading to the release, actions taken in response to the release,  and measures to prevent the recurrence of such releases. Unauthorized releases  and discharges are subject to the reporting requirements of Part III G of this  permit.
    H. Special pollution prevention plan requirements. 
    1. Additional requirements for storm water discharges  associated with industrial activity that discharge into or through municipal  separate storm sewer systems. 
    a. In addition to the applicable requirements of this  permit, facilities covered by this permit must comply with applicable requirements  in municipal storm water management programs developed under VPDES permits  issued for the discharge of the municipal separate storm sewer system that  receives the facility's discharge, provided the permittee has been notified of  such conditions. 
    b. Permittees that discharge storm water associated with  industrial activity through a municipal separate storm sewer system, or a  municipal system designated by the director shall make plans available to the  municipal operator of the system upon request. 
    2. Additional requirements for storm water discharges  associated with industrial activity from facilities subject to EPCRA § 313  reporting requirements. Any potential pollutant sources for which the facility  has reporting requirements under EPCRA § 313 must be identified in the SWPPP. 
    Part III 
  Conditions Applicable To All VPDES Permits 
    A. Monitoring. 
    1. Samples and measurements taken as required by this permit  shall be representative of the monitored activity. 
    2. Monitoring shall be conducted according to procedures  approved under 40 CFR Part 136 or alternative methods approved by the U.S.  Environmental Protection Agency, unless other procedures have been specified in  this permit. 
    3. The permittee shall periodically calibrate and perform  maintenance procedures on all monitoring and analytical instrumentation at  intervals that will ensure accuracy of measurements. 
    B. Records. 
    1. Records of monitoring information shall include: 
    a. The date, exact place, and time of sampling or  measurements; 
    b. The individual(s) who performed the sampling or  measurements; 
    c. The date(s) and time(s) analyses were performed; 
    d. The individual(s) who performed the analyses; 
    e. The analytical techniques or methods used; and 
    f. The results of such analyses. 
    2. Except for records of monitoring information required by  this permit related to the permittee's sewage sludge use and disposal  activities, which shall be retained for a period of at least five years, the  permittee shall retain records of all monitoring information, including all  calibration and maintenance records and all original strip chart recordings for  continuous monitoring instrumentation, copies of all reports required by this  permit, and records of all data used to complete the registration statement for  this permit, for a period of at least three years from the date of the sample,  measurement, report or request for coverage. This period of retention shall be  extended automatically during the course of any unresolved litigation regarding  the regulated activity or regarding control standards applicable to the  permittee, or as requested by the board. 
    C. Reporting monitoring results. 
    1. The permittee shall submit the results of the monitoring  required by this permit not later than the 10th day of the month after  monitoring takes place, unless another reporting schedule is specified  elsewhere in this permit. Monitoring results shall be submitted to the  department's regional office. 
    2. Monitoring results shall be reported on a Discharge  Monitoring Report (DMR) or on forms provided, approved or specified by the  department. 
    3. If the permittee monitors any pollutant specifically  addressed by this permit more frequently than required by this permit using  test procedures approved under 40 CFR Part 136 or using other test procedures  approved by the U.S. Environmental Protection Agency or using procedures  specified in this permit, the results of this monitoring shall be included in  the calculation and reporting of the data submitted in the DMR or reporting  form specified by the department. 
    4. Calculations for all limitations that require averaging of  measurements shall utilize an arithmetic mean unless otherwise specified in  this permit. 
    D. Duty to provide information. The permittee shall furnish  to the department, within a reasonable time, any information that the board may  request to determine whether cause exists for modifying, revoking and  reissuing, or terminating this permit or to determine compliance with this  permit. The board may require the permittee to furnish, upon request, such  plans, specifications, and other pertinent information as may be necessary to  determine the effect of the wastes from his discharge on the quality of state  waters, or such other information as may be necessary to accomplish the purposes  of the State Water Control Law. The permittee shall also furnish to the  department, upon request, copies of records required to be kept by this permit.  
    E. Compliance schedule reports. Reports of compliance or  noncompliance with, or any progress reports on, interim and final requirements  contained in any compliance schedule of this permit shall be submitted no later  than 14 days following each schedule date. 
    F. Unauthorized discharges. Except in compliance with this  permit or another permit issued by the board, it shall be unlawful for any  person to: 
    1. Discharge into state waters sewage, industrial wastes,  other wastes, or any noxious or deleterious substances; or 
    2. Otherwise alter the physical, chemical or biological  properties of such state waters and make them detrimental to the public health,  or to animal or aquatic life, or to the use of such waters for domestic or  industrial consumption, or for recreation, or for other uses. 
    G. Reports of unauthorized discharges. Any permittee who  discharges or causes or allows a discharge of sewage, industrial waste, other  wastes or any noxious or deleterious substance into or upon state waters in  violation of Part III F (unauthorized discharges); or who discharges or causes  or allows a discharge that may reasonably be expected to enter state waters in  violation of Part III F, shall notify the department of the discharge  immediately upon discovery of the discharge, but in no case later than 24 hours  after said discovery. A written report of the unauthorized discharge shall be  submitted to the department within five days of discovery of the discharge. The  written report shall contain: 
    1. A description of the nature and location of the discharge; 
    2. The cause of the discharge; 
    3. The date on which the discharge occurred; 
    4. The length of time that the discharge continued; 
    5. The volume of the discharge; 
    6. If the discharge is continuing, how long it is expected to  continue; 
    7. If the discharge is continuing, what the expected total  volume of the discharge will be; and 
    8. Any steps planned or taken to reduce, eliminate and prevent  a recurrence of the present discharge or any future discharges not authorized  by this permit. 
    Discharges reportable to the department under the immediate  reporting requirements of other regulations are exempted from this requirement.  
    H. Reports of unusual or extraordinary discharges. If any  unusual or extraordinary discharge including a bypass or upset should occur  from a treatment works and the discharge enters or could be expected to enter  state waters, the permittee shall promptly notify, in no case later than 24  hours, the department by telephone after the discovery of the discharge. This  notification shall provide all available details of the incident, including any  adverse effects on aquatic life and the known number of fish killed. The  permittee shall reduce the report to writing and shall submit it to the  department within five days of discovery of the discharge in accordance with  Part III I 2. Unusual and extraordinary discharges include but are not limited  to any discharge resulting from: 
    1. Unusual spillage of materials resulting directly or  indirectly from processing operations; 
    2. Breakdown of processing or accessory equipment; 
    3. Failure or taking out of service some or all of the  treatment works; and 
    4. Flooding or other acts of nature. 
    I. Reports of noncompliance. The permittee shall report any  noncompliance that may adversely affect state waters or may endanger public  health. 
    1. An oral report shall be provided within 24 hours from the  time the permittee becomes aware of the circumstances. The following shall be  included as information that shall be reported within 24 hours under this  subdivision: 
    a. Any unanticipated bypass; and 
    b. Any upset that causes a discharge to surface waters. 
    2. A written report shall be submitted within 5 days and shall  contain: 
    a. A description of the noncompliance and its cause; 
    b. The period of noncompliance, including exact dates and  times, and if the noncompliance has not been corrected, the anticipated time it  is expected to continue; and 
    c. Steps taken or planned to reduce, eliminate, and prevent  reoccurrence of the noncompliance. 
    The board may waive the written report on a case-by-case basis  for reports of noncompliance under Part III I if the oral report has been  received within 24 hours and no adverse impact on state waters has been  reported. 
    3. The permittee shall report all instances of noncompliance  not reported under Parts III I 1 or 2, in writing, at the time the next monitoring  reports are submitted. The reports shall contain the information listed in Part  III I 2. 
    NOTE: The immediate (within 24 hours) reports required in  Parts III G, H, and I may be made to the department's regional office.  Reports may be made by telephone or by fax. For reports outside normal working  hours, leave a message and this shall fulfill the immediate reporting  requirement. For emergencies, the Virginia Department of Emergency Services  maintains a 24-hour telephone service at 1-800-468-8892. 
    J. Notice of planned changes. 
    1. The permittee shall give notice to the department as soon  as possible of any planned physical alterations or additions to the permitted  facility. Notice is required only when: 
    a. The permittee plans alteration or addition to any building,  structure, facility, or installation from which there is or may be a discharge  of pollutants, the construction of which commenced: 
    (1) After promulgation of standards of performance under § 306  of the federal Clean Water Act that are applicable to such source; or 
    (2) After proposal of standards of performance in accordance  with § 306 of the federal Clean Water Act that are applicable to such source,  but only if the standards are promulgated in accordance with § 306 within 120  days of their proposal; 
    b. The alteration or addition could significantly change the  nature or increase the quantity of pollutants discharged. This notification  applies to pollutants that are subject neither to effluent limitations nor to  notification requirements specified elsewhere in this permit; or 
    c. The alteration or addition results in a significant change  in the permittee's sludge use or disposal practices and such alteration,  addition, or change may justify the application of permit conditions that are  different from or absent in the existing permit, including notification of  additional use or disposal sites not reported during the permit application  process or not reported pursuant to an approved land application plan. 
    2. The permittee shall give advance notice to the department  of any planned changes in the permitted facility or activity which may result  in noncompliance with permit requirements. 
    K. Signatory requirements. 
    1. Registration statement. All registration statements shall  be signed as follows: 
    a. For a corporation: by a responsible corporate officer. For  the purposes of this section, a responsible corporate officer means: (i) a  president, secretary, treasurer, or vice-president of the corporation in charge  of a principal business function, or any other person who performs similar  policy- or decision-making functions for the corporation, or (ii) the manager  of one or more manufacturing, production, or operating facilities provided the  manager is authorized to make management decisions which govern the operation  of the regulated facility, including having the explicit or implicit duty of  making capital investment recommendations, and initiating and directing other  comprehensive measures to assure long term environmental compliance with  environmental laws and regulations; the manager can ensure that the necessary  systems are established or other actions taken to gather complete and accurate  information for permit application requirements; and where authority to sign  documents has been assigned or delegated to the manager in accordance with  corporate procedures; 
    b. For a partnership or sole proprietorship: by a general  partner or the proprietor, respectively; or 
    c. For a municipality, state, federal, or other public agency:  by either a principal executive officer or ranking elected official. For  purposes of this section, a principal executive officer of a public agency  includes: (i) the chief executive officer of the agency or (ii) a senior  executive officer having responsibility for the overall operations of a  principal geographic unit of the agency. 
    2. Reports, etc. All reports required by permits, and other  information requested by the board, shall be signed by a person described in  Part III K 1 or by a duly authorized representative of that person. A person is  a duly authorized representative only if: 
    a. The authorization is made in writing by a person described  in Part III K 1; 
    b. The authorization specifies either an individual or a  position having responsibility for the overall operation of the regulated  facility or activity such as the position of plant manager, operator of a well  or a well field, superintendent, position of equivalent responsibility, or an  individual or position having overall responsibility for environmental matters  for the company. A duly authorized representative may thus be either a named  individual or any individual occupying a named position; and 
    c. The written authorization is submitted to the department. 
    3. Changes to authorization. If an authorization under Part III  K 2 is no longer accurate because a different individual or position has  responsibility for the overall operation of the facility, a new authorization  satisfying the requirements of Part III K 2 shall be submitted to the  department prior to or together with any reports or information to be signed by  an authorized representative. 
    4. Certification. Any person signing a document under Parts  III K 1 or 2 shall make the following certification: 
    "I certify under penalty of law that this document and  all attachments were prepared under my direction or supervision in accordance  with a system designed to assure that qualified personnel properly gather and  evaluate the information submitted. Based on my inquiry of the person or  persons who manage the system, or those persons directly responsible for  gathering the information, the information submitted is, to the best of my  knowledge and belief, true, accurate, and complete. I am aware that there are  significant penalties for submitting false information, including the  possibility of fine and imprisonment for knowing violations." 
    L. Duty to comply. The permittee shall comply with all  conditions of this permit. Any permit noncompliance constitutes a violation of  the State Water Control Law and the federal Clean Water Act, except that  noncompliance with certain provisions of this permit may constitute a violation  of the State Water Control Law but not the federal Clean Water Act. Permit  noncompliance is grounds for enforcement action; for permit termination,  revocation and reissuance, or modification; or denial of a permit renewal  application. 
    The permittee shall comply with effluent standards or  prohibitions established under § 307(a) of the federal Clean Water Act for  toxic pollutants and with standards for sewage sludge use or disposal  established under § 405(d) of the federal Clean Water Act within the time  provided in the regulations that establish these standards or prohibitions or  standards for sewage sludge use or disposal, even if this permit has not yet  been modified to incorporate the requirement. 
    M. Duty to reapply. If the permittee wishes to continue an  activity regulated by this permit after the expiration date of this permit, the  permittee shall submit a new registration statement at least 180 30  days before the expiration date of the existing permit, unless permission for a  later date has been granted by the board. The board shall not grant permission  for registration statements to be submitted later than the expiration date of  the existing permit. 
    N. Effect of a permit. This permit does not convey any  property rights in either real or personal property or any exclusive  privileges, nor does it authorize any injury to private property or invasion of  personal rights or any infringement of federal, state or local laws or  regulations. 
    O. State law. Nothing in this permit shall be construed to  preclude the institution of any legal action under, or relieve the permittee  from any responsibilities, liabilities, or penalties established pursuant to,  any other state law or regulation or under authority preserved by § 510 of the  federal Clean Water Act. Except as provided in permit conditions on  "bypass" (Part III U), and "upset" (Part III V) nothing in  this permit shall be construed to relieve the permittee from civil and criminal  penalties for noncompliance. 
    P. Oil and hazardous substance liability. Nothing in this  permit shall be construed to preclude the institution of any legal action or  relieve the permittee from any responsibilities, liabilities, or penalties to  which the permittee is or may be subject under §§ 62.1-44.34:14 through 62.1-44.34:23 of the State Water Control Law. 
    Q. Proper operation and maintenance. The permittee shall at  all times properly operate and maintain all facilities and systems of treatment  and control (and related appurtenances) that are installed or used by the  permittee to achieve compliance with the conditions of this permit. Proper  operation and maintenance also includes effective plant performance, adequate  funding, adequate staffing, and adequate laboratory and process controls,  including appropriate quality assurance procedures. This provision requires the  operation of back-up or auxiliary facilities or similar systems which are  installed by the permittee only when the operation is necessary to achieve  compliance with the conditions of this permit. 
    R. Disposal of solids or sludges. Solids, sludges or other  pollutants removed in the course of treatment or management of pollutants shall  be disposed of in a manner so as to prevent any pollutant from such materials  from entering state waters. 
    S. Duty to mitigate. The permittee shall take all reasonable  steps to minimize or prevent any discharge or sludge use or disposal in  violation of this permit which has a reasonable likelihood of adversely  affecting human health or the environment. 
    T. Need to halt or reduce activity not a defense. It shall  not be a defense for a permittee in an enforcement action that it would have  been necessary to halt or reduce the permitted activity in order to maintain  compliance with the conditions of this permit. 
    U. Bypass. 
    1. "Bypass" means the intentional diversion of waste  streams from any portion of a treatment facility. The permittee may allow any  bypass to occur that does not cause effluent limitations to be exceeded, but  only if it also is for essential maintenance to ensure efficient operation.  These bypasses are not subject to the provisions of Parts III U 2 and U 3. 
    2. Notice. 
    a. Anticipated bypass. If the permittee knows in advance of  the need for a bypass, prior notice shall be submitted if possible at least 10  days before the date of the bypass. 
    b. Unanticipated bypass. The permittee shall submit notice of  an unanticipated bypass as required in Part III I (reports of noncompliance). 
    3. Prohibition of bypass. 
    a. Bypass is prohibited, and the board may take enforcement  action against a permittee for bypass, unless: 
    (1) Bypass was unavoidable to prevent loss of life, personal  injury, or severe property damage; 
    (2) There were no feasible alternatives to the bypass, such as  the use of auxiliary treatment facilities, retention of untreated wastes, or  maintenance during normal periods of equipment downtime. This condition is not  satisfied if adequate back-up equipment should have been installed in the  exercise of reasonable engineering judgment to prevent a bypass which occurred  during normal periods of equipment downtime or preventive maintenance; and 
    (3) The permittee submitted notices as required under Part III  U 2. 
    b. The board may approve an anticipated bypass, after  considering its adverse effects, if the board determines that it will meet the  three conditions listed in Part III U 3 a. 
    V. Upset. 
    1. An upset, defined in 9VAC25-31-10, constitutes an  affirmative defense to an action brought for noncompliance with  technology-based permit effluent limitations if the requirements of Part III V  2 are met. A determination made during administrative review of claims that  noncompliance was caused by upset, and before an action for noncompliance, is  not a final administrative action subject to judicial review. 
    2. A permittee who wishes to establish the affirmative defense  of upset shall demonstrate, through properly signed, contemporaneous operating  logs or other relevant evidence that: 
    a. An upset occurred and that the permittee can identify the  cause(s) of the upset; 
    b. The permitted facility was at the time being properly  operated; 
    c. The permittee submitted notice of the upset as required in  Part III I; and 
    d. The permittee complied with any remedial measures required  under Part III S. 
    3. In any enforcement proceeding, the permittee seeking to  establish the occurrence of an upset has the burden of proof. 
    W. Inspection and entry. The permittee shall allow the  director or an authorized representative, upon presentation of credentials and  other documents as may be required by law, to: 
    1. Enter upon the permittee's premises where a regulated  facility or activity is located or conducted or where records must be kept  under the conditions of this permit; 
    2. Have access to and copy, at reasonable times, any records  that must be kept under the conditions of this permit; 
    3. Inspect at reasonable times any facilities, equipment  (including monitoring and control equipment), practices, or operations regulated  or required under this permit; and 
    4. Sample or monitor at reasonable times, for the purposes of  ensuring permit compliance or as otherwise authorized by the federal Clean  Water Act and the State Water Control Law, any substances or parameters at any  location. 
    For purposes of this section, the time for inspection shall  be deemed reasonable during regular business hours and whenever the facility is  discharging. Nothing contained herein shall make an inspection unreasonable  during an emergency. 
    X. Permit actions. Permits may be modified, revoked and  reissued, or terminated for cause. The filing of a request by the permittee for  a permit modification, revocation and reissuance, or termination, or a  notification of planned changes or anticipated noncompliance does not stay any  permit condition. 
    Y. Transfer of permits. 
    1. Permits are not transferable to any person except after  notice to the department. Except as provided in Part III Y 2, a permit may be  transferred by the permittee to a new owner or operator only if the permit has  been modified or revoked and reissued, or a minor modification made, to  identify the new permittee and incorporate such other requirements as may be  necessary under the State Water Control Law and the federal Clean Water Act. 
    2. As an alternative to transfers under Part III Y 1, this  permit may be automatically transferred to a new permittee if: 
    a. The current permittee notifies the department at least  within 30 days in advance of the proposed transfer of the  title to the facility or property; 
    b. The notice includes a written agreement between the  existing and new permittees containing a specific date for transfer of permit  responsibility, coverage, and liability between them; and 
    c. The board does not notify the existing permittee and the  proposed new permittee of its intent to modify or revoke and reissue the  permit. If this notice is not received, the transfer is effective on the date  specified in the agreement mentioned in Part III Y 2 b. 
    Z. Severability. The provisions of this permit are severable,  and if any provision of this permit or the application of any provision of this  permit to any circumstance is held invalid, the application of such provision  to other circumstances and the remainder of this permit shall not be affected  thereby. 
        NOTICE: The forms used  in administering the above regulation are listed below. Any amended or added  forms are reflected in the listing and are published following the listing.
         FORMS (9VAC25-115)
    VPDES Change of Ownership Agreement Form (eff. 7/10).
         
          
    VA.R. Doc. No. R10-2155; Filed June 28, 2010, 8:18 a.m. 
TITLE 12. HEALTH
DEPARTMENT OF MEDICAL ASSISTANCE SERVICES
Emergency Regulation
    Titles of Regulations: 12VAC30-50. Amount, Duration,  and Scope of Medical and Remedial Care Services (amending 12VAC30-50-165).
    12VAC30-80. Methods and Standards for Establishing Payment  Rates; Other Types of Care (amending 12VAC30-80-30).
    Statutory Authority: § 32.1-325 of the Code of  Virginia; Title XIX of the Social Security Act (42 USC § 1396).
    Effective Dates: July 1, 2010, through June 30, 2011.
    Agency Contact: Brian McCormick, Regulatory Supervisor,  Department of Medical Assistance Services, 600 East Broad Street, Suite 1300,  Richmond, VA 23219, telephone (804) 371-8856, FAX (804) 786-1680, or email  brian.mccormick@dmas.virginia.gov.
    Preamble:
    Section 2.2-4011 of the Administrative Process Act states  that an agency may adopt regulations in an emergency situation: (i) upon  consultation with the Attorney General after the agency has submitted a request  stating in writing the nature of the emergency, and at the sole discretion of  the Governor; (ii) in a situation in which Virginia statutory law, the Virginia  appropriation act, federal law, or federal regulation requires that a  regulation be effective in 280 days or less from its enactment, and the  regulation is not exempt under the provisions of subdivision A 4 of  § 2.2-4006; or (iii) in a situation in which an agency has an existing  emergency regulation, additional emergency regulations may be issued as needed  to address the subject matter of the initial emergency regulation provided the  amending action does not extend the effective date of the original action.
    The agency is proposing this regulatory action to comply  with Items 297 UUU and WWW of Chapter 874 of the 2010 Acts of Assembly (2010  Appropriation Act). Specifically, the 2010 Appropriation Act states:
    "UUU. Effective July 1, 2010, the Department of  Medical Assistance Services (DMAS) shall amend the State Plan for Medical  Assistance to modify reimbursement for Durable Medical Equipment (DME) to: 
    a. Reduce reimbursement for DME that has a Durable Medical  Equipment Regional Carrier (DMERC) rate from 100% of Medicare reimbursement to  90% of the Medicare level. 
    b. Reduce fee schedule rates for DME and supplies by  category-specific amounts as recommended in the November 1, 2009, Report on  Durable Medical Equipment Reimbursement to the Senate Finance and House  Appropriations Committees. The Department of Medical Assistance Services shall  also modify the pricing of incontinence supplies from case to item, which is  the industry standard. 
    c. Establish rates for additional procedure codes where  benchmark rates are available.
    d. Reimburse at cost plus 30% for any item not on the fee  schedule. Cost shall be no more than the net manufacturer's charge to the  provider, less shipping and handling.
    e. Determine alternate pricing for any code that does not  have a rate.
    f. Limit service day reimbursement to intravenous and  oxygen therapy equipment.
    2. The department shall promulgate regulations to implement  this amendment within 280 days or less from the enactment of this act."
    "WWW. Effective July 1, 2010, the Department of  Medical Assistance Services (DMAS) shall amend the State Plan for Medical  Assistance to modify the limit on incontinence supplies prior to requiring  prior authorization. The department shall have the authority to implement this  reimbursement change effective July 1, 2010, and prior to the completion of any  regulatory process undertaken in order to effect such change."
    Summary:
    The amendments regarding payment methodology for DME and  supplies include: (i) rate reductions to the durable medical equipment regional  carrier (DMERC) rate; (ii) category specific rate reductions to the July 1996  rates; and (iii) development of rates for procedure codes that were once not  priced and (iv) other changes.
    Additionally, changes are made to the billing unit for  incontinence supplies from a 'case' amount to an 'each' amount or single item  such as an individual diaper or panty liner. As a result of the change in the  billing unit, prior authorization limits will be changed and DMAS will now  allow providers to break cases of diapers while leaving the sealed inner  packages intact. Such sealed inner packages can contain 6, 10, or 12 individual  diapers, for example, depending on diaper size and the manufacturer. Breaking  cases will allow providers better control on the amount of items given to  recipients every month. This category of medically needed DME supplies  represents the DME program's highest expenditure per year.
    12VAC30-50-165. Durable medical equipment (DME) and supplies  suitable for use in the home.
    A. Definitions. The following word and term when used in  these regulations shall have the following meaning unless the context clearly  indicates otherwise:
    "Durable medical equipment" or "DME"  means medical supplies, equipment, and appliances suitable for use in the home  consistent with 42 CFR 440.70(b)(3). 
    "Practitioner" means a provider of physician  services as defined in 42 CFR 440.50 or a provider of nurse practitioner  services as defined in 42 CFR 440.166.
    B. General requirements and conditions. 
    1. All medically necessary supplies and equipment shall be  covered. Unusual amounts, types, and duration of usage must be authorized by  DMAS in accordance with published policies and procedures. When determined to  be cost effective by DMAS, payment may be made for rental of the equipment in  lieu of purchase. 
    2. DME providers shall adhere to all applicable DMAS policies,  laws, and regulations for durable medical equipment and supplies. DME providers  shall also comply with all other applicable Virginia laws and regulations  requiring licensing, registration, or permitting. Failure to comply with such  laws and regulations shall result in denial of coverage for durable medical  equipment or supplies that are regulated by such licensing agency or agencies. 
    3. DME and supplies must be furnished pursuant to a  Certificate of Medical Necessity (CMN) (DMAS-352). 
    4. A CMN shall contain a practitioner's diagnosis of a  recipient's medical condition and an order for the durable medical equipment  and supplies that are medically necessary to treat the diagnosed condition and  the recipient's functional limitation. The order for DME or supplies must be  justified in the written documentation either on the CMN or attached thereto.  The CMN shall be valid for a maximum period of six months for Medicaid  recipients 21 years of age and younger. The maximum valid time period for  Medicaid recipients older than 21 years of age is 12 months. The validity of  the CMN shall terminate when the recipient's medical need for the prescribed  DME or supplies ends. 
    5. DME must be furnished exactly as ordered by the attending  practitioner on the CMN. The CMN and any supporting verifiable documentation  must be complete (signed and dated by the practitioner) and in the provider's  possession within 60 days from the time the ordered DME and supplies are  initially furnished by the DME provider. Each component of the DME must be  specifically ordered on the CMN by the practitioner.
    6. The CMN shall not be changed, altered, or amended after the  attending practitioner has signed it. If changes are necessary, as indicated by  the recipient's condition, in the ordered DME or supplies, the DME provider  must obtain a new CMN. New CMNs must be signed and dated by the attending  practitioner within 60 days from the time the ordered supplies are furnished by  the DME provider.
    7. DMAS shall have the authority to determine a different  (from those specified above) length of time a CMN may be valid based on medical  documentation submitted on the CMN. The CMN may be completed by the DME  provider or other health care professionals, but it must be signed and dated by  the attending practitioner. Supporting documentation may be attached to the CMN  but the attending practitioner's entire order must be on the CMN.
    8. The DME provider shall retain a copy of the CMN and all  supporting verifiable documentation on file for DMAS' post payment audit review  purposes. DME providers shall not create or revise CMNs or supporting  documentation for this service after the initiation of the post payment review  audit process. Attending practitioners shall not complete, or sign and date,  CMNs once the post payment audit review has begun. 
    C. Preauthorization is required for incontinence supplies  provided in quantities greater than two cases per month. Effective July  1, 2010, the billing unit for incontinence supplies (such as diapers, pull-ups,  and panty liners) shall be by each item. For example, an item can be one  diaper. Prior authorization shall be required for incontinence supplies  requested in quantities greater than the allowable limit as contained in the  Medicaid Memo Provider Manual Update, Subject: "Update to the Durable  Medical Equipment and Supplies Provider Manual," June 16, 2010.
    D. Supplies, equipment, or appliances that are not covered  include, but are not limited to, the following: 
    1. Space conditioning equipment, such as room humidifiers, air  cleaners, and air conditioners; 
    2. Durable medical equipment and supplies for any hospital or  nursing facility resident, except ventilators and associated supplies or  specialty beds for the treatment of wounds consistent with DME criteria for  nursing facility residents that have been approved by DMAS central office; 
    3. Furniture or appliances not defined as medical equipment  (such as blenders, bedside tables, mattresses other than for a hospital bed,  pillows, blankets or other bedding, special reading lamps, chairs with special  lift seats, hand-held shower devices, exercise bicycles, and bathroom scales); 
    4. Items that are only for the recipient's comfort and  convenience or for the convenience of those caring for the recipient (e.g., a  hospital bed or mattress because the recipient does not have a decent bed;  wheelchair trays used as a desk surface); mobility items used in addition to  primary assistive mobility aide for caregiver's or recipient's convenience  (e.g., electric wheelchair plus a manual chair); cleansing wipes; 
    5. Prosthesis, except for artificial arms, legs, and their  supportive devices, which must be preauthorized by the DMAS central office (effective  July 1, 1989); 
    6. Items and services that are not reasonable and necessary  for the diagnosis or treatment of illness or injury or to improve the  functioning of a malformed body member (e.g., dentifrices; toilet articles;  shampoos that do not require a practitioner's prescription; dental adhesives;  electric toothbrushes; cosmetic items, soaps, and lotions that do not require a  practitioner's prescription; sugar and salt substitutes; and support  stockings); 
    7. Orthotics, including braces, splints, and supports; 
    8. Home or vehicle modifications; 
    9. Items not suitable for or not used primarily in the home  setting (e.g., car seats, equipment to be used while at school, etc.); and 
    10. Equipment for which the primary function is vocationally  or educationally related (e.g., computers, environmental control devices,  speech devices, etc.). 
    E. For coverage of blood glucose meters for pregnant women,  refer to 12VAC30-50-510. 
    F. Coverage of home infusion therapy. Home infusion therapy  shall be defined as the intravenous administration of fluids, drugs, chemical  agents, or nutritional substances to recipients in the home setting. DMAS shall  reimburse for these services, supplies, and drugs on a service day rate  methodology established in 12VAC30-80-30. The therapies to be covered under  this policy shall be: hydration therapy, chemotherapy, pain management therapy,  drug therapy, and total parenteral nutrition (TPN). All the therapies that meet  criteria will be covered for three months. If any therapy service is required  for longer than the original three months, prior authorization shall be  required for the DME component for its continuation. The established service  day rate shall reimburse for all services delivered in a single day. There  shall be no additional reimbursement for special or extraordinary services. In  the event of incompatible drug administration, a separate HCPCS code shall be  used to allow for rental of a second infusion pump and purchase of an extra  administration tubing. When applicable, this code may be billed in addition to  the other service day rate codes. There must be documentation to support the  use of this code on the I.V. Implementation Form. Proper documentation shall  include the need for pump administration of the medications ordered, frequency  of administration to support that they are ordered simultaneously, and  indication of incompatibility. The service day rate payment methodology shall  be mandatory for reimbursement of all I.V. therapy services except for the  recipient who is enrolled in the Technology Assisted waiver program. The  following limitations shall apply to this service: 
    1. This service must be medically necessary to treat a  recipient's medical condition. The service must be ordered and provided in  accordance with accepted medical practice. The service must not be desired  solely for the convenience of the recipient or the recipient's caregiver. 
    2. In order for Medicaid to reimburse for this service, the  recipient must: 
    a. Reside in either a private home or a domiciliary care  facility, such as an adult care residence. Because the reimbursement for DME is  already provided under institutional reimbursement, recipients in hospitals,  nursing facilities, rehabilitation centers, and other institutional settings  shall not be covered for this service; 
    b. Be under the care of a practitioner who prescribes the home  infusion therapy and monitors the progress of the therapy; 
    c. Have body sites available for peripheral intravenous  catheter or needle placement or have a central venous access; and 
    d. Be capable of either self-administering such therapy or  have a caregiver who can be adequately trained, is capable of administering the  therapy, and is willing to safely and efficiently administer and monitor the  home infusion therapy. The caregiver must be willing to and be capable of  following appropriate teaching and adequate monitoring. In those cases where  the recipient is incapable of administering or monitoring the prescribed  therapy and there is no adequate or trained caregiver, it may be appropriate  for a home health agency to administer the therapy. 
    G. The medical equipment and supply vendor must provide the  equipment and supplies as prescribed by the practitioner on the certificate of  medical necessity. Orders shall not be changed unless the vendor obtains a new  certificate of medical necessity prior to ordering or providing the equipment  or supplies to the patient. 
    H. Medicaid shall not provide reimbursement to the medical  equipment and supply vendor for services provided prior to the date prescribed  by the practitioner or prior to the date of the delivery or when services are  not provided in accordance with published policies and procedures. If  reimbursement is denied for one of these reasons, the medical equipment and  supply vendor may not bill the Medicaid recipient for the service that was  provided. 
    I. The following criteria must be satisfied through the  submission of adequate and verifiable documentation satisfactory to the  department. Medically necessary DME and supplies shall be: 
    1. Ordered by the practitioner on the CMN; 
    2. A reasonable and necessary part of the recipient's  treatment plan; 
    3. Consistent with the recipient's diagnosis and medical  condition, particularly the functional limitations and symptoms exhibited by  the recipient; 
    4. Not furnished solely for the convenience, safety, or  restraint of the recipient, the family, attending practitioner, or other  practitioner or supplier; 
    5. Consistent with generally accepted professional medical  standards (i.e., not experimental or investigational); and 
    6. Furnished at a safe, effective, and cost-effective level  suitable for use in the recipient's home environment. 
    J. Coverage of enteral nutrition (EN) which does not include  a legend drug shall be limited to when the nutritional supplement is the sole  source form of nutrition, is administered orally or through a nasogastric or  gastrostomy tube, and is necessary to treat a medical condition. Coverage of EN  shall not include the provision of routine infant formula. A nutritional  assessment shall be required for all recipients receiving nutritional  supplements. 
    DOCUMENTS INCORPORATED BY REFERENCE (12VAC30-50) 
    Diagnostic and Statistical Manual of Mental Disorders, Fourth  Edition DSM-IV-TR, copyright 2000, American Psychiatric Association. 
    Length of Stay by Diagnosis and Operation, Southern Region,  1996, HCIA, Inc.
    Guidelines for Perinatal Care, 4th Edition, August 1997,  American Academy of Pediatrics and the American College of Obstetricians and  Gynecologists. 
    Virginia Supplemental Drug Rebate Agreement Contract and  Addenda. 
    Office Reference Manual (Smiles for Children), prepared by  DMAS' Dental Benefits Administrator, copyright 2005  (www.dmas.virginia.gov/downloads/pdfs/dental-office_reference_manual_0  6-09-05.pdf). 
    Patient Placement Criteria for the Treatment of  Substance-Related Disorders ASAM PPC-2R, Second Edition, copyright 2001,  American Society of Addiction Medicine.
    Medicaid Memo Provider Manual Update, Subject:  "Update to the Durable Medical Equipment and Supplies Provider  Manual," June 16, 2010, Department of Medical Assistance Services.
    12VAC30-80-30. Fee-for-service providers.
    A. Payment for the following services, except for physician  services, shall be the lower of the state agency fee schedule (12VAC30-80-190  has information about the state agency fee schedule) or actual charge (charge  to the general public):
    1. Physicians' services. Payment for physician services shall  be the lower of the state agency fee schedule or actual charge (charge to the  general public). The following limitations shall apply to emergency physician  services.
    a. Definitions. The following words and terms, when used in  this subdivision 1 shall have the following meanings when applied to emergency  services unless the context clearly indicates otherwise:
    "All-inclusive" means all emergency service and  ancillary service charges claimed in association with the emergency department  visit, with the exception of laboratory services.
    "DMAS" means the Department of Medical Assistance  Services consistent with Chapter 10 (§ 32.1-323 et seq.) of Title 32.1 of  the Code of Virginia.
    "Emergency physician services" means services that  are necessary to prevent the death or serious impairment of the health of the  recipient. The threat to the life or health of the recipient necessitates the  use of the most accessible hospital available that is equipped to furnish the  services.
    "Recent injury" means an injury that has occurred  less than 72 hours prior to the emergency department visit.
    b. Scope. DMAS shall differentiate, as determined by the  attending physician's diagnosis, the kinds of care routinely rendered in  emergency departments and reimburse physicians for nonemergency care rendered  in emergency departments at a reduced rate.
    (1) DMAS shall reimburse at a reduced and all-inclusive  reimbursement rate for all physician services, including those obstetric and  pediatric procedures contained in 12VAC30-80-160, rendered in emergency  departments that DMAS determines are nonemergency care.
    (2) Services determined by the attending physician to be  emergencies shall be reimbursed under the existing methodologies and at the  existing rates.
    (3) Services determined by the attending physician that may be  emergencies shall be manually reviewed. If such services meet certain criteria,  they shall be paid under the methodology in subdivision 1 b (2) of this  subsection. Services not meeting certain criteria shall be paid under the  methodology in subdivision 1 b (1) of this subsection. Such criteria shall  include, but not be limited to:
    (a) The initial treatment following a recent obvious injury.
    (b) Treatment related to an injury sustained more than 72  hours prior to the visit with the deterioration of the symptoms to the point of  requiring medical treatment for stabilization.
    (c) The initial treatment for medical emergencies including  indications of severe chest pain, dyspnea, gastrointestinal hemorrhage,  spontaneous abortion, loss of consciousness, status epilepticus, or other  conditions considered life threatening.
    (d) A visit in which the recipient's condition requires  immediate hospital admission or the transfer to another facility for further  treatment or a visit in which the recipient dies.
    (e) Services provided for acute vital sign changes as  specified in the provider manual.
    (f) Services provided for severe pain when combined with one  or more of the other guidelines.
    (4) Payment shall be determined based on ICD-9-CM diagnosis  codes and necessary supporting documentation.
    (5) DMAS shall review on an ongoing basis the effectiveness of  this program in achieving its objectives and for its effect on recipients,  physicians, and hospitals. Program components may be revised subject to  achieving program intent objectives, the accuracy and effectiveness of the  ICD-9-CM code designations, and the impact on recipients and providers.
    2. Dentists' services.
    3. Mental health services including: (i) community mental  health services; (ii) services of a licensed clinical psychologist; or (iii)  mental health services provided by a physician.
    a. Services provided by licensed clinical psychologists shall  be reimbursed at 90% of the reimbursement rate for psychiatrists.
    b. Services provided by independently enrolled licensed  clinical social workers, licensed professional counselors or licensed clinical  nurse specialists-psychiatric shall be reimbursed at 75% of the reimbursement  rate for licensed clinical psychologists.
    4. Podiatry.
    5. Nurse-midwife services.
    6. Durable medical equipment (DME) and supplies.
    a. For those items that have a national Healthcare Common  Procedure Coding System (HCPCS) code, the rate for durable medical equipment  shall be set at the Durable Medical Equipment Regional Carrier (DMERC)  reimbursement level.
    b. The rate paid for all items of durable medical equipment  except nutritional supplements shall be the lower of the state agency fee  schedule that existed prior to July 1, 1996, less 4.5%, or the actual charge.
    c. The rate paid for nutritional supplements shall be the  lower of the state agency fee schedule or the actual charge.
    Definitions. The following words and terms when used in  this part shall have the following meanings unless the context clearly  indicates otherwise:
    "DMERC" means the Durable Medical Equipment  Regional Carrier rate as published by Medicare at www.cms.gov/DMEPOSFeeSched/LSDMEPOSFEE/list.asp?filterType=none&filterByDID=-99&sortByDID=3&sortOrder=descending&intNumPerPage=10.
    "HCPCS" means the Healthcare Common Procedure  Coding System, Medicare's National Level II Codes, HCPCS 2006 (Eighteenth  edition), as published by Ingenix, as may be periodically updated.
    a. Reimbursement method.
    (1) If the DME item has a DMERC rate, the reimbursement  rate shall be the DMERC rate minus 10%.
    (2) For DME items with no DMERC rate, the agency shall use  the fee schedule amount. The reimbursement rates for durable medical  equipment and supplies shall be listed in the DMAS Medicaid Durable Medical  Equipment (DME) and Supplies Listing and updated periodically. The fee schedule  is available on the agency website at www.dmas.virginia.gov.
    (3) If a DME item has no DMERC rate or agency fee schedule  rate, the reimbursement rate shall be the net manufacturer's charge to the  provider, less shipping and handling, plus 30%.  The net manufacturer's  charge to the provider shall be the cost to the provider minus all available  discounts to the provider. 
    b. DMAS shall have the authority to amend the fee schedule  as it deems appropriate and with notice to providers. DMAS shall determine  alternate pricing, based on agency research, for any code which does not have a  DMERC rate.
    d. c. Certain durable medical equipment used for  intravenous therapy and oxygen therapy shall be bundled under specified  procedure codes and reimbursed as determined by the agency. Certain  services/durable medical equipment such as service maintenance agreements shall  be bundled under specified procedure codes and reimbursed as determined by the  agency.
    (1) Intravenous therapies. The DME for a single therapy,  administered in one day, shall be reimbursed at the established service day  rate for the bundled durable medical equipment and the standard pharmacy  payment, consistent with the ingredient cost as described in 12VAC30-80-40,  plus the pharmacy service day and dispensing fee. Multiple applications of the  same therapy shall be included in one service day rate of reimbursement.  Multiple applications of different therapies administered in one day shall be  reimbursed for the bundled durable medical equipment service day rate as  follows: the most expensive therapy shall be reimbursed at 100% of cost; the  second and all subsequent most expensive therapies shall be reimbursed at 50%  of cost. Multiple therapies administered in one day shall be reimbursed at the  pharmacy service day rate plus 100% of every active therapeutic ingredient in  the compound (at the lowest ingredient cost methodology) plus the appropriate  pharmacy dispensing fee.
    (2) Respiratory therapies. The DME for oxygen therapy shall  have supplies or components bundled under a service day rate based on oxygen  liter flow rate or blood gas levels. Equipment associated with respiratory  therapy may have ancillary components bundled with the main component for  reimbursement. The reimbursement shall be a service day per diem rate for  rental of equipment or a total amount of purchase for the purchase of  equipment. Such respiratory equipment shall include, but not be limited to,  oxygen tanks and tubing, ventilators, noncontinuous ventilators, and suction  machines. Ventilators, noncontinuous ventilators, and suction machines may be  purchased based on the individual patient's medical necessity and length of  need.
    (3) Service maintenance agreements. Provision shall be made  for a combination of services, routine maintenance, and supplies, to be known  as agreements, under a single reimbursement code only for equipment that is  recipient owned. Such bundled agreements shall be reimbursed either monthly or  in units per year based on the individual agreement between the DME provider  and DMAS. Such bundled agreements may apply to, but not necessarily be limited  to, either respiratory equipment or apnea monitors.
    7. Local health services.
    8. Laboratory services (other than inpatient hospital).
    9. Payments to physicians who handle laboratory specimens, but  do not perform laboratory analysis (limited to payment for handling).
    10. X-Ray services.
    11. Optometry services.
    12. Medical supplies and equipment.
    13. Home health services. Effective June 30, 1991, cost  reimbursement for home health services is eliminated. A rate per visit by  discipline shall be established as set forth by 12VAC30-80-180.
    14. Physical therapy; occupational therapy; and speech,  hearing, language disorders services when rendered to noninstitutionalized  recipients.
    15. Clinic services, as defined under 42 CFR 440.90.
    16. Supplemental payments for services provided by Type I  physicians.
    a. In addition to payments for physician services specified  elsewhere in this State Plan, DMAS provides supplemental payments to Type I  physicians for furnished services provided on or after July 2, 2002. A Type I  physician is a member of a practice group organized by or under the control of  a state academic health system or an academic health system that operates under  a state authority and includes a hospital, who has entered into contractual agreements  for the assignment of payments in accordance with 42 CFR 447.10.
    b. Effective July 2, 2002, the supplemental payment amount for  Type I physician services shall be the difference between the Medicaid payments  otherwise made for Type I physician services and Medicare rates. Effective  August 13, 2002, the supplemental payment amount for Type I physician services  shall be the difference between the Medicaid payments otherwise made for  physician services and 143% of Medicare rates. This percentage was determined  by dividing the total commercial allowed amounts for Type I physicians for at  least the top five commercial insurers in CY 2004 by what Medicare would have  allowed. The average commercial allowed amount was determined by multiplying  the relative value units times the conversion factor for RBRVS procedures and  by multiplying the unit cost times anesthesia units for anesthesia procedures  for each insurer and practice group with Type I physicians and summing for all  insurers and practice groups. The Medicare equivalent amount was determined by  multiplying the total commercial relative value units for Type I physicians  times the Medicare conversion factor for RBRVS procedures and by multiplying  the Medicare unit cost times total commercial anesthesia units for anesthesia  procedures for all Type I physicians and summing. 
    c. Supplemental payments shall be made quarterly.
    d. Payment will not be made to the extent that this would  duplicate payments based on physician costs covered by the supplemental payments.
    17. Supplemental payments to nonstate government-owned or  operated clinics. 
    a. In addition to payments for clinic services specified  elsewhere in the regulations, DMAS provides supplemental payments to qualifying  nonstate government-owned or operated clinics for outpatient services provided  to Medicaid patients on or after July 2, 2002. Clinic means a facility that is  not part of a hospital but is organized and operated to provide medical care to  outpatients. Outpatient services include those furnished by or under the  direction of a physician, dentist or other medical professional acting within  the scope of his license to an eligible individual. Effective July 1, 2005, a  qualifying clinic is a clinic operated by a community services board. The state  share for supplemental clinic payments will be funded by general fund  appropriations. 
    b. The amount of the supplemental payment made to each  qualifying nonstate government-owned or operated clinic is determined by: 
    (1) Calculating for each clinic the annual difference between  the upper payment limit attributed to each clinic according to subdivision 17 d  and the amount otherwise actually paid for the services by the Medicaid  program; 
    (2) Dividing the difference determined in subdivision 17 b (1)  for each qualifying clinic by the aggregate difference for all such qualifying  clinics; and 
    (3) Multiplying the proportion determined in subdivision (2)  of this subdivision 17 b by the aggregate upper payment limit amount for all  such clinics as determined in accordance with 42 CFR 447.321 less all payments  made to such clinics other than under this section. 
    c. Payments for furnished services made under this section may  be made in one or more installments at such times, within the fiscal year or  thereafter, as is determined by DMAS. 
    d. To determine the aggregate upper payment limit referred to  in subdivision 17 b (3), Medicaid payments to nonstate government-owned or  operated clinics will be divided by the "additional factor" whose  calculation is described in Attachment 4.19-B, Supplement 4 (12VAC30-80-190 B  2) in regard to the state agency fee schedule for RBRVS. Medicaid payments will  be estimated using payments for dates of service from the prior fiscal year  adjusted for expected claim payments. Additional adjustments will be made for  any program changes in Medicare or Medicaid payments.
    18. Reserved.
    19. Personal Assistance Services (PAS) for individuals  enrolled in the Medicaid Buy-In program described in 12VAC30-60-200. These  services are reimbursed in accordance with the state agency fee schedule  described in 12VAC30-80-190. The state agency fee schedule is published on the  Single State Agency Website. 
    B. Hospice services payments must be no lower than the  amounts using the same methodology used under Part A of Title XVIII, and take  into account the room and board furnished by the facility, equal to at least  95% of the rate that would have been paid by the state under the plan for  facility services in that facility for that individual. Hospice services shall be  paid according to the location of the service delivery and not the location of  the agency's home office.
    DOCUMENTS INCORPORATED BY REFERENCE (12VAC30-80) 
    Approved Drug Products with Therapeutic Equivalence  Evaluations, 25th Edition, 2005, U.S. Department of Health and Human Services. 
    Healthcare Common Procedure Coding System (HCPCS), Medicare's  National Level II Codes, 2001 HCPCS 2006 (Eighteenth edition), Medicode  American Medical Association.
    International Classification of Diseases, ICD-9-CM 2007, Physician,  Volumes 1 and 2, 9th Revision-Clinical Modification, American Medical  Association. 
    Durable Medical Equipment, Prosthetics/Orthotics &  Supplies Fee Schedules, http://www.cms.gov/  DMEPOSFeeSched/LSDMEPOSFEE/list.asp?filterType=none&filterByDID=-99&sortByDID=3&sortOrder=  descending&intNumPerPage=10, July 2010, version 2, Centers for Medicare  & Medicaid Services, U.S. Department of Health and Human Services.
    Medicaid Durable Medical Equipment (DME) and Supplies  Listing, Department of Medical Assistance Services.
     VA.R. Doc. No. R10-2333; Filed July 1, 2010, 12:56 p.m. 
    Emergency Regulation
    Titles of Regulations: 12VAC30-50. Amount, Duration,  and Scope of Medical and Remedial Care Services (amending 12VAC30-50-130).
    12VAC30-60. Standards Established and Methods Used to Assure  High Quality Care (amending 12VAC30-60-61, 12VAC30-60-143). 
    Statutory Authority: § 32.1-325 of the Code of  Virginia; Title XIX of the Social Security Act (42 USC § 1396 et seq.).
    Effective Dates: July 1, 2010, through June 30, 2011.
    Agency Contact: Brian McCormick, Regulatory Supervisor,  Department of Medical Assistance Services, 600 East Broad Street, Suite 1300,  Richmond, VA 23219, telephone (804) 371-8856, FAX (804) 786-1680, or email  brian.mccormick@dmas.virginia.gov.
    Preamble:
    Section 2.2-4011 of the Administrative Process Act states  that an agency may adopt regulations in an emergency situation: (i) upon  consultation with the Attorney General after the agency has submitted a request  stating in writing the nature of the emergency, and at the sole discretion of the  Governor; (ii) in a situation in which Virginia statutory law, the Virginia  appropriation act, federal law, or federal regulation requires that a  regulation be effective in 280 days or less from its enactment, and the  regulation is not exempt under the provisions of subdivision A 4 of  § 2.2-4006; or (iii) in a situation in which an agency has an existing  emergency regulation, additional emergency regulations may be issued as needed  to address the subject matter of the initial emergency regulation provided the  amending action does not extend the effective date of the original action.
    The agency is proposing this regulatory action to comply  with Item 297 YY of Chapter 874 of the 2010 Acts of Assembly (2010  Appropriation Act), which gives the Department of Medical Assistance Services  (DMAS) authority to make programmatic changes in the provision of intensive  in-home services and community mental health services to ensure appropriate  utilization and cost efficiency. In recent years the utilization of certain community-based  mental health services has increased substantially. These changes are part of a  review of the services to ensure that the services are appropriately utilized.  Specifically, the 2010 Appropriation Act states: 
    "YY. The Department of Medical Assistance Services  shall make programmatic changes in the provision of Intensive In-Home services  and Community Mental Health services in order ensure appropriate utilization  and cost efficiency. The department shall consider all available options including,  but not limited to, prior authorization, utilization review and provider  qualifications. The Department of Medical Assistance Services shall promulgate  regulations to implement these changes within 280 days or less from the  enactment date of this act."
    The regulations affected by this action are Amount,  Duration and Scope of Services and Standards Established and Methods Used to  Assure High Quality of Care (12VAC30-50-130, 12VAC30-60-61, and  12VAC30-60-143): The services involved include skilled nursing facility  services; early periodic screening, diagnosis, and treatment (EPSDT) services,  and family planning services related to the EPSDT Program; community mental  health services for children; and mental health services utilization.
    Summary:
    This action implements the results of a review of mental  health services for children and adults. The amendments (i) update the name of  the Department of Mental Health, Mental Retardation, and Substance Abuse  Services to the Department of Behavioral Health and Developmental Services;  (ii) set forth rules and penalties related to the marketing of Medicaid mental  health services; (iii) delete the allowance for a week of service for intensive  in-home services without prior authorization; (iv) establish the penalties to be  applied to providers of intensive in-home services and therapeutic day  treatments for children and adolescents that violate DMAS marketing  restrictions, which is intended to eliminate claims processing issues that  delayed payments to providers; (v) require a statement that prior authorization  is required for day treatment for children and adolescents; (vi) require that  specific assessment elements be included as part of the initial assessment for  children's mental health services; (vii) require that the initial assessment  for intensive in-home services be conducted in the home and adopt caseload and  supervision guidelines that were published by the Licensing Division of the  Department of Behavioral Health and Developmental Services; (viii) specify  staff ratios for day treatment for children and adolescents; and (ix) require  coordination with providers of case management.
    12VAC30-50-130. Skilled nursing facility services, EPSDT,  school health services and family planning.
    A. Skilled nursing facility services (other than services in  an institution for mental diseases) for individuals 21 years of age or older.
    Service must be ordered or prescribed and directed or  performed within the scope of a license of the practitioner of the healing  arts.
    B. Early and periodic screening and diagnosis of individuals  under 21 years of age, and treatment of conditions found.
    1. Payment of medical assistance services shall be made on  behalf of individuals under 21 years of age, who are Medicaid eligible, for  medically necessary stays in acute care facilities, and the accompanying  attendant physician care, in excess of 21 days per admission when such services  are rendered for the purpose of diagnosis and treatment of health conditions  identified through a physical examination.
    2. Routine physicals and immunizations (except as provided  through EPSDT) are not covered except that well-child examinations in a private  physician's office are covered for foster children of the local social services  departments on specific referral from those departments.
    3. Orthoptics services shall only be reimbursed if medically  necessary to correct a visual defect identified by an EPSDT examination or  evaluation. The department shall place appropriate utilization controls upon  this service.
    4. Consistent with the Omnibus Budget Reconciliation Act of  1989 § 6403, early and periodic screening, diagnostic, and treatment services  means the following services: screening services, vision services, dental  services, hearing services, and such other necessary health care, diagnostic  services, treatment, and other measures described in Social Security Act §  1905(a) to correct or ameliorate defects and physical and mental illnesses and  conditions discovered by the screening services and which are medically  necessary, whether or not such services are covered under the State Plan and  notwithstanding the limitations, applicable to recipients ages 21 and over,  provided for by the Act § 1905(a).
    5. Community mental health services.
    a. Intensive in-home services to children and adolescents  under age 21 shall be time-limited interventions provided typically but not  solely in the residence of a child who is at risk of being moved into an  out-of-home placement or who is being transitioned to home from out-of-home  placement due to a documented medical need of the child. These services provide  crisis treatment; individual and family counseling; and communication skills  (e.g., counseling to assist the child and his parents to understand and  practice appropriate problem solving, anger management, and interpersonal  interaction, etc.); case management activities and coordination with other  required services; and 24-hour emergency response. These services shall be  limited annually to 26 weeks. After an initial period, prior Prior  authorization is required for Medicaid reimbursement.
    b. Therapeutic day treatment shall be provided two or more  hours per day in order to provide therapeutic interventions. Day treatment  programs, limited annually to 780 units, provide evaluation; medication; education  and management; opportunities to learn and use daily living skills and to  enhance social and interpersonal skills (e.g., problem solving, anger  management, community responsibility, increased impulse control, and  appropriate peer relations, etc.); and individual, group and family  psychotherapy. Authorization is required for Medicaid reimbursement.
    c. Community-Based Services for Children and Adolescents under  21 (Level A).
    (1) Such services shall be a combination of therapeutic  services rendered in a residential setting. The residential services will  provide structure for daily activities, psychoeducation, therapeutic  supervision and psychiatric treatment to ensure the attainment of therapeutic  mental health goals as identified in the individual service plan (plan of  care). Individuals qualifying for this service must demonstrate medical  necessity for the service arising from a condition due to mental, behavioral or  emotional illness that results in significant functional impairments in major  life activities in the home, school, at work, or in the community. The service  must reasonably be expected to improve the child's condition or prevent  regression so that the services will no longer be needed. DMAS will reimburse  only for services provided in facilities or programs with no more than 16 beds.
    (2) In addition to the residential services, the child must  receive, at least weekly, individual psychotherapy that is provided by a  licensed mental health professional.
    (3) Individuals must be discharged from this service when  other less intensive services may achieve stabilization.
    (4) Authorization is required for Medicaid reimbursement.
    (5) Room and board costs are not reimbursed. Facilities that  only provide independent living services are not reimbursed.
    (6) Providers must be licensed by the Department of Social  Services, Department of Juvenile Justice, or Department of Education under the  Standards for Interdepartmental Regulation of Children's Residential Facilities  (22VAC42-10).
    (7) Psychoeducational programming must include, but is not  limited to, development or maintenance of daily living skills, anger  management, social skills, family living skills, communication skills, and  stress management.
    (8) The facility/group home must coordinate services with other  providers.
    d. Therapeutic Behavioral Services (Level B).
    (1) Such services must be therapeutic services rendered in a  residential setting that provides structure for daily activities,  psychoeducation, therapeutic supervision and psychiatric treatment to ensure  the attainment of therapeutic mental health goals as identified in the  individual service plan (plan of care). Individuals qualifying for this service  must demonstrate medical necessity for the service arising from a condition due  to mental, behavioral or emotional illness that results in significant  functional impairments in major life activities in the home, school, at work,  or in the community. The service must reasonably be expected to improve the  child's condition or prevent regression so that the services will no longer be  needed. DMAS will reimburse only for services provided in facilities or  programs with no more than 16 beds.
    (2) Authorization is required for Medicaid reimbursement.
    (3) Room and board costs are not reimbursed. Facilities that  only provide independent living services are not reimbursed.
    (4) Providers must be licensed by the Department of Mental  Health, Mental Retardation, and Substance Abuse Services (DMHMRSAS) Behavioral  Health and Developmental Services (DBHDS) under the Standards for  Interdepartmental Regulation of Children's Residential Facilities (22VAC42-10).
    (5) Psychoeducational programming must include, but is not  limited to, development or maintenance of daily living skills, anger  management, social skills, family living skills, communication skills, and  stress management. This service may be provided in a program setting or a  community-based group home.
    (6) The child must receive, at least weekly, individual  psychotherapy and, at least weekly, group psychotherapy that is provided as  part of the program.
    (7) Individuals must be discharged from this service when  other less intensive services may achieve stabilization.
    6. Inpatient psychiatric services shall be covered for  individuals younger than age 21 for medically necessary stays for the purpose  of diagnosis and treatment of mental health and behavioral disorders identified  under EPSDT when such services are rendered by:
    a. A psychiatric hospital or an inpatient psychiatric program  in a hospital accredited by the Joint Commission on Accreditation of Healthcare  Organizations; or a psychiatric facility that is accredited by the Joint  Commission on Accreditation of Healthcare Organizations, the Commission on  Accreditation of Rehabilitation Facilities, the Council on Accreditation of  Services for Families and Children or the Council on Quality and Leadership.
    b. Inpatient psychiatric hospital admissions at general acute  care hospitals and freestanding psychiatric hospitals shall also be subject to  the requirements of 12VAC30-50-100, 12VAC30-50-105, and 12VAC30-60-25.  Inpatient psychiatric admissions to residential treatment facilities shall also  be subject to the requirements of Part XIV (12VAC30-130-850 et seq.) of this  chapter.
    c. Inpatient psychiatric services are reimbursable only when  the treatment program is fully in compliance with 42 CFR Part 441 Subpart D, as  contained in 42 CFR 441.151 (a) and (b) and 441.152 through 441.156. Each  admission must be preauthorized and the treatment must meet DMAS requirements  for clinical necessity.
    7. Hearing aids shall be reimbursed for individuals younger  than 21 years of age according to medical necessity when provided by  practitioners licensed to engage in the practice of fitting or dealing in  hearing aids under the Code of Virginia.
    C. School health services.
    1. School health assistant services are repealed effective  July 1, 2006.
    2. School divisions may provide routine well-child screening  services under the State Plan. Diagnostic and treatment services that are  otherwise covered under early and periodic screening, diagnosis and treatment  services, shall not be covered for school divisions. School divisions to  receive reimbursement for the screenings shall be enrolled with DMAS as clinic  providers.
    a. Children enrolled in managed care organizations shall  receive screenings from those organizations. School divisions shall not receive  reimbursement for screenings from DMAS for these children.
    b. School-based services are listed in a recipient's  Individualized Education Program (IEP) and covered under one or more of the  service categories described in § 1905(a) of the Social Security Act. These  services are necessary to correct or ameliorate defects of physical or mental  illnesses or conditions.
    3. Service providers shall be licensed under the applicable  state practice act or comparable licensing criteria by the Virginia Department  of Education, and shall meet applicable qualifications under 42 CFR Part 440.  Identification of defects, illnesses or conditions and services necessary to correct  or ameliorate them shall be performed by practitioners qualified to make those  determinations within their licensed scope of practice, either as a member of  the IEP team or by a qualified practitioner outside the IEP team.
    a. Service providers shall be employed by the school division  or under contract to the school division. 
    b. Supervision of services by providers recognized in  subdivision 4 of this subsection shall occur as allowed under federal  regulations and consistent with Virginia law, regulations, and DMAS provider  manuals. 
    c. The services described in subdivision 4 of this subsection  shall be delivered by school providers, but may also be available in the  community from other providers.
    d. Services in this subsection are subject to utilization  control as provided under 42 CFR Parts 455 and 456. 
    e. The IEP shall determine whether or not the services  described in subdivision 4 of this subsection are medically necessary and that  the treatment prescribed is in accordance with standards of medical practice.  Medical necessity is defined as services ordered by IEP providers. The IEP  providers are qualified Medicaid providers to make the medical necessity  determination in accordance with their scope of practice. The services must be  described as to the amount, duration and scope. 
    4. Covered services include:
    a. Physical therapy, occupational therapy and services for  individuals with speech, hearing, and language disorders, performed by, or  under the direction of, providers who meet the qualifications set forth at 42  CFR 440.110. This coverage includes audiology services;
    b. Skilled nursing services are covered under 42 CFR 440.60.  These services are to be rendered in accordance to the licensing standards and  criteria of the Virginia Board of Nursing. Nursing services are to be provided  by licensed registered nurses or licensed practical nurses but may be delegated  by licensed registered nurses in accordance with the regulations of the  Virginia Board of Nursing, especially the section on delegation of nursing  tasks and procedures. the licensed practical nurse is under the supervision of  a registered nurse. 
    (1) The coverage of skilled nursing services shall be of a  level of complexity and sophistication (based on assessment, planning,  implementation and evaluation) that is consistent with skilled nursing services  when performed by a licensed registered nurse or a licensed practical nurse.  These skilled nursing services shall include, but not necessarily be limited to  dressing changes, maintaining patent airways, medication  administration/monitoring and urinary catheterizations. 
    (2) Skilled nursing services shall be directly and  specifically related to an active, written plan of care developed by a  registered nurse that is based on a written order from a physician, physician  assistant or nurse practitioner for skilled nursing services. This order shall  be recertified on an annual basis. 
    c. Psychiatric and psychological services performed by  licensed practitioners within the scope of practice are defined under state law  or regulations and covered as physicians' services under 42 CFR 440.50 or  medical or other remedial care under 42 CFR 440.60. These outpatient services  include individual medical psychotherapy, group medical psychotherapy coverage,  and family medical psychotherapy. Psychological and neuropsychological testing  are allowed when done for purposes other than educational diagnosis, school  admission, evaluation of an individual with mental retardation prior to  admission to a nursing facility, or any placement issue. These services are  covered in the nonschool settings also. School providers who may render these  services when licensed by the state include psychiatrists, licensed clinical  psychologists, school psychologists, licensed clinical social workers,  professional counselors, psychiatric clinical nurse specialist, marriage and  family therapists, and school social workers.
    d. Personal care services are covered under 42 CFR 440.167 and  performed by persons qualified under this subsection. The personal care  assistant is supervised by a DMAS recognized school-based health professional  who is acting within the scope of licensure. This practitioner develops a  written plan for meeting the needs of the child, which is implemented by the  assistant. The assistant must have qualifications comparable to those for other  personal care aides recognized by the Virginia Department of Medical Assistance  Services. The assistant performs services such as assisting with toileting,  ambulation, and eating. The assistant may serve as an aide on a specially  adapted school vehicle that enables transportation to or from the school or  school contracted provider on days when the student is receiving a  Medicaid-covered service under the IEP. Children requiring an aide during transportation  on a specially adapted vehicle shall have this stated in the IEP.
    e. Medical evaluation services are covered as physicians'  services under 42 CFR 440.50 or as medical or other remedial care under 42 CFR  440.60. Persons performing these services shall be licensed physicians,  physician assistants, or nurse practitioners. These practitioners shall  identify the nature or extent of a child's medical or other health related  condition. 
    f. Transportation is covered as allowed under 42 CFR 431.53  and described at State Plan Attachment 3.1-D. Transportation shall be rendered  only by school division personnel or contractors. Transportation is covered for  a child who requires transportation on a specially adapted school vehicle that  enables transportation to or from the school or school contracted provider on  days when the student is receiving a Medicaid-covered service under the IEP.  Transportation shall be listed in the child's IEP. Children requiring an aide  during transportation on a specially adapted vehicle shall have this stated in  the IEP. 
    g. Assessments are covered as necessary to assess or reassess  the need for medical services in a child's IEP and shall be performed by any of  the above licensed practitioners within the scope of practice. Assessments and  reassessments not tied to medical needs of the child shall not be covered.
    5. DMAS will ensure through quality management review that  duplication of services will be monitored. School divisions have a  responsibility to ensure that if a child is receiving additional therapy  outside of the school, that there will be coordination of services to avoid  duplication of service. 
    D. Family planning services and supplies for individuals of  child-bearing age.
    1. Service must be ordered or prescribed and directed or  performed within the scope of the license of a practitioner of the healing  arts.
    2. Family planning services shall be defined as those services  that delay or prevent pregnancy. Coverage of such services shall not include  services to treat infertility nor services to promote fertility.
    12VAC30-60-61. Services related to the Early and Periodic  Screening, Diagnosis and Treatment Program (EPSDT); community mental health  services for children.
    A. Intensive in-home services for children and adolescents. 
    1. Individuals qualifying for this service must demonstrate a  clinical necessity for the service arising from mental, behavioral or emotional  illness which results in significant functional impairments in major life  activities. Individuals must meet at least two of the following criteria on a  continuing or intermittent basis: 
    a. Have difficulty in establishing or maintaining normal  interpersonal relationships to such a degree that they are at risk of  hospitalization or out-of-home placement because of conflicts with family or  community. 
    b. Exhibit such inappropriate behavior that repeated  interventions by the mental health, social services or judicial system are  necessary. 
    c. Exhibit difficulty in cognitive ability such that they are  unable to recognize personal danger or recognize significantly inappropriate  social behavior. 
    2. At admission, an appropriate assessment is made by the LMHP  or the QMHP and approved by the LMHP, documenting that service needs can best  be met through intervention provided typically but not solely in the client's  residence. The assessment must include the elements specified by DMAS.  An Individual Service Plan (ISP) must be fully completed within 30 days of  initiation of services. 
    3. Services must be directed toward the treatment of the  eligible child and delivered primarily in the family's residence with the child  present. The assessment must be done face to face in the child's home.  In some circumstances, such as lack of privacy or unsafe conditions, the  assessment and provision of services may be provided in the community if by  the needs assessment and ISP the rationale is supported in the  clinical record.
    4. These services shall be provided when the clinical needs of  the child put the child at risk for out-of-home placement: 
    a. When services that are far more intensive than outpatient  clinic care are required to stabilize the child in the family situation, or 
    b. When the child's residence as the setting for services is  more likely to be successful than a clinic. 
    5. Services may not be billed when provided to a family while  the child is not residing in the home. 
    6. Services shall also be used to facilitate the transition to  home from an out-of-home placement when services more intensive than outpatient  clinic care are required for the transition to be successful. The child and  responsible parent/guardian must be available and in agreement to participate  in the transition. 
    7. At least one parent or responsible adult with whom the  child is living must be willing to participate in the intensive in-home  services with the goal of keeping the child with the family. 
    8. The enrolled provider must be licensed by the Department of  Mental Health, Mental Retardation and Substance Abuse Services Behavioral  Health and Developmental Services (DBHDS) as a provider of intensive  in-home services. 
    9. Services must be provided by an LMHP or a QMHP as defined  in 12VAC30-50-226. Reimbursement shall not be provided for such services when  they have been rendered by a QPPMH as defined in 12VAC30-50-226. 
    10. The billing unit for intensive in-home service is one  hour. Although the pattern of service delivery may vary, intensive in-home  services is an intensive service provided to individuals for whom there is a  plan of care in effect which demonstrates the need for a minimum of three hours  a week of intensive in-home service, and includes a plan for service provision  of a minimum of three hours of service delivery per client/family per week in  the initial phase of treatment. It is expected that the pattern of service  provision may show more intensive services and more frequent contact with the  client and family initially with a lessening or tapering off of intensity  toward the latter weeks of service. Service plans must incorporate a discharge  plan which identifies transition from intensive in-home to less intensive or  nonhome based services. 
    11. The provider must ensure that the maximum  staff-to-caseload ratio fully meets the needs of the individual. For full  time staff, the staff to client ratio shall not exceed five cases per staff.  The ratio for half-time staff to clients is 1 to 3. Staff that work less than  half-time must be cleared with the licensing specialist for more than one case.  A case load may be 1:6 staff to client ratio if the staff is transitioning one  of the clients off of the case load for up to 30 days.
    12. A full-time clinical supervisor may not have more than  10 QMHP to supervise. A half-time clinical supervisor may not have more than  five QMHPs to supervise. 
    12. 13. Since case management services are an  integral and inseparable part of this service, case management services may not  be billed separately for periods of time when intensive in-home services are  being provided. 
    13. 14. Emergency assistance shall be available  24 hours per day, seven days a week. 
    15. Providers shall comply with DMAS marketing  requirements. Providers that violate the DMAS marketing requirements will be  assessed financial penalties for the first two violations. A provider that  violates the marketing requirements for a third time shall have his provider's  participation agreement for this service terminated. The DMAS marketing  requirements are published in the Medicaid Special Memo, dated June 9, 2010,  Changes to Community Mental Health Rehabilitation Services. 
    16. If an individual receiving services is also receiving  case management services, the provider must collaborate with the case manager  and provide notification of the provision of services. In addition, the  provider must send monthly updates to the case manager on the individual's  progress. A discharge summary must be sent to the case manager within 30 days  of the service discontinuation date.
    B. Therapeutic day treatment for children and adolescents. 
    1. Therapeutic day treatment is appropriate for children and  adolescents who meet one of the following: 
    a. Children and adolescents who require year-round treatment  in order to sustain behavior or emotional gains. 
    b. Children and adolescents whose behavior and emotional  problems are so severe they cannot be handled in self-contained or resource  emotionally disturbed (ED) classrooms without: 
    (1) This programming during the school day; or 
    (2) This programming to supplement the school day or school  year. 
    c. Children and adolescents who would otherwise be placed on  homebound instruction because of severe emotional/behavior problems that  interfere with learning. 
    d. Children and adolescents who (i) have deficits in social  skills, peer relations or dealing with authority; (ii) are hyperactive; (iii)  have poor impulse control; (iv) are extremely depressed or marginally connected  with reality. 
    e. Children in preschool enrichment and early intervention  programs when the children's emotional/behavioral problems are so severe that  they cannot function in these programs without additional services. 
    2. Such services must not duplicate those services provided by  the school. 
    3. Individuals qualifying for this service must demonstrate a  clinical necessity for the service arising from a condition due to mental,  behavioral or emotional illness which results in significant functional  impairments in major life activities. Individuals must meet at least two of the  following criteria on a continuing or intermittent basis: 
    a. Have difficulty in establishing or maintaining normal interpersonal  relationships to such a degree that they are at risk of hospitalization or  out-of-home placement because of conflicts with family or community. 
    b. Exhibit such inappropriate behavior that repeated  interventions by the mental health, social services or judicial system are  necessary. 
    c. Exhibit difficulty in cognitive ability such that they are  unable to recognize personal danger or recognize significantly inappropriate  social behavior. 
    4. The enrolled provider of therapeutic day treatment for  child and adolescents services must be licensed by the Department of Mental  Health, Mental Retardation and Substance Abuse Services to provide day support  services. 
    5. Services must be provided by an LMHP, a QMHP or a QPPMH who  is supervised by a QMHP or LMHP. 
    6. The minimum staff-to-youth ratio shall ensure that adequate  staff is available to meet the needs of the youth identified on the ISP. 
    7. The program must operate a minimum of two hours per day and  may offer flexible program hours (i.e., before or after school or during the  summer). One unit of service is defined as a minimum of two hours but less than  three hours in a given day. Two units of service shall be defined as a minimum  of three but less than five hours in a given day. Three units of service shall  be defined as five or more hours of service in a given day. 
    8. Time for academic instruction when no treatment activity is  going on cannot be included in the billing unit. 
    9. Services shall be provided following a diagnostic  assessment that is authorized by an LMHP. Services must be provided in  accordance with an ISP which must be fully completed within 30 days of  initiation of the service. 
    10. If an individual receiving services is also receiving  case management services, the provider must collaborate with the case manager  and provide notification of the provision of services. In addition, the  provider must send monthly updates to the case manager on the individual's  progress. A discharge summary must be sent to the case manager within 30 days  of the service discontinuation date.
    11. Providers shall comply with DMAS marketing  requirements. Providers that violate the DMAS marketing requirements will be  assessed financial penalties for the first two violations. A provider that  violates the marketing requirements for a third time shall have his provider's  participation agreement for this service terminated. The DMAS marketing  requirements are published in the Medicaid Special Memo, dated June 9, 2010,  Changes to Community Mental Health Rehabilitation Services.
    C. Community-Based Services for Children and Adolescents  under 21 (Level A). 
    1. The staff ratio must be at least 1 to 6 during the day and  at least 1 to 10 while asleep. The program director supervising the  program/group home must be, at minimum, a qualified mental health professional  (as defined in 12VAC35-105-20) with a bachelor's degree and have at least one  year of direct work with mental health clients. The program director must be  employed full time. 
    2. At least 50% of the direct care staff must meet DMAS  paraprofessional staff criteria, defined in 12VAC30-50-226. 
    3. Authorization is required for Medicaid reimbursement. DMAS  shall monitor the services rendered. All Community-Based Services for Children  and Adolescents under 21 (Level A) must be authorized prior to reimbursement  for these services. Services rendered without such authorization shall not be  covered. Reimbursement shall not be made for this service when other less  intensive services may achieve stabilization. 
    4. Services must be provided in accordance with an Individual  Service Plan (ISP) (plan of care), which must be fully completed within 30 days  of authorization for Medicaid reimbursement. 
    D. Therapeutic Behavioral Services for Children and  Adolescents under 21 (Level B). 
    1. The staff ratio must be at least 1 to 4 during the day and  at least 1 to 8 while asleep. The clinical director must be a licensed mental  health professional. The caseload of the clinical director must not exceed 16  clients including all sites for which the clinical director is responsible. The  program director must be full time and be a qualified mental health  professional with a bachelor's degree and at least one year's clinical  experience. 
    2. At least 50% of the direct care staff must meet DMAS paraprofessional  staff criteria, as defined in 12VAC30-50-226. The program/group home must  coordinate services with other providers. 
    3. All Therapeutic Behavioral Services (Level B) must be  authorized prior to reimbursement for these services. Services rendered without  such prior authorization shall not be covered. 
    4. Services must be provided in accordance with an ISP (plan  of care), which must be fully completed within 30 days of authorization for  Medicaid reimbursement. 
    E. Utilization review. Utilization reviews for  Community-Based Services for Children and Adolescents under 21 (Level A) and  Therapeutic Behavioral Services for Children and Adolescents under 21 (Level B)  shall include determinations whether providers meet all DMAS requirements. 
    12VAC30-60-143. Mental health services utilization criteria.
    A. Utilization reviews shall include determinations that  providers meet the following requirements: 
    1. The provider shall meet the federal and state requirements  for administrative and financial management capacity. 
    2. The provider shall document and maintain individual case  records in accordance with state and federal requirements. 
    3. The provider shall ensure eligible recipients have free  choice of providers of mental health services and other medical care under the  Individual Service Plan. 
    4. The providers shall comply with DMAS marketing  requirements. Providers that violate the DMAS marketing requirements will be  assessed financial penalties for the first two violations. A provider that  violates the marketing requirements for a third time shall have his provider's  participation agreement for this service terminated. The DMAS marketing  requirements are published in the Medicaid Special Memo, dated June 9, 2010,  Changes to Community Mental Health Rehabilitation Services.
    5. If an individual receiving services is also receiving  case management services, the provider must collaborate with the case manager  and provide notification of the provision of services. In addition, the  provider must send monthly updates to the case manager on the individual's  progress. A discharge summary must be sent to the case manager within 30 days  of the service discontinuation date.
    B. Day treatment/partial hospitalization services shall be  provided following a diagnostic assessment and be authorized by the physician,  licensed clinical psychologist, licensed professional counselor, licensed  clinical social worker, or licensed clinical nurse specialist-psychiatric. An  ISP shall be fully completed by either the LMHP or the QMHP as defined at  12VAC30-50-226 within 30 days of service initiation.
    1. The enrolled provider of day treatment/partial  hospitalization shall be licensed by DMHMRSAS DBHDS as providers  of day treatment services. 
    2. Services shall be provided by an LMHP, a QMHP, or a  qualified paraprofessional under the supervision of a QMHP or an LMHP as  defined at 12VAC30-50-226. 
    3. The program shall operate a minimum of two continuous hours  in a 24-hour period. 
    4. Individuals shall be discharged from this service when other  less intensive services may achieve or maintain psychiatric stabilization. 
    C. Psychosocial rehabilitation services shall be provided to  those individuals who have experienced long-term or repeated psychiatric  hospitalization, or who experience difficulty in activities of daily living and  interpersonal skills, or whose support system is limited or nonexistent, or who  are unable to function in the community without intensive intervention or when  long-term services are needed to maintain the individual in the community. 
    1. Psychosocial rehabilitation services shall be provided  following an assessment which clearly documents the need for services. The  assessment shall be completed by an LMHP, or a QMHP, and approved by a LMHP  within 30 days of admission to services. An ISP shall be completed by the LMHP  or the QMHP within 30 days of service initiation. Every three months, the LMHP  or the QMHP must review, modify as appropriate, and update the ISP. 
    2. Psychosocial rehabilitation services of any individual that  continue more than six months must be reviewed by an LMHP who must document the  continued need for the service. The ISP shall be rewritten at least annually. 
    3. The enrolled provider of psychosocial rehabilitation  services shall be licensed by DMHMRSAS DBHDS as a provider of  psychosocial rehabilitation or clubhouse services. 
    4. Psychosocial rehabilitation services may be provided by an  LMHP, a QMHP, or a qualified paraprofessional under the supervision of a QMHP  or an LMHP. 
    5. The program shall operate a minimum of two continuous hours  in a 24-hour period. 
    6. Time allocated for field trips may be used to calculate  time and units if the goal is to provide training in an integrated setting, and  to increase the client's understanding or ability to access community  resources. 
    D. Admission to crisis intervention services is indicated  following a marked reduction in the individual's psychiatric, adaptive or  behavioral functioning or an extreme increase in personal distress. 
    1. The crisis intervention services provider shall be licensed  as a provider of outpatient services by DMHMRSAS DBHDS.
    2. Client-related activities provided in association with a  face-to-face contact are reimbursable. 
    3. An Individual Service Plan (ISP) shall not be required for  newly admitted individuals to receive this service. Inclusion of crisis  intervention as a service on the ISP shall not be required for the service to  be provided on an emergency basis. 
    4. For individuals receiving scheduled, short-term counseling  as part of the crisis intervention service, an ISP must be developed or revised  to reflect the short-term counseling goals by the fourth face-to-face contact. 
    5. Reimbursement shall be provided for short-term crisis  counseling contacts occurring within a 30-day period from the time of the first  face-to-face crisis contact. Other than the annual service limits, there are no  restrictions (regarding number of contacts or a given time period to be  covered) for reimbursement for unscheduled crisis contacts. 
    6. Crisis intervention services may be provided to eligible  individuals outside of the clinic and billed, provided the provision of  out-of-clinic services is clinically/programmatically appropriate. Travel by  staff to provide out-of-clinic services is not reimbursable. Crisis  intervention may involve contacts with the family or significant others. If  other clinic services are billed at the same time as crisis intervention,  documentation must clearly support the separation of the services with distinct  treatment goals. 
    7. An LMHP, a QMHP, or a certified prescreener must conduct a  face-to-face assessment. If the QMHP performs the assessment, it must be  reviewed and approved by an LMHP or a certified prescreener within 72 hours of  the face-to-face assessment. The assessment shall document the need for and the  anticipated duration of the crisis service. Crisis intervention will be  provided by an LMHP, a certified prescreener, or a QMHP. 
    8. Crisis intervention shall not require an ISP. 
    9. For an admission to a freestanding inpatient psychiatric  facility for individuals younger than age 21, federal regulations (42 CFR  441.152) require certification of the admission by an independent team. The  independent team must include mental health professionals, including a  physician. Preadmission screenings cannot be billed unless the requirement for  an independent team, with a physician's signature, is met. 
    10. Services must be documented through daily notes and a  daily log of time spent in the delivery of services. 
    E. Case management services (pursuant to 12VAC30-50-226). 
    1. Reimbursement shall be provided only for "active"  case management clients, as defined. An active client for case management shall  mean an individual for whom there is a plan of care in effect which requires  regular direct or client-related contacts or activity or communication with the  client or families, significant others, service providers, and others including  a minimum of one face-to-face client contact within a 90-day period. Billing  can be submitted only for months in which direct or client-related contacts,  activity or communications occur. 
    2. The Medicaid eligible individual shall meet the DMHMRSAS  DBHDS criteria of serious mental illness, serious emotional disturbance  in children and adolescents, or youth at risk of serious emotional disturbance.  
    3. There shall be no maximum service limits for case  management services. Case management shall not be billed for persons in  institutions for mental disease. 
    4. The ISP must document the need for case management and be  fully completed within 30 days of initiation of the service, and the case  manager shall review the ISP every three months. The review will be due by the  last day of the third month following the month in which the last review was  completed. A grace period will be granted up to the last day of the fourth  month following the month of the last review. When the review was completed in  a grace period, the next subsequent review shall be scheduled three months from  the month the review was due and not the date of actual review. 
    5. The ISP shall be updated at least annually. 
    6. The provider of case management services shall be licensed  by DMHMRSAS DBHDS as a provider of case management services. 
    F. Intensive community treatment (ICT) for adults. 
    1. An assessment which documents eligibility and need for this  service shall be completed by the LMHP or the QMHP prior to the initiation of  services. This assessment must be maintained in the individual's records. 
    2. An individual service plan, based on the needs as  determined by the assessment, must be initiated at the time of admission and  must be fully developed by the LMHP or the QMHP and approved by the LMHP within  30 days of the initiation of services. 
    3. ICT may be billed if the client is brought to the facility  by ICT staff to see the psychiatrist. Documentation must be present to support  this intervention. 
    4. The enrolled ICT provider shall be licensed by the DMHMRSAS  DBHDS as a provider of intensive community services or as a program of  assertive community treatment, and must provide and make available emergency  services 24-hours per day, seven days per week, 365 days per year, either  directly or on call. 
    5. ICT services must be documented through a daily log of time  spent in the delivery of services and a description of the activities/services  provided. There must also be at least a weekly note documenting progress or  lack of progress toward goals and objectives as outlined on the ISP. 
    G. Crisis stabilization services. 
    1. This service must be authorized following a face-to-face  assessment by an LMHP, a certified prescreener, or a QMHP. This assessment must  be reviewed and approved by a licensed mental health professional within 72  hours of the assessment. 
    2. The assessment must document the need for crisis  stabilization services and anticipated duration of need. 
    3. The Individual Service Plan (ISP) must be developed or  revised within 10 business days of the approved assessment or reassessment. The  LMHP, certified prescreener, or QMHP shall develop the ISP. 
    4. Room and board, custodial care, and general supervision are  not components of this service. 
    5. Clinic option services are not billable at the same time  crisis stabilization services are provided with the exception of clinic visits  for medication management. Medication management visits may be billed at the  same time that crisis stabilization services are provided but documentation  must clearly support the separation of the services with distinct treatment  goals. 
    6. Individuals qualifying for this service must demonstrate a  clinical necessity for the service arising from a condition due to an acute  crisis of a psychiatric nature which puts the individual at risk of psychiatric  hospitalization. 
    7. Providers of crisis stabilization shall be licensed by DMHMRSAS  DBHDS as providers of outpatient services. 
    H. Mental health support services. 
    1. At admission, an appropriate face-to-face assessment must  be made and documented by the LMHP or the QMHP, indicating that service needs  can best be met through mental health support services. The assessment must be  performed by the LMHP, or the QMHP, and approved by the LMHP, within 30 days of  the date of admission. The LMHP or the QMHP will complete the ISP within 30  days of the admission to this service. The ISP must indicate the specific  supports and services to be provided and the goals and objectives to be  accomplished. The LMHP or QMHP will supervise the care if delivered by the  qualified paraprofessional. 
    2. Every three months, the LMHP or the QMHP must review,  modify as appropriate, and update the ISP. The ISP must be rewritten at least  annually.
    3. Only direct face-to-face contacts and services to  individuals shall be reimbursable. 
    4. Any services provided to the client that are strictly  academic in nature shall not be billable. These include, but are not limited  to, such basic educational programs as instruction in reading, science,  mathematics, or GED. 
    5. Any services provided to clients that are strictly  vocational in nature shall not be billable. However, support activities and  activities directly related to assisting a client to cope with a mental illness  to the degree necessary to develop appropriate behaviors for operating in an  overall work environment shall be billable. 
    6. Room and board, custodial care, and general supervision are  not components of this service. 
    7. This service is not billable for individuals who reside in  facilities where staff are expected to provide such services under facility  licensure requirements. 
    8. Provider qualifications. The enrolled provider of mental  health support services must be licensed by DMHMRSAS DBHDS as a  provider of supportive in-home services, intensive community treatment, or as a  program of assertive community treatment. Individuals employed or contracted by  the provider to provide mental health support services must have training in  the characteristics of mental illness and appropriate interventions, training  strategies, and support methods for persons with mental illness and functional  limitations. 
    9. Mental health support services, which continue for six  consecutive months, must be reviewed and renewed at the end of the six-month  period of authorization by an LMHP who must document the continued need for the  services. 
    10. Mental health support services must be documented through  a daily log of time involved in the delivery of services and a minimum of a  weekly summary note of services provided. 
    DOCUMENTS INCORPORATED BY REFERENCE (12VAC30-60) 
    Virginia Medicaid Nursing Home Manual, Department of Medical  Assistance Services. 
    Virginia Medicaid Rehabilitation Manual, Department of  Medical Assistance Services. 
    Virginia Medicaid Hospice Manual, Department of Medical  Assistance Services. 
    Virginia Medicaid School Division Manual, Department of  Medical Assistance Services. 
    Diagnostic and Statistical Manual of Mental Disorders, Fourth  Edition (DSM-IV-TR), copyright 2000, American Psychiatric Association.
    Patient Placement Criteria for the Treatment of  Substance-Related Disorders (ASAM PPC-2R), Second Edition, copyright 2001,  American Society on Addiction Medicine, Inc. 
    Medicaid Special Memo, Subject: "Changes to Community  Mental Health Rehabilitative Services - July 1, 2010 & September 1,  2010," dated June 9, 2010, Department of Medical Assistance Services.
    VA.R. Doc. No. R10-2437; Filed July 1, 2010, 12:53 p.m. 
TITLE 12. HEALTH
DEPARTMENT OF MEDICAL ASSISTANCE SERVICES
Emergency Regulation
    Titles of Regulations: 12VAC30-50. Amount, Duration,  and Scope of Medical and Remedial Care Services (amending 12VAC30-50-165).
    12VAC30-80. Methods and Standards for Establishing Payment  Rates; Other Types of Care (amending 12VAC30-80-30).
    Statutory Authority: § 32.1-325 of the Code of  Virginia; Title XIX of the Social Security Act (42 USC § 1396).
    Effective Dates: July 1, 2010, through June 30, 2011.
    Agency Contact: Brian McCormick, Regulatory Supervisor,  Department of Medical Assistance Services, 600 East Broad Street, Suite 1300,  Richmond, VA 23219, telephone (804) 371-8856, FAX (804) 786-1680, or email  brian.mccormick@dmas.virginia.gov.
    Preamble:
    Section 2.2-4011 of the Administrative Process Act states  that an agency may adopt regulations in an emergency situation: (i) upon  consultation with the Attorney General after the agency has submitted a request  stating in writing the nature of the emergency, and at the sole discretion of  the Governor; (ii) in a situation in which Virginia statutory law, the Virginia  appropriation act, federal law, or federal regulation requires that a  regulation be effective in 280 days or less from its enactment, and the  regulation is not exempt under the provisions of subdivision A 4 of  § 2.2-4006; or (iii) in a situation in which an agency has an existing  emergency regulation, additional emergency regulations may be issued as needed  to address the subject matter of the initial emergency regulation provided the  amending action does not extend the effective date of the original action.
    The agency is proposing this regulatory action to comply  with Items 297 UUU and WWW of Chapter 874 of the 2010 Acts of Assembly (2010  Appropriation Act). Specifically, the 2010 Appropriation Act states:
    "UUU. Effective July 1, 2010, the Department of  Medical Assistance Services (DMAS) shall amend the State Plan for Medical  Assistance to modify reimbursement for Durable Medical Equipment (DME) to: 
    a. Reduce reimbursement for DME that has a Durable Medical  Equipment Regional Carrier (DMERC) rate from 100% of Medicare reimbursement to  90% of the Medicare level. 
    b. Reduce fee schedule rates for DME and supplies by  category-specific amounts as recommended in the November 1, 2009, Report on  Durable Medical Equipment Reimbursement to the Senate Finance and House  Appropriations Committees. The Department of Medical Assistance Services shall  also modify the pricing of incontinence supplies from case to item, which is  the industry standard. 
    c. Establish rates for additional procedure codes where  benchmark rates are available.
    d. Reimburse at cost plus 30% for any item not on the fee  schedule. Cost shall be no more than the net manufacturer's charge to the  provider, less shipping and handling.
    e. Determine alternate pricing for any code that does not  have a rate.
    f. Limit service day reimbursement to intravenous and  oxygen therapy equipment.
    2. The department shall promulgate regulations to implement  this amendment within 280 days or less from the enactment of this act."
    "WWW. Effective July 1, 2010, the Department of  Medical Assistance Services (DMAS) shall amend the State Plan for Medical  Assistance to modify the limit on incontinence supplies prior to requiring  prior authorization. The department shall have the authority to implement this  reimbursement change effective July 1, 2010, and prior to the completion of any  regulatory process undertaken in order to effect such change."
    Summary:
    The amendments regarding payment methodology for DME and  supplies include: (i) rate reductions to the durable medical equipment regional  carrier (DMERC) rate; (ii) category specific rate reductions to the July 1996  rates; and (iii) development of rates for procedure codes that were once not  priced and (iv) other changes.
    Additionally, changes are made to the billing unit for  incontinence supplies from a 'case' amount to an 'each' amount or single item  such as an individual diaper or panty liner. As a result of the change in the  billing unit, prior authorization limits will be changed and DMAS will now  allow providers to break cases of diapers while leaving the sealed inner  packages intact. Such sealed inner packages can contain 6, 10, or 12 individual  diapers, for example, depending on diaper size and the manufacturer. Breaking  cases will allow providers better control on the amount of items given to  recipients every month. This category of medically needed DME supplies  represents the DME program's highest expenditure per year.
    12VAC30-50-165. Durable medical equipment (DME) and supplies  suitable for use in the home.
    A. Definitions. The following word and term when used in  these regulations shall have the following meaning unless the context clearly  indicates otherwise:
    "Durable medical equipment" or "DME"  means medical supplies, equipment, and appliances suitable for use in the home  consistent with 42 CFR 440.70(b)(3). 
    "Practitioner" means a provider of physician  services as defined in 42 CFR 440.50 or a provider of nurse practitioner  services as defined in 42 CFR 440.166.
    B. General requirements and conditions. 
    1. All medically necessary supplies and equipment shall be  covered. Unusual amounts, types, and duration of usage must be authorized by  DMAS in accordance with published policies and procedures. When determined to  be cost effective by DMAS, payment may be made for rental of the equipment in  lieu of purchase. 
    2. DME providers shall adhere to all applicable DMAS policies,  laws, and regulations for durable medical equipment and supplies. DME providers  shall also comply with all other applicable Virginia laws and regulations  requiring licensing, registration, or permitting. Failure to comply with such  laws and regulations shall result in denial of coverage for durable medical  equipment or supplies that are regulated by such licensing agency or agencies. 
    3. DME and supplies must be furnished pursuant to a  Certificate of Medical Necessity (CMN) (DMAS-352). 
    4. A CMN shall contain a practitioner's diagnosis of a  recipient's medical condition and an order for the durable medical equipment  and supplies that are medically necessary to treat the diagnosed condition and  the recipient's functional limitation. The order for DME or supplies must be  justified in the written documentation either on the CMN or attached thereto.  The CMN shall be valid for a maximum period of six months for Medicaid  recipients 21 years of age and younger. The maximum valid time period for  Medicaid recipients older than 21 years of age is 12 months. The validity of  the CMN shall terminate when the recipient's medical need for the prescribed  DME or supplies ends. 
    5. DME must be furnished exactly as ordered by the attending  practitioner on the CMN. The CMN and any supporting verifiable documentation  must be complete (signed and dated by the practitioner) and in the provider's  possession within 60 days from the time the ordered DME and supplies are  initially furnished by the DME provider. Each component of the DME must be  specifically ordered on the CMN by the practitioner.
    6. The CMN shall not be changed, altered, or amended after the  attending practitioner has signed it. If changes are necessary, as indicated by  the recipient's condition, in the ordered DME or supplies, the DME provider  must obtain a new CMN. New CMNs must be signed and dated by the attending  practitioner within 60 days from the time the ordered supplies are furnished by  the DME provider.
    7. DMAS shall have the authority to determine a different  (from those specified above) length of time a CMN may be valid based on medical  documentation submitted on the CMN. The CMN may be completed by the DME  provider or other health care professionals, but it must be signed and dated by  the attending practitioner. Supporting documentation may be attached to the CMN  but the attending practitioner's entire order must be on the CMN.
    8. The DME provider shall retain a copy of the CMN and all  supporting verifiable documentation on file for DMAS' post payment audit review  purposes. DME providers shall not create or revise CMNs or supporting  documentation for this service after the initiation of the post payment review  audit process. Attending practitioners shall not complete, or sign and date,  CMNs once the post payment audit review has begun. 
    C. Preauthorization is required for incontinence supplies  provided in quantities greater than two cases per month. Effective July  1, 2010, the billing unit for incontinence supplies (such as diapers, pull-ups,  and panty liners) shall be by each item. For example, an item can be one  diaper. Prior authorization shall be required for incontinence supplies  requested in quantities greater than the allowable limit as contained in the  Medicaid Memo Provider Manual Update, Subject: "Update to the Durable  Medical Equipment and Supplies Provider Manual," June 16, 2010.
    D. Supplies, equipment, or appliances that are not covered  include, but are not limited to, the following: 
    1. Space conditioning equipment, such as room humidifiers, air  cleaners, and air conditioners; 
    2. Durable medical equipment and supplies for any hospital or  nursing facility resident, except ventilators and associated supplies or  specialty beds for the treatment of wounds consistent with DME criteria for  nursing facility residents that have been approved by DMAS central office; 
    3. Furniture or appliances not defined as medical equipment  (such as blenders, bedside tables, mattresses other than for a hospital bed,  pillows, blankets or other bedding, special reading lamps, chairs with special  lift seats, hand-held shower devices, exercise bicycles, and bathroom scales); 
    4. Items that are only for the recipient's comfort and  convenience or for the convenience of those caring for the recipient (e.g., a  hospital bed or mattress because the recipient does not have a decent bed;  wheelchair trays used as a desk surface); mobility items used in addition to  primary assistive mobility aide for caregiver's or recipient's convenience  (e.g., electric wheelchair plus a manual chair); cleansing wipes; 
    5. Prosthesis, except for artificial arms, legs, and their  supportive devices, which must be preauthorized by the DMAS central office (effective  July 1, 1989); 
    6. Items and services that are not reasonable and necessary  for the diagnosis or treatment of illness or injury or to improve the  functioning of a malformed body member (e.g., dentifrices; toilet articles;  shampoos that do not require a practitioner's prescription; dental adhesives;  electric toothbrushes; cosmetic items, soaps, and lotions that do not require a  practitioner's prescription; sugar and salt substitutes; and support  stockings); 
    7. Orthotics, including braces, splints, and supports; 
    8. Home or vehicle modifications; 
    9. Items not suitable for or not used primarily in the home  setting (e.g., car seats, equipment to be used while at school, etc.); and 
    10. Equipment for which the primary function is vocationally  or educationally related (e.g., computers, environmental control devices,  speech devices, etc.). 
    E. For coverage of blood glucose meters for pregnant women,  refer to 12VAC30-50-510. 
    F. Coverage of home infusion therapy. Home infusion therapy  shall be defined as the intravenous administration of fluids, drugs, chemical  agents, or nutritional substances to recipients in the home setting. DMAS shall  reimburse for these services, supplies, and drugs on a service day rate  methodology established in 12VAC30-80-30. The therapies to be covered under  this policy shall be: hydration therapy, chemotherapy, pain management therapy,  drug therapy, and total parenteral nutrition (TPN). All the therapies that meet  criteria will be covered for three months. If any therapy service is required  for longer than the original three months, prior authorization shall be  required for the DME component for its continuation. The established service  day rate shall reimburse for all services delivered in a single day. There  shall be no additional reimbursement for special or extraordinary services. In  the event of incompatible drug administration, a separate HCPCS code shall be  used to allow for rental of a second infusion pump and purchase of an extra  administration tubing. When applicable, this code may be billed in addition to  the other service day rate codes. There must be documentation to support the  use of this code on the I.V. Implementation Form. Proper documentation shall  include the need for pump administration of the medications ordered, frequency  of administration to support that they are ordered simultaneously, and  indication of incompatibility. The service day rate payment methodology shall  be mandatory for reimbursement of all I.V. therapy services except for the  recipient who is enrolled in the Technology Assisted waiver program. The  following limitations shall apply to this service: 
    1. This service must be medically necessary to treat a  recipient's medical condition. The service must be ordered and provided in  accordance with accepted medical practice. The service must not be desired  solely for the convenience of the recipient or the recipient's caregiver. 
    2. In order for Medicaid to reimburse for this service, the  recipient must: 
    a. Reside in either a private home or a domiciliary care  facility, such as an adult care residence. Because the reimbursement for DME is  already provided under institutional reimbursement, recipients in hospitals,  nursing facilities, rehabilitation centers, and other institutional settings  shall not be covered for this service; 
    b. Be under the care of a practitioner who prescribes the home  infusion therapy and monitors the progress of the therapy; 
    c. Have body sites available for peripheral intravenous  catheter or needle placement or have a central venous access; and 
    d. Be capable of either self-administering such therapy or  have a caregiver who can be adequately trained, is capable of administering the  therapy, and is willing to safely and efficiently administer and monitor the  home infusion therapy. The caregiver must be willing to and be capable of  following appropriate teaching and adequate monitoring. In those cases where  the recipient is incapable of administering or monitoring the prescribed  therapy and there is no adequate or trained caregiver, it may be appropriate  for a home health agency to administer the therapy. 
    G. The medical equipment and supply vendor must provide the  equipment and supplies as prescribed by the practitioner on the certificate of  medical necessity. Orders shall not be changed unless the vendor obtains a new  certificate of medical necessity prior to ordering or providing the equipment  or supplies to the patient. 
    H. Medicaid shall not provide reimbursement to the medical  equipment and supply vendor for services provided prior to the date prescribed  by the practitioner or prior to the date of the delivery or when services are  not provided in accordance with published policies and procedures. If  reimbursement is denied for one of these reasons, the medical equipment and  supply vendor may not bill the Medicaid recipient for the service that was  provided. 
    I. The following criteria must be satisfied through the  submission of adequate and verifiable documentation satisfactory to the  department. Medically necessary DME and supplies shall be: 
    1. Ordered by the practitioner on the CMN; 
    2. A reasonable and necessary part of the recipient's  treatment plan; 
    3. Consistent with the recipient's diagnosis and medical  condition, particularly the functional limitations and symptoms exhibited by  the recipient; 
    4. Not furnished solely for the convenience, safety, or  restraint of the recipient, the family, attending practitioner, or other  practitioner or supplier; 
    5. Consistent with generally accepted professional medical  standards (i.e., not experimental or investigational); and 
    6. Furnished at a safe, effective, and cost-effective level  suitable for use in the recipient's home environment. 
    J. Coverage of enteral nutrition (EN) which does not include  a legend drug shall be limited to when the nutritional supplement is the sole  source form of nutrition, is administered orally or through a nasogastric or  gastrostomy tube, and is necessary to treat a medical condition. Coverage of EN  shall not include the provision of routine infant formula. A nutritional  assessment shall be required for all recipients receiving nutritional  supplements. 
    DOCUMENTS INCORPORATED BY REFERENCE (12VAC30-50) 
    Diagnostic and Statistical Manual of Mental Disorders, Fourth  Edition DSM-IV-TR, copyright 2000, American Psychiatric Association. 
    Length of Stay by Diagnosis and Operation, Southern Region,  1996, HCIA, Inc.
    Guidelines for Perinatal Care, 4th Edition, August 1997,  American Academy of Pediatrics and the American College of Obstetricians and  Gynecologists. 
    Virginia Supplemental Drug Rebate Agreement Contract and  Addenda. 
    Office Reference Manual (Smiles for Children), prepared by  DMAS' Dental Benefits Administrator, copyright 2005  (www.dmas.virginia.gov/downloads/pdfs/dental-office_reference_manual_0  6-09-05.pdf). 
    Patient Placement Criteria for the Treatment of  Substance-Related Disorders ASAM PPC-2R, Second Edition, copyright 2001,  American Society of Addiction Medicine.
    Medicaid Memo Provider Manual Update, Subject:  "Update to the Durable Medical Equipment and Supplies Provider  Manual," June 16, 2010, Department of Medical Assistance Services.
    12VAC30-80-30. Fee-for-service providers.
    A. Payment for the following services, except for physician  services, shall be the lower of the state agency fee schedule (12VAC30-80-190  has information about the state agency fee schedule) or actual charge (charge  to the general public):
    1. Physicians' services. Payment for physician services shall  be the lower of the state agency fee schedule or actual charge (charge to the  general public). The following limitations shall apply to emergency physician  services.
    a. Definitions. The following words and terms, when used in  this subdivision 1 shall have the following meanings when applied to emergency  services unless the context clearly indicates otherwise:
    "All-inclusive" means all emergency service and  ancillary service charges claimed in association with the emergency department  visit, with the exception of laboratory services.
    "DMAS" means the Department of Medical Assistance  Services consistent with Chapter 10 (§ 32.1-323 et seq.) of Title 32.1 of  the Code of Virginia.
    "Emergency physician services" means services that  are necessary to prevent the death or serious impairment of the health of the  recipient. The threat to the life or health of the recipient necessitates the  use of the most accessible hospital available that is equipped to furnish the  services.
    "Recent injury" means an injury that has occurred  less than 72 hours prior to the emergency department visit.
    b. Scope. DMAS shall differentiate, as determined by the  attending physician's diagnosis, the kinds of care routinely rendered in  emergency departments and reimburse physicians for nonemergency care rendered  in emergency departments at a reduced rate.
    (1) DMAS shall reimburse at a reduced and all-inclusive  reimbursement rate for all physician services, including those obstetric and  pediatric procedures contained in 12VAC30-80-160, rendered in emergency  departments that DMAS determines are nonemergency care.
    (2) Services determined by the attending physician to be  emergencies shall be reimbursed under the existing methodologies and at the  existing rates.
    (3) Services determined by the attending physician that may be  emergencies shall be manually reviewed. If such services meet certain criteria,  they shall be paid under the methodology in subdivision 1 b (2) of this  subsection. Services not meeting certain criteria shall be paid under the  methodology in subdivision 1 b (1) of this subsection. Such criteria shall  include, but not be limited to:
    (a) The initial treatment following a recent obvious injury.
    (b) Treatment related to an injury sustained more than 72  hours prior to the visit with the deterioration of the symptoms to the point of  requiring medical treatment for stabilization.
    (c) The initial treatment for medical emergencies including  indications of severe chest pain, dyspnea, gastrointestinal hemorrhage,  spontaneous abortion, loss of consciousness, status epilepticus, or other  conditions considered life threatening.
    (d) A visit in which the recipient's condition requires  immediate hospital admission or the transfer to another facility for further  treatment or a visit in which the recipient dies.
    (e) Services provided for acute vital sign changes as  specified in the provider manual.
    (f) Services provided for severe pain when combined with one  or more of the other guidelines.
    (4) Payment shall be determined based on ICD-9-CM diagnosis  codes and necessary supporting documentation.
    (5) DMAS shall review on an ongoing basis the effectiveness of  this program in achieving its objectives and for its effect on recipients,  physicians, and hospitals. Program components may be revised subject to  achieving program intent objectives, the accuracy and effectiveness of the  ICD-9-CM code designations, and the impact on recipients and providers.
    2. Dentists' services.
    3. Mental health services including: (i) community mental  health services; (ii) services of a licensed clinical psychologist; or (iii)  mental health services provided by a physician.
    a. Services provided by licensed clinical psychologists shall  be reimbursed at 90% of the reimbursement rate for psychiatrists.
    b. Services provided by independently enrolled licensed  clinical social workers, licensed professional counselors or licensed clinical  nurse specialists-psychiatric shall be reimbursed at 75% of the reimbursement  rate for licensed clinical psychologists.
    4. Podiatry.
    5. Nurse-midwife services.
    6. Durable medical equipment (DME) and supplies.
    a. For those items that have a national Healthcare Common  Procedure Coding System (HCPCS) code, the rate for durable medical equipment  shall be set at the Durable Medical Equipment Regional Carrier (DMERC)  reimbursement level.
    b. The rate paid for all items of durable medical equipment  except nutritional supplements shall be the lower of the state agency fee  schedule that existed prior to July 1, 1996, less 4.5%, or the actual charge.
    c. The rate paid for nutritional supplements shall be the  lower of the state agency fee schedule or the actual charge.
    Definitions. The following words and terms when used in  this part shall have the following meanings unless the context clearly  indicates otherwise:
    "DMERC" means the Durable Medical Equipment  Regional Carrier rate as published by Medicare at www.cms.gov/DMEPOSFeeSched/LSDMEPOSFEE/list.asp?filterType=none&filterByDID=-99&sortByDID=3&sortOrder=descending&intNumPerPage=10.
    "HCPCS" means the Healthcare Common Procedure  Coding System, Medicare's National Level II Codes, HCPCS 2006 (Eighteenth  edition), as published by Ingenix, as may be periodically updated.
    a. Reimbursement method.
    (1) If the DME item has a DMERC rate, the reimbursement  rate shall be the DMERC rate minus 10%.
    (2) For DME items with no DMERC rate, the agency shall use  the fee schedule amount. The reimbursement rates for durable medical  equipment and supplies shall be listed in the DMAS Medicaid Durable Medical  Equipment (DME) and Supplies Listing and updated periodically. The fee schedule  is available on the agency website at www.dmas.virginia.gov.
    (3) If a DME item has no DMERC rate or agency fee schedule  rate, the reimbursement rate shall be the net manufacturer's charge to the  provider, less shipping and handling, plus 30%.  The net manufacturer's  charge to the provider shall be the cost to the provider minus all available  discounts to the provider. 
    b. DMAS shall have the authority to amend the fee schedule  as it deems appropriate and with notice to providers. DMAS shall determine  alternate pricing, based on agency research, for any code which does not have a  DMERC rate.
    d. c. Certain durable medical equipment used for  intravenous therapy and oxygen therapy shall be bundled under specified  procedure codes and reimbursed as determined by the agency. Certain  services/durable medical equipment such as service maintenance agreements shall  be bundled under specified procedure codes and reimbursed as determined by the  agency.
    (1) Intravenous therapies. The DME for a single therapy,  administered in one day, shall be reimbursed at the established service day  rate for the bundled durable medical equipment and the standard pharmacy  payment, consistent with the ingredient cost as described in 12VAC30-80-40,  plus the pharmacy service day and dispensing fee. Multiple applications of the  same therapy shall be included in one service day rate of reimbursement.  Multiple applications of different therapies administered in one day shall be  reimbursed for the bundled durable medical equipment service day rate as  follows: the most expensive therapy shall be reimbursed at 100% of cost; the  second and all subsequent most expensive therapies shall be reimbursed at 50%  of cost. Multiple therapies administered in one day shall be reimbursed at the  pharmacy service day rate plus 100% of every active therapeutic ingredient in  the compound (at the lowest ingredient cost methodology) plus the appropriate  pharmacy dispensing fee.
    (2) Respiratory therapies. The DME for oxygen therapy shall  have supplies or components bundled under a service day rate based on oxygen  liter flow rate or blood gas levels. Equipment associated with respiratory  therapy may have ancillary components bundled with the main component for  reimbursement. The reimbursement shall be a service day per diem rate for  rental of equipment or a total amount of purchase for the purchase of  equipment. Such respiratory equipment shall include, but not be limited to,  oxygen tanks and tubing, ventilators, noncontinuous ventilators, and suction  machines. Ventilators, noncontinuous ventilators, and suction machines may be  purchased based on the individual patient's medical necessity and length of  need.
    (3) Service maintenance agreements. Provision shall be made  for a combination of services, routine maintenance, and supplies, to be known  as agreements, under a single reimbursement code only for equipment that is  recipient owned. Such bundled agreements shall be reimbursed either monthly or  in units per year based on the individual agreement between the DME provider  and DMAS. Such bundled agreements may apply to, but not necessarily be limited  to, either respiratory equipment or apnea monitors.
    7. Local health services.
    8. Laboratory services (other than inpatient hospital).
    9. Payments to physicians who handle laboratory specimens, but  do not perform laboratory analysis (limited to payment for handling).
    10. X-Ray services.
    11. Optometry services.
    12. Medical supplies and equipment.
    13. Home health services. Effective June 30, 1991, cost  reimbursement for home health services is eliminated. A rate per visit by  discipline shall be established as set forth by 12VAC30-80-180.
    14. Physical therapy; occupational therapy; and speech,  hearing, language disorders services when rendered to noninstitutionalized  recipients.
    15. Clinic services, as defined under 42 CFR 440.90.
    16. Supplemental payments for services provided by Type I  physicians.
    a. In addition to payments for physician services specified  elsewhere in this State Plan, DMAS provides supplemental payments to Type I  physicians for furnished services provided on or after July 2, 2002. A Type I  physician is a member of a practice group organized by or under the control of  a state academic health system or an academic health system that operates under  a state authority and includes a hospital, who has entered into contractual agreements  for the assignment of payments in accordance with 42 CFR 447.10.
    b. Effective July 2, 2002, the supplemental payment amount for  Type I physician services shall be the difference between the Medicaid payments  otherwise made for Type I physician services and Medicare rates. Effective  August 13, 2002, the supplemental payment amount for Type I physician services  shall be the difference between the Medicaid payments otherwise made for  physician services and 143% of Medicare rates. This percentage was determined  by dividing the total commercial allowed amounts for Type I physicians for at  least the top five commercial insurers in CY 2004 by what Medicare would have  allowed. The average commercial allowed amount was determined by multiplying  the relative value units times the conversion factor for RBRVS procedures and  by multiplying the unit cost times anesthesia units for anesthesia procedures  for each insurer and practice group with Type I physicians and summing for all  insurers and practice groups. The Medicare equivalent amount was determined by  multiplying the total commercial relative value units for Type I physicians  times the Medicare conversion factor for RBRVS procedures and by multiplying  the Medicare unit cost times total commercial anesthesia units for anesthesia  procedures for all Type I physicians and summing. 
    c. Supplemental payments shall be made quarterly.
    d. Payment will not be made to the extent that this would  duplicate payments based on physician costs covered by the supplemental payments.
    17. Supplemental payments to nonstate government-owned or  operated clinics. 
    a. In addition to payments for clinic services specified  elsewhere in the regulations, DMAS provides supplemental payments to qualifying  nonstate government-owned or operated clinics for outpatient services provided  to Medicaid patients on or after July 2, 2002. Clinic means a facility that is  not part of a hospital but is organized and operated to provide medical care to  outpatients. Outpatient services include those furnished by or under the  direction of a physician, dentist or other medical professional acting within  the scope of his license to an eligible individual. Effective July 1, 2005, a  qualifying clinic is a clinic operated by a community services board. The state  share for supplemental clinic payments will be funded by general fund  appropriations. 
    b. The amount of the supplemental payment made to each  qualifying nonstate government-owned or operated clinic is determined by: 
    (1) Calculating for each clinic the annual difference between  the upper payment limit attributed to each clinic according to subdivision 17 d  and the amount otherwise actually paid for the services by the Medicaid  program; 
    (2) Dividing the difference determined in subdivision 17 b (1)  for each qualifying clinic by the aggregate difference for all such qualifying  clinics; and 
    (3) Multiplying the proportion determined in subdivision (2)  of this subdivision 17 b by the aggregate upper payment limit amount for all  such clinics as determined in accordance with 42 CFR 447.321 less all payments  made to such clinics other than under this section. 
    c. Payments for furnished services made under this section may  be made in one or more installments at such times, within the fiscal year or  thereafter, as is determined by DMAS. 
    d. To determine the aggregate upper payment limit referred to  in subdivision 17 b (3), Medicaid payments to nonstate government-owned or  operated clinics will be divided by the "additional factor" whose  calculation is described in Attachment 4.19-B, Supplement 4 (12VAC30-80-190 B  2) in regard to the state agency fee schedule for RBRVS. Medicaid payments will  be estimated using payments for dates of service from the prior fiscal year  adjusted for expected claim payments. Additional adjustments will be made for  any program changes in Medicare or Medicaid payments.
    18. Reserved.
    19. Personal Assistance Services (PAS) for individuals  enrolled in the Medicaid Buy-In program described in 12VAC30-60-200. These  services are reimbursed in accordance with the state agency fee schedule  described in 12VAC30-80-190. The state agency fee schedule is published on the  Single State Agency Website. 
    B. Hospice services payments must be no lower than the  amounts using the same methodology used under Part A of Title XVIII, and take  into account the room and board furnished by the facility, equal to at least  95% of the rate that would have been paid by the state under the plan for  facility services in that facility for that individual. Hospice services shall be  paid according to the location of the service delivery and not the location of  the agency's home office.
    DOCUMENTS INCORPORATED BY REFERENCE (12VAC30-80) 
    Approved Drug Products with Therapeutic Equivalence  Evaluations, 25th Edition, 2005, U.S. Department of Health and Human Services. 
    Healthcare Common Procedure Coding System (HCPCS), Medicare's  National Level II Codes, 2001 HCPCS 2006 (Eighteenth edition), Medicode  American Medical Association.
    International Classification of Diseases, ICD-9-CM 2007, Physician,  Volumes 1 and 2, 9th Revision-Clinical Modification, American Medical  Association. 
    Durable Medical Equipment, Prosthetics/Orthotics &  Supplies Fee Schedules, http://www.cms.gov/  DMEPOSFeeSched/LSDMEPOSFEE/list.asp?filterType=none&filterByDID=-99&sortByDID=3&sortOrder=  descending&intNumPerPage=10, July 2010, version 2, Centers for Medicare  & Medicaid Services, U.S. Department of Health and Human Services.
    Medicaid Durable Medical Equipment (DME) and Supplies  Listing, Department of Medical Assistance Services.
     VA.R. Doc. No. R10-2333; Filed July 1, 2010, 12:56 p.m. 
    Emergency Regulation
    Titles of Regulations: 12VAC30-50. Amount, Duration,  and Scope of Medical and Remedial Care Services (amending 12VAC30-50-130).
    12VAC30-60. Standards Established and Methods Used to Assure  High Quality Care (amending 12VAC30-60-61, 12VAC30-60-143). 
    Statutory Authority: § 32.1-325 of the Code of  Virginia; Title XIX of the Social Security Act (42 USC § 1396 et seq.).
    Effective Dates: July 1, 2010, through June 30, 2011.
    Agency Contact: Brian McCormick, Regulatory Supervisor,  Department of Medical Assistance Services, 600 East Broad Street, Suite 1300,  Richmond, VA 23219, telephone (804) 371-8856, FAX (804) 786-1680, or email  brian.mccormick@dmas.virginia.gov.
    Preamble:
    Section 2.2-4011 of the Administrative Process Act states  that an agency may adopt regulations in an emergency situation: (i) upon  consultation with the Attorney General after the agency has submitted a request  stating in writing the nature of the emergency, and at the sole discretion of the  Governor; (ii) in a situation in which Virginia statutory law, the Virginia  appropriation act, federal law, or federal regulation requires that a  regulation be effective in 280 days or less from its enactment, and the  regulation is not exempt under the provisions of subdivision A 4 of  § 2.2-4006; or (iii) in a situation in which an agency has an existing  emergency regulation, additional emergency regulations may be issued as needed  to address the subject matter of the initial emergency regulation provided the  amending action does not extend the effective date of the original action.
    The agency is proposing this regulatory action to comply  with Item 297 YY of Chapter 874 of the 2010 Acts of Assembly (2010  Appropriation Act), which gives the Department of Medical Assistance Services  (DMAS) authority to make programmatic changes in the provision of intensive  in-home services and community mental health services to ensure appropriate  utilization and cost efficiency. In recent years the utilization of certain community-based  mental health services has increased substantially. These changes are part of a  review of the services to ensure that the services are appropriately utilized.  Specifically, the 2010 Appropriation Act states: 
    "YY. The Department of Medical Assistance Services  shall make programmatic changes in the provision of Intensive In-Home services  and Community Mental Health services in order ensure appropriate utilization  and cost efficiency. The department shall consider all available options including,  but not limited to, prior authorization, utilization review and provider  qualifications. The Department of Medical Assistance Services shall promulgate  regulations to implement these changes within 280 days or less from the  enactment date of this act."
    The regulations affected by this action are Amount,  Duration and Scope of Services and Standards Established and Methods Used to  Assure High Quality of Care (12VAC30-50-130, 12VAC30-60-61, and  12VAC30-60-143): The services involved include skilled nursing facility  services; early periodic screening, diagnosis, and treatment (EPSDT) services,  and family planning services related to the EPSDT Program; community mental  health services for children; and mental health services utilization.
    Summary:
    This action implements the results of a review of mental  health services for children and adults. The amendments (i) update the name of  the Department of Mental Health, Mental Retardation, and Substance Abuse  Services to the Department of Behavioral Health and Developmental Services;  (ii) set forth rules and penalties related to the marketing of Medicaid mental  health services; (iii) delete the allowance for a week of service for intensive  in-home services without prior authorization; (iv) establish the penalties to be  applied to providers of intensive in-home services and therapeutic day  treatments for children and adolescents that violate DMAS marketing  restrictions, which is intended to eliminate claims processing issues that  delayed payments to providers; (v) require a statement that prior authorization  is required for day treatment for children and adolescents; (vi) require that  specific assessment elements be included as part of the initial assessment for  children's mental health services; (vii) require that the initial assessment  for intensive in-home services be conducted in the home and adopt caseload and  supervision guidelines that were published by the Licensing Division of the  Department of Behavioral Health and Developmental Services; (viii) specify  staff ratios for day treatment for children and adolescents; and (ix) require  coordination with providers of case management.
    12VAC30-50-130. Skilled nursing facility services, EPSDT,  school health services and family planning.
    A. Skilled nursing facility services (other than services in  an institution for mental diseases) for individuals 21 years of age or older.
    Service must be ordered or prescribed and directed or  performed within the scope of a license of the practitioner of the healing  arts.
    B. Early and periodic screening and diagnosis of individuals  under 21 years of age, and treatment of conditions found.
    1. Payment of medical assistance services shall be made on  behalf of individuals under 21 years of age, who are Medicaid eligible, for  medically necessary stays in acute care facilities, and the accompanying  attendant physician care, in excess of 21 days per admission when such services  are rendered for the purpose of diagnosis and treatment of health conditions  identified through a physical examination.
    2. Routine physicals and immunizations (except as provided  through EPSDT) are not covered except that well-child examinations in a private  physician's office are covered for foster children of the local social services  departments on specific referral from those departments.
    3. Orthoptics services shall only be reimbursed if medically  necessary to correct a visual defect identified by an EPSDT examination or  evaluation. The department shall place appropriate utilization controls upon  this service.
    4. Consistent with the Omnibus Budget Reconciliation Act of  1989 § 6403, early and periodic screening, diagnostic, and treatment services  means the following services: screening services, vision services, dental  services, hearing services, and such other necessary health care, diagnostic  services, treatment, and other measures described in Social Security Act §  1905(a) to correct or ameliorate defects and physical and mental illnesses and  conditions discovered by the screening services and which are medically  necessary, whether or not such services are covered under the State Plan and  notwithstanding the limitations, applicable to recipients ages 21 and over,  provided for by the Act § 1905(a).
    5. Community mental health services.
    a. Intensive in-home services to children and adolescents  under age 21 shall be time-limited interventions provided typically but not  solely in the residence of a child who is at risk of being moved into an  out-of-home placement or who is being transitioned to home from out-of-home  placement due to a documented medical need of the child. These services provide  crisis treatment; individual and family counseling; and communication skills  (e.g., counseling to assist the child and his parents to understand and  practice appropriate problem solving, anger management, and interpersonal  interaction, etc.); case management activities and coordination with other  required services; and 24-hour emergency response. These services shall be  limited annually to 26 weeks. After an initial period, prior Prior  authorization is required for Medicaid reimbursement.
    b. Therapeutic day treatment shall be provided two or more  hours per day in order to provide therapeutic interventions. Day treatment  programs, limited annually to 780 units, provide evaluation; medication; education  and management; opportunities to learn and use daily living skills and to  enhance social and interpersonal skills (e.g., problem solving, anger  management, community responsibility, increased impulse control, and  appropriate peer relations, etc.); and individual, group and family  psychotherapy. Authorization is required for Medicaid reimbursement.
    c. Community-Based Services for Children and Adolescents under  21 (Level A).
    (1) Such services shall be a combination of therapeutic  services rendered in a residential setting. The residential services will  provide structure for daily activities, psychoeducation, therapeutic  supervision and psychiatric treatment to ensure the attainment of therapeutic  mental health goals as identified in the individual service plan (plan of  care). Individuals qualifying for this service must demonstrate medical  necessity for the service arising from a condition due to mental, behavioral or  emotional illness that results in significant functional impairments in major  life activities in the home, school, at work, or in the community. The service  must reasonably be expected to improve the child's condition or prevent  regression so that the services will no longer be needed. DMAS will reimburse  only for services provided in facilities or programs with no more than 16 beds.
    (2) In addition to the residential services, the child must  receive, at least weekly, individual psychotherapy that is provided by a  licensed mental health professional.
    (3) Individuals must be discharged from this service when  other less intensive services may achieve stabilization.
    (4) Authorization is required for Medicaid reimbursement.
    (5) Room and board costs are not reimbursed. Facilities that  only provide independent living services are not reimbursed.
    (6) Providers must be licensed by the Department of Social  Services, Department of Juvenile Justice, or Department of Education under the  Standards for Interdepartmental Regulation of Children's Residential Facilities  (22VAC42-10).
    (7) Psychoeducational programming must include, but is not  limited to, development or maintenance of daily living skills, anger  management, social skills, family living skills, communication skills, and  stress management.
    (8) The facility/group home must coordinate services with other  providers.
    d. Therapeutic Behavioral Services (Level B).
    (1) Such services must be therapeutic services rendered in a  residential setting that provides structure for daily activities,  psychoeducation, therapeutic supervision and psychiatric treatment to ensure  the attainment of therapeutic mental health goals as identified in the  individual service plan (plan of care). Individuals qualifying for this service  must demonstrate medical necessity for the service arising from a condition due  to mental, behavioral or emotional illness that results in significant  functional impairments in major life activities in the home, school, at work,  or in the community. The service must reasonably be expected to improve the  child's condition or prevent regression so that the services will no longer be  needed. DMAS will reimburse only for services provided in facilities or  programs with no more than 16 beds.
    (2) Authorization is required for Medicaid reimbursement.
    (3) Room and board costs are not reimbursed. Facilities that  only provide independent living services are not reimbursed.
    (4) Providers must be licensed by the Department of Mental  Health, Mental Retardation, and Substance Abuse Services (DMHMRSAS) Behavioral  Health and Developmental Services (DBHDS) under the Standards for  Interdepartmental Regulation of Children's Residential Facilities (22VAC42-10).
    (5) Psychoeducational programming must include, but is not  limited to, development or maintenance of daily living skills, anger  management, social skills, family living skills, communication skills, and  stress management. This service may be provided in a program setting or a  community-based group home.
    (6) The child must receive, at least weekly, individual  psychotherapy and, at least weekly, group psychotherapy that is provided as  part of the program.
    (7) Individuals must be discharged from this service when  other less intensive services may achieve stabilization.
    6. Inpatient psychiatric services shall be covered for  individuals younger than age 21 for medically necessary stays for the purpose  of diagnosis and treatment of mental health and behavioral disorders identified  under EPSDT when such services are rendered by:
    a. A psychiatric hospital or an inpatient psychiatric program  in a hospital accredited by the Joint Commission on Accreditation of Healthcare  Organizations; or a psychiatric facility that is accredited by the Joint  Commission on Accreditation of Healthcare Organizations, the Commission on  Accreditation of Rehabilitation Facilities, the Council on Accreditation of  Services for Families and Children or the Council on Quality and Leadership.
    b. Inpatient psychiatric hospital admissions at general acute  care hospitals and freestanding psychiatric hospitals shall also be subject to  the requirements of 12VAC30-50-100, 12VAC30-50-105, and 12VAC30-60-25.  Inpatient psychiatric admissions to residential treatment facilities shall also  be subject to the requirements of Part XIV (12VAC30-130-850 et seq.) of this  chapter.
    c. Inpatient psychiatric services are reimbursable only when  the treatment program is fully in compliance with 42 CFR Part 441 Subpart D, as  contained in 42 CFR 441.151 (a) and (b) and 441.152 through 441.156. Each  admission must be preauthorized and the treatment must meet DMAS requirements  for clinical necessity.
    7. Hearing aids shall be reimbursed for individuals younger  than 21 years of age according to medical necessity when provided by  practitioners licensed to engage in the practice of fitting or dealing in  hearing aids under the Code of Virginia.
    C. School health services.
    1. School health assistant services are repealed effective  July 1, 2006.
    2. School divisions may provide routine well-child screening  services under the State Plan. Diagnostic and treatment services that are  otherwise covered under early and periodic screening, diagnosis and treatment  services, shall not be covered for school divisions. School divisions to  receive reimbursement for the screenings shall be enrolled with DMAS as clinic  providers.
    a. Children enrolled in managed care organizations shall  receive screenings from those organizations. School divisions shall not receive  reimbursement for screenings from DMAS for these children.
    b. School-based services are listed in a recipient's  Individualized Education Program (IEP) and covered under one or more of the  service categories described in § 1905(a) of the Social Security Act. These  services are necessary to correct or ameliorate defects of physical or mental  illnesses or conditions.
    3. Service providers shall be licensed under the applicable  state practice act or comparable licensing criteria by the Virginia Department  of Education, and shall meet applicable qualifications under 42 CFR Part 440.  Identification of defects, illnesses or conditions and services necessary to correct  or ameliorate them shall be performed by practitioners qualified to make those  determinations within their licensed scope of practice, either as a member of  the IEP team or by a qualified practitioner outside the IEP team.
    a. Service providers shall be employed by the school division  or under contract to the school division. 
    b. Supervision of services by providers recognized in  subdivision 4 of this subsection shall occur as allowed under federal  regulations and consistent with Virginia law, regulations, and DMAS provider  manuals. 
    c. The services described in subdivision 4 of this subsection  shall be delivered by school providers, but may also be available in the  community from other providers.
    d. Services in this subsection are subject to utilization  control as provided under 42 CFR Parts 455 and 456. 
    e. The IEP shall determine whether or not the services  described in subdivision 4 of this subsection are medically necessary and that  the treatment prescribed is in accordance with standards of medical practice.  Medical necessity is defined as services ordered by IEP providers. The IEP  providers are qualified Medicaid providers to make the medical necessity  determination in accordance with their scope of practice. The services must be  described as to the amount, duration and scope. 
    4. Covered services include:
    a. Physical therapy, occupational therapy and services for  individuals with speech, hearing, and language disorders, performed by, or  under the direction of, providers who meet the qualifications set forth at 42  CFR 440.110. This coverage includes audiology services;
    b. Skilled nursing services are covered under 42 CFR 440.60.  These services are to be rendered in accordance to the licensing standards and  criteria of the Virginia Board of Nursing. Nursing services are to be provided  by licensed registered nurses or licensed practical nurses but may be delegated  by licensed registered nurses in accordance with the regulations of the  Virginia Board of Nursing, especially the section on delegation of nursing  tasks and procedures. the licensed practical nurse is under the supervision of  a registered nurse. 
    (1) The coverage of skilled nursing services shall be of a  level of complexity and sophistication (based on assessment, planning,  implementation and evaluation) that is consistent with skilled nursing services  when performed by a licensed registered nurse or a licensed practical nurse.  These skilled nursing services shall include, but not necessarily be limited to  dressing changes, maintaining patent airways, medication  administration/monitoring and urinary catheterizations. 
    (2) Skilled nursing services shall be directly and  specifically related to an active, written plan of care developed by a  registered nurse that is based on a written order from a physician, physician  assistant or nurse practitioner for skilled nursing services. This order shall  be recertified on an annual basis. 
    c. Psychiatric and psychological services performed by  licensed practitioners within the scope of practice are defined under state law  or regulations and covered as physicians' services under 42 CFR 440.50 or  medical or other remedial care under 42 CFR 440.60. These outpatient services  include individual medical psychotherapy, group medical psychotherapy coverage,  and family medical psychotherapy. Psychological and neuropsychological testing  are allowed when done for purposes other than educational diagnosis, school  admission, evaluation of an individual with mental retardation prior to  admission to a nursing facility, or any placement issue. These services are  covered in the nonschool settings also. School providers who may render these  services when licensed by the state include psychiatrists, licensed clinical  psychologists, school psychologists, licensed clinical social workers,  professional counselors, psychiatric clinical nurse specialist, marriage and  family therapists, and school social workers.
    d. Personal care services are covered under 42 CFR 440.167 and  performed by persons qualified under this subsection. The personal care  assistant is supervised by a DMAS recognized school-based health professional  who is acting within the scope of licensure. This practitioner develops a  written plan for meeting the needs of the child, which is implemented by the  assistant. The assistant must have qualifications comparable to those for other  personal care aides recognized by the Virginia Department of Medical Assistance  Services. The assistant performs services such as assisting with toileting,  ambulation, and eating. The assistant may serve as an aide on a specially  adapted school vehicle that enables transportation to or from the school or  school contracted provider on days when the student is receiving a  Medicaid-covered service under the IEP. Children requiring an aide during transportation  on a specially adapted vehicle shall have this stated in the IEP.
    e. Medical evaluation services are covered as physicians'  services under 42 CFR 440.50 or as medical or other remedial care under 42 CFR  440.60. Persons performing these services shall be licensed physicians,  physician assistants, or nurse practitioners. These practitioners shall  identify the nature or extent of a child's medical or other health related  condition. 
    f. Transportation is covered as allowed under 42 CFR 431.53  and described at State Plan Attachment 3.1-D. Transportation shall be rendered  only by school division personnel or contractors. Transportation is covered for  a child who requires transportation on a specially adapted school vehicle that  enables transportation to or from the school or school contracted provider on  days when the student is receiving a Medicaid-covered service under the IEP.  Transportation shall be listed in the child's IEP. Children requiring an aide  during transportation on a specially adapted vehicle shall have this stated in  the IEP. 
    g. Assessments are covered as necessary to assess or reassess  the need for medical services in a child's IEP and shall be performed by any of  the above licensed practitioners within the scope of practice. Assessments and  reassessments not tied to medical needs of the child shall not be covered.
    5. DMAS will ensure through quality management review that  duplication of services will be monitored. School divisions have a  responsibility to ensure that if a child is receiving additional therapy  outside of the school, that there will be coordination of services to avoid  duplication of service. 
    D. Family planning services and supplies for individuals of  child-bearing age.
    1. Service must be ordered or prescribed and directed or  performed within the scope of the license of a practitioner of the healing  arts.
    2. Family planning services shall be defined as those services  that delay or prevent pregnancy. Coverage of such services shall not include  services to treat infertility nor services to promote fertility.
    12VAC30-60-61. Services related to the Early and Periodic  Screening, Diagnosis and Treatment Program (EPSDT); community mental health  services for children.
    A. Intensive in-home services for children and adolescents. 
    1. Individuals qualifying for this service must demonstrate a  clinical necessity for the service arising from mental, behavioral or emotional  illness which results in significant functional impairments in major life  activities. Individuals must meet at least two of the following criteria on a  continuing or intermittent basis: 
    a. Have difficulty in establishing or maintaining normal  interpersonal relationships to such a degree that they are at risk of  hospitalization or out-of-home placement because of conflicts with family or  community. 
    b. Exhibit such inappropriate behavior that repeated  interventions by the mental health, social services or judicial system are  necessary. 
    c. Exhibit difficulty in cognitive ability such that they are  unable to recognize personal danger or recognize significantly inappropriate  social behavior. 
    2. At admission, an appropriate assessment is made by the LMHP  or the QMHP and approved by the LMHP, documenting that service needs can best  be met through intervention provided typically but not solely in the client's  residence. The assessment must include the elements specified by DMAS.  An Individual Service Plan (ISP) must be fully completed within 30 days of  initiation of services. 
    3. Services must be directed toward the treatment of the  eligible child and delivered primarily in the family's residence with the child  present. The assessment must be done face to face in the child's home.  In some circumstances, such as lack of privacy or unsafe conditions, the  assessment and provision of services may be provided in the community if by  the needs assessment and ISP the rationale is supported in the  clinical record.
    4. These services shall be provided when the clinical needs of  the child put the child at risk for out-of-home placement: 
    a. When services that are far more intensive than outpatient  clinic care are required to stabilize the child in the family situation, or 
    b. When the child's residence as the setting for services is  more likely to be successful than a clinic. 
    5. Services may not be billed when provided to a family while  the child is not residing in the home. 
    6. Services shall also be used to facilitate the transition to  home from an out-of-home placement when services more intensive than outpatient  clinic care are required for the transition to be successful. The child and  responsible parent/guardian must be available and in agreement to participate  in the transition. 
    7. At least one parent or responsible adult with whom the  child is living must be willing to participate in the intensive in-home  services with the goal of keeping the child with the family. 
    8. The enrolled provider must be licensed by the Department of  Mental Health, Mental Retardation and Substance Abuse Services Behavioral  Health and Developmental Services (DBHDS) as a provider of intensive  in-home services. 
    9. Services must be provided by an LMHP or a QMHP as defined  in 12VAC30-50-226. Reimbursement shall not be provided for such services when  they have been rendered by a QPPMH as defined in 12VAC30-50-226. 
    10. The billing unit for intensive in-home service is one  hour. Although the pattern of service delivery may vary, intensive in-home  services is an intensive service provided to individuals for whom there is a  plan of care in effect which demonstrates the need for a minimum of three hours  a week of intensive in-home service, and includes a plan for service provision  of a minimum of three hours of service delivery per client/family per week in  the initial phase of treatment. It is expected that the pattern of service  provision may show more intensive services and more frequent contact with the  client and family initially with a lessening or tapering off of intensity  toward the latter weeks of service. Service plans must incorporate a discharge  plan which identifies transition from intensive in-home to less intensive or  nonhome based services. 
    11. The provider must ensure that the maximum  staff-to-caseload ratio fully meets the needs of the individual. For full  time staff, the staff to client ratio shall not exceed five cases per staff.  The ratio for half-time staff to clients is 1 to 3. Staff that work less than  half-time must be cleared with the licensing specialist for more than one case.  A case load may be 1:6 staff to client ratio if the staff is transitioning one  of the clients off of the case load for up to 30 days.
    12. A full-time clinical supervisor may not have more than  10 QMHP to supervise. A half-time clinical supervisor may not have more than  five QMHPs to supervise. 
    12. 13. Since case management services are an  integral and inseparable part of this service, case management services may not  be billed separately for periods of time when intensive in-home services are  being provided. 
    13. 14. Emergency assistance shall be available  24 hours per day, seven days a week. 
    15. Providers shall comply with DMAS marketing  requirements. Providers that violate the DMAS marketing requirements will be  assessed financial penalties for the first two violations. A provider that  violates the marketing requirements for a third time shall have his provider's  participation agreement for this service terminated. The DMAS marketing  requirements are published in the Medicaid Special Memo, dated June 9, 2010,  Changes to Community Mental Health Rehabilitation Services. 
    16. If an individual receiving services is also receiving  case management services, the provider must collaborate with the case manager  and provide notification of the provision of services. In addition, the  provider must send monthly updates to the case manager on the individual's  progress. A discharge summary must be sent to the case manager within 30 days  of the service discontinuation date.
    B. Therapeutic day treatment for children and adolescents. 
    1. Therapeutic day treatment is appropriate for children and  adolescents who meet one of the following: 
    a. Children and adolescents who require year-round treatment  in order to sustain behavior or emotional gains. 
    b. Children and adolescents whose behavior and emotional  problems are so severe they cannot be handled in self-contained or resource  emotionally disturbed (ED) classrooms without: 
    (1) This programming during the school day; or 
    (2) This programming to supplement the school day or school  year. 
    c. Children and adolescents who would otherwise be placed on  homebound instruction because of severe emotional/behavior problems that  interfere with learning. 
    d. Children and adolescents who (i) have deficits in social  skills, peer relations or dealing with authority; (ii) are hyperactive; (iii)  have poor impulse control; (iv) are extremely depressed or marginally connected  with reality. 
    e. Children in preschool enrichment and early intervention  programs when the children's emotional/behavioral problems are so severe that  they cannot function in these programs without additional services. 
    2. Such services must not duplicate those services provided by  the school. 
    3. Individuals qualifying for this service must demonstrate a  clinical necessity for the service arising from a condition due to mental,  behavioral or emotional illness which results in significant functional  impairments in major life activities. Individuals must meet at least two of the  following criteria on a continuing or intermittent basis: 
    a. Have difficulty in establishing or maintaining normal interpersonal  relationships to such a degree that they are at risk of hospitalization or  out-of-home placement because of conflicts with family or community. 
    b. Exhibit such inappropriate behavior that repeated  interventions by the mental health, social services or judicial system are  necessary. 
    c. Exhibit difficulty in cognitive ability such that they are  unable to recognize personal danger or recognize significantly inappropriate  social behavior. 
    4. The enrolled provider of therapeutic day treatment for  child and adolescents services must be licensed by the Department of Mental  Health, Mental Retardation and Substance Abuse Services to provide day support  services. 
    5. Services must be provided by an LMHP, a QMHP or a QPPMH who  is supervised by a QMHP or LMHP. 
    6. The minimum staff-to-youth ratio shall ensure that adequate  staff is available to meet the needs of the youth identified on the ISP. 
    7. The program must operate a minimum of two hours per day and  may offer flexible program hours (i.e., before or after school or during the  summer). One unit of service is defined as a minimum of two hours but less than  three hours in a given day. Two units of service shall be defined as a minimum  of three but less than five hours in a given day. Three units of service shall  be defined as five or more hours of service in a given day. 
    8. Time for academic instruction when no treatment activity is  going on cannot be included in the billing unit. 
    9. Services shall be provided following a diagnostic  assessment that is authorized by an LMHP. Services must be provided in  accordance with an ISP which must be fully completed within 30 days of  initiation of the service. 
    10. If an individual receiving services is also receiving  case management services, the provider must collaborate with the case manager  and provide notification of the provision of services. In addition, the  provider must send monthly updates to the case manager on the individual's  progress. A discharge summary must be sent to the case manager within 30 days  of the service discontinuation date.
    11. Providers shall comply with DMAS marketing  requirements. Providers that violate the DMAS marketing requirements will be  assessed financial penalties for the first two violations. A provider that  violates the marketing requirements for a third time shall have his provider's  participation agreement for this service terminated. The DMAS marketing  requirements are published in the Medicaid Special Memo, dated June 9, 2010,  Changes to Community Mental Health Rehabilitation Services.
    C. Community-Based Services for Children and Adolescents  under 21 (Level A). 
    1. The staff ratio must be at least 1 to 6 during the day and  at least 1 to 10 while asleep. The program director supervising the  program/group home must be, at minimum, a qualified mental health professional  (as defined in 12VAC35-105-20) with a bachelor's degree and have at least one  year of direct work with mental health clients. The program director must be  employed full time. 
    2. At least 50% of the direct care staff must meet DMAS  paraprofessional staff criteria, defined in 12VAC30-50-226. 
    3. Authorization is required for Medicaid reimbursement. DMAS  shall monitor the services rendered. All Community-Based Services for Children  and Adolescents under 21 (Level A) must be authorized prior to reimbursement  for these services. Services rendered without such authorization shall not be  covered. Reimbursement shall not be made for this service when other less  intensive services may achieve stabilization. 
    4. Services must be provided in accordance with an Individual  Service Plan (ISP) (plan of care), which must be fully completed within 30 days  of authorization for Medicaid reimbursement. 
    D. Therapeutic Behavioral Services for Children and  Adolescents under 21 (Level B). 
    1. The staff ratio must be at least 1 to 4 during the day and  at least 1 to 8 while asleep. The clinical director must be a licensed mental  health professional. The caseload of the clinical director must not exceed 16  clients including all sites for which the clinical director is responsible. The  program director must be full time and be a qualified mental health  professional with a bachelor's degree and at least one year's clinical  experience. 
    2. At least 50% of the direct care staff must meet DMAS paraprofessional  staff criteria, as defined in 12VAC30-50-226. The program/group home must  coordinate services with other providers. 
    3. All Therapeutic Behavioral Services (Level B) must be  authorized prior to reimbursement for these services. Services rendered without  such prior authorization shall not be covered. 
    4. Services must be provided in accordance with an ISP (plan  of care), which must be fully completed within 30 days of authorization for  Medicaid reimbursement. 
    E. Utilization review. Utilization reviews for  Community-Based Services for Children and Adolescents under 21 (Level A) and  Therapeutic Behavioral Services for Children and Adolescents under 21 (Level B)  shall include determinations whether providers meet all DMAS requirements. 
    12VAC30-60-143. Mental health services utilization criteria.
    A. Utilization reviews shall include determinations that  providers meet the following requirements: 
    1. The provider shall meet the federal and state requirements  for administrative and financial management capacity. 
    2. The provider shall document and maintain individual case  records in accordance with state and federal requirements. 
    3. The provider shall ensure eligible recipients have free  choice of providers of mental health services and other medical care under the  Individual Service Plan. 
    4. The providers shall comply with DMAS marketing  requirements. Providers that violate the DMAS marketing requirements will be  assessed financial penalties for the first two violations. A provider that  violates the marketing requirements for a third time shall have his provider's  participation agreement for this service terminated. The DMAS marketing  requirements are published in the Medicaid Special Memo, dated June 9, 2010,  Changes to Community Mental Health Rehabilitation Services.
    5. If an individual receiving services is also receiving  case management services, the provider must collaborate with the case manager  and provide notification of the provision of services. In addition, the  provider must send monthly updates to the case manager on the individual's  progress. A discharge summary must be sent to the case manager within 30 days  of the service discontinuation date.
    B. Day treatment/partial hospitalization services shall be  provided following a diagnostic assessment and be authorized by the physician,  licensed clinical psychologist, licensed professional counselor, licensed  clinical social worker, or licensed clinical nurse specialist-psychiatric. An  ISP shall be fully completed by either the LMHP or the QMHP as defined at  12VAC30-50-226 within 30 days of service initiation.
    1. The enrolled provider of day treatment/partial  hospitalization shall be licensed by DMHMRSAS DBHDS as providers  of day treatment services. 
    2. Services shall be provided by an LMHP, a QMHP, or a  qualified paraprofessional under the supervision of a QMHP or an LMHP as  defined at 12VAC30-50-226. 
    3. The program shall operate a minimum of two continuous hours  in a 24-hour period. 
    4. Individuals shall be discharged from this service when other  less intensive services may achieve or maintain psychiatric stabilization. 
    C. Psychosocial rehabilitation services shall be provided to  those individuals who have experienced long-term or repeated psychiatric  hospitalization, or who experience difficulty in activities of daily living and  interpersonal skills, or whose support system is limited or nonexistent, or who  are unable to function in the community without intensive intervention or when  long-term services are needed to maintain the individual in the community. 
    1. Psychosocial rehabilitation services shall be provided  following an assessment which clearly documents the need for services. The  assessment shall be completed by an LMHP, or a QMHP, and approved by a LMHP  within 30 days of admission to services. An ISP shall be completed by the LMHP  or the QMHP within 30 days of service initiation. Every three months, the LMHP  or the QMHP must review, modify as appropriate, and update the ISP. 
    2. Psychosocial rehabilitation services of any individual that  continue more than six months must be reviewed by an LMHP who must document the  continued need for the service. The ISP shall be rewritten at least annually. 
    3. The enrolled provider of psychosocial rehabilitation  services shall be licensed by DMHMRSAS DBHDS as a provider of  psychosocial rehabilitation or clubhouse services. 
    4. Psychosocial rehabilitation services may be provided by an  LMHP, a QMHP, or a qualified paraprofessional under the supervision of a QMHP  or an LMHP. 
    5. The program shall operate a minimum of two continuous hours  in a 24-hour period. 
    6. Time allocated for field trips may be used to calculate  time and units if the goal is to provide training in an integrated setting, and  to increase the client's understanding or ability to access community  resources. 
    D. Admission to crisis intervention services is indicated  following a marked reduction in the individual's psychiatric, adaptive or  behavioral functioning or an extreme increase in personal distress. 
    1. The crisis intervention services provider shall be licensed  as a provider of outpatient services by DMHMRSAS DBHDS.
    2. Client-related activities provided in association with a  face-to-face contact are reimbursable. 
    3. An Individual Service Plan (ISP) shall not be required for  newly admitted individuals to receive this service. Inclusion of crisis  intervention as a service on the ISP shall not be required for the service to  be provided on an emergency basis. 
    4. For individuals receiving scheduled, short-term counseling  as part of the crisis intervention service, an ISP must be developed or revised  to reflect the short-term counseling goals by the fourth face-to-face contact. 
    5. Reimbursement shall be provided for short-term crisis  counseling contacts occurring within a 30-day period from the time of the first  face-to-face crisis contact. Other than the annual service limits, there are no  restrictions (regarding number of contacts or a given time period to be  covered) for reimbursement for unscheduled crisis contacts. 
    6. Crisis intervention services may be provided to eligible  individuals outside of the clinic and billed, provided the provision of  out-of-clinic services is clinically/programmatically appropriate. Travel by  staff to provide out-of-clinic services is not reimbursable. Crisis  intervention may involve contacts with the family or significant others. If  other clinic services are billed at the same time as crisis intervention,  documentation must clearly support the separation of the services with distinct  treatment goals. 
    7. An LMHP, a QMHP, or a certified prescreener must conduct a  face-to-face assessment. If the QMHP performs the assessment, it must be  reviewed and approved by an LMHP or a certified prescreener within 72 hours of  the face-to-face assessment. The assessment shall document the need for and the  anticipated duration of the crisis service. Crisis intervention will be  provided by an LMHP, a certified prescreener, or a QMHP. 
    8. Crisis intervention shall not require an ISP. 
    9. For an admission to a freestanding inpatient psychiatric  facility for individuals younger than age 21, federal regulations (42 CFR  441.152) require certification of the admission by an independent team. The  independent team must include mental health professionals, including a  physician. Preadmission screenings cannot be billed unless the requirement for  an independent team, with a physician's signature, is met. 
    10. Services must be documented through daily notes and a  daily log of time spent in the delivery of services. 
    E. Case management services (pursuant to 12VAC30-50-226). 
    1. Reimbursement shall be provided only for "active"  case management clients, as defined. An active client for case management shall  mean an individual for whom there is a plan of care in effect which requires  regular direct or client-related contacts or activity or communication with the  client or families, significant others, service providers, and others including  a minimum of one face-to-face client contact within a 90-day period. Billing  can be submitted only for months in which direct or client-related contacts,  activity or communications occur. 
    2. The Medicaid eligible individual shall meet the DMHMRSAS  DBHDS criteria of serious mental illness, serious emotional disturbance  in children and adolescents, or youth at risk of serious emotional disturbance.  
    3. There shall be no maximum service limits for case  management services. Case management shall not be billed for persons in  institutions for mental disease. 
    4. The ISP must document the need for case management and be  fully completed within 30 days of initiation of the service, and the case  manager shall review the ISP every three months. The review will be due by the  last day of the third month following the month in which the last review was  completed. A grace period will be granted up to the last day of the fourth  month following the month of the last review. When the review was completed in  a grace period, the next subsequent review shall be scheduled three months from  the month the review was due and not the date of actual review. 
    5. The ISP shall be updated at least annually. 
    6. The provider of case management services shall be licensed  by DMHMRSAS DBHDS as a provider of case management services. 
    F. Intensive community treatment (ICT) for adults. 
    1. An assessment which documents eligibility and need for this  service shall be completed by the LMHP or the QMHP prior to the initiation of  services. This assessment must be maintained in the individual's records. 
    2. An individual service plan, based on the needs as  determined by the assessment, must be initiated at the time of admission and  must be fully developed by the LMHP or the QMHP and approved by the LMHP within  30 days of the initiation of services. 
    3. ICT may be billed if the client is brought to the facility  by ICT staff to see the psychiatrist. Documentation must be present to support  this intervention. 
    4. The enrolled ICT provider shall be licensed by the DMHMRSAS  DBHDS as a provider of intensive community services or as a program of  assertive community treatment, and must provide and make available emergency  services 24-hours per day, seven days per week, 365 days per year, either  directly or on call. 
    5. ICT services must be documented through a daily log of time  spent in the delivery of services and a description of the activities/services  provided. There must also be at least a weekly note documenting progress or  lack of progress toward goals and objectives as outlined on the ISP. 
    G. Crisis stabilization services. 
    1. This service must be authorized following a face-to-face  assessment by an LMHP, a certified prescreener, or a QMHP. This assessment must  be reviewed and approved by a licensed mental health professional within 72  hours of the assessment. 
    2. The assessment must document the need for crisis  stabilization services and anticipated duration of need. 
    3. The Individual Service Plan (ISP) must be developed or  revised within 10 business days of the approved assessment or reassessment. The  LMHP, certified prescreener, or QMHP shall develop the ISP. 
    4. Room and board, custodial care, and general supervision are  not components of this service. 
    5. Clinic option services are not billable at the same time  crisis stabilization services are provided with the exception of clinic visits  for medication management. Medication management visits may be billed at the  same time that crisis stabilization services are provided but documentation  must clearly support the separation of the services with distinct treatment  goals. 
    6. Individuals qualifying for this service must demonstrate a  clinical necessity for the service arising from a condition due to an acute  crisis of a psychiatric nature which puts the individual at risk of psychiatric  hospitalization. 
    7. Providers of crisis stabilization shall be licensed by DMHMRSAS  DBHDS as providers of outpatient services. 
    H. Mental health support services. 
    1. At admission, an appropriate face-to-face assessment must  be made and documented by the LMHP or the QMHP, indicating that service needs  can best be met through mental health support services. The assessment must be  performed by the LMHP, or the QMHP, and approved by the LMHP, within 30 days of  the date of admission. The LMHP or the QMHP will complete the ISP within 30  days of the admission to this service. The ISP must indicate the specific  supports and services to be provided and the goals and objectives to be  accomplished. The LMHP or QMHP will supervise the care if delivered by the  qualified paraprofessional. 
    2. Every three months, the LMHP or the QMHP must review,  modify as appropriate, and update the ISP. The ISP must be rewritten at least  annually.
    3. Only direct face-to-face contacts and services to  individuals shall be reimbursable. 
    4. Any services provided to the client that are strictly  academic in nature shall not be billable. These include, but are not limited  to, such basic educational programs as instruction in reading, science,  mathematics, or GED. 
    5. Any services provided to clients that are strictly  vocational in nature shall not be billable. However, support activities and  activities directly related to assisting a client to cope with a mental illness  to the degree necessary to develop appropriate behaviors for operating in an  overall work environment shall be billable. 
    6. Room and board, custodial care, and general supervision are  not components of this service. 
    7. This service is not billable for individuals who reside in  facilities where staff are expected to provide such services under facility  licensure requirements. 
    8. Provider qualifications. The enrolled provider of mental  health support services must be licensed by DMHMRSAS DBHDS as a  provider of supportive in-home services, intensive community treatment, or as a  program of assertive community treatment. Individuals employed or contracted by  the provider to provide mental health support services must have training in  the characteristics of mental illness and appropriate interventions, training  strategies, and support methods for persons with mental illness and functional  limitations. 
    9. Mental health support services, which continue for six  consecutive months, must be reviewed and renewed at the end of the six-month  period of authorization by an LMHP who must document the continued need for the  services. 
    10. Mental health support services must be documented through  a daily log of time involved in the delivery of services and a minimum of a  weekly summary note of services provided. 
    DOCUMENTS INCORPORATED BY REFERENCE (12VAC30-60) 
    Virginia Medicaid Nursing Home Manual, Department of Medical  Assistance Services. 
    Virginia Medicaid Rehabilitation Manual, Department of  Medical Assistance Services. 
    Virginia Medicaid Hospice Manual, Department of Medical  Assistance Services. 
    Virginia Medicaid School Division Manual, Department of  Medical Assistance Services. 
    Diagnostic and Statistical Manual of Mental Disorders, Fourth  Edition (DSM-IV-TR), copyright 2000, American Psychiatric Association.
    Patient Placement Criteria for the Treatment of  Substance-Related Disorders (ASAM PPC-2R), Second Edition, copyright 2001,  American Society on Addiction Medicine, Inc. 
    Medicaid Special Memo, Subject: "Changes to Community  Mental Health Rehabilitative Services - July 1, 2010 & September 1,  2010," dated June 9, 2010, Department of Medical Assistance Services.
    VA.R. Doc. No. R10-2437; Filed July 1, 2010, 12:53 p.m. 
TITLE 14. INSURANCE
STATE CORPORATION COMMISSION
Proposed Regulation
        REGISTRAR'S NOTICE: The  State Corporation Commission is exempt from the Administrative Process Act in  accordance with § 2.2-4002 A 2 of the Code of Virginia, which exempts  courts, any agency of the Supreme Court, and any agency that by the  Constitution is expressly granted any of the powers of a court of record.
         Title of Regulation: 14VAC5-211. Rules Governing  Health Maintenance Organizations (amending 14VAC5-211-70, 14VAC5-211-160).
    Statutory Authority: §§ 12.1-13 and 38.2-223 of the  Code of Virginia.
    Public Hearing Information: A public hearing will be  held upon request.
    Public Comment Deadline: August 16, 2010.
    Agency Contact: Althelia Battle, Chief Insurance Market  Examiner, Bureau of Insurance, State Corporation Commission, P.O. Box 1157,  Richmond, VA 23218, telephone (804) 371-9154, FAX (804) 371-9944, or email  al.battle@scc.virginia.gov.
    Summary:
    This action conforms the regulation to amendments made to  (i) § 38.2-3541 of the Code of Virginia regarding group health insurance  continuation and conversion requirements and (ii) § 38.2-3412.1 of the  Code of Virginia regarding mental health parity.
    AT RICHMOND, JUNE 29, 2010
    COMMONWEALTH OF VIRGINIA
    At the relation of the
    STATE CORPORATION COMMISSION
    CASE NO. INS-2010-00118
    Ex Parte: In the matter of
  Adopting Amendments to the
  Rules Governing Health
  Maintenance Organizations
    ORDER TO TAKE NOTICE
    Section 12.1-13 of the Code of Virginia provides that the  State Corporation Commission ("Commission") shall have the power to  promulgate rules and regulations in the enforcement and administration of all  laws within its jurisdiction, and § 38.2-223 of the Code of Virginia  provides that the Commission may issue any rules and regulations necessary or  appropriate for the administration and enforcement of Title 38.2 of the Code of  Virginia.
    The rules and regulations issued by the Commission pursuant  to § 38.2-223 of the Code of Virginia are set forth in Title 14 of the  Virginia Administrative Code.
    The Bureau of Insurance ("Bureau") has submitted to  the Commission proposed amendments to Chapter 211 of Title 14 of the Virginia  Administrative Code entitled "Rules Governing Health Maintenance  Organizations" ("Rules"), which amend the Rules at  14 VAC 5-211-70 and 14 VAC 5-211-160.
    The proposed amendments to the Rules are necessary in Section  70 at the request of the Virginia Association of Health Plans to conform  amendments to § 38.2-3541 of the Code of Virginia passed by the 2010  General Assembly with regard to group health insurance continuation and  conversion requirements. Amendments to Section 160 of the Rules are necessary  to conform it to amendments to § 38.2-3412.1 of the Code of Virginia  regarding mental health parity.
    The Commission is of the opinion that the proposed amendments  to 14 VAC 5-211-70 and 14 VAC 5-211-160 should be considered for  adoption. 
    THEREFORE, IT IS ORDERED THAT:
    (1) The proposed amendments to the "Rules Governing  Health Maintenance Organizations," which amend the Rules at 14 VAC  5-211-70 and 14 VAC 5-211-160, be attached hereto and made a part hereof.
    (2) All interested persons who desire to comment in  support of or in opposition to, or request a hearing to oppose the adoption of  the proposed amendments, shall file such comments or hearing request on or  before August 16, 2010, with the Clerk of the Commission, Document Control  Center, P.O. Box 2118, Richmond, Virginia 23218 and shall refer to Case  No. INS-2010-00118. Interested persons desiring to submit comments  electronically may do so by following the instructions available at the  Commission's website: http://www.scc.virginia.gov/caseinfo.htm.
    (3) If no written request for a hearing on the proposed  amendments is filed on or before August 16, 2010, the Commission, upon  consideration of any comments submitted in support of or in opposition to the  proposed amendments, may adopt the amendments proposed by the Bureau of  Insurance.
    (4) AN ATTESTED COPY hereof, together with a copy of the  proposed amendments, shall be sent by the Clerk of the Commission to the Bureau  of Insurance in care of Deputy Commissioner Jacqueline K. Cunningham, who  forthwith shall give further notice of the proposed adoption of the amendments  by mailing a copy of this Order, together with the proposed amendments, to all  insurers licensed by the Commission as health maintenance organzations in the Commonwealth  of Virginia, as well as all interested parties.
    (5) The Commission's Division of Information Resources  forthwith shall cause a copy of this Order, together with the proposed  amendments, to be forwarded to the Virginia Registrar of Regulations for  appropriate publication in the Virginia Register of Regulations.
    (6) The Commission's Division of Information Resources  shall make available this Order and the attached proposed amendments on the  Commission's website: http://www.scc.virginia.gov/case.
    (7) The Bureau of Insurance shall file with the Clerk of  the Commission an affidavit of compliance with the notice requirements of  paragraph (4) above.
    14VAC5-211-70. Conversion of coverage.
    A. A health care plan shall offer to its group contract  holders, for an enrollee whose eligibility for coverage terminates under the  group contract, the options to convert to an individual policy or continue  coverage as set forth in this section. The group contract holder shall select  one of the following options:
    1. Conversion of coverage within 31 days after issuance of  the written notice required in subsection C of this section, but in no event  beyond the 60-day period following the date of termination of the  enrollee's coverage under the group contract, to an individual contract that  provides benefits which, at a minimum, meet the requirements of basic or  limited health care services as applicable, in accordance with this chapter.  Coverage shall not be refused on the basis that the enrollee no longer resides  or is employed in the health maintenance organization's service area. The  conversion contract shall cover the enrollee covered under the group contract  as of the date of termination of the enrollee's coverage under the group  contract. Coverage shall be provided without additional evidence of  insurability, and no preexisting condition limitations or exclusions may be  imposed other than those remaining unexpired under the contract from which  conversion is exercised. A probationary or waiting period set forth in the conversion  contract shall be deemed to commence on the effective date of coverage under  the original contract. 
    2. Continuation of coverage under the existing group contract  for a period of at least 90 days 12 months immediately following  the date of termination of the enrollee's eligibility for coverage under the  group policy. Coverage shall be provided without additional evidence of  insurability. The premium for continuing group coverage shall be at the  current rate applicable to the group contract subject to the following  requirements:
    a. The application and payment for the extended coverage is  made to the group contract holder within 31 days after issuance of the written  notice required in subsection C of this section, but in no event beyond the  60-day period following the date of the termination of the person's  eligibility;
    b. Each premium for the extended coverage is timely paid to  the group contract holder on a monthly basis during the 12-month period; and
    c. The premium for continuing the group coverage shall be  at the insurer's current rate applicable to the group policy plus any  applicable administrative fee not to exceed 2.0% of the current rate.
    B. A conversion contract or continuation of coverage shall  not be required to be made available when: 
    1. The enrollee is covered by or is eligible for benefits  under Title XVIII of the Social Security Act (42 USC § 1395 et seq.) known  as Medicare; 
    2. The enrollee is covered by or is eligible for substantially  the same level of hospital, medical, and surgical benefits under state or  federal law; 
    3. The enrollee is covered by substantially the same level of  benefits under any policy, contract, or plan for individuals in a group; 
    4. The enrollee has not been continuously covered during the  three-month period immediately preceding the enrollee's termination of  coverage; 
    5. The enrollee was terminated by the health care plan for any  of the reasons stated in 14VAC5-211-230 A 1, 2, 3, or 6; or 
    6. The enrollee was terminated from a plan administered by the  Department of Medical Assistance Services that provided benefits pursuant to  Title XIX or XXI of the Social Security Act (42 USC § 1396 et seq. or  § 1397 aa et seq.). 
    C. The group contract holder shall provide each enrollee  or other person covered under the policy written notice of the availability of  the option chosen and the procedures and timeframes for obtaining continuation  or conversion of the group contract. The notice shall be provided within 14  days of the group contract holder's knowledge of the enrollee's or other  covered person's loss of eligibility under the group contract.
    Part IV 
  Services 
    14VAC5-211-160. Basic health care services.
    A health maintenance organization shall provide, or arrange  for the provision of, as a minimum, basic health care services. These services  shall include the following: 
    1. Inpatient hospital and physician services. Medically  necessary hospital and physician services affording inpatient treatment to  enrollees in a licensed hospital for a minimum of 90 days per contract or calendar  year. Hospital services include room and board; general nursing care; special  diets when medically necessary; use of operating room and related facilities;  use of intensive care unit and services; x-ray, laboratory, and other  diagnostic tests; drugs, medications, biologicals, anesthesia, and oxygen  services; special duty nursing when medically necessary; short-term physical  therapy, radiation therapy, and inhalation therapy; administration of whole  blood and blood plasma; and short-term rehabilitation services. Physician  services include medically necessary health care services performed,  prescribed, or supervised by physicians within a hospital for registered bed  patients;.
    2. Outpatient medical services. Medically necessary health  care services performed, prescribed or supervised by physicians for enrollees,  which may be provided in a nonhospital based health care facility, at a  hospital, in a physician's office, or in the enrollee's home, and shall include  consultation and referral services. Outpatient medical services shall also  include diagnostic services, treatment services, short-term physical therapy  and rehabilitation services the provision of which the health maintenance  organization determines can be expected to result in the significant improvement  of a member's condition within a period of 90 days, laboratory services, x-ray  services, and outpatient surgery;.
    3. Diagnostic laboratory and diagnostic and therapeutic  radiologic services;.
    4. Preventive health services. Services provided with the goal  of early detection and minimization of the ill effects and causes of disease or  disability, including well-child care from birth, eye and ear examinations for  children age 17 and under to determine the need for vision and hearing  correction, periodic health evaluations, and immunizations;.
    5. In-area and out-of-area emergency services, including  medically necessary ambulance services, available on an inpatient or an  outpatient basis 24 hours per day, seven days per week;.
    6. Mental health and substance use disorder services as  follows:
    a. Medically necessary services for the treatment of  biologically based mental illnesses as defined in § 38.2-3412.1:01 of the  Code of Virginia.; and
    Treatment b. Except for a group contract issued to a  large employer as defined in § 38.2-3431 of the Code of Virginia, services  for the treatment of all other mental health and substance abuse  services use disorders shall at a minimum include: 
    a. (1) Inpatient services or partial  hospitalization for an adult for a minimum period of 20 days per enrollee per  contract year; 
    b. (2) Inpatient services or partial  hospitalization for a child or adolescent for a minimum period of 25 days per  enrollee per contract year; and
    c. (3) Twenty outpatient visits per enrollee per  contract year. A medication management visit shall be covered in the same  manner as a medication management visit for the treatment of a physical illness  and shall not be counted as an outpatient treatment visit in the calculation of  the benefit set forth is in this subdivision. 
    The limits of the benefits set forth in this subdivision shall  not be more restrictive than for any other illness, however, the coinsurance  applicable to any outpatient visit beyond the first five visits covered per  contract year shall not exceed 50%. If all covered expenses for outpatient  services apply toward any deductible required by a policy or contract, the  visit shall not count toward the outpatient visit benefit maximum set forth in  the policy or contract. Definitions set forth in § 38.2-3412.1 of the Code  of Virginia shall be applicable to terms used in this subsection. 
    Group contracts issued to a large employer as defined in  § 38.2-3431 of the Code of Virginia shall provide mental health and  substance use disorder benefits on parity with the medical and surgical  benefits contained in the plan in accordance with the Mental Health Parity and  Addiction Equity Act of 2008 (P.L. 110-343).
    7. Medically necessary dental services as a result of  accidental injury, regardless of the date of such injury. Contracts may require  that treatment be sought within 60 days of the accident for injuries occurring  on or after the effective date of coverage. 
    VA.R. Doc. No. R10-2356; Filed June 29, 2010, 4:22 p.m.