GOVERNOR
EXECUTIVE ORDER NUMBER FORTY-FIVE
(2019)
Floodplain Management Requirements and
Planning Standards for State Agencies, Institutions, and Property
Importance of the Initiative
Executive Order 24 "Increasing Virginia's Resilience to
Sea Level Rise and Natural Hazards," issued in November 2018, set the
Commonwealth on a course towards addressing its risk and resilience to natural
hazards, including flooding. A key element of that Order required an analysis
of flooding and flood preparedness in the Commonwealth. Based on that analysis,
the Commonwealth must establish new policies and directives to ensure that
necessary actions are taken to protect state property from the risk of floods.
Background
Flooding remains the most common and costly natural disaster in
Virginia and the United States. With more than 100,000 miles of streams and
rivers, as well as 10,000 miles of estuarine and coastal shoreline, Virginia's
flood risk is statewide, comes in many forms, and is increasing because of
climate change and increased development in flood-prone areas. In 1987, in
order to improve Virginia's flood protection programs and to consolidate all
related programs in one agency, responsibility for coordination of all state
floodplain programs was transferred from the State Water Control Board to the
Department of Conservation and Recreation (DCR). Section 10.1-602 of the Code
of Virginia names DCR as the manager of the state's floodplain program and the
designated coordinating agency of the National Flood Insurance Program (NFIP).
The Code stipulates that the Director of DCR or his designee shall serve as the
State Coordinator for the NFIP.
DCR's Floodplain Management Program was created to minimize
Virginia's flood hazards. In particular, it aims to prevent loss of life,
reduce property damage, and conserve natural and beneficial values of state
rivers and coastal floodplains. To achieve these goals, DCR promotes NFIP
compliance and participation, offers technical assistance and community
education, coordinates with other local, state and federal agencies, and
provides funding through the Dam Safety, Flood Prevention and Protection
Assistance Fund (§ 10.1-603.16 et. seq. of the Code of Virginia).
Participation in the NFIP allows the Commonwealth to receive
many types of disaster assistance, development loans, and other financial
resources. The continued availability of these resources is dependent on
compliance with the NFIP. Lack of compliance with the NFIP could result in the
Commonwealth's suspension from the program, increased flood insurance costs,
loss of NFIP flood insurance policies, inability to secure federally-backed
mortgages and loans, and increased unreimbursed disaster costs for the
Commonwealth.
The floodplain management policies identified in this Order are
intended to avoid unnecessary costs from flooding, to reduce risks to human
health, safety, and welfare, and to protect, preserve, and enhance the natural
and beneficial uses of properly-managed floodplains to property and development
under state ownership.
Virginia state government agencies have been operating under
Executive Memorandum 2-97. Much has changed since then-Governor George Allen
issued that memorandum. Now, in light of those changed conditions, it is
necessary to establish clear policies and standards for state agencies.
Requirements for State-owned Properties in Flood-Prone Areas
Participation in the NFIP is contingent on a community
voluntarily adopting floodplain management regulations that meet NFIP minimums
as established by the Federal Emergency Management Agency (FEMA). In order to
ensure the Commonwealth, as a participating community, complies with the NFIP
as outlined in 44 CFR § 60.11-13 and is prepared for current and future
flood conditions, this Order establishes mandatory standards for development1
of state-owned properties in Flood-Prone Areas, which include Special Flood
Hazard Areas,2 Shaded X Zones,3 and the Sea Level Rise
Inundation Area.4 These standards shall apply to all state agencies.5
1. Development in Special Flood Hazard Areas and Shaded X
Zones
A. All development, including buildings, on state-owned
property shall comply with the locally-adopted floodplain management ordinance
of the community in which the state-owned property is located and any
flood-related standards identified in the Virginia Uniform Statewide Building
Code.
B. If any state-owned property is located in a community that
does not participate in the NFIP, all development, including buildings, on such
state-owned property shall comply with the NFIP requirements as defined in 44
CFR §§ 60.3, 60.4, and 60.5 and any flood-related standards identified in
the Virginia Uniform Statewide Building Code.
(1) These projects shall be submitted to the Department of
General Services (DGS), for review and approval.
(2) DGS shall not approve any project until the State NFIP
Coordinator has reviewed and approved the application for NFIP compliance.
(3) DGS shall provide a written determination on project
requests to the applicant and the State NFIP Coordinator. The State NFIP
Coordinator shall maintain all documentation associated with the project in
perpetuity.
C. No new state-owned buildings, or buildings constructed on
state-owned property, shall be constructed, reconstructed,6
purchased, or acquired by the Commonwealth within a Special Flood Hazard Area
or Shaded X Zone in any community
unless a variance is granted by the Director of DGS, as outlined in this Order.
2. Variance Process
A. The Director of DGS may consider a variance to the
requirements listed above if the following conditions are met:
(1) It has been demonstrated that granting of a variance will
not result in increased flood heights, additional threats to public safety,
extraordinary public expense, create nuisances, cause fraud on or victimization
of the public, or in the case of NFIP participating communities, conflicts with
their existing local floodplain ordinances.
(2) The design of the building or structure complies with the
freeboard standards adopted in this Order.
(3) Buildings or structures are demonstrated to be a functionally
dependent use, such as water treatment facilities, boat houses, fish
hatcheries, and other similar uses, or
(4) Buildings or structures are historic and require repair or
rehabilitation and it has been demonstrated that the proposed repair or rehabilitation
will not preclude the structure's continued designation as a historic structure
and the variance is the minimum necessary to preserve the historic character
and design of the structure, or
(5) Buildings or structures are demonstrated to be necessary to
protect public health, safety, and welfare.
B. The Director of DGS shall not approve any variance to the
requirements set forth in Section 1 until the State NFIP Coordinator has
reviewed and approved the application for NFIP compliance.
C. A variance to the requirements set forth in Section 1 does
not waive the requirement to comply with a local floodplain ordinance, Virginia
Uniform Statewide Building Code, or the requirements outlined in 44 CFR §§
60.3, 60.4, or 60.5, as applicable.
D. The Director of DGS shall provide written rulings on
variance requests to the applicant, the local community, and the State NFIP
Coordinator. The State NFIP Coordinator shall maintain all documentation
associated with the variance in perpetuity.
E. Any state agency that has received a variance prior to this
Order shall provide the variance documentation to the State NFIP Coordinator to
be maintained in perpetuity.
3. Freeboard7
Standards for State-Owned Buildings in Flood-Prone Areas
A. Riverine Areas
(1) All new state-owned buildings located in a Special Flood
Hazard Area shall be constructed so that the top of the lowest floor, including
all equipment, is no less than three (3) feet above the Base Flood Elevation
(or Flood Depth if an AO Zone), based on the effective Flood Insurance Rate Map
and Flood Insurance Study for that area.
(2) All new state-owned buildings located in a Shaded X Zone
shall be constructed so that the top of the lowest floor, including all
equipment, is no less than three (3) feet above the Water Surface Elevation or
the Base Flood Elevation of the adjacent Special Flood Hazard Area, whichever
is less, based on the effective Flood Insurance Rate Map and Flood Insurance
Study for that area.
B. Coastal Areas
(1) All new state-owned buildings located in a Special Flood
Hazard Area shall be constructed so that the bottom of the lowest horizontal
structural member of the lowest floor, including all equipment, is no less than
three (3) feet above the Base Flood Elevation (or Flood Depth if an AO Zone),
based on the effective Flood Insurance Rate Map and Flood Insurance Study for
that area.
(2) All new state-owned buildings located in a Shaded X Zone
shall be constructed so that the bottom of the lowest horizontal structural
member of the lowest floor, including all equipment, is no less than three (3)
feet above the Water Surface Elevation or the Base Flood Elevation of the
adjacent Special Flood Hazard Area, whichever is less, based on the effective
Flood Insurance Rate Map and Flood Insurance Study for that area. Wave action
must be accounted for in the Water Surface Elevation.
C. Sea Level Rise Inundation Areas
(1) All new state-owned buildings located in a Sea Level Rise
Inundation Area and any Special Flood Hazard Area shall be constructed so that
the bottom of the lowest horizontal structural member of the lowest floor,
including all equipment, is no less than eight (8) feet above the Base Flood
Elevation (or Flood Depth if an AO Zone), based on the effective Flood
Insurance Rate Map and Flood Insurance Study for that area.
(2) All new state-owned buildings located in a Sea Level Rise
Inundation Area and any Shaded X Zone shall be constructed so that the bottom
of the lowest horizontal structural member of the lowest floor, including all
equipment, is no less than eight (8) feet above the Water Surface Elevation or
the Base Flood Elevation of the adjacent Special Flood Hazard Area, whichever
is less, based on the effective Flood Insurance Rate Map and Flood Insurance
Study for that area. Wave action must be accounted for in the Water Surface
Elevation in coastal areas.
(3) All new state-owned buildings located in a Sea Level Rise
Inundation Area but not in a Special Flood Hazard Area or Shaded X Zone shall
be built so that the bottom of the lowest horizontal structural member of the
lowest floor, including all equipment, is no less than five (5) feet above the
mean sea level to account for future flood conditions. This freeboard standard
is based on the Sea Level Rise Planning Standards identified in Section 4
below.
(4) The freeboard standards outlined in paragraphs 3C(1) and
3C(2) above is to account for future flood conditions and is based on three (3)
feet of freeboard and the Sea Level Rise Planning Standards identified in
Section 4 below.
D. If a Base Flood Elevation or Water Surface Elevation is not
available, the state agency constructing the new state-owned building or
structure shall have this elevation determined by a professional engineer in
accordance with current hydrologic and hydraulic engineering analyses.
E. To reduce flood damages and allow for future adaptation
opportunities, all new state-owned buildings located in Flood-Prone Areas shall
be built using adaptive designs below the lowest floor.
F. The freeboard standards identified in this section shall
apply to all new state-owned buildings receiving funding authorization on or
after January 1, 2021.
4. Sea Level Rise Planning Standards
A. Based on recommendations from the Virginia Institute of
Marine Science and the Commonwealth Center for Recurrent Flooding Resilience,
the Commonwealth shall use the National Oceanographic and Atmospheric
Administration (NOAA) Intermediate-High scenario curve, last updated in 2017,
as the state standard for predicting sea level rise.
B. When scoping, designing, siting, and constructing
state-owned buildings, a 50-year mid-life estimate for building longevity shall
be used, which, under the NOAA Intermediate-High scenario curve, last updated
in 2017, equates to nearly four (4) feet of sea level rise by 2070. This
standard has been incorporated into the freeboard standards above, with an
additional one (1) foot added to account for high tide.
C. The sea level rise planning standards identified in A and B
of this section shall apply to all new state-owned buildings receiving funding
authorization on or after January 1, 2021.
D. Additional studies and periodic updates of these planning
standards shall be at the discretion of the Chief Resilience Officer.
5. Establishing Guidance Documentation
A. The Department of Conservation and Recreation, after
consulting with DGS, shall develop a guidance document by October 1, 2020 to
provide state agencies the methodology for complying with the freeboard
standards and sea level rise planning standards adopted in this Order.
Establishing State-level Floodplain Management Standards for
State Agencies
The Chief Resilience Officer shall convene a workgroup to
establish state-level, NFIP compliant requirements for all development
activities by state agencies on state-owned property within Flood-Prone Areas.
The Secretaries of Administration, Commerce and Trade, Education, Natural
Resources, Agricultural and Forestry, Public Safety and Homeland Security,
Transportation, and Health and Human Resources, as well as the Special Assistant
to the Governor for Coastal Adaptation and Protection or their designees, and
any additional state officials designated by the Chief Resilience Officer shall
comprise the members of the workgroup. The requirements and standards developed
by the workgroup and approved by the Chief Resilience Officer shall replace the
requirements in paragraphs 1A and 1B and shall incorporate the standards for
state-owned buildings adopted in this Order.
1. As the state NFIP coordinating agency, the Department of
Conservation and Recreation shall serve as lead staff to the workgroup.
2. The workgroup shall develop mandatory standards applicable
to all state development in order to conform such development to the minimum
requirements of the NFIP. The workgroup may also develop standards that exceed
NFIP minimums that will enhance protection of life and property after analyzing
short and long term costs to the Commonwealth.
3. Such standards shall include a process for permitting
development in accordance with the established standards, a process for
enforcing the established standards, and a process for documenting and
maintaining records of any variances and development.
4. Such standards will incorporate the freeboard and sea level
rise planning standards adopted in this Order.
5. Such standards shall include a process by which agencies may
seek a variance from the standards developed by this workgroup. The process
shall include a final review and approval process of any requests for a
variance, which shall be done by the Department of Conservation and Recreation.
Effective Date of the
Executive Order
This Executive Order rescinds Executive Memorandum 2-97:
Floodplain Management Program for State Agencies, issued by Governor George
Allen.
This Executive Order shall be effective November 15, 2019, and
shall remain in full force and effect until superseded or rescinded by further
executive action.
/s/ Ralph S. Northam
Governor
________________________________________
1Development for NFIP purposes is defined in 44 CFR §
59.1 as "Any man-made change to improved or unimproved real estate,
including but not limited to buildings or other structures, mining, dredging,
filling, grading, paving, excavation or drilling operations or storage of
equipment or materials."
2The Special Flood Hazard Area may also be referred to
as the 1% annual chance floodplain or the 100-year floodplain, as identified on
the effective Flood Insurance Rate Map and Flood Insurance Study. This includes
the following flood zones: A, AO, AH, AE, A99, AR, AR/AE, AR/AO, AR/AH, AR/A,
VO, VE, or V.
3The Shaded X Zone may also be referred to as the 0.2%
annual chance floodplain or the 500-year floodplain, as identified on the
effective Flood Insurance Rate Map and Flood Insurance Study.
4The Sea Level Rise Inundation Area referenced in this
Order shall be mapped based on the National Oceanic and Atmospheric
Administration Intermediate-High scenario curve for 2100, last updated in 2017,
and is intended to denote the maximum inland boundary of anticipated sea level
rise.
5"State agency" shall mean all entities in the
executive branch, including agencies, offices, authorities, commissions,
departments, and all institutions of higher education.
6"Reconstructed" means a building that has
been substantially damaged or substantially improved, as defined by the NFIP
and the Virginia Uniform Statewide Building Code.
7"Freeboard" is a factor of safety usually
expressed in feet above a flood level for purposes of floodplain management, as
defined by FEMA.