GOVERNOR
EXECUTIVE ORDER NUMBER ELEVEN (2018)
The Way Ahead for Virginia's Children:
Establishing the Children's Cabinet
Importance of the Initiative
Virginia has a distinguished record as one of the best states
for children and families. This national recognition is the result of
substantial investments in education, health care, public safety, and a vibrant
business environment that promotes job growth, employment opportunities, and
career advancement.
However, complex challenges still exist for children in
Virginia. Current research shows a child's environment and experiences from 0-5
years old have a dramatic influence on brain development and, ultimately,
school readiness. One-third of Virginia kindergartners may not be fully ready
for school and lack the appropriate social, self-regulation, literacy, or math
skills based on a recent Joint Legislative Audit Review study. Nearly 500,000
children in Virginia do not have access to fresh or healthy food. Children who
are food-insecure are in poorer health and are more likely to be
developmentally at-risk than their peers. Finally, at least 19% of children in
Virginia have endured two or more adverse childhood experiences: traumatic
events linked to risky health behaviors, chronic health conditions, low life
potential, and early death.
These particular challenges require collaboration from a wide
range of state and local agencies, like education, health, human services,
public safety, and the courts. In order to improve children's services in these
areas, we need leaders at the highest levels of state government to direct and
prioritize the resources and activities that will have the greatest impact on
improving the lives of our children.
Establishment of the Cabinet
Accordingly, by virtue of the authority vested in me as
Governor under Article V of the Constitution of Virginia and under the laws of
the Commonwealth, and subject to my continuing and ultimate authority and
responsibility to act in such matters, I hereby establish Virginia's Children's
Cabinet ('Children's Cabinet').
Children's Cabinet
The Children's Cabinet shall work to develop a set of goals,
identify strategies, and measure impact and outcomes related to the priorities
described below. It shall encourage state agencies to collaborate across
government and non-governmental entities on collective goals and support
efforts to collect and share data to track outcome metrics and inform future
policy. In addition, it shall evaluate and recommend ways to optimize and align
local, state, and federal resources, and public-private partnerships to enhance
current and prospective programs and services for Virginia's children and their
families, particularly those at higher risk. It shall also identify best
practices and areas for improvement.
Children's Cabinet Priorities
A. Early Childhood Development and School Readiness
A child's early experiences are lifelong determinants of health
and well-being. Current research shows that the years from birth to school age
are critically important for brain development. Many of the risks for the
diseases of adult life are, in part shaped by learning, coping, and
decision-making skills that are set in the earliest years. These skills
determine whether children will be successful in school and, ultimately, in
life.
In recognition of the scientific importance of these early
years, the Children's Cabinet will encourage state agencies involved in
providing health and education services to children and families to leverage
new and current strategies to achieve the following goals:
1. Promote healthy pregnancies and social supports to new
mothers and families for the first few years of a child's life
Healthy pregnancies are the foundation of a strong start for
children. In 2014, one out of eleven babies was born pre-term in Virginia. The
Commonwealth ranks 14th in the nation in terms of premature births. In order to
provide a strong start for all children, we must ensure access to quality and
affordable prenatal care, and education about maternal health and nutrition.
The need for health care, education, and social supports does not end at birth.
We must expand family support programs that teach safe sleep practices and
parenting skills to promote healthy child development, implement policies that
support women in breastfeeding, and strengthen economic supports to families.
2. Ensure that early childhood education is affordable,
accessible, and of high quality everywhere in the Commonwealth
The path to success in school begins before a child enters the
classroom. Families, communities, and schools play critical roles in helping
children prepare for school. Because two out of three Virginia children live in
families in which all parents work, we must work to build a durable,
innovative, and effective early childhood system in Virginia. The Children's
Cabinet will evaluate whether our current structure governing early childhood
education and services promotes collaboration and efficiency, explore ways to
make high quality early childhood education more accessible and affordable, and
make recommendations for building a strong early childhood educator workforce.
B. Nutrition and Food Security
Children who do not have sufficient food do not perform well in
school and are more likely to suffer from physical and mental health issues.
Food insecurity among children is associated with lower math and reading scores
in kindergarten through third grade, a higher likelihood of repeating a grade,
behavioral problems, higher hospitalization rates, and higher rates of chronic
health conditions. Similarly, pregnant women who are food insecure are at
higher risk of miscarriages, birth defects, and premature birth. The Children's
Cabinet will explore whether state agencies governing agriculture and food
nutrition programs can leverage new and current strategies to achieve the
following goals:
1. Expand access to nutritious food and decrease food
insecurity for pregnant women
It is essential that women have access to nutritious food
before, during, and after pregnancy. The Children's Cabinet shall strategize
ways to increase nutrition and food security for pregnant and post-partum
women, especially low-income women. This includes, but is not limited to,
increasing utilization of the Special Supplemental Nutrition Program for Women,
Infants, and Children (WIC) among eligible families.
2. Expand access to nutritious food and decrease food
insecurity for children
Childhood nutrition and food security is key to healthy
childhood development. The Children's Cabinet will support the work of state
agencies to, among other strategies, expand access to school breakfast and
meals after school, support innovation in summer meal programs, and streamline
eligibility for free meals.
3. Promote community-based food systems to increase access to
healthy, local foods
It is critical for Virginians, especially children, to have
access to nutritious, affordable, and locally-sourced foods to enable them to
thrive, learn, and succeed. The Children's Cabinet will encourage the
development of innovative models to provide increased access to healthy foods
focusing on areas classified as food deserts. These strategies include, but are
not limited to, promoting urban agriculture initiatives, farmer's markets, farm
to school, and local food systems to encourage a diversifying Virginia
agricultural economy.
C. Systems of Care and Safety for School-Aged Youth
Virginia's children are increasingly experiencing a complex set
of environmental, health, and public safety related challenges that affect
their ability to develop into thriving young adults. It is estimated that at
least one in five of Virginia's children exhibit symptoms of mental health
disorders and 19% of children in Virginia have experienced two or more adverse
childhood experiences. Additionally, Virginia's annual school safety audit
indicates that half of all threats reported to K-12 threat assessment teams
involve threats of harm to self. Unfortunately, fewer than half of our youth
receive the care they need. Because our youth spend a substantial amount of
time in schools, we must equip the professionals who regularly interface with
them to recognize and intervene as soon as concerning behaviors appear. Recognizing
the need to support the health and safety of children, the Children's Cabinet
will leverage strategies to achieve the following goals:
1. Develop recommendations to enhance student safety
Virginia is a national leader in school safety and has a
consistent record of adopting innovative legislation, such as mandated threat
assessments in K-12 schools and annual school safety audits, and implementing
robust training programs for school personnel and school resource officers. We
must continue to adapt and respond to new and emerging challenges affecting the
safety of our communities, schools, and children. Our work must be grounded in
the concept that trusting relationships between adults and youth are the
foundation to ensuring the safety of our students. The Children's Cabinet will
assemble school personnel, public safety officials, mental health
professionals, and other community partners to make recommendations to the
Governor by October 1, 2018. These recommendations will include enhancing
information sharing and effectiveness of threat assessments teams; assessing
the role, prevalence, and training of school resource and school security
officers; evaluating existing ratios and staffing levels for school support
staff; and identifying opportunities to expand training to a variety of
personnel.
2. Support a consistent, evidence-based, and
culturally-competent statewide response to childhood trauma
Adverse childhood experiences are serious childhood traumas
that result in toxic stress and harm a child's brain and development. These
traumas have a tremendous impact on future victimization, and lifelong health
and opportunity. The Children's Cabinet will seek to coordinate efforts across
state agencies, with external stakeholders and local communities to foster
systems that provide a consistent trauma-informed response to children with
adverse childhood experiences and build resiliency of individuals and
communities.
Composition of the Children's Cabinet
The First Lady of the Commonwealth of Virginia will chair the
Children's Cabinet. The remaining members of the Children's Cabinet will be
appointed by the Governor, including the Lieutenant Governor and the
Secretaries of Agriculture and Forestry, Education, Health and Human Resources,
and Public Safety and Homeland Security. The Chair may invite other secretaries
to participate as needed and appropriate.
Staffing
Staff support for the Children's Cabinet will be provided by
the secretariats and offices represented in the cabinet. The Children's Cabinet
will serve in an advisory role, in accordance with § 2.2-2100 of the Code
of Virginia, and will meet upon the call of the Chair at least four times per
year. The Children's Cabinet will issue an annual report by no later than May
1, 2019, and any additional reports and recommendations as necessary or
requested by the Governor.
Effective Date of the Executive Order
This Executive Order shall be effective for one year after its
signing.
Given under my hand and under the Seal of the Commonwealth of
Virginia, this 21st day of June, 2018.
/s/ Ralph S. Northam
Governor
EXECUTIVE ORDER NUMBER TWELVE
(2018)
Parental Leave for Commonwealth
Employees
Importance of the Initiative
The Commonwealth of Virginia is the best place to work, live,
and raise a family because of its commitment to providing opportunities for
success in both the workplace and at home. The creation of this leave policy
will not only provide benefits for children and parents, but also strengthen
the Commonwealth's ability to recruit and retain a talented workforce.
Research shows paid time-off provides benefits for both
children and parents. Access to parental leave has a positive impact on
children's health and development and decreases infant mortality rates. For
parents, paid time-off increases the likelihood they will return to the labor
force and benefits health and well-being.
The Commonwealth's employees are dedicated public servants.
They work hard to keep Virginia strong. The creation of this leave policy will
provide them with the support they need in the workplace and at home. The paid
parental leave policy is in addition to other leave benefits available to
Commonwealth employees, such as Virginia Sickness and Disability Program leave
(VSDP), sick leave, annual leave, and leave under the federal Family Medical
Leave Act (29 USC §§ 2601-2654).
Parental Leave for Employees of the Commonwealth
By virtue of the authority vested in me as Governor under
Article V of the Constitution of Virginia and under the laws of the
Commonwealth, I hereby authorize the creation of Paid Parental Leave for
employees of executive branch agencies (Agencies) in the Commonwealth under the
following parameters:
1. A classified or at-will employee who has been employed by
the Commonwealth for a minimum of twelve (12) consecutive months is eligible
for parental leave (Eligible Employee).
2. Following the birth, adoption, or foster placement of a
child younger than 18 years of age:
• An Eligible Employee will receive eight (8) weeks (320 hours)
of parental leave; and
• If both parents are Eligible Employees, each shall receive
parental leave, which may be taken concurrently, consecutively, or at different
times.
3. Parental leave shall be taken within six (6) months
following the birth, adoption, or foster placement of the child.
4. Parental leave shall only be taken once in a 12-month period
and only once per child.
5. Parental leave shall be provided at 100% of the Eligible
Employee's regular salary.
6. Parental leave shall not be counted against an Eligible
Employee's annual or sick leave.
7. Legal holidays listed in § 2.2-3300 of the Code of
Virginia shall not be counted against parental leave.
8. Parental leave shall run concurrently with leave provided
under the Family and Medical Leave Act, if the employee is eligible.
9. Parental leave may run concurrently or sequentially with
VSDP, if the employee is eligible for VSDP.
The Department of Human Resource Management (DHRM or
Department) shall establish policy and guidance documents to support
implementation of this Executive Order.
Exceptions for Classified and At-Will Employees
Requests for exceptions to this policy must be directed to the
Eligible Employee's Human Resource Manager. If the Human Resource Manager at
the Agency level approves the exception, then a request must be made to DHRM
for final approval. DHRM will then notify the Human Resource Manager of its
decision. The Human Resource Manager will subsequently inform the Eligible
Employee of the final decision reached by DHRM and will process the leave
request accordingly.
Agency Reporting
On July 1, 2019, and every July 1 thereafter, the Human
Resource Manager for each Agency shall submit to DHRM a report regarding the
usage of parental leave by Agency employees for the preceding fiscal year. The
report shall be in a form and contain such data as prescribed by the
Department.
Effective Date of the Executive Order
This Executive Order shall be effective upon signing and shall
remain in full force and effect unless amended or rescinded by further
executive order.
Given under my hand and under the Seal of the Commonwealth of
Virginia this 25th Day of June, 2018.
/s/ Ralph S. Northam
Governor
EXECUTIVE ORDER NUMBER THIRTEEN
(2018)
Establishing the Governor's Advisory
Commission on Quality Child Care and Education
Importance of the Issue
As Governor of the Commonwealth of Virginia, I am committed to
ensuring the prosperity of Virginia. The Commonwealth employs approximately
100,000 employees. Many of these employees play a critically-important role
outside of their working hours – that of a parent. These employees work hard to
secure a future that is bright and full of opportunity for their children. The
Commonwealth should ensure a supportive work environment where employees can
work toward the success of their families and the Commonwealth.
Currently, state employees across the Commonwealth struggle
with the access to and affordability of quality early care and learning
environments for their children. Childhood is a time of development and
discovery for parent and child alike. Having a reliable, safe, and nurturing
environment where young children can grow and explore individual potential is
key to a parent's ability to be a productive member of the workforce. In order
to compete to recruit and retain talented young employees, the Commonwealth
must support state employees' ability to access and afford early care and
learning for their children.
Establishment and Composition of the Commission
Thus, by virtue of the authority vested in me as Governor,
under Article V of the Constitution of Virginia and §§ 2.2-134, 2.2-135
and 2.2-2100 of the Code of Virginia, and subject to my continuing and ultimate
authority and responsibility to act in such matters, I hereby establish the
Virginia Advisory Commission on Quality Child Care and Education (Commission).
Focusing on an area that reflects the highest concentration of the state
government's labor force, the Commission will explore the feasibility of
providing an evidence-based early care and learning program for young children
of state employees working on and around Capitol Square in Richmond.
The Commission's membership shall be appointed by the Governor
and co-chaired by the Secretaries of Education and Health and Human Resources
or their designees (Co-Chairs). Membership shall also consist of the following:
• A representative from the Office of the First Lady;
• The Secretary of Administration or her designee;
• Two members from the House of Delegates, as recommended
by the Speaker of the House;
• One member from the Senate, as recommended by the President
pro tempore of the Senate; and
• Experts in early childhood education and development, as
appointed by the Governor.
The Governor may appoint other members deemed necessary to
carry out the assigned functions of the Commission. The Commission will meet
upon the call of the Co-Chairs and will issue a report regarding their findings
and recommendations no later than November 1, 2019, and any additional reports
and recommendations as necessary or as requested by the Governor.
Staff support for the Commission will be provided by the
Secretary of Education, the Secretary of Health and Human Resources, the Office
of the Governor, and any other agencies or offices as may be designated by the
Governor. An estimated 100 hours of staff time will be required to support the
work of the Commission.
Our workforce is only as strong, resilient, and adaptive as we
enable it to be. It is my hope that the Commission's findings and
recommendations will be shared to promote best practices across the Commonwealth.
More particularly, by seeking to nurture the growth of our children, while
assisting their parents in managing a work-life balance, I hope the
Commonwealth sets an example – an example other government and private sector
employers will follow by exploring such opportunities for their employees.
Effective Date
This Executive Order shall be effective upon signing and shall
remain in full force and effect for a year from its signing, unless amended or
rescinded by further executive order.
Given under my hand and under the Seal of the Commonwealth of
Virginia this 26th day of June, 2018.
/s/ Ralph S. Northam
Governor
EXECUTIVE ORDER NUMBER FOURTEEN (2018)
Development and Review of State Agency
Regulations
Importance of the Initiative
By virtue of the authority vested in me as Governor under
Article V of the Constitution of the Commonwealth of Virginia and under the
laws of the Commonwealth, including, but not limited to, § 2.2-4013 and §
2.2-4017 of the Code of Virginia, and subject to my continuing and ultimate
authority and responsibility to act in such matters, I hereby establish
policies and procedures for the review of all new regulations and changes to
existing regulations proposed by state agencies, which shall include for
purposes of this Executive Order all agencies, boards, commissions, and other
entities of the Commonwealth within the executive branch that are authorized to
promulgate regulations. Nothing in this Executive Order shall be construed to
limit my authority under the Code of Virginia, including to require an
additional 30-day public comment period, file a formal objection to a
regulation, suspend the effective date of a regulation with the concurrence of
the applicable body of the General Assembly, or to exercise any other rights
and prerogatives existing under Virginia law.
Acronyms and Definitions
The following acronyms and definitions are set out here for
ease of use and represent only a summary of terms and acronym s related to the
regulatory review process. More detailed descriptions and definitions can be
found throughout the Administrative Process Act (APA), § 2.2-4000, et seq.
of the Code of Virginia.
ABD – Agency Background Document. An ABD is a form completed by
agencies and uploaded on the Virginia Regulatory Town Hall (Town Hall) for each
regulatory stage in order to describe and explain the regulatory action. The
form for each stage is available on the Town Hall.
APA – Administrative Process Act, § 2.2-4000, et seq. of
the Code of Virginia. Article 2 of the APA contains provisions on how
regulations are to be promulgated in Virginia.
Day – All references to a day mean a calendar day.
DPB – Virginia Department of Planning and Budget. DPB
houses the Economic and Regulatory Analysis Division (ERAD), which reviews
regulatory proposals for economic and policy impact and manages the Town Hall
website.
EIA – Economic Impact Analysis. An EIA is prepared by DPB and
evaluates the estimated costs and benefits of a regulatory proposal.
Emergency rulemaking process – This process is invoked (1) when
there is an emergency situation as determined by the agency and the Governor
agrees that an emergency regulation is necessary, or (2) when a Virginia
statutory law or the appropriation act or federal law or federal regulation
requires that a state regulation be effective in 280 days or less from its
enactment.
Executive branch review – The review of a regulatory proposal
at various stages by the executive branch before it is published in the Virginia
Register of Regulations and available for public comment. The scope of
review depends on the stage type, e.g., a proposed stage is reviewed by: the
Office of the Attorney General (OAG), DPB, the appropriate Cabinet Secretary,
and the Governor.
Exempt rulemaking process – Agency actions that are exempt
from the promulgation requirements of Article 2 of the APA can generally be
adopted and filed directly with the Office of the Registrar of Regulations
(Registrar) and are not subject to executive branch review.
Fast-track rulemaking process – This process may be utilized
for rules that are expected to be noncontroversial.
Legislative mandate – When a law is passed by the General
Assembly that requires a regulation to be promulgated, amended, or repealed in
whole or part.
NOIRA – Notice of Intended Regulatory Action. A NOIRA is the
first stage in the standard rulemaking process in Virginia.
OAG – Office of the Attorney General. The OAG must review
regulatory proposals at the emergency stage, the fast-track stage, and the
proposed stage. In addition, the OAG must review a proposal at the final stage
if there have been changes with substantial impact made since the proposed
stage.
Register – The Virginia Register of Regulations is
an official legal publication that provides information about proposed and final
changes to Virginia's regulations. The Registrar is responsible for publication
of the Register.
RIS – Regulation Information System. The RIS is a web-enabled
application operated by the Registrar and is used by agencies to create text
for regulatory proposals. This text is then synchronized on the Town Hall
website for display to all Town Hall users.
Rulemaking or regulatory process – There are four types
of rulemaking processes in Virginia: (1) emergency, (2) fast-track, (3)
standard, and (4) exempt.
Standard rulemaking process – This is the default
rulemaking process in Virginia. If a regulatory proposal does not meet the
criteria for exempt, fast-track, or emergency rulemaking, it goes through the
standard rulemaking process, generally consisting of three stages: NOIRA,
proposed, and final.
Town Hall – The Virginia Regulatory Town Hall website. The Town
Hall is managed by DPB and used by agencies to post regulatory proposals and to
facilitate the regulatory review process. The site features public comment
forums, meeting information, and an email notification service.
VAC – Virginia Administrative Code. The VAC is the
official legal publication for regulations in Virginia.
General Policy
The executive branch agencies of the Commonwealth must consider,
review, and promulgate numerous regulations each year. This Executive Order
sets out procedures and requirements to ensure the efficiency and quality of
Virginia's regulatory process. All state employees who draft, provide policy
analysis for, or review regulations shall carefully consider and apply the
principles outlined below during the regulatory development and review process.
General Principles
A. All regulatory activity should be undertaken with the least
possible intrusion into the lives of the citizens of the Commonwealth and be
necessary to protect the public health, safety, and welfare. Accordingly,
agencies shall consider:
1. The use of economic incentives to encourage the desired
outcomes (such as user fees or marketable permits);
2. The use of information disclosure requirements, rather than
regulatory mandates, so that the public can make more informed choices;
3. The use of performance standards in place of mandating
specific techniques or behavior; and
4. The consideration of reasonably available alternatives in
lieu of regulation.
B. Where applicable, and to the extent permitted by law, it
shall be the policy of the Commonwealth that only regulations necessary to
interpret the law or to protect the public health, safety, or welfare shall be
promulgated.
C. Regulations shall be clearly written and easily
understandable.
D. Regulations shall be designed to achieve their intended
objective in the most efficient, cost effective manner.
Regulatory Development
A. Regulatory development shall be based on the best reasonably
available and reliable scientific, economic, and other information concerning
the need for, and consequences of, the intended regulation. Agencies shall
specifically cite the best reasonably available and reliable scientific, economic,
and other information in support of regulatory proposals.
B. Regulatory development shall be conducted in accordance with
the statutory provisions related to impact on small businesses. D PB shall work
with state agencies to address these requirements during the regulatory review
process, including notifications as appropriate to the Joint Commission on
Administrative Rules.
C. During regulatory development, agencies shall consider the
impact on existing and potential Virginia employers and their ability to
maintain and increase the number of jobs in the Commonwealth, as well as the
cost of compliance to the general public.
Public Participation
A. Agencies shall actively seek input for proposed regulations
from interested parties, stakeholders, citizens, and members of the General
Assembly.
B. In addition to requirements established in Article 2 of the
APA, agencies shall post all rulemaking actions on the Town Hall to ensure that
the public is adequately informed of rulemaking activities.
C. All legal requirements related to public participation and
all public participation guidelines shall be strictly followed to ensure that
citizens have reasonable access and opportunity to present their comments and
concerns. Agencies shall inform interested persons of (1) the Town Hall's email
notification service that can send information regarding the specific
regulations, regulatory actions, and meetings about which they are interested,
and (2) the process to submit comments in the Town Hall public comment forums.
Agencies shall establish procedures that provide for a timely written response
to all comments and the inclusion of suggested changes that would improve the
quality of the regulation.
Other
A. Agencies, as well as reviewing entities, shall endeavor to perform
their tasks in the regulatory process as expeditiously as the regulatory
subject matter will allow and shall adhere to the timeframes set out in this
Executive Order.
B. Regulations will be subject to periodic evaluation, review,
and modification, as appropriate, in accordance with the APA, policy
initiatives of the Governor, and legislation.
C. Each agency head will be held accountable for ensuring that
the policies and objectives specified in this Executive Order are put into
effect. Agency heads shall ensure that information requested by DPB, the
appropriate Cabinet Secretary, or the Office of the Governor, in connection
with this Executive Order, is provided on a timely basis. Incomplete regulatory
packages may be returned to the appropriate agency by DPB.
Applicability
The review process in this Executive Order applies to
rulemakings initiated by agencies of the Commonwealth of Virginia in accordance
with Article 2 of the APA.
With the exception of the requirements governing the periodic
review of existing regulations, the posting of meeting agenda and minutes, and
the posting of guidance documents, agencies and agency regulatory action exempt
from Article 2 of the APA are not subject to the requirements of this Executive
Order. Nonetheless, the Governor, a Cabinet Secretary, or the Chief of Staff
may request in writing that an agency comply with all or part of the
requirements of this Executive Order for regulations exempt from Article 2 of
the APA. Copies of such requests shall be forwarded to the Governor's Policy
Office and DPB. In addition, a Cabinet Secretary may request in writing that
certain Article 2 exempt regulations be further exempted from all or part of
the requirements of this Executive Order.
These procedures shall apply in addition to those already
specified in the APA, the agencies' public participation guidelines, and the
agencies' basic authorizing statutes. As of June 30, 2018, these procedures
shall apply to all regulatory actions and stages that have been submitted to
DPB for any stage of executive branch review.
Any failure to comply with the requirements set forth herein
shall in no way affect the validity of a regulation, create any cause of action
or provide standing for any person under Article 5 of the APA (§ 2.2-4025
et seq. of the Code of Virginia), or otherwise challenge the actions of a
government entity responsible for adopting or reviewing regulations.
Regulatory Review Process
Regulations shall be subject to executive branch review as
specified herein. All agency regulatory packages shall be submitted via the
Town Hall. For each stage of the regulatory development process, agencies shall
complete and post the applicable ABD on the Town Hall to describe the
regulatory action and inform the public about the substance and reasons for the
rulemaking. Agencies shall ensure that the correct regulatory text is
synchronized with the appropriate stage information page on the Town Hall.
If a regulatory package is submitted to DPB, and DPB determines
that the package is not substantially complete, then DPB shall notify the
agency within 10 days. At that time, the agency must withdraw the package from
the Town Hall and resubmit the package only after all missing elements
identified by DPB have been added. Agencies shall submit regulatory packages to
the Registrar for publication on the Town Hall within 14 days of being
authorized to do so.
In rulemakings where there are two or more stages, the filing
of each subsequent stage shall be submitted on the Town Hall as expeditiously
as the subject matter allows and no later than 180 days after the conclusion of
the public comment period for the prior stage. If this deadline is not met, it
shall be reported to the appropriate Cabinet Secretary in an end of year report
further described below.
A. Standard Rulemaking Process
1. Notice of Intended Regulatory Action (NOIRA) Stage
The NOIRA shall include the nature and scope of the regulatory
changes being considered and the relevant sections of the Virginia
Administrative Code. This package shall include draft regulatory text if it is
available.
DPB shall review the NOIRA to determine whether it complies
with all requirements of this Executive Order and applicable statutes and
whether the contemplated regulatory action comports with the policy of the
Commonwealth as set forth herein. Within 14 days of receiving a complete NOIRA
review package from the agency, the Director of DPB shall advise the
appropriate Secretary and the Governor of DPB's determination. If the Director
of DPB advises the appropriate Secretary and the Governor that the NOIRA
presents issues requiring further review, the NOIRA shall be forwarded to the
Secretary. The Secretary shall review the NOIRA within 14 days and forward a
recommendation to the Governor. If DPB does not find issues requiring further
review, the agency shall be authorized to submit the NOIRA to the Registrar for
publication when the Governor approves the NOIRA for publication.
The Chief of Staff to the Governor is hereby authorized to
approve or disapprove NOIRAs on behalf of the Governor. Public comments
received following publication of the NO IRA should be encouraged and carefully
considered in developing the proposed stage of a regulatory proposal.
2. Proposed Stage
Following the initial public comment period required by
§ 2.2-4007.01 of the Code of Virginia, and taking into account the
comments received, the agency shall prepare a regulatory review package.
At this stage, the proposed regulation and regulatory review
package shall be in as close to final form as possible, including completed
review by all appropriate regulatory advisory panels or negotiated rulemaking
panels. New issues that were not disclosed to the public when the NOIRA was
published shall not be addressed at the proposed stage.
The order of executive branch review shall be as follows:
a. OAG. The OAG will conduct a review of the proposed
regulation and produce a memorandum assessing the agency's legal authority to
promulgate the regulation. The OAG may also provide any advice, recommendations,
or other comments for consideration by the Governor with respect to the
proposed regulation. After the OAG has completed its review, the package will
be submitted to DPB.
b. DPB. DPB shall review the proposed regulatory package to
determine whether it complies with all requirements of this Executive Order,
applicable statutes, and other policies of the Commonwealth. Per
§ 2.2-4007.04 of the Code of Virginia, within 45 days of receiving a
complete regulatory review package, the Director of DPB shall prepare a policy
analysis and EIA before advising the appropriate Secretary and the Governor of
the results of the review.
c. Cabinet Secretary. The Secretary shall review the proposed
regulation package within 14 days and forward a recommendation to the Governor.
d. Governor. The Chief of Staff to the Governor is hereby
authorized to approve or disapprove proposed regulations on behalf of the
Governor.
Revised Proposed Stage (Optional)
Following the proposed stage public comment period, required by
§ 2.2-4007.03 of the Code of Virginia, the agency may wish to make
additional changes and/or receive additional public comment by publishing a
revised proposed regulation. The order of executive branch review for the
revised proposed stage shall be as follows:
A. OAG. The OAG will conduct a review of the revised proposed
regulation and produce a memorandum assessing the agency's legal authority to
promulgate the regulation. The OAG may also provide any advice,
recommendations, or other comments for consideration by the Governor with
respect to the revised proposed regulation. After the OAG has completed its
review, the package will be submitted to DPB.
B. DPB. DPB shall review the revised proposed regulatory
package to determine whether it complies with all requirements of this
Executive Order, applicable statutes, and other policies of the Commonwealth.
Within 21 days of receiving a complete regulatory package, the Director of DPB
shall prepare a policy analysis and EIA before advising the appropriate Secretary
and the Governor of the results of the review.
C. Cabinet Secretary. The Secretary shall review the revised
proposed regulation package within 14 days and forward a recommendation to the
Governor.
D. Governor. The Chief of Staff to the Governor is hereby
authorized to approve or disapprove revised proposed regulations on behalf of
the Governor.
3. Final Stage
Following the public comment period required by
§ 2.2-4007.03 of the Code of Virginia and taking into account all comments
received since the last stage was published, the rulemaking entity shall revise
the proposed regulation.
If any change with substantial impact - as determined by DPB -
has been made to the regulatory text between the proposed and final stages, the
agency shall obtain a letter from the OAG certifying that the agency has
authority to make the additional changes.
The order of executive branch review shall be as follows:
a. DPB. DPB shall review the final stage package to determine
whether it complies with all requirements of this Executive Order, applicable
statutes, and other policies of the Commonwealth. In particular, DPB shall
assess the effect of any substantive changes made since the publication of the
proposed regulation and the responsiveness of the agency to public comment.
Within 14 days of receiving a complete final regulation package from the
agency, the Director of DPB shall prepare a policy analysis before advising the
appropriate Secretary and the Governor of the results of the review.
b. Cabinet Secretary. The Secretary shall review the final
stage regulation package within 14 days and forward a recommendation to the
Governor.
c. Governor. The Chief of Staff to the Governor is hereby
authorized to approve or disapprove proposed final regulations on behalf of the
Governor.
B. Fast-Track Rulemaking Process
The fast-track rulemaking process is for rules that are
expected to be noncontroversial.
DPB shall review the fast-track regulation to determine whether
the regulatory change is appropriately within the intended scope of fast-track
regulatory authority, whether it complies with all other requirements of this
Executive Order and applicable statutes, and whether the contemplated
regulatory action comports with the policy of the Commonwealth. DPB shall
request the Governor's office to determine if the fast-track process is
appropriate when there is any question as to whether a package should be
allowed to proceed in this manner. The Governor shall retain discretion to
disapprove use of the fast-track rulemaking process when the Governor
determines use of this process is not in the public interest, the determination
of which shall be at the sole discretion of the Governor.
After a fast-track regulation has been submitted on the Town
Hall, executive branch review will proceed as follows:
1. OAG. The OAG will conduct a review of the proposed
fast-track regulation and produce a memorandum assessing the agency's legal
authority to promulgate the regulation. The OAG may also provide any advice,
recommendations, or other comments for consideration by the Governor with
respect to the fast-track regulation. After the OAG has completed its review,
the package will be submitted to DPB.
2. DPB. DPB shall determine within 10 days or less whether the
regulatory package is appropriate for the fast-track rulemaking process and
communicate this decision to the agency. After a package has been determined to
be appropriate for the fast-track process, the Director of DPB shall have 30
days to prepare a policy analysis and EIA before advising the appropriate
Secretary and the Governor of the results of the review.
3. Cabinet Secretary. The Secretary shall review the fast-track
regulation package within 14 days and forward a recommendation to the Governor.
4. Governor. The Chief of Staff to the Governor is hereby
authorized to approve or disapprove fast-track regulations on behalf of the
Governor.
C. Emergency Rulemaking Process
Emergency regulations may be promulgated by an agency if it
determines there is an emergency situation, consults with the OAG, and obtains
the approval of the Governor. Emergency regulations may also be promulgated in
situations in which Virginia statutory law or the appropriation act or federal
law or federal regulation requires that a state regulation be effective in 280
days or less from its enactment and the regulation is not exempt from the APA.
If the agency plans to replace the emergency regulation with a
permanent regulation, it should file an Emergency/NOIRA stage. The order of
executive branch review shall be as follows:
1. OAG. The OAG will conduct a review of the proposed emergency
regulation and produce a memorandum assessing the agency's legal authority to
promulgate the regulation. The OAG may also provide any advice,
recommendations, or other comments for consideration by the Governor with
respect to the proposed emergency regulation. After the OAG has completed its
review, the package will be submitted to DPB.
2. DPB. DPB shall review the proposed emergency regulatory
package to determine whether it complies with all requirements of this
Executive Order, applicable statutes, and other policies of the Commonwealth.
Within 10 days of receiving a complete emergency regulation package from the
agency, the Director of DPB shall prepare a policy analysis before advising the
appropriate Secretary and the Governor of the results of the review.
3. Cabinet Secretary. The Secretary shall review the proposed
emergency regulation package within 10 days and forward a recommendation to the
Governor.
4. Governor. The Chief of Staff to the Governor is hereby
authorized to approve or disapprove emergency regulations on behalf of the
Governor.
An emergency regulation shall be effective for up to 18 months
and may be extended for up to an additional six months if, despite the
rulemaking entity's best efforts, a permanent replacement regulation cannot
become effective before it expires. If an agency wishes to extend an emergency
regulation beyond its initial effective period, the agency shall submit an
emergency extension request to the Governor's Office via the Town Hall as soon
as the need for the extension is known and no later than 30 days before the
emergency regulation is set to expire. The emergency extension request must be
granted prior to the expiration date of the emergency regulation, pursuant to
§ 2.2-4011(D) of the Code of Virginia.
Periodic Review of Existing Regulations
Every existing state regulation shall be reviewed at least once
every four years by the promulgating agency, unless specifically exempted from
periodic review by the Governor. A periodic review shall include notice to the
public, a public comment period (minimum of 21 days), and a result to be
announced no later than 60 days after the close of the public comment period.
The review shall ensure that each regulation complies with the
principles set out in this Executive Order. In addition, each periodic review
shall include an examination by the OAG to ensure statutory authority for the
regulation and that the regulation does not exceed the agency's rulemaking
authority. Agencies shall cooperate with reviews of regulations by the OAG,
including, but not limited to, reasonable requests for data and other
supporting information as may be necessary to conduct the review.
The periodic review must be conducted on the Town Hall and may
be accomplished either during the course of a comprehensive regulatory action
using the standard rulemaking process, or (2) by using the periodic review
feature as follows:
A. During the course of a comprehensive rulemaking using the
standard regulatory process. If the agency already plans to undertake a
standard regulatory action, the agency can fulfill the periodic review
requirement by including a notice of a periodic review in the NOIRA. When the
proposed stage is submitted for executive branch review, the ABD shall include
the result of the periodic review. When a regulation has undergone a
comprehensive review as part of a regulatory action and when the agency has
solicited public comment on the regulation, a periodic review shall not be
required until four years after the effective date of the regulatory action.
B. Using the periodic review feature. If, at the time of the
periodic review, the agency has no plans to begin a comprehensive rulemaking
using the standard rulemaking process, then the agency shall use the periodic
review feature to announce and report the result of a periodic review. If the
result of the periodic review is to amend the regulation, the agency shall link
the periodic review with the subsequent action to amend the regulation. If the
result is to retain the regulation as is, the agency shall so indicate using
the appropriate Town Hall form.
In addition to the procedures described above, the Governor may
request a periodic review of a regulation at any time deemed appropriate. Such
a request may outline specific areas to be addressed in the review. In the case
of such a request, the agency shall follow the procedures for periodic review
as established herein or such other procedures as may be stipulated by the
Governor.
Petitions for Rulemaking
Agencies shall post petitions for rulemaking and decisions to
grant or deny the petitions on the Town Hall, in accordance with the timeframes
established in § 2.2-4007 of the Code of Virginia.
Regulatory Timeframe Deadlines
If an agency fails to meet any regulatory timeframe deadlines
set forth below, it shall submit a report to its Cabinet Secretary and DPB no
later than December 31 of the year in which the timeframe deadline is not met.
This report shall include the Town Hall action and stage number, as well as an
explanation of why the timeframe deadline was not met. The report must contain
the following missed regulatory timeframe deadlines:
A. For regulatory actions that have multiple stages, the period
between the close of a public comment period and when the next stage is
submitted on the Town Hall shall not exceed 180 days.
B. Agencies have 14 days to submit a regulatory package to the
Register once they have been authorized to do so.
Electronic Availability of Meeting Agenda and Minutes
Executive branch agencies shall
post the notice of, and agenda for, a public regulatory meeting on the Town
Hall at least 7 days prior to the date of the meeting, except if it is
necessary to hold an emergency meeting in which case the agenda shall be posted
as soon as possible.
In addition, agencies that
promulgate regulations and keep minutes of regulatory meetings shall post such
minutes of those meetings on the Town Hall in accordance with the timeframes
established in § 2.2-3707 and § 2.2-3707.1 of the Code of Virginia.
Legislative Mandates
By July 1 of each year, agencies shall post on the Town Hall
all legislative mandates for rulemaking activity required by the most recent
session of the General Assembly. The agency shall then link each legislative
mandate with the regulatory action that implements the mandate.
Electronic Availability of Guidance Documents
Agencies shall post all guidance documents or a link to each
agency guidance document, as defined by § 2.2-4001 of the Code of
Virginia, on the Town Hall. Any changes to a guidance document or a guidance
document link shall be reflected on the Town Hall within 10 days of the change.
Effective Date of the Executive Order
This Executive Order rescinds and replaces Executive Order
Number 17 (2014) issued by Governor Terence R. McAuliffe. This Executive Order
s hall become effective on June 29, 2018, and shall remain in full force and
effect until July 16, 2018, unless amended or rescinded by further executive
order.
Given under my hand and under the Seal of the Commonwealth of
Virginia on this 29th day of June, 2018.
/s/ Ralph S. Northam
Governor