TITLE 1. ADMINISTRATION
STATE BOARD OF ELECTIONS
Final Regulation
REGISTRAR'S NOTICE: The
State Board of Elections is claiming an exemption from the Administrative
Process Act pursuant to § 2.2-4002 B 8 of the Code of Virginia, which
exempts agency action relating to the conduct of elections or eligibility to
vote.
Title of Regulation: 1VAC20-40. Voter Registration (amending 1VAC20-40-70).
Statutory Authority: § 24.2-103 of the Code of Virginia.
Effective Date: June 1, 2016.
Agency Contact: Paul Stenbjorn, Director of Election
Administration and Election Technology Certification and Security, Department
of Elections, 1100 Bank Street, Richmond, VA 23219, telephone (804) 864-8952,
or email paul.stenbjorn@elections.virginia.gov.
Summary:
The amendments (i) revise the list of omissions not
considered material for purposes of determining completeness of the voter
registration application, (ii) address the use of the voter registration
application to change the name or address of the voter, (iii) require general
registrars to accept or deny applications within 30 days of receipt, and (iv)
make a technical change to reflect the establishment of the Department of
Elections.
1VAC20-40-70. Applications for voter registration; affirmation
of United States citizenship.
A. [ Form and signature. 1. ] Applications
for voter registration shall be on a form approved by the State Board of
Elections or appropriate federal agency.
[ 2. ] Applications for voter registration
must be signed by the applicant. If the applicant is unable to sign due to a
physical disability, the name and address of the person assisting the voter
shall be entered on the application according to the form instructions.
[ A signature is required by each applicant for voter registration unless
the applicant is an individual with physical disabilities. An applicant with
physical disabilities who does not sign the form must indicate physical
disability in Box 7 or the application will be denied. ]
B. Material omissions on applications for voter
registration in general. The following omissions are not material if any
of the following, or combination thereof, exists and a voter
registration application [ may shall ] not
be denied for failure to include one or more of the following:
[ 1. Daytime telephone number; ]
2. Description of a rural address;
3. [ 2. Mailing address different
from residence address; ]
4. [ 3. Date of the application; ]
5. Whether the applicant is interested in working as an
election official [ 4. Response indicating interest in serving
as an election officer; ]
6. Whether the applicant requests to have his residence
address excluded from published lists [ 5. Protected voter code; ]
7. Whether the applicant has a disability that requires
accommodation in order to vote [ 6. Response indicating the
applicant has a physical disability; ] or
8. [ 7. Gender ].
[ ;
8. Social security number if the applicant writes
"none" in Box 1;
9. Response indicating military service or status as a
qualified spouse or dependent;
10. Response indicating United States citizenship in Box
1 if the applicant has signed the affirmation;
11. Response affirmatively indicating that the applicant
is not a felon in Box 5 if the applicant has signed the affirmation;
12. Response affirmatively indicating that the applicant
has not been previously adjudicated to be mentally incapacitated in Box 5 if
the applicant has signed the affirmation;
13. Signature of applicant if applicant indicates that
he is an individual with physical disabilities in Box 7;
14. Address at which the voter is previously registered
if the previous voter registration address is available in the Virginia
Election and Registration Information System;
15. Witness signature in Box 7;
16. Middle name if the voter indicates "none";
or
17. Generational suffix.
1. Social security number if the applicant checks the box
indicating no SSN was ever issued;
2. Gender;
3. Generational suffix;
4. Middle name if the voter checks the box indicating none;
5. Email address;
6. Daytime telephone number;
7. Response indicating protected voter status, military
status, overseas status, or any other information requested in Box 4;
8. Mailing address;
9. State in which the applicant is currently registered if
the applicant is currently registered in Virginia;
10. Response indicating interest in serving as an officer
of election;
11. Signature of applicant if applicant indicates that he
is an individual with physical disabilities;
12. Response indicating the applicant has a physical
disability if the application is signed by the applicant; or
13. Date of the application. ]
C. Middle name may be material to determining eligibility to
vote. If the applicant does not include a middle name and does not
[ indicate check the box indicating ] none,
the registrar shall:
1. As far as practical, attempt to contact the applicant and
obtain his middle name or lack thereof to determine if the application is
complete.
a. If the applicant indicates that he has no middle name, the
registrar shall process the application.
b. If the applicant indicates that he has a middle name, the
registrar shall inform the applicant that the middle name is required, deny the
application, and send the applicant a new application.
2. If the registrar is unable to contact the applicant and therefore
unable to determine if the application is incomplete, he shall give the benefit
of doubt to the applicant and process the application.
D. A general registrar shall not change information provided
by an applicant on an application for voter registration without written
authorization signed by the applicant.
E. Persons identified as noncitizens in reports from the
Department of Motor Vehicles or other state or federal government sources
shall have the opportunity to affirm United States citizenship status using any
approved voter registration application or other form containing the required
affirmation. The State Board of Elections shall automate the process for
requesting affirmation of United States citizenship prior to cancellation.
F. If the individual submitting the application is
currently a registered voter in Virginia, then the registrar must process the
application as a request to update or change the registered voter's information
if the application contains new information and is signed by the voter.
[ If a registered voter with a physical disability only includes a
mark in Box 7, then the request must also be signed by a witness in Box 7. ]
F. G. For cases not covered by this section,
the general registrar in consultation with the [ electoral board and ]
State Board Department of Elections [ staff ]
shall determine materiality on a case-by-case basis [ . When this
occurs, the Department of Elections shall make recommendations to the State
Board of Elections ] that may result in further amendment of this
regulation.
[ H. General registrars must provide the voter notice
of having accepted or denied a voter registration applicant within 30 days of
receiving a voter registration application. Days during which registration
records are closed before elections pursuant to § 24.2-416 of the Code of
Virginia shall not be applicable to the calculation of the 30-day processing
time.
I. General registrars may not ask for additional
information regarding the applicant's restoration of rights from any applicant
who indicates that his voting rights have been restored if the applicant's
restoration information appears in the Secretary of the Commonwealth's database
accessible to general registrars.
J. Prior versions of any voter registration application
shall be accepted for registration. Prior versions of any voter registration
application may not be denied for failure to provide information that is deemed
not material in this section.
K. If a general registrar receives an application by mail
after the voter registration records have been closed pursuant to
§ 24.2-416 of the Code of Virginia from an applicant who indicates (i)
active duty uniformed services member, (ii) spouse or dependent of an active
duty uniformed services member, or (iii) overseas citizen status, then the
general registrar must contact the applicant to determine whether the applicant
qualifies for an extended voter registration deadline. The general registrar
may accept information from the applicant indicating that the applicant is qualified
either orally or in writing. ]
NOTICE: Forms used in
administering the following regulation have been filed by the State Board of
Elections. The forms are not being published; however, online users of this
issue of the Virginia Register of Regulations may click on the name of the new
or amended form to access it. The forms are also available from the agency
contact or may be viewed at the Office of the Registrar of Regulations, General
Assembly Building, 2nd Floor, Richmond, Virginia 23219.
FORMS (1VAC20-40)
Virginia Voter Registration Application Form, SBE-416.2
(rev. 7/13)
[ Virginia Voter Registration Application Form,
VA-NVRA-1 (rev. 7/15)
Virginia
Voter Registration Application Form, VA-NVRA-1 (rev. 4/2016) ]
National Voter Registration Application Form,
Register to Vote in Your State by Using this Postcard Form and Guide (rev.
3/2006)
Voter Photo Identification Card Application
(undated)
VA.R. Doc. No. R15-4128; Filed May 25, 2016, 10:22 a.m.
TITLE 1. ADMINISTRATION
STATE BOARD OF ELECTIONS
Proposed Regulation
REGISTRAR'S NOTICE: The State Board
of Elections is claiming an exemption from the Administrative Process Act
pursuant to § 2.2-4002 B 8 of the Code of Virginia, which exempts agency
action relating to the conduct of elections or eligibility to vote.
Title of Regulation: 1VAC20-60. Election
Administration (adding 1VAC20-60-35).
Statutory Authority: § 24.2-103 of the Code of Virginia.
Public Hearing Information: No public hearings are
scheduled.
Public Comment Deadline: July 4, 2016.
Agency Contact: Brooks C. Braun, Policy Analyst,
Department of Elections, 1100 Bank Street, Richmond, VA 23219, telephone (804)
864-8924, or email brooks.braun@elections.virginia.gov.
Summary:
In accordance with § 24.2-310 of the Code of Virginia,
the regulation provides instructions to local electoral boards and general
registrars to assist localities in complying with the requirements of the
Virginians with Disabilities Act (§ 51.5-1 et seq.
of the Code of Virginia), the Voting Accessibility for the Elderly and
Handicapped Act (52 USC § 20101 et seq.), and the Americans with
Disabilities Act relating to public services (42 USC § 12131 et seq.).
1VAC20-60-35. Polling place accessibility assessments.
A. This section applies to (i) the staff or other
individuals designated by Virginia's protection and advocacy program designated
by the Governor pursuant to § 51.5-39.13 of the Code of Virginia and the Help
America Vote Act, (ii) the members of the State Board of Elections, (iii) the
Commissioner of Elections, and (iv) individuals designated by the Commissioner
to assess the compliance of a polling place with § 24.2-310 C of the Code of
Virginia.
B. Individuals identified in subsection A of this section
are authorized to access any polling place on or before any election day to
conduct activities related to assessing compliance with § 24.2-310 C.
C. When practical, any person observing under this section
for the purpose of assessing polling place accessibility shall notify the
general registrar at least 24 hours in advance of his intent to assess polling
place accessibility.
D. Designated accessibility observers shall be allowed to
take accessibility measurements to ensure compliance with polling place
accessibility requirements unless it is disruptive or interferes with the
administration of the election.
E. Designated accessibility observers shall be allowed to
take photos and video to document compliance with the accessibility requirements
unless it is disruptive or interferes with the administration of the election.
F. Designated accessibility observers shall be allowed to
wear shirts or name tags identifying themselves as official designated
accessibility observers.
G. Election officials, including poll workers, shall
facilitate the work of designated accessibility observers in making
accessibility assessments.
VA.R. Doc. No. R16-4743; Filed May 25, 2016, 10:54 a.m.
TITLE 2. AGRICULTURE
BOARD OF AGRICULTURE AND CONSUMER SERVICES
Proposed Regulation
REGISTRAR'S NOTICE:
Chapter 564 of the 2016 Acts of Assembly provides that initial regulations
adopted by the Board of Agriculture and Consumer Services to implement § 3.2-4411.1 (effective July 1, 2016) of the Code of Virginia
are exempt from Article 2 (§ 2.2-4006 et seq.) of the Administrative
Process Act provided the board publishes proposed regulations in the Virginia
Register of Regulations and allows at least 30 days for public comment, to
include an online public comment forum on the Virginia Regulatory Town Hall,
after publication.
Title of Regulation: 2VAC5-319. Best Management
Practices for the Operation of Apiaries in Order to Limit Operator Liability (adding 2VAC5-319-10, 2VAC5-319-20,
2VAC5-319-30).
Statutory Authority: § 3.2-4411.1 of the Code of Virginia.
Public Hearing Information: No public hearings are
scheduled.
Public Comment Deadline: July 13, 2016.
Agency Contact: Debra Martin, Program Manager, Office of
Plant Industry Services, Department of Agriculture and Consumer Services, P.O.
Box 1163, Richmond, VA 23218, telephone (804) 786-3515, FAX (804) 371-7793, or
email debra.martin@vdacs.virginia.gov.
Summary:
Chapter 564 of the 2016 Acts of Assembly provides that a
beekeeper shall not be liable for any personal injury or property damage that
occurs in connection with his keeping and maintaining of bees, bee equipment,
queen breeding equipment, apiaries, or appliances if he follows best management
practices established in regulations adopted by the Board of Agriculture and
Consumer Services. This regulation implements Chapter 564 of the 2016 Acts of
Assembly by establishing best management practices for persons operating
apiaries in order to limit operator liability.
CHAPTER 319
BEST MANAGEMENT PRACTICES FOR THE OPERATION OF APIARIES IN ORDER TO LIMIT
OPERATOR LIABILITY
2VAC5-319-10. Definitions.
The following words and terms when used in this chapter
shall have the following meanings unless the context clearly indicates
otherwise:
"Apiary" means any place where one or more
colonies of bees are kept.
"Apiary operator" means a person who operates an
apiary and seeks to limit his liability for any personal injury or property
damage that occurs in connection with his keeping and maintaining of bees, bee
equipment, queen breeding equipment, apiaries, or appliances as provided for in
§ 3.2-4411.1 of the Code of Virginia.
"Bee" means the honey bee, Apis mellifera and
genetic variations thereof, at any living stage and may include other
hymenopterous insects that depend on pollen and nectar for food.
"Bee equipment" means hives and hive parts
including frames, supers, covers, bottom boards, and beekeeping apparel.
"Colony" means a queenright assemblage of social
bees capable of reproducing.
"Comb" means a mass of six-sided cells used by
honey bees in which brood is reared and honey and pollen are stored.
"Disease" means departure from a sound state of
health of bees characterized by visible symptoms including American foulbrood
and any other diseases, insects, mites, or bee pests.
"Division" means to separate a bee colony into
two or more hives.
"EHB" mean European honey bees.
"Foundation" means a template, base, or midrib used
for the production of straight, movable comb in a frame.
"Frame" means a wooden or plastic form, usually
consisting of four sides, designed to hold comb spaced between 1/4 inch and 3/8
inch apart and to allow for removal of the frame without damage to the comb.
"Hive" means a box, skep, barrel, log gum, or
other container used as a domicile for bees.
"Split" means a division of a bee colony for the
purposes of increasing the number of hives.
"Swarm" or "swarming" means a form of
propagation of bees in which all or a portion of a colony, usually containing
at least one queen, departs from its original hive to establish a new colony.
2VAC5-319-20. Limitation of liability.
A. An apiary operator operating in conformance with
§ 3.2-4411.1 of the Code of Virginia and this chapter shall not be liable
for any personal injury or property damage that occurs in connection with his
keeping and maintaining of bees, bee equipment, queen breeding equipment,
apiaries, or appliances. This limitation of liability does not apply to
intentional tortious conduct or acts or omissions constituting gross negligence
or negligence.
B. A person is not required to comply with the provisions
of this chapter unless he seeks to limit his liability as provided for in
§ 3.2-4411.1 of the Code of Virginia.
2VAC5-319-30. Best management practices.
A. An apiary operator shall comply with local, state, and
federal ordinances, regulations, and laws pertaining to beekeeping.
B. An apiary operator shall maintain a healthy populous
colony of bees by:
1. Removing or securely sealing any empty bee equipment in
an apiary. For the purpose of this subdivision, "empty" means without
bees but containing comb or other materials attractive to bees;
2. Removing all colonies in a state of decline or combining
such colonies with other colonies;
3. Repairing or replacing old, worn, or defective hive
boxes, frames, and other bee equipment;
4. Replacing frames containing old comb with new or cleaned
frames containing foundation such that all comb in a hive is replaced every
five to seven years;
5. Maintaining a minimum of 20 pounds of honey in a hive
with the equivalent of one frame of pollen stores for brood production during
the growing season;
6. Preventing disturbance or injury to bee colony or hive
by vertebrate pests; and
7. Monitoring disease and pest levels to ensure that
treatment thresholds are not exceeded. An apiary operator shall manage the
colony to address any disease or pest infestation or remove all disease or
pest-infested hives that may be detrimental to the health of other colonies in
the vicinity of the apiary. An apiary operator shall inspect hives for disease
at least once every three months.
C. For the purposes of this subsection, (i) "full
hive" means a hive consisting of a minimum of two eight-frame deep hive
boxes for a Langstroth-style hive, or a hive of equivalent capacity, that has
movable frames with combs, and (ii) "nucleus hive" means a hive with
less capacity than a full hive. A full hive should enter the winter with a
minimum of 60 pounds of honey and the equivalent of four frames of pollen
stores. A nucleus hive should enter the winter with a minimum of 30 pounds of
honey and the equivalent of two frames of pollen stores.
D. An apiary operator shall practice proper management and
control techniques to reduce the likelihood of swarming.
E. An apiary operator shall maintain all colonies at least
10 feet away from property lines to prevent an individual from impeding normal
bee flight activity from a hive. An apiary operator shall place all colonies
that are less than 40 feet from a property line behind a barrier that is no
less than six feet in height and is located between the colony and the property
line. Barriers should be of sufficient density, length, and height to establish
bee flyways six feet or higher above ground level.
F. An apiary operator shall maintain a water source within
50 feet of a colony or less than one-half the distance to the nearest unnatural
water source, whichever is closest. An unnatural water source includes a
swimming pool, bird bath, and pet or livestock watering receptacle.
G. An apiary operator shall not maintain an apiary within
50 feet of any animal that is tethered, kenneled, or otherwise prevented from
escaping a possible stinging incident.
H. An apiary operator shall avoid opening or disturbing a
colony when another person is participating in outside non-beekeeping
activities or using machinery within 150 feet of the apiary.
I. An apiary operator shall only maintain a colony with
EHB or EHB hybrid stock and shall:
1. Obtain queens, packaged bees, nucleus colonies, or
established hives from suppliers providing EHB stock, or obtain a queen and
bees from a local supplier;
2. Not obtain queens or bees from suppliers within 100
miles from known Africanized honey bee populations;
3. Introduce queens from healthy stock when making
divisions or splits of established colonies;
4. Replace queens in all captured or trapped swarms within
30 days of capturing or trapping swarms;
5. Replace queens in all colonies every two years to
minimize swarming behavior; and
6. Mark the thorax or clip a wing of the queens prior to
their introduction to splits, swarms, and colonies.
VA.R. Doc. No. R16-4712; Filed May 26, 2016, 1:43 p.m.
TITLE 3. ALCOHOLIC BEVERAGES
ALCOHOLIC BEVERAGE CONTROL BOARD
Fast-Track Regulation
Title of Regulation: 3VAC5-40. Requirements for
Product Approval (amending 3VAC5-40-10).
Statutory Authority: §§ 4.1-103 and 4.1-111 of the Code
of Virginia.
Public Hearing Information: No public hearings are
scheduled.
Public Comment Deadline: July 13, 2016.
Effective Date: July 28, 2016.
Agency Contact: Shawn Walker, Director of Law
Enforcement, Department of Alcoholic Beverage Control, 2901 Hermitage Road,
Richmond, VA 23220, telephone (804) 213-4569, FAX (804) 213-4411, or email
shawn.walker@abc.virginia.gov.
Basis: Subdivision 13 of § 4.1-103 and subsection A of
§ 4.1-111 of the Code of Virginia give the Alcoholic Beverage Control
Board the authority to adopt reasonable regulations and do all acts necessary
and reasonable and advisable to carry out the provisions of Title 4.1 of the
Code of Virginia.
Purpose: The amendment follows the practice currently
followed by the board. The intended action is essential to the agency and the
public health, safety, and welfare by allowing the agency to require federal
label certification documentation to ensure that federal safety requirements
are adhered to by the manufacturer.
Rationale for Using Fast-Track Rulemaking Process: The
regulation is expected to be noncontroversial because it makes the process for
approval of a product for sale in Department of Alcoholic Beverage Control
(ABC) stores less burdensome on businesses and follows the current practice.
Substance: The amendment removes the requirement that
any person wishing to have products sold in ABC stores to provide a federal
certificate of label approval. The amendment permits the board to require a
copy of the certificate of label approval before approving it for sale in those
cases in which there are questions about the label or the product.
Issues: The advantage to the agency is the proposed
amendment is consistent with current practice and removes a requirement from
the approval process. The advantage to the public is to allow the agency to
verify authenticity and safety of products for human consumption regulated by
the agency. There are no disadvantages to the public or the Commonwealth.
Department of Planning and Budget's Economic Impact
Analysis:
Summary of the Proposed Amendments to Regulation. The Alcoholic
Beverage Control Board (Board) proposes to no longer require sellers of spirits
to submit a copy of the federal certificate of label approval before a spirit
can be sold in Department of Alcoholic Beverage Control (ABC) stores. The Board
proposes to instead insert permissive language for the Board to request a copy
of the certificate.
Result of Analysis. The benefits likely exceed the costs for
all proposed changes.
Estimated Economic Impact. Under the current regulation sellers
of spirits must submit a copy of the federal certificate of label approval
before a spirit can be sold in ABC stores. The Board proposes to remove this
requirement, and instead provide permissive language for the Board to request a
copy of the certificate. The purpose of this requirement is to make certain
that federal labeling requirements have been met and the product is approved by
the appropriate federal agency. According to ABC, when this requirement was
initially implemented there was no electronic database to verify such
information; but this information is currently available electronically. Consequently,
the Board does not now require a copy of the federal certificate. Thus, the
proposed change will conform to the current practice. As a result no
significant economic effect is expected other than improving the clarity of the
regulation.
Businesses and Entities Affected. The proposed regulation
applies to sellers of spirits sold in ABC stores. While ABC does not have
information on the number of individual sellers, it estimates that there are
approximately 10,000 products that are subject to the certificate requirement.
Localities Particularly Affected. The proposed changes apply
statewide.
Projected Impact on Employment. No impact on employment is
expected upon promulgation of this regulation.
Effects on the Use and Value of Private Property. No impact on
the use and value of private property is expected upon promulgation of this
regulation.
Real Estate Development Costs. No impact on real estate
development costs is expected.
Small Businesses:
Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
small business is defined as "a business entity, including its affiliates,
that (i) is independently owned and operated and (ii) employs fewer than 500
full-time employees or has gross annual sales of less than $6 million."
Costs and Other Effects. Approximately, 40 percent of the
affected entities are estimated to be small businesses. The cost and other
effects on small businesses are the same as discussed above.
Alternative Method that Minimizes Adverse Impact. No adverse
impact on small businesses is expected.
Adverse Impacts:
Businesses. The proposed regulation does not have an adverse
impact on non-small businesses.
Localities. The proposed regulation will not adversely affect
localities.
Other Entities. The proposed regulation will not adversely
affect other entities.
Agency's Response to Economic Impact Analysis: The
Department of Alcoholic Beverage Control concurs.
Summary:
The amendment eliminates the requirement that a federal
certificate of label approval be provided to the board before sale of the
product in a Department of Alcoholic Beverage Control (ABC) store, but allows
the board the option of asking for a certificate of label approval before
approving a product for sale in a store.
3VAC5-40-10. Spirits; labels, definitions and standards of
identity.
Spirits sold in the Commonwealth shall conform with
regulations adopted by the appropriate federal agency, relating to labels,
definitions, standards of identity, and standards of fill. In addition, the
prior approval of the board must be obtained as to the spirits, containers and
labels. Applicants shall furnish the board a certified copy of the approval
of the label by such federal agency. The board may request a copy of the
federal certificate of label approval before a product is approved for sale.
Subsequent sales under an approved label shall conform to the
analysis of the spirits originally approved by the board, and be packaged in
approved types and sizes of containers.
VA.R. Doc. No. R16-4625; Filed May 23, 2016, 12:12 p.m.
TITLE 3. ALCOHOLIC BEVERAGES
ALCOHOLIC BEVERAGE CONTROL BOARD
Fast-Track Regulation
Title of Regulation: 3VAC5-70. Other Provisions (amending 3VAC5-70-100).
Statutory Authority: §§ 4.1-103 and 4.1-111 of the Code
of Virginia.
Public Hearing Information: No public hearings are
scheduled.
Public Comment Deadline: July 13, 2016.
Effective Date: July 28, 2016.
Agency Contact: Shawn Walker, Director of Law
Enforcement, Department of Alcoholic Beverage Control, 2901 Hermitage Road,
Richmond, VA 23220, telephone (804) 213-4569, FAX (804) 213-4411, or email
shawn.walker@abc.virginia.gov.
Basis: Subdivision B 16 of § 4.1-111 of the Code of
Virginia requires that the Alcoholic Beverage Control Board promulgate a
regulation that prescribes the terms and conditions under which retail
on-premises licensees may provide a gift of an alcoholic beverage to a patron
or a bottle of wine to two or more patrons and the frequency of such gifts.
Purpose: This amendment is intended to meet specific
statutory requirements that a retail on-premises licensee may provide a gift of
one alcoholic beverage to a patron or a bottle of wine to two or more patrons.
The regulation safeguards the public safety by limiting the amount and
frequency of such gifts.
Rationale for Using Fast-Track Rulemaking Process: The
rulemaking process is expected to be noncontroversial because the proposal
closely follows the statutory mandate. The agency has minimal discretion.
Substance: The amendment allows a retail on-premises
licensee the authority to give one alcoholic beverage to a patron or a bottle
of wine to a group of two or more patrons. Currently the regulation prohibits
any such gift.
Issues: The primary advantage of this proposal to the
public and the agency is that it meets the legislative mandate to promulgate a
regulation that permits a retail on-premises licensee to give alcoholic
beverages to a patron or patrons on a limited basis. There are no disadvantages
to the public or the Commonwealth.
Department of Planning and Budget's Economic Impact
Analysis:
Summary of the Proposed Amendments to Regulation. Pursuant to
Chapter 404 of the 2015 Acts of Assembly, the Board of Alcoholic Beverage
Control proposes to allow certain alcoholic beverage licensees to give
alcoholic beverages as gifts subject to limitations for on-premises
consumption.
Result of Analysis. The benefits likely exceed the costs for
all proposed changes.
Estimated Economic Impact. Chapter 404 of the 2015 Acts of
Assembly amended Virginia Code section 4.1-111(B)(16) to permit retail
on-premises licensees to provide a gift of one alcoholic beverage to a patron,
or one bottle of wine to a group of two or more patrons, to whom such alcoholic
beverages may be sold. No subsequent gift shall be provided to the same patrons
within 24 hours. Thus, the proposed regulation will allow in general more
flexibility to the licensees in the promotion of their businesses. The proposed
regulation is identical in substance to the statute, and therefore no
significant effect is expected upon promulgation of these changes as the
affected licensees are already allowed to give such gifts to their customers
under the statute. Thus, while more flexibility in promoting their businesses
could be reasonably expected to benefit the affected licensees, no significant
economic impact is likely for them or on public consumption upon promulgation
of this regulation, other than improving clarity through consistency between
the regulation and the Code of Virginia.
Businesses and Entities Affected. The proposed regulation
applies to approximately 5,000 retail licensees authorized to sell for
on-premises consumption.
Localities Particularly Affected. The proposed changes apply
statewide.
Projected Impact on Employment. The proposed amendments could
be expected to slightly increase consumption of alcoholic beverages and
slightly increase the demand for labor employed to meet the increase in
consumption. However, the statute has been in effect and any such impact is
probably already realized. Thus, no significant impact on employment is
expected upon promulgation of this regulation.
Effects on the Use and Value of Private Property. Allowing the
licensees to give alcoholic beverages as gifts to their customers is unlikely
to have an impact on the use and value of private property. To the extent such
gifts promote sales and increase revenues, a small positive impact on their
asset values may be expected.
Real Estate Development Costs. No impact on real estate
development costs is expected.
Small Businesses:
Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
small business is defined as "a business entity, including its affiliates,
that (i) is independently owned and operated and (ii) employs fewer than 500
full-time employees or has gross annual sales of less than $6 million."
Costs and Other Effects. The majority of the 5,000 affected
retail licensees are estimated to be small businesses. The proposed regulation
does not impose costs on them. The proposed regulation simply conforms to the
statute which may have had a positive impact on sales.
Alternative Method that Minimizes Adverse Impact. No adverse
impact on small businesses is expected.
Adverse Impacts:
Businesses. The proposed regulation does not have an adverse
impact on non-small businesses.
Localities. The proposed regulation will not adversely affect
localities.
Other Entities. The proposed regulation simply conforms to the
statute allowing retailers to give their consumers alcoholic beverages as gifts
for on-premises consumption.
Agency's Response to Economic Impact Analysis: The
Department of Alcoholic Beverage Control concurs.
Summary:
Pursuant to Chapter 404 of the 2015 Acts of Assembly, the
amendment permits a retail on-premises licensee to give one alcoholic beverage
to a patron, or a bottle of wine to two or more patrons, with limitations on
the frequency of such gifts.
3VAC5-70-100. Gifts of alcoholic beverages generally;
exceptions; wine and beer tastings; taxes and records.
A. Gifts of alcoholic beverages by a licensee to any other
person are prohibited except as otherwise provided in this section or as
provided in §§ 4.1-119 G, 4.1-201, 4.1-201.1, 4.1-205, 4.1-209, 4.1-325, and
4.1-325.2 of the Code of Virginia.
B. Gifts of alcoholic beverages may be made by licensees as
follows:
1. Personal friends. Gifts may be made to personal friends as
a matter of normal social intercourse when in no wise a shift or device to
evade the provisions of this section.
2. Samples. A wholesaler may give a retail licensee a sample
serving or a container not then sold by such licensee of wine or beer, which
such wholesaler otherwise may sell to such retail licensee, provided that in
the case of containers, the container does not exceed 52 fluid ounces in size
(1.5 liters if in a metric-sized container) and the label bears the word
"Sample" in lettering of reasonable size. Such samples may not be sold.
For good cause shown the board may authorize a larger sample container.
3. Gifts by retail licensees. An on-premises retail
licensee may give a gift of one alcoholic beverage to a patron or one bottle of
wine to a group of two or more patrons provided that such gifts are made to
patrons to whom such alcoholic beverages may be sold. No subsequent gift shall
be provided to the same patrons within 24 hours.
4. Hospitality rooms; conventions. The following
activities are permitted:
a. A brewer or vintner may give samples of his products to
visitors to his winery or brewery for consumption on premises only in a
hospitality room approved by the board, provided the donees are persons to whom
such products may be lawfully sold; and
b. A manufacturer, importer, bottler, broker, or wholesaler
may host an event at conventions of national, regional or interstate
associations or foundations organized and operated exclusively for religious,
charitable, scientific, literary, civil affairs, educational or national
purposes upon the premises occupied by such licensee, or upon property of the
licensee contiguous to such premises, or in a development contiguous to such
premises, owned and operated by the licensee or a wholly owned subsidiary.
4. 5. Conventions; educational programs,
including alcoholic beverage tastings; research; licensee associations.
Manufacturers, importers, bottlers, brokers, and wholesalers may donate
alcoholic beverages to:
a. A convention, trade association or similar gathering,
composed of licensees and their guests, when the alcoholic beverages donated
are intended for consumption during the convention;
b. Retail licensees attending a bona fide educational program
relating to the alcoholic beverages being given away;
c. Research departments of educational institutions, or
alcoholic research centers, for the purpose of scientific research on
alcoholism; and
d. Official associations of alcoholic beverage industry
members when conducting a bona fide educational program concerning alcoholic
beverages, with no promotion of a particular brand, for members and guests of
particular groups, associations, or organizations.
5. 6. Conditions. Exceptions authorized by
subdivisions 3 4 b and 4 5 of this subsection are
conditioned upon the following:
a. That prior written notice of the activity be submitted to
the board describing it and giving the date, time and place of such activity;
and
b. That the activity be conducted in a room or rooms set aside
for that purpose and be adequately supervised.
C. Wine and beer wholesalers may participate in a wine or
beer tasting sponsored by a gourmet shop licensee for its customers and may
provide educational material, oral or written, pertaining thereto, as well as
participate in the pouring of such wine or beer.
D. Any gift authorized by this section shall be subject to
the taxes imposed on sales by Title 4.1 of the Code of Virginia, and complete
and accurate records shall be maintained.
VA.R. Doc. No. R16-4587; Filed May 23, 2016, 12:13 p.m.
TITLE 4. CONSERVATION AND NATURAL RESOURCES
MARINE RESOURCES COMMISSION
Final Regulation
REGISTRAR'S NOTICE: The
Marine Resources Commission is claiming an exemption from the Administrative
Process Act in accordance with § 2.2-4006 A 11 of the Code of Virginia;
however, the commission is required to publish the full text of final
regulations.
Title of Regulation: 4VAC20-510. Pertaining to
Amberjack and Cobia (amending 4VAC20-510-10, 4VAC20-510-20,
4VAC20-510-30, 4VAC20-510-33, 4VAC20-510-37; adding 4VAC20-510-25).
Statutory Authority: § 28.2-201 of the Code of Virginia.
Effective Date: June 1, 2016.
Agency Contact: Jennifer Farmer, Regulatory Coordinator,
Marine Resources Commission, 2600 Washington Avenue, 3rd Floor, Newport News,
VA 23607, telephone (757) 247-2248, or email jennifer.farmer@mrc.virginia.gov.
Summary:
The amendments (i) amend the purpose statement; (ii)
separate the recreational fishery possession limits in 4VAC20-510-20 from the
commercial fishery possession limits and move the commercial limits into
4VAC20-510-25; (iii) establish a season closure for recreational cobia of
August 30, 2016; (iv) prohibit gaffing of cobia recreationally; (v) establish a
vessel allowance of one fish per person up to two maximum per vessel, and in
addition, only one of the two fish may be over 50 inches in total length; and
(vi) establish the minimum size limit for recreational cobia fishing at 40
inches.
4VAC20-510-10. Purpose.
The purpose of this chapter is to control the harvest,
protect the spawning stocks, minimize the possibility of recruitment failure
and increase yield in the amberjack and cobia fisheries. The provisions
pertaining to aquaculture serve to prevent cobia raised in an aquaculture
facility from being placed into Virginia waters and to minimize the impact of
cultured fish in the market place on the enforcement of other provisions of
this chapter. This chapter is designed to ensure that Virginia is consistent
with federal and interstate management measures pertaining to these species.
4VAC20-510-20. Possession Recreational fishery
possession limits; season closure; vessel allowance; prohibition on
gaffing.
A. It shall be unlawful for any person fishing recreationally
to possess more than two amberjack or more than one cobia at any time. Any
amberjack or cobia caught after the possession limit has been reached shall be
returned to the water immediately. When fishing from any boat or vessel where
the entire catch is held in a common hold or container, the possession limit
shall be for the boat or vessel and shall be equal to the number of persons on
board legally eligible to fish multiplied by one for cobia or two for
amberjack or one for cobia, except there is a maximum vessel limit of two
cobia per vessel per day. That vessel limit may only include one cobia
greater than 50 inches in total length. The captain or operator of the boat
or vessel shall be responsible for any boat or vessel possession limit.
B. It shall be unlawful for any person fishing
commercially to possess more than two amberjack or more than two cobia at any
time, except as described in 4VAC20-510-33. Any amberjack or cobia caught after
the possession limit has been reached shall be returned to the water
immediately. When fishing from any boat or vessel where the entire catch is
held in a common hold or container, the possession limit shall be for the boat
or vessel and shall be equal to the number of persons on board legally eligible
to fish multiplied by two. The captain or operator of the boat or vessel shall
be responsible for any boat or vessel possession limit.
B. In 2016, it shall be unlawful for any person, fishing
recreationally, to harvest or possess any cobia after August 30.
C. It shall be unlawful for any person fishing
recreationally to gaff or attempt to gaff any cobia.
4VAC20-510-25. Commercial fishery possession limits.
It shall be unlawful for any person fishing commercially
to possess more than two amberjack or more than two cobia at any time, except
as described in 4VAC20-510-33. Any amberjack or cobia caught after the
possession limit has been reached shall be returned to the water immediately.
When fishing from any boat or vessel where the entire catch is held in a common
hold or container, the possession limit shall be for the boat or vessel and
shall be equal to the number of persons on board legally eligible to fish
multiplied by two. The captain or operator of the boat or vessel shall be
responsible for any boat or vessel possession limit.
4VAC20-510-30. Minimum size limits.
A. It shall be unlawful for any person to take, catch,
or have in possession any amberjack less than 32 inches in total length.
B. It shall be unlawful for any person fishing
commercially to take, catch or have in possession harvest, or
possess any cobia less than 37 inches in total length.
C. It shall be unlawful for any person to take, catch, or
have in possession any recreationally harvested cobia less than 40 inches in
total length.
C. Length D. Total length is measured in a
straight line from tip of nose to tip of tail.
4VAC20-510-33. Exceptions to possession limits and minimum size
limits.
A. Nothing in 4VAC20-510-20 4VAC20-510-25 shall
limit the possession of amberjack or cobia by licensed seafood buyers or
wholesale and retail seafood establishments when operating in their capacity as
buyer, wholesaler, or retailer.
B. Nothing in 4VAC20-510-20 4VAC20-510-25 and
4VAC20-510-30 shall limit the possession of cobia by an aquaculture facility
that is permitted in accordance with the provisions of 4VAC20-510-40 4VAC20-510-35.
C. Any person employed by a permitted cobia aquaculture
facility for the purpose of harvesting cobia as broodstock for the aquaculture
facility shall be exempt from the provisions of 4VAC20-510-20 and 4VAC20-510-30
provided that person possesses a scientific collection permit issued by the
commissioner.
D. The daily possession limit for cobia for any vessel
operated by at least one legal commercial hook-and-line licensee shall be no
more than six cobia, regardless of the number of crew on that vessel.
4VAC20-510-37. Sale, records, importation, release.
A. All cobia produced by an aquaculture facility permitted
under this section shall be packaged prior to sale with a printed label
indicating the product is of aquaculture origin. When packaged and labeled
according to these requirements, such fish may be transported and sold at
retail or wholesale or for commercial distribution through normal channels of
trade until reaching the consumer.
B. Cobia that measure less than the lawful minimum size
described in 4VAC20-510-30 B but are the product of a permitted
aquaculture facility in another state may be imported into Virginia for the
consumer market. Such fish shall be packaged and labeled in accordance with the
provisions contained in subsection A of this section.
C. Release of live fish. Under no circumstance shall any
cobia produced by an aquaculture facility located within or outside the
Commonwealth of Virginia be placed into the waters of the Commonwealth without
first having notified the commissioner and having received written permission
from the commissioner.
VA.R. Doc. No. R16-4742; Filed May 31, 2016, 2:04 p.m.
TITLE 4. CONSERVATION AND NATURAL RESOURCES
MARINE RESOURCES COMMISSION
Final Regulation
REGISTRAR'S NOTICE: The
Marine Resources Commission is claiming an exemption from the Administrative
Process Act in accordance with § 2.2-4006 A 11 of the Code of Virginia;
however, the commission is required to publish the full text of final
regulations.
Title of Regulation: 4VAC20-620. Pertaining to Summer
Flounder (amending 4VAC20-620-10, 4VAC20-620-30 through
4VAC20-620-70).
Statutory Authority: § 28.2-201 of the Code of Virginia.
Effective Date: June 1, 2016.
Agency Contact: Jennifer Farmer, Regulatory Coordinator,
Marine Resources Commission, 2600 Washington Avenue, 3rd Floor, Newport News,
VA 23607, telephone (757) 247-2248, or email jennifer.farmer@mrc.virginia.gov.
Summary:
The amendments (i) change the end date of the summer
flounder season beginning in March from May 7 to June 6 for any person
harvesting outside of Virginia waters; (ii) remove the 30-day limit to the time
periods within that season; (iii) change the second period of the season from
30 days to 60 days, beginning on April 8 instead of April 7, within which a
total of 5,000 pounds of summer flounder may be harvested by any person
harvesting outside of Virginia waters; and (iv) lowercase all instances of
"summer flounder."
4VAC20-620-10. Purpose.
The purpose of this chapter is to reduce commercial and
recreational fishing mortality in order to rebuild the severely depleted stocks
of Summer Flounder summer flounder.
4VAC20-620-30. Commercial harvest quota and allowable landings.
A. During each calendar year, allowable commercial landings
of Summer Flounder summer flounder shall be limited to a quota in
total pounds calculated pursuant to the joint Mid-Atlantic Fishery Management
Council/Atlantic States Marine Fisheries Commission Summer Flounder Fishery
Management Plan, as approved by the National Marine Fisheries Service on August
6, 1992 (50 CFR Part 625); and shall be distributed as described in subsections
B through G of this section.
B. The commercial harvest of Summer Flounder summer
flounder from Virginia tidal waters for each calendar year shall be limited
to 300,000 pounds of the annual quota described in subsection A of this
section. Of this amount, 142,114 pounds shall be set aside for Chesapeake
Bay-wide harvest.
C. From the first Monday in January through October 31 the
allowable landings of Summer Flounder summer flounder harvested
outside of Virginia shall be limited to an amount of pounds equal to 70.7% of
the quota described in subsection A of this section after deducting the amount
specified in subsection B of this section.
D. From November 1 through December 31, allowable landings of
Summer Flounder summer flounder harvested outside of Virginia
shall be limited to an amount of pounds equal to 29.3% of the quota, as
described in subsection A of this section, after deducting the amount specified
in subsection B of this section, and as may be further modified by subsection E
of this section.
E. Should landings from the first Monday in January through
October 31 exceed or fall short of 70.7% of the quota described in subsection A
of this section, any such excess shall be deducted from allowable landings
described in subsection D of this section, and any such shortage shall be added
to the allowable landings as described in subsection D of this section. Should
the commercial harvest specified in subsection B of this section be projected
as less than 300,000 pounds, any such shortage shall be added to the allowable
landings described in subsection D of this section.
F. The Marine Resources Commission will give timely notice to
the industry of the calculated poundages and any adjustments to any allowable
landings described in subsections C and D of this section. It shall be unlawful
for any person to harvest or to land Summer Flounder summer flounder
for commercial purposes after the commercial harvest or any allowable landings
as described in this section have been attained and announced as such. If any
person lands Summer Flounder summer flounder after the commercial
harvest or any allowable landing have been attained and announced as such, the
entire amount of Summer Flounder summer flounder in that person's
possession shall be confiscated.
G. It shall be unlawful for any buyer of seafood to receive
any Summer Flounder summer flounder after any commercial harvest
or landing quota as described in this section has been attained and announced
as such.
4VAC20-620-40. Commercial vessel possession and landing
limitations.
A. It shall be unlawful for any person harvesting Summer
Flounder summer flounder outside of Virginia's waters to do any of
the following, except as described in subsections B, C, D, and E of this
section:
1. Possess aboard any vessel in Virginia waters any amount of Summer
Flounder summer flounder in excess of 10% by weight of Atlantic
croaker or the combined landings, on board a vessel, of black sea bass, scup,
squid, scallops and Atlantic mackerel.
2. Possess aboard any vessel in Virginia waters any amount of Summer
Flounder summer flounder in excess of 1,500 pounds landed in
combination with Atlantic croaker.
3. Fail to sell the vessel's entire harvest of all species at
the point of landing.
B. Nothing in this chapter shall preclude a vessel from
possessing any North Carolina vessel possession limit of summer flounder in
Virginia; however, no vessel that possesses the North Carolina vessel
possession limit of summer flounder shall offload any amount of that possession
limit, except as described in subsection J of this section.
C. From the second Wednesday in March through May 7 June
6, it shall be unlawful for any person harvesting Summer Flounder summer
flounder outside of Virginia waters to do any of the following:
1. Possess aboard any vessel in Virginia waters any amount of Summer
Flounder summer flounder in excess of the combined total of the
Virginia landing limit described in subdivisions 3 and 4 of this subsection and
the amount of the legal North Carolina landing limit or trip limit.
2. Land Summer Flounder summer flounder in
Virginia for commercial purposes more than twice during each consecutive 30-day
period, with the first 30-day initial period beginning on the
second Wednesday in March.
3. Land in Virginia more than a total of 7,500 pounds of Summer
Flounder summer flounder during the first initial
30-day period, with the first 30-day period beginning on the second
Wednesday in March.
4. Land in Virginia more than a total of 5,000 pounds of
summer flounder during the second 30-day period with the second 30-day 60-day
period beginning on April 7 8.
5. Land in Virginia any amount of Summer Flounder summer
flounder more than once in any consecutive five-day period.
D. From November 1 through December 31 of each year, or until
it has been projected and announced that 85% of the allowable landings have
been taken, it shall be unlawful for any person harvesting Summer Flounder
summer flounder outside of Virginia waters to do any of the following:
1. Possess aboard any vessel in Virginia waters any amount of Summer
Flounder summer flounder in excess of the combined total of the
Virginia landing limit described in subdivisions 3 and 4 of this subsection and
the amount of the legal North Carolina landing limit or trip limit.
2. Land Summer Flounder summer flounder in
Virginia for commercial purposes more than twice during each consecutive 30-day
period, with the first 30-day period beginning on November 1.
3. Land in Virginia more than a total of 10,000 pounds of Summer
Flounder summer flounder during the first 30-day period, with the
first 30-day period beginning on November 1.
4. Land in Virginia more than a total of 5,000 pounds of Summer
Flounder summer flounder during the second 30-day period with the
second 30-day period beginning on December 1.
5. Land in Virginia any amount of Summer Flounder summer
flounder more than once in any consecutive five-day period.
E. From January 1 through December 31 of each year, any boat
or vessel issued a valid federal Summer Flounder summer flounder
moratorium permit and owned and operated by a legal Virginia Commercial
Hook-and-Line Licensee that possesses a Restricted Summer Flounder Endorsement
shall be restricted to a possession and landing limit of 200 pounds of Summer
Flounder summer flounder, except as described in 4VAC20-620-30 F.
F. Upon request by a marine police officer, the seafood buyer
or processor shall offload and accurately determine the total weight of all Summer
Flounder summer flounder aboard any vessel landing Summer
Flounder summer flounder in Virginia.
G. Any possession limit described in this section shall be
determined by the weight in pounds of Summer Flounder summer flounder
as customarily packed, boxed and weighed by the seafood buyer or processor. The
weight of any Summer Flounder summer flounder in pounds found in
excess of any possession limit described in this section shall be prima facie
evidence of violation of this chapter. Persons in possession of Summer
Flounder summer flounder aboard any vessel in excess of the
possession limit shall be in violation of this chapter unless that vessel has
requested and been granted safe harbor. Any buyer or processor offloading or
accepting any quantity of Summer Flounder summer flounder from
any vessel in excess of the possession limit shall be in violation of this
chapter, except as described by subsection J of this section. A buyer or
processor may accept or buy Summer Flounder summer flounder from
a vessel that has secured safe harbor, provided that vessel has satisfied the
requirements described in subsection J of this section.
H. If a person violates the
possession limits described in this section, the entire amount of Summer
Flounder summer flounder in that person's possession shall be
confiscated. Any confiscated Summer Flounder summer flounder
shall be considered as a removal from the appropriate commercial harvest or
landings quota. Upon confiscation, the marine police officer shall inventory
the confiscated Summer Flounder summer flounder and, at a
minimum, secure two bids for purchase of the confiscated Summer Flounder
summer flounder from approved and licensed seafood buyers. The
confiscated fish will be sold to the highest bidder and all funds derived from
such sale shall be deposited for the Commonwealth pending court resolution of
the charge of violating the possession limits established by this chapter. All
of the collected funds will be returned to the accused upon a finding of
innocence or forfeited to the Commonwealth upon a finding of guilty.
I. It shall be unlawful for a licensed seafood buyer or
federally permitted seafood buyer to fail to contact the Marine Resources
Commission Operation Station prior to a vessel offloading Summer Flounder
summer flounder harvested outside of Virginia. The buyer shall provide
to the Marine Resources Commission the name of the vessel, its captain, an
estimate of the amount in pounds of Summer Flounder summer flounder
on board that vessel, and the anticipated or approximate offloading time. Once
offloading of any vessel is complete and the weight of the landed Summer
Flounder summer flounder has been determined, the buyer shall
contact the Marine Resources Commission Operations Station and report the
vessel name and corresponding weight of Summer Flounder summer
flounder landed. It shall be unlawful for any person to offload from a boat
or vessel for commercial purposes any Summer Flounder summer flounder
during the period of 9 p.m. to 7 a.m.
J. Any boat or vessel that has entered Virginia waters for
safe harbor shall only offload Summer Flounder summer flounder
when the state that licenses that vessel requests to transfer quota to
Virginia, in the amount that corresponds to that vessel's possession limit, and
the commissioner agrees to accept that transfer of quota.
K. After any commercial harvest or landing quota as described
in 4VAC20-620-30 has been attained and announced as such, any boat or vessel
possessing Summer Flounder summer flounder on board may enter
Virginia waters for safe harbor but shall contact the Marine Resources
Commission Operation Center in advance of such entry into Virginia waters.
L. It shall be unlawful for any person harvesting Summer
Flounder summer flounder outside of Virginia waters to possess
aboard any vessel, in Virginia, any amount of Summer Flounder summer
flounder, once it has been projected and announced that 100% of the quota
described in 4VAC20-620-30 A has been taken.
4VAC20-620-50. Minimum size limits.
A. The minimum size for Summer Flounder summer
flounder harvested by commercial fishing gear shall be 14 inches, total
length.
B. The minimum size of Summer Flounder summer
flounder harvested by recreational fishing gear, including but not limited
to hook and line, rod and reel, spear and gig, shall be 16 inches, total
length, except that the minimum size of Summer Flounder summer
flounder harvested in the Potomac River tributaries shall be the same as
established by the Potomac River Fisheries Commission for the mainstem Potomac
River.
C. Length shall be measured in a straight line from tip of
nose to tip of tail.
D. It shall be unlawful for any person to possess any Summer
Flounder summer flounder smaller than the designated minimum size
limit.
E. Nothing in this chapter shall prohibit the landing of Summer
Flounder summer flounder in Virginia that were legally harvested in
the Potomac River.
4VAC20-620-60. Recreational possession limit.
A. It shall be unlawful for any person fishing in any tidal
waters of Virginia, except the Potomac River tributaries, with recreational
hook and line, rod and reel, spear, gig or other recreational gear to possess
more than four Summer Flounder summer flounder. When fishing is
from a boat or vessel where the entire catch is held in a common hold or
container, the possession limit shall be for the boat or vessel and shall be
equal to the number of persons on board legally eligible to fish multiplied by
four. The captain or operator of the boat or vessel shall be responsible for
any boat or vessel possession limit. Any Summer Flounder summer
flounder taken after the possession limit has been reached shall be
returned to the water immediately.
B. It shall be unlawful for any person fishing in the Potomac
River tributaries with recreational hook and line, rod and reel, spear, gig or
other recreational gear to possess more Summer Flounder summer
flounder than the possession limit established by the Potomac River
Fisheries Commission for the mainstem Potomac River. When fishing is from a
boat or vessel where the entire catch is held in a common hold or container,
the possession limit shall be for the boat or vessel and shall be equal to the
number of persons on board legally eligible to fish multiplied by the
possession limit established by the Potomac River Fisheries Commission for the
mainstem Potomac River. The captain or operator of the boat or vessel shall be
responsible for any boat or vessel possession limit. Any Summer Flounder
summer flounder taken after the possession limit has been reached shall
be returned to the water immediately.
C. Possession of any quantity of Summer Flounder summer
flounder that exceeds the possession limit described in subsections A and B
of this section shall be presumed to be for commercial purposes.
4VAC20-620-70. Recreational fishing season.
A. The recreational fishing season for any tidal waters of
Virginia, except the Potomac River tributaries, shall be open year-round.
B. The recreational fishing season for the Potomac River
tributaries shall be the same as established by the Potomac River Fisheries
Commission for the mainstem Potomac River.
C. It shall be unlawful for any person fishing recreationally
to take, catch, or possess any Summer Flounder summer flounder
during any closed recreational fishing season.
D. Nothing in this chapter shall prohibit the landing of Summer
Flounder summer flounder in Virginia that were legally harvested in
the Potomac River.
VA.R. Doc. No. R16-4688; Filed May 25, 2016, 4:29 p.m.
TITLE 4. CONSERVATION AND NATURAL RESOURCES
MARINE RESOURCES COMMISSION
Final Regulation
REGISTRAR'S NOTICE: The
Marine Resources Commission is claiming an exemption from the Administrative
Process Act in accordance with § 2.2-4006 A 11 of the Code of Virginia;
however, the commission is required to publish the full text of final
regulations.
Title of Regulation: 4VAC20-1310. Pertaining to Jonah
Crab (adding 4VAC20-1310-10 through
4VAC20-1310-60).
Statutory Authority: § 28.2-201 of the Code of Virginia.
Effective Date: June 1, 2016.
Agency Contact: Jennifer Farmer, Regulatory Coordinator,
Marine Resources Commission, 2600 Washington Avenue, 3rd Floor, Newport News,
VA 23607, telephone (757) 247-2248, or email jennifer.farmer@mrc.virginia.gov.
Summary:
This regulation establishes a minimum size limit, limited
entry commercial permits, and gear restrictions and possession limits for both
the recreational harvest and the commercial harvest of Jonah crab.
CHAPTER 1310
PERTAINING TO JONAH CRAB
4VAC20-1310-10. Purpose.
The purpose of this chapter is to conserve and protect
Jonah crabs from overfishing and to provide consistency among federal and
interstate laws and regulations.
4VAC20-1310-20. Definition.
The following word or term when used in this chapter shall
have the following meaning unless the context clearly indicates otherwise:
"Jonah crab," as described in this chapter,
means solely the crustacean Cancer borealis.
4VAC20-1310-30. Possession prohibitions and commercial
fishery minimum size limit.
A. It shall be unlawful for any person to possess any
egg-bearing female Jonah crab, except for scientific purposes and with the
express written consent of the Commissioner of Marine Resources. Any harvested
egg-bearing female Jonah crab shall be returned to the water immediately.
B. It shall be unlawful for any person to land any Jonah
crab unless the whole crab is in that person's possession, except as provided
in 4VAC20-1310-40 D.
C. It shall be unlawful for any person to possess or land
any Jonah crab for commercial purposes that measures less than 4.75 inches
across the widest point of the carapace.
4VAC20-1310-40. Commercial harvest, possession limits, and
reporting.
A. In accordance with the provisions of § 28.2 201 of the
Code of Virginia, the Marine Resources Commission establishes a no-cost Jonah
crab incidental commercial permit for any harvester using any gear or methods
other than lobster traps in Virginia waters.
B. It shall be unlawful for any person using gear or
harvesting methods other than lobster traps (nontrap fishermen) to land or
possess more than 200 Jonah crabs in a 24-hour period or more than 500 Jonah
crabs when a fishing trip exceeds 24 hours.
C. It shall be unlawful for any person to take, catch,
possess, or land any Jonah crab in excess of the amounts listed in subsection B
of this section, unless that person has obtained a Limited Entry Jonah Crab
Fishery Permit from the Marine Resources Commission. Permits shall only be
issued to a Virginia registered commercial fisherman or a Virginia seafood
landing licensee who is a legal federal lobster permittee and has at least one
pound of documented landings of Jonah crab prior to June 2, 2015, in the Marine
Resources Commission's mandatory harvest reporting system. Federal dealer
reports to the Standard Atlantic Fisheries Information System can satisfy the
one pound harvest requirement. There is no landing limit for any person that
possesses a Jonah Crab Limited Entry Fishery Permit.
D. It shall be unlawful for any person to take, catch,
possess, or land any Jonah crab claws without first having obtained a Limited
Entry Jonah Crab Claw Fishery Permit from the Marine Resources Commission.
Permits shall only be issued to a Virginia registered commercial fisherman who
is a legal federal lobster permittee and who has at least one pound of
documented claw landings, prior to June 2, 2015, in the Marine Resources
Commission's mandatory harvest reporting system. Federal dealer reports to the
Standard Atlantic Fisheries Information System can satisfy the one-pound
harvest requirement.
E. Any Virginia licensed seafood buyer who purchases any
whole Jonah crab or its claws shall provide reports to the commission of daily
purchases and harvest information, organized by month. Such information shall
include: the date of the purchase, the harvester's commercial fisherman
registration license number or Virginia seafood landing license number, the
gear type, water area fished, city or county of landing, total amount of pounds
landed, and the price per pound. These reports shall be completed in full and
submitted to the commission no later than the 15th day of January for the prior
year's purchases. Federal dealer reports to the Standard Atlantic Fisheries
Information System can satisfy the reporting requirements.
4VAC20-1310-50. Daily recreational harvest and possession
limits.
It shall be unlawful for any person fishing recreationally
to possess more than 50 Jonah crabs per person per day.
4VAC20-1310-60. Penalty.
As set forth in § 28.2-903 of the Code of Virginia, any
person violating any provision of this chapter shall be guilty of a Class 3
misdemeanor, and a second or subsequent violation of any provision of this
chapter committed by the same person within 12 months of a prior violation is a
Class 1 misdemeanor.
VA.R. Doc. No. R16-4741; Filed May 25, 2016, 4:28 p.m.
TITLE 9. ENVIRONMENT
VIRGINIA WASTE MANAGEMENT BOARD
Forms
REGISTRAR'S NOTICE:
Forms used in administering the following regulation have been filed by the
Virginia Waste Management Board. The forms are not being published; however,
online users of this issue of the Virginia Register of Regulations may click on
the name of a form to access it. The forms are also available from the agency
contact or may be viewed at the Office of the Registrar of Regulations, General
Assembly Building, 2nd Floor, Richmond, Virginia 23219.
Title of Regulation: 9VAC20-150. Waste Tire End User
Reimbursement Regulation.
Agency Contact: Melissa Porterfield, Department of
Environmental Quality, 629 East Main Street, Richmond, VA 23219, telephone
(804) 698-4238, email melissa.porterfield@deq.virginia.gov.
FORMS (9VAC20-150)
Waste Tire Pile Certification, DEQ-CERT, No. 154
(rev. 3/2010)
End User Reimbursement Application, DEQ-EURR (rev.
12/2015)
End
User Reimbursement Application, DEQ-EURR (rev. 5/2016)
VA.R. Doc. No. R16-4724; Filed May 19, 2016, 8:29 a.m.
TITLE 9. ENVIRONMENT
STATE WATER CONTROL BOARD
Forms
REGISTRAR'S NOTICE:
Forms used in administering the following regulation have been filed by the
State Water Control Board. The forms are not being published; however, online
users of this issue of the Virginia Register of Regulations may click on the
name of a form to access it. The forms are also available from the agency
contact or may be viewed at the Office of the Registrar of Regulations, General
Assembly Building, 2nd Floor, Richmond, Virginia 23219.
Title of Regulation: 9VAC25-115. General Virginia
Pollutant Discharge Elimination System (VPDES) Permit for Seafood Processing
Facilities.
Agency Contact: Elleanore Daub, Department of
Environmental Quality, 629 East Main Street, Richmond, VA 23219, telephone
(804) 698-4111, email elleanore.daub@deq.virginia.gov.
FORMS (9VAC25-115)
Change of Ownership Agreement Form (rev. 3/2014)
Department of Environmental Quality Water Division
Permit Application Fee Form (rev. 10/2014)
Registration Statement for the General Virginia Pollutant
Discharge Elimination System (VPDES) Permit for Seafood Processing Facilities
(July 2016 Reissuance)
Registration
Statement for the General Virginia Pollutant Discharge Elimination System
(VPDES) Permit for Seafood Processing Facilities, July 2016 reissuance (rev.
4/2016)
VA.R. Doc. No. R16-4725; Filed May 19, 2016, 8:34 a.m.
TITLE 9. ENVIRONMENT
STATE WATER CONTROL BOARD
Final Regulation
Title of Regulation: 9VAC25-210. Virginia Water
Protection Permit Program Regulation (amending 9VAC25-210-10 through 9VAC25-210-70,
9VAC25-210-80 through 9VAC25-210-110, 9VAC25-210-116, 9VAC25-210-130 through
9VAC25-210-170, 9VAC25-210-180 through 9VAC25-210-230; adding 9VAC25-210-55,
9VAC25-210-65, 9VAC25-210-300 through 9VAC25-210-390, 9VAC25-210-500,
9VAC25-210-600, 9VAC25-210-610; repealing 9VAC25-210-75, 9VAC25-210-115,
9VAC25-210-175, 9VAC25-210-240, 9VAC25-210-250, 9VAC25-210-260).
Statutory Authority: §§ 62.1-44.15 and 62.1-44.15:5
of the Code of Virginia; § 401 of the Clean Water Act (33 USC § 1251
et seq.).
Effective Date: August 2, 2016.
Agency Contact: Brenda Winn, Department of Environmental
Quality, 629 East Main Street, P.O. Box 1105, Richmond, VA 233218, telephone
(804) 698-4516, FAX (804) 698-4032, or email brenda.winn@deq.virginia.gov.
Summary:
The regulatory action (i) reorganizes the regulation,
including by consolidating the surface water withdrawal provisions in a new
Part V; (ii) updates definitions, including by revising the term "public
surface water supply withdrawal" to "public water supply,"
without changing the definition; (iii) revises the surface water withdrawal
exclusions pertaining to tidal resources; (iv) removes a distinction between a
minor surface water withdrawal and a major surface water withdrawal; (v)
establishes the criteria for when minor and major modifications of the permit
may occur that are specific to surface water withdrawal activities; (vi) aligns
the regulation as closely as possible to the 2008 Mitigation Rule of the U.S.
Army Corps of Engineers; (vii) makes compensation for certain open water
impacts discretionary and establishes a limit for any required compensation;
(viii) requires only an assessment of functions for certain situations; (ix)
revises permit application requirements and permit modification procedures; (x)
allows an administrative continuance of a permit application; (xi) revises
permitting exclusions; (xii) clarifies the requirements for a complete
application regarding compensatory wetland and stream mitigation plans; and
(xiii) makes other clarifying, technical, and grammatical changes.
Summary of Public Comments and Agency's Response: A
summary of comments made by the public and the agency's response may be
obtained from the promulgating agency or viewed at the office of the Registrar
of Regulations.
Part I
VWP Permit Program Definitions, Exclusions, Prohibitions and Requirements
9VAC25-210-10. Definitions.
A. Definitions specific to surface water withdrawals are
in 9VAC25-210-300.
B. Unless a different meaning is required by the
context, the following terms as used in this chapter shall have the following
meanings:
"Act" or "Clean Water Act" means 33
USC § 1251 et seq. as amended 1987.
"Adjacent" means bordering, contiguous, or
neighboring; wetlands separated from other surface water by man-made
dikes or barriers, natural river berms, sand dunes, and the like are
adjacent wetlands.
"Administratively withdrawn" means a decision by
the board that permanently discontinues the review or processing of a VWP
permit application or request to modify a VWP permit.
"Affected stream reach" means the portion of a
surface water body beginning at the location of a withdrawal and ending at a
point where effects of the withdrawal are not reasonably expected to adversely
affect beneficial uses.
"Agricultural surface water withdrawal" means a
withdrawal of surface water in Virginia or from the Potomac River for the
purpose of agricultural, silvicultural, horticultural, or aquacultural
operations. Agricultural surface water withdrawals include withdrawals for turf
farm operations, but do not include withdrawals for landscaping activities, or
turf installment and maintenance associated with landscaping activities.
"Applicant" means a person applying for a VWP
individual permit or for coverage under a VWP general permit authorization.
"Aquatic environment" means surface waters and the
habitat they provide, including both plant and animal communities.
"Avoidance" means not taking or modifying a
proposed action or parts of an action so that there is no adverse impact to the
aquatic environment.
"Beneficial use" means both instream and offstream
uses. Instream beneficial uses include, but are not limited to:,
the protection of fish and wildlife resources and habitat;,
maintenance of waste assimilation;, recreation;,
navigation;, and cultural and aesthetic values. The preservation
of instream flows for purposes of the protection of navigation, maintenance of
waste assimilation capacity, the protection of fish and wildlife resources and
habitat, recreation, and cultural and aesthetic values is an instream
beneficial use of Virginia's waters. Offstream beneficial uses include, but
are not limited to:, domestic uses (including public water
supply);, agricultural; uses, electric power
generation; and, commercial uses, and industrial uses.
"Best management practices (BMPs)" or
"BMPs" means a schedule of activities, prohibition of practices,
maintenance procedures, and other management practices that prevent or
reduce the pollution of surface waters.
"Board" means the State Water Control Board.
"Channelization of streams" means the
alteration of a stream channel by widening, deepening, straightening,
cleaning, or paving certain areas.
"Compensation" or "compensatory
mitigation" means actions taken that provide some form of substitute
aquatic resource for the impacted aquatic resource (i) the restoration
(reestablishment or rehabilitation), establishment (creation), enhancement, or
in certain circumstances preservation of aquatic resources or (ii) in certain
circumstances an out-of-kind measure having a water quality, habitat, or other
desirable benefit for the purposes of offsetting unavoidable adverse impacts to
aquatic resources that remain after all appropriate and practicable avoidance
and minimization has been achieved.
"Construction site" means any site where
land-disturbing activity is conducted or physically located for the purpose of
erecting buildings, roads, or other discrete structures, including on-site or
off-site areas used for dependent, support facilities, such as quarries, mines,
or temporary stormwater management or erosion control structures.
"Consumptive water use" means the withdrawal of
surface waters, without recycle of said waters to their source of origin.
[ "Coverage" means authorization to
conduct a project in accordance with a VWP general permit. ]
"Conversion" means those impacts to surface
waters that permanently change an existing wetland or aquatic resource type to
a different wetland or aquatic resource type.
[ "Coverage" means authorization to conduct
a project in accordance with a VWP general permit. ]
"Cowardin classification" or "Cowardin
classification method," unless otherwise specified in this chapter, means
the waters classification system in Classification of Wetlands and Deepwater
Habitats of the United States (Cowardin, Lewis M. II, et al., U.S. Fish and
Wildlife Service, December 1979, Reprinted 1992).
"Creation" means the establishment of a wetland or
other aquatic resource where one did not formerly exist.
"Cross-sectional sketch" drawing"
means a scaled graph or plot that represents the plane made by cutting across
an object at right angles to its length. [ For purposes of this
regulation, objects Objects ] may include, but are not limited
to, a surface water body or a portion of it, a man-made channel, an
above-ground structure, a below-ground structure, a geographical feature, or
the ground surface itself.
"Department" or "DEQ" means the
Department of Environmental Quality.
"Director" means the Director of the Department of
Environmental Quality (DEQ) or an authorized representative.
"Discharge" means, when used without qualification,
a discharge of a pollutant, or any addition of any pollutant or combination of
pollutants, to state waters or waters of the contiguous zone or ocean other
than a discharge from a vessel or other floating craft when being used as a
means of transportation.
"Draft VWP permit" means a document indicating the
board's tentative decision relative to a VWP permit action.
"Draining" means human-induced activities such as
ditching, excavation, installation of tile drains, hydrologic modification by
surface water runoff diversion, pumping water from wells, or similar activities
such that the activities have the effect of artificially dewatering the wetland
or altering its hydroperiod.
"Dredged material" means material that is excavated
or dredged from surface waters.
"Dredging" means a form of excavation in which
material is removed or relocated from beneath surface waters.
"Drought" means that a Severe Intensity Drought
(D2) has been declared by the weekly "U.S. Drought Monitor" for the
location in which the withdrawal is located.
"Ecologically preferable" means capable of
providing a higher likelihood than alternative proposals of replacing
existing wetland or acreage [ or and ]
functions, stream functions and values, water quality, and
fish and wildlife resources than alternative proposals.
"Emergency Virginia Water Protection Permit"
means a Virginia Water Protection Permit issued pursuant to § 62.1-44.15:22 C
of the Code of Virginia authorizing a new or increased surface water withdrawal
to address insufficient public drinking water supplies that are caused by a
drought and may result in a substantial threat to human health or public
safety.
"Emergent wetland" means a class of wetlands
dominated by erect, rooted, herbaceous plants growing in water or on a
substrate, excluding mosses and lichens. This vegetation is present for most of
the growing season in most years and is usually dominated by perennial plants.
"Enhancement" means activities conducted in
existing wetlands or other portions of the aquatic environment that increase
one or more aquatic functions or values.
"Excavate" or "excavation" means
ditching, dredging, or mechanized removal of earth, soil, or rock.
"Fill" means replacing portions of surface water
with upland, or changing raising the bottom elevation of a
surface water for any purpose, by placement of any pollutant or material
including but not limited to rock, sand, earth, and man-made materials and
debris.
"Fill material" means any pollutant which that
replaces portions of surface water with dry land or which changes that
raises the bottom elevation of a surface water for any purpose.
"Forested wetland" means a class of wetlands
dominated by woody vegetation that is approximately 20 feet (six meters) tall
or taller and three inches (7.6 centimeters) or larger in diameter at breast
height (DBH). These areas typically possess an overstory of trees, an
understory of trees or shrubs, and an herbaceous layer.
"General permit" means a permit authorizing a
specified category of activities.
"Geographic area of a delineated wetland" means
the area contained within and up to a wetland boundary determined by
delineation methods consistent with this chapter.
"Hydrologic regime" means the entire state of
water movement in a given area. It is a function of the climate and includes
the phenomena by which water first occurs as atmospheric water vapor, passes
into a liquid or solid form, falls as precipitation, moves along or into the
ground surface, and returns to the atmosphere as vapor by means of evaporation
and transpiration.
"Impacts" means results caused by human-induced
those activities conducted in surface waters, as specified in § 62.1-44.15:20
A of the Code of Virginia.
"Impairment" means the damage, loss, or
degradation of the acreage or functions of wetlands or the functions and
values of state waters.
"Independent utility" means a test to determine
what constitutes a single and complete project. A project is considered to have
independent utility if it would be constructed absent the construction of other
projects in the project area. Portions of a phased development project that
depend upon other phases of the project do not have independent utility.
Portions of a phased development project that would be constructed even if the
other phases are not built can be considered as separate single complete
projects with independent public and economic utility.
"In-lieu fee fund" program"
means a monetary fund program operated by a nonprofit
organization or governmental agency which that receives financial
contributions moneys from persons impacting wetlands or streams
pursuant to an authorized, permitted activity and which that
expends the moneys received to provide consolidated compensatory mitigation for
permitted wetland or stream impacts.
"Intake structure" means any portion of a
withdrawal system used to withdraw surface water that is located within the
surface water, such as, but not limited to, a pipe, culvert, hose, tube, or
screen.
"Isolated wetlands of minimal ecological value"
means those wetlands that: (i) do not have a surface water connection to
other state waters;, (ii) are less than one-tenth of an acre
(0.10 acre or 4,356 square feet) in size;, (iii) are not located
in a Federal Emergency Management Agency designated 100-year floodplain;,
(iv) are not identified by the Virginia Natural Heritage Program as a rare or
state significant natural community;, (v) are not forested;,
and (vi) do not contain listed federal or state threatened or endangered
species.
"Joint Permit Application (JPA)" or
"JPA" means an application form that is used to apply for permits
from the Norfolk District Army Corps of Engineers, the Virginia Marine
Resources Commission, the Virginia Department of Environmental Quality, and
local wetland boards for work in waters of the United States and in surface
waters of Virginia.
"Law" means the State Water Control Law of
Virginia.
"Legal name" means the full legal name of an
individual, business, or other organization. For an individual, legal name
means the first name, middle initial, last name, and suffix. For an entity
authorized to do business in Virginia, the legal name means the exact name set
forth in the entity's articles of incorporation, organization or trust, or
formation agreement, as applicable.
"Major surface water withdrawal" means a surface
water withdrawal of 90 million gallons per month (mgm) or greater.
"Minimization" means lessening impacts by reducing
the degree or magnitude of the proposed action and its implementation.
"Minor surface water withdrawal" means a surface
water withdrawal of less than 90 million gallons per month (mgm).
"Mitigation" means sequentially avoiding and
minimizing impacts to the maximum extent practicable, and then compensating for
remaining unavoidable impacts of a proposed action.
"Mitigation bank" means a site providing off-site,
consolidated compensatory mitigation that is developed and approved in
accordance with all applicable federal and state laws or regulations for the
establishment, use, and operation of mitigation banks, and is operating
under a signed banking agreement.
"Mitigation banking" means compensating for
unavoidable wetland or stream losses in advance of development actions through
the sale, or purchase or use of credits from a mitigation
bank.
"Multi-project mitigation site" means an area of
wetland restoration, creation, enhancement and, in appropriate circumstances,
preservation of wetlands or streams or upland buffers adjacent to wetlands or
other state waters, that is or has been utilized to meet compensation requirements
for more than one project but that is not a mitigation bank.
"Nationwide permit" means a general permit issued
by the USACE U.S. Army Corps of Engineers (USACE) under 40 CFR
Part 241 33 CFR Part 330 and, except where suspended by individual
USACE Corps Districts, applicable nationwide.
"Nontidal wetland" means those wetlands other
than tidal wetlands that are inundated or saturated by surface water or
groundwater at a frequency and duration sufficient to support, and that under
normal circumstances do support, a prevalence of vegetation typically adapted
for life in saturated soil conditions, as defined by the U.S. Environmental
Protection Agency pursuant to § 404 of the federal Clean Water Act in 40 CFR
230.3(t). Wetlands generally include swamps, marshes, bogs, and similar areas.
"Normal agricultural activities" means those
activities defined as an agricultural operation in § 3.2-300 of the Code
of Virginia and any activity that is conducted as part of or in furtherance of
such agricultural operation, but shall not include any activity for
which a permit would have been required as of January 1, 1997, under 33 USC
§ 1344 or any regulations promulgated pursuant thereto.
"Normal residential gardening, and lawn
and landscape maintenance" means ongoing noncommercial residential
activities conducted by or on behalf of an individual occupant, including
mowing; planting; fertilizing; mulching; tilling; vegetation removal by hand or
by hand tools; and placement of decorative stone, fencing, and
play equipment. Other appurtenant noncommercial activities, provided that they
do not result in the conversion of a wetland to upland or to a different
wetland type, may also be included.
"Normal silvicultural activities" means any
silvicultural activity as defined in § 10.1-1181.1 of the Code of
Virginia, and any activity that is conducted as part of or in furtherance of
such silvicultural activity, but shall not include any activity for
which a permit would have been required as of January 1, 1997, under 33 USC
§ 1344 or any regulations promulgated pursuant thereto.
"Notice of project completion" means a statement
submitted by the permittee or authorized agent that the authorized activities
and any required compensatory mitigation have been completed.
"Open water" means an area that, during a year
with normal patterns of precipitation, has standing water for sufficient
duration to establish an ordinary high water mark. The term "open
water" includes lakes and ponds but does not include ephemeral waters,
stream beds, or wetlands.
"Ordinary high water" or "ordinary high
water mark" means that line on the shore established by the fluctuations
of water and indicated by physical characteristics such as a clear, natural
line impressed on the bank; shelving; changes in the character of soil;
destruction of terrestrial vegetation; the presence of litter and debris
[ ,; ] or other appropriate means that
consider the characteristics of the surrounding areas.
"Out-of-kind compensatory mitigation" or
"out-of-kind mitigation" means compensatory mitigation a
measure that does not replace the same type of wetland or surface water as
was impacted, but does replace lost wetland or surface water functions,
values, or beneficial uses provide a water quality, habitat, or
other desirable benefit.
"Perennial stream" means a well-defined channel
that contains water year round during a year of normal rainfall. Generally, the
water table is located above the stream bed for most of the year and
groundwater is the primary source for stream flow. A perennial stream exhibits
the typical biological, hydrological, and physical characteristics commonly
associated with the continuous conveyance of water.
"Permanent flooding or impounding" means a
permanent increase in the duration or depth of standing water on a land
surface, such as from a dam. Permanent increases in duration or depth of
standing water that result from extended-detention basins and enhanced
extended-detention basins, when designed, constructed, and maintained to
function in accordance with Virginia Department of Conservation and Recreation
(DCR) standards for such facilities (Virginia Stormwater Management Handbook,
First Edition, 1999, Volume 1, Chapter 3), or when designed in accordance with
local standards that, at a minimum, meet the DCR standards, are not considered
to be permanent flooding and impounding.
"Permanent impacts" are means those
impacts to surface waters, including wetlands, that cause a permanent
alteration of the physical, chemical, or biological properties of the surface
waters or of the acreage or functions and values of a wetland.
"Permittee" means the person who holds a VWP
individual or general permit.
"Permittee-responsible compensatory mitigation"
or "permittee-responsible mitigation" means compensation or
compensatory mitigation, as defined in this section, that is undertaken by the
permittee, or an authorized agent or contractor, for which the permittee
retains full responsibility.
"Person" means one or more individuals, a individual,
corporation, a partnership, an association, a governmental
body, a municipal corporation, or any other legal entity.
"Phased development" means more than one project
proposed for a single piece of property or an assemblage of contiguous
properties under consideration for development by the same person, or by
related persons, that will begin and be completed at different times. Depending
on the relationship between the projects, a phased development may be
considered a single and complete project or each project may be considered a
single and complete project if each project has independent utility, as defined
in this section.
"Plan view sketch" drawing"
means a scaled graph or plot that represents the view of an object as projected
onto orthogonal planes. [ For purposes of this ] regulation
[ chapter, objects Objects ] may include, but
are not limited to, structures, contours, or boundaries.
"Pollutant" means any substance, radioactive
material, or heat which that causes or contributes to, or
may cause or contribute to pollution.
"Pollution" means such alteration of the physical,
chemical, or biological properties of any state waters as will or is
likely to create a nuisance or render such waters: (i) harmful or
detrimental or injurious to the public health, safety, or welfare,
or to the health of animals, fish, or aquatic life; (ii) unsuitable with
reasonable treatment for use as present or possible future sources of public
water supply; or (iii) unsuitable for recreational, commercial, industrial,
agricultural, or other reasonable uses; provided that (a) an alteration of the
physical, chemical, or biological property of state waters, or a discharge or
deposit of sewage, industrial wastes or other wastes to state waters by any
owner which by itself is not sufficient to cause pollution, but which, in
combination with such alteration of or discharge or deposit to state waters by
other owners is sufficient to cause pollution; (b) the discharge of untreated
sewage by any owner into state waters; and (c) contributing to the
contravention of standards of water quality duly established by the board, are
"pollution" for the terms and purposes of this chapter.
"Potomac River Low Flow Allocation Agreement"
means the agreement among the United States of America, the State of Maryland,
the Commonwealth of Virginia, the District of Columbia, the Washington Suburban
Sanitation Commission, and the Fairfax County Water Authority dated January 11,
1978, consented to by Congress in § 181 of the Water Resources Development Act
of 1976, Public Law 94-587, as modified on April 22, 1986.
"Practicable" means available and capable of being
done after taking into consideration cost, existing technology and logistics in
light of overall project purposes.
"Preservation" means the protection of resources in
perpetuity through the implementation of appropriate legal and physical
mechanisms.
"Profile sketch" drawing" means
a scaled graph or plot that represents the side view of an object. [ For
purposes of this ] regulation [ chapter, objects
Objects ] may include, but are not limited to, a surface water body
or a portion of it, a man-made channel, an above-ground structure, a
below-ground structure, a geographical feature, or the ground surface itself.
"Public hearing" means a fact finding proceeding
held to afford interested persons an opportunity to submit factual data, views,
and comments to the board pursuant to the board's Procedural Rule No. 1 -
Public and Formal Hearing Procedures (9VAC25-230) § 62.1-44.15:02 of the
Code of Virginia.
"Public surface water supply withdrawal" means a
withdrawal of surface water in Virginia or from the Potomac River for the
production of drinking water, distributed to the general public for the purpose
of, but not limited to, domestic use.
"Public water supply emergency" means a
substantial threat to public health or safety due to insufficient public
drinking water supplies caused by drought.
"Regional permit" means a general permit issued by
the USACE U.S. Army Corps of Engineers under 40 CFR Part 241
33 CFR Part 330 and applicable within a specified geographic area.
"Restoration" means the reestablishment of a
wetland or other aquatic resource in an area where it previously existed.
Wetland restoration means the reestablishment of wetland hydrology and
vegetation in an area where a wetland previously existed. Stream restoration
means the process of converting an unstable, altered, or degraded stream
corridor, including adjacent areas and floodplains, to its natural conditions.
"Riprap" means a layer of nonerodible material such
as stone or chunks of concrete.
"Schedule of compliance" means a schedule of
remedial measures including a sequence of enforceable actions or operations
leading to compliance with the Act, the law, and the board regulations,
standards and policies.
"Section 401" means § 401 of the Clean Water Act,
or 33 USC § 1341, as amended in 1987.
"Section for Cooperative Water Supply Operations on
the Potomac (CO-OP)" means a section of the Interstate Commission on the
Potomac River Basin designated by the Water Supply Coordination Agreement as
responsible for coordination of water resources during times of low flow in the
Potomac River.
"Scrub-shrub wetland" means a class of wetlands
dominated by woody vegetation, excluding woody vines, approximately three to 20
feet (one to six meters) tall. The species include true shrubs, young trees,
and trees or shrubs that are small or stunted because of environmental
conditions.
"Significant alteration or degradation of existing
wetland acreage or function" means human-induced activities that cause
either a diminution of the areal extent of the existing wetland or cause a
change in wetland community type resulting in the loss or more than minimal
degradation of its existing ecological functions.
"Single and complete project" means the total
project proposed or accomplished by a person, which also has independent
utility as defined in this section. For linear projects, the single and
complete project (e.g., a single and complete crossing) will apply to each
crossing of a separate surface water (e.g., a single water body) and to
multiple crossings of the same water body at separate and distinct locations.
Phases of a project that have independent utility may each be considered single
and complete.
"State waters" means all water, on the surface and under
the ground, wholly or partially within or bordering the Commonwealth or within
its jurisdiction, including wetlands.
"Stream bed" or "stream channel" means
the substrate of a stream, as measured between the ordinary high water mark
along each side of a stream. The substrate may consist of organic matter,
bedrock, or inorganic particles that range in size from clay to boulders, or a
combination of both. Areas contiguous to the stream bed, but outside of the
ordinary high water mark along each side of a stream, are not considered part
of the stream bed.
"Surface water" means all state waters that are not
ground water groundwater as groundwater is defined in §
62.1-255 of the Code of Virginia.
"Surface water supply project" means a project
that withdraws or diverts water from a surface water body for consumptive or
nonconsumptive purposes thereby altering the hydrologic regime of the surface
water body. Projects that do not alter the hydrologic regime or that alter the
hydrologic regime but whose sole purpose is flood control or storm water
management are not included in this definition.
"Surface water withdrawal" means a removal or
diversion of surface water from its natural water course in Virginia or from
the Potomac River.
"Suspend" or "suspension" means a
decision by the board that stops the review or processing of a permit
application or request to modify a permit or permit coverage until such time
that information requested by the board is provided, reviewed, and deemed
adequate.
"Temporary impacts" means those impacts to wetlands
or other surface waters, including wetlands, that do not cause a
permanent alteration of the physical, chemical, or biological properties
of the surface water waters or of the functions and
values of a wetland the permanent alteration or degradation of existing
wetland acreage or functions. Temporary impacts include activities in which
the ground impact area is restored to its preconstruction elevations
and contours and elevations [ , ] with
topsoil from the impact area where practicable, such that previous wetland
acreage and functions and values or surface water functions
are restored.
"Tidal wetland" means vegetated and nonvegetated
wetlands as defined in § 28.2-1300 of the Code of Virginia.
"Toxic pollutant" means any agent or material
including, but not limited to, those listed under § 307(a) of the Water
Pollution Prevention and Control Act (33 USC § 1317(a)), which after
discharge will, on the basis of available information, cause toxicity. Toxicity
means the inherent potential or capacity of a material to cause adverse effects
in a living organism, including acute or chronic effects to aquatic life,
detrimental effects on human health, or other adverse environmental
effects.
"Undesirable plant species" means any species that
invades, naturally colonizes, or otherwise dominates a compensatory mitigation
site or mitigation bank and may cause, such that it causes or contribute
contributes to the failure of the vegetative success criteria for a
particular compensatory mitigation site or, mitigation bank,
or in-lieu fee program project, or it otherwise prohibits the restoration of
the same vegetation cover type that was originally present.
"USACE" means the United States Army Corps of
Engineers.
"VMRC" means the Virginia Marine Resources
Commission.
"VWP general permit" means the general permit
text, terms, requirements, and conditions set forth in a regulation that
constitutes a VWP permit for a authorizing a specified category
of activities.
"VWP permit" means an individual or general permit
issued by the board under § 62.1-44.15:20 of the Code of Virginia that
authorizes activities otherwise unlawful under § 62.1-44.5 of the Code of Virginia
or otherwise serves as the Commonwealth of Virginia's § 401 certification.
"Water quality standards" means water quality
standards adopted by the board and approved by the administrator of the EPA
U.S. Environmental Protection Agency under § 303 of the Clean
Water Act as defined at 9VAC25-260 in 9VAC25-260-10.
"Water Supply Coordination Agreement" means the
agreement among the United States of America, the Fairfax County Water
Authority, the Washington Suburban Sanitary Commission, the District of Columbia,
and the Interstate Commission on the Potomac River Basin, dated July 22, 1982,
which establishes agreement among the suppliers to operate their respective
water supply systems in a coordinated manner and which outlines operating rules
and procedures for reducing impacts of severe droughts in the Potomac River
Basin.
"Watershed approach" means an analytical process
for making compensatory mitigation decisions that support the sustainability or
improvement of aquatic resources in a watershed and that ensures authorized
impacts and mitigation have been considered on a watershed scale.
"Wetlands" means those areas that are inundated or
saturated by surface or groundwater at a frequency and duration sufficient to
support, and that under normal circumstances do support, a prevalence of
vegetation typically adapted for life in saturated soil conditions. Wetlands
generally include swamps, marshes, bogs, and similar areas.
"Withdrawal system" means any device or
combination of evices used to withdraw surface water, such as, but not limited
to, a machine, pump, pipe, culvert, hose, tube, screen, or fabricated concrete
or metal structure.
9VAC25-210-45. Wetland delineation Surface waters
delineations.
A. Wetlands. Each wetland delineation,
including those for isolated wetlands, shall be conducted in accordance
with the USACE U.S. Army Corps of Engineers (USACE) "Wetland
Delineation Manual, Technical Report Y-87-1, January 1987, Final Report"
(Federal Manual) and any regional wetland supplements approved for use by
USACE. The These Federal Manual Manuals shall
be interpreted in a manner consistent with USACE guidance and the requirements
of this regulation chapter, and any delineation guidance adopted
by the board as necessary to ensure consistency with the USACE implementation
of delineation practices. USACE regulatory guidance letters or Department of
Environmental Quality policy or guidance may be used to supplement preparation
of wetlands delineations.
B. Other surface waters. Delineations for surface waters other
than wetlands may be conducted in accordance with USACE or DEQ policy or USACE
or DEQ guidance and shall take into consideration the location of an ordinary
high water mark, if [ applicable present ].
9VAC25-210-50. Prohibitions and requirements for VWP permits.
A. Except in compliance with a VWP permit, unless the
activity is otherwise exempted or excluded, no person shall dredge, fill,
or discharge any pollutant into, or adjacent to surface waters,;
withdraw surface water,; otherwise alter the physical, chemical,
or biological properties of surface state waters regulated
under this chapter and make them detrimental to the public health, or
to animal or aquatic life, or to the uses of such waters for domestic or
industrial consumption, or for recreation, or for other uses; excavate
in wetlands; or on or after October 1, 2001, conduct the following
activities in a wetland:
1. New activities to cause draining that significantly alters
or degrades existing wetland acreage or functions;
2. Filling or dumping;
3. Permanent flooding or impounding; or
4. New activities that cause significant alteration or
degradation of existing wetland acreage or functions.
B. No VWP permit shall be issued for the following:
1. Where the proposed activity or the terms or conditions of
the VWP permit do not comply with state law or regulations including [ , ]
but not limited to [ , ] § 10.1-1408.5 of the Code of
Virginia;
2. For the discharge of any radiological, chemical, or
biological warfare agent or high level radioactive material into surface
waters.
9VAC25-210-55. Statewide information requirements.
The board may request (i) such plans, specifications, and
other pertinent information as may be necessary to determine the effect of an
applicant's discharge on the quality of state waters or (ii) such other
information as may be necessary to accomplish the purposes of this chapter. Any
owner, permittee, or person applying for a VWP permit or general permit
coverage shall provide the information requested by the board.
9VAC25-210-60. Exclusions.
A. The [ following ] activities in
this [ subsection section ] do not require a
VWP permit but may require other permits under state and federal law:.
Upon request by the board, any person claiming one of these exclusions shall
demonstrate to the satisfaction of the board that he qualifies for the
exclusion. Exclusions pertaining to surface water withdrawals are established
in 9VAC25-210-310.
1. Discharges of dredged or fill material into state waters, excepting
except wetlands, which are addressed under a USACE Regional, General or
Nationwide Permit, and for which no § 401 Water Quality Certificate is
required.
2. Discharges of dredged or fill material into wetlands
when addressed under a USACE Regional, General, or Nationwide Permit and that
meet the provisions of subdivision 10 a of this subsection.
3. 2. Any discharge, other than an activity
in a surface water governed by § 62.1-44.15:20 of the Code of Virginia,
permitted of stormwater from municipal separate storm sewer systems or
land disturbing activities authorized by 9VAC25-870, or the discharge of
sewage, industrial wastes, or other wastes or any noxious or deleterious
substances into surface waters that is authorized by a Virginia Pollutant
Discharge Elimination System (VPDES) permit in accordance with 9VAC25-31 or
a Virginia Pollution Abatement (VPA) permit in accordance with 9VAC25-32.
4. Any activity, other than an activity in a surface water
governed by § 62.1-44.15:20 of the Code of Virginia, permitted by a Virginia
Pollution Abatement (VPA) permit in accordance with 9VAC25-32.
5. Septic tanks, when authorized by a state Department of
Health permit.
6. 3. Any activity permitted governed
under Chapter 13 (§ 28.2-1300 et seq.) of Title 28.2 of the Code of Virginia,
unless state certification is required by § 401 of the Clean Water Act. State
certification is waived if the activity meets the provisions of subdivision 10
a of this [ subsection section ]. The activity does not
require a VWP permit pursuant to § 62.1-44.15:21 H G of the Code
of Virginia.
7. 4. Normal residential gardening, and
lawn and landscape maintenance in a wetland, or other similar activity, that
is incidental to an occupant's ongoing residential use of property and is of
minimal ecological impact. The criteria governing this exclusion are set
forth in the definition of "normal residential gardening and lawn and
landscape maintenance" in 9VAC25-210-10.
5. Maintenance [ , including emergency
reconstruction of recently damaged parts ] of currently serviceable
structures, such as purpose-built stormwater and utility structures,
transportation structures, dikes, groins, levees, dams, riprap breakwaters,
causeways, or bridge abutments or approaches. Maintenance [ includes
the emergency reconstruction of recently damaged parts but ] does
not include modifications that change the character, scope, or size of the
original design. If the original design is not available, the permittee shall
submit the best available information on the design for consideration and
approval by the board. In order to quality for this exclusion, emergency
reconstruction shall occur as soon as practicable after damage occurs.
6. Impacts to open waters that do not have a detrimental
effect on public health, animal life, or aquatic life or to the uses of such
waters for domestic or industrial consumption, recreation, or other uses.
7. Flooding or back-flooding impacts to surface waters
resulting from the construction of temporary sedimentation basins on a
construction site when such structures are necessary for erosion and sediment
control or stormwater management purposes.
8. Normal agriculture and silviculture activities in a wetland
such as plowing [ ,; ] seeding [ ,; ]
cultivating [ ,; ] minor drainage [ , ]
and harvesting for the production of food, fiber, and forest products
[ ,; ] or upland soil and water conservation practices.
a. To fall under this exclusion, the activities specified in this
subdivision 8 of this section must be part of an established (i.e.,
ongoing) agriculture or silviculture operation, and must be in accordance with
applicable best management practices set forth in either Forestry Best
Management Practices for Water Quality in Virginia Technical Guide (Fourth
Edition, July 2002) or Virginia Agricultural BMP Manual (2000), which
facilitate compliance with the § 404(b)(1) Guidelines (40 CFR Part 230).
Activities on areas lying fallow as part of a conventional, rotational
cycle are part of an established operation.
b. Activities which bring a new area into agricultural or
silvicultural use are not part of an established operation. An operation ceases
to be established when the area in which it was conducted has been converted to
another use or has lain idle so long that modifications to the hydrological
regime are necessary to resume operation. If the activity takes place outside
surface waters, it does not need a VWP permit, whether or not it is part of an
established agriculture or silviculture operation.
c. For the purposes of this subdivision 8 of this
section, cultivating, harvesting, minor drainage, plowing, and seeding are
defined as follows:
(1) "Cultivating" means physical methods of soil
treatment employed within established agriculture and silviculture lands on
farm or forest crops to aid and improve their growth, quality, or yield.
(2) "Harvesting" means physical measures employed
directly upon farm, forest, or crops within established agricultural and
silviculture lands to bring about their removal from farm or forest land, but
does not include the construction of farm or forest roads.
(3) "Minor drainage" means:
(a) The discharge of dredged or fill material incidental to
connecting upland drainage facilities to surface waters, adequate to effect the
removal of excess soil moisture from upland croplands. Construction and
maintenance of upland (dryland) facilities, such as ditching and tiling,
incidental to the planting, cultivating, protecting, or harvesting of crops;
(b) The discharge of dredged or fill material for the purpose
of installing ditching or other water control facilities incidental to
planting, cultivating, protecting, or harvesting of rice, or other wetland crop
species, where these activities and the discharge occur in surface waters which
are in established use for such agricultural and silviculture wetland crop
production;
(c) The discharge of dredged or fill material for the purpose
of manipulating the water levels of, or regulating the flow or distribution of
water within, existing impoundments which that have been
constructed in accordance with applicable requirements of the Clean Water
Act, and which that are in established use for the production of
rice, or other wetland crop species;
(d) The discharge of dredged or fill material incidental to
the emergency removal of sandbars, gravel bars, or other similar blockages
which are formed during flood flows or other events, where such blockages close
or constrict previously existing drainageways and, if not promptly removed,
would result in damage to or loss of existing crops or would impair or prevent
the plowing, seeding, harvesting or cultivating of crops on land in established
use for crop production. Such removal does not include enlarging or extending
the dimensions of, or changing the bottom elevations of, the affected
drainageway as it existed prior to the formation of the blockage. Removal must
be accomplished within one year after such blockages are discovered in order to
be eligible for exclusion; and
(e) Minor drainage in surface waters is limited to drainage
within areas that are part of an established agriculture or silviculture
operation. It does not include drainage associated with the immediate or
gradual conversion of a wetland to a nonwetland (for example, wetland species
to upland species not typically adapted to life in saturated soil conditions),
or conversion from one wetland use to another (for example, silviculture to
agriculture). In addition, minor drainage does not include the construction of
any canal, ditch, dike or other waterway or structure which drains or otherwise
significantly modifies a stream, lake, swamp, bog or any other wetland or
aquatic area constituting surface water. Any discharge of dredged or fill
material into surface water incidental to the construction of any such
structure or waterway requires a VWP permit, unless otherwise excluded or
exempted by this [ regulation chapter ].
(4) "Plowing" means all forms of primary tillage,
including moldboard, chisel, or wide-blade plowing, discing, harrowing, and
similar physical means used on farm or forest land for the breaking up,
cutting, turning over, or stirring of soil to prepare it for the planting of
crops. Plowing does not include the redistribution of soil, rock, sand, or
other surficial materials in a manner which changes any area of surface water to
dry land. For example, the redistribution of surface materials by blading,
grading, or other means to fill in wetland areas is not plowing. Rock crushing
activities which result in the loss of natural drainage characteristics, the
reduction of water storage and recharge capabilities, or the overburden of
natural water filtration capacities does not constitute plowing. Plowing as
described above will never involve a discharge of dredged or fill material.
(5) "Seeding" means the sowing of seed and placement
of seedlings to produce farm or forest crops and includes the placement of soil
beds for seeds or seedlings on established farm and forest lands.
9. Maintenance, including emergency reconstruction of
recently damaged parts of currently serviceable structures, such as dikes,
groins, levees, dams, riprap breakwaters, causeways, bridge abutments or
approaches, and transportation and utility structures. Maintenance does not
include modifications that change the character, scope, or size of the original
design. In order to qualify for this exclusion, emergency reconstruction must
occur within a reasonable period of time after damage occurs. Discharges
of dredged or fill material into wetlands when addressed under a U.S. Army
Corps of Engineers Regional, General, or Nationwide Permit and that meet the
provisions of subdivision 10 a of this section.
10. Construction or maintenance of farm ponds or impoundments,
stock ponds or impoundments, or irrigation ditches, or the maintenance (but not
construction) of drainage ditches.
a. The exclusion for the construction and maintenance of farm
or stock ponds and farm or stock impoundments applies to those structures that
are operated for normal agricultural or silvicultural purposes, and are less
than 25 feet in height or create a maximum impoundment capacity smaller than
100 acre-feet.
b. The exclusion for the construction and maintenance of farm
or stock ponds and farm or stock impoundments does not include the impacts
associated with the withdrawal of surface water from, within, or behind such
structures. A VWP permit may be required for the surface water withdrawal.
c. Discharge associated with siphons, pumps, headgates,
wingwalls, weirs, diversion structures, and such other facilities as are
appurtenant and functionally related to irrigation ditches are included in this
exclusion.
d. The maintenance dredging of existing ditches is included in
this exclusion provided that the final dimensions of the maintained ditch do
not exceed the average dimensions of the original ditch. This exclusion does
not apply to the construction of new ditches or to the channelization of
streams.
11. Construction of temporary sedimentation basins on a
construction site which does not include the placement of fill materials into
surface waters or excavation in wetlands. The term "construction
site" refers to any site involving the erection of buildings, roads, and
other discrete structures and the installation of support facilities necessary
for construction and utilization of such structures. The term
"construction site" also includes any other land areas which involve
land-disturbing excavation activities, including quarrying or other mining
activities, where an increase in run-off of sediment is controlled through the
use of temporary sedimentation basins.
12. 11. Construction or maintenance of farm
roads, forest roads, or temporary roads for moving mining equipment, where such
roads are constructed and maintained in accordance with applicable best
management practices (BMPs) set forth in either Forestry Best Management
Practices for Water Quality in Virginia, Technical Guide, Fourth Edition, July
2002, or Virginia Agricultural BMP Manual, 2000, to ensure that flow and
circulation patterns and chemical and biological characteristics of surface waters
are not impaired, that the reach of such waters is not reduced, and that any
adverse effect on the aquatic environment will otherwise be minimized. The BMPs
which must be applied to satisfy this provision include the following baseline
provisions:
a. Permanent roads (for agriculture or forestry activities),
temporary access roads (for mining, forestry, or farm purposes), and skid
trails (for logging) in surface waters shall be held to the minimum feasible
number, width, and total length consistent with the purpose of specific
agriculture, silviculture or mining operations, and local topographic and
climatic conditions;
b. All roads, temporary or permanent, shall be located
sufficiently far from streams or other water bodies (except for portions of
such roads which must cross water bodies) to minimize discharges of dredged or
fill material into surface waters;
c. The road fill shall be bridged, piped, culverted, or
otherwise designed to prevent the restriction of expected flood flows;
d. The fill shall be properly stabilized and maintained to
prevent erosion during and following construction;
e. Discharges of dredged or fill material into surface waters
to construct road fill shall be made in a manner which minimizes the
encroachment of trucks, tractors, bulldozers, or other heavy equipment within
state waters (including adjacent wetlands) that lie outside the lateral
boundaries of the fill itself;
f. In designing, constructing, and maintaining roads,
vegetative disturbance in surface waters shall be kept to a minimum;
g. The design, construction and maintenance of the road
crossing shall not disrupt the migration or other movement of those species of
aquatic life inhabiting the water body;
h. Borrow material shall be taken from upland sources whenever
feasible;
i. The discharge shall not take, or jeopardize the continued
existence of a state- or federally-listed threatened or endangered species as
defined under the Endangered Species Act (16 USC § 1531 et seq.), in § 29.1-566
of the Code of Virginia and in 4VAC15-20-130 B and C, except as provided in §
29.1-568 of the Code of Virginia, or adversely modify or destroy the critical
habitat of such species;
j. Discharges into the nesting and breeding areas for
migratory waterfowl, spawning areas, and wetlands shall be avoided if practical
on-site or off-site alternatives exist;
k. The discharge shall not be located in proximity of a public
water supply or intake;
l. The discharge shall not occur in areas of concentrated
shellfish production;
m. The discharge shall not occur in a component to the
National Wild and Scenic River System;
n. The discharge material shall consist of suitable material
free from toxic pollutants in toxic amounts; and
o. All temporary fills shall be removed in their entirety and
the area restored to its original elevation.
B. The following surface water withdrawals are excluded
from VWP permit requirements. Activities, other than the surface water
withdrawal, which are contained in 9VAC25-210-50 and are associated with the
construction and operation of the surface water withdrawal, are subject to VWP
permit requirements unless excluded by subsection A of this section. Other
permits under state and federal law may be required.
1. Any surface water withdrawal in existence on July 1,
1989; however, a permit shall be required if a new § 401 certification is
required to increase a withdrawal. To qualify for this exclusion, the surface
water withdrawal shall be deemed to be in existence on July 1, 1989, if there
was an actual withdrawal on or before that date that has not been abandoned.
a. Abandonment of a surface water withdrawal. A surface
water withdrawal shall be deemed to be abandoned if the owner of the withdrawal
system (i) notifies the DEQ in writing that the withdrawal has been abandoned
or (ii) removes or disables the withdrawal system with the intent to
permanently cease such withdrawal. Transfer of ownership or operational control
of the withdrawal system, a change in use of the water, or temporary cessation
of the withdrawal shall not be deemed evidence of abandonment. The notification
shall be signed by the owner of record or shall include evidence satisfactory
to the DEQ that the signatory is authorized to submit the notice on behalf of
the owner of record. Evidence may include, but shall not be limited to, a
resolution of the governing body of the owner or corporate minutes.
b. Information to be furnished to the DEQ. Each owner or
operator of a permanent withdrawal system engaging in a withdrawal that is
subject to this exclusion shall provide the DEQ the estimated maximum capacity
of the intake structure, the location of the existing intake structure and any
other information that may be required by the board. Each owner or operator of
a temporary withdrawal system engaging in a withdrawal that is subject to this
exclusion, where the purpose of the withdrawal is for agriculture, shall
provide to the DEQ the maximum annual surface water withdrawal over the last 10
years. The information shall be provided within one year of the date that notice
of such request is received from the DEQ and shall be updated when the maximum
capacity of the existing intake structure changes. The information provided to
the DEQ shall not constitute a limit on the exempted withdrawal. Such
information shall be utilized by the DEQ and board to protect existing
beneficial uses and shall be considered when evaluating applications for new
withdrawal permits.
2. Any surface water withdrawal not in existence on July 1,
1989, if the person proposing to make the withdrawal received a § 401
certification before January 1, 1989, with respect to installation of any
necessary withdrawal structures to make such withdrawal; however, a permit
shall be required before any such withdrawal is increased beyond the amount
authorized by the certification.
3. Any existing lawful unpermitted surface water withdrawal
initiated between July 1, 1989, and July 25, 2007, which is not subject to
other exclusions contained in this section. These withdrawals shall be excluded
from permit requirements only if they comply with the conditions in this
subdivision. Regardless of complying with the conditions of this subdivision,
these withdrawals shall require a permit for any increased withdrawal amount.
a. Information to be furnished to the DEQ. Each owner or
operator of a withdrawal system engaging in a withdrawal that is subject to
this exclusion shall provide the DEQ with copies of water withdrawal reports
required by Water Withdrawal Reporting Regulations (9VAC25-200) documenting the
largest 12-consecutive month withdrawal that occurred in the 10 years prior to
July 25, 2007. In the case of unreported agricultural surface water
withdrawals, estimates of withdrawals will be accepted that are based on one of
the following:
(1) The area irrigated, depth of irrigation, and annual
number of irrigations; pumping capacity and annual pumping time; annual energy
consumption for pumps; number and type of livestock watered annually; number
and type of livestock where water is used for cooling purposes; or
(2) Other methods approved by the board for the largest 12
consecutive month withdrawal that occurred in the 10 years prior to July 25,
2007. The board shall evaluate all estimates of surface water withdrawals based
on projected water demands for crops and livestock as published by the Virginia
Cooperative Extension Service, the United States Natural Resources Conservation
Service, or other similar references and make a determination whether they are
reasonable. In all cases only reasonable estimates will be used to document the
excluded withdrawal amount.
b. The information noted in subdivision 3 a of this
subsection shall be provided within 12 months of July 25, 2007. The information
provided to the DEQ shall constitute a limit on the withdrawal that is excluded
from permit requirements; any increase in that withdrawal above the limited
amount shall require an application for a permit for the withdrawal system.
Information regarding excluded withdrawal amounts shall be utilized by the DEQ
and board to protect existing beneficial uses and shall be considered when
evaluating applications for new withdrawal permits.
c. All owners and operators of surface water withdrawals
excluded from permit requirements by this section shall annually report
withdrawals as required by Water Withdrawal Reporting Regulations (9VAC25-200).
Failure to file annual reports either reporting actual withdrawals or the fact
that withdrawals did not occur may result in the owner or operator being
required to file an application and receive a permit prior to resuming any
withdrawal.
4. Agricultural surface water withdrawals from nontidal
waters that total less than one million gallons in a single month.
5. Surface water withdrawals from nontidal waters for all
other purposes that total less than 10,000 gallons per day.
6. Surface water withdrawals from tidal waters for
nonconsumptive uses.
7. Agricultural surface water withdrawals from tidal waters
that total less than 60 million gallons in a single month.
8. Surface water withdrawals from tidal waters for all
other consumptive purposes that total less than two million gallons per day.
9. Surface water withdrawals for firefighting or for the
training activities related to firefighting, such as dry hydrants and emergency
surface water withdrawals.
10. Surface water withdrawals placed into portable
containers by persons owning property on, or holding easements to, riparian
lands.
11. Surface water withdrawals for the purposes of
hydrostatic pressure testing of water tight containers, pipelines, and vessels.
12. Surface water withdrawals for normal single family home
residential gardening, lawn, and landscape maintenance.
13. Surface water withdrawals that are located on a
property, such that the withdrawal returns to the stream of origin; not more
than half of the instantaneous flow is diverted; not more than 1,000 feet of
stream channel separate the withdrawal point from the return point; and both
banks of the affected stream segment are located within that property boundary.
14. Surface water withdrawals from quarry pits, such that
the withdrawal does not alter the physical, biological, or chemical properties
of surface waters connected to the quarry pit.
15. Surface water withdrawals from a privately owned
agriculture pond, emergency water storage facility, or other water retention
facility, provided that such pond or facility is not placed in the bed of a
perennial or intermittent stream or wetland. Surface water withdrawals from
such facilities constructed in beds of ephemeral streams are excluded from
permit requirements.
C. DEQ may require any owner or operator of a withdrawal
system excluded from permit requirements by subdivisions B 3 through 15 of this
section to cease withdrawals and file an application and receive a permit prior
to resuming any withdrawal when the board's assessment indicates that a
withdrawal, whether individually or in combination with other existing or
proposed projects:
1. Causes or contributes to, or may reasonably be expected
to cause or contribute to, a significant impairment of the state waters or fish
and wildlife resources;
2. Adversely impacts other existing beneficial uses; or
3. Will cause or contribute to a violation of water quality
standards.
9VAC25-210-65. Administrative continuance.
A. Administrative continuance provisions shall apply to
all VWP permits.
B. When the permittee has submitted a timely and complete
application for reissuance of an existing VWP individual permit, but through no
fault of the permittee, the board does not reissue or reissue with conditions a
VWP individual permit [ , ] or the board does
not provide notice of its tentative decision to deny the application before an
existing VWP individual permit [ expires ], the
conditions of the expiring VWP individual permit [ may
shall ] be administratively continued in full force and effect
until the effective date of a reissued permit [ or the date on
which the board denies the application ]. Complete application
requirements for a VWP individual permit are located in 9VAC25-210-80 and
9VAC25-210-340. Timely application shall be a minimum of 180 days for an
individual permit or a minimum of 270 days for an individual permit for a
surface water withdrawal, unless otherwise specified in the existing permit.
C. Administrative continuance of a specific VWP general
permit shall be in accordance with the corresponding VWP general permit
regulation.
9VAC25-210-70. Effect of a VWP permit.
A. As to the permitted activity, compliance with a VWP permit
constitutes compliance with the VWP permit requirements of the Law and
regulations.
B. The issuance of a VWP permit does not convey any property
rights in either real or personal property, or any exclusive privileges, nor
does it authorize injury to private property or any invasion of personal rights
or any infringement of federal, state, or local law or regulation
laws or regulations.
Part II
VWP Permit Application and Development
9VAC25-210-75. Preapplication procedures for a new or
expanded VWP permit for major surface water withdrawals. (Repealed.)
A. Preapplication review panel. At the request of an
applicant for a surface water supply project, a preapplication review panel
shall be convened prior to submission of a VWP application upon request by a
potential applicant to the Department of Environmental Quality. The
preapplication review panel shall assist potential applicants that are
proposing surface water supply projects with the early identification of issues
related to the protection of beneficial instream and offstream uses of state waters
and the identification of the affected stream reach. The DEQ shall notify the
Virginia Marine Resources Commission, the Virginia Institute of Marine Science,
the Virginia Department of Game and Inland Fisheries, the Virginia Department
of Conservation and Recreation, the Virginia Department of Health, the Corps of
Engineers, the U.S. Fish and Wildlife Service, the Environmental Protection
Agency and any other appropriate local, state, and federal agencies of the
preapplication review panel request. These agencies shall participate to the
extent practicable in the preapplication review panel by providing information
and guidance on the potential natural resource impacts and regulatory
implications of the options being considered by the applicant and shall provide
comments within 60 days of the initial meeting of the preapplication panel.
B. Preapplication public notice. For new or expanded
surface water supply projects requiring an individual VWP permit, a potential
applicant shall provide information on the project, shall provide an
opportunity for public comment on the proposed project, and shall assist in
identifying public concerns or issues prior to filing a VWP individual permit
application.
1. Except as provided in this subsection, the potential applicant
shall provide for publication of notice once a week for two consecutive weeks
in a newspaper of general circulation serving the locality where the surface
water supply project is proposed to be located.
2. If requested by any person, the potential applicant
shall hold at least one public information meeting. Notice of any public
information meeting held pursuant to this subsection shall be provided at least
14 days prior to the public information meeting date and shall be published in
the same manner as required in subdivision 1 of this subsection. A potential
applicant shall submit the notice to the DEQ for posting on the DEQ website. At
a minimum, any notice required by this subsection shall include:
a. A statement of the potential applicant's intent to apply
for a VWP permit for a surface water supply project;
b. The proposed location of the surface water supply
project;
c. Information on how the public may request a public
information meeting or in the alternative, the date, time and location of the
public information meeting;
d. The name, address and telephone number of the potential
applicant, or an authorized representative who can answer questions or receive
comments on the proposed surface water supply project; and
e. A statement of how any oral or written public comments
will be used.
3. In accordance with the provisions of 9VAC25-780-50 C 11
and 9VAC25-780-150, a potential applicant shall not be required to publish
public notice or provide an opportunity for a public information meeting if a
public meeting has been held within two years prior to the submittal of an
application for a VWP permit on a local or regional water supply plan, which
includes the proposed project.
4. The potential applicant shall maintain a list of persons
and their addresses making comment and shall make a good faith effort to notify
commenters, at the address provided by the commenter, when the public notice
for the draft VWP individual permit is available.
9VAC25-210-80. Application for a VWP permit.
A. Application for a VWP Permit. Any person who is required
to obtain a VWP permit, except those persons applying for a VWP permit for a
minor surface water withdrawal or an emergency VWP permit for a public
water supply emergency, shall submit a complete VWP permit application to DEQ
the Department of Environmental Quality through the most current Joint
Permit Application procedures, as established within each type of Joint
Permit Application (JPA). The Virginia Department of Transportation
(VDOT) may use its monthly Interagency Coordination Meeting (IACM)
process for submitting JPAs. There shall be no commencement of any activity
subject to [ the VWP permit program regulation this chapter ]
prior to the issuance of a VWP permit or granting VWP general permit authorization
coverage.
B. Informational requirements for a VWP Permit
Application, except applications for minor surface water withdrawals or all
VWP individual permit applications are identified in this subsection with the
exception of applications for emergency VWP permits to address a public
water supply emergency, for which the information required in 9VAC25-210-340 C
shall be submitted. In addition to the information in this subsection,
applications involving a surface water withdrawal or a Federal Energy Regulatory
Commission (FERC) license or relicense associated with a surface water
withdrawal shall also submit the information required in 9VAC25-210-340 B.
1. A complete application for a VWP individual
permit application, at a minimum, consists of the following information
[ , if applicable to the project ]:
a. Name [ Legal The applicant's
legal ] name, mailing address, telephone number, and if
applicable, electronic mail address and fax number [ of
applicant ].
b. If different from applicant, legal name, mailing
address, telephone number, and if applicable, electronic mail address and
fax number of property owner.
c. If applicable, name of the authorized agent
agent's name, mailing address, telephone number, and if applicable, fax
number and electronic mail address.
d. Name of the impacted waterbody or waterbodies, or
receiving waters, as applicable, at the project site.
e. Name of the city or county where the project occurs.
f. Project purpose, need and description. The purpose and
need for the project shall be specified. A complete narrative description of
the project shall include: the name of the project; the type of activity to be
conducted; any physical alteration to surface waters; and all impacts,
permanent and temporary, associated with the project. Wetland impacts should be
quantified and identified according to their Cowardin classification or similar
terminology. Conversion of one type of wetland to another type of wetland is
considered to be a permanent impact. Stream impacts should be quantified and
identified based on geomorphological types.
g. Amount of wetland impacts (by type in acres or square
feet), stream impacts (in linear feet), and in square feet for purposes of
calculating the permit application fee, when applicable, and open water impacts
(by type in square feet or acres, as applicable).
h. Materials assessment. If dredged material from on-site
areas or fill material from off-site areas is involved, the applicant must
provide evidence or certification that the material is free from toxic
contaminants prior to disposal, or that the material, if not free of
contaminants, will be placed in an approved disposal area. If applicable, the
applicant may be required to conduct grain size and composition analyses, tests
for specific parameters or chemical constituents, or elutriate tests on the
dredge material.
i. Proposed construction schedule. An estimate of the
construction timeframe for the project will be used to determine the VWP permit
term.
j. Signed and dated signature page. The application
signature page, either on the copy submitted to VMRC or to the DEQ, must have
an original signature. Electronic submittals containing the original-signature
page, such as that contained in a scanned document file, are acceptable.
k. The latitude and longitude (to the nearest second) at
the center of the project, United States Geological Survey Hydrologic Unit Code
for the project and compensatory mitigation site, DEQ stream classification,
stream drainage area, functions and values assessment for wetlands impacts (if
applicable), beneficial uses evaluation for instream flow and surface water
withdrawal projects (if applicable), wetlands delineation information, state-
and federally-listed threatened and endangered species information, mitigation
plan (demonstrating avoidance and minimization to the maximum extent
practicable, and compensation for unavoidable impacts).
(1) For wetland impacts greater than one acre (1.0 acre or
43,560 square feet), the assessment of functional values of the affected
surface waters must include information on: surrounding land uses and cover
types; nutrient, sediment, and pollutant trapping; flood control and flood
storage capacity; erosion control and shoreline stabilization; groundwater
recharge and discharge; aquatic and wildlife habitat; and unique or critical
habitats. Functional values may also include: water quality, floodflow
desynchronization, nutrient import or export, stormwater retention or
detention, recreation, education, aesthetics, or other beneficial uses. These values
shall be assessed using an acceptable method appropriate for the type of
impacted resource. This information will be used to determine the type of
compensatory mitigation required to ensure no net loss of wetland functions.
(2) Evaluation of beneficial uses for instream flow and
surface water withdrawal projects includes both instream and offstream uses.
Instream beneficial uses include, but are not limited to: the protection of
fish and wildlife habitat; maintenance of waste assimilation; recreation;
navigation; and cultural and aesthetic values. Offstream beneficial uses
include, but are not limited to: domestic (including public water supply);
agricultural; electric power generation; and commercial and industrial uses.
(3) The assessment of potential impacts to federally-listed
and state-listed threatened or endangered species shall include correspondence
or documentation from federal or state resource agencies addressing potential
impacts to listed species.
(4) A delineation map must be provided of the geographic
area of a delineated wetland for all wetlands on the site, in accordance with
9VAC25-210-45, including the wetlands data sheets, and the latitude and
longitude (to the nearest second) of the center of the wetland impact area.
Wetland types shall be noted according to their Cowardin classification or
similar terminology. A copy of the USACE delineation confirmation, or other
correspondence from the USACE indicating their approval of the wetland
boundary, shall also be provided at the time of application, or if not
available at that time, as soon as it becomes available during the VWP permit
review. The delineation map should also include the location of all impacted
and non-impacted streams, open water and other surface waters on the site. The
approximate limits of any Chesapeake Bay Resource Protection Areas (RPAs) shall
be shown on the map as additional state or local requirements may apply if the
project is located within an RPA.
(5) The plan of mitigation for impacts to surface waters
must include, in accordance with current federal regulations: measures taken to
avoid impacts to the maximum extent practicable, the measures proposed to
reduce the impacts to surface waters to the maximum extent practicable, and
where impacts could not be avoided, the means by which compensation will be
accomplished to achieve no net loss of wetland acreage and functions or stream
functions and water quality benefits.
(a) A narrative description must be provided detailing the
measures taken during project design and development both to avoid and minimize
impacts to surface waters to the maximum extent practicable (see
9VAC25-210-115).
(b) In order for an application to be deemed complete, a
conceptual wetland compensatory mitigation plan must be submitted for unavoidable
permanent impacts to wetlands, unless dependent solely on mitigation banking or
monetary contribution to an in-lieu fee fund, and shall include at a minimum:
the goals and objectives in terms of replacement of wetland acreage and
functions; a detailed location map (for example, a United States Geologic
Survey topographic quadrangle map), including latitude and longitude (to the
nearest second) and the hydrologic unit code (HUC) at the center of the site; a
description of the surrounding land use; a hydrologic analysis, including a
draft water budget based on expected monthly inputs and outputs which will
project water level elevations for a typical year, a dry year and a wet year;
groundwater elevation data, if available, or the proposed location of
groundwater monitoring wells to collect these data; wetland delineation
confirmation and data sheets and maps for existing surface water areas on the
proposed site(s); a conceptual grading plan; a conceptual planting scheme,
including suggested plant species and zonation of each vegetation type
proposed; a description of existing soils, including general information on
both topsoil and subsoil conditions, permeability, and the need for soil
amendments; a draft design of any water control structures; inclusion of buffer
areas; a description of any structures and features necessary for the success
of the site; the schedule for compensatory mitigation site construction; and
proposed deed restriction language for protecting the compensation site or
sites, including all surface waters and buffer areas within its boundaries, in
perpetuity.
(c) In order for an application to be deemed complete, a
conceptual stream compensatory mitigation plan must be submitted for
unavoidable permanent impacts to streams, unless dependent solely on mitigation
banking or monetary contribution to an in-lieu fee fund, and shall include at a
minimum: the goals and objectives in terms of water quality benefits and
replacement of stream functions; a detailed location map (for example, a United
States Geologic Survey topographic quadrangle map), including the latitude and
longitude (to the nearest second) and the hydrologic unit code (HUC) at the
center of the site; a description of the surrounding land use; the proposed
stream segment restoration locations, including plan view and cross-section
sketches; the stream deficiencies that need to be addressed; the proposed
restoration measures to be employed, including channel measurements, proposed
design flows, types of instream structures, and conceptual planting scheme;
reference stream data, if available; inclusion of buffer areas; schedule for
restoration activities; and proposed deed restriction language for protecting
the compensation site or sites, including all surface waters and buffer areas
within its boundaries, in perpetuity.
(d) Compensation for open water impacts may be required, as
appropriate, to protect state waters and fish and wildlife resources from
significant impairment.
(e) Any compensation plan shall include measures for the
control of undesirable species.
(f) Any compensation plan proposing to include
contributions to an in-lieu fee fund shall include proof of the willingness of
the entity to accept the donation and documentation of how the amount of the
contribution was calculated.
(g) Any compensation plan proposing the purchase or use of
mitigation banking credits shall include: (i) the name of the proposed
mitigation bank and the HUC in which it is located; (ii) the number of credits
proposed to be purchased or used; and (iii) certification from the bank owner
of the availability of credits.
(h) Applicants proposing off-site compensatory mitigation,
including purchase or use of mitigation bank credits, or contribution to an
in-lieu fee fund shall first discuss the feasibility of on-site compensatory
mitigation. If on-site compensatory mitigation is practicable, applicants must
provide documentation as to why the proposed off-site compensatory mitigation
is ecologically preferable (see 9VAC25-210-116 B).
l. Detailed project location map. The detailed location map
(for example, a United States Geologic Survey topographic quadrangle map)
including the project boundary. The map should be of sufficient detail such
that the site may be easily located for site inspection.
m. Project plan view and cross-sectional sketches. All plan
view sketches and cross-sectional sketches must include, at a minimum, north
arrow, scale, existing structures, existing and proposed (if available)
contours, limit of surface water areas, ebb and flood or direction of flow,
ordinary high water elevation, impact limits, and location and dimension of all
structures in impact areas. Profile sketches with the above information shall
be required as appropriate to demonstrate minimization of impacts.
n. Application processing fee. The applicant will be
notified by the board as to the appropriate fee for the project in accordance
with 9VAC25-20. The board will continue to process the application, but the fee
must be received prior to release of a draft VWP permit.
2. In addition to requirements of subdivision 1 of this
subsection, applications involving instream flow requirements, major surface
water withdrawals or a Federal Energy Regulatory Commission (FERC) license or
re-license shall include:
a. The drainage area, the average annual flow and the
median monthly flows at the withdrawal point, and historical low flows if
available;
b. The average daily withdrawal, the maximum daily and
instantaneous withdrawals and information on the variability of the demand by
season;
c. The consumptive use and the average daily return flow of
the proposed project and the location of the return flow;
d. Information on flow dependent beneficial uses along the
affected stream reach;
e. Information on the aquatic life along the affected
stream reach, including species and habitat requirements;
f. Information on how the proposed withdrawal will alter
flows along the affected stream reach;
g. Information on the proposed use of and need for the
surface water and information on how demand for surface water was determined
(for example, per capita use, population growth rates, new uses, changes to
service areas, and if applicable; acreage irrigated and evapotranspiration
effects). If during the water supply planning process, the need for the
withdrawal was established, the applicant may submit said planning process
information, provided that the submittal address all requirements of
9VAC25-210-115 B. The board shall deem such a submittal as meeting the
requirements of this subsection. For public surface water supply withdrawal
projects see also 9VAC25-780-100 and 9VAC25-780-130;
h. For new or expanded surface water supply projects, a
summary of the steps taken to seek public input as required by 9VAC25-210-75
and an identification of the issues raised during the course of the public
information meeting process; and
i. For surface water withdrawals, other than public water
supplies, information to demonstrate that alternate sources of water supply are
available to support the operation of the facility during times of reduced
instream flow.
C. Applications for new or expanded minor surface water
withdrawals, using the DEQ Application for New or Expanded Minor Surface Water
Withdrawals Initiated On or After July 25, 2007, shall include:
1. Name, mailing address, telephone number, and if
applicable, fax number and electronic mail address of applicant;
2. If different from applicant, name, mailing address,
telephone number, and if applicable, fax number and electronic mail address of
property owner;
3. If applicable, name of authorized agent, mailing
address, telephone number, and if applicable, fax number and electronic mail
address;
4. Name of waterbody or waterbodies, or receiving waters,
as applicable;
5. Documentation of all withdrawals associated with the
application, including, but not limited to, the amount of the requested surface
water withdrawal, a description of the proposed intake structure, and a
schedule of the proposed withdrawal that describes any seasonal variations in
withdrawal patterns;
6. Locations of all withdrawals associated with the
application shown on a detailed location map (for example, a United States
Geological Survey 7.5-minute topographic map or similar maps of reasonable
detail to show land and water features);
7. Name of the city or county where the project occurs;
8. Signed and dated signature page (electronic submittals
containing the original-signature page, such as that contained in a scanned
document file are acceptable);
9. Application processing fee in accordance with 9VAC25;
and
10. Any application for a minor surface water withdrawal
for a public surface water supply withdrawal project shall provide an
evaluation of project alternatives as required in 9VAC25-210-115.
D. Applications for an Emergency Virginia Water Protection
Permit to address a public water supply emergency:
1. Applications for an Emergency Virginia Water Protection
Permit shall include the information noted below in subdivisions a through o.
The JPA may be used for emergency applications purposes, provided that all of
the information below is included:
a. Name, mailing address, telephone number, and if
applicable, fax number and electronic mail address of applicant;
b. If different from applicant, name, mailing address,
telephone number, and if applicable, fax number and electronic mail address of
property owner;
c. If applicable, name of authorized agent, mailing
address, telephone number, and if applicable, fax number and electronic mail
address;
d. Name of waterbody or waterbodies, or receiving waters,
as applicable;
e. Name of the city or county where the project occurs;
f. Signed and dated signature page (electronic submittals
containing the original-signature page, such as that contained in a scanned
document file are acceptable);
g. Application processing fee in accordance with 9VAC25-20;
h. The drainage area, the average annual flow and the
median monthly flows at the withdrawal point, and historical low flows if
available;
i. Information on the aquatic life along the affected stream
reach, including species and habitat requirements;
j. Recent and current water use including monthly water use
in the previous calendar year and weekly water use in the previous six months
prior to the application. The application shall identify the sources of such
water and also identify any water purchased from other water suppliers;
k. A description of the severity of the public water supply
emergency, including for reservoirs, an estimate of days of remaining supply at
current rates of use and replenishment; for wells, current production; for
intakes, current streamflow;
l. A description of mandatory water conservation measures
taken or imposed by the applicant and the dates when the measures were
implemented; for the purposes of obtaining an Emergency Virginia Water
Protection Permit, mandatory water conservation measures shall include, but not
be limited to, the prohibition of lawn and landscape watering, vehicle washing,
the watering of recreation fields, refilling of swimming pools, the washing of paved
surfaces;
m. An estimate of water savings realized by implementing
mandatory water conservation measures;
n. Documentation that the applicant has exhausted all
management actions that would minimize the threat to public welfare, safety and
health and will avoid the need to obtain an emergency permit, and that are
consistent with existing permit limitations; and
o. Any other information that demonstrates that the
condition is a substantial threat to public health or safety.
2. Within 14 days after the issuance of an Emergency
Virginia Water Protection Permit, the permit holder shall apply for a VWP
permit under the other provisions of this regulation.
E. Additional information. The board shall require
additional information if needed to evaluate compliance with this chapter.
d. Project name and proposed project schedule. This
schedule will be used to determine the VWP permit term.
e. The following information for the project site location,
and any related permittee-responsible compensatory mitigation site [ ,
if applicable ]:
(1) The physical street address, nearest street, or nearest
route number; city or county; zip code; and if applicable, parcel number of the
site or sites.
(2) Name of the impacted water body or water bodies, or
receiving waters, as applicable, at the site or sites.
(3) The latitude and longitude to the nearest second at the
center of the site or sites.
(4) The fourth order subbasin, as defined by the hydrologic
unit boundaries of the National Watershed Boundary Dataset, for the site or
sites.
(5) A detailed map depicting the location of the site or
sites, including the project boundary [ and existing preservation
areas on the site or sites ]. The map (e.g., a [ United
States U.S. ] Geologic Survey topographic quadrangle
map) should be of sufficient detail to easily locate the site or sites for
inspection.
[ (6) GIS-compatible shapefile or shapefiles of the
project boundary and existing preservation areas on the site or sites, unless
otherwise approved by of coordinated with DEQ. The requirement for a
GIS-compatible shapefile or shapefiles may be waived by DEQ on a case-by-case
basis. ]
f. A narrative description of the project, including
project purpose and need.
g. An alternatives analysis for the proposed project
detailing the specific on-site and off-site measures taken during project
design and development to first avoid and then minimize impacts to surface
waters to the maximum extent practicable in accordance with the Guidelines for
Specification of Disposal Sites for Dredged or Fill Material, 40 CFR Part 230.
Avoidance and minimization includes, but is not limited to, the specific
on-site and off-site measures taken to reduce the size, scope, configuration,
or density of the proposed project, including review of alternative sites where
required for the project, which would avoid or result in less adverse impact to
surface waters, and documentation demonstrating the reason the applicant
determined less damaging alternatives are not practicable. The analysis shall
demonstrate to the satisfaction of the board that avoidance and minimization
opportunities have been identified and measures have been applied to the
proposed activity such that the proposed activity in terms of impacts to state
waters and fish and wildlife resources is the least environmentally damaging
practicable alternative.
h. A narrative description of all impacts proposed to
surface waters, including the type of activity to be conducted in surface
waters and any physical alteration to surface waters. Surface water impacts
shall be identified as follows:
(1) Wetland impacts identified according to their Cowardin
classification (i.e., emergent, scrub-shrub, or forested) [ ; ]
and for each classification [ , ] the individual
impacts quantified in square feet to the nearest whole number, cumulatively
summed in square feet, and then the sum converted to acres and rounded to two
decimal places using commonly accepted arithmetic principles of rounding.
(2) Individual stream impacts [ (i) ] quantified
[ by length ] in linear feet to the nearest whole number
and [ then cumulatively summed, by average width in
feet to the nearest whole number; (ii) quantified in square feet to the nearest
whole number; ] and [ (iii) ] when
compensatory mitigation is required, the impacts identified according to the
assessed type using the [ United Unified ] Stream
Methodology.
(3) Open water impacts identified according to type; and
for each type, the individual impacts quantified in square feet to the nearest
whole number, cumulatively summed in square feet, and then the sum converted to
acres and rounded to two decimal places using commonly accepted arithmetic
principles of rounding.
(4) A copy of the approved jurisdictional determination
[ , if when ] available, or [ when
unavailable, (i) ] the preliminary jurisdictional determination
from the U.S. Army Corps of Engineers (USACE), U.S. Department of Agriculture
Natural Resources Conservation Service (NRCS), or DEQ [ , ]
or [ (ii) ] other correspondence from the USACE,
NRCS, or DEQ indicating approval of the boundary of applicable jurisdictional
surface waters, including wetlands data sheets if applicable.
(5) A delineation map [ and GIS-compatible
shapefile or shapefiles of the delineation map ] that
[ (i) ] depicts the geographic area or areas of all surface
water boundaries delineated in accordance with 9VAC25-210-45 and confirmed in
accordance with the jurisdictional determination process; [ (ii) ]
identifies such areas in accordance with subdivisions 1 h (1) [ through,
1 h (2), and ] 1 h (3) of this subsection; and [ (iii) ]
quantifies and identifies any other surface waters according to their
Cowardin classification (i.e., emergent, scrub-shrub, or forested) or similar
terminology [ , if applicable ]. [ The
requirement for a delineation map or GIS-compatible shapefile or shapefiles may
be waived by DEQ on a case-by-case basis. ]
i. Plan view drawing or drawings of the project site
sufficient to assess the project, including at a minimum the following:
(1) North arrow, graphic scale, and existing and proposed
topographic or bathymetric contours.
(2) Limits of proposed impacts to surface waters.
(3) Location of all existing and proposed structures.
(4) All delineated wetlands and all jurisdictional surface
waters on the site, including the Cowardin classification (i.e., emergent,
scrub-shrub, or forested) for those surface waters and waterway name, if
designated; ebb and flood or direction of flow; ordinary high water mark in
nontidal areas; tidal wetlands boundary; and mean low water and mean high water
lines in tidal areas.
(5) The limits of Chesapeake Bay [ Resources
Resource ] Protection Areas (RPAs) as field-verified by the
applicant [ , ] and [ , ] if
available, the limits as approved by the locality in which the project site is
located, unless the proposed use is exempt from the Chesapeake Bay Preservation
Area Designation and Management Regulations (9VAC25-830).
(6) The limits of any areas that are under a deed
restriction, conservation easement, restrictive covenant, or other land use
protective instrument (i.e., protected areas).
j. Cross-sectional and profile drawing or drawings.
Cross-sectional drawing or drawings of each proposed impact area includes at a
minimum a graphic scale, existing structures, existing and proposed elevations,
limits of surface water areas, ebb and flood or direction of flow (if
applicable), ordinary high water mark in nontidal areas, tidal wetland
boundary, mean low water and mean high water lines in tidal areas, impact
limits, and location of all existing and proposed structures. Profile drawing
or drawings with this information may be required on a case-by-case basis to
demonstrate minimization of impacts. Any application that proposes piping or
culverting stream flows shall provide a longitudinal profile of the pipe or
culvert position and stream bed thalweg, or shall provide spot elevations of
the stream thalweg at the beginning and end of the pipe or culvert, extending
to a minimum of 10 feet beyond the limits of the proposed impact.
k. Materials assessment. Upon request by the board, the
applicant shall provide evidence or certification that the material is free
from toxic contaminants prior to disposal or that the dredging activity will
not cause or contribute to a violation of water quality standards during dredging.
The applicant may be required to conduct grain size and composition analyses,
tests for specific parameters or chemical constituents, or elutriate tests on
the dredge material.
l. An assessment of potential impacts to federal
[ or and ] state listed threatened or
endangered species, including any correspondence or documentation from federal
or state resource agencies addressing potential impacts to listed species.
m. A compensatory mitigation plan to achieve no net loss of
wetland acreage [ or and ] functions or stream
functions and water quality benefits.
(1) If permittee-responsible compensation is proposed for
wetland impacts, a conceptual wetland compensatory mitigation plan shall be
submitted in order for an application to be deemed complete and shall include
at a minimum (i) the goals and objectives in terms of replacement of wetland
acreage [ or and ] functions; (ii) a
detailed location map including latitude and longitude to the nearest second
and the fourth order subbasin, as defined by the hydrologic unit boundaries of
the National Watershed Boundary Dataset, at the center of the site; (iii) a
description of the surrounding land use; (iv) a hydrologic analysis including a
draft water budget for nontidal areas based on expected monthly inputs and
outputs that will project water level elevations for a typical year, a dry
year, and a wet year; (v) groundwater elevation data, if available, or the
proposed location of groundwater monitoring wells to collect these data; (vi)
wetland delineation confirmation, data sheets, and maps for existing surface
water areas on the proposed site or sites; (vii) a conceptual grading plan;
(viii) a conceptual planting scheme including suggested plant species and
zonation of each vegetation type proposed; (ix) a description of existing soils
including general information on both topsoil and subsoil conditions,
permeability, and the need for soil amendments; (x) a draft design of water
control structures; (xi) inclusion of buffer areas; (xii) a description of any
structures and features necessary for the success of the site; (xiii) the
schedule for compensatory mitigation site construction; and (xiv) measures for
the control of undesirable species.
(2) If permittee-responsible compensation is proposed for
stream impacts, a conceptual stream compensatory mitigation plan shall be
submitted in order for an application to be deemed complete and shall include
at a minimum (i) the goals and objectives in terms of water quality benefits
and replacement of stream functions; (ii) a detailed location map including the
latitude and longitude to the nearest second and the fourth order subbasin, as
defined by the hydrologic unit boundaries of the National Watershed Boundary
Dataset, at the center of the site; (iii) a description of the surrounding land
use; (iv) the proposed stream segment restoration locations including plan view
and cross-section drawings; (v) the stream deficiencies that need to be
addressed; (vi) data obtained from a DEQ-approved, stream impact assessment
methodology such as the Unified Stream Methodology; (vii) the proposed
restoration measures to be employed including channel measurements, proposed
design flows, types of instream structures, and conceptual planting scheme;
(viii) reference stream data, if available; (ix) inclusion of buffer areas; (x)
schedule for restoration activities; and (xi) measures for the control of
undesirable species.
(3) For any permittee-responsible compensatory mitigation,
the conceptual compensatory mitigation plan shall also include a draft of the
intended protective mechanism or mechanisms, in accordance with 9VAC25-210-116
B 2, such as, but not limited to, a conservation easement held by a third party
in accordance with the Virginia Conservation Easement Act (§ 10.1-1009 et
seq. of the Code of Virginia) or the Virginia Open-Space Land Act (§
[ 10.1-7100 10.1-1700 ] et seq. of the Code
of Virginia), a duly recorded declaration of restrictive covenants, or other
protective instrument. The draft intended protective mechanism shall contain
the information in subdivisions (a), (b), and (c) of this subdivision B 1 m (3)
or in lieu thereof shall describe the intended protective mechanism or
mechanisms that contain or contains the information required as follows:
(a) A provision for access to the site;
(b) The following minimum restrictions: no ditching, land
clearing, or discharge of dredge or fill material, and no activity in the area
designated as compensatory mitigation area with the exception of maintenance;
corrective action measures; or DEQ-approved activities described in the
approved final compensatory mitigation plan or long-term management plan; and
(c) A long-term management plan that identifies a long-term
steward and adequate financial assurances for long-term management in accordance
with the current standard for mitigation banks and in-lieu fee program sites,
except that financial assurances will not be necessary for
permittee-responsible compensation provided by government agencies on
government property. If approved by DEQ, permittee-responsible compensation on
government property and long-term protection may be provided through federal
facility management plans, integrated natural resources management plans, or
other alternate management plans submitted by a government agency or public
authority.
(4) Any compensatory mitigation plan proposing the purchase
of mitigation bank or in-lieu fee program credits shall include the number and
type of credits proposed to be purchased and documentation from the approved
bank or in-lieu fee program sponsor of the availability of credits at the time
of application.
n. A written description and a graphical depiction
identifying all upland areas including buffers, wetlands, open water, other
surface waters, and compensatory mitigation areas located within the proposed
project boundary or permittee-responsible compensatory mitigation areas, that
are under a deed restriction, conservation easement, restrictive covenant, or
other land use protective instrument (i.e., protected areas). Such description
and a graphical depiction shall include the nature of the prohibited activities
within the protected areas and the limits of Chesapeake Bay Resource Protection
Areas (RPAs) as field-verified by the applicant, and if available, the limits
as approved by the locality in which the project site is located, unless the
proposed use is exempt from the Chesapeake Bay Preservation Area Designation
and Management Regulations (9VAC25-830), as additional state or local
requirements may apply if the project is located within an RPA.
[ o. Information for (i) all riparian landowners
located within one-half mile downstream from each proposed impact area in
nontidal areas and one-quarter mile upstream and downstream in tidal areas and
(ii) all landowners located adjacent to proposed impact areas. The information
must include, at a minimum, the following: property owner's name, mailing
address (street name, city, state and zip code), property parcel number or
numbers used by the locality, and a map depicting those property parcels. The
requirements for riparian landowner information may be waived by DEQ on a
case-by-case basis.
p. o. ] Signature page that has
been signed, dated, and certified by the applicant in accordance with
9VAC25-210-100. If the applicant is a business or other organization, the
signature must be made by an individual with the authority to bind the business
or organization, and the title of the signatory must be provided. The
application signature page, either on the copy submitted to the Virginia Marine
Resources Commission or to DEQ, must have an original signature. Electronic
submittals containing the original signature page, such as that contained in a
scanned document file, are acceptable.
[ 2. Reserved. ]
[ q. p. ] Permit application
fee. The applicant will be notified by the board as to the appropriate fee for
the project [ in accordance with 9VAC25-20 ]. The board
will continue to process the application, but the fee must be received prior to
release of a draft VWP permit.
[ 2. Reserved. ]
C. An analysis of the functions of wetlands proposed to be
impacted may be required by DEQ. When required, the method selected for the
analysis shall assess water quality or habitat metrics and shall be coordinated
with DEQ in advance of conducting the analysis.
1. No analysis shall be required when:
a. Wetland impacts per each single and complete project
total 1.00 acre or less; or
b. The proposed compensatory mitigation consists of
purchasing mitigation bank or in-lieu fee program credits at standard
mitigation ratios of 2:1 [ for ] forest, 1.5:1
[ for ] scrub-shrub, and 1:1 [ for ] emergent,
or higher.
2. Analysis shall be required when wetland impacts per each
single and complete project total 1.01 acres or more, and when any of the
following applies:
a. The proposed compensatory mitigation consists of
permittee-responsible compensatory mitigation, including water quality
enhancements as replacement for wetlands; or
b. The proposed compensatory mitigation consists of
purchasing mitigation bank or in-lieu fee program credits at less than the
standard mitigation ratios of 2:1 [ for ] forest, 1.5:1 [ for ]
scrub-shrub, and 1:1 [ for ] emergent.
F. D. Incomplete application. Where an
application is not accepted as complete by the board within 15 days of receipt,
the board shall require the submission of additional information from the
applicant, and may suspend processing of any application until such time
as the applicant has supplied the requested information and the board considers
the application complete. Further, where Where the applicant
becomes aware that he omitted one or more relevant facts from a VWP permit
application or submitted incorrect information in a VWP permit application or
in any report to the board, the applicant shall immediately submit such facts
or the correct information. A revised application with new information shall be
deemed a new application for purpose of reviews, review
but shall not require an additional notice or an additional permit
application fee. An incomplete permit application may be administratively
withdrawn from processing by the board for failure to provide the required
information after 180 60 days from the date that of
the original permit application was received latest written
information request made by the board for failure to provide required
information. An applicant may request a suspension of application review
by the board. A submission by the applicant making such a request shall not
preclude the board from administratively withdrawing an incomplete application.
Resubmittal of a permit application for the same or similar project, after such
time that the original permit application was administratively withdrawn, shall
require submittal of an additional permit application fee and may be subject to
additional noticing requirements.
9VAC25-210-90. Conditions applicable to all VWP permits.
A. Duty to comply. The permittee shall comply with all
conditions and limitations of the VWP permit. Nothing in this chapter
shall be construed to relieve the permittee of the duty to comply with all
applicable federal and state statutes, regulations, toxic standards, and
prohibitions. Any VWP permit violation or noncompliance is a violation
of the law, Clean Water Act and State Water Control Law and is
grounds for enforcement action, VWP permit termination, VWP permit
revocation, VWP permit modification, or denial of an application for a
VWP permit extension or reissuance.
B. Duty to cease or confine activity. It shall not be a
defense for a permittee in an enforcement action that it would have been
necessary to halt or reduce the activity for which a VWP permit has been
granted in order to maintain compliance with the conditions of the VWP permit.
C. Duty to mitigate. The permittee shall take all reasonable
steps to minimize or prevent any impacts in violation of the VWP permit which
that may have a reasonable likelihood of adversely affecting human
health or the environment.
D. Inspection and entry. Upon presentation of credentials,
the permittee shall allow the board or any duly authorized agent of the board,
at reasonable times and under reasonable circumstances, to conduct the actions
listed in this section. For the purpose of this section, the time for
inspection shall be deemed reasonable during regular business hours. Nothing
contained herein shall make an inspection time unreasonable during an
emergency.
1. Enter upon permittee's property, public or private, and
have access to, inspect and copy any records that must be kept as part of the
VWP permit conditions;
2. Inspect any facilities, operations or practices (including
monitoring and control equipment) regulated or required under the VWP permit;
and
3. Sample or monitor any substance, parameter, or
activity for the purpose of ensuring compliance with the conditions of the VWP
permit or as otherwise authorized by law.
E. Duty to provide information. 1. The permittee shall
furnish to the board any information which the board may request to determine
whether cause exists for modifying, revoking, reissuing, or terminating
the VWP permit, or to determine compliance with the VWP permit. The permittee
shall also furnish to the board, upon request, copies of records required to be
kept by the permittee. 2. Plans, maps, conceptual reports, and other
relevant information shall be submitted as required by the board prior to
commencing construction.
F. Monitoring and records requirements.
1. Monitoring of parameters, other than pollutants, shall be
conducted according to approved analytical methods as specified in the VWP
permit. Analysis of pollutants will be conducted according to 40 CFR Part 136
(2000), Guidelines Establishing Test Procedures for the Analysis of Pollutants.
2. Samples and measurements taken for the purpose of
monitoring shall be representative of the monitored activity.
3. The permittee shall retain records of all monitoring
information, including all calibration and maintenance records and all original
strip chart or electronic recordings for continuous monitoring instrumentation,
copies of all reports required by the VWP permit, and records of all data used
to complete the application for the VWP permit, for a period of at least three
years from the date of the permit expiration of a granted VWP
permit. This period may be extended by request of the board at any time.
4. Records of monitoring information shall include as
appropriate:
a. The date, exact place and time of sampling or measurements;
b. The name of the individuals who performed the sampling or
measurements;
c. The date and time the analyses were performed;
d. The name of the individuals who performed the analyses;
e. The analytical techniques or methods supporting the
information such as observations, readings, calculations and bench data used;
f. The results of such analyses; and
g. Chain of custody documentation.
G. Duty to reapply. Any permittee desiring to continue a
previously permitted activity after the expiration date of the VWP permit shall
apply for and obtain a new permit or, if applicable, shall request an extension
in accordance with 9VAC25-210-180.
9VAC25-210-100. Signatory requirements.
A. Application. Any application for a VWP permit under this
chapter must shall bear the applicant's signature or the
signature of a person acting in the applicant's behalf, with the authority to
bind the applicant. Electronic submittals containing the original-signature
original signature page, such as that contained in a scanned document
file, are acceptable.
B. Reports. All reports required by VWP permits and other
information requested by the board shall be signed by:
1. One of the persons described in subsection A of this
section; or
2. A duly authorized representative of that person. A person
is a duly authorized representative only if:
a. The authorization is made in writing by a person described
in subsection A of this section; and
b. The authorization specifies either an individual or a
position having responsibility for the overall operation of the regulated
facility or activity, such as the position of plant manager, superintendent, or
position of equivalent responsibility. A duly authorized representative may
thus be either a named individual or any individual occupying a named position.
c. If an authorization is no longer accurate because a
different individual or position has responsibility for the overall operation
of the facility, a new authorization must be submitted to the board prior to or
together with any separate information, or applications to be signed by an
authorized representative.
C. Certification of application and reports. Any person
signing a document under subsection A or B of this section shall make the
following certification: "I certify under penalty of law that this
document and all attachments were prepared under my direction or supervision in
accordance with a system designed to assure that qualified personnel properly
gather and evaluate the information submitted. Based on my inquiry of the
person or persons who manage the system or those persons directly responsible
for gathering the information, the information submitted is to the best of my
knowledge and belief true, accurate, and complete. I am aware that there are
significant penalties for submitting false information including the
possibility of fine and imprisonment for knowing violations."
9VAC25-210-110. Establishing applicable standards, limitations,
or other VWP permit conditions.
A. In addition to the conditions established in
9VAC25-210-90 and 9VAC25-210-100, and for surface water withdrawals in
9VAC25-210-370, each VWP permit shall include conditions meeting the following
requirements established in this section where applicable:.
A. Conditions applicable to surface water withdrawals:
1. Instream flow conditions. Subject to the provisions of
Chapter 24 (§ 62.1-242 et seq.) of Title 62.1 of the Code of Virginia, and
subject to the authority of the State Corporation Commission over hydroelectric
facilities contained in Chapter 7 (§ 62.1-80 et seq.) of Title 62.1 of the Code
of Virginia, instream flow conditions may include but are not limited to
conditions that limit the volume and rate at which surface water may be
withdrawn at certain times and conditions that require water conservation and
reductions in water use.
a. In the development of conditions that limit the volume
and rate at which surface water may be withdrawn, consideration shall be given
to the seasonal needs of water users and the seasonal availability of surface
water flow.
b. Consideration shall also be given to the affected stream
reach and the amount of water that is put to a consumptive use in the process.
c. In the development of instream flow conditions for new
withdrawals, the board shall take into consideration the combined effect on the
hydrologic regime within an affected stream reach due to consumptive water uses
associated with:
(1) All existing permitted withdrawals;
(2) The total amount of withdrawals excluded from VWP
permit requirements; and
(3) Any other existing lawful withdrawals.
d. VWP Permits for surface water withdrawals, other than
public water supplies, shall identify how alternate sources of water supply
will be made available to support the operation of the permitted facility
during times when surface water withdrawals will be curtailed due to instream
flow requirements or shall provide for modification of the operation of the
facility to assure compliance with permit conditions. Such modifications may
include, but are not limited to, termination or reduction of activities at the
facility that are dependent on the permitted withdrawal, increase capacity to
capture and store higher flows or implementation of other potential management
options.
2. VWP permits issued for surface water withdrawals from
the Potomac River between the Shenandoah River confluence and Little Falls
shall contain a condition that requires the permittee to reduce withdrawals
when the restriction or emergency stage is declared in the Washington
Metropolitan Area under the provisions of the Potomac River Low Flow Allocation
Agreement; or when the operating rules outlined by the Drought-Related
Operations Manual for the Washington Metropolitan Area Water Suppliers, an
attachment to the Water Supply Coordination Agreement, are in effect. The
department, after consultation with the Section for Cooperative Water Supply
Operations on the Potomac (CO-OP) shall direct the permittee as to when, by
what quantity and for what duration withdrawals shall be reduced.
3. New or expanded minor surface water withdrawals. The
board may issue permits for new or expanded minor surface water withdrawals
after July 25, 2007, which are not excluded from the requirements of this
chapter by 9VAC25-210-60, based on the following criteria:
a. The amount of the surface water withdrawal is limited to
the amount of water that can be put to beneficial use.
b. Based on the size and location of the surface water
withdrawal, the withdrawal is not likely to have a detrimental impact on
existing instream or off-stream uses.
c. Based on an assessment by the board, this withdrawal,
whether individually or in combination with other existing or proposed
projects, does not cause or contribute to, or may not reasonably be expected to
cause or contribute to:
(1) A significant impairment of the state waters or fish
and wildlife resources;
(2) Adverse impacts on other existing beneficial uses; or
(3) A violation of water quality standards.
d. In cases where the board's assessment indicates that
criteria contained subdivision 3 b or c of this subsection are not met, the
board may:
(1) Issue a permit with any special conditions necessary to
assure these criteria are met, or
(2) Require the applicant to apply for a VWP permit as
described in 9VAC25-210-80 A and B. Such applications shall be subject to all
applicable requirements contained in this regulation.
B. Water quality standards and state requirements. The VWP
permit shall include requirements to comply with all appropriate provisions of
state laws and regulations.
C. Toxic pollutants.
1. Where the board finds that appropriate limitations may not
ensure compliance with the law or state water quality standards the board shall
require the permittee to follow a program of biological or chemical toxics
monitoring. The requirement may include a VWP permit reopener to allow the
imposition of toxicity reduction or elimination measures determined to be
necessary as a result of the board's evaluation of the results of the toxic
monitoring and other available information. Based upon this determination,
appropriate limitations will be included in the VWP permit to ensure the
reduction or elimination of toxic pollutants and allow the board to ensure that
the proposed project will comply with water quality standards and other
appropriate requirements of the law.
2. Limitations will be included in the VWP permit to control
all toxic pollutants which the board determines (based on information reported
in a VWP permit application or a notification or on other information) are or
may be discharged at a level which would adversely affect the beneficial use of
the receiving waters.
D. Monitoring requirements as conditions of VWP permits may
include but are not limited to:
1. Requirements concerning the proper use, maintenance and
installation, when appropriate, of monitoring equipment or methods (including
biological monitoring methods when appropriate) when required as a condition of
the VWP permit;
2. Required monitoring including type, intervals, and
frequency sufficient to yield data which are representative of the monitored
activity and including, when appropriate, continuous monitoring and composite samples;
3. Applicable reporting requirements based upon the impact of
the regulated activity on water quality; and
4. Requirements to report monitoring results with a frequency
dependent on the nature and effect of the regulated activity.
E. Best Management Practices management practices
(BMPs). The VWP permit may require the use of BMPs to control or abate the
discharge of pollutants.
F. Reissued VWP permits. When a VWP permit is renewed or
reissued, limitations, standards, or conditions must be in conformance
with current limitations, standards, or conditions.
G. Reopening VWP permits. Each VWP permit shall have a
condition allowing the reopening of the VWP permit for the purpose of modifying
the conditions of the VWP permit to meet new regulatory standards duly adopted
by the board. Cause for reopening VWP permits includes, but is not limited to
when the circumstances on which the previous VWP permit was based have
materially and substantially changed, or special studies conducted by the board
or the permittee show material and substantial change, since the time the VWP
permit was issued and thereby constitute cause for VWP permit modification or
revocation and reissuance.
9VAC25-210-115. Evaluation of project alternatives. (Repealed.)
A. When a proposed activity involves a major surface water
withdrawal, public surface water supply withdrawal project, or alteration of
instream flows, the applicant shall first identify the purpose of the proposed
project. In identifying the project purpose, the applicant shall provide a
narrative describing the water supply issues that form the basis of the
proposed project purpose.
B. When a proposed activity involves a major surface water
withdrawal, a public surface water supply withdrawal project, or the alteration
of instream flows, the applicant shall subsequently demonstrate to the
satisfaction of the board that the project meets an established local water
supply need. In establishing local need, the applicant shall provide the
following information:
1. Existing supply sources, yields and demands, including:
a. Peak day and average daily withdrawal;
b. The safe yield and lowest daily flow of record;
c. Types of water uses; and
d. Existing water conservation measures and drought
response plan, including what conditions trigger their implementation.
2. Projected demands over a minimum 30-year planning
period, including the following:
a. Projected demand contained in the local or regional
water supply plan developed in accordance with 9VAC25-780 or for the project
service area, if such area is smaller than the planning area; or
b. Statistical population (growth) trends; and
c. Projected demands by use type; and
d. Projected demand without water conservation measures;
and
e. Projected demands with long-term water conservation
measures.
C. For all proposed projects, the applicant shall
demonstrate to the satisfaction of the board that avoidance and minimization
opportunities have been identified and applied to the proposed activity, that
practicable alternatives, including design alternatives, have been evaluated
for the proposed activity, and that the proposed activity, in terms of impacts
to water quality and fish and wildlife resources, is the least environmentally
damaging practicable alternative.
1. Avoidance and minimization includes, but is not limited
to, steps taken in accordance with the Guideline for Specification of Disposal
Sites for Dredged or Fill Material, 40 CFR Part 230 (Federal Register, December
24, 1980) to first avoid and then minimize adverse impacts to surface waters to
the maximum extent practicable. Measures, such as reducing the size, scope,
configuration, or density of the proposed project, that would avoid or result
in less adverse impact to surface waters shall be considered to the maximum
extent practicable.
2. Any alternatives analysis conducted specifically for
public surface water supply withdrawal projects shall include:
a. The range of alternatives to be analyzed by the
applicant as follows:
(1) All applicable alternatives contained in the local or
regional water supply plan developed in accordance with 9VAC25-780;
(2) Alternatives that are practicable or feasible from both
a technical and economic standpoint that had not been identified in the local
or regional water supply plan developed in accordance with 9VAC25-780;
(3) Alternatives that are available to the applicant but
not necessarily under the current jurisdiction of the applicant; and
(4) Water conservation measures that could be considered as
a means to reduce demand for each alternative considered by the applicant.
b. The applicant shall provide a narrative description that
outlines the opportunities and status of regionalization efforts undertaken by
the applicant.
c. The criteria used to evaluate each alternative for the purpose
of establishing the least environmentally damaging practicable alternative,
which includes but is not limited to:
(1) Demonstration that the proposed alternative meets the
project purpose and project demonstrated need as documented pursuant to subsections
A and B of this section;
(2) Availability of the alternative to the applicant;
(3) Evaluation of interconnectivity of water supply systems
(both existing and proposed);
(4) Evaluation of the cost of the alternative on an
equivalent basis;
(5) Evaluation of alternative safe yields;
(6) Presence and potential impact of alternative on state
and federally listed threatened and endangered species;
(7) Presence and potential impact of alternative on
wetlands and streams (based on maps and aerial photos for all alternatives,
field delineation required for preferred alternative);
(8) Evaluation of effects on instream flow; and
(9) Water Quality Considerations, including:
(a) Land use within a watershed where the type of land use
may impact the water quality of the source;
(b) The presence of impaired streams and the type of
impairment;
(c) The location of point source discharges; and
(d) Potential threats to water quality other than those
listed in subdivisions 2 c (9) (a) through (c) of this subsection.
3. Any alternatives analysis conducted for projects that
involve a surface water withdrawal or alteration of instream flows, other than
public surface water supply withdrawal projects shall include all applicable
items included in subdivision 2 of this subsection.
9VAC25-210-116. Compensation.
A. No net loss. Compensatory mitigation for project impacts
shall be sufficient to achieve no net loss of existing wetland acreage and no
net loss of functions in all surface waters. Compensatory mitigation ratios
appropriate for the type of aquatic resource impacted and the type of
compensation provided shall be applied to permitted impacts to help meet this
requirement. Credit may be given for preservation of upland buffers already
protected under other ordinances to the extent that additional protection and
water quality and fish and wildlife resource benefits are provided.
B. Practicable and ecologically preferable compensation
alternatives.
1. An analysis shall be required to justify that off-site
compensatory mitigation (including purchase or use of mitigation bank credits
or contribution to an in-lieu fee fund) or out-of-kind compensatory mitigation
permittee-responsible compensatory mitigation is more
ecologically preferable to practicable on-site or in-kind compensation the
purchase of mitigation bank credits or in-lieu fee program credits, if such
credits are available in sufficient quantity for the project at the projected
time of need. The analysis shall address the ability of the
permittee-responsible compensatory mitigation site or sites to replace lost
wetland acreage and functions or lost stream functions and water quality
benefits. The analysis comparing the impacted and compensation site or sites
may use a method that assesses water quality or habitat metrics, such as that
required by 9VAC25-210-80 C, or a method that assesses such criteria as water
quality benefits, distance from impacts, hydrologic source and regime,
watershed, vegetation type, soils, constructability, timing of compensation
versus impact, property acquisition [ ; ], and
cost.
2. Such analysis shall include, but is not limited to, the
following criteria, which shall be compared between the impacted and
replacement sites: water quality benefits; acreage of impacts; distance from
impacts; hydrologic source and regime; watershed; functions and values;
vegetation type; soils; constructability; timing of compensation versus impact;
property acquisition; and cost. The analysis shall compare the ability of each
compensatory mitigation option to replace lost wetland acreage and functions or
lost stream functions and water quality benefits. The applicant shall
demonstrate that permittee-responsible compensatory mitigation can be protected
in perpetuity through a protective mechanism approved by the Department of
Environmental Quality, such as, but not limited to, a conservation easement
held by a third party in accordance with the Virginia Conservation Easement Act
(§ [ 10.1-1700 10.1-1009 ] et seq.
of the Code of Virginia) or the Virginia Open-Space Act (§ [ 10.1-1009
10.1-1700 ] et seq. of the Code of Virginia), a duly recorded
declaration of restrictive covenants, or other protective instrument.
C. Compensatory mitigation proposals shall be evaluated as
follows:
1. On-site, in-kind compensatory mitigation, The
purchase of mitigation bank credits and in-lieu fee program credits [ , ]
when available [ , ] shall in most cases be deemed the most
ecologically preferable form of compensation for project impacts, in most
cases. However, off-site or out-of-kind compensation opportunities that
prove to be more ecologically preferable or practicable permittee-responsible
compensatory mitigation may be considered. When when the
applicant can demonstrate satisfactorily demonstrates that an
off-site or out-of-kind compensatory mitigation proposal permittee-responsible
compensatory mitigation is practicable and ecologically preferable,
then such proposal may be deemed appropriate for compensation of project
impacts in accordance with subdivision B 1 of this section.
2. Compensatory mitigation for unavoidable wetland impacts may
be met through the following options:, which are preferred in the
following sequence: mitigation banking, in-lieu fee program, and
permittee-responsible compensatory mitigation. However, the appropriate
compensatory mitigation option for project impacts shall be evaluated on a
case-by-case basis, in terms of replacement of wetland acreage [ or
and ] functions and the greatest likelihood of success. When
considering options for providing the required compensatory mitigation, DEQ
shall consider the type and location options in the following order:
a. Wetland creation Mitigation bank credits;
b. Wetland restoration In-lieu fee program credits;
c. The purchase or use of credits from a mitigation bank,
pursuant to § 62.1-44.15:23 of the Code of Virginia Permittee-responsible
mitigation under a watershed approach;
d. A contribution to an approved in-lieu fee fund Permittee-responsible
mitigation through on-site and in-kind mitigation;
e. Preservation of upland buffers adjacent to state waters,
when utilized in conjunction with subdivision 2 a, b, or c of this subsection,
and when consistent with subsection A of this section Permittee-responsible
mitigation through off-site or out-of-kind mitigation;
f. Restoration, enhancement, or preservation of upland
buffers adjacent to state waters, wetlands when utilized in
conjunction with subsection a, b, or c, subdivision 2 a, 2 b, 2 c, 2
d, or 2 e of this subsection and when consistent with subsection A of this
section; and
g. Preservation of wetlands, when utilized in
conjunction with subdivision 2 a, 2 b, or 2 c, 2 d, or
2 e of this subsection and when consistent with subsection A of this
section [ ;. ]
3. Compensatory mitigation for unavoidable stream
impacts to streams may be met through the following options, as
appropriate to replace functions or water quality benefits which are
preferred in the following sequence: mitigation banking, in-lieu fee program,
and permittee-responsible mitigation. However, the appropriate
compensatory mitigation option for project impacts shall be evaluated on a
case-by-case basis, in terms of replacement of stream functions and water
quality benefits and the greatest likelihood of success. One factor in
determining the required compensation shall be an analysis of stream impacts
utilizing a stream impact assessment methodology acceptable to the DEQ approved
by the board. When considering options for providing the required compensatory
mitigation, DEQ shall consider the type and location options in the following
order: [ . ]
a. Stream channel restoration or enhancement Mitigation
bank stream credits;
b. Riparian buffer restoration or enhancement In-lieu
fee program credits;
c. Riparian buffer preservation, when consistent with
subsection A of this section Permittee-responsible mitigation under a
watershed approach;
d. A contribution to an approved in-lieu fee fund Permittee-responsible
mitigation through on-site and in-kind mitigation;
e. The purchase or use of credits from a mitigation bank,
pursuant to § 62.1-44.15:23 of the Code of Virginia Permittee-responsible
mitigation through off-site or out-of-kind mitigation;
f. Restoration, enhancement, or preservation of upland
buffers adjacent to streams when utilized in conjunction with subdivision 3 a,
3 b, 3 c, 3 d, or 3 e of this subsection and when consistent with subsection A
of this section; and
g. Preservation of stream channels and adjacent riparian
buffers when utilized in conjunction with subdivision 3 a, 3 b, 3 c, 3 d, or 3
e of this subsection and when consistent with subsection A of this section.
4. Generally, preference shall be given in the following
sequence: restoration, creation, mitigation banking, in-lieu fee fund. However,
the appropriate compensatory mitigation option for project impacts shall be
evaluated on a case-by-case basis, in terms of replacement of wetland acreage
and functions or stream functions and water quality benefits Compensatory
mitigation for open water impacts may be required to protect state waters and
fish and wildlife resources from significant impairment, as appropriate.
Compensation shall not be required for permanent or temporary impacts to open
waters that are identified as palustrine by the Cowardin classification method,
[ except but compensation may be required ] when
such open waters are located in areas of karst topography in Virginia and are
formed by the natural solution of limestone.
D. In-lieu fee fund program approval.
1. In order for contribution to an in-lieu fee fund to be
an acceptable form of compensatory mitigation, the fund must be approved for
use by the board and must be dedicated to the achievement of no net loss of
wetland acreage and functions or stream functions and water quality benefits
through the preservation, restoration and creation of wetlands or streams The
board may approve the use of a program by issuing a VWP permit for a specific
project or by taking an enforcement action and following applicable public
notice and comment requirements, or by granting approval of a program after
publishing a notice of its intent in the Virginia Register of Regulations and
accepting public comments on its approval for a minimum of 30 days.
2. The board may approve the use of a fund by: a. Approving
use of a fund for a specific project when approving a VWP permit; or b.
Granting approval of a fund at a board meeting. Where a program is
mandated by the Code of Virginia to be implemented and such program is approved
by the U.S. Army Corps of Engineers, the program may be used as deemed
appropriate for any VWP permit or enforcement action.
3. In order for the board to approve the use of a fund, the
fund An approved program must meet the following criteria:
a. Demonstration of a no net loss policy in terms of wetland
acreage [ and or ] functions or stream functions and
water quality benefits by adoption of operational goals or objectives for preservation,
restoration, creation or restoration, enhancement, or
preservation;
b. Consultation with DEQ on selection of sites for
preservation, restoration, or creation DEQ approval of each site for
inclusion in the program;
c. A commitment to provide annual reports to the board
detailing contributions received and acreage and type of wetlands or streams
preserved, created or restored in each watershed with those contributions, as
well as the compensatory mitigation credits contributed for each
watershed of project impact;
d. A mechanism to establish fee amounts that will ensure each
contribution will be adequate to compensate for the wetland acreage [ and or ]
functions or stream functions and water quality benefits lost in the impacted
watershed; and
e. Such terms and conditions as the board deems necessary to
ensure a no net loss of wetland acreage [ and or ]
functions or stream functions and water quality benefits from permitted
projects providing compensatory mitigation through contributions to the fund.
4. Such approval Approval may be granted for up
to five 10 years and may be renewed by the board upon a
demonstration that the fund program has enhanced wetland
acreage or functions or stream functions and water quality benefits through the
preservation, creation or restoration of wetlands or streams. Such
demonstration may be made with the reports submitted pursuant to met the
criteria in subdivision 3 c of this subsection.
5. The board may approve the use of an in-lieu fund only
after publishing a notice of its intent in the Virginia Register of Regulations
at least 45 days prior to taking such action and after accepting and
considering public comments on its approval of the fund for at least a 30-day
period. Where approval is contemplated in accordance with subdivision 2 a of
this subsection, compliance with the public notice and comment requirements for
approval of the VWP permit shall meet this requirement.
E. Use of mitigation banks and multi-project mitigation
sites. The use of mitigation banks or multi-project mitigation sites
for compensating project impacts shall be deemed appropriate if the following
criteria are met:
1. The bank or multi-project mitigation site meets the
criteria and conditions found in § 62.1-44.15:23 of the Code of Virginia:;
2. The bank or multi-project mitigation site is
ecologically preferable to practicable on-site and off-site individual
compensatory mitigation options;
3. For mitigation banks only, the The banking
instrument, if approved after July 1, 1996, has been approved by a process that
involved public review and comment in accordance with federal guidelines; and
4. The applicant provides verification to DEQ of purchase of
the required amount of credits; and.
5. For multi-project mitigation sites, the VWP permit shall
include conditions sufficient to ensure long term monitoring and maintenance of
surface water functions and values.
F. The For permittee-responsible mitigation, the
final compensatory mitigation plan must shall include complete
information on all components of the conceptual compensatory mitigation plan
detailed in 9VAC25-210-80 B 1 k (5) (b) and (c) m [ and ]:
1. For wetlands, the final compensation plan for review and
approval by DEQ shall also include a summary of the type and acreage of
existing wetland impacts anticipated during the construction of the
compensation site and the proposed compensation for these impacts; a site
access plan; a monitoring plan, including proposed success criteria, monitoring
goals, and the location of photostations, photo-monitoring stations,
monitoring wells, vegetation sampling points, and reference wetlands or streams
[ (if available) if available ]; an abatement and
control plan for undesirable plant species; an erosion and sedimentation
control plan; a construction schedule; and the final protective
mechanism for protection of the compensation site or sites, including
all surface waters and buffer areas within its boundaries. The final wetland
compensation plan or plans shall include a mechanism for protection in
perpetuity of the compensation sites to include all state waters within the
compensation site boundary or boundaries. Such protections shall be in place
within 120 days of final compensation plan approval. The restrictions,
protections, or preservations, or similar instrument, shall state that no
activity will be performed on the property in any area designated as a
compensation area with the exception of maintenance or corrective action
measures authorized by the board. Unless specifically authorized by the board
through the issuance of a VWP individual or general permit, or waiver thereof,
this restriction applies to ditching, land clearing or discharge of dredge or
fill material. Such instrument shall contain the specific phrase
"ditching, land clearing or discharge of dredge or fill material" in
the limitations placed on the use of these areas. The protective instrument
shall be recorded in the chain of title to the property, or an equivalent
instrument for government-owned lands. Proof of recordation shall be submitted
within 120 days of final compensation plan approval. The approved
protective mechanism shall be recorded in the chain of title to the property,
or an equivalent instrument for government-owned lands, and proof of
recordation shall be submitted to DEQ prior to commencing impacts in surface
waters.
2. For streams, the final compensation plan for review and
approval by DEQ shall also include a site access plan; an erosion and
sedimentation control plan, if appropriate; an abatement and control plan for
undesirable plant species; a monitoring plan, including, a monitoring
and reporting schedule, monitoring design, and methodologies for
success; proposed success criteria; and location of photo-monitoring
stations, vegetation sampling points, survey points, bank pins, scour chains,
and reference streams; the mechanism for the protection of the compensation
site or sites, including all surface waters and buffer areas within its
boundaries; a plan view sketch drawing depicting the pattern
and all compensation measures being employed; a profile sketch drawing;
and cross-sectional sketches drawing or drawings of the
proposed compensation stream; and the final protective mechanism for the
compensation site or sites, including all surface waters and buffer areas
within its boundaries. The final stream compensation plan or plans shall
include a mechanism for protection in perpetuity of the compensation sites to
include all state waters within the compensation site boundary or boundaries.
Such protections shall be in place within 120 days of final compensation plan
approval. The restrictions, protections, or preservations, or similar
instrument, shall state that no activity will be performed on the property in
any area designated as a compensation area with the exception of maintenance or
corrective action measures authorized by the board. Unless specifically
authorized by the board through the issuance of a VWP individual or general
permit, or waiver thereof, this restriction applies to ditching, land clearing
or discharge of dredge or fill material. Such instrument shall contain the
specific phrase "ditching, land clearing or discharge of dredge or fill
material" in the limitations placed on the use of these areas. The
protective instrument shall be recorded in the chain of title to the property,
or an equivalent instrument for government-owned lands. Proof of recordation
shall be submitted within 120 days of final compensation plan approval. The
approved protective mechanism shall be recorded in the chain of title to the
property, or an equivalent instrument for government-owned lands, and proof of
recordation shall be submitted to DEQ prior to commencing impacts in surface
waters.
9VAC25-210-130. VWP general permits.
A. The board may issue VWP general permits by regulation for
certain specified categories of activities as it deems appropriate.
B. When the board determines on a case-by-case basis that
concerns for water quality and the aquatic environment so indicate, the board
may require individual applications and VWP individual permits rather than
approving coverage under a VWP general permit regulation. Cases where an
individual VWP permit may be required include the following:
1. Where the activity may be a significant contributor to
pollution;
2. Where the applicant or permittee is not in compliance with
the conditions of the VWP general permit regulation or authorization coverage;
3. When an applicant or permittee no longer qualifies for
coverage under the VWP general permit regulation or authorization; and
4. When a permittee operating under a VWP general
permit authorization coverage requests to be excluded from the
coverage of the VWP general permit regulation by applying for a VWP
individual permit.
C. When a VWP individual permit is issued to a permittee, the
applicability of the VWP general permit authorization coverage to
the individual permittee is automatically terminated on the effective date of
the VWP individual permit.
D. When a VWP general permit regulation is issued which
applies to a permittee that is already covered by a VWP individual
permit, such person may request exclusion from the provisions of the VWP
general permit regulation and subsequent coverage under a VWP individual
permit.
E. A VWP general permit authorization coverage
may be revoked from an individual permittee for any of the reasons set forth in
9VAC25-210-180 subject to appropriate opportunity for a hearing.
F. When all permitted activities requiring notification
have been completed, the The permittee shall be required to submit a
written notice of termination unless the permittee has previously
submitted a termination by consent request for the same permitted activities
and such request has been approved by the board project completion and
request a permit termination by consent within 30 days following the completion
of all activities in all permitted impact areas [ in accordance
with subsection 90 A of the applicable VWP general permit regulation ].
G. Activities authorized under a VWP general permit and
general permit regulation shall be authorized for a the fixed
term based upon project length and duration. When a general permit
regulation is amended or replaced, it shall contain provisions such that
coverage authorized under the general permit existing as of the effective date
of the amended or replacement VWP general permit regulation may continue under
the amended or replacement VWP general permit and that all terms and conditions
of the authorization may continue in full force and effect. Notwithstanding any
other provision, a request for continuation of a VWP general permit
authorization beyond the expiration date of such authorization in order to
complete monitoring requirements shall not be considered a new application for
coverage and no application fee will be charged stated in the applicable
VWP general permit and VWP general permit regulation.
H. The board may certify or certify with conditions a
general, regional, or nationwide permit proposed by the USACE U.S.
Army Corps of Engineers (USACE) in accordance with § 401 of the federal
Clean Water Act as meeting the requirements of this regulation chapter
and a VWP general permit, provided that the nationwide or regional permit and
the certification conditions:
1. Require that wetland or stream impacts be avoided and
minimized to the maximum extent practicable;
2. Prohibit impacts that cause or contribute to a significant
impairment of state waters or fish and wildlife resources;
3. Require compensatory mitigation sufficient to achieve no
net loss of existing wetland acreage [ and or ]
functions or stream functions and water quality benefits; and
4. Require that compensatory mitigation for unavoidable
wetland impacts be provided through the following options, as appropriate to
replace acreage and function: in accordance with 9VAC25-210-116.
a. Wetland creation;
b. Wetland restoration;
c. The purchase or use of credits from a mitigation bank,
pursuant to § 62.1-44.15:23 of the Code of Virginia;
d. A contribution to an approved in-lieu fee fund;
e. Preservation of upland buffers adjacent to state waters,
when utilized in conjunction with subdivision 4 a, b, or c of this subsection,
and when consistent with 9VAC25-210-116 A;
f. Restoration of upland buffers adjacent to state waters,
when utilized in conjunction with subdivision 4 a, b, or c of this subsection,
and when consistent with 9VAC25-210-116 A;
g. Preservation of wetlands, when utilized in conjunction
with subdivision 4 a, b, or c of this subsection.
5. Require that compensatory mitigation for unavoidable stream
impacts be met through the following options as appropriate to replace
functions or water quality benefits; one factor in determining the required
compensation shall be provided in accordance with 9VAC25-210-116,
including but not limited to an analysis of stream impacts utilizing a
stream impact assessment methodology approved by the board:
a. Stream channel restoration or enhancement;
b. Riparian buffer restoration or enhancement;
c. Riparian buffer preservation, when consistent with
9VAC25-210-116 A;
d. A contribution to an approved in-lieu fee fund;
e. The purchase or use of credits from a mitigation bank,
pursuant to § 62.1-44.15:23 of the Code of Virginia.
I. The certifications allowed by subsection H of this section
may be provided only after the board has advertised and accepted public comment
on its intent to provide certification for at least 30 days.
J. Coverage under a general, regional, or nationwide permit
promulgated by the USACE and certified by the board in accordance with this
section shall be deemed coverage under a VWP general permit regulation upon
submission of proof of coverage under the general, regional, or nationwide
permit and any other information required by the board through the
certification process. Notwithstanding the provisions of 9VAC25-20-10 9VAC25-20,
no fee shall be required from applicants seeking coverage under this subsection.
Part III
Public Involvement
9VAC25-210-140. Public notice of VWP permit applications,
individual permit actions and public comment periods.
A. The initial application for surface water supply
projects that requires both an individual Virginia Water Protection Permit and
a Virginia Marine Resources permit under § 28.2-1205 of the Code of Virginia
shall be advertised concurrently by the Department of Environmental Quality and
the Virginia Marine Resources Commission. Such advertising shall be paid for by
the applicant.
B. A. Every draft VWP individual permit,
with the exception of an a VWP Emergency Virginia Water
Protection Permit, shall be given public notice paid for by the applicant, by
publication once in a newspaper of general circulation in the area affected by
the proposed activity. The public notice must be published within 14 days of
the applicant's receipt of a draft VWP permit, or the 120-day VWP permit
processing timeframe will be suspended until such publication.
C. B. The board shall provide a comment period
of at least 30 days following the date of the public notice for interested
persons to submit written comments on the tentative decision and to request a
public hearing on the VWP permit. All written comments submitted during the
comment period shall be retained by the board and considered during its final
decision on the VWP permit.
D. C. The contents of the public notice for a
VWP permit application or proposed VWP permit action shall include:
1. Name and mailing address of the applicant;
2. The permit application number;
3. Project location. If the location of the activity differs
from the address of the applicant the notice shall also state the location in
sufficient detail such that the specific location may be easily identified;
4. Brief description of the business or activity to be
conducted at the site of the proposed activity;
5. Description of the area affected. Information on the number
of acres of wetlands [ and/or and ] the number of
linear feet of streams affected, as well as the name of the receiving waterway
and the name of the affected watershed should be included;
6. Description of what the applicant plans to do to compensate
for the affected area;
7. A statement of the tentative determination to issue or deny
a VWP permit;
8. A brief description of the final determination procedure;
9. The address, [ e-mail email ]
address and phone number of a specific person or persons at the state office
from whom further information may be obtained; and
10. A brief description on how to submit comments and request
a public hearing.
E. D. Public notice shall not be required for
submission or approval of plans and specifications or conceptual engineering
reports not required to be submitted as part of the application.
F. E. When a VWP permit is denied, the board will
shall do so in accordance with 9VAC25-210-230.
9VAC25-210-150. Public access to information.
All information (i) pertaining to VWP permit or VWP
general permit coverage processing or (ii) in reference to any
activity requiring a VWP permit or VWP general permit coverage under
this chapter shall be available to the public, unless the applicant has made
a showing that the information is protected by the applicant as a trade secret
covered prohibited by § 62.1-44.21 of the Code of Virginia. All
information claimed confidential must be identified as such at the time of
submission to the board and VMRC the Virginia Marine Resources
Commission.
9VAC25-210-160. Public comments and hearing.
A. The board shall consider all written comments and requests
for a public hearing received during the VWP individual permit comment
period, and shall make a determination on the necessity of a public
hearing in accordance with Procedural Rule No. 1 (9VAC25-230-10 et seq.)
§ 62.1-44.15:02 of the Code of Virginia. All proceedings, public
hearings and decisions from it will be in accordance with Procedural Rule
No. 1 (9VAC25-230-10 et seq.) § 62.1-44.15:02 of the Code of
Virginia.
B. Should the board, in accordance with Procedural Rule
No. 1 (9VAC25-230-10 et seq.) § 62.1-44.15:02 of the Code of
Virginia, determine to dispense with the public hearing, it may grant the
VWP individual permit, or, at its discretion, transmit the
application or request, together with all written comments from it and relevant
staff documents and staff recommendations, if any, to the board for its
decision.
C. Any applicant or permittee aggrieved by an action of the
board taken without a public hearing, or inaction of the board, may request in
writing a hearing pursuant to Procedural Rule No. 1 (9VAC25-230-10 et seq.)
§ 62.1-44.15:02 of the Code of Virginia.
9VAC25-210-170. Public notice of hearing.
A. Public notice of any public hearing held pursuant to
9VAC25-210-160 shall be circulated as follows:
1. Notice shall be published once in a newspaper of general
circulation in the county or city where the activity is to occur; and
2. Notice of the public hearing shall be sent to all persons
and government agencies that received a copy of the notice of VWP permit
application and to those persons requesting a public hearing or having
commented in response to the public notice.
B. Notice shall be effected pursuant to subdivisions A 1 and
2 of this section at least 30 days in advance of the public hearing.
C. The content of the public notice of any public hearing
held pursuant to 9VAC25-210-160 shall include at least the following:
1. Name and mailing address of each person whose application
will be considered at the public hearing and a brief description of the
person's activities or operations including information on the number of acres
of wetlands [ and/or and ] the number of linear feet of
streams affected, a description of the nature of the withdrawal and the amount
of the withdrawal; as well as the name of the receiving waterway and the name
of the affected watershed;
2. The precise location of the proposed activity and the
surface waters that will, or may, be affected including, where possible,
reference to route numbers, road intersections, map coordinates or similar
information;
3. Description of what the applicant plans to do to compensate
for the affected area;
4. A brief reference to the public notice issued for the VWP
permit application or permit action, including the permit application number
and date of issuance, unless the public notice includes the public hearing
notice;
5. Information regarding the time and location for the public
hearing;
6. The purpose of the public hearing;
7. A concise statement of the relevant water quality, or fish
and wildlife resource issues raised by the persons requesting the public
hearing;
8. Contact person and the mailing address, e-mail email
address, name of the DEQ Department of Environmental Quality
regional office and phone number of the DEQ office at which the interested
persons may obtain further information or request a copy of the draft VWP
permit prepared pursuant to 9VAC25-210-120; and
9. A brief reference to the rules and procedures to be
followed at the public hearing.
D. Public notice of any public hearing held pursuant
to 9VAC25-210-160 C shall be in accordance with Procedural Rule No. 1
(9VAC25-230) § 62.1-44.15:02 of the Code of Virginia.
Part IV
[ VWP Permit Variances; ] VWP Permit Modification, Revocation
and Reissuance, Transfer, Termination and Denial
9VAC25-210-175. Variance from VWP permit conditions. (Repealed.)
A. For public water supplies. The board may grant a
temporary variance to any condition of a VWP permit for a public surface water
supply withdrawal that supports a public water supply to address a public water
supply emergency during a drought. A permittee requesting such variance must
provide all information required in the application for an Emergency Virginia
Water Protection Permit identified in 9VAC25-210-80 D.
B. For all other water supplies. The board may grant a
temporary variance to any condition of a VWP permit for a surface water
withdrawal during a drought. A permittee requesting such variance must
affirmatively demonstrate;
1. Public health and safety interests are served by the
issuance of such variance; and
2. All management actions consistent with existing permits
have been exhausted.
C. As a condition of any variance granted, the permittee
shall:
1. Modify operations or facilities to comply with existing
VWP permit conditions as soon as practicable; or
2. Provide new information to the board that alternate
permit conditions are appropriate and either apply for a new VWP permit or a
modification to their existing VWP permit. The board shall review any such
application consistent with other sections of this regulation.
D. In addition, the board may require the permittee to
take any other appropriate action to minimize adverse impacts to other
beneficial uses.
E. Any variances issued by the board shall be of the
shortest duration necessary for the permittee to gain compliance with existing
permit conditions, apply for a new VWP permit, or request modification of
existing permit conditions.
F. Public notice of any variance issued by the board shall
be given as required for draft permits in 9VAC25-210-140 B, C, and D. Such
notice shall be given concurrently with the issuance of any variance and the
board may modify such variances based on public comment. Publication costs of
all public notices shall be the responsibility of the permittee.
9VAC25-210-180. Rules for modification, revocation and
reissuance, extension, transfer, and termination of VWP individual
permits.
A. VWP individual permits shall may be
modified in whole or in part, revoked and reissued, extended,
transferred, or terminated only as authorized by this section.
B. A VWP permit may be modified in whole or in part,
revoked and reissued, transferred or terminated.
C. VWP permit modifications shall not be used to extend
the term of a VWP permit beyond 15 years from the date of original issuance. If
the permittee wishes to continue one or more activities regulated by the VWP
permit after the expiration date of the VWP permit, regardless of pending
changes to the permitted activities, the permittee must apply for and obtain a
new VWP permit or comply with the provisions of 9VAC25-210-185.
D. Modification, revocation and reissuance, or termination
may be initiated by the board, upon the request of the permittee, or upon the
request by another person at the board's discretion under applicable laws or
the provisions of subsections D through H of this section. A B. VWP permit
permits may be modified, or revoked and reissued with permittee
consent, upon the request of the permittee or upon board initiative
when any of the following developments occur:
1. When additions or alterations have been made to the
affected facility or activity that require the application of VWP permit
conditions that differ from those of the existing VWP permit or are absent from
it;
2. 1. When new information becomes available
about the operation project or activity covered by the VWP permit,
including project additions or alterations, that was not available at VWP
permit issuance and would have justified the application of different VWP
permit conditions at the time of VWP permit issuance;
3. 2. When a change is made in the promulgated
standards or regulations on which the VWP permit was based;
4. When it becomes necessary to change final dates in
schedules due to circumstances over which the permittee has little or no
control such as acts of God, materials shortages, etc. However, in no case may
a compliance schedule be modified to extend beyond any applicable statutory
deadline of the Act;
5. 3. When changes occur that are subject to
"reopener clauses" in the VWP permit; or
6. When the board determines that minimum instream flow
levels resulting directly from the permittee's withdrawal of surface water are
detrimental to the instream beneficial use, existing at the time of permit issuance,
and the withdrawal of surface water should be subject to further net
limitations or when an area is declared a surface water management area
pursuant to §§ 62.1-242 through 62.1-253 of the Code of Virginia, during the
term of the VWP permit
4. When developments applicable to surface water
withdrawals as specified in 9VAC25-210-380 occur.
C. A request for a modification, except those addressed in
subsection E of this section, shall include the applicable informational
requirements of 9VAC25-210-80 B, updated to reflect the proposed changes to the
project. The board may request additional information as necessary to review
and prepare a draft permit. If the board tentatively decides to modify a
permit, it shall prepare a draft permit incorporating the proposed changes in
accordance with 9VAC25-210-120 and process the draft permit in accordance with
9VAC25-210-140 through 9VAC25-210-170.
D. During the drafting and authorization of a permit
modification under this section, only those conditions to be modified shall be
addressed with preparing a draft modified permit. VWP permit terms and
conditions of the existing permit shall remain in full force and effect during
the modification of the permit.
E. A VWP permit shall be transferred only if the VWP permit
has been modified to reflect the transfer, has been revoked and reissued to the
new permittee, or has been automatically transferred. Any individual VWP permit
shall be automatically transferred to a new permittee if:
1. The current permittee notifies the board within 30 days
of the proposed transfer of the title to the facility or property;
2. The notice to the board includes a written agreement
between the existing and proposed permittee containing a proposed date of
transfer of VWP permit responsibility, coverage and liability to the new
permittee, or that the existing permittee will retain such responsibility,
coverage, or liability, including liability for compliance with the
requirements of any enforcement activities related to the permitted activity;
3. The board does not within the 30-day time period notify
the existing permittee and the new permittee of its intent to modify or revoke
and reissue the VWP permit; and
4. The permit transferor and the permit transferee provide
written notice to the board of the actual transfer date.
F. E. Upon request of the permittee, or upon
board initiative with the consent of the permittee, minor modifications may be
made in the VWP permit without following the public involvement procedures contained
in 9VAC25-210-140, 9VAC25-210-160, or 9VAC25-210-170. Any request for a
minor modification shall be in writing and shall contain the facts or reasons
supporting the request. The board may request additional information as
necessary to review a request for minor modification. The board, at its
discretion, may require that the changes proposed under a minor modification to
be processed as a modification in accordance with subsections B and C of this
section. For VWP permits, a minor modification may only be processed to:
1. Correct typographical errors;.
2. Require monitoring and reporting by the permittee at a
different frequency than required in the VWP permit, based on new information
justifying the change in conditions;.
3. Change an interim a compliance date in a
schedule of compliance to no more than 180 days from the original compliance
date and provided it will not interfere with the final compliance date;
result in a net loss of wetland acreage or of functions in all surface
waters.
4. Allow for a change in ownership or operational control
when the board determines that no other change in the VWP permit is necessary,
permittee provided that a written agreement containing a specific date
for transfer of VWP permit responsibility, coverage authorization,
and liability from the current to the new permittee has been submitted to the
board;. A VWP permit shall be transferred only if the VWP permit has
been modified to reflect the transfer, has been revoked and reissued to the new
permittee, or has been automatically transferred. Any individual VWP permit
shall be automatically transferred to a new permittee if the current permittee:
a. Notifies the board of the proposed transfer of the
permit and provides a written agreement between the current and proposed
permittees containing the date of transfer of VWP permit responsibility,
authorization, and liability to the new permittee; and
b. The board does not within 15 days notify the current and
new permittees of its intent to modify the VWP permit.
5. Change project plans or uses that do not result in an
increase a change to permitted project impacts other than allowable
by 9VAC25-210-180 F 8; 9VAC25-210-180 F 9; and 9VAC25-210-180 F 10; subdivisions
6 and 7 of this subsection.
6. Occur when facility expansion or production increases
and modification will not cause significant change in the discharge of
pollutants; Reduce wetland or stream impacts. Compensatory mitigation
requirements may be modified in relation to the adjusted impacts, provided that
the adjusted compensatory mitigation meets the initial compensatory mitigation
goals. The Department of Environmental Quality shall not be responsible for
ensuring refunds for mitigation bank credit purchases or in-lieu fee program
credit purchases.
7. Delete VWP permit limitation or monitoring requirements
for specific pollutants when the activities generating these pollutants are
terminated; Authorize additional impacts to surface waters that are
proposed prior to impacting the additional areas. Proposed additional impacts
shall meet the following requirements:
a. The proposed additional impacts are located within the
project boundary as depicted in the application for permit issuance, or are
located in areas of directly related off-site work.
b. The permittee has provided sufficient documentation that
the board may reasonably determine that the additional impacts will not impact
federal or state listed [ or proposed ] threatened
or endangered species or [ proposed or ] designated
critical habitat, or [ to be result in ] a
taking of threatened or endangered species. [ The board recommends
that the permittee verify that the project will not impact any proposed
threatened or endangered species or proposed critical habitat. ]
c. The cumulative, additional permanent wetland or open
water impacts for one or more minor modifications do not exceed [ the
greater of either (i) 0.25 acre or (ii) 10% of the acres of originally
permitted permanent wetland or open water impacts, not to exceed 1.00 acre
one-quarter of an acre (0.25 acre or 10,890 square feet) ].
d. The cumulative, additional permanent stream impacts for
one or more minor modifications do not exceed [ the greater of
either (i) 100 linear feet or (ii) 10% of the linear feet of originally
permitted permanent stream impacts, not to exceed 1,500 linear feet
100 linear feet ].
e. Documentation is provided demonstrating that the
proposed surface water impacts have been avoided to the maximum extent
practicable in accordance with the informational requirements of 9VAC25-210-80
B 1 g.
f. Compensatory mitigation for the proposed impacts, if
required, meets the requirements of 9VAC25-210-80 B 1 m and 9VAC25-210-116.
Prior to a minor modification approval, DEQ may require submission of a
compensatory mitigation plan for the additional impacts.
g. Where such additional impacts are temporary, and prior
to initiating the impacts, the permittee provides a written statement to the
board that the area to be temporarily impacted will be restored to its
preconstruction elevations and contours [ , ] with
topsoil from the impact area where practicable, such that the previous acreage
and functions are restored. The proposed temporary impacts shall be deemed
approved if DEQ does not respond within 10 days of receipt of the request for
authorization to temporarily impact additional surface waters.
8. Occur when subsequent to issuance of a VWP individual or
general permit authorization, the permittee determines that additional
permanent wetland or stream impacts are necessary, provided that the additional
impacts are associated with the previously authorized activities in authorized
locations within the same phase of development or within logical termini, the
unavoidable cumulative increase in the acreage of wetland or open water impacts
is not greater than one-quarter of an acre (0.25 acre or 10,890 square feet)
and the unavoidable cumulative increase in stream impacts is less than 100
linear feet, and also provided that the additional permanent impacts are fully
mitigated at ratios not less than compensatory mitigation ratios for the
original impacts. A modification is not required subsequent to issuance for
additional temporary impacts to surface waters, provided DEQ is notified in
writing regarding additional temporary impacts, and the area is restored to
preexisting conditions; Substitute a specific, DEQ-approved mitigation
bank or in-lieu fee program with another DEQ-approved mitigation bank or
in-lieu fee program, or substitute all or a portion of the prior authorized
permittee-responsible compensatory mitigation with a purchase of mitigation
credits in accordance with 9VAC25-210-116 C from a DEQ-approved mitigation bank
or in-lieu fee program. The amount of credits proposed to be purchased shall be
sufficient to meet the compensatory mitigation requirement for which the
compensatory mitigation is proposed to replace.
9. Occur when, subsequent to issuance of a VWP individual
or general permit authorization, the project results in less wetland or stream
impacts. Compensation requirements may be modified in relation to the adjusted
impacts at the request of the permittee, provided that the adjusted
compensation meets the initial compensation goals. DEQ shall not be responsible
for ensuring refunds for mitigation bank credit purchases, mitigation bank
usage, or in-lieu fee fund contributions; Allow for extension of the
expiration date of the VWP permit. Any permittee with an effective VWP permit
for an activity that is expected to continue after the expiration date of the
VWP permit, without any change in the activity authorized by the VWP permit
other than as may be allowed under this section, shall submit written
notification requesting an extension. The permittee must file the request 90
days prior to the expiration date of the VWP permit. VWP permit modifications shall
not be used to extend the term of a VWP permit beyond 15 years from the date of
original issuance.
10. Occur when, subsequent to issuance of a VWP individual
or general permit authorization, substitution of a specified, approved
mitigation bank(s) with another specified, approved mitigation bank is
necessary. Activities or development applicable to surface water
withdrawals as specified in 9VAC25-210-380 B.
G. F. After notice and opportunity for a formal
hearing pursuant to Procedural Rule No. 1 (9VAC25-230-100) § 62.1-44.15:02
of the Code of Virginia, a VWP permit can be terminated for cause. Reasons
for termination for cause are as follows:
1. Noncompliance by the permittee with any condition of the
VWP permit;
2. The permittee's failure in the application or during the
VWP permit issuance process to disclose fully all relevant facts or the
permittee's misrepresentation of any relevant facts at any time;
3. The permittee's violation of a special or judicial order;
4. A determination by the board that the permitted activity
endangers human health or the environment and can be regulated to acceptable
levels by VWP permit modification or termination;
5. A change in any condition that requires either a temporary
or permanent reduction or elimination of any activity controlled by the VWP
permit; and or
6. A determination that the permitted activity has ceased and
that the compensatory mitigation compensation for unavoidable
adverse impacts has been successfully completed.
G. The board may terminate the permit without cause when
the permittee is no longer a legal entity due to death, dissolution, or when a
company is no longer authorized to conduct business in the Commonwealth. The
termination shall be effective 30 days after notice of the proposed termination
is sent to the last known address of the permittee or registered agent, unless
the permittee objects within that time. If the permittee does object during
that period, the board shall follow the applicable procedures for termination
under § 62.1-44.15:25 of the Code of Virginia and 9VAC25-230.
H. A VWP permit can may be terminated by
consent, as initiated by the permittee, when all permitted activities have
been completed or if the authorized impacts will not occur. The permittee
shall submit a request for termination by consent within 30 days of project
completion or project cancellation completing or canceling all permitted
activities and all required compensatory mitigation requirements. When
submitted for project completion, the request for termination by consent shall
constitute a notice of project [ completion ]. The
director may accept this termination on behalf of the board. The permittee
shall submit the following information:
1. Name, mailing address [ , ] and telephone
number;
2. Name and location of the activity;
3. The VWP permit authorization number; and
4. One of the following certifications:
a. For project completion: "I certify under penalty of
law that all activities and any requested required compensatory
mitigation authorized by a VWP permit have been completed. I understand that by
submitting this notice of termination that I am no longer authorized to perform
activities in surface waters in accordance with the VWP permit, and that
performing activities in surface waters is unlawful where the activity is not
authorized by a VWP permit, unless otherwise excluded from obtaining a
permit. I also understand that the submittal of this notice does not
release me from liability for any violations of this VWP permit."
b. For project cancellation: "I certify under penalty of
law that the activities and any required compensatory mitigation authorized by
this VWP permit will not occur. I understand that by submitting this notice of
termination, that I am no longer authorized to perform activities in
surface waters in accordance with the VWP permit, and that performing
activities in surface waters is unlawful where the activity is not authorized
by a VWP permit, unless otherwise excluded from obtaining a permit. I
also understand that the submittal of this notice does not release me from
liability for any violations of this VWP permit, nor does it allow me to resume
the permitted activities without reapplication and issuance of another
permit."
c. For events beyond permittee control, the permittee shall
provide a detailed explanation of the events, to be approved by DEQ, and the
following certification statement: "I certify under penalty of law that
the activities or the required compensatory mitigation authorized by a this
VWP permit have changed as the result of events beyond my control (see
attached). I understand that by submitting this notice of termination that
I am no longer authorized to perform activities in surface waters in accordance
with the VWP permit, and that performing activities in surface waters is
unlawful where the activity is not authorized by a VWP permit, unless
otherwise excluded from obtaining a permit. I also understand that the
submittal of this notice does not release me from liability for any violations
of this VWP permit, nor does it allow me to resume the permitted activities
without reapplication and issuance of another permit.
I. If a permittee files a request for VWP permit
modification, revocation and reissuance, or termination, or files a notice of
planned changes or anticipated noncompliance, the VWP permit terms and
conditions shall remain effective until the request is acted upon by the board.
9VAC25-210-185. Duration of VWP individual permits;
extensions.
A. Duration of VWP permits. VWP permits issued under
this chapter shall have an effective date and expiration date that will
determine the life of specified in the permit. VWP permits The
permit term shall be effective for a fixed term based upon the
projected duration of the project, the length of any required monitoring, or
other project operations or VWP permit conditions; however, the term shall not
exceed 15 years and will be specified in the conditions of the VWP permit,
unless administratively continued. When a permit term, other than that
of an Emergency Virginia Water Protection Permit, is less than 15 years, an
extension of the permit terms and conditions may be granted in accordance with
9VAC25-210-180. Emergency Virginia Water Protection Permits shall not
exceed a duration of one year or shall expire upon the issuance of a regular
Virginia Water Protection Permit, whichever comes first.
B. VWP permit extension. Any permittee with an effective
VWP permit for an activity that is expected to continue after the expiration
date of the VWP permit, without any change in the activity authorized by the
VWP permit, shall submit written notification requesting an extension. The
permittee must file the request prior to the expiration date of the VWP permit.
Under no circumstances will the original and the extended permit terms together
exceed a total of 15 years. If the request for extension is denied, the VWP
permit will expire on its original date and, therefore, the permittee should
allow sufficient time for the board to evaluate the extension request and, in
the case of denial of the request, to process a new VWP permit application or
an application for a VWP permit modification, if applicable.
9VAC25-210-220. Waiver of VWP permit or § 401
certification.
A. The board may waive permitting requirements when the board
determines that a proposed project impacts an isolated wetland that is of
minimal ecological value as defined in 9VAC25-210-10. Any Upon
request by the board, any person claiming this waiver bears the burden
to shall demonstrate to the satisfaction of the board that he
qualifies for the waiver.
B. The board may waive the requirement for a VWP individual
permit when the proposed activity qualifies for a permit issued by the USACE
U.S. Army Corps of Engineers and receives a permit from the VMRC Virginia
Marine Resources Commission or wetlands boards, pursuant to Chapter 12 (§
28.2-1200 et seq.) or Chapter 13 (§ 28.2-1300 et seq.) of Title 28.2 of the
Code of Virginia, and the activity does not impact instream flows.
C. The board shall waive the requirement for not
require coverage under a VWP general permit authorization or a
VWP individual permit when the proposed activity meets the exclusion set forth
in [ subdivision 10 a of ] 9VAC25-210-60 [ A 10 a ]
regardless of the issuance of an individual a permit by the United
States U.S. Army Corps of Engineers.
9VAC25-210-230. Denial of the VWP permit or variance request.
A. The board shall make a decision to tentatively deny the
VWP permit or variance request if the requirements of this chapter are not met.
Basis for denial include, but are not limited to, the following:
1. The project will result in violations of water quality
standards or will impair the beneficial uses of state waters.
2. As a result of project implementation, shellfish waters
would be condemned in accordance with 9VAC25-260.
3. The project that the applicant proposed fails to adequately
avoid and minimize impacts to state waters to the maximum extent practicable.
4. The proposed compensatory mitigation plan is insufficient
or unsatisfactory for the proposed impacts and fails to achieve no net loss of
existing wetland acreage [ and or ] function and no net
loss of functions in all surface waters.
5. The Department of Game and Inland Fisheries indicates that
natural or stockable trout waters would be permanently and negatively impacted
by the proposed activity.
6. The proposed activity is prohibited by 9VAC25-210-50.
7. The effect of project impacts, together with other existing
or proposed impacts to wetlands, will cause or contribute to a significant
impairment of state waters or fish and wildlife resources.
8. Failure to submit the required permit fee in accordance
with 9VAC25-210-80 B 1 n, C 9 [ q g ] or D
1 g [ or ] 9VAC25-210-340 C 1 g.
9. The board determines that the applicant for an Emergency
Virginia Water Protection Permit has not demonstrated that there is a
substantial threat to public health and safety, and that normal Virginia Water
Protection Permit procedures, including public comment provisions, should be
followed.
B. The applicant shall be notified by letter of the board's
preliminary decision to tentatively deny the VWP permit requested.
C. Should the applicant withdraw his application, no VWP
permit or variance will be issued.
D. Should the applicant elect to proceed as originally
proposed, the board may deny the application and advise the applicant pursuant
to Procedural Rule No. 1 - Public and Formal Hearing Procedures (9VAC25-230)
§ 62.1-44.15:02 of the Code of Virginia of his right to a public hearing
to consider the denial.
Part V
Enforcement
9VAC25-210-240. Enforcement. (Repealed.)
The board may enforce the provisions of this chapter
utilizing all applicable procedures under the law and § 10.1-1186 of the Code
of Virginia.
Part VI
Miscellaneous
9VAC25-210-250. Delegation of authority. (Repealed.)
The director, or a designee acting for him, may perform
any act of the board provided under this chapter, except as limited by §
62.1-44.14 of the Code of Virginia.
9VAC25-210-260. Transition. (Repealed.)
A. All applications received on or after July 25, 2007,
will be processed in accordance with these new procedures.
B. VWP individual permits issued prior to July 25, 2007,
will remain in full force and effect until such permits expire, are revoked, or
are terminated.
C. Modifications and all other types of modification that
are received by the board prior to July 25, 2007, will be processed in
accordance with the VWP permit regulations in effect at that time. Modifications
and all other types of notification to the board that are received on or after
July 25, 2007, will be processed in accordance with these new procedures.
D. Section 401 Water Quality Certificates issued prior to
December 31, 1989, have the same effect as a VWP permit. Water Quality
Certificates issued after this date will remain in effect until reissued as
Virginia Water Protection Permits.
Part V
Surface Water Withdrawals
9VAC25-210-300. Definitions for surface water withdrawals.
The following words and terms when used in this part shall
have the following meanings:
"Affected stream reach" means the portion of a
surface water body beginning at the location of a withdrawal and ending at a
point where effects of the withdrawal are not reasonably expected to adversely
affect beneficial uses.
"Agricultural surface water withdrawal" means a
withdrawal of surface water in Virginia or from the Potomac River for the
purpose of agricultural, silvicultural, horticultural, or aquacultural
operations. Agricultural surface water withdrawals include withdrawals for turf
farm operations, but do not include withdrawals for landscaping activities, or
turf installment and maintenance associated with landscaping activities.
"Consumptive use" means any use of water withdrawn
from a surface water other than a nonconsumptive use.
"Drought" means the declaration of a drought
stage by the Virginia Drought Coordinator or the Governor of Virginia for a
particular area or locality within Virginia. Drought stage declarations include
watch, warning, and emergency, depending upon severity, as defined by the
Virginia Drought Assessment and Response Plan dated March 28, 2003.
"Drought of record" means the time period during
which the most severe drought conditions occurred for a particular area or
location, as indicated by the available hydrologic and meteorologic data.
"Emergency Virginia Water Protection Permit"
means a Virginia Water Protection Permit issued pursuant to § 62.1-44.15:22 C
of the Code of Virginia authorizing a new or increased surface water withdrawal
to address insufficient public drinking water supplies that are caused by a
drought and may result in a substantial threat to human health or public
safety.
"Human consumption" means the use of water to
support human survival and health, including drinking, bathing, showering,
cooking, dishwashing, and maintaining hygiene.
"Instream flow" means the existing volume of
water flowing in a stream or water body including any seasonal variations of
water levels and flow.
"Intake structure" means any portion of a
surface water withdrawal system used to withdraw surface water that is located
within the surface water, such as, but not limited to, a pipe, culvert, hose,
tube, or screen.
"Major river basin" means the Potomac-Shenandoah
River Basin, the Rappahannock River Basin, the York River Basin, the James
River Basin, the Chowan River Basin, the Roanoke River Basin, the New River
Basin, or the Tennessee-Big Sandy River Basin.
"Nonconsumptive use" means the use of water
withdrawn from a surface water in such a manner that it is returned to the
surface water without substantial diminution in quantity at or near the point
from which it was taken and would not result in or exacerbate low flow
conditions.
"Potomac River Low Flow Allocation Agreement"
means the agreement among the United States of America, the State of Maryland,
the Commonwealth of Virginia, the District of Columbia, the Washington Suburban
Sanitation Commission, and the Fairfax County Water Authority dated January 11,
1978, consented to by the United States Congress in § 181 of the Water
Resources Development Act of 1976, Public Law 94-587, as modified on April 22,
1986.
"Public water supply" means a withdrawal of
surface water in Virginia or from the Potomac River for the production of
drinking water, distributed to the general public for the purpose of, but not
limited to, domestic use.
"Public water supply emergency" means a
substantial threat to public health or safety due to insufficient public
drinking water supplies caused by drought.
[ "Public water supply safe yield" means
the highest volumetric rate of water that can be withdrawn by a surface water
withdrawal during the drought of record since 1930, including specific
operational conditions established in a Virginia Water Protection permit, when
applicable. ]
"Section for Cooperative Water Supply Operations on
the Potomac" means a section of the Interstate Commission on the Potomac
River Basin designated by the Water Supply Coordination Agreement as
responsible for coordination of water resources during times of low flow in the
Potomac River.
"Surface water withdrawal" means a removal or
diversion of surface water in Virginia or from the Potomac River for
consumptive or nonconsumptive use thereby altering the instream flow or
hydrologic regime of the surface water. Projects that do not alter the instream
flow or that alter the instream flow but whose sole purpose is flood control or
stormwater management are not included in this definition.
"Surface water withdrawal system" means any
device or combination of devices used to withdraw surface water such as, but
not limited to, a machine, pump, culvert, hose, tube, screen, or fabricated
concrete or metal structure.
"Variance" means a mechanism that allows
temporary waiver of the generally applicable withdrawal limitation requirements
or instream flow conditions of a VWP permit during a drought.
"Water Supply Coordination Agreement" means the
agreement among the United States of America, the Fairfax County Water
Authority, the Washington Suburban Sanitary Commission, the District of
Columbia, and the Interstate Commission on the Potomac River Basin, dated July
22, 1982, which establishes agreement among the suppliers to operate their
respective water supply systems in a coordinated manner and which outlines
operating rules and procedures for reducing impacts of severe droughts in the
Potomac River Basin.
"Water supply plan" means a document developed
in compliance with 9VAC25-780.
9VAC25-210-310. Exclusions from permits for surface water
withdrawals.
A. The following surface water withdrawals are excluded
from VWP permit requirements. Activities [ , ] other
than the surface water withdrawal [ , ] that are
contained in 9VAC25-210-50 and are associated with the construction and
operation of the surface water withdrawal are subject to VWP permit
requirements [ , ] unless excluded by 9VAC25-210-60.
Other permits under state and federal law may be required.
1. Any surface water withdrawal in existence on July 1,
1989; however, a permit shall be required if a new § 401 certification is
required to increase a withdrawal. To qualify for this exclusion, the surface
water withdrawal shall be deemed to be in existence on July 1, 1989, if there
was an actual withdrawal on or before that date [ that
and the withdrawal ] has not been abandoned.
a. Abandonment of a surface water withdrawal. A surface
water withdrawal shall be deemed to be abandoned if the owner of the surface
water withdrawal system (i) notifies the Department of Environmental Quality in
writing that the withdrawal has been abandoned or (ii) removes or disables the
surface water withdrawal system with the intent to permanently cease such
withdrawal. Transfer of ownership or operational control of the surface water
withdrawal system, a change in use of the water, or temporary cessation of the
withdrawal shall not be deemed evidence of abandonment. The notification shall
be signed by the owner of record or shall include evidence satisfactory to DEQ
that the signatory is authorized to submit the notice on behalf of the owner of
record. Evidence may include, but shall not be limited to, a resolution of the
governing body of the owner or corporate minutes.
b. Information to be furnished to DEQ. Each owner or
operator of a permanent surface water withdrawal system engaging in a
withdrawal that is subject to this exclusion shall provide DEQ the estimated
maximum capacity of the intake structure, the location of the existing intake
structure, and any other information that may be required by the board. Each
owner or operator of a temporary surface water withdrawal system engaging in a
withdrawal that is subject to this exclusion, where the purpose of the
withdrawal is for agriculture, shall provide to DEQ the maximum annual surface
water withdrawal over the last 10 years. The information shall be provided
within one year of the date that notice of such request is received from DEQ
and shall be updated when the maximum capacity of the existing intake structure
changes. The information provided to DEQ shall not constitute a limit on the
exempted withdrawal. Such information shall be utilized by DEQ and board to
protect existing beneficial uses and shall be considered when evaluating
applications for new withdrawal permits.
2. Any surface water withdrawal not in existence on July 1,
1989, if the person proposing to make the withdrawal received a § 401
certification before January 1, 1989, [ with respect to
that authorized the ] installation of any necessary withdrawal
structures to make such withdrawal [ ; however.
However ], a permit shall be required before any such withdrawal is
increased beyond the amount authorized by the certification.
3. Any existing lawful unpermitted surface water withdrawal
initiated between July 1, 1989, and July 25, 2007, that has complied with the
Water Withdrawal Reporting regulations (9VAC25-200) and that is not subject to
other exclusions contained in this section. Any increase in that withdrawal
above the limited amount identified in subdivision a of this subdivision A 3
shall require an application for a permit for the surface water withdrawal
system.
a. The largest 12-consecutive month surface water
withdrawal that occurred in the 10 years prior to July 25, 2007, shall
constitute a limit on the withdrawal that is excluded from permit requirements.
For agricultural surface water withdrawals that did not report annually as
required by the Water Withdrawal Reporting regulations (9VAC25-200) prior to
July 25, 2007, the limit excluded from permit requirements was established for
the operations that were in existence during the 10 years prior to July 25,
2007, by estimating the largest 12-consecutive month withdrawal based upon the
following information associated with that timeframe: the area irrigated, depth
of irrigation, and annual number of irrigations; pumping capacity and annual
pumping time; annual energy consumption for pumps; number and type of livestock
watered annually; and number and type of livestock where water is used for
cooling purposes.
b. All owners and operators of surface water withdrawals
excluded from permit requirements by this section shall annually report
withdrawals as required by the Water Withdrawal Reporting regulations
(9VAC25-200). Failure to file annual reports either reporting actual withdrawals
or the fact that withdrawals did not occur may result in the owner or operator
being required to cease withdrawals, file an application, and receive a permit
prior to resuming any withdrawal. Information regarding excluded withdrawal
amounts shall be utilized by DEQ and the board to protect existing beneficial
uses and shall be considered when evaluating applications for new withdrawal
permits.
4. Agricultural surface water withdrawals that total less
than:
a. One million gallons in a single month from nontidal
waters.
b. 60 million gallons in a single month from tidal waters.
5. Surface water withdrawals from tidal waters for
nonconsumptive uses.
6. Surface water withdrawals from nontidal or tidal waters,
regardless of the volume withdrawn, for the following uses:
a. Firefighting or for the training activities related to
firefighting, such as dry hydrants and emergency surface water withdrawals.
b. Hydrostatic pressure testing of water tight containers,
pipelines, and vessels.
c. Normal single-family home residential gardening and lawn
and landscape maintenance.
7. Surface water withdrawals placed into portable
containers by persons owning property on or holding easements to riparian
lands.
8. Surface water withdrawals that return withdrawn water to
the stream of origin; do not divert more than half of the instantaneous flow of
the stream; have the withdrawal point and the return point not separated by
more than 1,000 feet of stream channel; and have both banks of the affected
stream segment located within one property boundary.
9. Surface water withdrawals from quarry pits that do not
alter the physical, biological, or chemical properties of surface waters
connected to the quarry pit.
10. Surface water withdrawals from a privately owned
agriculture pond, emergency water storage facility, or other water retention
facility, provided that such pond or facility is not placed in the bed of a
perennial or intermittent stream or wetland. Surface water withdrawals from
such facilities constructed in beds of ephemeral streams are excluded from
permit requirements.
11. Surface water withdrawals for all other purposes not
otherwise excluded by subdivisions 4 through 10 of this subsection that total
less than:
a. 10,000 gallons per day from nontidal waters.
b. Two million gallons per day from tidal waters.
B. DEQ may require any owner or operator of a surface
water withdrawal system excluded from permit requirements by subdivisions A 3
through A 11 of this section to cease withdrawals and file an application and
receive a permit prior to resuming any withdrawal when the board's assessment
indicates that a withdrawal, whether individually or in combination with other
existing or proposed projects:
1. Causes or contributes to, or may reasonably be expected
to cause or contribute to, a significant impairment of the state waters or fish
and wildlife resources;
2. Adversely impacts other existing beneficial uses; or
3. Will cause or contribute to a violation of water quality
standards.
9VAC25-210-320. Preapplication procedures for new or
expanded surface water withdrawals.
A. Preapplication review panel. At the request of a
potential applicant for a surface water withdrawal proposing to the Department
of Environmental Quality to withdraw 90 million gallons a month or greater, a
preapplication review panel shall be convened prior to submission of a VWP
application. The preapplication review panel shall assist potential applicants
that are proposing surface water withdrawals with the early identification of
issues related to the protection of beneficial instream and offstream uses of
state waters and the identification of the affected stream reach. DEQ shall
notify the Virginia Marine Resources Commission, the Virginia Institute of
Marine Science, the Virginia Department of Game and Inland Fisheries, the
Virginia Department of Conservation and Recreation, the Virginia Department of
Health, the U.S. Army Corps of Engineers, the U.S. Fish and Wildlife Service,
the U.S. Environmental Protection Agency, and other appropriate local, state,
and federal agencies of the preapplication review panel request. These agencies
shall participate to the extent practicable in the preapplication review panel
by providing information and guidance on the potential natural resource impacts
and regulatory implications of the options being considered by the applicant
and shall provide comments within 60 days of the initial meeting of the
preapplication panel.
B. Preapplication public notice. For new or expanded
surface water withdrawals requiring an individual VWP permit and proposing to
withdraw 90 million gallons a month or greater, a potential applicant shall
provide information on the project, shall provide an opportunity for public
comment on the proposed project, and shall assist in identifying public
concerns or issues prior to filing a VWP individual permit application.
1. Except as provided in this subsection, the potential
applicant shall provide for publication of notice once a week for two
consecutive weeks in a newspaper of general circulation serving the locality
where the surface water withdrawal is proposed to be located.
2. If requested by any person, the potential applicant
shall hold at least one public information meeting. Notice of any public
information meeting held pursuant to this subsection shall be provided at least
14 days prior to the public information meeting date and shall be published in
the same manner as required in subdivision 1 of this subsection. A potential
applicant shall submit the notice to DEQ for posting on the DEQ website. At a
minimum, any notice required by this subsection shall include:
a. A statement of the potential applicant's intent to apply
for a VWP permit for a surface water withdrawal;
b. The proposed location of the surface water withdrawal;
c. Information on how the public may request a public
information meeting or, in the alternative, the date, time, and location of the
public information meeting;
d. The name, address, and telephone number of the potential
applicant, or an authorized representative who can answer questions or receive
comments on the proposed surface water withdrawal; and
e. A statement of how oral or written public comments will
be used.
3. In accordance with the provisions of 9VAC25-780-50 C 11
and 9VAC25-780-150, a potential applicant shall not be required to publish
public notice or provide an opportunity for a public information meeting if a
public meeting has been held within two years prior to the submittal of an
application for a VWP permit on a local or regional water supply plan, which
includes the proposed project.
4. The potential applicant shall maintain a list of persons
making comment and their addresses and shall make a good faith effort to notify
commenters at the address provided by the commenter when the public notice for
the draft VWP individual permit is available.
9VAC25-210-330. Coordinated review with the Virginia Marine
Resources Commission on applications for surface water withdrawals.
A. The Department of Environmental Quality shall
coordinate the review of an application for surface water withdrawals that also
requires a Virginia Marine Resources Commission (VMRC) permit under Chapter 12
(§ 28.2-1200 et seq.) of Title 28.2 of the Code of Virginia with the VMRC in
accordance with § 62.1-44.15:5.01 of the Code of Virginia.
B. The initial application for surface water withdrawals
that requires both an individual Virginia Water Protection Permit and a VMRC
permit shall be advertised concurrently by DEQ and VMRC. When appropriate, such
advertisement may be in the form of a joint public notice of the application,
prepared by VMRC with the assistance of DEQ, published once in a newspaper of
general circulation in the area affected by the proposed activity in accordance
with VMRC regulations and policy. Such advertising shall be paid for by the
applicant.
9VAC25-210-340. Application requirements for surface water
withdrawals.
A. Persons proposing to initiate a new or expanded surface
water withdrawal not excluded from requirements of this chapter by
9VAC25-210-310, proposing to reapply for a current permitted withdrawal, or a
[ FERC Federal Energy Regulatory Commission (FERC) ]
license or relicense associated with a surface water withdrawal, shall apply
for a VWP permit.
B. In addition to [ informational ] requirements
of 9VAC25-210-80 [ B and if applicable, 9VAC25-210-80 C ],
applications for surface water withdrawals or a [ Federal Energy
Regulatory Commission (FERC) FERC ] license or relicense
associated with a surface water withdrawal shall include:
1. As part of identifying the project purpose, a narrative
describing the water supply issues that form the basis of the proposed project
purpose.
2. The drainage area, the average annual flow and the
median monthly flows at the withdrawal point, and historical low flows [ , ]
if available;
3. The average daily withdrawal; the maximum daily,
monthly, annual, and instantaneous withdrawals; and information on the
variability of the demand by season. If the project has multiple intake
structures, provide for each individual intake structure and the cumulative
volumes for the entire surface water withdrawal system.
4. The monthly consumptive use volume in million gallons
and the average daily return flow in million gallons per day of the proposed
project and the location of the return flow, including the latitude and
longitude and the drainage area in square miles at the discharge point.
5. Information on flow dependent beneficial uses along the
affected stream reach. For projects that propose a transfer of water resources
from a major river basin to another major river basin, this analysis should
include both the source and receiving basins.
a. Evaluation of the flow dependent instream and offstream
beneficial uses. Instream beneficial uses include, but are not limited to, the protection
of fish and wildlife habitat, maintenance of waste assimilation, recreation,
navigation, and cultural and aesthetic values. Offstream beneficial uses
include, but are not limited to, domestic (including public water supply)
[ ;, ] agricultural [ ;, ]
electric power generation [ ;, ] and
commercial and industrial uses.
b. The aquatic life, including species and habitat
requirements.
c. How the proposed withdrawal will alter flows.
6. Information on the proposed use of and need for the
surface water and information on how demand for surface water was determined
(e.g., per capita use, population growth rates, new uses, changes to service
areas, and [ , ] if applicable, acreage
irrigated and evapotranspiration effects). If during the water supply planning
process, the need for the withdrawal was established, the applicant may submit
the planning process information, provided that the submittal [ address
addresses ] all requirements of 9VAC25-210-360. The board shall
deem such a submittal as meeting the requirements of this subsection. For
surface water withdrawals for public water supply, see also 9VAC25-780-100
and 9VAC25-780-130.
7. Information describing the intake structure, to include
intake screen mesh size [ , ] and intake
velocity.
8. For withdrawals proposed from an impoundment, the
following:
a. Description of the flow or release control structures,
including the minimum rate of flow, in cubic feet per second, size and capacity
of the structure, and the mechanism to control the release.
b. Surface area in acres, maximum depth in feet, normal
pool elevation, total storage capacity, and unusable storage volume in
acre-feet.
c. The stage-storage relationship. For example, the volume
of water in the impoundment at varying stages of water depth.
9. Whether the proposed surface water withdrawal is
addressed in the water supply plan that covers the area in which the withdrawal
is proposed to be located. If the proposed withdrawal is included, provide a
discussion as to how the proposed withdrawal is addressed in the water supply
plan, specifically in terms of projected demand, analysis of alternatives, and
water conservation measures. If all or a portion of the withdrawn water will be
transferred to an area not covered by the plan, the discussion shall also
include the water supply plan for the area of the receiving watershed.
10. An alternatives analysis for the proposed surface water
withdrawal, including at a minimum, the criteria in 9VAC25-210-360.
11. For new or expanded surface water withdrawals proposing
to withdraw 90 million gallons a month or greater, a summary of the steps taken
to seek public input as required by 9VAC25-210-320 and an identification of the
issues raised during the course of the public information meeting process.
12. For new or expanded surface water withdrawals that
involve a transfer of water between major river basins that may impact a river
basin in another state, a plan describing procedures to notify potentially
affected persons, both in and outside of Virginia, of the proposed project.
13. For surface water withdrawals, other than for public
water supply, information to demonstrate that alternate sources of water supply
are available to support the operation of the facility during times of reduced
instream flow.
C. Applications for an Emergency Virginia Water Protection
Permit.
1. Applications for an Emergency Virginia Water Protection
Permit to address a public water supply emergency shall include the information
noted in subdivisions 1 a through 1 o of this subsection. The JPA may be used
for emergency [ applications application ] purposes,
provided that all of the information in subdivisions [ 1 ]
a through [ 1 ] o of this [ subdivision
C 1 subsection ] is included:
a. [ Name The applicant's legal
name ], mailing address, telephone number, and if applicable, fax
number and electronic mail address [ of applicant ];
b. If different from applicant, name, mailing address,
telephone number, and if applicable, fax number and electronic mail address of
property owner;
c. If applicable, authorized agent's name, mailing address,
telephone number, and [ , ] if applicable, fax
number and electronic mail address;
d. Name of water body or water bodies, or receiving waters,
as applicable;
e. Name of the city or county where the project occurs;
f. Signed and dated signature page (electronic submittals
containing the original signature page, such as that contained in a scanned
document file are acceptable);
g. Permit application fee in accordance with 9VAC25-20;
h. The drainage area, the average annual flow and the
median monthly flows at the withdrawal point, and historical low flows
[ , ] if available;
i. Information on the aquatic life along the affected
stream reach, including species and habitat requirements;
j. Recent and current water use including monthly water use
in the previous calendar year and weekly water use in the previous six months
prior to the application. The application shall identify the sources of such
water and also identify any water purchased from other water suppliers;
k. A description of the severity of the public water supply
emergency, including (i) for reservoirs, an estimate of days of remaining
supply at current rates of use and replenishment; (ii) for wells, current
production; and (iii) for intakes, current streamflow;
l. A description of mandatory water conservation measures
taken or imposed by the applicant and the dates when the measures were
implemented; for the purposes of obtaining an Emergency Virginia Water
Protection Permit, mandatory water conservation measures shall include, but not
be limited to, the prohibition of lawn and landscape watering, vehicle washing,
watering of recreation fields, refilling of swimming pools, and washing of
paved surfaces;
m. An estimate of water savings realized by implementing
mandatory water conservation measures;
n. Documentation that the applicant has exhausted all
management actions that would minimize the threat to public welfare, safety,
and health and will avoid the need to obtain an emergency permit, and that are
consistent with existing permit limitations; and
o. Any other information that demonstrates that the
condition is a substantial threat to public health or safety.
2. Within 14 days after the issuance of an Emergency
Virginia Water Protection Permit, the permit holder shall apply for a VWP
permit under the other provisions of this chapter.
9VAC25-210-350. Duty to reapply for a permit for a
continuation of a surface water withdrawal.
A. Any permittee with an effective permit for a surface
water withdrawal shall submit a new permit application at least 270 days before
the expiration date of an effective permit [ , ] unless
permission for a later date has been granted by the board. The Department of
Environmental Quality may administratively continue an expiring permit in
accordance with 9VAC25-210-65.
B. The applicant shall provide all information described
in 9VAC25-210-340 and applicable portions of 9VAC25-210-80 for any
reapplication. The information may be provided by referencing information
previously submitted to the department that remains accurate and relevant to
the permit application. The board may waive any requirement of 9VAC25-210-340
and the applicable portions of 9VAC25-210-80 B, if it has access to
substantially identical information.
9VAC25-210-360. Evaluation of project alternatives for
surface water withdrawals.
The applicant shall demonstrate to the satisfaction of the
board that the project meets an established [ local water supply ]
need [ for water to meet the project purpose ]. In establishing
[ local ] need, the applicant shall provide the
following information:
1. Existing supply sources, yields, and demands, including:
a. Peak day and average daily withdrawal;
b. The [ public water supply ] safe
yield and lowest daily flow of record;
c. Types of water uses; and
d. Existing water conservation measures and drought
response plan, including what conditions trigger their implementation.
2. Projected demands over a minimum 30-year planning
period, including the following:
a. Projected demand contained in the local or regional
water supply plan developed in accordance with 9VAC25-780 or for the project
service area, if such area is smaller than the planning area; [ if
applicable ] or
b. Statistical population (growth) trends; [ if
applicable, ] projected demands by use type; projected demand
without water conservation measures; and projected demands with long-term water
conservation measures.
3. Any alternatives analysis conducted specifically for
withdrawals for public water supply shall include:
a. The range of alternatives to be analyzed by the
applicant as follows:
(1) All applicable alternatives contained in the local or
regional water supply plan developed in accordance with 9VAC25-780;
(2) Alternatives that are practicable or feasible from both
a technical and economic standpoint that had not been identified in the local
or regional water supply plan developed in accordance with 9VAC25-780;
(3) Alternatives that are available to the applicant but
not necessarily under the current jurisdiction of the applicant; and
(4) Water conservation measures that could be considered as
a means to reduce demand for each alternative considered by the applicant.
b. The applicant shall provide a narrative description that
outlines the opportunities and status of regionalization efforts undertaken by
the applicant.
c. The criteria used to evaluate each alternative for the
purpose of establishing the least environmentally damaging practicable
alternative, which includes but is not limited to:
(1) Demonstration that the proposed alternative meets the
project purpose and project demonstrated need as documented pursuant to this
section;
(2) Availability of the alternative to the applicant;
(3) Evaluation of interconnectivity of water supply
systems, both existing and proposed;
(4) Evaluation of the cost of the alternative on an
equivalent basis;
(5) Evaluation of alternative [ public water
supply ] safe yields;
(6) Presence and potential impact of alternative on state
and federally listed threatened and endangered species;
(7) Presence and potential impact of alternative on
wetlands and streams (based on maps and aerial photos for all alternatives,
field delineation required for preferred alternative);
(8) Evaluation of effects on instream flow; and
(9) Water quality considerations, including:
(a) Land use within a watershed where the type of land use
may impact the water quality of the source;
(b) The presence of impaired streams and the type of
impairment;
(c) The location of point source discharges; and
(d) Potential threats to water quality other than those
listed in this subdivision 3 [ (c) c (9) ].
4. Any alternatives analysis conducted for surface water
withdrawals other than for public water supply shall include [ all
applicable items included in this subdivision 3 of this section the
following items of subdivision 3 of this section: subdivisions 3 a (3), 3 a
(4), and 3 c. The analysis shall also include applicable items of subdivisions
3 a (1), 3 a (2), and 3 b ].
9VAC25-210-370. VWP permit conditions applicable to surface
water withdrawal permits.
A. In addition to the conditions established in
9VAC25-210-90 and 9VAC25-210-100, each VWP permit shall include conditions
meeting the requirements established in this section, where applicable.
B. Instream flow conditions. Subject to the provisions of
Chapter 24 (§ 62.1-242 et seq.) of Title 62.1 of the Code of Virginia, and
subject to the authority of the State Corporation Commission over hydroelectric
facilities contained in Chapter 7 (§ 62.1-80 et seq.) of Title 62.1 of the Code
of Virginia, instream flow conditions may include, but are not limited to,
conditions that limit the volume and rate at which surface water may be
withdrawn at certain times, the public water supply safe yield, and conditions
that require water conservation and reductions in water use.
1. In the development of conditions that limit the volume
and rate at which surface water may be withdrawn, consideration shall be given
to the seasonal needs of water users and the seasonal availability of surface
water flow.
2. Consideration shall also be given to the affected stream
reach and the amount of water that is put to a consumptive use in the process.
3. In the development of instream flow conditions for new
withdrawals, the board shall take into consideration the combined effect on the
hydrologic regime of the surface water within an affected stream reach due to
consumptive water uses associated with:
a. All existing permitted withdrawals;
b. The total amount of withdrawals excluded from VWP permit
requirements; and
c. Any other existing lawful withdrawals.
4. VWP permits for surface water withdrawals, other than
for public water supply, shall identify how alternate sources of water supply
will be made available to support the operation of the permitted facility
during times when surface water withdrawals will be curtailed due to instream
flow requirements or shall provide for modification of the operation of the
facility to ensure compliance with permit conditions. Such modifications may include,
but are not limited to, termination or reduction of activities at the facility
that are dependent on the permitted withdrawal, increase capacity to capture
[ , ] and store higher flows [ , ]
or implementation of other potential management options.
C. VWP permits issued for surface water withdrawals from
the Potomac River between the Shenandoah River confluence and Little Falls
shall contain a condition that requires the permittee to reduce withdrawals
when the restriction or emergency stage is declared in the Washington
Metropolitan Area under the provisions of the Potomac River Low Flow Allocation
Agreement or when the operating rules outlined by the Drought-Related
Operations Manual for the Washington Metropolitan Area Water Suppliers, an
attachment to the Water Supply Coordination Agreement, are in effect. The
department, after consultation with the Section for Cooperative Water Supply
Operations on the Potomac (CO-OP), shall direct the permittee as to when, by
what quantity, and for what duration withdrawals shall be reduced.
D. The board may issue permits for new or expanded surface
water withdrawals that are not excluded from the requirements of this chapter
by 9VAC25-210-310 based on the following criteria:
1. The amount of the surface water withdrawal is limited to
the amount of water that can be put to beneficial use.
2. Based on the size and location of the surface water
withdrawal, the withdrawal is not likely to have a detrimental impact on
existing instream or offstream uses.
3. Based on an assessment by the board, this withdrawal,
whether individually or in combination with other existing or proposed
projects, does not cause or contribute to, or may not reasonably be expected to
cause or contribute to:
a. A significant impairment of the state waters or fish and
wildlife resources;
b. Adverse impacts on other existing beneficial uses; or
c. A violation of water quality standards.
4. In cases where the board's assessment indicates that
criteria contained in subdivisions 2 and 3 of this subsection are not met, the
board may issue a permit with special conditions necessary to assure these
criteria are met.
9VAC25-210-380. Modifications to surface water withdrawal
permits.
A. In addition to the requirements of 9VAC25-210-180 B,
VWP permits for surface water withdrawals may be modified when any of the
following developments occur:
1. When the board determines that minimum instream flow
levels resulting directly from the permittee's withdrawal of surface water are
detrimental to the instream beneficial use, existing at the time of permit
issuance, and the withdrawal of surface water should be subject to further net
limitations or when an area is declared a surface water management area
pursuant to §§ 62.1-242 through 62.1-253 of the Code of Virginia, during the
term of the VWP permit.
2. Significant changes to the location of the surface water
withdrawal system are proposed such that the Department of Environmental
Quality determines a new review is warranted due to the potential effect of the
surface water withdrawal to existing beneficial uses of the new location.
3. Changes to the permitted project or the surface water
withdrawal, including increasing the storage capacity for the surface water
withdrawal, that propose an increase in the maximum permitted withdrawal
volumes or rate of withdrawal or that cause more than a minimal change to the
instream flow requirements with potential to result in a detrimental effect to
existing beneficial uses.
4. A revision to the purpose of the surface water withdrawal
that proposes to include a new use or uses that were not identified in the
permit application or a modification of the existing authorized use or uses
such that the use description in the permit application and permit is no longer
applicable. [ Examples of uses include, but are not limited to
agricultural irrigation, golf course irrigation, public water supply,
manufacturing, and electricity generation. ]
B. Minor modifications may be made in the VWP permit for
surface water withdrawals without following the public involvement requirements
of 9VAC 25-210-140, 9VAC 25-210-160, or 9VAC 25-210-170. Any request for a
minor modification shall be in writing and shall contain the facts or reasons
supporting the request. The board may request additional information as
necessary to review a request for a minor modification. Minor modifications may
only occur in accordance with 9VAC25-210-180 E and the following items specific
to surface water withdrawals:
1. Minor changes to the location of the surface water
withdrawal system, as determined by DEQ, and thus not warranting a new review
of the effect of the surface water withdrawal to existing beneficial uses.
2. Allow for temporary changes to instream flow
requirements or operational permit requirements to address situations such as
surface water withdrawal system improvements, environmental studies, or as
otherwise determined appropriate by DEQ.
3. Changes to the permitted project [ ,
including increasing the storage capacity for the surface water withdrawal, ]
that do not cause more than a minimal change to the instream flow
requirements and do not have the potential to result in a detrimental effect to
existing beneficial uses.
4. Changes to the monitoring methods or locations of
monitoring sites for instream flow requirements or surface water withdrawal
requirements.
9VAC25-210-390. Variance from surface water withdrawal
permit conditions.
A. For public water supplies. The board may grant a
temporary variance to any condition of a VWP permit for a surface water
withdrawal for a public water supply to address a public water supply emergency
during a drought. A permittee requesting such variance must provide all
information required in the application for an Emergency Virginia Water
Protection Permit identified in 9VAC25-210-340 C.
B. For all other water supplies. The board may grant a
temporary variance to any condition of a VWP permit for a surface water
withdrawal during a drought. A permittee requesting such variance must
affirmatively demonstrate:
1. Public health and safety interests are served by the
issuance of such variance; and
2. All management actions consistent with existing permits
have been exhausted.
C. As a condition of any variance granted, the permittee
shall:
1. Modify operations or facilities to comply with existing
VWP permit conditions as soon as practicable; or
2. Provide new information to the board that alternate
permit conditions are appropriate and either apply for a new VWP permit or a
modification to its existing VWP permit. The board shall review any such
application consistent with other sections of this chapter.
D. In addition, the board may require the permittee to
take any other appropriate action to minimize adverse impacts to other
beneficial uses.
E. Any variances issued by the board shall be of the
shortest duration necessary for the permittee to gain compliance with existing
permit conditions, apply for a new VWP permit, or request modification of
existing permit conditions.
F. Public notice of any variance issued by the board shall
be given as required for draft permits in 9VAC25-210-140 A, B, and C. Such
notice shall be given concurrently with the issuance of any variance and the
board may modify such variances based on public comment. Publication costs of
all public notices shall be the responsibility of the permittee.
Part VI
Enforcement
9VAC25-210-500. Enforcement.
The board may enforce the provisions of this chapter
utilizing all applicable procedures under the law and § 10.1-1186 of the Code
of Virginia.
Part VII
Miscellaneous
9VAC25-210-600. Delegation of authority.
The director, or a designee acting for him, may perform
any act of the board provided under this chapter, except as limited by §
62.1-44.14 of the Code of Virginia.
9VAC25-210-610. Transition.
A. All applications received on or after [ (insert
effective date of regulation) August 2, 2016 ], will be
processed in accordance with these new procedures.
B. VWP individual permits issued prior to [ (insert
effective date of regulation) August 2, 2016 ], will
remain in full force and effect until such permits expire, are revoked, or are
terminated and during any period of administrative continuance in accordance
with 9VAC25-210-65.
C. Section 401 Water Quality Certificates issued prior to
December 31, 1989, have the same effect as a VWP permit. Water Quality
Certificates issued after this date will remain in effect until reissued as
Virginia Water Protection Permits.
NOTICE: The following
forms used in administering the regulation were filed by the agency. The forms
are not being published; however, online users of this issue of the Virginia
Register of Regulations may click on the name of a form with a hyperlink to
access it. The forms are also available from the agency contact or may be
viewed at the Office of the Registrar of Regulations, General Assembly
Building, 2nd Floor, Richmond, Virginia 23219.
FORMS (9VAC25-210)
[ Department of Environmental Quality Water Division
Permit Application Fee Form (rev. 10/14)
Department
of Environmental Quality Water Division Permit Application Fee Form (rev.
10/2014) ]
Standard Joint Permit Application for Activities in Waters
and Wetlands of the Commonwealth of Virginia (eff. 7/08)
Joint Permit Application for Projects in Tidewater
Virginia (eff. 10/04)
[ Standard Joint Permit Application for Activities
in Waters and Wetlands of the Commonwealth of Virginia (eff. 3/2014)
Tidewater Joint Permit Application for Projects
Involving Tidal Waters, Tidal Wetlands and/or Dunes and Beaches in Virginia
(eff. 3/2014)
Virginia Department of Transportation, Joint Permit
Application, IACM Coordination Form (eff. 6/08)
Monthly Reporting of Impacts Less than One-Tenth Acre
Statewide (eff. 8/07)
Standard
Joint Permit Application for Activities in Waters and Wetlands of the
Commonwealth of Virginia (rev. 3/2014)
Virginia
Department of Transportation, Inter-Agency Coordination Meeting Joint Permit
Application (eff. 6/2008)
Tidewater
Joint Permit Application for Projects Involving Tidal Waters, Tidal Wetlands
and/or Dunes and Beaches in Virginia (rev. 3/2014)
Monthly
Reporting of Impacts Less than or Equal to One-Tenth Acre Statewide (eff.
8/2007) ]
DEQ Application for New or Expanded Minor Surface Water
Withdrawals Initiated on or after July 25, 2007
DOCUMENTS INCORPORATED BY REFERENCE (9VAC25-210)
Virginia Stormwater Management Handbook, First Edition,
1999, Volume I, Chapter 3, Department of Conservation and Recreation.
Classification
of Wetlands and Deepwater Habitats of the United States, Cowardin, Lewis M. II,
et al., United States Fish and Wildlife Service, December 1979, Reprinted 1992
[ . ]
Corps of
Engineers Regional Supplement to the Corps of Engineers Wetland Delineation
Manual: Eastern Mountains and Piedmont Region (Version 2.0), April 2012 [ . ]
Corps of Engineers
Regional Supplement to the Corps of Engineers Wetland Delineation Manual:
Atlantic and Gulf Coastal Plain Region (Version 2.0), November 2010 [ . ]
Corps of Engineers Wetlands Delineation Manual, Technical
Report Y-87-1, January 1987, Final Report [ . ]
Forestry Best Management Practices for Water Quality in
Virginia Technical Guide, Fourth Edition, 2002, Department of Forestry [ . ]
Guidelines for Specification of Disposal Sites for Dredged
or Fill Material, 40 CFR Part 230 [ . ]
[ Hydric Soils of the United States,
updated annually, United States Department of Agriculture, Natural Resources
Conservation Service. ]
Potomac River Low Flow Allocation Agreement, January 11,
1978, § 181 of the Water Resources Development Act of 1976, Public Law
94-587, as modified on April 22, 1986 [ . ]
Virginia Agricultural Best Management Practices (BMP) Manual,
Revised June 2000, Department of Conservation and Recreation [ . ]
Virginia Drought Assessment and Response Plan, March 28,
2003, Drought Response Technical Advisory Committee [ . ]
Virginia Erosion and Sediment Control Handbook, Third
Edition, 1992, Department of Conservation and Recreation [ . ]
Virginia Stormwater Management Handbook, First Edition,
1999, Volume I, Chapter 3, Department of Conservation and Recreation
[ . ]
Guideline for Specification of Disposal Sites for Dredged
of Fill Material, 40 CFR Part 230 (Federal Register December 24, 1980).
Potomac River Low Flow Allocation Agreement, January 11,
1978, § 181 of the Water Resources Development Act of 1976, Public Law
94-587, as modified on April 22, 1986.
Water Supply Coordination Agreement, July 22, 1982, an
attachment to the Drought-Related Operations Manual for the Washington
Metropolitan Area Water Suppliers [ . ]
VA.R. Doc. No. R14-4015; Filed May 13, 2016, 8:01 a.m.
TITLE 9. ENVIRONMENT
STATE WATER CONTROL BOARD
Final Regulation
REGISTRAR'S NOTICE: The
State Water Control Board is claiming an exemption from Article 2 of the
Administrative Process Act in accordance with § 2.2-4006 A 8 of the Code
of Virginia, which exempts general permits issued by the State Water Control
Board pursuant to the State Water Control Law (§ 62.1-44.2 et seq.), Chapter 24 (§ 62.1-242 et seq.) of Title 62.1, and
Chapter 25 (§ 62.1-254 et seq.) of Title 62.1 if the
board (i) provides a Notice of Intended Regulatory Action in conformance with
the provisions of § 2.2-4007.01; (ii) following the passage
of 30 days from the publication of the Notice of Intended Regulatory Action,
forms a technical advisory committee composed of relevant stakeholders,
including potentially affected citizens groups, to assist in the development of
the general permit; (iii) provides notice and receives oral and written comment
as provided in § 2.2-4007.03; and (iv) conducts at least
one public hearing on the proposed general permit.
Title of Regulation: 9VAC25-660. Virginia Water
Protection General Permit for Impacts Less Than One-Half of an Acre (amending 9VAC25-660-10 through 9VAC25-660-100;
adding 9VAC25-660-15, 9VAC25-660-25, 9VAC25-660-27, 9VAC25-660-35; repealing
9VAC25-660-95).
Statutory Authority: §§ 62.1-44.15 and 62.1-44.15:5 of
the Code of Virginia; § 401 of the Clean Water Act (33 USC § 1251 et
seq.).
Effective Date: August 2, 2016.
Agency Contact: Brenda Winn, Department of Environmental
Quality, 629 East Main Street, P.O. Box 1105, Richmond, VA 233218, telephone
(804) 698-4516, FAX (804) 698-4032, or email brenda.winn@deq.virginia.gov.
Summary:
The regulatory action reissues the existing general permit
that expires on August 1, 2016. The amendments (i) revise or clarify which
activities in specific water sources require application for a permit
authorization and which activities are excluded; (ii) revise and clarify the
application process, including the administrative and technical information
required to achieve a complete permit application; (iii) revise and clarify the
compensatory mitigation requirements, including the sequencing of acceptable
compensatory mitigation actions and compensatory mitigation provisions, the
requirements for compensating impacts to open waters, or the compensation
necessary for temporary impacts; (iv) modify provisions related to application
processing, informational requirements, or actions occurring post-permit
authorization for coverage; (v) modify permit authorization transitions between
general permit cycles; (vi) delete the authorization term of three years and
provisions for continuation of permit authorization coverage; (vii) incorporate
certain federal regulatory provisions; (viii) clarify and update definitions;
(ix) reorganize the regulation; and (x) correct grammar, spelling, and
references.
CHAPTER 660
VIRGINIA WATER PROTECTION GENERAL PERMIT FOR IMPACTS LESS THAN ONE-HALF OF
AN ACRE
9VAC25-660-10. Definitions.
The words and terms used in this chapter shall have the
meanings defined in the State Water Control Law (§ 62.1-44.2 et seq. of the
Code of Virginia) and the Virginia Water Protection (VWP) Permit Program
Regulation (9VAC25-210) unless a different meaning is required by the
context clearly indicates otherwise or unless otherwise is
indicated below.
"Bank protection" means measures employed to
stabilize channel banks and combat existing erosion problems. Such measures may
include the construction of riprap revetments, sills, rock vanes, beach
nourishment, breakwaters, bulkheads, groins, spurs, levees, marsh toe
stabilization, anti-scouring devices, and submerged sills.
"Bioengineering method" means a biological measure
incorporated into a facility design to benefit water quality and minimize
adverse effects to aquatic resources, to the maximum extent practicable, for
long-term aquatic resource protection and improvement.
"Channelization" means the alteration of a
stream channel by widening, deepening, straightening, cleaning or paving
certain areas.
"Coverage" means authorization to conduct a project
in accordance with a VWP general permit.
"Cross-sectional drawing" means a graph or plot
of ground elevation across a waterbody or a portion of it, usually along a line
perpendicular to the waterbody or direction of flow.
"Emergent wetland" means a class of wetlands
characterized by erect, rooted, herbaceous plants growing in water or on a
substrate that is at least periodically deficient in oxygen as a result of
excessive water content, excluding mosses and lichens. This vegetation is
present for most of the growing season in most years and is usually dominated
by perennial plants.
"FEMA" means the Federal Emergency Management
Agency.
"Forested wetland" means a class of wetlands
characterized by woody vegetation that is six meters (20 feet) tall or taller.
These areas typically possess an overstory of trees, an understory of trees or
shrubs, and an herbaceous layer.
"DEQ" means the Department of Environmental
Quality.
"Histosols" means organic soils that are often
called mucks, peats, or mucky peats. The list of histosols in the Commonwealth
includes, but is not limited to, the following soil series: Back Bay, Belhaven,
Dorovan, Lanexa, Mattamuskeet, Mattan, Palms, Pamlico, Pungo, Pocaty, and
Rappahannock. Histosols are identified in the Hydric soils list Soils
of the United States lists generated by the United States [ U.S. ]
Department of Agriculture's Natural Resources Conservation Service.
"Impacts" means results caused by human-induced
activities conducted in surface waters as specified in § 62.1-44.15:20 A of the
Code of Virginia.
"Independent utility" means a test to determine
what constitutes a single and complete project. A project is considered to have
independent utility if it would be constructed absent the construction of other
projects in the project area. Portions of a phased project that depend upon
other phases of the project do not have independent utility. Portions of a
phased project that would be constructed even if the other phases are not built
can be considered as separate single and complete projects with independent public
and economic utility.
"Isolated Wetland of Minimal Ecological Value
(IWOMEV)" means a wetland that (i) does not have a surface water
connection to other state waters; (ii) is less than one-tenth of an acre in size;
(iii) is not located in a Federal Emergency Management Agency designated
100-year floodplain; (iv) is not identified by the Virginia Natural Heritage
Program as a rare or state significant natural community; (v) is not forested;
and (vi) does not contain listed federal or state threatened or endangered
species.
"Less than one-half of an acre" means 0.49
less than 0.50 acre (21,779 square feet) or less (21,780
square feet).
"Notice of project completion" means a statement
[ signed submitted ] by the permittee or
authorized agent that the authorized activities and any required compensatory
mitigation have been completed.
"Open water" means an area that, during a year
with normal patterns of precipitation, has standing water for sufficient
duration to establish an ordinary high water mark. The term "open
water" includes lakes and ponds but does not include ephemeral waters,
stream beds, or wetlands.
"Ordinary high water" or "ordinary high
water mark" means the line on the shore established by the fluctuations of
water and indicated by physical characteristics such as clear, natural line
impressed on the bank; shelving; changes in the character of soil; destruction
of terrestrial vegetation; the presence of litter and debris; or other
appropriate means that consider the characteristics of the surrounding areas.
"Perennial stream" means a well-defined channel
that contains water year round during a year of normal rainfall. Generally, the
water table is located above the streambed for most of the year and groundwater
is the primary source for stream flow. A perennial stream exhibits the typical
biological, hydrological, and physical characteristics commonly associated with
the continuous conveyance of water.
"Permanent impacts" means those impacts to
surface waters, including wetlands, that cause a permanent alteration of the
physical, chemical, or biological properties of the surface waters, or of the
functions and values of a wetland.
"Person" means an individual, corporation,
partnership, association, governmental body, municipal corporation, or any
other legal entity.
"Riprap" means a layer of nonerodible material
such as stone or chunks of concrete.
"Single and complete project" means the total
project proposed or accomplished by a person, which also has independent
utility, as defined in this section. For linear projects, the "single and
complete project" (e.g., a single and complete crossing) will apply to
each crossing of a separate surface water (e.g., a single waterbody) water
body) and to multiple crossings of the same waterbody water body
at separate and distinct locations. Phases of a project that have independent
public and economic utility may each be considered single and complete.
"State program general permit (SPGP)" means a
general permit that is issued by the Department of the Army in accordance with 33
USC 1344(e), 33 CFR 325.2(e)(2), 33 USC § 1344 and 33 CFR
325.3(b) 33 CFR 325.5(c)(3) and that is founded on a state program.
The SPGP is designed to avoid duplication between the federal and state
programs.
"Stream bed" means the substrate of a stream, as
measured between the ordinary high water marks along a length of stream. The
substrate may consist of organic matter, bedrock or inorganic particles that
range in size from clay to boulders, or a combination of both. Areas contiguous
to the stream bed, but outside of the ordinary high water marks, are not
considered part of the stream bed.
"Surface waters" means all state waters that are
not ground water as defined in § 62.1-255 of the Code of Virginia.
"Temporary impacts" are those impacts to surface
waters, including wetlands, that do not cause a permanent alteration of the
physical, chemical, or biological properties of the surface water, or of the
functions and values of a wetland. Temporary impacts include activities in
which the ground is restored to its preconstruction conditions, contours, or
elevations, such that previous functions and values are restored.
"Up to 300 linear feet" means >0.00 to
300.00 linear feet or less, as measured along the center of the main
channel of the stream segment.
"Up to one-tenth of an acre" means 0.10 acre
(4,356 square feet) or less.
"Utility line" means a pipe or pipeline for the
transportation of a gaseous, liquid, liquefiable or slurry substance, for any purpose,
and a cable, line, or wire for the transmission for any purpose of electrical
energy, telephone, and telegraph messages and radio and television
communication. The term "utility line" does not include activities
that drain a surface water to convert it to an upland, such as drainage tiles
or french drains; however, it does apply to pipes conveying drainage from
another area.
9VAC25-660-15. Statewide information requirements.
The board may request (i) such plans, specifications, and
other pertinent information as may be necessary to determine the effect of an
applicant's discharge on the quality of state waters or (ii) such other
information as may be necessary to accomplish the purposes of this chapter. Any
owner, permittee, or person applying for a VWP permit or general permit
coverage shall provide the information requested by the board.
9VAC25-660-20. Purpose; delegation of authority; effective
date of VWP general permit.
A. The purpose of this [ regulation chapter ]
is to establish VWP General Permit Number WP1 under [ the VWP permit
program regulation 9VAC25-210 ] to govern permanent and
temporary impacts to less than one-half of an acre of nontidal wetlands
or open water and up to 300 linear feet of nontidal stream bed. Applications
for coverage by this VWP general permit shall be processed for approval,
approval with conditions, or denial by the board. Authorization,
authorization Coverage, coverage with conditions, or application
denial by the board shall constitute the VWP general permit action. Each VWP
general permit action and shall follow all provisions in the State
Water Control Law (§ 62.1-44.2 et seq. of the Code of Virginia), except
for the public comment and participation provisions, from which each VWP
general permit action is exempt.
B. The director, or his designee, may perform
any act of the board provided under this chapter, except as limited by § 62.1-44.14
of the Code of Virginia.
C. This VWP general permit regulation will become
effective on August 1, 2006, and will expire on August 1, 2016.
D. Authorization to impact surface waters under this VWP
general permit is effective upon compliance with all the provisions of
9VAC25-660-30. Notwithstanding the expiration date of this general permit
regulation, authorization to impact surface waters under this VWP general
permit will continue for three years.
9VAC25-660-25. Authorization for coverage under VWP general
permit effective August 1, 2006.
A. All complete applications or notifications received by
the board through 11:59 p.m. on August 1, 2016, shall be processed in
accordance with the VWP general permit regulation in effect August 1, 2006,
through August 1, 2016. If the application or notification is incomplete or if
there is not adequate time as allowed by § 62.1-44.15:21 of the Code of
Virginia to make a completeness determination, the applicant shall reapply for
coverage under the VWP general permit effective August 2, 2016, or apply for a
VWP individual permit, including payment of any required permit application
fee. No refund of permit application fees shall be made.
B. VWP general permit authorizations granted through 11:59
p.m. on August 1, 2016, shall remain in full force and effect until 11:59 p.m.
on the expiration date stated on the VWP authorization cover page, unless
otherwise revoked or terminated or unless a notice of project completion is
received by the board on or before that date. Any permittee that desires to
continue an authorized activity beyond the stated expiration date must reapply
for coverage under the VWP general permit effective August 2, 2016, pursuant to
its terms, standards, and conditions, or apply for a VWP individual permit,
including payment of any required permit application fee. This section shall
only apply to permittees holding valid authorizations for coverage granted
under the VWP general permit effective August 1, 2006, through August 1, 2016.
9VAC25-660-27. VWP general permit coverage; transition;
continuation.
A. All applications or notifications received on or after
August 2, 2016, will be processed in accordance with the VWP general permit
regulation effective August 2, 2016.
B. The general permit in 9VAC25-660-100 is effective
August 2, 2016, and expires August 1, [ 2031 2026 ].
Any coverage that is granted pursuant to 9VAC25-660-30 shall remain in full
force and effect until 11:59 p.m. on August 1, [ 2031
2026 ], unless the general permit coverage is terminated or revoked
[ or unless a notice of project completion is received by the board ]
on or before this date. Where a permittee that has received general permit
coverage desires to continue or complete the authorized activities beyond
August 1, [ 2031 2026 ], the permittee
shall reapply for new general permit coverage or for a VWP individual permit,
including payment of any required permit application fee. Activities in surface
waters requiring a permit shall not commence or continue until VWP general
permit coverage is granted or a VWP individual permit is issued by the board.
C. Application may be made at any time for a VWP individual
permit in accordance with 9VAC25-210. Activities in surface waters requiring a
permit shall not commence or continue until VWP general permit coverage is
granted or a VWP individual permit is issued by the board.
9VAC25-660-30. Authorization to impact surface waters.
A. Any person governed by this granted coverage
under the VWP general permit is authorized to effective August 2,
2016, may permanently or temporarily impact less than one-half of an
acre of nontidal wetlands or open water and up to 300 linear feet of nontidal
stream bed, provided that:
1. The applicant submits notification as required in
9VAC25-660-50 and 9VAC25-660-60.
2. The applicant remits the any required permit
application processing fee in accordance with 9VAC25-20.
3. The applicant receives general permit coverage from the
Department of Environmental Quality and complies with the limitations and
other requirements of 9VAC25-660-100 the VWP general permit; the
general permit coverage [ letter ]; the Clean Water
Act, as amended; and the State Water Control Law and attendant regulations.
4. The applicant receives approval from the Virginia
Department of Environmental Quality.
5. 4. The applicant has not been required to
obtain a VWP individual permit under [ the VWP permit regulation
(9VAC25-210) 9VAC25-210 ] for the proposed project impacts. The
applicant, at his discretion, may seek a VWP individual permit, or
coverage under another applicable VWP general permit, in lieu of
coverage under this VWP general permit.
6. 5. Impacts, both temporary and permanent,
result from a single and complete project, including all attendant features.
a. Where a road segment (e.g., the shortest segment of a road
with independent utility that is part of a larger project) has multiple crossings
of surface waters (several single and complete projects), the board may, at its
discretion, require a VWP individual permit.
b. For the purposes of this chapter, when an interchange has
multiple crossings of surface waters, the entire interchange shall be
considered the single and complete project.
7. 6. The stream impact criterion applies to all
components of the project, including structures and stream channel
manipulations.
8. [ Compensation ] 7. When
required, [ compensation ] for unavoidable impacts is
provided in the form of the purchase or use of credits from an approved
mitigation bank or a contribution to an approved in-lieu fee fund accordance
with 9VAC25-660-70 and the associated provisions of 9VAC25-210-116.
B. Only activities in nontidal waters may qualify for
coverage under this VWP general permit.
C. B. The board waives the requirement for
coverage under a VWP general permit for activities that occur in an isolated
wetland of minimal ecological value, as defined in 9VAC25-660-10 9VAC25-210-10.
Any Upon request by the board, any person claiming this waiver bears
the burden to shall demonstrate to the satisfaction of the board
that he qualifies for the waiver.
D. C. Receipt of Coverage under
this VWP general permit does not relieve the permittee of the responsibility to
comply with any other applicable federal, state, or local statute,
ordinance, or regulation.
E. In issuing this VWP general permit, the board has not
taken into consideration the structural stability of the proposed structure or
structures.
F. D. Coverage under a nationwide or regional
permit promulgated by the U.S. Army Corps of Engineers (USACE), and for which
the board has issued § 401 certification existing in accordance with
9VAC25-210-130 H as of August 1, 2006 August 2, 2016, shall
constitute coverage under this VWP general permit [ , ] unless
a state program general permit (SPGP) is approved required and
granted for the covered activity or impact. Notwithstanding any
other provision, activities authorized under a nationwide or regional permit
promulgated by the USACE and certified by the board in accordance with
9VAC25-210-130 do not need to obtain coverage under this VWP general permit
unless a state programmatic general permit is approved for the covered activity
or impact.
G. E. When the board determines on a
case-by-case basis that concerns for water quality and the aquatic environment
so indicate, the board may require individual applications and a
VWP individual permits permit in accordance with 9VAC25-210-130 B
rather than approving granting coverage under this VWP general
permit.
9VAC25-660-35. Administrative continuance.
Beginning on August 2, 2016, in any case where an existing
permittee has submitted a timely and complete notification or application for
coverage under the next consecutive VWP general permit, in accordance with
9VAC25-660-50 and 9VAC25-660-60 and the board, through no fault of the
permittee, does not issue the next consecutive VWP general permit with an
effective date on or before the expiration date of the expiring VWP general
permit, the conditions of that expiring VWP general permit and any requirements
of coverage granted under it shall continue in force until the effective date
of the next consecutive VWP general permit.
9VAC25-660-40. Exceptions to coverage.
A. Authorization for coverage Coverage under
this VWP general permit will not apply in the following areas: is not
required if the activity is excluded from permitting in accordance with
9VAC25-210-60.
1. Wetlands composed of 10% or more of the following
species (singly or in combination) in a vegetative stratum: Atlantic white
cedar (Chamaecyparis thyoides), bald cypress (Taxodium distichum), water tupelo
(Nyssa aquatica), or overcup oak (Quercus lyrata). Percentages shall be based
on either basal area or percent areal cover in the area of impact.
2. Wetlands underlain by histosols.
3. Nontidal wetlands adjacent to tidal waters.
4. 100-year floodplains as identified by FEMA's flood
insurance rate maps or FEMA-approved local floodplain maps.
5. Surface waters where the proposed activity will impact
federal or state listed or proposed threatened or endangered species or
proposed or designated critical habitat.
B. Authorization for coverage Coverage under
this VWP general permit cannot be used in combination with authorizations
for coverage under other VWP general permits in order to impact greater
than one-half of an acre of nontidal wetlands or open water or greater
than 300 linear feet of nontidal stream bed. More than one authorization for
Granting coverage under this VWP general permit more than once
for a single and complete project is prohibited, except when the cumulative
impact to surface waters does not exceed the limits specified here.
C. The activity to impact surface waters shall not have been
prohibited by state law or regulations, nor shall it contravene applicable
Water Quality Standards (9VAC25-260).
D. The board shall deny application for coverage under
this VWP general permit to any applicant for conducting activities
that cause, may reasonably be expected to cause, or may be contributing to a
violation of water quality standards, including discharges or discharge-related
activities that are likely to significantly affect aquatic life, or for
activities that together with other existing or proposed impacts to wetlands
will cause or contribute to a significant impairment of state waters or fish
and wildlife resources.
E. This VWP general permit does not authorize activities that
cause more than minimal changes to the peak hydraulic flow characteristics,
that significantly increase flooding, or that cause more than minimal
degradation of the water quality of a stream.
F. This Coverage under this VWP general permit may
shall not be used granted for:
1. Any Construction of a stormwater management
facility that is located in perennial streams or in waters designated as
oxygen oxygen-impaired or temperature impaired temperature-impaired
(does not include wetlands).
2. The construction of an irrigation impoundment on a
perennial stream.
3. Any water withdrawal activities.
4. The location of animal feeding operations or waste storage
facilities in state waters.
5. The pouring of wet or uncured concrete or the use
of tremie concrete or grout bags in state waters, unless the area is
contained within a cofferdam or the work is performed in the dry or unless
approved by the Department of Environmental Quality.
6. Dredging or maintenance dredging.
7. Return flow discharges from dredge disposal sites.
8. The construction of new ski areas or oil and gas wells.
9. The Any activity in surface waters that will
impact federal or state listed [ or proposed ] threatened
or endangered species [ or proposed ] or
designated critical habitat, or [ be the result in a ]
taking of threatened or endangered species in accordance with the following:
a. As pursuant to § 29.1-564 of the Code of Virginia, the
taking, transportation, processing, sale, or offer for sale within the
Commonwealth of any fish or wildlife appearing on any list of threatened or
endangered species published by the United States Secretary of the Interior
pursuant to the provisions of the federal Endangered Species Act of 1973
[ (P.L. Public Law ] 93-205), or any modifications or
amendments thereto, is prohibited except as provided in § 29.1-568 of
the Code of Virginia.
b. As pursuant to § 29.1-566 of the Code of Virginia and
4VAC15-20-130 B and C, the taking, transportation, processing, sale, or offer
for sale within the Commonwealth of any [ state-listed state
listed ] endangered or threatened species is prohibited except as
provided in § 29.1-568 of the Code of Virginia.
10. Any activity in 100-year floodplains, as identified by
the Federal Emergency Management Agency's (FEMA) flood insurance rate maps or
FEMA-approved local floodplain maps.
11. Any activity in wetlands composed of 10% or more,
singularly or in combination, based upon either basal area or percent areal cover
in the area of impact, in a vegetative stratum: Atlantic white cedar
(Chamaecyparis thyoides), bald cypress (Taxodium distichum), water tupelo
(Nyssa aquatica), or overcup oak (Quercus lyrata).
12. Any activity in wetlands underlain by histosols.
13. Any activity in tidal waters or in nontidal wetlands
adjacent to tidal waters.
9VAC25-660-50. Notification.
A. Notification to the board will be required prior to
commencing construction, as follows:
1. An application for authorization of coverage for
proposed, permanent nontidal wetland or open water impacts greater than
one-tenth of an acre, or of for proposed, permanent
nontidal stream bed impacts greater than 300 linear feet shall include all
information pursuant to 9VAC25-660-60 B, except for 9VAC25-660-60 B 20 when
the application is for a Virginia Department of Transportation (VDOT)
administered project. VDOT shall provide the information in 9VAC25-660-60 B 20
through the VDOT State Environmental Review Process, the National Environmental
Policy Act (42 USC § 4321 et seq.) (for federal actions), or the VDOT
Geographic Information System. Compensatory mitigation may be required for
all permanent impacts in accordance with Parts I, II, and III of this VWP
general permit regulation. All temporary impacts shall be restored to
preexisting conditions, as per Parts I, II, and III of this VWP general permit
regulation.
2. An application for the authorization of coverage
for proposed, permanent nontidal wetland or open water impacts up to
one-tenth of an acre, or [ of for ]
proposed, permanent nontidal stream bed impacts up to 300 linear feet,
shall be submitted as follows in accordance with either subdivision 2
a or 2 b of this subsection:
a. For a proposed VDOT-administered project that is not
subject to subdivision 2 c of this subsection, the application shall include
the information required by subdivisions 1 through 8, 13, 15, and 21 of
9VAC25-660-60 B. The VDOT Quarterly Reporting of Impacts Less Than One-Tenth
Acre application may be used, provided that it contains the required
information. Compensatory mitigation may be required for all permanent impacts
once the notification limits of one-tenth acre wetlands or open water, or 300
linear feet of stream bed, are exceeded. All temporary impacts, regardless of
amount, shall be restored to preexisting conditions, as per Parts I and III of
this VWP general permit regulation. For any proposed project in
wetlands, open water, streams, or compensatory mitigation sites that are under
a deed restriction, conservation easement, declaration of restrictive covenant,
or other land use protective instrument (hereafter "protected
areas"), when such restriction, easement, covenant, or instrument is the
result of a federal or state permit action and is specific to activities in
wetlands and compensatory mitigation sites, the application shall include all
of the information required by 9VAC25-660-60 B. Compensatory mitigation may be
required for all permanent impacts.
b. For all other projects that are not subject to subdivision
2 c of this subsection, the application shall include the information
required by subdivisions 1 through 9, 13, 15, 20, and 21 1 through 7,
10, 11, 15, and 16 of 9VAC25-660-60 B, and documentation that
verifies the quantity and type of impacts. Compensatory mitigation may be
required for all permanent impacts once the notification limits of one-tenth
acre wetlands or open water, or 300 linear feet of stream bed, are exceeded,
and if required, the application shall include the information in 9VAC25-660-60
B 12. All temporary impacts, regardless of amount, shall be restored to
preexisting conditions, as per Parts I and III of this VWP general permit
regulation.
c. For any proposed project in wetlands, open water,
streams, or compensatory mitigation sites that are under a deed restriction,
conservation easement, restrictive covenant, or other land use protective
instrument (hereafter protected areas), when such restriction, easement,
covenant, or instrument is the result of a federal or state permit action and
is specific to activities in wetlands and compensatory mitigation sites, the
application shall include all of the information required by 9VAC25-660-60 B,
and documentation that verifies the quantity and type of impacts. Application
for a VDOT-administered project shall provide the required information in
9VAC25-660-60 B 20 through the VDOT State Environmental Review Process, the
National Environmental Policy Act (for federal actions), or the VDOT Geographic
Information System. Compensatory mitigation may be required for all permanent
impacts, regardless of amount. All temporary impacts, regardless of amount,
shall be restored to preexisting conditions, as per Parts I and III of this VWP
general permit regulation.
B. A Joint Permit Application (JPA), a Virginia Department
of Transportation Interagency Coordination Meeting Joint Permit Application
(VDOT IACM JPA), or a VDOT Quarterly Reporting of Impacts Less Than One-Tenth
Acre The Department of Environmental Quality-approved application forms
shall serve as an application under this regulation for a VWP permit
or VWP general permit coverage.
C. The board will determine whether the proposed activity
requires coordination with the United States U.S. Fish and
Wildlife Service, the Virginia Department of Conservation and Recreation, the
Virginia Department of Agriculture and Consumer Services, and the
Virginia Department of Game and Inland Fisheries regarding the presence of
federal or state [ proposed or ] listed threatened and
endangered species or [ proposed or ] designated critical
habitat. Based upon consultation with these agencies, the board may deny application
for coverage under this general permit. The applicant may also consult with
these agencies prior to submitting an application. Species or habitat
information that the applicant provides will assist DEQ the
Department of Environmental Quality in reviewing and processing the
application.
9VAC25-660-60. Application.
A. Applications shall be filed with the board as follows:
1. The applicant shall file a complete application in accordance with
9VAC25-660-50 and this section for a coverage under this
VWP General Permit WP1 general permit for impacts to nontidal
wetlands or open water of less than one-half of an acre and up to 300
linear feet of nontidal stream bed, which will serve as a notice of intent
for coverage under this VWP general permit.
2. The VDOT may use its monthly IACM process for submitting
applications.
B. The required A complete application shall
contain for VWP general permit coverage, at a minimum, consists of
the following information [ , ] if applicable to the project:
1. The applicant's legal name, mailing address, and
telephone number, and, if applicable, electronic mail address
and fax number.
2. If different from the applicant, legal name, mailing
address, telephone number, and if applicable, electronic mail address and fax
number of property owner.
2. The 3. If applicable, the authorized agent's (if
applicable) name, mailing address, telephone number, and, if
applicable, fax number and electronic mail address.
3. 4. The existing VWP general permit tracking
number (if applicable), if applicable.
4. The name of the project, narrative description of
project purpose, and a description of the proposed activity in surface waters.
5. The name of the water body or water bodies or receiving
stream, as applicable.
6. The hydrologic unit code (HUC) for the project area.
7. The name of the city or county where the project is
located.
8. Latitude and longitude (to the nearest second) from a
central location within the project limits.
9. A detailed location map (e.g., a United States Geologic
Survey topographic quadrangle map) of the project area, including the project
boundary. The map shall be of sufficient detail such that the site may be
easily located for site inspection.
10. (Reserved.)
11. The project plan view. Plan view sketches shall
include, at a minimum, north arrow, scale, existing structures, existing
contours, proposed contours (if available), limit of surface water areas,
direction of flow, ordinary high water, impact limits, and location and
dimension of all proposed structures in impact areas. In addition,
cross-sectional or profile sketches with the above information may be required
to detail impact areas.
12. (Reserved.)
13. Surface water impact information (wetlands, streams, or
open water) for both permanent and temporary impacts, including a description
of the impact, the areal extent of the impact (area of wetland in square feet
and acres; area of stream, length of stream, and average width); the location
(latitude and longitude) at the center of the impact, or at the center of each
impact for linear projects; and the type of surface water impact (open water; wetlands
according to the Cowardin classification or similar terminology; or perennial
and nonperennial for streams). The board encourages applicants to coordinate
the determination of perennial or nonperennial streams with the appropriate
local government agency in Tidewater Virginia.
14. (Reserved.)
15. A description of the specific on-site measures
considered and taken during project design and development both to avoid and
minimize impacts to surface waters to the maximum extent practicable.
16. A conceptual plan for the intended compensation for
unavoidable impacts, including:
a. Applicants proposing compensation involving
contributions to an in-lieu fee fund shall state such as their conceptual
compensation plan. Written documentation of the willingness of the entity to
accept the donation and documentation of how the amount of the contribution was
calculated shall be submitted prior to issuance of this VWP general permit
authorization; and
b. Applicants proposing compensation involving the purchase
or use of mitigation banking credits shall include as their conceptual
compensation plan:
(1) The name of the proposed mitigation bank and the HUC in
which it is located;
(2) The number of credits proposed to be purchased or used;
and
(3) Certification from the bank owner of the availability
of credits.
17. A delineation map of the geographic area of a
delineated wetland for all wetlands on the site, in accordance with
9VAC25-210-45, including the wetlands data sheets. The delineation map shall
also include the on-site location of streams, open water, and the approximate
limits of Chesapeake Bay Resource Protection Areas (RPAs), as other state or
local requirements may apply if the project is located within an RPA. Wetland
types shall be noted according to their Cowardin classification or similar
terminology. A copy of the USACE delineation confirmation, or other
correspondence from the USACE indicating their approval of the wetland
boundary, shall be provided at the time of application, or if not available at
that time, as soon as it becomes available during the VWP permit review.
18. A copy of the FEMA flood insurance rate map or
FEMA-approved local floodplain map for the project site (impacts that include
linear feet of stream bed must be converted to a square footage or acreage
using the stream width in order to calculate the permit application fee).
19. The appropriate application processing fee for a VWP
general permit in accordance with 9VAC25-20. The permit application fee for VWP
permit authorizations is based on acres only. Therefore, impacts that include
linear feet of stream bed must be converted to an acreage in order to calculate
the permit application fee.
20. A written disclosure identifying all wetlands, open
water, streams, and associated upland buffers within the proposed project or
compensation areas that are under a deed restriction, conservation easement,
restrictive covenant, or other land use protective instrument (protected
areas). Such disclosure shall include the nature of the prohibited activities
within the protected areas.
21. The following certification:
"I certify under penalty of law that this document and
all attachments were prepared under my direction or supervision in accordance
with a system designed to assure that qualified personnel properly gather and
evaluate the information submitted. Based on my inquiry of the person or
persons who manage the system or those persons directly responsible for
gathering the information, the information submitted is to the best of my
knowledge and belief true, accurate, and complete. I am aware that there are
significant penalties for submitting false information including the
possibility of fine and imprisonment for knowing violations."
C. The application shall be signed in accordance with
9VAC25-210-100. If an agent is acting on behalf of an applicant, the applicant
shall submit an authorization of the agent that includes the signatures of both
the applicant and the agent.
5. Project name and proposed project schedule.
6. The following information for the project site location
[ , if applicable ]:
a. The physical street address, nearest street, or nearest
route number; city or county; zip code; and if applicable, parcel number of the
site or sites.
b. Name of the impacted water body or water bodies, or
receiving waters, as applicable, at the site or sites.
c. The latitude and longitude to the nearest second at the
center of the site or sites.
d. The fourth order subbasin, as defined by the hydrologic
unit boundaries of the National Watershed Boundary Dataset, for the site or
sites.
e. A detailed map depicting the location of the site or
sites, including the project boundary [ and all existing preservation
areas on the site or sites ]. The map (e.g., a [ United
States U.S. ] Geologic Survey topographic quadrangle
map) should be of sufficient detail to easily locate the site or sites for
inspection.
[ f. GIS-compatible shapefile or shapefiles of the
project boundary and all existing preservation areas on the site or sites,
unless otherwise approved by or coordinated with DEQ. The requirement for a
GIS-compatible shapefile or shapefiles may be waived by DEQ on a case-by-case
basis. ]
7. A narrative description of the project, including
project purpose and need.
8. Plan-view drawing or drawings of the project site
sufficient to assess the project, including at a minimum the following:
a. North arrow, graphic scale, and existing and proposed
topographic or bathymetric contours.
b. Limits of proposed impacts to surface waters.
c. Location of all existing and proposed structures.
d. All delineated wetlands and all jurisdictional surface
waters on the site, including the Cowardin classification (i.e., emergent,
scrub-shrub, or forested) for those surface waters and waterway name
[ , ] if designated; ebb and flood or direction of flow;
and ordinary high water mark in nontidal areas.
e. The limits of Chesapeake Bay Resource Protection Areas
(RPAs) as field-verified by the applicant [ , ] and if
available, the limits as approved by the locality in which the project site is
located [ , ] unless the proposed use is exempt from
the Chesapeake Bay Preservation Area Designation and Management Regulations
(9VAC25-830).
f. The limits of areas that are under a deed restriction,
conservation easement, restrictive covenant, or other land use protective
instrument (i.e., protected areas).
9. Cross-sectional and profile drawing or drawings.
Cross-sectional drawing or drawings of each proposed impact area shall include
at a minimum a graphic scale, existing structures, existing and proposed
elevations, limits of surface water areas, ebb and flood or direction of flow
(if applicable), ordinary high water mark in nontidal areas, impact limits, and
location of all existing and proposed structures. Profile drawing or drawings
with this information may be required on a case-by-case basis to demonstrate
minimization of impacts. Any application that proposes piping or culverting
stream flows shall provide a longitudinal profile of the pipe or culvert
position and stream bed thalweg, or shall provide spot elevations of the stream
thalweg at the beginning and end of the pipe or culvert, extending to a minimum
of 10 feet beyond the limits of proposed impact.
10. A narrative description of all impacts proposed to
surface waters, including the type of activity to be conducted in surface
waters and any physical alteration to surface waters. Surface water impacts
shall be identified as follows:
a. Wetland impacts identified according to their Cowardin
classification (i.e., emergent, scrub-shrub, or forested) [ ,; ]
and for each classification, the individual impacts quantified in square
feet to the nearest whole number, cumulatively summed in square feet, and then
the sum converted to acres and rounded to two decimal places using commonly
accepted arithmetic principles of rounding.
b. Individual stream impacts [ (i) ] quantified
[ by length ] in linear feet to the nearest whole number
and [ then cumulatively summed, by average width in
feet to the nearest whole number; (ii) quantified in square feet to the nearest
whole number; ] and [ (iii) ] when
compensatory mitigation is required, the impacts identified according to the
assessed type using the Unified Stream Methodology.
c. Open water impacts identified according to their
Cowardin classification, and for each type, the individual impacts quantified
in square feet to the nearest whole number, cumulatively summed in square feet,
and then the sum converted to acres and rounded to two decimal places using
commonly accepted arithmetic principles of rounding.
d. A copy of the approved jurisdictional determination
[ , if when ] available, or [ when
unavailable, (i) ] the preliminary jurisdictional determination
from the U.S. Army Corps of Engineers (USACE), U.S. Department of Agriculture
Natural Resources Conservation Service (NRCS), or DEQ [ , ]
or [ (ii) ] other correspondence from the USACE,
NRCS, or DEQ indicating approval of the boundary of applicable jurisdictional
surface waters, including wetlands data sheets if applicable.
e. A delineation map [ and GIS-compatible
shapefile or shapefiles of the delineation map ] that
[ (i) ] depicts the geographic area or areas of all surface
water boundaries delineated in accordance with 9VAC25-210-45 and confirmed in
accordance with the jurisdictional determination process; [ (ii) ]
identifies such areas in accordance with subdivisions 10 a, 10 b, and 10 c
of this subsection; and [ (iii) ] quantifies and identifies
any other surface waters according to their Cowardin classification (i.e.,
emergent, scrub-shrub, or forested) or similar terminology [ ,
if applicable ]. [ The requirements for a
delineation map or GIS-compatible shapefile or shapefiles may be waived by DEQ
on a case-by-case basis. ]
11. An alternatives analysis for the proposed project
detailing the specific on-site measures taken during project design and
development to first avoid and then minimize impacts to surface waters to the
maximum extent practicable in accordance with the Guidelines for Specification
of Disposal Sites for Dredged or Fill Material, 40 CFR Part 230. Avoidance and
minimization includes, but is not limited to, the specific on-site measures
taken to reduce the size, scope, configuration, or density of the proposed
project, including review of alternative sites where required for the project,
which would avoid or result in less adverse impact to surface waters, and
documentation demonstrating the reason the applicant determined less damaging
alternatives are not practicable. The analysis shall demonstrate to the
satisfaction of the board that avoidance and minimization opportunities have
been identified and measures have been applied to the proposed activity such
that the proposed activity in terms of impacts to state waters and fish and
wildlife resources is the least environmentally damaging practicable
alternative.
12. A compensatory mitigation plan to achieve no net loss
of wetland acreage [ or and ] functions
or stream functions and water quality benefits. Any compensatory mitigation
plan proposing the purchase of mitigation bank or in-lieu fee program credits
shall include the number and type of credits proposed to be purchased and
documentation from the approved bank or in-lieu fee program sponsor of the
availability of credits at the time of application.
13. A copy of the FEMA flood insurance rate map or
FEMA-approved local floodplain map depicting any 100-year floodplains.
14. Permit application fee. The applicant will be notified
by the board as to the appropriate fee for the project [ in
accordance with 9VAC25-20 ].
15. A written description and a graphical depiction
identifying all upland areas including buffers, wetlands, open water, other
surface waters, and compensatory mitigation areas located within the proposed
project boundary that are under a deed restriction, conservation easement,
restrictive covenant, or other land use protective instrument (i.e., protected
areas). Such description and a graphical depiction shall include the nature of
the prohibited activities within the protected areas and the limits of
Chesapeake Bay Resource Protection Areas (RPAs) as field-verified by the
applicant [ , ] and if available, the limits as
approved by the locality in which the project site is located, unless the
proposed use is exempt from the Chesapeake Bay Preservation Area Designation
and Management Regulations (9VAC25-830), as additional state or local
requirements may apply if the project is located within an RPA.
16. Signature page that has been signed, dated, and
certified by the applicant in accordance with 9VAC25-210-100. If the applicant
is a business or other organization, the signature must be made by an
individual with the authority to bind the business or organization, and the
title of the signatory must be provided. The application signature page, either
on the copy submitted to the Virginia Marine Resources Commission or to DEQ,
must have an original signature. Electronic submittals containing the original
signature page, such as that contained in a scanned document file, are
acceptable.
D. C. Upon receipt of an application from the
Department of Transportation for a road or highway construction project by the
appropriate DEQ office, the board has 10 business days, pursuant to
§ 33.2-258 of the Code of Virginia, to review the application and either
determine the information requested in subsection B of this section is complete
or inform the Department of Transportation that additional information is
required to make the application complete (pursuant to § 33.1-19.1 of
the Code of Virginia). Upon receipt of an application from other applicants
for any type of project, the board has 15 days to review the application and
either determine that the information requested in subsection B of this section
is complete or inform the applicant that additional information is required to
make the application complete. For Department of Transportation road or
highway construction projects, Pursuant to § 33.2-258 of the Code
of Virginia, [ application for ] coverage under
this VWP general permit for Department of Transportation road or highway
construction projects shall be [ approved, approved with
conditions, or denied approved or approved with conditions, or the
application shall be denied, ] within 30 business days of receipt of a
complete application (pursuant to § 33.1-19.1 of the Code of Virginia).
For all other projects, [ application for ] coverage
under this VWP general permit shall be [ approved, approved with
conditions, or denied approved or approved with conditions, or the
application shall be denied, ] within 45 days of receipt of a complete
application. If the board fails to act within the applicable 30 or 45 days on a
complete application, coverage under this VWP general permit shall be deemed approved
granted.
1. In evaluating the application, the board shall make an
assessment of the impacts associated with the project in combination with other
existing or proposed impacts. Coverage Application for coverage
under this VWP general permit shall be denied if the cumulative impacts will
cause or contribute to a significant impairment of state waters or fish and
wildlife resources.
2. The board may place additional conditions requirements
on a project in order to approve authorization grant coverage
under this VWP general permit. However, these conditions the
requirements must be consistent with [ the VWP general
permit program regulation this chapter ].
E. D. Incomplete application. Where an
application is incomplete not accepted as complete by the board
within the applicable 10 or 15 days of receipt, the board may shall
require the submission of additional information from the applicant and
may suspend processing the of any application until such time as
the applicant has supplied the requested information and the application is
complete. Where the applicant becomes aware that he omitted one or more
relevant facts from an application, or submitted incorrect information in an
application or in reports any report to the board, the applicant
shall immediately submit such facts or the correct information. A revised
application with new information shall be deemed a new application, for
the purposes of review but shall not require an additional permit
application fee. An incomplete permit application may be administratively
withdrawn from processing by the board for failure to provide the required
information after 180 60 days from the date that of
the original permit application was received latest written
information request made by the board. An applicant may request a
suspension of application review by the board, but requesting a suspension
shall not preclude the board from administratively withdrawing an incomplete
application. Resubmittal of a permit application for the same or similar
project, after such time that the original permit application was
administratively withdrawn, shall require submittal of an additional permit
application fee.
9VAC25-660-70. Compensation.
A. In accordance with 9VAC25-660-50 A, compensatory Compensatory
mitigation may be required for all permanent, nontidal surface water
impacts as specified in 9VAC25-660-50 A. All temporary, nontidal surface
water impacts shall be restored to preexisting conditions in accordance with
the VWP general permit in 9VAC25-660-100.
B. Generally, the sequence of preferred compensation
options shall be restoration, then creation, then mitigation banking, and then
in-lieu fee fund. Also, on-site, in-kind compensatory mitigation, when
available, shall be deemed the most ecologically preferable form of
compensation for project impacts, in most cases. However, for For
the purposes of this VWP general permit chapter, the board shall assume
that the purchase or use of mitigation bank credits or a contribution
to an the purchase of in-lieu fee fund program credits
is ecologically preferable to practicable on-site or other off-site surface
water compensation options, and no further demonstration is necessary. Compensatory
mitigation and any compensatory mitigation proposals shall be in accordance
with this section and the associated provisions of 9VAC25-210-116.
C. In order for contribution to an in-lieu fee fund to be
an acceptable form of compensation, the fund must be approved for use by the
board according to the provisions of 9VAC25-210-116 D. The applicant shall
provide proof of contribution to DEQ prior to commencing activities in impact
areas.
D. In order for purchase or use of bank credits to be an
acceptable form of compensation, the bank shall be operating in accordance with
the provisions of § 62.1-44.15:23 of the Code of Virginia and 9VAC25-210-116 E.
The applicant shall provide proof of purchase, use, or debit to DEQ prior to
commencing activities in impact areas.
E. Compensation C. When required, compensatory
mitigation for unavoidable, permanent wetland impacts shall be provided at
a 2:1 compensation to impact mitigation ratio, as calculated on
an area basis.
F. Compensation D. When required, compensatory
mitigation for stream bed impacts shall be appropriate to replace lost functions
and water quality benefits. One factor determining the required stream
compensation shall be an analysis of stream impacts utilizing a stream impact
assessment methodology acceptable to DEQ the Department of
Environmental Quality.
G. E. Compensation for permanent open water
impacts, other than to streams, may be required at a an
in-kind or out-of-kind mitigation ratio of 1:1 replacement to impact
ratio or less, as calculated on an area basis, to offset impacts to
state waters and fish and wildlife resources from significant impairment.
Compensation shall not be required for permanent or temporary impacts to
open waters identified as palustrine by the Cowardin classification method,
[ except but compensation may be required ] when
such open waters are located in areas of karst topography in Virginia and are
formed by the natural solution of limestone.
H. Compensation F. When conversion results in a
permanent alteration of the functions of a wetland, compensatory mitigation
for conversion impacts to wetlands shall be required at a 1:1 compensation
to impact mitigation ratio, as calculated on an area basis, when
such conversion results in a permanent alteration of the functions and values
of the wetland. For example, the permanent conversion of a forested wetland
to an emergent wetland is considered to be a permanent impact for the purposes
of this [ regulation chapter ]. Compensation for
conversion of other types of surface waters may be required, as appropriate, to
offset impacts to state waters and fish and wildlife resources from
significant impairment.
9VAC25-660-80. Notice of planned changes; modifications to
coverage.
A. The permittee shall notify the board in advance of the
a planned change, and the planned change an application or
request will for modification to coverage shall be reviewed
according to all provisions of this regulation chapter. Coverage
shall not be modified if (i) the cumulative total of permanent and temporary
impacts [ for a single and complete project ] equals or
exceeds one-half acre of nontidal wetlands or open water or exceeds 300 linear
feet of nontidal stream bed or (ii) the criteria in subsection B of this
section are not met. The applicant may submit a new permit application for
consideration under a VWP individual permit.
B. Authorization under this VWP general permit may be
modified subsequent to issuance if the permittee determines that additional
permanent wetland, open water, or stream impacts are necessary, provided that
the additional impacts are associated with the previously authorized activities
in authorized locations within the same phase of development, the cumulative
increase in acreage of wetland or open water impacts is not greater than 1/4
acre, the cumulative increase in stream bed impacts is not greater than 100
linear feet, and the additional impacts are fully mitigated. Prior to a planned
change approval, DEQ may require submission of a compensatory mitigation plan
for the additional impacts. In cases where the original impacts totaled less
than 1/10 acre of wetlands or open water, or less than 300 linear feet of
stream bed, and the additional impacts result in these limits being exceeded,
the notice of planned change will not be approved. However, the applicant may
submit a new permit application and permit application fee for the total
impacts to be considered under this VWP general permit, another VWP general
permit, or a VWP individual permit.
C. Authorization under this VWP general permit may be
modified after issuance if the project results in less wetland or stream
impacts. Compensation requirements may be modified in relation to the adjusted
impacts at the request of the permittee, provided that the adjusted
compensation meets the initial authorization compensation goals. DEQ shall not
be responsible for ensuring refunds for mitigation bank credit purchases,
mitigation bank usage, or in-lieu fee fund contributions.
D. Authorization under this VWP general permit may be
modified after issuance for a change in project plans that does not result in a
change in project impacts.
E. Authorization under the VWP general permit may be
modified for a change to the mitigation bank at which credits are purchased or
used, provided that the same amount of credits are purchased or used and all
criteria for use in 9VAC25-210-116 E are met.
F. Authorization under the VWP general permit may be
modified after issuance for typographical errors.
G. A Notice of Planned Change is not required after
authorization issuance for additional temporary impacts to surface waters,
provided that DEQ is notified in writing regarding additional temporary
impacts, and the area is restored to preexisting conditions in accordance with
Part I C 11 of this general permit. In no case can the additional temporary
impacts exceed the general permit threshold for use.
H. In no case can this authorization be modified to exceed
the general permit threshold for use.
I. A notice of planned change shall be denied if fish and
wildlife resources are significantly impacted or if the criteria in subsection
B of this section are not met. However, the original VWP general permit
authorization shall remain in effect. The applicant may submit a new permit
application and permit application fee for consideration under a VWP individual
permit.
B. VWP general permit coverage may be modified subsequent
to issuance under the following circumstances:
1. Additional impacts to surface waters are necessary,
provided that:
a. The additional impacts are proposed prior to impacting
those additional areas.
b. The proposed additional impacts are located within the
project boundary as depicted in the application for coverage or are located in
areas of directly-related off-site work [ , ] unless
otherwise prohibited by this [ VWP general permit regulation
chapter ].
c. The permittee has provided sufficient documentation that
the board may reasonably determine that the additional impacts will not impact
federal or state listed [ or proposed ] threatened
or endangered species or [ proposed or ] designated
critical habitat, or [ be the result in a ] taking
of threatened or endangered species. [ The board recommends that
the permittee verify that the project will not impact any proposed threatened
or endangered species or proposed critical habitat. ]
d. The cumulative, additional permanent wetland or open
water impacts for one or more notices of planned change do not exceed 0.25
acre.
e. The cumulative, additional permanent stream impacts for
one or more notices of planned change do not exceed 100 linear feet.
f. Documentation is provided demonstrating that the
proposed surface water impacts have been avoided to the maximum extent
practicable in accordance with the informational requirements of 9VAC25-660-60
B 11.
g. Compensatory mitigation for the proposed impacts, if
required, meets the requirements of 9VAC25-660-70 and the associated provisions
of 9VAC25-210-116. Prior to a planned change approval, the Department of
Environmental Quality may require submission of a compensatory mitigation plan
for the additional impacts.
h. Where such additional impacts are temporary, and prior
to initiating the impacts, the permittee provides a written statement to the
board that the area to be temporarily impacted will be restored to its
preconstruction elevations and contours [ , ] with
topsoil from the impact area where practicable, such that the previous acreage
and functions are restored [ , ] in accordance
with Part I A 3 and B 11 of 9VAC25-660-100. The additional temporary impacts
shall not cause the cumulative total impacts to exceed the general permit
threshold for use. The proposed temporary impacts shall be deemed approved if
DEQ does not respond within 10 days of receipt of the request for authorization
to temporarily impact additional surface waters.
i. The additional proposed impacts do not change the
category of the project, based on the original impact amounts as specified in
9VAC25-660-50 A 2. However, the applicant may submit a new permit application
for the total impacts to be considered under this VWP general permit, another
VWP general permit, or a VWP individual permit.
2. A reduction in wetland or stream impacts. Compensatory
mitigation requirements may be modified in relation to the adjusted impacts,
provided that the adjusted compensatory mitigation meets the initial
compensatory mitigation goals. DEQ shall not be responsible for ensuring
refunds for mitigation bank credit purchases or in-lieu fee program credit
purchases.
3. A change in project plans or use that does not result in
a change to authorized project impacts other than those allowed by subdivisions
1 and 2 of this subsection.
4. Substitute a specific, DEQ-approved mitigation bank or
in-lieu fee program with another DEQ-approved mitigation bank or in-lieu fee
program in accordance with 9VAC25-210-116 C. The amount of credits proposed to
be purchased shall be sufficient to meet the compensatory mitigation
requirement for which the compensatory mitigation is proposed to replace.
5. Correct typographical errors.
9VAC25-660-90. Termination of authorization by consent coverage.
When all permitted activities requiring notification under
9VAC25-660-50 A and all compensatory mitigation requirements have been
completed, or if the authorized impacts will not occur, the A. The
permittee shall submit a request for termination by consent within 30 days of project
completion or project cancellation completing or canceling all
authorized activities requiring notification under 9VAC25-660-50 A and all
compensatory mitigation requirements. When submitted for project
completion, the request for termination by consent shall constitute a
notice of project completion in accordance with 9VAC25-210-130 F.
The director may accept this termination of authorization coverage
on behalf of the board. The permittee shall submit the following information:
1. Name, mailing address, and telephone number of the
permittee;
2. Name and location of the activity;
3. The VWP general permit authorization tracking
number; and
4. One of the following certifications:
a. For project completion:
"I certify under penalty of law that all activities and
any required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have been completed. I
understand that by submitting this notice of termination I am no longer
authorized to perform activities in surface waters in accordance with the VWP
general permit and general permit coverage, and that performing
activities in surface waters is unlawful where the activity is not authorized
by a the VWP permit or coverage, unless otherwise excluded
from obtaining coverage. I also understand that the submittal of this
notice does not release me from liability for any violations of this the
VWP general permit authorization or coverage."
b. For project cancellation:
"I certify under penalty of law that the activities and
any required compensatory mitigation authorized by this the VWP
general permit and general permit coverage will not occur. I understand
that by submitting this notice of termination I am no longer authorized to
perform activities in surface waters in accordance with the VWP general permit and
general permit coverage, and that performing activities in surface waters
is unlawful where the activity is not authorized by a the VWP
permit or coverage, unless otherwise excluded from obtaining coverage. I
also understand that the submittal of this notice does not release me from
liability for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
c. For events beyond permittee control, the permittee shall
provide a detailed explanation of the events, to be approved by [ DEQ ]
the Department of Environmental Quality, and the following certification
statement:
"I certify under penalty of law that the activities or
the required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have changed as the result of
events beyond my control (see attached). I understand that by submitting this
notice of termination I am no longer authorized to perform activities in
surface waters in accordance with the VWP general permit and general permit
coverage, and that performing activities in surface waters is unlawful
where the activity is not authorized by a the VWP permit or
coverage, unless otherwise excluded from obtaining coverage. I also
understand that the submittal of this notice does not release me from liability
for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
B. VWP general permit coverage may be terminated for cause
in accordance with 9VAC25-210-180 F and [ 9VAC25-230
§ 62.1-44.15:02 of the Code of Virginia ] or without cause in
accordance with 9VAC25-210-180 G and [ 9VAC25-230 §
62.1-44.15:02 ].
9VAC25-660-95. Transition. (Repealed.)
A. All applications received on or after August 1, 2006,
will be processed in accordance with these new procedures.
B. VWP general permit authorizations issued prior to
August 1, 2006, will remain in full force and effect until such authorizations
expire, are revoked, or are terminated.
C. Notices of planned change and all other types of
notification that are received by the board prior to August 1, 2006, will be
processed in accordance with the VWP general permit regulation in effect at
that time. Notices of planned change and all other types of notification to the
board that are received on or after August 1, 2006, will be processed in
accordance with these new procedures.
9VAC25-660-100. VWP general permit.
Any applicant whose application has been accepted by the
board shall be subject to the following requirements:
VWP General Permit No. WP1
Authorization expiration date:
Authorization Note(s):
VWP GENERAL PERMIT FOR IMPACTS LESS THAN ONE-HALF OF AN
ACRE UNDER THE VIRGINIA WATER PROTECTION PERMIT AND THE VIRGINIA STATE WATER
CONTROL LAW
Based upon an examination of the information submitted by
the applicant and in
VWP GENERAL PERMIT NO. WP1 FOR IMPACTS LESS THAN ONE-HALF
ACRE UNDER THE VIRGINIA WATER PROTECTION PERMIT AND THE VIRGINIA STATE WATER
CONTROL LAW
Effective date: August 2, 2016
Expiration date: August 1, [ 2031 2026 ]
In compliance with § 401 of the Clean Water Act,
as amended (33 USC § 1341) and the State Water Control Law and regulations
adopted pursuant thereto, the board has determined that there is a reasonable
assurance that the activity authorized by this VWP general permit, if conducted
in accordance with the conditions set forth herein complied with,
will protect instream beneficial uses and, will not violate
applicable water quality standards. The board finds that the effect of the
impact, together with other existing or proposed impacts to wetlands, and
will not cause or contribute to a significant impairment of state waters or
fish and wildlife resources. In issuing this VWP general permit, the board
has not taken into consideration the structural stability of any proposed
activities.
Subject The permanent or temporary impact of less
than one-half acre of nontidal wetlands or open water and up to 300 linear feet
of nontidal stream bed shall be subject to the provisions of the VWP
general permit set forth herein [ ,; ] any
requirements in coverage granted under this VWP general permit; the Clean
Water Act, as amended,; and pursuant to the State Water
Control Law and regulations adopted pursuant to it, the permittee is
authorized to permanently or temporarily impact less than one-half of an acre
of nontidal wetlands or open water and up to 300 linear feet of nontidal stream
bed.
Permittee:
Address:
Activity Location:
Activity Description:
The authorized activity shall be in accordance with this
cover page, Part I-Special Conditions, Part II-Compensation, Monitoring, and
Reporting, and Part III-Conditions Applicable to All VWP General Permits, as
set forth herein.
_________________________________
Director, Department of Environmental Quality
|
___________
Date
|
Part I. Special Conditions.
A. Authorized activities.
1. This permit authorizes The activities authorized
by this chapter shall not cause more than the permanent or temporary
impacts to less than one-half of an acre of nontidal wetlands or open
water and up to 300 linear feet of nontidal stream bed, according to the
information provided in the approved and complete application. [ Additional
permit requirements as stipulated by the board in the coverage letter, if any,
shall be enforceable conditions of this permit. ]
2. Any changes to the authorized permanent impacts to surface
waters associated with this project shall require either a notice
of planned change in accordance with 9VAC25-660-80. An application or request
for modification to coverage or another VWP permit application may be
required.
3. Any changes to the authorized temporary impacts to surface
waters associated with this project shall require written notification
to DEQ and approval from the Department of Environmental Quality in
accordance with 9VAC25-660-80 prior to initiating the impacts and
restoration to preexisting conditions in accordance with the conditions of this
permit authorization.
4. Modification to compensation requirements may be approved
at the request of the permittee when a decrease in the amount of authorized
surface waters impacts occurs, provided that the adjusted compensation meets
the initial authorization compensation goals.
5. The activities authorized by this VWP general permit
must commence and be completed within three years of the date of this
authorization.
B. Continuation of coverage. Reapplication for
continuation of coverage under this VWP general permit or a new VWP permit may
be necessary if any portion of the authorized activities or any VWP general
permit requirement (including compensation) has not been completed within three
years of the date of authorization. The request for continuation of coverage
must be made no less than 60 days prior to the expiration date of this VWP
general permit authorization, at which time the board will determine if
continuation of the VWP general permit authorization is necessary.
C. B. Overall project conditions.
1. The activities authorized by this VWP general permit shall
be executed in a manner so as to minimize adverse impacts on instream
beneficial uses as defined in § 62.1-10 (b) of the Code of Virginia.
2. No activity may substantially disrupt the movement of
aquatic life indigenous to the water body, including those species that
normally migrate through the area, unless the primary purpose of the activity
is to impound water. Culverts Pipes and culverts placed in
streams must be installed to maintain low flow conditions. and shall
be countersunk at both inlet and outlet ends of the pipe or culvert [ , ]
unless otherwise specifically approved by the Department of Environmental
Quality on a case-by-case basis, and as follows: The requirement to
countersink does not apply to extensions or maintenance of existing [ pipes
and ] culverts that are not countersunk, floodplain pipes and
culverts being placed above ordinary high water, pipes and culverts
being placed on bedrock, or pipes and culverts required to be placed on
slopes 5.0% or greater. No activity may cause more than minimal adverse
effect on navigation. Furthermore, the activity must not impede the passage of
normal or expected high flows and the structure or discharge must withstand
expected high flows. Bedrock encountered during construction must be
identified and approved in advance of a design change where the countersunk
condition cannot be met. Pipes and culverts 24 inches or less in diameter shall
be countersunk three inches below the natural stream bed elevations, and pipes
and culverts greater than 24 inches shall be countersunk at least six inches
below the natural stream bed elevations. Hydraulic capacity shall be determined
based on the reduced capacity due to the countersunk position. In all stream
crossings appropriate measures shall be implemented to minimize any disruption
of aquatic life movement.
3. Wet or uncured concrete shall be prohibited from entry into
flowing surface waters [ , ] unless the area is contained
within a cofferdam and the work is performed in the dry or unless otherwise
approved by the Department of Environmental Quality. Excess or [ aste
waste ] concrete shall not be disposed of in flowing surface waters or
washed into flowing surface waters.
4. All fill material shall be clean and free of contaminants
in toxic concentrations or amounts in accordance with all applicable laws and
regulations.
5. Erosion and sedimentation controls shall be designed in
accordance with the Virginia Erosion and Sediment Control Handbook, Third
Edition, 1992. These controls shall be placed prior to clearing and grading and
maintained in good working order to minimize impacts to state waters. These
controls shall remain in place until the area is stabilized and shall then be
removed.
6. Exposed slopes and streambanks shall be stabilized
immediately upon completion of work in each permitted impact area. All denuded
areas shall be properly stabilized in accordance with the Virginia Erosion and
Sediment Control Handbook, Third Edition, 1992.
7. All construction, construction access (e.g., cofferdams,
sheetpiling, and causeways) and demolition activities associated with this
the project shall be accomplished in a manner that minimizes
construction or waste materials from entering surface waters to the maximum
extent practicable, unless authorized by this VWP general permit.
8. No machinery may enter flowing waters, unless authorized by
this VWP general permit or approved prior to entry by the Department of
Environmental Quality.
9. Heavy equipment in temporarily impacted wetland areas shall
be placed on mats, geotextile fabric, or other suitable material to minimize
soil disturbance to the maximum extent practicable. Equipment and materials
shall be removed immediately upon completion of work.
10. All nonimpacted surface waters and compensatory mitigation
areas within 50 feet of permitted authorized activities and
within the project or right-of-way limits shall be clearly flagged or marked
for the life of the construction activity at that location to preclude
unauthorized disturbances to these surface waters and compensatory mitigation
areas during construction. The permittee shall notify contractors that no
activities are to occur in these marked surface waters.
11. Temporary disturbances to surface waters during
construction shall be avoided and minimized to the maximum extent practicable.
All temporarily disturbed wetland areas shall be restored to preexisting
conditions within 30 days of completing work at each respective temporary
impact area, which shall include reestablishing preconstruction elevations
and contours, with topsoil from the impact area where practicable
and planting or seeding with appropriate wetland vegetation according to cover
type (i.e., emergent, scrub/shrub scrub-shrub, or
forested). The permittee shall take all appropriate measures to promote and
maintain revegetation of temporarily disturbed wetland areas with wetland
vegetation through the second year post-disturbance. All temporarily impacted
streams and streambanks shall be restored to their original preconstruction
elevations and contours with topsoil from the impact area where
practicable within 30 days following the construction at that stream
segment, and the banks. Streambanks shall be seeded or planted
with the same vegetation cover type originally present along the streambanks,
including [ any necessary, ] supplemental erosion control
grasses [ if necessary ], except for invasive.
Invasive species identified on DCR's the Department of
Conservation and Recreation's Virginia Invasive Alien Plant Species of
Virginia list List shall not be used to the maximum extent practicable
or without prior approval from the Department of Environmental Quality.
12. Materials (including fill, construction debris, and
excavated and woody materials) temporarily stockpiled in wetlands shall be
placed on mats or geotextile fabric, immediately stabilized to prevent entry
into state waters, managed such that leachate does not enter state waters, and
completely removed within 30 days following completion of that construction
activity. Disturbed areas shall be returned to original preconstruction
elevations and contours, with topsoil from the impact area where
practicable; restored within 30 days following removal of the stockpile,;
and restored with the same vegetation cover type originally present, including
[ any necessary, ] supplemental erosion control grasses
[ if necessary ], except for invasive. Invasive
species identified on DCR's the Department of Conservation and
Recreation's Virginia Invasive Alien Plant Species of Virginia
list List shall not be used to the maximum extent practicable or without
prior approval from the Department of Environmental Quality.
13. Continuous flow of perennial springs shall be maintained
by the installation of spring boxes, french drains, or other similar
structures.
14. The permittee shall employ measures to prevent spills of
fuels or lubricants into state waters.
15. The permittee shall conduct his activities in accordance
with the time-of-year restrictions recommended by the Virginia Department of
Game and Inland Fisheries, the Virginia Marine Resources Commission, or other
interested and affected agencies, as contained, when applicable, in a
Department of Environmental Quality VWP general permit coverage [ letter ],
and shall ensure that all contractors are aware of the time-of-year
restrictions imposed.
16. Water quality standards shall not be violated as a result
of the construction activities, unless allowed by this permit authorization.
17. If stream channelization or relocation is required, all
work in surface waters shall be done in the dry, unless otherwise
authorized by this VWP general permit the Department of Environmental
Quality, and all flows shall be diverted around the channelization or
relocation area until the new channel is stabilized. This work shall be
accomplished by leaving a plug at the inlet and outlet ends of the new channel
during excavation. Once the new channel has been stabilized, flow shall be
routed into the new channel by first removing the downstream plug and then the
upstream plug. The rerouted stream flow must be fully established before
construction activities in the old stream channel can begin.
D. C. Road crossings.
1. Access roads and associated bridges or, pipes,
and culverts shall be constructed to minimize the adverse effects on
surface waters to the maximum extent practicable. Access roads constructed
above preconstruction elevations and contours and elevations in
surface waters must be bridged, piped, or culverted to maintain surface
flows.
2. Installation of road crossings shall occur in the dry via
the implementation of cofferdams, sheetpiling, stream diversions, or other
similar structures.
E. D. Utility lines.
1. All utility line work in surface waters shall be performed
in a manner that minimizes disturbance, and the area must be returned to its original
preconstruction elevations and contours with topsoil from the impact
area where practicable and restored within 30 days of completing work in
the area, unless otherwise authorized by this VWP general permit the
Department of Environmental Quality. Restoration shall be the seeding or
planting of the same vegetation cover type originally present, including
[ any necessary, ] supplemental erosion control grasses
[ if necessary ], except for invasive. Invasive
species identified on DCR's the Department of Conservation and
Recreation's Virginia Invasive Alien Plant Species of Virginia
list List shall not be used to the maximum extent practicable or without
prior approval from the Department of Environmental Quality.
2. Material resulting from trench excavation may be
temporarily sidecast into wetlands not to exceed a total of 90 days, provided
the material is not placed in a manner such that it is dispersed by currents or
other forces.
3. The trench for a utility line cannot be constructed in a
manner that drains wetlands (e.g., backfilling with extensive gravel layers
creating a french drain effect). For example, utility lines may be backfilled
with clay blocks to ensure that the trench does not drain surface waters
through which the utility line is installed.
F. E. Stream modification and stream bank
protection.
1. Riprap bank stabilization shall be of an appropriate size
and design in accordance with the Virginia Erosion and Sediment Control
Handbook, Third Edition, 1992.
2. Riprap apron for all outfalls shall be designed in
accordance with the Virginia Erosion and Sediment Control Handbook, Third
Edition, 1992.
3. For stream bank protection activities, the structure and
backfill shall be placed as close to the stream bank as practicable. No
material shall be placed in excess of the minimum necessary for erosion
protection.
4. All stream bank protection control structures shall be
located to eliminate or minimize impacts to vegetated wetlands to the maximum
extent practicable.
5. Asphalt and materials containing asphalt or other toxic
substances shall not be used in the construction of submerged sills or
breakwaters.
6. Redistribution of existing stream substrate for the purpose
of erosion control is prohibited.
7. No material removed from the stream bottom shall be
disposed of in surface waters, unless otherwise authorized by this VWP
general permit.
G. F. Stormwater management facilities.
1. Stormwater management facilities shall be installed in
accordance with best management practices and watershed protection techniques
(e.g., vegetated buffers, siting considerations to minimize adverse effects to
aquatic resources, bioengineering methods incorporated into the facility design
to benefit water quality and minimize adverse effects to aquatic resources)
that provide for long-term aquatic resources protection and enhancement, to the
maximum extent practicable.
2. Compensation for unavoidable impacts shall not be allowed
within maintenance areas of stormwater management facilities.
3. Maintenance activities within stormwater management
facilities shall not require additional permit authorization coverage
or compensation, provided that the maintenance activities do not exceed the
original contours of the facility, as approved and constructed, and are
accomplished in designated maintenance areas as indicated in the facility
maintenance or design plan or when unavailable, an alternative plan approved
by the Department of Environmental Quality.
Part II. Construction and Compensation Requirements,
Monitoring, and Reporting.
A. Minimum compensation requirements.
1. The permittee shall provide appropriate and practicable
any required compensation for all impacts meeting in
accordance with the conditions outlined in this VWP general permit
[ , the coverage letter, ] and the chapter promulgating the
general permit.
2. The types of compensation options that may be considered for
activities covered under this VWP general permit include the purchase or
use of mitigation bank credits or a contribution to an the
purchase of in-lieu fee fund program credits in accordance with
9VAC25-660-70 and the associated provisions of 9VAC25-210-116 and
9VAC25-660-70, provided that all impacts are compensated at a 2:1 ratio.
3. A written statement that conveys the applicant's
proposal to use a mitigation bank or in-lieu fee fund for compensation shall be
submitted with the application and shall constitute the final compensation plan
for the approved project. The final compensation plan shall be submitted
to and approved by the board prior to a construction activity in permitted
impacts areas. The board shall review and provide written comments on the final
plan within 30 days of receipt or it shall be deemed approved. The final compensation
plan as approved by the board shall be an enforceable requirement of any
coverage under this VWP general permit authorization. Deviations
from the approved final plan must shall be submitted and
approved in advance by the board.
4. The permittee shall not initiate work in permitted
impact areas until documentation of the mitigation bank credit purchase or
usage or of the fund contribution has been submitted to and received by DEQ.
B. Impact site construction monitoring.
1. Construction activities authorized by this permit that are
within impact areas shall be monitored and documented. The monitoring shall document
the preexisting conditions, activities during construction, and
post-construction conditions. Monitoring shall consist of one of the
following options:
a. Photographs shall be taken during construction at the
end of the first, second and third months after commencing construction, and
then every six months thereafter, for the remainder of the construction
project. Photos are not required during periods of no activity within impact
areas.
b. An ortho-rectified photograph shall be taken prior to
construction, and then annually thereafter until all impacts are taken. All
photos shall clearly show the delineated surface waters and authorized impact
areas.
c. In lieu of photographs, and with prior approval from
DEQ, the permittee may submit a written narrative that summarizes site
construction activities in impact areas. The narrative shall be submitted at
the end of the first, second, and third months after commencing construction,
and then every six months thereafter, for the remainder of the construction
activities. Narratives are not required during periods of no activity within
the impact areas.
2. As part of construction monitoring, photographs taken at
the photo stations or the narrative shall document site activities and
conditions, which may include installation and maintenance of erosion and
sediment controls; surface water discharges from the site; condition of
adjacent nonimpact surface waters; flagged nonimpact surface waters;
construction access and staging areas; filling, excavation, and dredging
activities; culvert installation; dredge disposal; and site stabilization,
grading, and associated restoration activities. With the exception of the
preconstruction photographs, photographs at an individual impact site shall not
be required until construction activities are initiated at that site. With the
exception of the post-construction photographs, photographs at an individual
impact site shall not be required once the site is stabilized following
completion of construction at that site.
3. Each photograph shall be labeled to include the
following information: permit number, impact area and photo station number,
date and time of the photograph, name of the person taking the photograph,
photograph orientation, and photograph subject description.
a. Preconstruction photographs taken at each impact area
prior to initiation of activities within impact areas. Photographs remain on
the project site and shall depict the impact area and the nonimpacted surface
waters immediately adjacent to and downgradient of each impact area. Each
photograph shall be labeled to include the following information: permit
number, impact area number, date and time of the photograph, name of the person
taking the photograph, photograph orientation, and photograph subject
description.
b. Site inspections shall be conducted by the permittee or
the permittee's qualified designee once every calendar month during activities
within impact areas. Monthly inspections shall be conducted in the following
areas: all authorized permanent and temporary impact areas; all avoided surface
waters, including wetlands, stream channels, and open water; surface water
areas within 50 feet of any land disturbing activity and within the project or
right-of-way limits; and all [ on site on-site ]
permanent preservation areas required under this permit. Observations shall
be recorded on the inspection form provided by the Department of Environmental
Quality. The form shall be completed in its entirety for each monthly
inspection and shall be kept on site and made available for review by the
Department of Environmental Quality staff upon request during normal business
hours. Inspections are not required during periods of no activity within impact
areas.
4. 2. Monitoring of water quality parameters shall
be conducted during permanent relocation of perennial streams through new
channels in the manner noted below. The permittee shall report violations of
water quality standards to DEQ the Department of Environmental
Quality in accordance with the procedures in Part II E 9VAC25-660-100
Part II C. Corrective measures and additional monitoring may be required if
water quality standards are not met. Reporting shall not be required if water
quality standards are not violated.
a. A sampling station shall be located upstream and
immediately downstream of the relocated channel.
b. Temperature, pH [ , ] and dissolved oxygen
(D.O.) measurements shall be taken every 30 minutes for at least two hours at
each station prior to opening the new channels and immediately before opening
new channels.
c. Temperature, pH [ , ] and D.O. readings
shall be taken after opening the channels and every 30 minutes for at least
three hours at each station.
C. Reporting.
1. Written communications required by this VWP general permit
shall be submitted to the appropriate Department of Environmental Quality (DEQ)
office. The VWP general permit authorization tracking number
shall be included on all correspondence.
2. DEQ The Department of Environmental Quality
shall be notified in writing at least 10 days prior to the start of
construction activities at the first permitted site authorized by
this VWP general permit authorization so that inspections of the project can be
planned, if deemed necessary by DEQ. The notification shall include a projected
schedule for initiation and completion of work at each permitted impact
area.
3. Construction monitoring reports shall be submitted to
DEQ no later than the 10th day of the month following the month in which the
monitoring event specified in Part II B takes place. The reports shall include
the following, as appropriate:
a. For each permitted impact area, a written narrative
stating whether work was performed during the monitoring period, and if work
was performed, a description of the work performed, when the work was
initiated, and expected date of completion.
b. Photographs labeled with the permit number, the photo
station number, the photo orientation, the date and time of the photo, the name
of the person taking the photograph, and a brief description of the
construction activities. The first construction monitoring report shall include
the photographs taken at each impact site prior to initiation of construction
in a permitted impact area. Written notification and photographs demonstrating
that all temporarily disturbed wetland and stream areas have been restored in
compliance with the permit conditions shall be submitted within 30 days of
restoration. The post-construction photographs shall be submitted within 30
days of documenting post-construction conditions.
c. Summary of activities conducted to comply with the
permit conditions.
d. Summary of permit noncompliance events or problems
encountered, subsequent notifications, and corrective actions.
e. Summary of anticipated work to be completed during the
next monitoring period and an estimated date of construction completion at all
impact areas.
f. Labeled site map depicting all impact areas and photo
stations.
3. A construction status update form provided by the
Department of Environmental Quality shall be completed and submitted to the
Department of Environmental Quality twice per year for the duration of coverage
under a VWP general permit. Forms completed in June shall be submitted by or on
July 10, and forms completed in December shall be submitted by or on January
10. The form shall include reference to the VWP permit tracking number and one
of the following statements for each authorized surface water impact location:
a. Construction activities have not yet started;
b. Construction activities have started;
c. Construction activities have started but are currently inactive;
or
d. Construction activities are complete.
4. DEQ The Department of Environmental Quality
shall be notified in writing within 30 days following the completion of all
activities in all permitted authorized impact areas authorized
under this permit.
5. The permittee shall notify DEQ the Department of
Environmental Quality in writing when unusual or potentially complex
conditions are encountered that require debris removal or involve a potentially
toxic substance. Measures to remove the obstruction, material, or toxic
substance or to change the location of a structure are prohibited until
approved by DEQ the Department of Environmental Quality.
6. The permittee shall report fish kills or spills of oil or
fuel immediately upon discovery. If spills or fish kills occur between the
hours of 8:15 a.m. to 5 p.m., Monday through Friday, the appropriate DEQ
[ the ] Department of Environmental Quality
regional office shall be notified; otherwise, the Department of Emergency
Management shall be notified at 1-800-468-8892.
7. Violations of state water quality standards shall be
reported within 24 hours to the appropriate DEQ Department of
Environmental Quality office no later than the end of the business day
following discovery.
8. The permittee shall notify the Department of
Environmental Quality no later than the end of the third business day following
the discovery of additional impacts to surface waters including wetlands,
stream channels, and open water that are not authorized by the Department of
Environmental Quality or to any required preservation areas. The notification
shall include photographs, estimated acreage or linear footage of impacts, and
a description of the impacts.
8. 9. Submittals required by this VWP general
permit shall contain the following signed certification statement:
"I certify under penalty of law that this document and
all attachments were prepared under my direction or supervision in accordance
with a system designed to assure that qualified personnel properly gather and
evaluate the information submitted. Based on my inquiry of the person or
persons who manage the system, or those persons directly responsible for
gathering the information, the information submitted is, to the best of my
knowledge and belief, true, accurate, and complete. I am aware that there are
significant penalties for submitting false information, including the
possibility of fine and imprisonment for knowing violation."
Part III. Conditions Applicable to All VWP General Permits.
A. Duty to comply. The permittee shall comply with all
conditions, limitations, and other requirements of the VWP general
permit; any requirements in coverage granted under this VWP general permit;
the Clean Water Act, as amended; and the State Water Control Law and
regulations adopted pursuant to it. Any VWP general permit violation or
noncompliance is a violation of the Clean Water Act and State Water Control Law
and is grounds for (i) enforcement action, (ii) VWP general permit coverage
termination for cause, (iii) VWP general permit coverage revocation, (iv)
denial of application for coverage, or (v) denial of an application for a
modification to VWP general permit coverage. Nothing in this VWP general
permit shall be construed to relieve the permittee of the duty to comply with all
applicable federal and state statutes, regulations, [ and ]
toxic standards [ , ] and prohibitions. VWP general
permit noncompliance is a violation of the Clean Water Act and State Water
Control Law, and is grounds for enforcement action, VWP general permit
authorization termination for cause, VWP general permit authorization
revocation, or denial of a continuation of coverage request.
B. Duty to mitigate. The permittee shall take all reasonable
steps to minimize or prevent impacts in violation of the VWP general permit
which may have a reasonable likelihood of adversely affecting human health or
the environment.
C. Reopener. This VWP general permit authorization may
be reopened to modify its conditions when the circumstances on which the
previous VWP general permit authorization was based have materially and
substantially changed, or special studies conducted by the board or the
permittee show material and substantial change since the time the VWP general
permit authorization was issued and thereby constitute cause for revoking
and reissuing the VWP general permit authorization revocation and
reissuance.
D. Compliance with state and federal law. Compliance with
this VWP general permit constitutes compliance with the VWP permit requirements
of the State Water Control Law. Nothing in this VWP general permit shall be
construed to preclude the institution of any legal action under or relieve the
permittee from any responsibilities, liabilities, or other penalties
established pursuant to any other state law or regulation or under the
authority preserved by § 510 of the Clean Water Act.
E. Property rights. Coverage under this VWP general permit
does not convey property rights in either real or personal property,
[ or ] any exclusive privileges, nor does it authorize injury
to private property or, any invasion of personal property rights,
nor or any infringement of federal, state, or local laws
or regulations.
F. Severability. The provisions of this VWP general permit authorization
are severable.
G. Right of Inspection and entry. The Upon
presentation of credentials, the permittee shall allow the board or its
agents, upon the presentation of credentials any duly authorized agent
of the board, at reasonable times and under reasonable circumstances,
to enter upon the permittee's property, public or private, and have
access to, inspect and copy any records that must be kept as part
of the VWP general permit conditions; to inspect any facilities,
operations, or practices (including monitoring and control equipment)
regulated or required under the VWP general permit; and to sample or monitor
any substance, parameter, or activity for the purpose of assuring
compliance with the conditions of the VWP general permit or as otherwise
authorized by law. For the purpose of this section, the time for inspection
shall be deemed reasonable during regular business hours. Nothing contained
herein shall make an inspection time unreasonable during an emergency.
H. Transferability of VWP general permit authorization
coverage. This VWP general permit authorization coverage
may be transferred to another person by a permittee when all of the
criteria listed below in this subsection are met. On the date of
the VWP general permit authorization coverage transfer, the
transferred VWP general permit authorization coverage shall be as
fully effective as if it had been issued granted directly to the
new permittee.
1. The current permittee notifies the board of the proposed
transfer of the title to the facility or property. 2. The notice to the
board includes general permit coverage and provides a written
agreement between the current and new permittees containing a specific date of
transfer of VWP general permit authorization responsibility, coverage,
and liability to the new permittee, or that the current permittee will retain
such responsibility, coverage, or liability, including liability for compliance
with the requirements of enforcement activities related to the permitted
authorized activity.
3. 2. The board does not within 15 days
notify the current and new permittees of its intent to modify or revoke and
reissue the VWP general permit authorization within 15 days.
I. Notice of planned change. Authorization under this
VWP general permit coverage may be modified subsequent to issuance in one
or more of the cases listed below accordance with 9VAC25-660-80. A
notice of planned change is not required if the project results in additional
temporary impacts to surface waters, provided that DEQ is notified in writing,
the additional temporary impacts are restored to preexisting conditions in
accordance with Part I C 11 of this general permit, and the additional
temporary impacts do not exceed the general permit threshold for use. The
permittee shall notify the board in advance of the planned change, and the
planned change request will be reviewed according to all provisions of this
regulation.
1. The permittee determines that additional permanent
wetland, open water, or stream impacts are necessary, provided that the
additional impacts are associated with the previously authorized activities in
authorized locations within the same phase of development, the cumulative
increase in acreage of wetland or open water impacts is not greater than 1/4
acre, the cumulative increase in stream bed impacts is not greater than 100
linear feet, and all additional impacts are fully compensated.
2. The project results in less wetland or stream impacts,
in which case compensation requirements may be modified in relation to the
adjusted impacts at the request of the permittee, provided that the adjusted
compensation meets the initial authorization compensation goals.
3. There is a change in the project plans that does not
result in a change in project impacts.
4. There is a change in the mitigation bank at which
credits are purchased or used, provided that the same amount of credits are
purchased or used and all criteria for use are met, as detailed in
9VAC25-210-116 E.
5. Typographical errors need to be corrected.
J. VWP general permit authorization coverage
termination for cause. This VWP general permit authorization coverage
is subject to termination for cause by the board after public notice and
opportunity for a hearing pursuant to [ 9VAC25-230
§ 62.1-44.15:02 of the Code of Virginia ]. Reasons for termination for
cause are as follows:
1. Noncompliance by the permittee with any provision of
[ the VWP general permit regulation this chapter ],
any condition of the VWP general permit authorization, or any
requirement in general permit coverage;
2. The permittee's failure in the application or during the VWP
general permit authorization issuance process of granting VWP general
permit coverage to disclose fully all relevant facts or the permittee's misrepresentation
of any relevant facts at any time;
3. The permittee's violation of a special or judicial order; and
4. A determination by the board that the permitted authorized
activity endangers human health or the environment and can be regulated to
acceptable levels by a modification to the VWP general permit authorization
planned change coverage or a termination for cause.;
5. A change in any condition that requires either a
temporary or permanent reduction or elimination of any activity controlled by
the VWP general permit; or
6. A determination that the authorized activity has ceased
and that the compensation for unavoidable adverse impacts has been successfully
completed.
K. The board may terminate VWP general permit coverage
without cause when the permittee is no longer a legal entity due to death or
dissolution or when a company is no longer authorized to conduct business in
the Commonwealth. The termination shall be effective 30 days after notice of
the proposed termination is sent to the last known address of the permittee or
registered agent, unless the permittee objects within that time. If the
permittee does object during that period, the board shall follow the applicable
procedures for termination under §[ § 62.1-44.15:02 and ]
62.1-44.15:25 of the Code of Virginia [ and 9VAC25-230 ].
K. L. VWP general permit authorization coverage
termination by consent. This VWP general permit authorization may be
terminated by consent when all permitted activities requiring notification
under 9VAC25-660-50 A and all compensatory mitigation have been completed or
when the authorized impacts will not occur. The permittee shall submit a
request for termination by consent within 30 days of project completion or
project cancellation completing or canceling all authorized activities
requiring notification under 9VAC25-660-50 A and all compensatory mitigation
requirements. When submitted for project completion, the request for
termination by consent shall constitute a notice of project completion
in accordance with 9VAC25-210-130 F. The director may accept this
termination of authorization coverage on behalf of the board. The
request for termination by consent permittee shall contain
submit the following information:
1. Name, mailing address, and telephone number of
the permittee;
2. Name and location of the activity;
3. The VWP general permit authorization tracking
number; and
4. One of the following certifications:
a. For project completion:
"I certify under penalty of law that all activities and
any required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have been completed. I
understand that by submitting this notice of termination I am no longer
authorized to perform activities in surface waters in accordance with the VWP
general permit and general permit coverage, and that performing
activities in surface waters is unlawful where the activity is not authorized
by a the VWP permit or coverage, unless otherwise excluded
from obtaining coverage. I also understand that the submittal of this
notice does not release me from liability for any violations of this the
VWP general permit authorization or coverage."
b. For project cancellation:
"I certify under penalty of law that the activities and
any required compensatory mitigation authorized by this the VWP
general permit and general permit coverage will not occur. I understand
that by submitting this notice of termination I am no longer authorized to
perform activities in surface waters in accordance with the VWP general permit and
general permit coverage, and that performing activities in surface waters
is unlawful where the activity is not authorized by a the VWP
permit or coverage, unless otherwise excluded from obtaining coverage. I
also understand that the submittal of this notice does not release me from
liability for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
c. For events beyond permittee control, the permittee shall
provide a detailed explanation of the events, to be approved by DEQ the
Department of Environmental Quality, and the following certification
statement:
"I certify under penalty of law that the activities or
the required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have changed as the result of
events beyond my control (see attached). I understand that by submitting this
notice of termination I am no longer authorized to perform activities in
surface waters in accordance with the VWP general permit and general permit
coverage, and that performing activities in surface waters is unlawful
where the activity is not authorized by a the VWP permit or
coverage, unless otherwise excluded from obtaining coverage. I also
understand that the submittal of this notice does not release me from liability
for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
L. M. Civil and criminal liability. Nothing in
this VWP general permit shall be construed to relieve the permittee from civil
and criminal penalties for noncompliance.
M. N. Oil and hazardous substance liability.
Nothing in this VWP general permit shall be construed to preclude the
institution of legal action or relieve the permittee from any responsibilities,
liabilities, or penalties to which the permittee is or may be subject under §
311 of the Clean Water Act or §§ 62.1-44.34:14 through 62.1-44.34:23 of
the State Water Control Law.
N. O. Duty to cease or confine activity. It
shall not be a defense for a permittee in an enforcement action that it would
have been necessary to halt or reduce the activity for which a VWP general
permit coverage has been granted in order to maintain compliance with
the conditions of the VWP general permit or coverage.
O. P. Duty to provide information.
1. The permittee shall furnish to the board information which
that the board may request to determine whether cause exists for modifying,
revoking and reissuing, and, or terminating the VWP permit
authorization, coverage or to determine compliance with the VWP general
permit authorization or general permit coverage. The permittee
shall also furnish to the board, upon request, copies of records required to be
kept by the permittee.
2. Plans, maps, conceptual reports, and other relevant
information shall be submitted as required by the board prior to commencing
construction.
P. Q. Monitoring and records requirements.
1. Monitoring of parameters, other than pollutants, shall be
conducted according to approved analytical methods as specified in the VWP general
permit. Analysis of pollutants will be conducted according to 40 CFR Part 136
(2000), Guidelines Establishing Test Procedures for the Analysis of Pollutants.
2. Samples and measurements taken for the purpose of
monitoring shall be representative of the monitored activity.
3. The permittee shall retain records of all monitoring
information, including all calibration and maintenance records and all original
strip chart or electronic recordings for continuous monitoring instrumentation,
copies of all reports required by the VWP general permit, and records of
all data used to complete the application for coverage under the VWP general
permit, for a period of at least three years from the date of the general
permit expiration of a granted VWP permit. This period may be
extended by request of the board at any time.
4. Records of monitoring information shall include, as
appropriate:
a. The date, exact place, and time of sampling or
measurements;
b. The name of the individuals who performed the sampling or
measurements;
c. The date and time the analyses were performed;
d. The name of the individuals who performed the analyses;
e. The analytical techniques or methods supporting the
information such as observations, readings, calculations, and bench data
used;
f. The results of such analyses; and
g. Chain of custody documentation.
Q. R. Unauthorized discharge of pollutants.
Except in compliance with this VWP general permit, it shall be unlawful for the
permittee to:
1. Discharge into state waters sewage, industrial wastes, other
wastes, or any noxious or deleterious substances;
2. Excavate in a wetland;
3. Otherwise alter the physical, chemical, or biological
properties of state waters and make them detrimental to the public health, to
animal or aquatic life, or to the uses of such waters for domestic or
industrial consumption, for recreation, or for other uses; or
4. On and after October 1, 2001, conduct the following
activities in a wetland:
a. New activities to cause draining that significantly alter
or degrade existing wetland acreage or functions;
b. Filling or dumping;
c. Permanent flooding or impounding; or
d. New activities that cause significant alteration or
degradation of existing wetland acreage or functions.
S. Duty to reapply. Any permittee desiring to continue a
previously authorized activity after the expiration date of the VWP general
permit shall comply with the provisions in 9VAC25-660-27.
NOTICE: The following
forms used in administering the regulation were filed by the agency. The forms
are not being published; however, online users of this issue of the Virginia
Register of Regulations may click on the name of a form with a hyperlink to
access it. The forms are also available from the agency contact or may be
viewed at the Office of the Registrar of Regulations, General Assembly
Building, 2nd Floor, Richmond, Virginia 23219.
FORMS (9VAC25-660)
[ Department of Environmental Quality Water Division
Permit Application Fee Form (rev. 10/14)
Department
of Environmental Quality Water Division Permit Application Fee Form (rev.
10/2014) ]
Joint Permit Application for Activities in Waters and
Wetlands of the Commonwealth of Virginia (eff. 10/04)
[ Joint Permit Application for Projects in Tidewater,
Virginia (eff. 10/04) (eff. 3/2014)
Monthly Reporting of Impacts Less than or Equal to
One-Tenth Acre Statewide (eff. 8/2007)
Standard Joint Permit Application for Activities in
Waters and Wetlands of the Commonwealth of Virginia (eff. 3/2014)
Virginia Department of Transportation Inter-Agency
Coordination Meeting Joint Permit Application (eff. 10/02) (eff. 6/2008)
Standard
Joint Permit Application for Activities in Waters and Wetlands of the
Commonwealth of Virginia (rev. 3/2014)
Virginia
Department of Transportation, Inter-Agency Coordination Meeting Joint Permit
Application (eff. 6/2008)
Monthly
Reporting of Impacts Less than or Equal to One-Tenth Acre Statewide (eff.
8/2007) ]
Quarterly Reporting of Impacts Less than One-Tenth Acre
(insert reporting period) Statewide (eff. 4/03)
DOCUMENTS INCORPORATED BY REFERENCE (9VAC25-660)
Classification
of Wetlands and Deepwater Habitats of the United States, Cowardin, Lewis M. II,
et al., United States Fish and Wildlife Service, December 1979, Reprinted 1992
Guidelines for Specification of Disposal Sites for Dredged
[ of or ] Fill Material, 40 CFR Part 230
Virginia Erosion and Sediment Control Handbook, Third
Edition, 1992, Department of Conservation and Recreation.
Virginia
Invasive Plant Species List, Natural Heritage Technical Document 14-11,
Department of Conservation and Recreation, Division of Natural Heritage (2014)
VA.R. Doc. No. R14-4057; Filed May 13, 2016, 8:20 a.m.
TITLE 9. ENVIRONMENT
STATE WATER CONTROL BOARD
Final Regulation
REGISTRAR'S NOTICE: The
State Water Control Board is claiming an exemption from Article 2 of the
Administrative Process Act in accordance with § 2.2-4006 A 8 of the Code
of Virginia, which exempts general permits issued by the State Water Control
Board pursuant to the State Water Control Law (§ 62.1-44.2
et seq.), Chapter 24 (§ 62.1-242 et seq.) of Title 62.1, and
Chapter 25 (§ 62.1-254 et seq.) of Title 62.1 if the
board (i) provides a Notice of Intended Regulatory Action in conformance with
the provisions of § 2.2-4007.01; (ii) following the passage
of 30 days from the publication of the Notice of Intended Regulatory Action,
forms a technical advisory committee composed of relevant stakeholders,
including potentially affected citizens groups, to assist in the development of
the general permit; (iii) provides notice and receives oral and written comment
as provided in § 2.2-4007.03; and (iv) conducts at least
one public hearing on the proposed general permit.
Title of Regulation:
9VAC25-670. Virginia Water Protection General Permit for Facilities and
Activities of Utility and Public Service Companies Regulated by the Federal
Energy Regulatory Commission or the State Corporation Commission and Other
Utility Line Activities (amending 9VAC25-670-10 through 9VAC25-670-100;
adding 9VAC25-670-15, 9VAC25-670-25, 9VAC25-670-27, 9VAC25-670-35; repealing
9VAC25-670-95).
Statutory Authority: §§ 62.1-44.15 and 62.1-44.15:5
of the Code of Virginia; § 401 of the Clean Water Act (33 USC § 1251
et seq.).
Effective Date: August 2, 2016.
Agency Contact: Brenda Winn,
Department of Environmental Quality, 629 East Main Street, P.O. Box 1105,
Richmond, VA 233218, telephone (804) 698-4516, FAX (804) 698-4032, or email
brenda.winn@deq.virginia.gov.
Summary:
The regulatory action reissues the
existing general permit that expires on August 1, 2016. The amendments (i)
revise or clarify which activities in specific water sources require
application for a permit authorization and which activities are excluded; (ii)
revise and clarify the application process, including the administrative and
technical information required to achieve a complete permit application; (iii)
revise and clarify the compensatory mitigation requirements, such as the
sequencing of acceptable compensatory mitigation actions and compensatory mitigation
provisions, the requirements for compensating impacts to open waters, or the
compensation necessary for temporary impacts; (iv) modify provisions related to
application processing, informational requirements, or actions occurring
post-permit authorization for coverage; (v) modify permit authorization
transitions between general permit cycles; (vi) delete authorization term of
seven years and provisions for continuation of permit authorization coverage;
(vii) incorporate certain federal regulatory provisions; (viii) clarify and
update definitions; (ix) reorganize the regulation; and (x) correct grammar,
spelling, and references.
9VAC25-670-10. Definitions.
The words and terms used in this
chapter shall have the meanings defined in the State Water Control Law (§
62.1-44.2 et seq. of the Code of Virginia) and the Virginia Water Protection (VWP)
Permit Program Regulation (9VAC25-210) unless a different meaning is
required by the context clearly indicates otherwise or unless
otherwise is indicated below.
"Bank protection" means measures employed to
stabilize channel banks and combat existing erosion problems. Such measures may
include the construction of riprap revetments, sills, rock vanes, beach
nourishment, breakwaters, bulkheads, groins, spurs, levees, marsh toe
stabilization, anti-scouring devices, and submerged sills.
"Channelization" means the alteration of a
stream channel by widening, deepening, straightening, cleaning or paving
certain areas.
"Coverage" means authorization to conduct a
project in accordance with a VWP general permit.
"Cross-sectional sketch" means a graph or plot
of ground elevation across a waterbody or a portion of it, usually along a line
perpendicular to the waterbody or direction of flow.
"Emergent wetland" means a class of wetlands
characterized by erect, rooted, herbaceous plants growing in water or on a
substrate that is at least periodically deficient in oxygen as a result of
excessive water content, excluding mosses and lichens. This vegetation is
present for most of the growing season in most years and are usually dominated
by perennial plants.
"FEMA" means Federal Emergency Management
Agency.
"Forebay" means a deeper area at the upstream
end of a stormwater management facility that would be maintained through
excavation.
"Forested wetland" means a class of wetlands
characterized by woody vegetation that is six meters (20 feet) tall or taller. These
areas normally possess an overstory of trees, an understory of trees or shrubs,
and an herbaceous layer.
"Greater than one acre" means more than 1.00
acre (43,560 square feet).
"Impacts" means results caused by human-induced
activities conducted in surface waters, as specified in § 62.1-44.15:20 A of
the Code of Virginia.
"DEQ" means the Department of Environmental
Quality.
"Independent utility" means a test to determine
what constitutes a single and complete project. A project is considered to have
independent utility if it would be constructed absent the construction of other
projects in the project area. Portions of a phased project that depend upon
other phases of the project do not have independent utility. Portions of a
phased project that would be constructed even if the other phases are not built
can be considered as separate single and complete projects with independent public
and economic utility.
"Isolated Wetland of Minimal Ecological Value
(IWOMEV)" means a wetland that: (i) does not have a surface water
connection to other state waters; (ii) is less than one-tenth of an acre in
size; (iii) is not located in a Federal Emergency Management Agency designated
100-year floodplain; (iv) is not identified by the Virginia Natural Heritage
Program as a rare or state significant natural community; (v) is not forested;
and (vi) does not contain listed federal or state threatened or endangered
species.
"Less than one-half of an acre" means 0.49 acre
(21,779 square feet) or less.
"Notice of project completion" means a statement
submitted by the permittee or authorized agent that the authorized activities
and any required compensatory mitigation have been completed.
"Open water" means an area that, during a year
with normal patterns of precipitation, has standing water for sufficient
duration to establish an ordinary high water mark. The term "open
water" includes lakes and ponds but does not include ephemeral waters,
stream beds, or wetlands.
"Ordinary high water" or "ordinary high
water mark" means the line on the shore established by the fluctuations of
water and indicated by physical characteristics such as clear, natural line
impressed on the bank; shelving; changes in the character of soil; destruction
of terrestrial vegetation; the presence of litter and debris; or other
appropriate means that consider the characteristics of the surrounding areas.
"Perennial stream" means a well-defined channel
that contains water year round during a year of normal rainfall. Generally, the
water table is located above the streambed for most of the year and groundwater
is the primary source for stream flow. A perennial stream exhibits the typical
biological, hydrological, and physical characteristics commonly associated with
the continuous conveyance of water.
"Permanent impacts" means those impacts to
surface waters, including wetlands, that cause a permanent alteration of the
physical, chemical, or biological properties of the surface waters, or of the
functions and values of a wetland.
"Person" means an individual, corporation,
partnership, association, governmental body, municipal corporation, or any
other legal entity.
"Riprap" means a layer of nonerodible material
such as stone or chunks of concrete.
"Scrub-shrub wetland" means a class of wetlands
dominated by woody vegetation less than six meters (20 feet) tall. The species
include tree shrubs, young trees, and trees or shrubs that are small or stunted
because of environmental conditions.
"Single and complete project" means the total
project proposed or accomplished by a person, which also has independent
utility, as defined in this section. For linear projects, the "single and
complete project" (e.g., a single and complete crossing) will apply to each
crossing of a separate surface water (e.g., a single waterbody) water
body) and to multiple crossings of the same waterbody water body
at separate and distinct locations. Phases of a project that have independent
public and economic utility may each be considered single and complete.
"State program general permit (SPGP)" means a
general permit issued by the Department of the Army in accordance with 33
USC 1344(e), 33 CFR 325.2(e)(2), 33 USC § 1344 and 33 CFR
325.3(b) 33 CFR 325.5(c)(3) that is founded on a state program. The
SPGP is designed to avoid duplication between the federal and state programs.
"Stream bed" means the substrate of a stream, as
measured between the ordinary high water marks along a length of stream. The
substrate may consist of organic matter, bedrock or inorganic particles that
range in size from clay to boulders, or a combination of both. Areas contiguous
to the stream bed, but outside of the ordinary high water marks, are not
considered part of the stream bed.
"Surface waters" means all state waters that are
not ground water as defined in § 62.1-255 of the Code of Virginia.
"Temporary impacts" are those impacts to surface
waters, including wetlands, that do not cause a permanent alteration of the
physical, chemical, or biological properties of the surface water, or of the
functions and values of a wetland. Temporary impacts include activities in
which the ground is restored to its preconstruction conditions, contours, or
elevations, such that previous functions and values are restored.
"Up to 300 linear feet" means >0.00 to
300.00 linear feet or less, as measured along the center of the main
channel of the stream segment.
"Up to 1500 1,500 linear feet" means >0.00
to 1500.00 1,500.00 linear feet or less, as measured along
the center of the main channel of the stream segment.
"Up to one-tenth of an acre" means 0.10 acre
(4,356 square feet) or less.
"Up to two acres" one acre"
means 2.00 acres (87,120 square feet) 1.00 acre (43,560 square feet)
or less.
"Utility line" means a pipe or pipeline for the
transportation of a gaseous, liquid, liquefiable or slurry substance, for any
purpose, and a cable, line, or wire for the transmission for any purpose of
electrical energy, telephone, and telegraph messages and radio and television communication.
The term utility line does not include activities which drain a surface water
to convert it to an upland, such as drainage tiles or french drains; however,
it does apply to pipes conveying drainage from another area.
9VAC25-670-15. Statewide information requirements.
The board may request (i) such plans, specifications, and
other pertinent information as may be necessary to determine the effect of an
applicant's discharge on the quality of state waters or (ii) such other
information as may be necessary to accomplish the purposes of this chapter. Any
owner, permittee, or person applying for a VWP permit or general permit
coverage shall provide the information requested by the board.
9VAC25-670-20. Purpose; delegation of authority; effective
date of VWP general permit.
A. The purpose of this [ regulation chapter ]
is to establish VWP General Permit Number WP2 under [ the VWP permit
program regulation 9VAC25-210 ] to govern permanent and
temporary impacts related to the construction and maintenance of utility lines.
Applications for coverage under this VWP general permit shall be processed for
approval, approval with conditions, or denial by the board. Authorization,
authorization Coverage, coverage with conditions, or application
denial by the board shall constitute the VWP general permit action. Each VWP
general permit action and shall follow all provisions in the State
Water Control Law (§ 62.1-44.2 et seq. of the Code of Virginia), except for the
public comment and participation provisions, from which each VWP general permit
action is exempt.
B. The director, or his designee, may perform
any act of the board provided under this chapter, except as limited by §
62.1-44.14 of the Code of Virginia.
C. This VWP general permit regulation will become
effective on August 1, 2006, and will expire on August 1, 2016.
D. Authorization to impact surface waters under this VWP
general permit is effective upon compliance with all the provisions of
9VAC25-670-30. Notwithstanding the expiration date of this general permit
regulation, authorization to impact surface waters under this VWP general
permit will continue for seven years.
9VAC25-670-25. Authorization for coverage under VWP general
permit effective August 1, 2006.
A. All complete applications or notifications received by
the board through 11:59 p.m. on August 1, 2016, shall be processed in
accordance with the VWP general permit regulation in effect August 1, 2006,
through August 1, 2016. If the application or notification is incomplete or if
there is not adequate time as allowed by § 62.1-44.15:21 of the Code of
Virginia to make a completeness determination, the applicant shall reapply for
coverage under the VWP general permit effective August 2, 2016, or apply for a
VWP individual permit, including payment of any required permit application
fee. No refund of permit application fees shall be made.
B. VWP general permit authorizations granted through 11:59
p.m. on August 1, 2016, shall remain in full force and effect until 11:59 p.m.
on the expiration date stated on the VWP authorization cover page, unless
otherwise revoked or terminated or unless a notice of project completion is
received by the board on or before that date. Any permittee that desires to
continue an authorized activity beyond the stated expiration date must reapply
for coverage under the VWP general permit effective August 2, 2016, pursuant to
its terms, standards, and conditions, or apply for a VWP individual permit,
including payment of any required permit application fee. This section shall
only apply to permittees holding valid authorizations for coverage granted
under the VWP general permit effective August 1, 2006, through August 1, 2016.
9VAC25-670-27. VWP general permit coverage; transition;
continuation.
A. All applications or notifications received on or after
August 2, 2016, will be processed in accordance with the VWP general permit
regulation effective August 2, 2016.
B. The general permit in 9VAC25-670-100 is effective
August 2, 2016, and expires August 1, [ 2031 2026 ].
Any coverage that is granted pursuant to 9VAC25-670-30 shall remain in full
force and effect until 11:59 p.m. on August 1, [ 2031
2026 ], unless the general permit coverage is terminated or revoked
[ or unless a notice of project completion is received by the board ]
on or before this date. Where a permittee that has received general permit
coverage desires to continue or complete the authorized activities beyond
August 1, [ 2031 2026 ], the permittee
shall reapply for new general permit coverage or for a VWP individual permit,
including payment of any required permit application fee. Activities in surface
waters requiring a permit shall not commence or continue until VWP general
permit coverage is granted or a VWP individual permit is issued by the board.
C. Application may be made at any time for a VWP
individual permit in accordance with 9VAC25-210. Activities in surface waters
requiring a permit shall not commence or continue until VWP general permit
coverage is granted or a VWP individual permit is issued by the board.
9VAC25-670-30. Authorization to impact surface waters.
A. Any person governed by this granted coverage
under the VWP general permit is authorized to effective August 2,
2016, may permanently or temporarily impact up to one acre of nontidal
wetlands or open water and up to 1,500 linear feet of nontidal stream bed for
facilities and activities of utilities and public service companies regulated
by the Federal Energy Regulatory Commission or the State Corporation Commission
and other utility line activities, provided that:
1. The applicant submits notification as required in
9VAC25-670-50 and 9VAC25-670-60.
2. The applicant remits the any required permit
application processing fee in accordance with 9VAC25-20.
3. The applicant receives general permit coverage from the
Department of Environmental Quality and complies with the limitations and
other requirements of 9VAC25-670-100 the VWP general permit; the
general permit coverage [ letter ]; the Clean Water
Act, as amended; and the State Water Control Law and attendant regulations.
4. The applicant receives approval from the Virginia
Department of Environmental Quality.
5. 4. The applicant has not been required to
obtain a VWP individual permit under [ the VWP permit regulation (9VAC25-210)
9VAC25-210 ] for the proposed project impacts. The applicant, at
his discretion, may seek a VWP individual permit or coverage under another
applicable VWP general permit in lieu of this VWP general permit.
6. 5. Impacts, both temporary and permanent,
result from a single and complete project, including all attendant features.
a. Where a utility line has multiple crossings of surface
waters (several single and complete projects) with more than minimal impacts,
the board may at its discretion require a VWP individual permit for the
project.
b. Where an access road segment (e.g., the shortest segment of
a road with independent utility that is part of a larger project) has multiple
crossings of surface waters (several single and complete projects), the board
may, at its discretion, require a VWP individual permit.
7. 6. The stream impact criterion applies to all
components of the project, including any structures and stream channel
manipulations.
8. 7. When functions and values of
surface waters are permanently adversely affected, such as for conversion of
forested to emergent wetlands in a permanently maintained utility right-of-way,
compensation shall be required for impacts outside of a 20-foot wide
permanently maintained corridor. Compensation shall not be required for impacts
within the 20-foot wide portion of permanently maintained corridor. For
example, with a 50-foot wide, permanently maintained corridor, compensation on
each side of the 20-foot portion would be required for impacts that occur
between the 20-foot and the 50-foot marks.
9. [ Compensation ] 8. When
required, [ compensation ] for unavoidable impacts is
provided in accordance with 9VAC25-670-70 and 9VAC25-210-116.
B. Activities that may be authorized granted
coverage under this VWP general permit include the following:
1. The construction, maintenance, or repair of utility
lines, including outfall structures and the excavation, backfill, or
bedding for utility lines provided there is no change in preconstruction
contours.
2. The construction, maintenance, or expansion of a
substation facility or pumping station associated with a power line or utility
line.
3. The construction or maintenance of foundations for overhead
utility line towers, poles, or anchors, provided the foundations are the
minimum size necessary and separate footings for each tower leg (rather than a
single pad) are used where feasible.
4. The construction of access roads for the construction or
maintenance of utility lines including overhead power lines and utility line
substations, provided the activity in combination with any substation does not
exceed the threshold limit of this VWP general permit.
C. The board waives the requirement for coverage under a VWP
general permit for activities that occur in an isolated wetland of minimal
ecological value, as defined in 9VAC25-670-10 9VAC25-210-10. Any
Upon request by the board, any person claiming this waiver bears the
burden to shall demonstrate to the satisfaction of the board
that he qualifies for the waiver.
D. Receipt of Coverage under this VWP general
permit does not relieve the permittee of the responsibility to comply with any
other applicable federal, state, or local statute, ordinance, or
regulation.
E. In issuing this VWP general permit, the board has not
taken into consideration the structural stability of the proposed structure or
structures.
F. E. Coverage under a nationwide or regional
permit promulgated by the U.S. Army Corps of Engineers (USACE), and for which
the board has issued § 401 certification existing in accordance with
9VAC25-210-130 H as of August 1, 2006 August 2, 2016, shall
constitute coverage under this VWP general permit [ , ] unless
a state program general permit (SPGP) is approved required and
granted for the covered activity or impact. Notwithstanding any
other provision, activities authorized under a nationwide or regional permit
promulgated by the USACE and certified by the board in accordance with
9VAC25-210-130 do not need to obtain coverage under this VWP general permit
unless a state programmatic general permit is approved for the covered activity
or impact.
G. F. When the board determines on a
case-by-case basis that concerns for water quality and the aquatic environment
so indicate, the board may require individual applications and a
VWP individual permits permit in accordance with 9VAC25-210-130 B
rather than approving granting coverage under this VWP general
permit.
9VAC25-670-35. Administrative continuance.
Beginning on August 2, 2016, in any case where an existing
permittee has submitted a timely and complete notification or application for
coverage under the next consecutive VWP general permit in accordance with
9VAC25-670-50 and 9VAC25-670-60 and the board, through no fault of the
permittee, does not issue the next consecutive VWP general permit with an
effective date on or before the expiration date of the expiring VWP general
permit, the conditions of that expiring VWP general permit and any requirements
of coverage granted under it shall continue in force until the effective date
of the next consecutive VWP general permit.
9VAC25-670-40. Exceptions to coverage.
A. Authorization for coverage Coverage under
this VWP general permit will not apply in the following areas: is not
required if the activity is excluded from permitting in accordance with
9VAC25-210-60.
1. Wetlands composed of 10% or more of the following
species (singly or in combination) in a vegetative stratum: Atlantic white
cedar (Chamaecyparis thyoides), bald cypress (Taxodium distichum), water tupelo
(Nyssa aquatica), or overcup oak (Quercus lyrata). Percentages shall be based
upon either basal area or percent areal cover in the area of impact.
2. Surface waters where the proposed activity will impact
federal or state listed or proposed threatened or endangered species or
proposed or designated critical habitat.
B. Authorization for coverage Coverage under
this VWP general permit cannot be used in combination with authorizations
for coverage under other VWP general permits in order to impact greater
than one acre of nontidal wetlands or open water or greater than 1,500 linear
feet of nontidal stream bed. More than one authorization for Granting
coverage under this VWP general permit more than once for a single and
complete project is prohibited, except when the cumulative impact to surface
waters does not exceed the limits specified here.
C. The activity to impact surface waters shall not have been
prohibited by state law or regulations, nor shall it contravene applicable
Water Quality Standards (9VAC25-260).
D. The board shall deny application for coverage under
this VWP general permit to any applicant for conducting
activities that cause, may reasonably be expected to cause, or may be
contributing to a violation of water quality standards, including discharges or
discharge-related activities that are likely to significantly affect aquatic
life, or for activities that together with other existing or proposed impacts
to wetlands will cause or contribute to a significant impairment of state
waters or fish and wildlife resources.
E. This VWP general permit does not authorize activities that
cause more than minimal changes to the peak hydraulic flow characteristics,
that significantly increase flooding, or that cause more than minimal
degradation of the water quality of a stream.
F. This Coverage under this VWP general permit may
shall not be used granted for:
1. Construction of a stormwater management facility in
perennial streams or in waters designated as oxygen-impaired or
temperature-impaired (does not include wetlands).
2. Any water withdrawal activities.
3. The pouring of wet or uncured concrete or the use
of tremie concrete or grout bags in state waters, unless the area is contained
within a cofferdam or the work is performed in the dry or unless approved by
the Department of Environmental Quality.
4. Dredging or maintenance dredging.
5. The Any activity in surface waters that will
impact federal or state listed [ or proposed ] threatened
or endangered species or [ proposed or ] designated
critical habitat, or [ be the result in a ]
taking of threatened or endangered species in accordance with the following:
a. As pursuant to § 29.1-564 of the Code of Virginia, the
taking, transportation, processing, sale, or offer for sale within the
Commonwealth of any fish or wildlife appearing on any list of threatened or
endangered species published by the United States Secretary of the Interior
pursuant to the provisions of the federal Endangered Species Act of 1973
[ (P.L. (Public Law ] 93-205), or any modifications or
amendments thereto, is prohibited except as provided in § 29.1-568 of
the Code of Virginia.
b. As pursuant to § 29.1-566 of the Code of Virginia and
4VAC15-20-130 B and C, the taking, transportation, processing, sale, or
offer for sale within the Commonwealth of any [ state-listed state
listed ] endangered or threatened species is prohibited except as
provided in § 29.1-568 of the Code of Virginia.
6. Any activity in wetlands composed of 10% or more,
singularly or in combination, based upon either basal area or percent areal
cover in the area of impact, in a vegetative stratum: Atlantic white cedar
(Chamaecyparis thyoides), bald cypress (Taxodium distichum), water tupelo (Nyssa
aquatica), or overcup oak (Quercus lyrata).
7. Any activity in tidal waters.
9VAC25-670-50. Notification.
A. Notification to the board is not required for utility
line activities that have only temporary impacts provided the impacts do not
involve mechanized land clearing of forested wetlands.
B. A. Notification to the board will be
required prior to commencing construction, as follows:
1. An application for authorization of coverage for
proposed, permanent nontidal wetland or open water impacts greater than
one-tenth of an acre, or for proposed permanent nontidal stream
bed impacts greater than 300 linear feet, shall include all information
pursuant to 9VAC25-670-60 B. Compensatory mitigation may be required for all
permanent impacts in accordance with Parts I, II, and III of this VWP
general permit regulation. All temporary impacts shall be restored to
preexisting conditions, as per Parts I, II, and III of this VWP general permit
regulation.
2. An application for the authorization of coverage
for proposed, permanent nontidal wetland or open water impacts up to
one-tenth of an acre, or of for proposed, permanent
nontidal stream bed impacts up to 300 linear feet, shall be submitted as
follows in accordance with either subdivision 2 a or 2 b of this subsection:
a. For any proposed project in wetlands, open water,
streams, or compensatory mitigation sites that are under a deed restriction,
conservation easement, declaration of restrictive covenant, or other land use
protective instrument (hereafter "protected areas"), when such
restriction, easement, covenant, or instrument is the result of a federal or
state permit action and is specific to activities in wetlands and compensatory
mitigation sites, the application shall include all of the information required
by 9VAC25-670-60 B. Compensatory mitigation may be required for all permanent
impacts.
a. b. For all other projects [ that
are not subject to subdivision 2 b of this subsection ], the
application shall include the information required by subdivisions 1 through
9, 13, 15, 20, and 21 1 through 7, 10, 11, 14, and 15 of
9VAC25-670-60 B, and documentation that verifies the quantity and type
of impacts. Compensatory mitigation may be required for all permanent impacts
once the notification limits of one-tenth acre wetlands or open water, or 300
linear feet of stream bed, are exceeded, and if required, the application
shall include the information in 9VAC25-670-60 B 12. All temporary
impacts, regardless of amount, shall be restored to preexisting conditions, as
per Parts I and III of this VWP general permit regulation.
b. For any proposed project in wetlands, open water,
streams, or compensatory mitigation sites that are under a deed restriction,
conservation easement, restrictive covenant, or other land use protective
instrument (hereafter protected areas), when such restriction, easement,
covenant, or instrument is the result of a federal or state permit action and
is specific to activities in wetlands and compensatory mitigation sites, the
application shall include all of the information required by 9VAC25-670-60 B,
and documentation that verifies the quantity and type of impacts. Compensatory
mitigation may be required for all permanent impacts, regardless of amount. All
temporary impacts, regardless of amount, shall be restored to preexisting
conditions, as per Parts I and III of this VWP general permit regulation.
C. A Joint Permit Application (JPA) or Virginia Department
of Transportation Interagency Coordination Meeting Joint Permit Application
(VDOT IACM JPA)
B. The Department of Environmental Quality-approved
application forms shall serve as an application under this regulation
for a VWP permit or VWP general permit coverage.
D. C. The board will determine whether the
proposed activity requires coordination with the [ United States U.S. ]
Fish and Wildlife Service, the Virginia Department of Conservation and
Recreation, the Virginia Department of Agriculture and Consumer Services and
the Virginia Department of Game and Inland Fisheries regarding the presence of
federal or state [ proposed or ] listed threatened and
endangered species or [ proposed or ] designated critical
habitat. Based upon consultation with these agencies, the board may deny application
for coverage under this general permit. The applicant may also consult with
these agencies prior to submitting an application. Species or habitat
information that the applicant provides will assist DEQ the
Department of Environmental Quality in reviewing and processing the
application.
9VAC25-670-60. Application.
A. Applications shall be filed with the board, as follows:
1. The applicant shall file a complete application in accordance with
9VAC25-670-50 and this section for a coverage under this
VWP General Permit WP2 general permit for impacts to surface
waters resulting from utility activities of utilities, which
will serve as a notice of intent for coverage under this VWP general permit.
2. The VDOT may use its monthly IACM process for submitting
applications.
B. The required A complete application shall
contain for VWP general permit coverage, at a minimum, consists of
the following information [ , ] if applicable to the project:
1. The applicant's legal name, mailing address, and
telephone number, and, if applicable, electronic mail address
and fax number.
2. If different from the applicant, legal name, mailing
address, telephone number, and if applicable, electronic mail address and fax
number of property owner.
2. The 3. If applicable, the authorized agent's (if
applicable) name, mailing address, telephone number, and, if
applicable, fax number and electronic mail address.
3. 4. The existing VWP general permit tracking
number (if applicable), if applicable.
4. The name of the project, narrative description of
project purpose, and a description of the proposed activity in surface waters.
5. The name of the water body or water bodies or receiving
stream, as applicable.
6. The hydrologic unit code (HUC) for the project area.
7. The name of the city or county where the project is located.
8. Latitude and longitude (to the nearest second) from a
central location within the project limits.
9. A detailed location map (e.g., a United States Geologic
Survey topographic quadrangle map) of the project area, including the project
boundary. The map shall be of sufficient detail such that the site may be
easily located for site inspection.
10. (Reserved.)
11. Project plan view. Plan view sketches shall include, at
a minimum, north arrow, scale, existing structures, existing and proposed contours
(if available), limit of surface water areas, direction of flow, ordinary high
water, impact limits, and location and dimension of all proposed structures in
impact areas. In addition, cross-sectional or profile sketches with the above
information may be required to detail impact areas.
12. (Reserved.)
13. Surface water impact information (wetlands, streams, or
open water) for both permanent and temporary impacts, including a description
of the impact, the areal extent of the impact (area of wetland in square feet
and acres; area of stream, length of stream, and average width), the location
(latitude and longitude at the center of the impact, or at the center of each
impact for linear projects) and the type of surface water impact (open water;
wetlands according to the Cowardin classification or similar terminology; or
perennial and nonperennial for streams). The board encourages applicants to
coordinate the determination of perennial or nonperennial streams with the
appropriate local government agency in Tidewater Virginia.
14. Functional values assessment for impacts to wetlands
greater than one acre, which shall consist of a summary of field observations
of the existing wetland functions and values and an assessment of the impact
that the project will have on these functions and values. The following
parameters and functions shall be directly addressed: surrounding land uses and
cover types; nutrient, sediment, and pollutant trapping; flood control and
flood storage capacity; erosion control and shoreline stabilization;
groundwater recharge and discharge; aquatic and wildlife habitat; and unique or
critical habitats.
15. A description of the specific on-site measures
considered and taken during project design and development both to avoid and
minimize impacts to surface waters to the maximum extent practicable.
16. A conceptual plan for the intended compensation for
unavoidable impacts, including:
a. For wetlands, the conceptual compensation plan shall
include: the goals and objectives in terms of replacement of wetland acreage
and function; a detailed location map (e.g., a United States Geologic Survey
topographic quadrangle map), including latitude and longitude (to the nearest
second) at the center of the site; a description of the surrounding land use; a
hydrologic analysis, including a draft water budget based on expected monthly
inputs and outputs which will project water level elevations for a typical
year, a dry year, and a wet year; groundwater elevation data, if available, or
the proposed location of groundwater monitoring wells to collect these data; a
map for existing surface water areas on the proposed site or sites, including a
wetland delineation confirmation for any existing wetlands; a conceptual
grading plan; a conceptual planting scheme, including suggested plant species
and zonation of each vegetation type proposed; and a description of existing
soils, including general information on topsoil and subsoil conditions,
permeability, and the need for soil amendments.
b. For streams, the conceptual compensation plan shall
include: the goals and objectives in terms of water quality benefits and
replacement of stream functions; a detailed location map (e.g., a United States
Geologic Survey topographic quadrangle map), including the latitude and
longitude to the nearest second; the proposed stream segment restoration
locations, including plan view and cross-section sketches; the stream
deficiencies that need to be addressed; the proposed restoration measures to be
employed, including channel measurements, proposed design flows and types of
instream structures; and reference stream data, if available.
c. Applicants proposing to compensate off-site, including
purchase or use of mitigation bank credits, or contribution to an in-lieu fee
fund, shall submit an evaluation of the feasibility of on-site compensation. If
on-site compensation is practicable, applicants shall provide documentation as
to why the proposed off-site compensation is ecologically preferable. The
evaluation shall include, but not be limited to, the following assessment
criteria: water quality benefits, hydrologic source, hydrologic regime,
watershed, surface water functions and values, vegetation type, soils, impact
acreage, distance from impacts, timing of compensation versus impacts,
acquisition, constructability, and cost.
d. Applicants proposing compensation involving
contributions to an in-lieu fee fund shall state such as the conceptual
compensation plan. Written documentation of the willingness of the entity to
accept the donation and documentation of how the amount of the contribution was
calculated shall be submitted prior to issuance of this general permit
authorization.
e. Applicants proposing compensation involving the purchase
or use of mitigation banking credits shall include as their conceptual
compensation plan:
(1) The name of the proposed mitigation bank and the HUC in
which it is located;
(2) The number of credits proposed to be purchased or used;
and
(3) Certification from the bank owner of the availability of
credits.
17. A delineation map must be provided of the geographic
area of a delineated wetland for all wetlands on the site, in accordance with
9VAC25-210-45, including the wetlands data sheets. The delineation map shall
also include the location of streams, open water, and the approximate limits of
Chesapeake Bay Resource Protection Areas (RPAs), as other state or local
requirements may apply if the project is located within an RPA. Wetland types
shall be noted according to their Cowardin classification or similar
terminology. A copy of the USACE delineation confirmation, or other
correspondence from the USACE indicating their approval of the wetland
boundary, shall be provided at the time of application, or if not available at
that time, as soon as it becomes available during the VWP permit review.
18. A copy of the FEMA flood insurance rate map or
FEMA-approved local floodplain map for the project site.
19. The appropriate application processing fee for a VWP
general permit in accordance with 9VAC25-20. The permit application fee for VWP
permit authorizations is based on acres only. Therefore, impacts that include
linear feet of stream bed must be converted to an acreage in order to calculate
the permit application fee.
20. A written disclosure identifying all wetlands, open
water, streams, and associated upland buffers within the proposed project or
compensation areas that are under a deed restriction, conservation easement,
restrictive covenant, or other land use protective instrument (protected
areas). Such disclosure shall include the nature of the prohibited activities
within the protected areas.
21. The following certification:
"I certify under penalty of law that this document and
all attachments were prepared under my direction or supervision in accordance
with a system designed to assure that qualified personnel properly gather and
evaluate the information submitted. Based on my inquiry of the person or
persons who manage the system or those persons directly responsible for
gathering the information, the information submitted is to the best of my
knowledge and belief true, accurate, and complete. I am aware that there are
significant penalties for submitting false information including the
possibility of fine and imprisonment for knowing violations."
C. The application shall be signed in accordance with
9VAC25-210-100. If an agent is acting on behalf of an applicant, the applicant
shall submit an authorization of the agent that includes the signatures of both
the applicant and the agent.
5. Project name and proposed project schedule.
6. The following information for the project site location
and any related permittee-responsible compensatory mitigation site [ ,
if applicable ]:
a. The physical street address, nearest street, or nearest
route number; city or county; zip code; and if applicable, parcel number of the
site or sites.
b. Name of the impacted water body or water bodies, or
receiving waters, as applicable, at the site or sites.
c. The latitude and longitude to the nearest second at the
center of the site or sites.
d. The fourth order subbasin, as defined by the hydrologic
unit boundaries of the National Watershed Boundary Dataset, for the site or
sites.
e. A detailed map depicting the location of the site or
sites, including the project boundary [ and all existing
preservation areas on the site or sites ]. The map (e.g., a
[ United States U.S. ] Geologic Survey
topographic quadrangle map) should be of sufficient detail to easily locate the
site or sites for inspection.
[ f. GIS-compatible shapefile or shapefiles of the
project boundary and all existing preservation areas on the site or sites,
unless otherwise approved by or coordinated with DEQ. The requirement for a
GIS-compatible shapefile or shapefiles may be waived by DEQ on a
case-by-case basis. ]
7. A narrative description of the project, including
project purpose and need.
8. Plan-view drawing or drawings of the project site sufficient
to assess the project, including at a minimum the following:
a. North arrow, graphic scale, and existing and proposed
topographic or bathymetric contours.
b. Limits of proposed impacts to surface waters.
c. Location of all existing and proposed structures.
d. All delineated wetlands and all jurisdictional surface
waters on the site, including the Cowardin classification (i.e., emergent,
scrub-shrub, or forested) for those surface waters and waterway name, if
designated; ebb and flood or direction of flow; and ordinary high water mark in
nontidal areas.
e. The limits of Chesapeake Bay Resource Protection Areas
(RPAs) as field-verified by the applicant [ , ] and if
available, the limits as approved by the locality in which the project site is
located [ , ] unless the proposed use is exempt from
the Chesapeake Bay reservation Area Designation and Management Regulations
(9VAC25-830).
f. The limits of any areas that are under a deed
restriction, conservation easement, restrictive covenant, or other land use
protective instrument (i.e., protected areas).
9. Cross-sectional and profile drawing or drawings.
Cross-sectional drawing or drawings of each proposed impact area shall include
at a minimum a graphic scale, existing structures, existing and proposed elevations,
limits of surface water areas, ebb and flood or direction of flow (if
applicable), ordinary high water mark in nontidal areas, impact limits, and
location of all existing and proposed structures. Profile drawing or drawings
with this information may be required on a case-by-case basis to demonstrate
minimization of impacts. Any application that proposes piping or culverting
stream flows shall provide a longitudinal profile of the pipe or culvert
position and stream bed thalweg, or shall provide spot elevations of the stream
thalweg at the beginning and end of the pipe or culvert, extending to a minimum
of 10 feet beyond the limits of proposed impact.
10. A narrative description of all impacts proposed to
surface waters, including the type of activity to be conducted in surface
waters and any physical alteration to surface waters. Surface water impacts
shall be identified as follows:
a. Wetland impacts identified according to their Cowardin
classification (i.e., emergent, scrub-shrub, or forested) [ ,; ]
and for each classification, the individual impacts quantified in square
feet to the nearest whole number, cumulatively summed in square feet, and then
the sum converted to acres and rounded to two decimal places using commonly
accepted arithmetic principles of rounding.
b. Individual stream impacts [ (i) ] quantified
[ by length ] in linear feet to the nearest whole number
and [ then cumulatively summed, by average width in
feet to the nearest whole number; (ii) quantified in square feet to the nearest
whole number; ] and [ (iii) ] when
compensatory mitigation is required, the impacts identified according to the
assessed type using the Unified Stream Methodology.
c. Open water impacts identified according to their
Cowardin classification, and for each type, the individual impacts quantified
in square feet to the nearest whole number, cumulatively summed in square feet,
and then the sum converted to acres and rounded to two decimal places using
commonly accepted arithmetic principles of rounding.
d. A copy of the approved jurisdictional determination,
[ if when ] available, or [ when
unavailable, (i) ] the preliminary jurisdictional determination
from the U.S. Army Corps of Engineers (USACE), U.S. Department of Agriculture
Natural Resources Conservation Service (NRCS), or DEQ [ , ]
or [ (ii) ] other correspondence from the USACE,
NRCS, or DEQ indicating approval of the boundary of applicable jurisdictional
surface waters, including wetlands data sheets if applicable.
e. A delineation map [ and GIS-compatible
shapefile or shapefiles of the delineation map ] that
[ (i) ] depicts the geographic area or areas of all surface
water boundaries delineated in accordance with 9VAC25-210-45 and confirmed in
accordance with the jurisdictional determination process; [ (ii) ]
identifies such areas in accordance with subdivisions 10 a, 10 b, and 10 c
of this subsection; and [ (iii) ] quantifies and
identifies any other surface waters according to their Cowardin classification
(i.e., emergent, scrub-shrub, or forested) or similar terminology [ ,
if applicable ]. [ The requirements for a
delineation map or GIS-compatible shapefile or shapefiles may be waived by DEQ
on a case-by-case basis. ]
11. An alternatives analysis for the proposed project
detailing the specific on-site measures taken during project design and
development to first avoid and then minimize impacts to surface waters to the
maximum extent practicable in accordance with the Guidelines for Specification
of Disposal Sites for Dredged or Fill Material, 40 CFR Part 230. Avoidance and
minimization includes, but is not limited to, the specific on-site measures
taken to reduce the size, scope, configuration, or density of the proposed
project, including review of alternative sites where required for the project,
which would avoid or result in less adverse impact to surface waters, and
documentation demonstrating the reason the applicant determined less damaging
alternatives are not practicable. The analysis shall demonstrate to the
satisfaction of the board that avoidance and minimization opportunities have
been identified and measures have been applied to the proposed activity such
that the proposed activity in terms of impacts to state waters and fish and
wildlife resources is the least environmentally damaging practicable
alternative.
12. A compensatory mitigation plan to achieve no net loss
of wetland acreage [ or and ] functions
or stream functions and water quality benefits.
a. If permittee-responsible compensation is proposed for
wetland impacts, a conceptual wetland compensatory mitigation plan must be
submitted in order for an application to be deemed complete and shall include
at a minimum (i) the goals and objectives in terms of replacement of wetland
acreage [ or and ] functions; (ii) a
detailed location map including latitude and longitude to the nearest second
and the fourth order subbasin, as defined by the hydrologic unit boundaries of
the National Watershed Boundary Dataset, at the center of the site; (iii) a
description of the surrounding land use; (iv) a hydrologic analysis including a
draft water budget for nontidal areas based on expected monthly inputs and
outputs that will project water level elevations for a typical year, a dry
year, and a wet year; (v) groundwater elevation data, if available, or the
proposed location of groundwater monitoring wells to collect these data; (vi)
wetland delineation confirmation, data sheets, and maps for existing surface
water areas on the proposed site or sites; (vii) a conceptual grading plan;
(viii) a conceptual planting scheme including suggested plant species and
zonation of each vegetation type proposed; (ix) a description of existing soils
including general information on both topsoil and subsoil conditions,
permeability, and the need for soil amendments; (x) a draft design of any water
control structures; (xi) inclusion of buffer areas; (xii) a description of any
structures and features necessary for the success of the site; (xiii) the
schedule for compensatory mitigation site construction; and (xiv) measures for
the control of undesirable species.
b. If permittee-responsible compensation is proposed for
stream impacts, a conceptual stream compensatory mitigation plan must be
submitted in order for an application to be deemed complete and shall include
at a minimum (i) the goals and objectives in terms of water quality benefits
and replacement of stream functions; (ii) a detailed location map including the
latitude and longitude to the nearest second and the fourth order subbasin, as
defined by the hydrologic unit boundaries of the National Watershed Boundary
Dataset, at the center of the site; (iii) a description of the surrounding land
use; (iv) the proposed stream segment restoration locations including plan view
and cross-sectional drawings; (v) the stream deficiencies that need to be
addressed; (vi) data obtained from a DEQ-approved, stream impact assessment
methodology such as the Unified Stream Methodology; (vii) the proposed
restoration measures to be employed including channel measurements, proposed
design flows, types of instream structures, and conceptual planting scheme;
(viii) reference stream data, if available; (ix) inclusion of buffer areas; (x)
schedule for restoration activities; and (xi) measures for the control of
undesirable species.
c. For any permittee-responsible compensatory mitigation,
the conceptual compensatory mitigation plan shall also include a draft of the
intended protective mechanism or mechanisms, in accordance with 9VAC25-210-116
B 2, such as, but not limited to, a conservation easement held by a third party
in accordance with the Virginia Conservation Easement Act (§ 10.1-1009 et seq.
of the Code of Virginia) or the Virginia Open-Space Land Act (§ 10.1-1700 et
seq. of the Code of Virginia), a duly recorded declaration of restrictive
covenants, or other protective instrument. The draft intended protective
mechanism shall contain the information in subdivisions c (1), c (2), and c (3)
of this subdivision 12 or in lieu thereof shall describe the intended
protective mechanism or mechanisms that contains the information required
below:
(1) A provision for access to the site;
(2) The following minimum restrictions: no ditching, land
clearing, or discharge of dredge or fill material, and no activity in the area
designated as compensatory mitigation area with the exception of maintenance;
corrective action measures; or DEQ-approved activities described in the
approved final compensatory mitigation plan or long-term management plan; and
(3) A long-term management plan that identifies a long-term
steward and adequate financial assurances for long-term management in
accordance with the current standard for mitigation banks and in-lieu fee
program sites, except that financial assurances will not be necessary for
permittee-responsible compensation provided by government agencies on
government property. If approved by DEQ, permittee-responsible compensation on
government property and long-term protection may be provided through federal
facility management plans, integrated natural resources management plans, or
other alternate management plans submitted by a government agency or public
authority.
d. Any compensatory mitigation plan proposing the purchase
of mitigation bank or in-lieu fee program credits shall include the number and
type of credits proposed to be purchased and documentation from the approved
mitigation bank or in-lieu fee program sponsor of the availability of credits
at the time of application.
13. Permit application fee. The applicant will be notified
by the board as to the appropriate fee for the project [ in
accordance with 9VAC25-20 ].
14. A written description and a graphical depiction
identifying all upland areas including buffers, wetlands, open water, other
surface waters, and compensatory mitigation areas located within the proposed
project boundary or permittee-responsible compensatory mitigation areas that
are under a deed restriction, conservation easement, restrictive covenant, or
other land use protective instrument (i.e., protected areas). Such description
and a graphical depiction shall include the nature of the prohibited activities
within the protected areas and the limits of Chesapeake Bay Resource Protection
Areas (RPAs) as field-verified by the applicant [ , ] and
if available, the limits as approved by the locality in which the project site
is located, unless the proposed use is exempt from the Chesapeake Bay
Preservation Area Designation and Management Regulations (9VAC25-830), as
additional state or local requirements may apply if the project is located within
an RPA.
15. Signature page that has been signed, dated, and
certified by the applicant in accordance with 9VAC25-210-100. If the applicant
is a business or other organization, the signature must be made by an
individual with the authority to bind the business or organization, and the
title of the signatory must be provided. The application signature page, either
on the copy submitted to the Virginia Marine Resources Commission or to DEQ,
must have an original signature. Electronic submittals containing the original
signature page, such as that contained in a scanned document file, are
acceptable.
C. An analysis of the functions of wetlands proposed to be
impacted may be required by DEQ. When required, the method selected for the
analysis shall assess water quality or habitat metrics and shall be coordinated
with DEQ in advance of conducting the analysis.
1. No analysis shall be required when:
a. Wetland impacts per each single and complete project
total 1.00 acre or less; or
b. The proposed compensatory mitigation consists of
purchasing mitigation bank or in-lieu fee program credits at standard
mitigation ratios of 2:1 for forest, 1.5:1 for scrub-shrub, and 1:1 for
emergent, or higher.
2. Analysis shall be required when wetland impacts per each
single and complete project total 1.01 acres or more and when any of the
following applies:
a. The proposed compensatory mitigation consists of
permittee-responsible compensation, including water quality enhancements as
replacement for wetlands; or
b. The proposed compensatory mitigation consists of
purchasing mitigation bank or in-lieu fee program credits at less than the
standard mitigation ratios of 2:1 for forest, 1.5:1 for scrub-shrub, and 1:1
for emergent.
D. Upon receipt of an application by the appropriate DEQ
office, the board has 15 days to review the application and either determine
the information requested in subsection B of this section is complete or inform
the applicant that additional information is required to make the application
complete. Coverage under the VWP general permit shall be approved, or
approved with conditions, or the application shall be denied [ , ]
within 45 days of receipt of a complete application. If the board fails to act
within 45 days on a complete application, coverage under the VWP general permit
shall be deemed approved granted.
1. In evaluating the application, the board shall make an assessment
of the impacts associated with the project in combination with other existing
or proposed impacts. Coverage Application for coverage under the
VWP general permit shall be denied if the cumulative impacts will cause or
contribute to a significant impairment of surface waters or fish and wildlife
resources.
2. The board may place additional conditions requirements
on a project in order to approve authorization grant coverage
under this VWP general permit. However, these conditions the
requirements must be consistent with [ the VWP general
permit regulation this chapter ].
E. Incomplete application. Where an application is incomplete
not accepted as complete by the board within 15 days of receipt, the
board shall require the submission of additional information from the
applicant and may suspend processing the of any application
until such time as the applicant has supplied the requested information and the
application is complete. Where the applicant becomes aware that he omitted one
or more relevant facts from an application, or submitted incorrect information
in an application or in reports any report to the board, he
the applicant shall immediately submit such facts or the correct
information. A revised application with new information shall be deemed a new
application, for the purposes of review but shall not require an
additional permit application fee. An incomplete permit application may be
administratively withdrawn from processing by the board for failure to
provide the required information after 180 60 days from the
date that of the original permit application was received latest
written information request made by the board. An applicant may request
a suspension of application review by the board, but requesting a suspension
shall not preclude the board from administratively withdrawing an incomplete
application. Resubmittal of a permit application for the same or similar
project, after such time that the original permit application was
administratively withdrawn, shall require submittal of an additional permit
application fee.
9VAC25-670-70. Compensation.
A. In accordance with 9VAC25-670-50 B, compensatory Compensatory
mitigation may be required for all permanent, nontidal surface water
impacts as specified in 9VAC25-670-50 A. All temporary, nontidal surface
water impacts shall be restored to preexisting conditions in accordance with
9VAC25-670-100.
B. Generally, the sequence of preferred compensation
options shall be restoration, then creation, then mitigation banking, and then
in-lieu fee fund. Also, on-site, in-kind compensatory mitigation, when
available, shall be deemed the most ecologically preferable form of
compensation for project impacts, in most cases. However, off-site or
out-of-kind compensation opportunities that prove to be more ecologically
preferable to practicable on-site or in-kind compensation may be considered.
When the applicant can demonstrate satisfactorily that an off-site or
out-of-kind compensatory mitigation proposal is ecologically preferable, then
such proposal may be deemed appropriate for compensation of project impacts.
C. For the purposes of this VWP general permit,
compensatory mitigation for unavoidable wetland impacts may be met through the
following:
1. Wetland creation.
2. Wetland restoration.
3. The purchase or use of credits from a mitigation bank,
pursuant to § 62.1-44.15:23 of the Code of Virginia.
4. A contribution to an approved in-lieu fee fund.
5. Preservation of upland buffers adjacent to state waters,
when utilized in conjunction with subdivision 1, 2, or 3 of this subsection and
when consistent with 9VAC25-210-116 A.
6. Restoration of upland buffers adjacent to state waters,
when utilized in conjunction with subdivision 1, 2, or 3 of this subsection and
when consistent with 9VAC25-210-116 A.
7. Preservation of wetlands, when utilized in conjunction
with subdivision 1, 2, or 3 of this subsection.
D. For the purposes of this VWP general permit,
compensatory mitigation for unavoidable stream impacts may be met through the
following:
1. Stream channel restoration or enhancement.
2. Riparian buffer restoration or enhancement.
3. Riparian buffer preservation, when consistent with
9VAC25-210-116 A.
4. A contribution to an approved in-lieu fee fund.
5. The purchase or use of credits from a mitigation bank,
pursuant to § 62.1-44.15:23 of the Code of Virginia.
E. In order for contribution to an in-lieu fee fund to be
an acceptable form of compensation, the fund must be approved for use by the
board according to the provisions of 9VAC25-210-116 D. The applicant shall
provide proof of contribution to DEQ prior to commencing activities in impact
areas.
F. In order for purchase or use of bank credits to be an
acceptable form of compensation, the bank shall be operating in accordance with
the provisions of § 62.1-44.15:23 of the Code of Virginia and 9VAC25-210-116 E.
The applicant shall provide proof of purchase, use, or debit to DEQ prior to
commencing activities in impact areas.
G. B. Compensatory mitigation and any compensatory
mitigation proposals shall be in accordance with this section and
9VAC25-210-116.
Compensation C. When required, compensatory
mitigation for unavoidable permanent wetland impacts shall be provided at
the following minimum compensation to impact mitigation ratios:
1. Impacts to forested wetlands shall be mitigated at 2:1, as
calculated on an area basis.
2. Impacts to scrub-shrub wetlands shall be mitigated at
1.5:1, as calculated on an area basis.
3. Impacts to emergent wetlands shall be mitigated at 1:1, as
calculated on an area basis.
H. Compensation D. When required, compensatory
mitigation for stream bed impacts shall be appropriate to replace lost
functions and water quality benefits. One factor in determining the required
stream compensation shall be an analysis of stream impacts utilizing a stream
impact assessment methodology acceptable to DEQ the Department of
Environmental Quality.
I. E. Compensation for permanent open water
impacts, other than to streams, may be required at a an
in-kind or out-of-kind mitigation ratio of 1:1 replacement to impact
ratio or less, as calculated on an area basis, to offset impacts to
state waters and fish and wildlife resources from significant impairment.
Compensation shall not be required for permanent or temporary impacts to
open waters identified as palustrine by the Cowardin classification method,
[ except but compensation may be required ] when
such open waters are located in areas of karst topography in Virginia and are
formed by the natural solution of limestone.
J. Compensation F. When conversion results in a
permanent alteration of the functions of a wetland, compensatory mitigation
for conversion impacts to wetlands shall be required at a 1:1 replacement to
impact mitigation ratio, as calculated on an area basis, when
such conversion results in a permanent alteration of the functions and values
of the wetland. For example, the permanent conversion of a forested wetland
to an emergent wetland is considered to be a permanent impact for the purposes
of this [ regulation chapter ]. Compensation for
conversion of other types of surface waters may be required, as appropriate, to
offset impacts to state waters and fish and wildlife resources from
significant impairment.
9VAC25-670-80. Notice of planned changes; modifications to
coverage.
A. The permittee shall notify the board in advance of the
a planned change, and the planned change an application or
request will for modification of an authorization for coverage shall
be reviewed according to all provisions of this regulation chapter.
Coverage shall not be modified if (i) the cumulative total of permanent and
temporary impacts [ for a single and complete project ] exceeds
one acre of nontidal wetlands or open water or exceeds 1,500 linear feet of
nontidal stream bed or (ii) the criteria in subsection B of this section are
not met. The applicant may submit a new permit application for consideration
under a VWP individual permit.
B. Authorization under this VWP general permit coverage
may be modified subsequent to issuance if the permittee determines that
additional permanent wetland, open water, or stream under the following
circumstances:
1. Additional impacts to surface waters are necessary,
provided that the additional impacts are associated with the previously
authorized activities in authorized locations within the same phase of
development or within logical termini, the cumulative increase in acreage of
wetland or open water impacts is not greater than 1/4 acre, the cumulative
increase in stream bed impacts is not greater than 100 linear feet, and the
additional impacts are fully mitigated. Prior to a planned change approval, DEQ
may require submission of a compensatory mitigation plan for the additional
impacts. In cases where the original impacts totaled less than 1/10 acre of
wetlands or open water, or less than 300 linear feet of stream bed, and the
additional impacts result in these limits being exceeded, the notice of planned
change will not be approved. However, the applicant may submit a new permit
application and permit application fee for the total impacts to be considered
under this VWP general permit, another VWP general permit, or a VWP individual
permit.:
a. The additional impacts are proposed prior to impacting
those additional areas.
b. The proposed additional impacts are located within the
project boundary as depicted in the application for coverage or are located in
areas of directly-related off-site work [ , ] unless
otherwise prohibited by this [ VWP general permit regulation
chapter ].
c. The permittee has provided sufficient documentation that
the board may reasonably determine that the additional impacts will not impact
federal or state listed [ or proposed ] threatened
or endangered species or [ proposed or ] designated
critical habitat, or [ be the result in a ] taking
of threatened or endangered species. [ The board recommends that
the permittee verify that the project will not impact any proposed threatened
or endangered species or proposed critical habitat. ]
d. The cumulative, additional permanent wetland or open
water impacts for one or more notices of planned change do not exceed 0.25
acre.
e. The cumulative, additional permanent stream impacts for
one or more notices of planned change do not exceed 100 linear feet.
f. Documentation is provided demonstrating that the
proposed surface water impacts have been avoided to the maximum extent
practicable in accordance with the informational requirements of 9VAC25-670-60
B 11.
g. Compensatory mitigation for the proposed impacts, if
required, meets the requirements of 9VAC25-670-70 and 9VAC25-210-116. Prior to
a planned change approval, the Department of Environmental Quality may require
submission of a compensatory mitigation plan for the additional impacts.
h. Where such additional impacts are temporary, and prior
to initiating the impacts, the permittee provides a written statement to the
board that the area to be temporarily impacted will be restored to its
preconstruction elevations and contours [ , ] with
topsoil from the impact area where practicable, such that the previous acreage
and functions are restored [ , ] in accordance
with Part I A 3 and B 11 of 9VAC25-670-100. The additional temporary impacts shall
not cause the cumulative total impacts to exceed the general permit threshold
for use. The proposed temporary impacts shall be deemed approved if DEQ does
not respond within 10 days of receipt of the request for authorization to
temporarily impact additional surface waters.
i. The additional [ proposed ] impacts
do not change the category of the project, based on the original impact amounts
as specified in 9VAC25-670-50 A 2. However, the applicant may submit a new
permit application for the total impacts to be considered under this VAP
general permit, another VWP general permit, or a VWP individual permit.
C. Authorization under this VWP general permit may be
modified after issuance if the project results in less 2. A reduction in
wetland or stream impacts. Compensation Compensatory mitigation
requirements may be modified in relation to the adjusted impacts at the
request of the permittee, provided that the adjusted compensation compensatory
mitigation meets the initial authorization compensation compensatory
mitigation goals. DEQ shall not be responsible for ensuring refunds for
mitigation bank credit purchases, mitigation bank usage, or in-lieu fee fund
contributions program credit purchases.
D. Authorization under this VWP general permit may be
modified after issuance for a 3. A change in project plans or use
that does not result in a change in to authorized project impacts
other than those allowed in subdivisions 1 and 2 of this subsection.
E. Authorization under the VWP general permit may be modified
for a change to the mitigation bank at which credits are purchased or used,
provided that the same amount of credits are purchased or used and all criteria
for use in 9VAC25-210-116 E are met.
F. Authorization under the VWP general permit may be modified
after issuance for typographical errors.
G. A notice of planned change is not required after
authorization issuance for additional temporary impacts to surface waters,
provided that DEQ is notified in writing regarding additional temporary impacts,
and the area is restored to preexisting conditions in accordance with Part I C
11 of this general permit. In no case can the additional temporary impacts
exceed the general permit threshold for use.
H. In no case can this authorization be modified to exceed
the general permit threshold for use.
I. A notice of planned change shall be denied if fish and
wildlife resources are significantly impacted or if the criteria in subsection
B of this section are not met. However, the original VWP general permit authorization
shall remain in effect. The applicant may submit a new permit application and
permit application fee for consideration under a VWP individual permit.
4. Substitute a specific, DEQ-approved mitigation bank or
in-lieu fee program with another DEQ-approved mitigation bank or in-lieu fee
program or substitute all or a portion of the prior authorized
permittee-responsible compensation with a purchase of mitigation credits in
accordance with 9VAC25-210-116 C from a DEQ-approved mitigation bank or in-lieu
fee program. The amount of credits proposed to be purchased shall be sufficient
to meet the compensatory mitigation requirement for which the compensatory
mitigation is proposed to replace.
5. Correct typographical errors.
9VAC25-670-90. Termination of authorization by consent coverage.
When all permitted activities requiring notification under
9VAC25-670-50 B and all compensatory mitigation requirements have been
completed, or if the authorized impacts will not occur, the A. The
permittee shall submit a request for termination by consent within 30 days of project
completion or project cancellation completing or canceling all
authorized activities requiring notification under 9VAC25-670-50 A and all
compensatory mitigation requirements. When submitted for project
completion, the request for termination by consent shall constitute a
notice of project completion in accordance with 9VAC25-210-130 F.
The director may accept this termination of authorization coverage
on behalf of the board. The permittee shall submit the following information:
1. Name, mailing address, and telephone number of the
permittee;
2. Name and location of the activity;
3. The VWP general permit authorization tracking
number; and
4. One of the following certifications:
a. For project completion:
"I certify under penalty of law that all activities and
any required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have been completed. I
understand that by submitting this notice of termination I am no longer
authorized to perform activities in surface waters in accordance with the VWP
general permit and general permit coverage, and that performing
activities in surface waters is unlawful where the activity is not authorized
by a the VWP permit or coverage, unless otherwise excluded
from obtaining coverage. I also understand that the submittal of this
notice does not release me from liability for any violations of this the
VWP general permit authorization or coverage."
b. For project cancellation:
"I certify under penalty of law that the activities and
any required compensatory mitigation authorized by this the VWP
general permit and general permit coverage will not occur. I understand
that by submitting this notice of termination I am no longer authorized to
perform activities in surface waters in accordance with the VWP general permit and
general permit coverage, and that performing activities in surface waters
is unlawful where the activity is not authorized by a the VWP
permit or coverage, unless otherwise excluded from obtaining coverage. I
also understand that the submittal of this notice does not release me from
liability for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
c. For events beyond permittee control, the permittee shall
provide a detailed explanation of the events, to be approved by DEQ the
Department of Environmental Quality, and the following certification
statement:
"I certify under penalty of law that the activities or
the required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have changed as the result of
events beyond my control (see attached). I understand that by submitting this
notice of termination I am no longer authorized to perform activities in
surface waters in accordance with the VWP general permit and general permit
coverage, and that performing activities in surface waters is unlawful
where the activity is not authorized by a the VWP permit or
coverage, unless otherwise excluded from obtaining coverage. I also
understand that the submittal of this notice does not release me from liability
for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
B. VWP general permit coverage may be terminated for cause
in accordance with 9VAC25-210-180 F and [ 9VAC25-230
§ 62.1-44.15:02 of the Code of Virginia ], or without cause in
accordance with 9VAC25-210-180 G and [ 9VAC25-230 §
62.1-44.15:02 ].
9VAC25-670-95. Transition. (Repealed.)
A. All applications received on or after August 1, 2006,
will be processed in accordance with these new procedures.
B. VWP general permit authorizations issued prior to
August 1, 2006, will remain in full force and effect until such authorizations
expire, are revoked, or are terminated.
C. Notices of planned change and all other types of
notification that are received by the board prior to August 1, 2006, will be
processed in accordance with the VWP general permit regulation in effect at
that time. Notices of planned change and all other types of notification to the
board that are received on or after August 1, 2006, will be processed in
accordance with these new procedures.
9VAC25-670-100. VWP general permit.
Any applicant whose application has been accepted by the
board shall be subject to the following requirements:
VWP General Permit No. WP2
Authorization expiration date:
Authorization Note(s):
VWP GENERAL PERMIT FOR FACILITIES AND ACTIVITIES OF
UTILITIES AND PUBLIC SERVICE COMPANIES REGULATED BY THE FEDERAL ENERGY
REGULATORY COMMISSION OR THE STATE CORPORATION COMMISSION AND OTHER UTILITY
LINE ACTIVITIES UNDER THE VIRGINIA WATER PROTECTION PERMIT AND THE VIRGINIA
STATE WATER CONTROL LAW
Based upon an examination of the information submitted by
the applicant and in
VWP GENERAL PERMIT NO. WP2 FOR FACILITIES AND ACTIVITIES
OF UTILITIES AND PUBLIC SERVICE COMPANIES REGULATED BY THE FEDERAL ENERGY
REGULATORY COMMISSION OR THE STATE CORPORATION COMMISSION AND OTHER UTILITY
LINE ACTIVITIES UNDER THE VIRGINIA WATER PROTECTION PERMIT AND THE VIRGINIA
STATE WATER CONTROL LAW
Effective date: August 2, 2016
Expiration date: August 1, [ 2031 2026 ]
In compliance with § 401 of the Clean Water Act,
as amended (33 USC § 1341) and the State Water Control Law and regulations
adopted pursuant thereto, the board has determined that there is a reasonable
assurance that the activity authorized by this VWP general permit, if conducted
in accordance with the conditions set forth herein complied with,
will protect instream beneficial uses and, will not violate
applicable water quality standards. The board finds that the effect of the
impact, together with other existing or proposed impacts to wetlands, and
will not cause or contribute to a significant impairment of surface waters or
fish and wildlife resources. In issuing this VWP general permit, the board
has not taken into consideration the structural stability of any proposed
activities.
Subject The permanent or temporary impact of up to
one acre of nontidal wetlands or open water and up to 1,500 linear feet of
nontidal stream bed shall be subject to the provisions of the VWP
general permit set forth herein; any requirements in coverage granted under
this VWP general permit; the Clean Water Act, as amended,;
and pursuant to the State Water Control Law and regulations adopted
pursuant to it, the permittee is authorized to permanently or temporarily
impact up to one acre of nontidal wetlands or open water and up to 1,500 linear
feet of nontidal stream bed.
Permittee:
Address:
Activity Location:
Activity Description:
The authorized activity shall be in accordance with this
cover page, Part I-Special Conditions, Part II-Compensation, Monitoring, and
Reporting, and Part III-Conditions Applicable to All VWP Permits, as set forth
herein.
_________________________________
Director, Department of Environmental Quality
|
___________
Date
|
Part I. Special Conditions.
A. Authorized activities.
1. This permit authorizes The activities authorized
by this chapter shall not cause more than the permanent or temporary
impacts of up to one acre of nontidal wetlands or open water and up to 1,500
linear feet of nontidal stream bed according to the information provided in
the approved and complete application. [ Additional permit
requirements as stipulated by the board in the coverage letter, if any, shall
be enforceable conditions of this permit. ]
2. Any changes to the authorized permanent impacts to surface
waters associated with this project shall require either a notice
of planned change in accordance with 9VAC25-670-80. An application or
request for modification to coverage or another VWP permit application may
be required.
3. Any changes to the authorized temporary impacts to surface
waters associated with this project shall require written notification
to DEQ and approval from the Department of Environmental Quality in
accordance with 9VAC25-670-80 prior to initiating the impacts and
restoration to preexisting conditions in accordance with the conditions of this
permit authorization.
4. Modification to compensation requirements may be approved
at the request of the permittee when a decrease in the amount of authorized
surface waters impacts occurs, provided that the adjusted compensation meets
the initial authorization compensation goals.
5. The activities authorized for coverage under this VWP
general permit must commence and be completed within seven years of the date of
this authorization.
B. Continuation of coverage. Reapplication for
continuation of coverage under this VWP general permit or a new VWP permit may
be necessary if any portion of the authorized activities or any VWP permit
requirement (including compensation) has not been completed within seven years
of the date of authorization. Notwithstanding any other provision, a request
for continuation of coverage under a VWP general permit in order to complete
monitoring requirements shall not be considered a new application, and no
application fee will be charged. The request for continuation of coverage must
be made no less than 60 days prior to the expiration date of this VWP general
permit authorization, at which time the board will determine if continuation of
the VWP general permit authorization is necessary.
C. B. Overall project conditions.
1. The activities authorized by this VWP general permit shall
be executed in a manner so as to minimize adverse impacts on instream
beneficial uses as defined in § 62.1-10 (b) of the Code of Virginia.
2. No activity may substantially disrupt the movement of
aquatic life indigenous to the water body, including those species which
normally migrate through the area, unless the primary purpose of the activity
is to impound water. Culverts Pipes and culverts placed in
streams must be installed to maintain low flow conditions. and shall
be countersunk at both inlet and outlet ends of the pipe or culvert [ , ]
unless otherwise specifically approved by the Department of Environmental
Quality on a case-by-case basis, and as follows: The requirement to
countersink does not apply to extensions or maintenance of existing pipes
and culverts that are not countersunk, floodplain pipes and culverts
being placed above ordinary high water, pipes and culverts being placed
on bedrock, or pipes and culverts required to be placed on slopes 5.0%
or greater. No activity may cause more than minimal adverse effect on
navigation. Furthermore the activity must not impede the passage of normal or
expected high flows and the structure or discharge must withstand expected high
flows. Bedrock encountered during construction must be identified and
approved in advance of a design change where the countersunk condition cannot
be met. Pipes and culverts 24 inches or less in diameter shall be countersunk
three inches below the natural stream bed elevations, and pipes and culverts
greater than 24 inches shall be countersunk at least six inches below the
natural stream bed elevations. Hydraulic capacity shall be determined based on
the reduced capacity due to the countersunk position. In all stream crossings
appropriate measures shall be implemented to minimize any disruption of aquatic
life movement.
3. Wet or uncured concrete shall be prohibited from entry into
flowing surface waters [ , ] unless the area is contained within
a cofferdam and the work is performed in the dry or unless otherwise approved
by the Department of Environmental Quality. Excess or waste concrete shall
not be disposed of in flowing surface waters or washed into flowing surface
waters.
4. All fill material shall be clean and free of contaminants
in toxic concentrations or amounts in accordance with all applicable laws and
regulations.
5. Erosion and sedimentation controls shall be designed in
accordance with the Virginia Erosion and Sediment Control Handbook, Third
Edition, 1992. These controls shall be placed prior to clearing and grading and
maintained in good working order to minimize impacts to state waters. These
controls shall remain in place until the area is stabilized and shall then be removed.
6. Exposed slopes and streambanks shall be stabilized
immediately upon completion of work in each permitted area. All denuded areas
shall be properly stabilized in accordance with the Virginia Erosion and
Sediment Control Handbook, Third Edition, 1992.
7. All construction, construction access (e.g., cofferdams,
sheetpiling, and causeways) and demolition activities associated with this
the project shall be accomplished in such a manner that minimizes
construction or waste materials from entering surface waters to the maximum
extent practicable, unless authorized by this VWP general permit.
8. No machinery may enter flowing waters, unless authorized by
this VWP general permit or approved prior to entry by the Department of
Environmental Quality.
9. Heavy equipment in temporarily impacted wetland areas shall
be placed on mats, geotextile fabric, or other suitable material, to minimize
soil disturbance to the maximum extent practicable. Equipment and materials
shall be removed immediately upon completion of work.
10. All nonimpacted surface waters and compensatory mitigation
areas within 50 feet of permitted authorized activities and
within the project or right-of-way limits shall be clearly flagged or marked
for the life of the construction activity at that location to preclude any
unauthorized disturbances to these surface waters and compensatory mitigation
areas during construction. The permittee shall notify contractors that no
activities are to occur in these marked surface waters.
11. Temporary disturbances to surface waters during
construction shall be avoided and minimized to the maximum extent practicable.
All temporarily disturbed wetland areas shall be restored to preexisting
conditions within 30 days of completing work at each respective temporary
impact area, which shall include reestablishing preconstruction elevations
and contours, with topsoil from the impact area where practicable
and planting or seeding with appropriate wetland vegetation according to cover
type (i.e., emergent, scrub-shrub, or forested). The permittee
shall take all appropriate measures to promote and maintain revegetation of
temporarily disturbed wetland areas with wetland vegetation through the second
year post-disturbance. All temporarily impacted streams and streambanks shall
be restored to their original preconstruction elevations and
contours with topsoil from the impact area where practicable within 30
days following the construction at that stream segment, and the banks.
Streambanks shall be seeded or planted with the same vegetation cover type
originally present along the streambanks, including [ any
necessary, ] supplemental erosion control grasses [ if
necessary ], except for invasive. Invasive species
identified on DCR's the Department of Conservation and Recreation's
Virginia Invasive Alien Plant Species of Virginia list List
shall not be used to the maximum extent practicable or without prior approval
from the Department of Environmental Quality.
12. Materials (including fill, construction debris, and excavated
and woody materials) temporarily stockpiled in wetlands shall be placed on mats
or geotextile fabric, immediately stabilized to prevent entry into state
waters, managed such that leachate does not enter state waters, and completely
removed within 30 days following completion of that construction activity.
Disturbed areas shall be returned to original preconstruction
elevations and contours, with topsoil from the impact areas where
practicable; restored within 30 days following removal of the stockpile,;
and restored with the same vegetation cover type originally present, including
[ any necessary, ] supplemental erosion control grasses
[ if necessary ], except for invasive. Invasive
species identified on DCR's the Department of Conservation and Recreation's
Virginia Invasive Alien Plant Species of Virginia list List
shall not be used to the maximum extent practicable or without prior approval
from the Department of Environmental Quality
13. Continuous flow of perennial springs shall be maintained
by the installation of spring boxes, french drains, or other similar
structures.
14. The permittee shall employ measures to prevent spills of
fuels or lubricants into state waters.
15. The permittee shall conduct his activities in accordance
with the time-of-year restrictions recommended by the Virginia Department of
Game and Inland Fisheries, the Virginia Marine Resources Commission, or other
interested and affected agencies, as contained, when applicable, in a
Department of Environmental Quality VWP general permit coverage [ letter ],
and shall ensure that all contractors are aware of the time-of-year
restrictions imposed.
16. Water quality standards shall not be violated as a result
of the construction activities unless allowed by this permit authorization.
17. If stream channelization or relocation is required, all
work in surface waters shall be done in the dry, unless otherwise
authorized by this VWP general permit the Department of Environmental
Quality, and all flows shall be diverted around the channelization or
relocation area until the new channel is stabilized. This work shall be
accomplished by leaving a plug at the inlet and outlet ends of the new channel
during excavation. Once the new channel has been stabilized, flow shall be
routed into the new channel by first removing the downstream plug and then the
upstream plug. The rerouted steam flow must be fully established before
construction activities in the old stream channel can begin.
D. C. Road crossings.
1. Access roads and associated bridges or, pipes,
and culverts shall be constructed to minimize the adverse effects on
surface waters to the maximum extent practicable. Access roads constructed
above preconstruction elevations and contours and elevations in
surface waters must be bridged, piped, or culverted to maintain
surface flows.
2. Installation of road crossings shall occur in the dry via
the implementation of cofferdams, sheetpiling, stream diversions, or similar
structures.
E. D. Utility lines.
1. All utility line work in surface waters shall be performed
in a manner that minimizes disturbance, and the area must be returned to its original
preconstruction elevations and contours with topsoil from the impact
area where practicable and restored within 30 days of completing work in
the area, unless otherwise authorized by this VWP general permit the
Department of Environmental Quality. Restoration shall be the seeding or
planting of the same vegetation cover type originally present, including
[ any necessary, ] supplemental erosion control grasses
[ if necessary ], except for invasive. Invasive
species identified on DCR's the Department of Conservation and
Recreation's Virginia Invasive Alien Plant Species of Virginia
list List shall not be used to the maximum extent practicable or without
prior approval from the Department of Environmental Quality.
2. Material resulting from trench excavation may be
temporarily sidecast into wetlands, not to exceed 90 days, provided the
material is not placed in a manner such that it is dispersed by currents or
other forces.
3. The trench for a utility line cannot be constructed in a
manner that drains wetlands (e.g., backfilling with extensive gravel layers
creating a trench drain effect.). For example, utility lines may be backfilled
with clay blocks to ensure that the trench does not drain surface waters
through which the utility line is installed.
F. E. Stream modification and stream bank
protection.
1. Riprap bank stabilization shall be of an appropriate size
and design in accordance with the Virginia Erosion and Sediment Control
Handbook, Third Edition, 1992.
2. Riprap apron for all outfalls shall be designed in
accordance with the Virginia Erosion and Sediment Control Handbook, Third
Edition, 1992.
3. For stream bank protection activities, the structure and
backfill shall be placed as close to the stream bank as practicable. No
material shall be placed in excess of the minimum necessary for erosion
protection.
4. All stream bank protection structures shall be located to
eliminate or minimize impacts to vegetated wetlands to the maximum extent
practicable.
5. Asphalt and materials containing asphalt or other toxic
substances shall not be used in the construction of submerged sills or
breakwaters.
6. Redistribution of existing stream substrate for the purpose
of erosion control is prohibited.
7. No material removed from the stream bottom shall be
disposed of in surface waters, unless otherwise authorized by this VWP
general permit.
Part II. Construction and Compensation Requirements, Monitoring,
and Reporting.
A. Minimum compensation requirements.
1. The permittee shall provide appropriate and practicable
any required compensation for all impacts meeting in
accordance with the conditions outlined in this VWP general permit
[ , the coverage letter, ] and the chapter promulgating the
general permit. For all compensation that requires a protective mechanism,
including preservation of surface waters or buffers, the permittee shall record
the approved protective mechanism in the chain of title to the property, or an
equivalent instrument for government-owned lands, and proof of recordation
shall be submitted to the Department of Environmental Quality prior to
commencing impacts in surface waters.
2. Compensation options that may be considered under this VWP
general permit shall meet the criteria in 9VAC25-670-70 and 9VAC25-210-116.
3. The permittee-responsible compensation site or sites
depicted in the conceptual compensation plan submitted with the application
shall constitute the compensation site for the approved project. A site
change will may require a modification to the authorization
coverage.
4. For compensation involving the purchase or use of
mitigation bank credits or a contribution to an the purchase of
in-lieu fee fund program credits, the permittee shall not
initiate work in permitted impact areas until documentation of the mitigation
bank credit purchase or usage or of the fund contribution in-lieu
fee program credit purchase has been submitted to and received by DEQ
the Department of Environmental Quality.
5. All aspects of the compensation The final
compensation plan shall be finalized, submitted to and
approved by the board prior to a construction activity in permitted impact
areas. The board shall review and provide written comments on the final
plan within 30 days of receipt or it shall be deemed approved. The final compensation
plan as approved by the board shall be an enforceable requirement of any
coverage under this VWP general permit authorization. Deviations
from the approved final plan must shall be submitted and
approved in advance by the board.
6. a. The final permittee-responsible
wetlands compensation plan shall include:
a. The goals and objectives of the plan in terms of
replacement of wetland acreage and functions, by wetland type;
b. Location map, including latitude and longitude (to the
nearest second) at the center of the site;
c. Summary of the type and acreage of the existing wetland
impacts anticipated during the construction of the compensation site and
proposed compensation for these impacts;
d. Grading plan with existing and proposed elevations at
one-foot or less contours;
e. Schedule for compensation site construction, including
sequence of events with estimated dates;
f. Hydrologic analysis, including a water budget based on
expected monthly inputs and outputs that will project water level elevations
for a typical year, a dry year, and a wet year;
g. Groundwater elevation data for the site, or the location
of groundwater monitoring wells to collect these data, and groundwater data for
reference wetlands, if applicable;
h. Design of water control structures;
i. Planting scheme and schedule, indicating plant species,
zonation, and acreage of each vegetation type proposed;
j. An abatement and control plan covering all undesirable
plant species, as listed on DCR's Invasive Alien Plant Species of Virginia
list, that includes the proposed procedures for notifying DEQ of their
presence, methods of removal, and the control of such species;
k. Erosion and sedimentation control plan;
l. A soil preparation and amendment plan addressing both
topsoil and subsoil conditions;
m. A discussion of structures and features considered
necessary for the success of the site;
n. A monitoring plan, including success criteria,
monitoring goals and methodologies, monitoring and reporting schedule, and the
locations of photographic stations and monitoring wells, sampling points, and,
if applicable, reference wetlands;
o. Site access plan;
p. The location and composition of any buffers; and
q. The mechanism for protection of the compensation areas.
(1) The complete information on all components of the
conceptual compensation plan.
(2) A summary of the type and acreage of existing wetland
impacts anticipated during the construction of the compensation site and the
proposed compensation for these impacts; a site access plan; a monitoring plan,
including proposed success criteria, monitoring goals, and the location of
photo-monitoring stations, monitoring wells, vegetation sampling points, and
reference wetlands or streams [ (if available), if
available ]; an abatement and control plan for undesirable plant
species; an erosion and sedimentation control plan; a construction schedule;
and the final protective mechanism for the protection of the compensation site
or sites, including all surface waters and buffer areas within its boundaries.
(3) The approved protective mechanism. The protective
mechanism shall be recorded in the chain of title to the property, or an
equivalent instrument for government-owned lands, and proof of recordation
shall be submitted to the Department of Environmental Quality prior to
commencing impacts in surface waters.
7. b. The final permittee-responsible
stream compensation plan shall include:
a. The goals and objectives of the compensation plan in
terms of replacement of stream functions and water quality benefits;
b. A location map, including latitude and longitude (to the
nearest second) at the center of the site;
c. An evaluation, discussion, and plan sketches of existing
conditions on the proposed compensation stream, including the identification of
functional and physical deficiencies for which the measures are proposed, and
summary of geomorphologic measurements (e.g., stream width, entrenchment ratio,
width-depth ratio, sinuosity, slope, substrate, etc.);
d. The identification of existing geomorphological stream
type being impacted and proposed geomorphological stream type for compensation
purposes;
e. Detailed design information for the proposed restorative
measures, including geomorphological measurements and reference reach
information as appropriate;
f. Riparian buffer plantings, including planting scheme,
species, buffer width;
g. Livestock access limiting measures, to the greatest
extent possible;
h. A site access plan;
i. An erosion and sedimentation control plan, if
appropriate;
j. An abatement and control plan covering all undesirable
plant species, as listed on DCR's Invasive Alien Plant Species of Virginia
list, that includes the proposed procedures for notifying DEQ of a their
presence, methods for removal, and the control of any such species;
k. A schedule for compensation site construction including
projected start date, sequence of events with projected dates, and projected
completion date;
l. A monitoring plan, including a monitoring and reporting
schedule; monitoring design and methodologies to evaluate the success of the
proposed compensation measures, allowing comparison from year to year; proposed
success criteria for appropriate compensation measures; location of all
monitoring stations including photo stations, vegetation sampling points,
survey points, bank pins, scour chains, and reference streams;
m. The mechanism for protection of the compensation area;
and
n. Plan view sketch depicting the pattern and all
compensation measures being employed, a profile sketch, and cross-section
sketches of the proposed compensation stream.
(1) The complete information on all components of the
conceptual compensation plan.
(2) An evaluation, discussion, and plan drawing or drawings
of existing conditions on the proposed compensation stream, including the
identification of functional and physical deficiencies for which the measures
are proposed, and summary of geomorphologic measurements (e.g., stream width,
entrenchment ratio, width-depth ratio, sinuosity, slope, substrate, etc.); a
site access plan; a monitoring plan, including a monitoring and reporting
schedule, monitoring design and methodologies for success, proposed success
criteria, location of photo-monitoring stations, vegetation sampling points,
survey points, bank pins, scour chains, and reference streams; an abatement and
control plan for undesirable plant species; an erosion and sedimentation
control plan, if appropriate; a construction schedule; a plan-view drawing
depicting the pattern and all compensation measures being employed; a profile
drawing; cross-sectional drawing or drawings of the proposed compensation
stream; and the final protective mechanism for the protection of the
compensation site or sites, including all surface waters and buffer areas
within its boundaries.
(3) The approved protective mechanism. The protective
mechanism shall be recorded in the chain of title to the property, or an
equivalent instrument for government-owned lands, and proof of recordation
shall be submitted to the Department of Environmental Quality prior to
commencing impacts in surface waters.
8. For final 6. The following criteria shall apply
to permittee-responsible wetland or stream compensation plans, the:
a. The vegetation used shall be native species common
to the area, shall be suitable for growth in local wetland or riparian
conditions, and shall be from areas within the same or adjacent USDA U.S.
Department of Agriculture Plant Hardiness Zone or NRCS Natural
Resources Conservation Service Land Resource Region as that of the project
site. Planting of woody plants shall occur when vegetation is normally
dormant, unless otherwise approved in the final wetlands or stream compensation
plan or plans.
9. The final wetland or stream compensation plan(s) shall
include a mechanism for protection in perpetuity of the compensation site(s) to
include all state waters within the compensation site boundary or boundaries.
Such protections shall be in place within 120 days of final compensation plan
approval. The restrictions, protections, or preservations, or similar
instrument shall state that no activity will be performed on the property in
any area designated as a compensation area with the exception of maintenance or
corrective action measures authorized by the board. Unless specifically
authorized by the board through the issuance of a VWP individual or general
permit, or waiver thereof, this restriction applies to ditching, land clearing
or the discharge of dredge or fill material. Such instrument shall contain the
specific phrase "ditching, land clearing or discharge of dredge or fill
material" in the limitations placed on the use of these areas. The
protective instrument shall be recorded in the chain of title to the property,
or any equivalent instrument for government-owned lands. Proof of recordation
shall be submitted within 120 days of survey or final compensation plan
approval.
10. b. All work in permitted impact areas shall
cease if compensation site construction has not commenced within 180 days of
commencement of project construction, unless otherwise authorized by the board.
11. DEQ c. The Department of Environmental Quality
shall be notified in writing at least 10 days prior to the initiation of
construction activities at the compensation site(s) site.
12. Planting of woody plants shall occur when vegetation is
normally dormant unless otherwise approved in the final wetland or stream
compensation plan(s).
13. d. Point sources of stormwater runoff shall
be prohibited from entering a wetland compensation site prior to treatment by
appropriate best management practices. Appropriate best management practices
may include sediment traps, grassed waterways, vegetated filter strips, debris
screens, oil and grease separators, or forebays.
14. e. The success of the compensation shall be
based on meeting the success criteria established in the approved final
compensation plan.
15. Wetland hydrology shall be considered established if
depths to the seasonal high water table are equal to or less than 12 inches
below ground surface for at least 12.5% of the region's killing frost-free
growing season, as defined in the soil survey for the locality of the
compensation site or the NRCS WETS table, measured in consecutive days under
typical precipitation conditions, and as defined in the water budget of the
final compensation plan. For the purpose of this regulation, the growing season
is defined as the period in which temperatures are expected to be above 28
degrees Fahrenheit in five out of 10 years, or the period during which the soil
temperature in a wetland compensation site is greater than biological zero
(five degrees Celsius) at a depth of 50 centimeters (19.6 inches), if such data
is available.
16. The wetland plant community shall be considered
established according to the performance criteria specified in the final
compensation plan and approved by the board. The proposed vegetation success
criteria in the final compensation plan shall include the following:
a. Species composition shall reflect the desired plant
community types stated in the final wetlands compensation plan by the end of
the first growing season and shall be maintained through the last monitoring
year.
b. Species composition shall consist of greater than 50%
facultative (FAC) or wetter (FACW or OBL) vegetation, as expressed by plant
stem density or areal cover, by the end of the first growing season and shall
be maintained through the last monitoring year.
17. Undesirable plant species shall be identified and
controlled as described in the undesirable plant species control plan, such
that they are not dominant species or do not change the desired community
structure. The control plan shall include procedures to notify the board of any
invasive species occurrences DEQ when undesirable plant species comprise
greater than 5.0% of the vegetation by areal coverage on wetland or stream
compensation sites. The notification shall include the methods of removal and control,
and whether the methods are successful.
18. f. If the wetland or stream compensation
area fails to meet the specified success criteria in a particular monitoring
year, other than the final monitoring year, the reasons for this failure shall
be determined and a corrective action plan shall be submitted to DEQ the
Department of Environmental Quality for approval with or before that year's
monitoring report. The corrective action plan shall contain at a minimum the
proposed actions, a schedule for those actions, and a monitoring plan, and
shall be implemented by the permittee in accordance with the approved schedule.
Should significant changes be necessary to ensure success, the required
monitoring cycle shall begin again, with monitoring year one being the year
that the changes are complete, as confirmed by DEQ the Department of
Environmental Quality. If the wetland or stream compensation area fails to
meet the specified success criteria by the final monitoring year [ , ]
or if the wetland or stream compensation area has not met the stated
restoration goals, reasons for this failure shall be determined and a
corrective action plan, including proposed actions, a schedule, and a
monitoring plan, shall be submitted with the final year monitoring report for DEQ
Department of Environmental Quality approval. Corrective action shall be
implemented by the permittee in accordance with the approved schedule. Annual
monitoring shall be required to continue until two sequential, annual reports
indicate that all criteria have been successfully satisfied and the site has
met the overall restoration goals (e.g., that corrective actions were
successful).
19. g. The surveyed wetland boundary for the
compensation site shall be based on the results of the hydrology, soils, and
vegetation monitoring data and shall be shown on the site plan. Calculation of
total wetland acreage shall be based on that boundary at the end of the
monitoring cycle. Data shall be submitted by December 31 of the final
monitoring year.
20. h. Herbicides or algicides shall not be used
in or immediately adjacent to the compensation site or sites without prior
authorization by the board. All vegetation removal shall be done by manual
means, unless authorized by DEQ the Department of Environmental
Quality in advance.
B. Impact site construction monitoring.
1. Construction activities authorized by this permit that are
within impact areas shall be monitored and documented. The monitoring shall document
the preexisting conditions, activities during construction, and
post-construction conditions. Monitoring shall consist of one of the
following options:
a. Photographs shall be taken during construction at the
end of the first, second, and third months after commencing construction, and
then every six months thereafter for the remainder of the construction project.
Photos are not required during periods of no activity within impact areas.
b. An ortho-rectified photograph shall be taken by a firm
specializing in ortho-rectified photography prior to construction, and then
annually thereafter, until all impacts are taken. Photos shall clearly show the
delineated surface waters and authorized impact areas.
c. In lieu of photographs, and with prior approval from
DEQ, the permittee may submit a written narrative that summarizes site
construction activities in impact areas. The narrative shall be submitted at
the end of the first, second, and third months after commencing construction,
and then every six months thereafter, for the remainder of the construction
activities. Narratives are not required during periods of no activity within
the impact areas.
2. As part of construction monitoring, photographs taken at
the photo stations or the narrative shall document site activities and
conditions, which may include installation and maintenance of erosion and
sediment controls; surface water discharges from the site; condition of
adjacent nonimpact surface waters; flagged nonimpact surface waters;
construction access and staging areas; filling, excavation, and dredging
activities; culvert installation; dredge disposal; and site stabilization,
grading, and associated restoration activities. With the exception of the
preconstruction photographs, photographs at an individual impact site shall not
be required until construction activities are initiated at that site. With the
exception of the post-construction photographs, photographs at an individual
impact site shall not be required once the site is stabilized following
completion of construction at that site.
3. Each photograph shall be labeled to include the
following information: permit number, impact area and photo station number,
date and time of the photograph, name of the person taking the photograph,
photograph orientation, and photograph subject description.
a. Preconstruction photographs taken at each impact area
prior to initiation of activities within impact areas. Photographs shall remain
on the project site and depict the impact area and the nonimpacted surface
waters immediately adjacent to and downgradient of each impact area. Each
photograph shall be labeled to include the following information: permit
number, impact area number, date and time of the photograph, name of the person
taking the photograph, photograph orientation, and photograph subject
description.
b. Site inspections shall be conducted by the permittee or
the permittee's qualified designee once every calendar month during activities
within impact areas. Monthly inspections shall be conducted in the following
areas: all authorized permanent and temporary impact areas; all avoided surface
waters, including wetlands, stream channels, and open water; surface water
areas within 50 feet of any land disturbing activity and within the project or
right-of-way limits; and all on-site permanent preservation areas required
under this permit. Observations shall be recorded on the inspection form
provided by the Department of Environmental Quality. The form shall be
completed in its entirety for each monthly inspection and shall be kept on site
and made available for review by the Department of Environmental Quality staff
upon request during normal business hours. Inspections are not required during
periods of no activity within impact areas.
4. 2. Monitoring of water quality parameters
shall be conducted during permanent relocation of perennial streams through new
channels in the manner noted below. The permittee shall report violations of
water quality standards to DEQ the Department of Environmental
Quality in accordance with the procedures in Part II E 9VAC25-670-100
Part II E. Corrective measures and additional monitoring may be required if
water quality standards are not met. Reporting shall not be required if water
quality standards are not violated.
a. A sampling station shall be located upstream and
immediately downstream of the relocated channel.
b. Temperature, pH [ , ] and dissolved oxygen
(D.O.) measurements shall be taken every 30 minutes for at least two hours at
each station prior to opening the new channels and immediately before opening
new channels.
c. Temperature, pH [ , ] and D.O. readings
shall be taken after opening the channels and every 30 minutes for at least
three hours at each station.
C. Wetland Permittee-responsible wetland
compensation site monitoring.
1. An as-built ground survey, or an aerial survey provided by
a firm specializing in aerial surveys, shall be conducted for the entire
compensation site or sites including invert elevations for all water elevation
control structures and spot elevations throughout the site or sites. Aerial
surveys shall include the variation from actual ground conditions, such as +/-
0.2 feet. Either type of survey shall be certified by a licensed surveyor or by
a registered professional engineer to conform to the design plans. The survey
shall be submitted within 60 days of completing compensation site construction.
Changes or deviations in the as-built survey or aerial survey shall be shown on
the survey and explained in writing.
2. Photographs shall be taken at the compensation site or
sites from the permanent markers identified in the final compensation plan, and
established to ensure that the same locations and view directions at the site
or sites are monitored in each monitoring period. These photographs shall be
taken after the initial planting and at a time specified in the final
compensation plan during every monitoring year.
3. Compensation site monitoring shall begin on the first day of
the first complete growing season (monitoring year 1) after wetland
compensation site construction activities, including planting, have been
completed. Monitoring shall be required for monitoring years 1, 2, 3, and 5,
unless otherwise approved by DEQ the Department of Environmental
Quality. In all cases, if all success criteria have not been met in the
fifth monitoring year, then monitoring shall be required for each consecutive
year until two annual sequential reports indicate that all criteria have been
successfully satisfied.
4. The establishment of wetland hydrology shall be measured
during the growing season, with the location and number of monitoring wells,
and frequency of monitoring for each site, set forth in the final monitoring
plan. Hydrology monitoring well data shall be accompanied by precipitation
data, including rainfall amounts, either from on site, or from the closest
weather station. Once the wetland hydrology success criteria have been
satisfied for a particular monitoring year, weekly monitoring may be
discontinued for the remainder of that monitoring year following DEQ Department
of Environmental Quality approval. After a period of three monitoring
years, the permittee may request that hydrology monitoring be discontinued,
providing that adequate hydrology has been established and maintained.
Hydrology monitoring shall not be discontinued without written approval from DEQ
the Department of Environmental Quality.
5. The presence of hydric soils or soils under hydric
conditions shall be evaluated in accordance with the final compensation plan.
6. The establishment of wetland vegetation shall be in
accordance with the final compensation plan. Monitoring shall take place in
August, September, or October during the growing season of each monitoring
year, unless authorized in the monitoring plan.
7. The presence of undesirable plant species shall be
documented.
8. All wetland compensation monitoring reports shall be
submitted in accordance with 9VAC25-670-100 Part II E 6.
D. Stream Permittee-responsible stream
compensation, restoration and monitoring.
1. Riparian buffer restoration activities shall be detailed in
the final compensation plan and shall include, as appropriate, the planting of
a variety of native species currently growing in the site area, including
appropriate seed mixtures and woody species that are bare root, balled, or
burlapped. A minimum buffer width of 50 feet, measured from the top of the
stream bank at bankfull elevation landward on both sides of the stream, shall
be required where practical.
2. The installation of root wads, vanes, and other instream
structures, shaping of the stream banks, and channel relocation shall be
completed in the dry whenever practicable.
3. Livestock access to the stream and designated riparian
buffer shall be limited to the greatest extent practicable.
4. Stream channel restoration activities shall be conducted in
the dry or during low flow conditions. When site conditions prohibit access
from the streambank, or upon prior authorization from the Department
of Environmental Quality, heavy equipment shall may be
authorized for use within the stream channel.
5. Photographs shall be taken at the compensation site from
the vicinity of the permanent [ photo photo-monitoring ]
stations identified in the final compensation plan. The photograph orientation
shall remain constant during all monitoring events. At a minimum, photographs
shall be taken from the center of the stream, facing downstream, with a
sufficient number of photographs to view the entire length of the restoration
site. Photographs shall document the completed restoration conditions.
Photographs shall be taken prior to site activities, during instream and
riparian compensation construction activities, within one week of completion of
activities, and during at least one day of each monitoring year to depict
restored conditions.
6. An as-built ground survey, or an aerial survey provided by
a firm specializing in aerial surveys, shall be conducted for the entire
compensation site or sites. Aerial surveys shall include the variation from
actual ground conditions, such as +/- 0.2 feet. The survey shall be certified
by the licensed surveyor or by a registered, professional engineer to conform
to the design plans. The survey shall be submitted within 60 days of completing
compensation site construction. Changes or deviations from the final
compensation plans in the as-built survey or aerial survey shall be shown on
the survey and explained in writing.
7. Compensation site monitoring shall begin on day one of the
first complete growing season (monitoring year 1) after stream compensation
site construction activities, including planting, have been completed.
Monitoring shall be required for monitoring years 1 and 2, unless otherwise determined
approved by DEQ the Department of Environmental Quality.
In all cases, if all success criteria have not been met in the final monitoring
year, then monitoring shall be required for each consecutive year until two
annual sequential reports indicate that all criteria have been successfully
satisfied.
8. All stream compensation site monitoring reports
shall be submitted in accordance with 9VAC25-670-100 Part II E 6.
E. Reporting.
1. Written communications required by this VWP general permit
shall be submitted to the appropriate Department of Environmental Quality (DEQ)
office. The VWP general permit authorization tracking number
shall be included on all correspondence.
2. DEQ The Department of Environmental Quality
shall be notified in writing at least 10 days prior to the start of
construction activities at the first permitted site authorized by this VWP
general permit authorization so that inspections of the project can be planned,
if deemed necessary by DEQ. The notification shall include projected schedule
for initiation and completion of work at each permitted impact area.
3. Construction monitoring reports shall be submitted to
DEQ no later than the 10th day of the month following the month in which the
monitoring event specified in Part II B takes place. The reports shall include
the following, as appropriate:
a. For each permitted impact area, a written narrative stating
whether work was performed during the monitoring period, and if work was
performed, a description of the work performed, when the work was initiated,
and the expected date of completion.
b. Photographs labeled with permit number, the photo
station number, the photo orientation, the date and time of the photo, the name
of the person taking the photograph, and a brief description of the
construction activities. The first construction monitoring report shall include
the photographs taken at each impact site prior to initiation of construction
in a permitted impact area. Written notification and photographs demonstrating
that all temporarily disturbed wetland and stream areas have been restored in
compliance with the permit conditions shall be submitted within 30 days of
restoration. The post-construction photographs shall be submitted within 30
days of documenting post-construction conditions.
c. Summary of activities conducted to comply with the
permit conditions.
d. Summary of permit noncompliance events or problems
encountered, subsequent notifications, and corrective actions.
e. Summary of anticipated work to be completed during the
next monitoring period and an estimated date of construction completion at all
impact areas.
f. Labeled site map depicting all impact areas and photo
stations.
3. A construction status update form provided by the
Department of Environmental Quality shall be completed and submitted to the
Department of Environmental Quality twice per year for the duration of coverage
under a VWP general permit. Forms completed in June shall be submitted by or on
July 10, and forms completed in December shall be submitted by or on January
10. The form shall include reference to the VWP permit tracking number and one
of the following statements for each authorized surface water impact location:
a. Construction activities have not yet started;
b. Construction activities have started;
c. Construction activities have started but are currently
inactive; or
d. Construction activities are complete.
4. DEQ The Department of Environmental Quality
shall be notified in writing within 30 days following the completion of all
activities in all permitted authorized impact areas authorized
under this permit.
5. DEQ The Department of Environmental Quality
shall be notified in writing at least 10 days prior to the initiation of
activities at the permittee-responsible compensation site. The
notification shall include a projected schedule of activities and construction
completion.
6. All permittee-responsible compensation site
monitoring reports shall be submitted annually by December 31, with the
exception of the last year of authorization, in which case the report
shall be submitted at least 60 days prior to the expiration of authorization
under the general permit, unless otherwise approved by the Department of
Environmental Quality.
a. All wetland compensation site monitoring reports
shall include, as applicable, the following:
(1) General description of the site including a site location
map identifying [ photo photo-monitoring ] stations,
vegetative and soil monitoring stations, monitoring wells, and wetland zones.
(2) Summary of activities completed during the monitoring
year, including alterations or maintenance conducted at the site.
(3) Description of monitoring methods.
(4) Analysis of all hydrology information, including
monitoring well data, precipitation data, and gauging data from streams or
other open water areas, as set forth in the final compensation plan.
(5) Evaluation of hydric soils or soils under hydric
conditions, as appropriate.
(6) Analysis of all vegetative community information,
including woody and herbaceous species, both planted and volunteers, as set
forth in the final compensation plan.
(7) Photographs labeled with the permit number, the name of
the compensation site, the photo photo-monitoring station number,
the photograph orientation, the date and time of the photograph, the name of
the person taking the photograph, and a brief description of the photograph
subject. This information shall be provided as a separate attachment to each
photograph, if necessary. Photographs taken after the initial planting shall be
included in the first monitoring report after planting is complete.
(8) Discussion of wildlife or signs of wildlife observed at
the compensation site.
(9) Comparison of site conditions from the previous monitoring
year and reference site.
(10) Discussion of corrective measures or maintenance
activities to control undesirable species, to repair damaged water control
devices, or to replace damaged planted vegetation.
(11) Corrective action plan [ , which that ]
includes proposed actions, a schedule, and monitoring plan.
b. All stream compensation site monitoring reports
shall include, as applicable, the following:
(1) General description of the site including a site location
map identifying [ photo photo-monitoring ] stations and
monitoring stations.
(2) Summary of activities completed during the monitoring
year, including alterations or maintenance conducted at the site.
(3) Description of monitoring methods.
(4) [ An evaluation Evaluation ] and
discussion of the monitoring results in relation to the success criteria and
overall goals of compensation.
(5) Photographs shall be labeled with the permit number, the
name of the compensation site, the photo photo-monitoring station
number, the photograph orientation, the date and time of the photograph, the
name of the person taking the photograph, and a brief description of the
photograph subject. Photographs taken prior to compensation site construction
activities, during instream and riparian restoration activities, and within one
week of completion of activities shall be included in the first monitoring
report.
(6) [ A discussion Discussion ] of
alterations, maintenance, or major storm events resulting in significant change
in stream profile or cross section, and corrective actions conducted at the
stream compensation site.
(7) Documentation of undesirable plant species and summary of
abatement and control measures.
(8) [ A summary Summary ] of wildlife
or signs of wildlife observed at the compensation site.
(9) Comparison of site conditions from the previous monitoring
year and reference site, and as-built survey, if applicable.
(10) [ A corrective Corrective ]
action plan [ , which that ] includes proposed actions,
a schedule and monitoring plan.
(11) Additional submittals that were approved by DEQ the
Department of Environmental Quality in the final compensation plan.
7. The permittee shall notify DEQ the Department of
Environmental Quality in writing when unusual or potentially complex
conditions are encountered which require debris removal or involve potentially
toxic substance. Measures to remove the obstruction, material, or toxic
substance or to change the location of a structure are prohibited until
approved by DEQ the Department of Environmental Quality.
8. The permittee shall report fish kills or spills of oil or
fuel immediately upon discovery. If spills or fish kills occur between the
hours of 8:15 a.m. to 5 p.m., Monday through Friday, the appropriate DEQ
Department of Environmental Quality regional office shall be notified;
otherwise, the Department of Emergency Management shall be notified at
1-800-468-8892.
9. Violations of state water quality standards shall be
reported within 24 hours to the appropriate DEQ Department of
Environmental Quality office no later than the end of the business day
following discovery.
10. The permittee shall notify the Department of Environmental
Quality no later than the end of the third business day following the discovery
of additional impacts to surface waters including wetlands, stream channels,
and open water that are not authorized by the Department of Environmental
Quality or to any required preservation areas. The notification shall include
photographs, estimated acreage or linear footage of impacts, and a description
of the impacts.
10. 11. Submittals required by this VWP general
permit shall contain the following signed certification statement:
"I certify under penalty of law that this document and
all attachments were prepared under my direction or supervision in accordance
with a system designed to assure that qualified personnel properly gather and
evaluate the information submitted. Based on my inquiry of the person or
persons who manage the system, or those persons directly responsible for
gathering the information, the information submitted is, to the best of my
knowledge and belief, true, accurate, and complete. I am aware that there are
significant penalties for submitting false information, including the
possibility of fine and imprisonment for knowing violation."
Part III. Conditions Applicable to All VWP General Permits.
A. Duty to comply. The permittee shall comply with all
conditions, limitations, and other requirements of the VWP general
permit; any requirements in coverage granted under this VWP general permit;
the Clean Water Act, as amended; and the State Water Control Law and
regulations adopted pursuant to it. Any VWP general permit violation or
noncompliance is a violation of the Clean Water Act and State Water Control Law
and is grounds for (i) enforcement action, (ii) VWP general permit coverage
termination for cause, (iii) VWP general permit coverage revocation, (iv)
denial of application for coverage, or (v) denial of an application for a
modification to VWP general permit coverage. Nothing in this VWP general
permit shall be construed to relieve the permittee of the duty to comply with
all applicable federal and state statutes, regulations and,
[ and ] toxic standards [ , ] and
prohibitions. VWP general permit noncompliance is a violation of the Clean
Water Act and State Water Control Law, and is grounds for enforcement action,
VWP general permit authorization termination for cause, VWP general permit
authorization revocation, or denial of a continuation of coverage request.
B. Duty to mitigate. The permittee shall take all reasonable
steps to minimize or prevent impacts in violation of the VWP general permit
which may have a reasonable likelihood of adversely affecting human health or
the environment.
C. Reopener. This VWP general permit authorization may
be reopened to modify its conditions when the circumstances on which the
previous VWP general permit authorization was based have materially and
substantially changed, or special studies conducted by the board or the permittee
show material and substantial change since the time the VWP general permit authorization
was issued and, thereby, constitute cause for revoking and
reissuing the VWP general permit authorization revocation and reissuance.
D. Compliance with state and federal law. Compliance with
this VWP general permit constitutes compliance with the VWP permit requirements
of the State Water Control Law. Nothing in this VWP general permit shall be
construed to preclude the institution of any legal action under or relieve the
permittee from any responsibilities, liabilities, or other penalties
established pursuant to any other state law or regulation or under the
authority preserved by § 510 of the Clean Water Act.
E. Property rights. The issuance of this VWP general permit
does not convey property rights in either real or personal property, or any
exclusive privileges, nor does it authorize injury to private property or,
any invasion of personal property rights, nor or any
infringement of federal, state, or local laws or regulations.
F. Severability. The provisions of this VWP general permit authorization
are severable.
G. Right of Inspection and entry. The Upon
presentation of credentials, the permittee shall allow the board or its
agents, upon the presentation of credentials any duly authorized agent
of the board, at reasonable times and under reasonable circumstances,
to enter upon the permittee's property, public or private, and have
access to, inspect and copy any records that must be kept as part of the
VWP general permit conditions; to inspect any facilities, operations,
or practices (including monitoring and control equipment) regulated or required
under the VWP general permit; and to sample or monitor any substance, parameter,
or activity for the purpose of assuring compliance with the conditions of the
VWP general permit or as otherwise authorized by law. For the purpose of this
section, the time for inspection shall be deemed reasonable during regular
business hours. Nothing contained herein shall make an inspection time
unreasonable during an emergency.
H. Transferability of VWP general permit authorization
coverage. This VWP general permit authorization coverage
may be transferred to another person by a permittee when all of the
criteria listed below in this subsection are met. On the date of
the VWP general permit authorization coverage transfer, the
transferred VWP general permit authorization coverage shall be as
fully effective as if it had been issued granted directly to the
new permittee.
1. The current permittee notifies the board of the proposed
transfer of the title to the facility or property. 2. The notice to the
board includes general permit coverage and provides a written
agreement between the current and new permittees containing a specific date of
transfer of VWP general permit authorization responsibility, coverage,
and liability to the new permittee, or that the current permittee will retain
such responsibility, coverage, or liability, including liability for compliance
with the requirements of enforcement activities related to the permitted
authorized activity.
3. 2. The board does not within the 15 days
notify the current and new permittees of its intent to modify or revoke and
reissue the VWP general permit authorization within the 15 days.
I. Notice of planned change. Authorization under this
VWP general permit coverage may be modified subsequent to issuance in one
or more of the cases listed below accordance with 9VAC25-670-80. A
notice of planned change is not required if the project results in additional
temporary impacts to surface waters, provided that DEQ is notified in writing,
the additional temporary impacts are restored to preexisting conditions in
accordance with Part I C 11 of this general permit, and the additional
temporary impacts do not exceed the general permit threshold for use. The
permittee shall notify the board in advance of the planned change, and the
planned change request will be reviewed according to all provisions of this
regulation.
1. The permittee determines that additional permanent
wetland, open water, or stream impacts are necessary, provided that the
additional impacts are associated with the previously authorized activities in
authorized locations within the same phase of development, the cumulative
increase in acreage of wetland or open water impacts is not greater than 1/4
acre, the cumulative increase in stream bed impacts is not greater than 100
linear feet, and the additional impacts are fully compensated.
2. The project results in less wetland or stream impacts,
in which case, compensation requirements may be modified in relation to the
adjusted impacts at the request of the permittee, provided that the adjusted
compensation meets the initial authorization compensation goals.
3. There is a change in the project plans that does not
result in a change in project impacts.
4. There is a change in the mitigation bank at which
credits are purchased or used, provided that the same amount of credits are
purchased or used and all criteria for use are met, as detailed in
9VAC25-210-116 E.
5. Typographical errors need to be corrected.
J. VWP general permit authorization coverage
termination for cause. This VWP general permit authorization coverage
is subject to termination for cause by the board after public notice and
opportunity for a hearing pursuant to [ 9VAC25-230
§ 62.1-44.15:02 of the Code of Virginia ]. Reasons for
termination for cause are as follows:
1. Noncompliance by the permittee with any provision of
[ the VWP general permit regulation this chapter ],
any condition of the VWP general permit authorization, or any
requirement in general permit coverage;
2. The permittee's failure in the application or during the VWP
general permit authorization issuance process of granting VWP general
permit coverage to disclose fully all relevant facts or the permittee's
misrepresentation of any relevant facts at any time;
3. The permittee's violation of a special or judicial order; and
4. A determination by the board that the permitted authorized
activity endangers human health or the environment and can be regulated to
acceptable levels by a modification to the VWP general permit authorization
planned change coverage or a termination for cause
[ .; ]
5. A change in any condition that requires either a
temporary or permanent reduction or elimination of any activity controlled by
the VWP general permit; or
6. A determination that the authorized activity has ceased
and that the compensation for unavoidable adverse impacts has been successfully
completed.
K. The board may terminate VWP general permit coverage
without cause when the permittee is no longer a legal entity due to death or
dissolution or when a company is no longer authorized to conduct business in
the Commonwealth. The termination shall be effective 30 days after notice of
the proposed termination is sent to the last known address of the permittee or
registered agent, unless the permittee objects within that time. If the
permittee does object during that period, the board shall follow the applicable
procedures for termination under §[ § 62.1-44.15:02 and ] 62.1-44.15:25
of the Code of Virginia [ and 9VAC25-230 ].
K. L. VWP general permit authorization coverage
termination by consent. This VWP general permit authorization may be
terminated by consent when all permitted activities requiring notification
under 9VAC25-670-50 B and all compensatory mitigation have been completed or
when the authorized impacts do not occur. The permittee shall submit a
request for termination by consent within 30 days of project completion or
project cancellation completing or canceling all authorized activities
requiring notification under 9VAC25-670-50 A and all compensatory mitigation
requirements. When submitted for project completion, the request for
termination by consent shall constitute a notice of project completion
in accordance with 9VAC25-210-130 F. The director may accept this
termination of authorization coverage on behalf of the board. The
request for termination by consent permittee shall contain
submit the following information:
1. Name, mailing address, and telephone number of
the permittee;
2. Name and location of the activity;
3. The VWP general permit authorization tracking
number; and
4. One of the following certifications:
a. For project completion:
"I certify under penalty of law that all activities and
any required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have been completed. I
understand that by submitting this notice of termination I am no longer
authorized to perform activities in surface waters in accordance with the VWP
general permit and general permit coverage, and that performing
activities in surface waters is unlawful where the activity is not authorized
by a the VWP permit or coverage, unless otherwise excluded
from obtaining coverage. I also understand that the submittal of this
notice does not release me from liability for any violations of this the
VWP general permit authorization or coverage."
b. For project cancellation:
"I certify under penalty of law that the activities and
any required compensatory mitigation authorized by this the VWP
general permit and general permit coverage will not occur. I understand
that by submitting this notice of termination I am no longer authorized to
perform activities in surface waters in accordance with the VWP general permit and
general permit coverage, and that performing activities in surface waters
is unlawful where the activity is not authorized by a the VWP
permit or coverage, unless otherwise excluded from obtaining coverage. I
also understand that the submittal of this notice does not release me from
liability for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
c. For events beyond permittee control, the permittee shall
provide a detailed explanation of the events, to be approved by DEQ the
Department of Environmental Quality, and the following certification
statement:
"I certify under penalty of law that the activities or
the required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have changed as the result of
events beyond my control (see attached). I understand that by submitting this
notice of termination I am no longer authorized to perform activities in
surface waters in accordance with the VWP general permit and general permit
coverage, and that performing activities in surface waters is unlawful
where the activity is not authorized by a the VWP permit or
coverage, unless otherwise excluded from obtaining coverage. I also
understand that the submittal of this notice does not release me from liability
for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
L. M. Civil and criminal liability. Nothing in
this VWP general permit shall be construed to relieve the permittee from civil
and criminal penalties for noncompliance.
M. N. Oil and hazardous substance liability.
Nothing in this VWP general permit shall be construed to preclude the
institution of legal action or relieve the permittee from any responsibilities,
liabilities, or penalties to which the permittee is or may be subject under § 311
of the Clean Water Act or §§ 62.1-44.34:14 through 62.1-44.34:23 of the
State Water Control Law.
N. O. Duty to cease or confine activity. It
shall not be a defense for a permittee in an enforcement action that it would
have been necessary to halt or reduce the activity for which a VWP general
permit coverage has been granted in order to maintain compliance with
the conditions of the VWP general permit or coverage.
O. P. Duty to provide information.
1. The permittee shall furnish to the board any information which
that the board may request to determine whether cause exists for modifying,
revoking and reissuing and, or terminating the VWP permit authorization,
coverage or to determine compliance with the VWP general permit authorization
or general permit coverage. The permittee shall also furnish to the
board, upon request, copies of records required to be kept by the permittee.
2. Plans, maps, conceptual reports, and other relevant
information shall be submitted as required by the board prior to commencing
construction.
P. Q. Monitoring and records requirements.
1. Monitoring of parameters, other than pollutants, shall be
conducted according to approved analytical methods as specified in the VWP general
permit. Analysis of pollutants will be conducted according to 40 CFR Part
136 (2000), Guidelines Establishing Test Procedures for the Analysis of
Pollutants.
2. Samples and measurements taken for the purpose of
monitoring shall be representative of the monitored activity.
3. The permittee shall retain records of all monitoring
information, including all calibration and maintenance records and all original
strip chart or electronic recordings for continuous monitoring instrumentation,
copies of all reports required by the VWP general permit, and records of
all data used to complete the application for coverage under the
VWP general permit, for a period of at least three years from the date
of the general permit expiration of a granted VWP permit.
This period may be extended by request of the board at any time.
4. Records of monitoring information shall include, as
appropriate:
a. The date, exact place, and time of sampling or
measurements;
b. The name of the individuals who performed the sampling or
measurements;
c. The date and time the analyses were performed;
d. The name of the individuals who performed the analyses;
e. The analytical techniques or methods supporting the
information such as observations, readings, calculations, and bench data
used;
f. The results of such analyses; and
g. Chain of custody documentation.
Q. R. Unauthorized discharge of pollutants. Except
in compliance with this VWP general permit, it shall be unlawful for the
permittee to:
1. Discharge into state waters sewage, industrial wastes,
other wastes, or any noxious or deleterious substances;
2. Excavate in a wetland;
3. Otherwise alter the physical, chemical, or biological
properties of state waters and make them detrimental to the public health, to
animal or aquatic life, or to the uses of such waters for domestic or
industrial consumption, for recreation, or for other uses; or
4. On and after October 1, 2001, conduct the following
activities in a wetland:
a. New activities to cause draining that significantly alters
or degrades existing wetland acreage or functions;
b. Filling or dumping;
c. Permanent flooding or impounding; or
d. New activities that cause significant alteration or
degradation of existing wetland acreage or functions.
S. Duty to reapply. Any permittee desiring to continue a
previously authorized activity after the expiration date of the VWP general
permit shall comply with the provisions in 9VAC25-670-27.
NOTICE: The following
forms used in administering the regulation were filed by the agency. The forms
are not being published; however, online users of this issue of the Virginia
Register of Regulations may click on the name of a form with a hyperlink to
access it. The forms are also available from the agency contact or may be
viewed at the Office of the Registrar of Regulations, General Assembly
Building, 2nd Floor, Richmond, Virginia 23219.
FORMS (9VAC25-670)
[ Department of Environmental Quality Water Division
Permit Application Fee Form (rev. 10/14)
Department
of Environmental Quality Water Division Permit Application Fee Form (rev.
10/2014) ]
Joint Permit Application for Activities in Waters and
Wetlands of the Commonwealth of Virginia (rev. 10/04)
[ Joint Permit Application for Projects in Tidewater,
Virginia (eff. 10/04) (eff. 03/14)
Monthly Reporting of Impacts Less than or Equal to
One-Tenth Acre Statewide (eff. 08/07)
Standard Joint Permit Application for Activities in
Waters and Wetlands of the Commonwealth of Virginia (eff. 03/14)
Virginia Department of Transportation Inter-Agency
Coordination Meeting Joint Permit Application (eff. 10/02) (eff. 06/08)
Standard
Joint Permit Application for Activities in Waters and Wetlands of the
Commonwealth of Virginia (rev. 3/2014)
Virginia
Department of Transportation, Inter-Agency Coordination Meeting Joint Permit
Application (eff. 6/2008)
Monthly
Reporting of Impacts Less than or Equal to One-Tenth Acre Statewide (eff. 8/2007) ]
DOCUMENTS INCORPORATED BY REFERENCE (9VAC25-670)
Classification
of Wetlands and Deepwater Habitats of the United States, Cowardin, Lewis M. II,
et al., United States Fish and Wildlife Service, December 1979, Reprinted 1992
[ . ]
Guidelines for Specification of Disposal Sites for Dredged
[ of or ] Fill Material, 40 CFR Part 230
[ (Federal Register December 24, 1980). ]
Virginia Erosion and Sediment Control Handbook, Third
Edition, 1992, Department of Conservation and Recreation [ . ]
Virginia
Invasive Plant Species List, Natural Heritage Technical Document 14-11,
Department of Conservation and Recreation, Division of Natural Heritage (2014)
[ . ]
VA.R. Doc. No. R14-4058; Filed May 13, 2016, 8:27 a.m.
TITLE 9. ENVIRONMENT
STATE WATER CONTROL BOARD
Final Regulation
REGISTRAR'S NOTICE: The
State Water Control Board is claiming an exemption from Article 2 of the
Administrative Process Act in accordance with § 2.2-4006 A 8 of the Code
of Virginia, which exempts general permits issued by the State Water Control
Board pursuant to the State Water Control Law (§ 62.1-44.2 et seq.), Chapter 24 (§ 62.1-242 et seq.) of Title 62.1, and
Chapter 25 (§ 62.1-254 et seq.) of Title 62.1 if the
board (i) provides a Notice of Intended Regulatory Action in conformance with
the provisions of § 2.2-4007.01; (ii) following the passage
of 30 days from the publication of the Notice of Intended Regulatory Action,
forms a technical advisory committee composed of relevant stakeholders,
including potentially affected citizens groups, to assist in the development of
the general permit; (iii) provides notice and receives oral and written comment
as provided in § 2.2-4007.03; and (iv) conducts at least
one public hearing on the proposed general permit.
Title of Regulation: 9VAC25-680. Virginia Water
Protection General Permit for Linear Transportation Projects (amending 9VAC25-680-10 through 9VAC25-680-100;
adding 9VAC25-680-15, 9VAC25-680-25, 9VAC25-680-27, 9VAC25-680-35; repealing
9VAC25-680-95).
Statutory Authority: §§ 62.1-44.15 and 62.1-44.15:5
of the Code of Virginia; § 401 of the Clean Water Act (33 USC § 1251
et seq.).
Effective Date: August 2, 2016.
Agency Contact: Brenda Winn, Department of Environmental
Quality, 629 East Main Street, P.O. Box 1105, Richmond, VA 233218, telephone
(804) 698-4516, FAX (804) 698-4032, or email brenda.winn@deq.virginia.gov.
Summary:
The regulatory action reissues the existing general permit
that expires on August 1, 2016. The amendments (i) revise or clarify which
activities in specific water sources require application for a permit
authorization and which activities are excluded; (ii) revise and clarify the
application process, including the administrative and technical information
required to achieve a complete permit application; (iii) revise and clarify the
compensatory mitigation requirements, including the sequencing of acceptable
compensatory mitigation actions and compensatory mitigation provisions, the
requirements for compensating impacts to open waters, or the compensation
necessary for temporary impacts; (iv) modify provisions related to application
processing, informational requirements, or actions occurring post-permit authorization
for coverage; (v) modify permit authorization transitions between general
permit cycles; (vi) delete the authorization term of seven years and provisions
for continuation of permit authorization coverage; (vii) incorporate certain
federal regulatory provisions; (viii) clarify and update definitions; (ix)
reorganize the regulation; and (x) correct grammar, spelling, and references.
9VAC25-680-10. Definitions.
The words and terms used in this chapter shall have the
meanings defined in the State Water Control Law (§ 62.1-44.2 et seq. of
the Code of Virginia) and the Virginia Water Protection (VWP) Permit Program
Regulation (9VAC25-210) unless a different meaning is required by the
context clearly indicates otherwise or unless otherwise or is
indicated below.
"Bank protection" means measures employed to
stabilize channel banks and combat existing erosion problems. Such measures may
include the construction of riprap revetments, sills, rock vanes, beach
nourishment, breakwaters, bulkheads, groins, spurs, levees, marsh toe
stabilization, anti-scouring devices, and submerged sills.
"Bioengineering method" means a biological measure
incorporated into a facility design to benefit water quality and minimize
adverse effects to aquatic resources, to the maximum extent practicable, for
long-term aquatic resource protection and improvement.
"Channelization" means the alteration of a
stream channel by widening, deepening, straightening, cleaning or paving
certain areas.
"Coverage" means authorization to conduct a
project in accordance with a VWP general permit.
"Cross-sectional drawing" means a graph or plot
of ground elevation across a waterbody or a portion of it, usually along a line
perpendicular to the waterbody or direction of flow.
"Emergent wetland" means a class of wetlands
characterized by erect, rooted, herbaceous plants growing in water or on a
substrate that is at least periodically deficient in oxygen as a result of
excessive water content, excluding mosses and lichens. This vegetation is
present for most of the growing season in most years and is usually dominated
by perennial plants.
"FEMA" means Federal Emergency Management
Agency.
"Forebay" means a deeper area at the upstream
end of a stormwater management facility that would be maintained through
excavation.
"Forested wetland" means a class of wetlands
characterized by woody vegetation that is six meters (20 feet) tall or taller.
These areas normally possess an overstory of trees, an understory of trees or
shrubs, and an herbaceous layer.
"Greater than one acre" means more than 1.00
acre (43,560 square feet).
"Impacts" means results caused by human-induced
activities conducted in surface waters, as specified in § 62.1-44.15:20 A of
the Code of Virginia.
"DEQ" means the Department of Environmental
Quality.
"Independent utility" means a test to determine
what constitutes a single and complete project. A project is considered to have
independent utility if it would be constructed absent the construction of other
projects in the project area. Portions of a multi-phase project that depend
upon other phases of the project do not have independent utility. Phases of a
project that would be constructed even if the other phases are not built can be
considered as separate single and complete projects with independent public
and economic utility.
"Isolated Wetland of Minimal Ecological Value
(IWOMEV)" means a wetland that (i) does not have a surface water
connection to other state waters; (ii) is less than one-tenth of an acre in
size; (iii) is not located in a Federal Emergency Management Agency designated
100-year floodplain; (iv) is not identified by the Virginia Natural Heritage
Program as a rare or state significant natural community; (v) is not forested;
and (vi) does not contain listed federal or state threatened or endangered
species.
"Less than one-half of an acre" means 0.00 to
0.49 acre (0 to 21,779 square feet).
"Linear transportation project" means a project for
the construction, expansion, modification or improvement of features such as, but
not limited to, roadways, railways, trails, bicycle and pedestrians paths, and
airport runways and taxiways, including all attendant features both temporary
and permanent. Nonlinear features commonly associated with transportation
projects, such as, but not limited to, vehicle maintenance or storage
buildings, parking lots, train stations, or aircraft hangars are not included
in this definition.
"Notice of project completion" means a statement
[ signed submitted ] by the permittee or
authorized agent that the authorized activities and any required compensatory
mitigation have been completed.
"Open water" means an area that, during a year
with normal patterns of precipitation, has standing water for sufficient
duration to establish an ordinary high water mark. The term "open
water" includes lakes and ponds but does not include ephemeral waters,
stream beds, or wetlands.
"Ordinary high water" or "ordinary high
water mark" means the line on the shore established by the fluctuations of
water and indicated by physical characteristics such as clear, natural line
impressed on the bank; shelving; changes in the character of soil; destruction
of terrestrial vegetation; the presence of litter and debris; or other
appropriate means that consider the characteristics of the surrounding areas.
"Perennial stream" means a well-defined channel
that contains water year round during a year of normal rainfall. Generally, the
water table is located above the streambed for most of the year and groundwater
is the primary source for stream flow. A perennial stream exhibits the typical
biological, hydrological, and physical characteristics commonly associated with
the continuous conveyance of water.
"Permanent impacts" means those impacts to
surface waters, including wetlands, that cause a permanent alteration of the
physical, chemical, or biological properties of the surface waters, or of the
functions and values of a wetland.
"Person" means an individual, corporation,
partnership, association, governmental body, municipal corporation, or any
other legal entity.
"Riprap" means a layer of nonerodible material
such as stone or chunks of concrete.
"Scrub-shrub wetland" means a class of wetlands
dominated by woody vegetation less than six meters (20 feet) tall. The species
include tree shrubs, young trees, and trees or shrubs that are small or stunted
because of environmental conditions.
"Single and complete project" means the total
project proposed or accomplished by a person, which also has independent
utility, as defined in this section. For linear projects, the "single and
complete project" (e.g., a single and complete crossing) will apply to
each crossing of a separate surface water (e.g., a single waterbody) water
body) and to multiple crossings of the same waterbody water body
at separate and distinct locations. Phases of a project that have independent
public and economic utility may each be considered single and complete.
"State program general permit (SPGP)" means a
general permit issued by the Department of the Army in accordance with 33
USC 1344(e), 33 CFR 325.2(e)(2), 33 USC § 1344 and 33 CFR
325.3(b) 33 CFR 325.5(c)(3) and that is founded on a state program.
The SPGP is designed to avoid duplication between the federal and state
programs.
"Stream bed" means the substrate of a stream, as
measured between the ordinary high water marks along a length of stream. The
substrate may consist of organic matter, bedrock or inorganic particles that
range in size from clay to boulders, or a combination of both. Areas contiguous
to the stream bed, but outside of the ordinary high water marks, are not
considered part of the stream bed.
"Surface waters" means all state waters that are
not ground water as defined in § 62.1-255 of the Code of Virginia.
"Temporary impacts" are those impacts to surface
waters, including wetlands, that do not cause a permanent alteration of the
physical, chemical, or biological properties of the surface water, or of the
functions and values of a wetland. Temporary impacts include activities in
which the ground is restored to its preconstruction conditions, contours, or
elevations, such that previous functions and values are restored.
"Up to 300 linear feet" means >0.00 to
300.00 linear feet or less, as measured along the center of the main
channel of the stream segment.
"Up to 1500 1,500 linear feet" means >0.00
to 1500.00 1,500.00 linear feet or less, as measured along
the center of the main channel of the stream segment.
"Up to one-tenth of an acre" means 0.10 acre
(4,356 square feet) or less.
"Up to two acres" means 2.00 acres (87,120 square
feet) or less.
"Utility line" means a pipe or pipeline for the
transportation of any gaseous, liquid, liquefiable or slurry substance, for any
purpose, and a cable, line, or wire for the transmission for any purpose of
electrical energy, telephone, and telegraph messages and radio and television
communication. The term utility line does not include activities which drain a
surface water to convert it to an upland, such as drainage tiles or french
drains; however, it does apply to pipes conveying drainage from another area.
9VAC25-680-15. Statewide information requirements.
The board may request (i) such plans, specifications, and
other pertinent information as may be necessary to determine the effect of an
applicant's discharge on the quality of state waters or (ii) such other
information as may be necessary to accomplish the purposes of this chapter. Any
owner, permittee, or person applying for a VWP permit or general permit
coverage shall provide the information requested by the board.
9VAC25-680-20. Purpose; delegation of authority; effective
date of VWP general permit.
A. The purpose of this [ regulation chapter ]
is to establish VWP General Permit Number WP3 under [ the VWP permit program
regulation 9VAC25-210 ] to govern permanent and temporary
impacts related to the construction and maintenance of Virginia Department of
Transportation (VDOT) or other linear transportation projects. Applications for
coverage under this VWP general permit shall be processed for approval,
approval with conditions, or denial by the board. Authorization,
authorization Coverage, coverage with conditions, or application
denial by the board shall constitute the VWP general permit action. Each VWP
general permit action and shall follow all provisions in the State
Water Control Law (§ 62.1-44.2 et seq. of the Code of Virginia), except for the
public comment and participation provisions, from which each VWP general permit
action is exempt.
B. The director or his designee may perform any act of the
board provided under this chapter, except as limited by § 62.1-44.14
of the Code of Virginia.
C. This VWP general permit regulation will become
effective on August 1, 2006, and will expire on August 1, 2016.
D. Authorization to impact surface waters under this VWP
general permit is effective upon compliance with all the provisions of
9VAC25-680-30. Notwithstanding the expiration date of this general permit
regulation, authorization to impact surface waters under this VWP general
permit will continue for seven years.
9VAC25-680-25. Authorization for coverage under VWP general
permit effective August 1, 2006.
A. All complete applications or notifications received by
the board through 11:59 p.m. on August 1, 2016, shall be processed in
accordance with the VWP general permit regulation in effect August 1, 2006,
through August 1, 2016. If the application or notification is incomplete or if
there is not adequate time as allowed by § 62.1-44.15:21 of the Code of
Virginia to make a completeness determination, the applicant shall reapply for
coverage under the VWP general permit effective August 2, 2016, or apply for a
VWP individual permit, including payment of any required permit application
fee. No refund of permit application fees shall be made.
B. VWP general permit authorizations granted through 11:59
p.m. on August 1, 2016, shall remain in full force and effect until 11:59 p.m.
on the expiration date stated on the VWP authorization cover page, unless
otherwise revoked or terminated or unless a notice of project completion is
received by the board on or before that date. Any permittee that desires to
continue an authorized activity beyond the stated expiration date must reapply
for coverage under the VWP general permit effective August 2, 2016, pursuant to
its terms, standards, and conditions, or apply for a VWP individual permit,
including payment of any required permit application fee. This section shall
only apply to permittees holding valid authorizations for coverage granted
under the VWP general permit effective August 1, 2006, through August 1, 2016.
9VAC25-680-27. VWP general permit coverage; transition;
continuation.
A. All applications or notifications received on or after
August 2, 2016, will be processed in accordance with the VWP general permit
regulation effective August 2, 2016.
B. The general permit in 9VAC25-680-100 is effective
August 2, 2016, and expires August 1, [ 2031 2026 ].
Any coverage that is granted pursuant to 9VAC25-680-30 shall remain in full force
and effect until 11:59 p.m. on August 1, [ 2031 2026 ],
unless the general permit coverage is terminated or revoked [ or
unless a notice of project completion is received by the board ] on
or before this date. Where a permittee that has received general permit
coverage desires to continue or complete the authorized activities beyond
August 1, [ 2031 2026 ], the permittee
shall reapply for new general permit coverage or for a VWP individual permit,
including payment of any required permit application fee. Activities in surface
waters requiring a permit shall not commence or continue until VWP general
permit coverage is granted or a VWP individual permit is issued by the board.
C. Application may be made at any time for a VWP
individual permit in accordance with 9VAC25-210. Activities in surface waters
requiring a permit shall not commence or continue until VWP general permit
coverage is granted or a VWP individual permit is issued by the board.
9VAC25-680-30. Authorization to impact surface waters.
A. Any person governed by this granted coverage
under the VWP general permit is authorized to effective August 2,
2016, may permanently or temporarily impact up to two acres of nontidal
wetlands or open water and up to 1,500 linear feet of nontidal stream bed for
linear transportation projects, provided that:
1. The applicant submits notification as required in 9VAC25-680-50
and 9VAC25-680-60.
2. The applicant remits the any required permit
application processing fee in accordance with 9VAC25-20.
3. The applicant receives general permit coverage from the
Department of Environmental Quality and complies with the limitations and
other requirements of 9VAC25-680-100 the VWP general permit; the
general permit coverage [ letter ]; the Clean Water
Act, as amended; and the State Water Control Law and attendant regulations.
4. The applicant receives approval from the Virginia
Department of Environmental Quality.
5. 4. The applicant has not been required to
obtain a VWP individual permit under [ the VWP permit regulation
(9VAC25-210) 9VAC25-210 ] for the proposed project impacts. The
applicant, at his discretion, may seek a VWP individual permit, or
coverage under another applicable VWP general permit, in lieu of
coverage under this VWP general permit.
6. 5. Impacts, both temporary and permanent,
result from a single and complete project, including all attendant features.
a. Where a road segment (e.g., the shortest segment of a road
with independent utility that is part of a larger project) has multiple
crossings of state waters (several single and complete projects), the board may
at its discretion require a VWP individual permit.
b. For the purposes of this chapter, when an interchange has
multiple crossings of state waters, the entire interchange shall be considered
the single and complete project.
7. 6. The stream impact criterion applies to all
components of the project, including structures and stream channel
manipulations.
8. 7. Dredging does not exceed 5,000 cubic
yards.
9. [ Compensation ] 8. When
required, [ compensation ] for unavoidable impacts is
provided in accordance with 9VAC25-680-70 and 9VAC25-210-116.
B. Activities that may be authorized granted
coverage under this VWP general permit include the construction, expansion,
modification, or improvement of linear transportation crossings (e.g.,
highways, railways, trails, bicycle and pedestrian paths, and airport runways
and taxiways, including all attendant features both temporary and permanent).
C. The board waives the requirement for coverage under a VWP general
permit for activities that occur in an isolated wetland of minimal ecological
value, as defined in 9VAC25-680-10 9VAC25-210-10. Any
Upon request by the board, any person claiming this waiver bears the
burden to shall demonstrate to the satisfaction of the board
that he qualifies for the waiver.
D. Receipt of Coverage under this VWP general
permit does not relieve the permittee of the responsibility to comply with any
other applicable federal, state, or local statute, ordinance, or
regulation.
E. In issuing this VWP general permit, the board has not
taken into consideration the structural stability of the proposed structure or
structures.
F. E. Coverage under a nationwide or regional
permit promulgated by the U.S. Army Corps of Engineers (USACE), and for which
the board has issued § 401 certification existing in accordance with
9VAC25-210-130 H as of the effective date of this regulation August
2, 2016, shall constitute coverage under this VWP general permit [ , ]
unless a state program general permit (SPGP) is approved required
and granted for the covered activity or impact. Notwithstanding
any other provision, activities authorized under a nationwide or regional
permit promulgated by the USACE and certified by the board in accordance with
9VAC25-210-130 do not need to obtain coverage under this VWP general permit
unless a state programmatic general permit is approved for the covered activity
or impact.
G. F. When the board determines on a
case-by-case basis that concerns for water quality and the aquatic environment
so indicate, the board may require individual applications and a
VWP individual permits permit in accordance with 9VAC25-210-130 B
rather than approving granting coverage under this VWP general
permit.
9VAC25-680-35. Administrative continuance.
Beginning on August 2, 2016, in any case where an existing
permittee has submitted a timely and complete notification or application for
coverage under the next consecutive VWP general permit in accordance with
9VAC25-680-50 and 9VAC25-680-60 and the board, through no fault of the
permittee, does not issue the next consecutive VWP general permit with an
effective date on or before the expiration date of the expiring VWP general
permit, the conditions of that expiring VWP general permit and any requirements
of coverage granted under it shall continue in force until the effective date
of the next consecutive VWP general permit.
9VAC25-680-40. Exceptions to coverage.
A. Authorization for coverage Coverage under
this VWP general permit will not apply in the following areas: is not
required if the activity is excluded from permitting in accordance with
9VAC25-210-60.
1. Wetlands composed of 10% or more of the following
species (singly or in combination) in a vegetative stratum: Atlantic white
cedar (Chamaecyparis thyoides), bald cypress (Taxodium distichum), water tupelo
(Nyssa aquatica), or overcup oak (Quercus lyrata). Percentages shall be based
upon either basal area or percent areal cover in the area of impact.
2. Surface waters where the proposed activity will impact
federal or state listed or proposed threatened or endangered species or
proposed or designated critical habitat.
B. Authorization for coverage Coverage under
this VWP general permit cannot be used in combination with authorizations
for coverage under other VWP general permits in order to impact greater
than two acres of nontidal wetlands or open water or greater than 1,500 linear
feet of nontidal stream bed. More than one authorization for Granting
coverage under this VWP general permit more than once for a single and
complete project is prohibited, except when the cumulative impact to surface
waters does not exceed the limits specified here.
C. This VWP general permit may not cannot be
used to authorize for nonlinear features commonly associated with
transportation projects, such as, but not limited to, vehicle maintenance or
storage buildings, parking lots, train stations, or aircraft hangars.
D. The activity to impact surface waters shall not have been
prohibited by state law or regulations, nor shall it contravene applicable
Water Quality Standards (9VAC25-260).
E. The board shall deny application for coverage under
this VWP general permit to any applicant conducting activities that cause, may
reasonably be expected to cause, or may be contributing to a violation of water
quality standards, including discharges or discharge-related activities that
are likely to significantly affect aquatic life, or for activities that
together with other existing or proposed impacts to wetlands will cause or
contribute to a significant impairment of state waters or fish and wildlife
resources.
F. This VWP general permit does not authorize activities that
cause more than minimal changes to the peak hydraulic flow characteristics,
that significantly increase flooding, or that cause more than minimal
degradation of the water quality of a stream.
G. This Coverage under this VWP general permit may
shall not be used granted for:
1. Construction of a stormwater management facility in
perennial streams or in oxygen- or waters designated as
oxygen-impaired or temperature-impaired waters (does not include
wetlands).
2. The construction of an irrigation impoundment on a
perennial stream.
3. Any water withdrawal activities.
4. The location of animal feeding operations or waste storage
facilities in state waters.
5. The pouring of wet or uncured concrete or the use
of tremie concrete or grout bags in state waters, unless the area is
contained within a cofferdam or the work is performed in the dry, or
unless approved by DEQ the Department of Environmental Quality.
6. Return flow discharges from dredge disposal sites.
7. Overboard disposal of dredge materials.
8. Dredging in marinas.
9. Dredging of shellfish areas, submerged aquatic vegetation
beds and or other highly productive areas.
10. Federal navigation projects.
11. The Any activity in surface waters that will
impact federal or state listed [ or proposed ] threatened
or endangered species or [ proposed or ] designated
critical habitat, or [ be the result in a ]
taking of threatened or endangered species in accordance with the following:
a. As pursuant to § 29.1-564 of the Code of Virginia, the
taking, transportation, processing, sale, or offer for sale within the
Commonwealth of any fish or wildlife appearing on any list of threatened or
endangered species published by the United States Secretary of the Interior
pursuant to the provisions of the federal Endangered Species Act of 1973 (P.L.
Public Law 93-205), or any modifications or amendments thereto, is
prohibited except as provided in § 29.1-568 of the Code of Virginia.
b. As pursuant to § 29.1-566 of the Code of Virginia and
4VAC15-20-130 B and C, the taking, transportation, processing, sale, or offer
for sale within the Commonwealth of any [ state-listed state
listed ] endangered or threatened species is prohibited except as
provided in § 29.1-568 of the Code of Virginia.
12. Any activity in wetlands composed of 10% or more, singularly
or in combination, based upon either basal area or percent areal cover in the
area of impact, in a vegetative stratum: Atlantic white cedar (Chamaecyparis
thyoides), bald cypress (Taxodium distichum), water tupelo (Nyssa aquatica), or
overcup oak (Quercus lyrata).
13. Any activity in tidal waters.
9VAC25-680-50. Notification.
A. Notification to the board will be required prior to
commencing construction, as follows:
1. When the Virginia Department of Transportation is the
applicant for coverage under this VWP general permit, the notification
requirements shall be in accordance with this section and 9VAC25-680-60, unless
otherwise authorized by the Department of Environmental Quality.
1. 2. An application for authorization of
coverage for proposed, permanent nontidal wetland or open water impacts
greater than one-tenth of an acre, or [ of for ]
proposed permanent nontidal stream bed impacts greater than 300 linear feet,
shall include all information pursuant to 9VAC25-680-60 B, except for
9VAC25-680-60 B 20 when the application is for a Virginia Department of
Transportation (VDOT) administered project. VDOT shall provide the information
in 9VAC25-680-60 B 20 through the VDOT State Environmental Review Process, the
National Environmental Policy Act (42 USC § 4321 et seq.) (for federal
actions), or the VDOT Geographic Information System. Compensatory
mitigation may be required for all permanent impacts in accordance with
Parts I, II, and III of this VWP general permit regulation. All temporary
impacts shall be restored to preexisting conditions, as per Parts I, II, and
III of this VWP general permit regulation.
2. 3. An application for the authorization of
coverage for proposed, permanent nontidal wetland or open water impacts
up to one-tenth of an acre, or [ of for ]
proposed, permanent nontidal stream bed impacts up to 300 linear feet,
shall be submitted as follows in accordance with either subdivision 3
a or 3 b of this subsection:
a. For a proposed VDOT-administered project that is not
subject to subdivision 2 c of this subsection, the application shall include
the information required by subdivisions 1 through 8, 13, 15, and 21 of
9VAC25-680-60 B. The VDOT Quarterly Reporting of Impacts Less Than One-Tenth
Acre application may be used, provided that it contains the required
information. Compensatory mitigation may be required for all permanent impacts
once the notification limits of one-tenth acre wetlands or open water, or 300
linear feet of stream bed, are exceeded. All temporary impacts, regardless of
amount, shall be restored to preexisting conditions, as per Parts I and III of
this VWP general permit regulation. For any proposed project in
wetlands, open water, streams, or compensatory mitigation sites that are under
a deed restriction, conservation easement, declaration of restrictive covenant,
or other land use protective instrument (hereafter "protected
areas"), when such restriction, easement, covenant, or instrument is the
result of a federal or state permit action and is specific to activities in
wetlands and compensatory mitigation sites, the application shall include all
of the information required by 9VAC25-680-60 B. Compensatory mitigation may be
required for all permanent impacts.
b. For all other projects that are not subject to subdivision
2 c of this subsection, the application shall include the information
required by subdivisions 1 through 9, 13, 15, 20, and 21 1 through 7,
11, 12, 15, and 16 of 9VAC25-680-60 B, and documentation that
verifies the quantity and type of impacts. Compensatory mitigation may be
required for all permanent impacts once the notification limits of one-tenth
acre wetlands or open water, or 300 linear feet of stream bed, are exceeded,
and if required, the application shall include the information in 9VAC25-680-60
B 13. All temporary impacts, regardless of amount, shall be restored to
preexisting conditions, as per Parts I and III of this VWP general permit
regulation.
c. For any proposed project in wetlands, open water,
streams, or compensatory mitigation sites that are under a deed restriction,
conservation easement, restrictive covenant, or other land use protective
instrument (hereafter protected areas), when such restriction, easement,
covenant, or instrument is the result of a federal or state permit action and
is specific to activities in wetlands and compensatory mitigation sites, the
application shall include all of the information required by 9VAC25-680-60 B,
and documentation that verifies the quantity and type of impacts. Application
for a VDOT-administered project shall provide the required information in
9VAC25-680-60 B 20 through the VDOT State Environmental Review Process, the
National Environmental Policy Act (for federal actions), or the VDOT Geographic
Information System. Compensatory mitigation may be required for all permanent
impacts, regardless of amount. All temporary impacts, regardless of amount,
shall be restored to preexisting conditions, as per Parts I and III of this VWP
general permit regulation.
B. A Joint Permit Application (JPA), a Virginia Department
of Transportation Interagency Coordination Meeting Joint Permit Application
(VDOT IACM JPA), or a VDOT Quarterly Reporting of Impacts Less Than One-Tenth
Acre The Department of Environmental Quality-approved application forms
shall serve as an application under this regulation for a VWP permit
or VWP general permit coverage.
C. The board will determine whether the proposed activity
requires coordination with the [ United States U.S. ]
Fish and Wildlife Service, the Virginia Department of Conservation and
Recreation, the Virginia Department of Agriculture and Consumer Services
[ , ] and the Virginia Department of Game and Inland Fisheries
regarding the presence of federal or state [ proposed or ]
listed threatened and endangered species or [ proposed or ]
designated critical habitat. Based upon consultation with these agencies, the
board may deny application for coverage under this general permit. The
applicant may also consult with these agencies prior to submitting an
application. Species or habitat information that the applicant provides will
assist DEQ the Department of Environmental Quality in reviewing
and processing the application.
9VAC25-680-60. Application.
A. Applications shall be filed with the board as follows:
1. The applicant shall file a complete application in
accordance with 9VAC25-680-50, and this section for a coverage
under this VWP General Permit Number WP3 general permit for
impacts to surface waters from linear transportation projects, which will
serve as a notice of intent for coverage under this VWP general permit
[ activities projects ].
2. The VDOT may use its monthly IACM process for submitting
applications.
B. The required A complete application shall
contain for VWP general permit coverage, at a minimum, consists of
the following information [ , ] if applicable to the project:
1. The applicant's legal name, mailing address, and
telephone number, and, if applicable, electronic mail address
and fax number.
2. If different from the applicant, legal name, mailing
address, telephone number, and if applicable, electronic mail address and fax
number of property owner.
2. The 3. If applicable, authorized agent's (if
applicable) name, mailing address, telephone number, and, if
applicable, fax number and electronic mail address.
3. 4. The existing VWP general permit tracking
number (if applicable), if applicable.
4. The name of the project, narrative description of
project purpose, and a description of the proposed activity in surface waters.
5. The name of the water body or water bodies or receiving
stream, as applicable.
6. The hydrologic unit code (HUC) for the project area.
7. The name of the city or county where the project is
located.
8. Latitude and longitude (to the nearest second) from a
central location within the project limits.
9. A detailed location map (e.g., a United States Geologic
Survey topographic quadrangle map) of the project area, including the project
boundary. The map shall be of sufficient detail such that the site may be
easily located for site inspection.
10. (Reserved.)
11. Project plan view. Plan view sketches shall include, at
a minimum, north arrow, scale, existing structures, existing and proposed
contours (if available), limit of surface water areas, direction of flow,
ordinary high water mark, impact limits, location and dimension of all proposed
structures in impact areas. In addition, cross-sectional or profile sketches
with the above information may be required to detail impact areas.
12. Dredge material management plan (for dredging projects
only) including plan and cross-section view drawings of the disposal or
dewatering area, the dimensions and design of the proposed berm and spillway,
and the capacity of the proposed disposal or dewatering site.
13. Surface water impact information (wetlands, streams, or
open water) for both permanent and temporary impacts, including a description
of the impact, the areal extent of the impact (area of wetland in square feet
and acres; area of stream, length of stream, and average width); the location
(latitude and longitude at the center of the impact, or at the center of each
impact for linear projects)) and the type of surface water impact (open water;
wetlands according to the Cowardin classification or similar terminology; or
perennial and nonperennial for streams). The board encourages applicants to
coordinate the determination of perennial or nonperennial streams with the
appropriate local government agency in Tidewater Virginia.
14. Functional values assessment for impacts to wetlands
greater than one acre, which shall consist of a summary of field observations
of the existing wetland functions and values and an assessment of the impact
that the project will have on these functions and values. The following
parameters and functions shall be directly addressed: surrounding land uses and
cover types; nutrient, sediment, and pollutant trapping; flood control and
flood storage capacity; erosion control and shoreline stabilization;
groundwater recharge and discharge; aquatic and wildlife habitat; and unique or
critical habitats.
15. A description of the specific on-site measures
considered and taken during project design and development both to avoid and
minimize impacts to surface waters to the maximum extent practicable.
16. A conceptual plan for the intended compensation for
unavoidable impacts, including:
a. For wetlands, the conceptual compensation plan shall
include: the goals and objectives in terms of replacement of wetland acreage
and function; a detailed location map (e.g., a United States Geologic Survey
topographic quadrangle map), including latitude and longitude (to the nearest
second) at the center of the site; a description of the surrounding land use; a
hydrologic analysis, including a draft water budget based on expected monthly
inputs and outputs which will project water level elevations for a typical
year, a dry year, and a wet year; groundwater elevation data, if available, or
the proposed location of groundwater monitoring wells to collect these data; a
map for existing surface water areas on the proposed site or sites, including a
wetland delineation confirmation for any existing wetlands; a conceptual
grading plan; a conceptual planting scheme, including suggested plant species
and zonation of each vegetation type proposed; and a description of existing
soils, including general information on topsoil and subsoil conditions,
permeability, and the need for soil amendments.
b. For streams, the conceptual compensation plan shall
include: the goals and objectives in terms of water quality benefits and
replacement of stream functions; a detailed location map (e.g., a United States
Geologic Survey topographic quadrangle map), including the latitude and longitude
to the nearest second; the proposed stream segment restoration locations,
including plan view and cross-section sketches; the stream deficiencies that
need to be addressed; the proposed restoration measures to be employed,
including channel measurements, proposed design flows and types of instream
structures; and reference stream data, if available.
c. Applicants proposing to compensate off-site, including
purchase or use of mitigation bank credits, or contribution to an in-lieu fee
fund, shall submit an evaluation of the feasibility of on-site compensation. If
on-site compensation is practicable, applicants shall provide documentation as
to why the proposed off-site compensation is ecologically preferable. The
evaluation shall include, but not be limited to, the following assessment
criteria: water quality benefits, hydrologic source, hydrologic regime,
watershed, surface water functions and values, vegetation type, soils, impact
acreage, distance from impacts, timing of compensation versus impacts,
acquisition, constructability, and cost.
d. Applicants proposing compensation involving
contributions to an in-lieu fee fund shall state such as the conceptual
compensation plan. Written documentation of the willingness of the entity to
accept the donation and documentation of how the amount of the contribution was
calculated shall be submitted prior to issuance of this general permit
authorization.
e. Applicants proposing compensation involving the purchase
or use of mitigation banking credits shall include as their conceptual
compensation plan:
(1) The name of the proposed mitigation bank and the HUC in
which it is located;
(2) The number of credits proposed to be purchased or used;
and
(3) Certification from the bank owner of the availability
of credits.
17. A delineation map must be provided of the geographic
area of a delineated wetland for all wetlands on the site, in accordance with
9VAC25-210-45, including the wetlands data sheets. The delineation map shall
also include the location of streams, open water, and the approximate limits of
Chesapeake Bay Resource Protection Areas (RPAs), as other state or local
requirements may apply if the project is located within an RPA. Wetland types
shall be noted according to their Cowardin classification or similar
terminology. A copy of the USACE delineation confirmation, or other
correspondence from the USACE indicating their approval of the wetland
boundary, shall be provided at the time of application, or if not available at
that time, as soon as it becomes available during the VWP permit review.
18. A copy of the FEMA flood insurance rate map or
FEMA-approved local floodplain map for the project site.
19. The appropriate application processing fee for a VWP
permit in accordance with 9VAC25-20-10 et seq. The permit application fee for
VWP permit authorizations is based on acres only. Therefore, impacts that
include linear feet of stream bed must be converted to an acreage in order to
calculate the permit application fee.
20. A written disclosure identifying all wetlands, open
water, streams, and associated upland buffers within the proposed project or
compensation areas that are under a deed restriction, conservation easement,
restrictive covenant, or other land use protective instrument (protected areas).
Such disclosure shall include the nature of the prohibited activities within
the protected areas.
21. The following certification:
"I certify under penalty of law that this document and
all attachments were prepared under my direction or supervision in accordance
with a system designed to assure that qualified personnel properly gather and
evaluate the information submitted. Based on my inquiry of the person or
persons who manage the system or those persons directly responsible for
gathering the information, the information submitted is to the best of my
knowledge and belief true, accurate, and complete. I am aware that there are
significant penalties for submitting false information including the
possibility of fine and imprisonment for knowing violations."
C. The application shall be signed in accordance with
9VAC25-210-100. If an agent is acting on behalf of an applicant, the applicant
shall submit an authorization of the agent that includes the signatures of both
the applicant and the agent.
5. Project name and proposed project schedule.
6. The following information for the project site location,
and any related permittee-responsible compensatory mitigation site [ ,
if applicable ]:
a. The physical street address, nearest street, or nearest
route number; city or county; zip code; and [ , ] if
applicable, parcel number of the site or sites.
b. Name of the impacted water body or water bodies, or
receiving waters, as applicable, at the site or sites.
c. The latitude and longitude to the nearest second at the
center of the site or sites.
d. The fourth order subbasin, as defined by the hydrologic
unit boundaries of the National Watershed Boundary Dataset, for the site or
sites.
e. A detailed map depicting the location of the site or
sites, including the project boundary [ and all existing
preservation areas on the site or sites ]. The map (e.g., a
[ United States U.S. ] Geologic Survey
topographic quadrangle map) should be of sufficient detail to easily locate the
site or sites for inspection.
[ f. GIS-compatible shapefile or shapefiles of the
project boundary and all existing preservation areas on the site or sites,
unless otherwise approved by or coordinated with DEQ. The requirement for a
GIS-compatible shapefile or shapefiles may be waived by DEQ on a case-by-case
basis. ]
7. A narrative description of the project, including
project purpose and need.
8. Plan-view drawing or drawings of the project site
sufficient to assess the project, including at a minimum the following:
a. North arrow, graphic scale, and existing and proposed
topographic or bathymetric contours.
b. Limits of proposed impacts to surface waters.
c. Location of all existing and proposed structures.
d. All delineated wetlands and all jurisdictional surface
waters on the site, including the Cowardin classification (i.e., emergent,
scrub-shrub, or forested) for those surface waters and waterway name, if
designated; ebb and flood or direction of flow; and ordinary high water mark in
nontidal areas.
e. The limits of Chesapeake Bay Resource Protection Areas
(RPAs) as field-verified by the applicant [ , ] and if
available, the limits as approved by the locality in which the project site is
located [ , ] unless the proposed use is exempt from
the Chesapeake Bay Preservation Area Designation and Management Regulations
(9VAC25-830).
f. The limits of any areas that are under a deed
restriction, conservation easement, restrictive covenant, or other land use
protective instrument (i.e., protected areas).
9. Cross-sectional and profile drawing or drawings.
Cross-sectional drawing or drawings of each proposed impact area shall include
at a minimum a graphic scale, existing structures, existing and proposed
elevations, limits of surface water areas, ebb and flood or direction of flow
(if applicable), ordinary high water mark in nontidal areas, impact limits, and
location of all existing and proposed structures. Profile drawing or drawings
with this information may be required on a case-by-case basis to demonstrate
minimization of impacts. Any application that proposes piping or culverting
stream flows shall provide a longitudinal profile of the pipe or culvert
position and stream bed thalweg, or shall provide spot elevations of the stream
thalweg at the beginning and end of the pipe or culvert, extending to a minimum
of 10 feet beyond the limits of proposed impact.
10. Materials assessment. Upon request by the board, the
applicant shall provide evidence or certification that the material is free
from toxic contaminants prior to disposal or that the dredging activity will
not cause or contribute to a violation of water quality standards during
dredging. The applicant may be required to conduct grain size and composition
analyses, tests for specific parameters or chemical constituents, or elutriate
tests on the dredge material.
11. A narrative description of all impacts proposed to
surface waters, including the type of activity to be conducted in surface
waters and any physical alteration to surface waters. Surface water impacts
shall be identified as follows:
a. Wetland impacts identified according to their Cowardin
classification (i.e., emergent, scrub-shrub, or forested) [ ,; ]
and for each classification, the individual impacts quantified in square
feet to the nearest whole number, cumulatively summed in square feet, and then
the sum converted to acres and rounded to two decimal places using commonly
accepted arithmetic principles of rounding.
b. Individual stream impacts [ (i) ] quantified
[ by length ] in linear feet to the nearest whole number
and [ then cumulatively summed, by average width in
feet to the nearest whole number; (ii) quantified in square feet to the nearest
whole number; ] and [ (iii) ] when
compensatory mitigation is required, the impacts identified according to the
assessed type using the Unified Stream Methodology.
c. Open water impacts identified according to their
Cowardin classification; and for each type, the individual impacts quantified
in square feet to the nearest whole number, cumulatively summed in square feet,
and then the sum converted to acres and rounded to two decimal places using
commonly accepted arithmetic principles of rounding.
d. A copy of the approved jurisdictional determination
[ , if when ] available, or [ when
unavailable, (i) ] the preliminary jurisdictional determination
from the U.S. Army Corps of Engineers (USACE), U.S. Department of Agriculture
Natural Resources Conservation Service (NRCS), or DEQ [ , ]
or [ (ii) ] other correspondence from the USACE,
NRCS, or DEQ indicating approval of the boundary of applicable jurisdictional
surface waters, including wetlands data sheets if applicable.
e. A delineation map [ and GIS-compatible
shapefile or shapefiles of the delineation map ] that
[ (i) ] depicts the geographic area or areas of all surface
water boundaries delineated in accordance with 9VAC25-210-45 and confirmed in
accordance with the jurisdictional determination process; [ (ii) ]
identifies such areas in accordance with subdivisions 11 a [ through,
11 b, and ] 11 c of this subsection; and [ (iii) ]
quantifies and identifies any other surface waters according to their
Cowardin classification (i.e., emergent, scrub-shrub, or forested) or similar
terminology [ , if applicable ]. [ The
requirements for a delineation map or GIS-compatible shapefile or shapefiles
may be waived by DEQ on a case-by-case basis. ]
12. An alternatives analysis for the proposed project
detailing the specific on-site measures taken during project design and
development to first avoid and then minimize impacts to surface waters to the
maximum extent practicable in accordance with the Guidelines for Specification
of Disposal Sites for Dredged or Fill Material, 40 CFR Part 230. Avoidance and
minimization includes, but is not limited to, the specific on-site measures
taken to reduce the size, scope, configuration, or density of the proposed
project, including review of alternative sites where required for the project,
which would avoid or result in less adverse impact to surface waters, and
documentation demonstrating the reason the applicant determined less damaging
alternatives are not practicable. The analysis shall demonstrate to the
satisfaction of the board that avoidance and minimization opportunities have
been identified and measures have been applied to the proposed activity such
that the proposed activity in terms of impacts to state waters and fish and
wildlife resources is the least environmentally damaging practicable
alternative.
13. A compensatory mitigation plan to achieve no net loss
of wetland acreage [ or and ] functions
or stream functions and water quality benefits.
a. If permittee-responsible compensation is proposed for
wetland impacts, a conceptual wetland compensatory mitigation plan must be
submitted in order for an application to be deemed complete and shall include
at a minimum (i) the goals and objectives in terms of replacement of wetland
acreage [ or and ] functions; (ii) a
detailed location map including latitude and longitude [ (to
to ] the nearest [ second) second ]
and the fourth order subbasin, as defined by the hydrologic unit boundaries
of the National Watershed Boundary Dataset, at the center of the site; (iii) a
description of the surrounding land use; (iv) a hydrologic analysis including a
draft water budget for nontidal areas based on expected monthly inputs and outputs
that will project water level elevations for a typical year, a dry year, and a
wet year; (v) groundwater elevation data, if available, or the proposed
location of groundwater monitoring wells to collect these data; (vi) wetland
delineation confirmation, data sheets, and maps for existing surface water
areas on the proposed site or sites; (vii) a conceptual grading plan; (viii) a
conceptual planting scheme including suggested plant species and zonation of
each vegetation type proposed; (ix) a description of existing soils including
general information on both topsoil and subsoil conditions, permeability, and
the need for soil amendments; (x) a draft design of any water control
structures; (xi) inclusion of buffer areas; (xii) a description of any structures
and features necessary for the success of the site; (xiii) the schedule for
compensatory mitigation site construction; and (xiv) measures for the control
of undesirable species.
b. If permittee-responsible compensation is proposed for
stream impacts, a conceptual stream compensatory mitigation plan must be
submitted in order for an application to be deemed complete and shall include
at a minimum (i) the goals and objectives in terms of water quality benefits
and replacement of stream functions; (ii) a detailed location map including the
latitude and longitude to the nearest second and the fourth order subbasin, as
defined by the hydrologic unit boundaries of the National Watershed Boundary
Dataset, at the center of the site; (iii) a description of the surrounding land
use; (iv) the proposed stream segment restoration locations including plan view
and cross-sectional drawings; (v) the stream deficiencies that need to be
addressed; (vi) data obtained from a DEQ-approved, stream impact assessment
methodology such as the Unified Stream Methodology; (vii) the proposed
restoration measures to be employed including channel measurements, proposed
design flows, types of instream structures, and conceptual planting scheme;
(viii) reference stream data, if available; (ix) inclusion of buffer areas; (x)
schedule for restoration activities; and (xi) measures for the control of
undesirable species.
c. For any permittee-responsible compensatory mitigation,
the conceptual compensatory mitigation plan shall also include a draft of the
intended protective mechanism or mechanisms, in accordance with 9VAC25-210-116
B 2, such as, but not limited to, a conservation easement held by a third party
in accordance with the Virginia Conservation Easement Act (§ 10.1-1009 et seq.
of the Code of Virginia) or the Virginia Open-Space Land Act (§ 10.1-1700 et
seq. of the Code of Virginia), a duly recorded declaration of restrictive
covenants, or other protective instrument. The draft intended protective
mechanism shall contain the information in subdivisions c (1), c (2), and c (3)
of this subdivision 13 or in lieu thereof shall describe the intended
protective mechanism or mechanisms that contains the information required
below:
(1) A provision for access to the site;
(2) The following minimum restrictions: no ditching, land
clearing, or discharge of dredge or fill material, and no activity in the area
designated as compensatory mitigation area with the exception of maintenance;
corrective action measures; or DEQ-approved activities described in the
approved final compensatory mitigation plan or long-term management plan; and
(3) A long-term management plan that identifies a long-term
steward and adequate financial assurances for long-term management in
accordance with the current standard for mitigation banks and in-lieu fee
program sites, except that financial assurances will not be necessary for
permittee-responsible compensation provided by government agencies on
government property. If approved by DEQ, permittee-responsible compensation on
government property and long-term protection may be provided through federal
facility management plans, integrated natural resources management plans, or
other alternate management plans submitted by a government agency or public
authority.
d. Any compensatory mitigation plan proposing the purchase
of mitigation bank or in-lieu fee program credits shall include the number and
type of credits proposed to be purchased and documentation from the approved
mitigation bank or in-lieu fee program sponsor of the availability of credits
at the time of application.
14. Permit application fee. The applicant will be notified
by the board as to the appropriate fee for the project [ in
accordance with 9VAC25-20 ].
15. A written description and a graphical depiction
identifying all upland areas including buffers, wetlands, open water, other
surface waters, and compensatory mitigation areas located within the proposed
project boundary or permittee-responsible compensatory mitigation areas that
are under a deed restriction, conservation easement, restrictive covenant, or
other land use protective instrument (i.e., protected areas). Such description
and a graphical depiction shall include the nature of the prohibited activities
within the protected areas and the limits of Chesapeake Bay Resource Protection
Areas (RPAs) as field-verified by the applicant [ , ] and
if available, the limits as approved by the locality in which the project site
is located, unless the proposed use is exempt from the Chesapeake Bay
Preservation Area Designation and Management Regulations (9VAC25-830), as
additional state or local requirements may apply if the project is located
within an RPA.
16. Signature page that has been signed, dated, and
certified by the applicant in accordance with 9VAC25-210-100. If the applicant
is a business or other organization, the signature must be made by an
individual with the authority to bind the business or organization, and the
title of the signatory must be provided. The application signature page, either
on the copy submitted to the Virginia Marine Resources Commission or to DEQ,
must have an original signature. Electronic submittals containing the original
signature page, such as that contained in a scanned document file, are
acceptable.
C. An analysis of the functions of wetlands proposed to be
impacted may be required by DEQ. When required, the method selected for the
analysis shall assess water quality or habitat metrics and shall be coordinated
with DEQ in advance of conducting the analysis.
1. No analysis shall be required when:
a. Wetland impacts per each single and complete project
total 1.00 acre or less; or
b. The proposed compensatory mitigation consists of
purchasing mitigation bank or in-lieu fee program credits at standard
mitigation ratios of 2:1 for forest, 1.5:1 for scrub-shrub, and 1:1 for
emergent, or higher.
2. Analysis shall be required when wetland impacts per each
single and complete project total 1.01 acres or more and when any of the
following applies:
a. The proposed compensatory mitigation consists of
permittee-responsible compensation, including water quality enhancements as
replacement for wetlands; or
b. The proposed compensatory mitigation consists of
purchasing mitigation bank or in-lieu fee program credits at less than the standard
mitigation ratios of 2:1 for forest, 1.5:1 for scrub-shrub, and 1:1 for
emergent.
D. Upon receipt of an application from the Department of
Transportation for a road or highway construction project by the appropriate
DEQ office, the board has 10 business days, pursuant to § 33.2-258 of
the Code of Virginia, to review the application and either determine the
information requested in subsection B of this section is complete or inform the
Department of Transportation that additional information is required to make
the application complete (pursuant to § 33.1-19.1 of the Code of Virginia).
Upon receipt of an application from other applicants for any type of project,
the board has 15 days to review the application and either determine the
information requested in subsection B of this section is complete or inform the
applicant that additional information is required to make the application
complete. For Department of Transportation road or highway construction
projects, Pursuant to § 33.2-258 of the Code of Virginia,
[ application for ] coverage under this VWP general
permit for Department of Transportation road or highway construction
projects shall be approved, or approved with conditions, or the
application shall be denied [ , ] within 30 business days
of receipt of a complete application (pursuant to § 33.1-19.1 of the Code of
Virginia). For all other projects, [ application for ]
coverage under this VWP general permit shall be approved, or
approved with conditions, or the application shall be denied [ , ]
within 45 days of receipt of a complete application. If the board fails to act
within the applicable 30 or 45 days on a complete application, coverage under
this VWP general permit shall be deemed approved granted.
1. In evaluating the application, the board shall make an
assessment of the impacts associated with the project in combination with other
existing or proposed impacts. Coverage Application for coverage
under this VWP general permit shall be denied if the cumulative impacts will
cause or contribute to a significant impairment of state waters or fish and
wildlife resources.
2. The board may place additional conditions requirements
on a project in order to approve authorization grant coverage
under this VWP general permit. However, these conditions the
requirements must be consistent with [ the VWP general
permit regulation this chapter ].
E. Incomplete application. Where an application is incomplete
not accepted as complete by the board within the applicable 10 or 15 days of
receipt, the board shall require the submission of additional information from
the applicant and may suspend processing the of any
application until such time as the applicant has supplied the requested
information and the application is complete. Where the applicant becomes aware
that he omitted one or more relevant facts from an application, or submitted
incorrect information in an application or in reports any report
to the board, he the applicant shall immediately submit such
facts or the correct information. A revised application with new information
shall be deemed a new application, for the purposes of review but
shall not require an additional permit application fee. An incomplete permit
application may be administratively withdrawn from processing by the board for
failure to provide the required information after 180 60 days
from the date that of the original permit application was
received latest written information request made by the board. An
applicant may request a suspension of application review by the board, but requesting
a suspension shall not preclude the board from administratively withdrawing an
incomplete application. Resubmittal of a permit application for the same or
similar project, after such time that the original permit application was
administratively withdrawn, shall require submittal of an additional permit
application fee.
9VAC25-680-70. Compensation.
A. In accordance with 9VAC25-680-50 A, compensatory Compensatory
mitigation may be required for all permanent, nontidal surface water
impacts as specified in 9VAC25-680-50 A. All temporary, nontidal surface
water impacts shall be restored to preexisting conditions in accordance with
9VAC25-680-100.
B. Generally, the sequence of preferred compensation
options shall be restoration, then creation, then mitigation banking, and then
in-lieu fee fund. Also, on-site, in-kind compensatory mitigation, when
available, shall be deemed the most ecologically preferable form of
compensation for project impacts, in most cases. However, off-site or
out-of-kind compensation opportunities that prove to be more ecologically
preferable to practicable on-site or in-kind compensation may be considered.
When the applicant can demonstrate satisfactorily that an off-site or
out-of-kind compensatory mitigation proposal is ecologically preferable, then
such proposal may be deemed appropriate for compensation of project impacts.
Compensatory mitigation and any compensatory mitigation proposals shall be
in accordance with this section and 9VAC25-210-116.
C. For the purposes of this VWP general permit,
compensatory mitigation for unavoidable wetland impacts may be met through the
following:
1. Wetland creation.
2. Wetland restoration.
3. The purchase or use of credits from a mitigation bank,
pursuant to § 62.1-44.15:23 of the Code of Virginia.
4. A contribution to an approved in-lieu fee fund.
5. Preservation of upland buffers adjacent to state waters,
when utilized in conjunction with subdivision 1, 2, or 3 of this subsection and
when consistent with 9VAC25-210-116 A.
6. Restoration of upland buffers adjacent to state waters,
when utilized in conjunction with subdivision 1, 2, or 3 of this subsection and
when consistent with 9VAC25-210-116 A.
7. Preservation of wetlands, when utilized in conjunction
with subdivision 1, 2, or 3 of this subsection.
D. For the purposes of this VWP general permit,
compensatory mitigation for unavoidable stream impacts may be met through the
following:
1. Stream channel restoration or enhancement.
2. Riparian buffer restoration or enhancement.
3. Riparian buffer preservation, when consistent with
9VAC25-210-116 A.
4. A contribution to an approved in-lieu fee fund.
5. The purchase or use of credits from a mitigation bank,
pursuant to § 62.1-44.15:23 of the Code of Virginia.
E. In order for contribution to an in-lieu fee fund to be
an acceptable form of compensation, the fund must be approved for use by the
board according to the provisions of 9VAC25-210-116 D. The applicant shall
provide proof of contribution to DEQ prior to commencing activities in impact
areas.
F. In order for purchase or use of bank credits to be an
acceptable form of compensation, the bank shall be operating in accordance with
the provisions of § 62.1-44.15:23 of the Code of Virginia and 9VAC25-210-116 E.
The applicant shall provide proof of purchase, use, or debit to DEQ prior to
commencing activities in impact areas.
G. Compensation C. When required, compensatory
mitigation for unavoidable, permanent wetland impacts shall be provided at
the following minimum compensation to impact mitigation ratios:
1. Impacts to forested wetlands shall be mitigated at 2:1, as
calculated on an area basis.
2. Impacts to [ scrub shrub scrub-shrub ]
wetlands shall be mitigated at 1.5:1, as calculated on an area basis.
3. Impacts to emergent wetlands shall be mitigated at 1:1, as
calculated on an area basis.
H. Compensation D. When required, compensatory
mitigation for stream bed impacts shall be appropriate to replace lost
functions and water quality benefits. One factor in determining the required
stream compensation shall be an analysis of stream impacts utilizing a stream
impact assessment methodology acceptable to DEQ the Department of
Environmental Quality.
I. E. Compensation for permanent open water
impacts, other than to streams, may be required at a an
in-kind or out-of-kind mitigation ratio of 1:1 replacement to impact
ratio or less, as calculated on an area basis, to offset impacts to
state waters and fish and wildlife resources from significant impairment.
Compensation shall not be required for permanent or temporary impacts to
open waters identified as palustrine by the Cowardin classification method,
[ except but compensation may be required ] when
such open waters are located in areas of karst topography in Virginia and are formed
by the natural solution of limestone.
J. Compensation F. When conversion results in a
permanent alteration of the functions of a wetland, compensatory mitigation
for conversion impacts to wetlands shall be required at a 1:1 replacement to
impact mitigation ratio, as calculated on an area basis, when
such conversion results in a permanent alteration of the functions and values
of the wetlands. For example, the permanent conversion of a forested
wetland to an emergent wetland is considered to be a permanent impact for the
purposes of this [ regulation chapter ]. Compensation
for conversion of other types of surface waters may be required, as
appropriate, to offset impacts to state waters and fish and wildlife resources from
significant impairment.
9VAC25-680-80. Notice of planned changes; modifications to
coverage.
A. The permittee shall notify the board in advance of the
a planned change, and the planned change an application or
request will for modification to coverage shall be reviewed
according to all provisions of this regulation chapter. Coverage
shall not be modified if (i) the cumulative total of permanent and temporary
impacts [ for a single and complete project ] exceeds
two acres of nontidal wetlands or open water or exceeds 1,500 linear feet of
nontidal stream bed or (ii) the criteria in subsection B of this section are
not met. The applicant may submit a new permit application for consideration
under a VWP individual permit.
B. Authorization under this VWP general permit coverage
may be modified subsequent to issuance if the permittee determines that
additional permanent wetland, open water, or stream under the following
circumstances:
1. Additional impacts to surface waters are
necessary, provided that the additional impacts are associated with the
previously authorized activities in authorized locations within the same phase
of development or within logical termini, the cumulative increase in acreage of
wetland or open water impacts is not greater than 1/4 acre, the cumulative
increase in stream bed impacts is not greater than 100 linear feet, and the
additional impacts are fully mitigated. Prior to a planned change approval, DEQ
may require submission of a compensatory mitigation plan for the additional
impacts. In cases where the original impacts totaled less than 1/10 acre of
wetlands or open water, or less than 300 linear feet of stream bed, and the
additional impacts result in these limits being exceeded, the notice of planned
change will not be approved. However, the applicant may submit a new permit
application and permit application fee for the total impacts to be considered
under this VWP general permit, another VWP general permit, or a VWP individual
permit.:
a. The additional impacts are proposed prior to impacting
the additional areas.
b. The proposed additional impacts are located within the
project boundary as depicted in the application for coverage or are located in
areas of directly-related off-site work [ , ] unless
otherwise prohibited in this [ VWP general permit regulation
chapter ].
c. The permittee has provided sufficient documentation that
the board may reasonably determine that the additional impacts will not impact
federal or state listed [ or proposed ] threatened
or endangered species or [ proposed or ] designated
critical habitat [ , ] or [ be the
result in a ] taking of threatened or endangered species.
[ The board recommends that the permittee verify that the project will
not impact any proposed threatened or endangered species or proposed critical
habitat. ]
d. The cumulative, additional permanent wetland or open
water impacts for one or more notices of planned change do not exceed 0.25
acre.
e. The cumulative, additional permanent stream impacts for
one or more notices of planned change do not exceed 100 linear feet.
f. Documentation is provided demonstrating that the
proposed surface water impacts have been avoided to the maximum extent
practicable in accordance with the informational requirements of 9VAC25-680-60
B 12.
g. Compensatory mitigation for the proposed impacts, if
required, meets the requirements of 9VAC25-680-70 and 9VAC25-210-116. Prior to
a planned change approval, the Department of Environmental Quality may require
submission of a compensatory mitigation plan for the additional impacts.
h. Where such additional impacts are temporary, and prior
to initiating the impacts, the permittee provides a written statement to the
board that the area to be temporarily impacted will be restored to its
preconstruction elevations and contours [ , ] with
topsoil from the impact area where practicable, such that the previous acreage
and functions are restored [ , ] in accordance
with Parts I A 3 and B 11 of 9VAC25-680-100. The additional temporary impacts
shall not cause the cumulative total impacts to exceed the general permit
threshold for use. The proposed temporary impacts shall be deemed approved if
DEQ does not respond within 10 days of receipt of the request for authorization
to temporarily impact additional surface waters.
i. The additional proposed impacts do not change the
category of the project, based on the original impact amounts as specified in
9VAC25-680-50 A 2. However, the applicant may submit a new permit application
for the total impacts to be considered under this VWP general permit, another
VWP general permit, or a VWP individual permit.
C. Authorization under this VWP general permit may be
modified after issuance if the project results in less 2. A reduction in
wetland or stream impacts. Compensation Compensatory mitigation
requirements may be modified in relation to the adjusted impacts at the
request of the permittee, provided that the adjusted compensation compensatory
mitigation meets the initial authorization compensation compensatory
mitigation goals. DEQ shall not be responsible for ensuring refunds for
mitigation bank credit purchases, mitigation bank usage, or in-lieu fee fund
contributions program credit purchases.
D. Authorization under this VWP general permit may be
modified after issuance for a 3. A change in project plans or use
that does not result in a change in to authorized project impacts
other than those allowed in subdivisions 1 and 2 of this subsection.
E. Authorization under the VWP general permit may be
modified for a change to the mitigation bank at which credits are purchased or
used, provided that the same amount of credits are purchased or used and all
criteria for use in 9VAC25-210-116 E are met.
F. Authorization under the VWP general permit may be
modified after issuance for typographical errors.
G. A Notice of Planned Change is not required after
authorization issuance for additional temporary impacts to surface waters,
provided that DEQ is notified in writing regarding additional temporary
impacts, and the area is restored to preexisting conditions in accordance with
Part I C 11 of this general permit. In no case can the additional temporary
impacts exceed the general permit threshold for use.
H. In no case can this authorization be modified to exceed
the general permit threshold for use.
I. A notice of planned change shall be denied if fish and
wildlife resources are significantly impacted or if the criteria in subsection
B of this section are not met. However, the original VWP general permit
authorization shall remain in effect. The applicant may submit a new permit
application and permit application fee for consideration under a VWP individual
permit.
4. Substitute a specific, DEQ-approved mitigation bank or
in-lieu fee program with another DEQ-approved mitigation bank or in-lieu fee
program or substitute all or a portion of the prior authorized
permittee-responsible compensation with a purchase of mitigation credits in
accordance with 9VAC25-210-116 C from a DEQ-approved mitigation bank or in-lieu
fee program. The amount of credits proposed to be purchased shall be sufficient
to meet the compensatory mitigation requirement for which the compensatory
mitigation is proposed to replace.
5. Correct typographical errors.
9VAC25-680-90. Termination of authorization by consent coverage.
When all permitted activities requiring notification under
9VAC25-680-50 A and all compensatory mitigation requirements have been
completed, or if the authorized impacts will not occur, the A. The
permittee shall submit a request for termination by consent within 30 days of project
completion or project cancellation completing or canceling all
authorized activities requiring notification under 9VAC25-680-50 A and all
compensatory mitigation requirements. When submitted for project
completion, the request for termination by consent shall constitute a
notice of project completion in accordance with 9VAC25-210-130 F.
The director may accept this termination of authorization coverage
on behalf of the board. The permittee shall submit the following information:
1. Name, mailing address, and telephone number of the
permittee;
2. Name and location of the activity;
3. The VWP general permit authorization tracking
number; and
4. One of the following certifications:
a. For project completion:
"I certify under penalty of law that all activities and
any required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have been completed. I
understand that by submitting this notice of termination I am no longer authorized
to perform activities in surface waters in accordance with the VWP general
permit and general permit coverage, and that performing activities in
surface waters is unlawful where the activity is not authorized by a the
VWP permit or coverage, unless otherwise excluded from obtaining coverage.
I also understand that the submittal of this notice does not release me from
liability for any violations of this the VWP general permit authorization
or coverage."
b. For project cancellation:
"I certify under penalty of law that the activities and
any required compensatory mitigation authorized by this the VWP
general permit and general permit coverage will not occur. I understand
that by submitting this notice of termination I am no longer authorized to perform
activities in surface waters in accordance with the VWP general permit and
general permit coverage, and that performing activities in surface waters
is unlawful where the activity is not authorized by a the VWP
permit or for coverage, unless otherwise excluded from obtaining coverage.
I also understand that the submittal of this notice does not release me from
liability for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
c. For events beyond permittee control, the permittee shall
provide a detailed explanation of the events, to be approved by DEQ the
Department of Environmental Quality, and the following certification
statement:
"I certify under penalty of law that the activities or
the required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have changed as the result of
events beyond my control (see attached). I understand that by submitting this
notice of termination I am no longer authorized to perform activities in
surface waters in accordance with the VWP general permit and general permit
coverage, and that performing activities in surface waters is unlawful where
the activity is not authorized by a the VWP permit or
coverage, unless otherwise excluded from obtaining coverage. I also
understand that the submittal of this notice does not release me from liability
for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
B. VWP general permit coverage may be terminated for cause
in accordance with 9VAC25-210-180 F and [ 9VAC25-230
§ 62.1-44.15:02 of the Code of Virginia ], or without cause in
accordance with 9VAC25-210-180 G and [ 9VAC25-230 §
62.1-44.15:02 ].
9VAC25-680-95. Transition. (Repealed.)
A. All applications received on or after August 1, 2006,
will be processed in accordance with these new procedures.
B. VWP general permit authorizations issued prior to
August 1, 2006, will remain in full force and effect until such authorizations
expire, are revoked, or are terminated.
C. Notices of planned change and all other types of
notification that are received by the board prior to August 1, 2006, will be
processed in accordance with the VWP general permit regulation in effect at
that time. Notices of planned change and all other types of notification to the
board that are received on or after August 1, 2006, will be processed in
accordance with these new procedures.
9VAC25-680-100. VWP general permit.
Any applicant whose application has been accepted by the
board shall be subject to the following requirements:
VWP General Permit No. WP3
Authorization Expiration date:
Authorization Notes(s):
VWP GENERAL PERMIT FOR LINEAR TRANSPORTATION PROJECTS UNDER
THE VIRGINIA WATER PROTECTION PERMIT AND THE VIRGINIA STATE WATER CONTROL LAW
Based upon an examination of the information submitted by
the applicant and in
VWP GENERAL PERMIT NO. WP3 FOR LINEAR TRANSPORTATION
PROJECTS UNDER THE VIRGINIA WATER PROTECTION PERMIT AND THE VIRGINIA STATE
WATER CONTROL LAW
Effective date: August 2, 2016
Expiration date: August 1, [ 2031 2026 ]
In compliance with § 401 of the Clean Water Act,
as amended (33 USC § 1341) and the State Water Control Law and regulations
adopted pursuant thereto, the board has determined that there is a reasonable
assurance that the activity authorized by this VWP general permit, if conducted
in accordance with the conditions set forth herein complied with,
will protect instream beneficial uses and, will not violate
applicable water quality standards. The board finds that the effect of the
impact, together with other existing or proposed impacts to wetlands, and
will not cause or contribute to a significant impairment of state waters or
fish and wildlife resources. In issuing this VWP general permit, the board
has not taken into consideration the structural stability of any proposed
activities.
Subject The permanent or temporary impact of up to
two acres of nontidal wetlands or open water and up to 1,500 linear feet of
nontidal stream bed shall be subject to the provisions of the VWP
general permit set forth herein; any requirements in coverage granted under
this VWP general permit; the Clean Water Act, as amended,;
and pursuant to the State Water Control Law and regulations adopted
pursuant to it, the permittee is authorized to permanently or temporarily
impact up to two acres of nontidal wetlands or open water and up to 1,500
linear feet of nontidal stream bed.
Permittee:
Address:
Activity Location:
Activity Description:
The authorized activity shall be in accordance with this
cover page, Part I-Special Conditions, Part II-Compensation, Monitoring, and
Reporting, and Part III-Conditions Applicable to All VWP Permits, as set forth
herein.
_________________________________
Director, Department of Environmental Quality
|
___________
Date
|
Part I. Special Conditions.
A. Authorized activities.
1. This permit authorizes The activities authorized
by this chapter shall not cause more than the permanent or temporary
impacts of up to two acres of nontidal wetlands or open water and up to 1,500
linear feet of nontidal stream bed according to the information provided in
the approved and complete application. [ Additional permit
requirements as stipulated by the board in the coverage letter, if any, shall
be enforceable conditions of this permit. ]
2. Any changes to the authorized permanent impacts to surface
waters associated with this project shall require either a notice
of planned change in accordance with 9VAC25-680-80. An application or
request for modification to coverage or another VWP permit application may
be required.
3. Any changes to the authorized temporary impacts to surface
waters associated with this project shall require written notification
to DEQ and approval from the Department of Environmental Quality in
accordance with 9VAC25-680-80 prior to initiating the impacts and
restoration to preexisting conditions in accordance with the conditions of this
permit authorization.
4. Modification to compensation requirements may be approved
at the request of the permittee when a decrease in the amount of authorized
surface waters impacts occurs, provided that the adjusted compensation meets
the initial authorization compensation goals.
5. The activities authorized for coverage under this VWP
general permit must commence and be completed within seven years of the date of
this authorization.
B. Continuation of Coverage. Reapplication for
continuation of coverage under this VWP general permit or a new VWP permit may
be necessary if any portion of the authorized activities or any VWP permit
requirement (including compensation) has not been completed within seven years
of the date of authorization. Notwithstanding any other provision, a request
for continuation of coverage under a VWP general permit in order to complete
monitoring requirements shall not be considered a new application and no
application fee will be charged. The request for continuation of coverage must
be made no less than 60 days prior to the expiration date of this VWP general
permit authorization, at which time the board will determine if continuation of
the VWP general permit authorization is necessary.
C. B. Overall project conditions.
1. The activities authorized by this VWP general permit shall
be executed in a manner so as to minimize adverse impacts on instream
beneficial uses as defined in § 62.1-10 (b) of the Code of Virginia.
2. No activity may substantially disrupt the movement of aquatic
life indigenous to the water body, including those species which normally
migrate through the area, unless the primary purpose of the activity is to
impound water. Culverts Pipes and culverts placed in streams must
be installed to maintain low flow conditions. and shall be
countersunk at both inlet and outlet ends of the pipe or culvert [ , ]
unless specifically approved by the Department of Environmental Quality on a
case-by-case basis and as follows: The requirement to countersink does not
apply to extensions or maintenance of existing [ pipes and ] culverts
that are not countersunk, floodplan floodplain pipe and culverts
being placed above ordinary high water, pipes and culverts being placed
on bedrock, or pipes or culverts required to be placed on slopes 5.0% or
greater. No activity may cause more than minimal adverse effect on
navigation. Furthermore the activity must not impede the passage of normal or
expected high flows and the structure or discharge must withstand expected high
flows. Bedrock encountered during construction must be identified and
approved in advance of a design change where the countersunk condition cannot
be met. Pipes and culverts 24 inches or less in diameter shall be countersunk
three inches below the natural stream bed elevations, and pipes and culverts
greater than 24 inches shall be countersunk at least six inches below the
natural stream bed elevations. Hydraulic capacity shall be determined based on
the reduced capacity due to the countersunk position. In all stream crossings
appropriate measures shall be implemented to minimize any disruption of aquatic
life movement.
3. Wet or uncured concrete shall be prohibited from entry into
flowing surface waters, unless the area is contained within a cofferdam and
the work is performed in the dry or unless otherwise approved by DEQ
the Department of Environmental Quality. Excess or waste concrete shall
not be disposed of in flowing surface waters or washed into flowing surface
waters.
4. All fill material shall be clean and free of contaminants
in toxic concentrations or amounts in accordance with all applicable laws and
regulations.
5. Erosion and sedimentation controls shall be designed in
accordance with the Virginia Erosion and Sediment Control Handbook, Third
Edition, 1992. These controls shall be placed prior to clearing and grading and
maintained in good working order to minimize impacts to state waters. These
controls shall remain in place until the area is stabilized and shall then be
removed.
6. Exposed slopes and streambanks shall be stabilized
immediately upon completion of work in each permitted impact area. All denuded
areas shall be properly stabilized in accordance with the Virginia Erosion and
Sediment Control Handbook, Third Edition, 1992.
7. All construction, construction access (e.g., cofferdams,
sheetpiling, and causeways) and demolition activities associated with this
the project shall be accomplished in a manner that minimizes
construction or waste materials from entering surface waters to the maximum
extent practicable, unless authorized by this VWP general permit.
8. No machinery may enter flowing waters, unless authorized by
this VWP general permit or approved prior to entry by the Department of
Environmental Quality.
9. Heavy equipment in temporarily impacted wetland areas shall
be placed on mats, geotextile fabric, or other suitable material, to minimize
soil disturbance to the maximum extent practicable. Equipment and materials
shall be removed immediately upon completion of work.
10. All nonimpacted surface waters and compensatory mitigation
areas within 50 feet of permitted authorized activities and
within the project or right-of-way limits shall be clearly flagged or marked
for the life of the construction activity at that location to preclude unauthorized
disturbances to these surface waters and compensatory mitigation areas during
construction. The permittee shall notify contractors that no activities are to
occur in these marked surface waters.
11. Temporary disturbances to surface waters during
construction shall be avoided and minimized to the maximum extent practicable.
All temporarily disturbed wetland areas shall be restored to preexisting
conditions within 30 days of completing work at each respective temporary
impact area, which shall include reestablishing preconstruction elevations
and contours, with topsoil from the impact area where practicable
and planting or seeding with appropriate wetland vegetation according to cover
type (i.e., emergent, scrub/shrub scrub-shrub, or
forested). The permittee shall take all appropriate measures to promote and
maintain revegetation of temporarily disturbed wetland areas with wetland
vegetation through the second year post-disturbance. All temporarily impacted
streams and streambanks shall be restored to their original preconstruction
elevations and contours with topsoil from the impact area where
practicable within 30 days following the construction at that stream
segment, and the banks. Streambanks shall be seeded or planted
with the same vegetation cover type originally present along the streambanks,
including [ any necessary, ] supplemental erosion control
grasses [ if necessary ], except for invasive.
Invasive species identified on DCR's the Department of
Conservation and Recreation's Virginia Invasive Alien Plant Species of
Virginia list List shall not be used to the maximum extent practicable
or without prior approval from the Department of Environmental Quality.
12. Materials (including fill, construction debris, and
excavated and woody materials) temporarily stockpiled in wetlands shall be
placed on mats or geotextile fabric, immediately stabilized to prevent entry
into state waters, managed such that leachate does not enter state waters, and
completely removed within 30 days following completion of that construction
activity. Disturbed areas shall be returned to original preconstruction
elevations and contours, with topsoil from the impact area where
practicable; restored within 30 days following removal of the stockpile,;
and restored with the same vegetation cover type originally present, including
[ any necessary ] supplemental erosion control grasses [ if
necessary ], except for invasive. Invasive species
identified on DCR's the Department of Conservation and Recreation's
Virginia Invasive Alien Plant Species of Virginia list List
shall not be used to the maximum extent practicable or without prior approval
from the Department of Environmental Quality.
13. Continuous flow of perennial springs shall be maintained
by the installation of spring boxes, french drains, or other similar
structures.
14. The permittee shall employ measures to prevent spills of
fuels or lubricants into state waters.
15. The permittee shall conduct his activities in accordance
with the time-of-year restrictions recommended by the Virginia Department of
Game and Inland Fisheries, the Virginia Marine Resources Commission, or other
interested and affected agencies, as contained, when applicable, in
Department of Environmental Quality VWP general permit coverage, and shall
ensure that all contractors are aware of the time-of-year restrictions imposed.
16. Water quality standards shall not be violated as a result
of the construction activities, unless allowed by this permit authorization.
17. If stream channelization or relocation is required, all
work in surface waters shall be done in the dry, unless otherwise
authorized by this VWP general permit the Department of Environmental
Quality, and all flows shall be diverted around the channelization or
relocation area until the new channel is stabilized. This work shall be
accomplished by leaving a plug at the inlet and outlet ends of the new channel
during excavation. Once the new channel has been stabilized, flow shall be
routed into the new channel by first removing the downstream plug and then the
upstream plug. The rerouted stream flow must be fully established before
construction activities in the old stream channel can begin.
D. C. Road crossings.
1. Access roads and associated bridges or, pipes,
and culverts shall be constructed to minimize the adverse effects on
surface waters to the maximum extent practicable. Access roads constructed
above preconstruction elevations and contours and elevations in
surface waters must be bridged, piped, or culverted to maintain surface
flows.
2. Installation of road crossings shall occur in the dry via
the implementation of cofferdams, sheetpiling, stream diversions, or similar
structures.
E. D. Utility
lines.
1. All utility line work in surface waters shall be performed
in a manner that minimizes disturbance, and the area must be returned to its original
preconstruction elevations and contours with topsoil from the impact
area where practicable and restored within 30 days of completing work in
the area, unless otherwise authorized by this VWP general permit the
Department of Environmental Quality. Restoration shall be the seeding or
planting of the same vegetation cover type originally present, including
[ any necessary ] supplemental erosion control grasses [ if
necessary ], except for invasive. Invasive species
identified on DCR's the Department of Conservation and Recreation's
Virginia Invasive Alien Plant Species of Virginia list List
shall not be used to the maximum extent practicable or without prior approval
from the Department of Environmental Quality.
2. Material resulting from trench excavation may be
temporarily sidecast into wetlands not to exceed a total of 90 days, provided
the material is not placed in a manner such that it is dispersed by currents or
other forces.
3. The trench for a utility line cannot be constructed in a
manner that drains wetlands (e.g., backfilling with extensive gravel layers
creating a french drain effect). For example, utility lines may be backfilled
with clay blocks to ensure that the trench does not drain surface waters
through which the utility line is installed.
F. E. Stream modification and stream bank
protection.
1. Riprap bank stabilization shall be of an appropriate size
and design in accordance with the Virginia Erosion and Sediment Control
Handbook, Third Edition, 1992.
2. Riprap aprons for all outfalls shall be designed in
accordance with the Virginia Erosion and Sediment Control Handbook, Third
Edition, 1992.
3. For bank protection activities, the structure and backfill
shall be placed as close to the stream bank as practicable. No material shall
be placed in excess of the minimum necessary for erosion protection.
4. All stream bank protection structures shall be located to
eliminate or minimize impacts to vegetated wetlands to the maximum extent
practicable.
5. Asphalt and materials containing asphalt or other toxic
substances shall not be used in the construction of submerged sills or
breakwaters.
6. Redistribution of existing stream substrate for the purpose
of erosion control is prohibited.
7. No material removed from the stream bottom shall be
disposed of in surface waters, unless otherwise authorized by
this VWP general permit.
G. F. Dredging.
1. Dredging depths shall be determined and authorized
according to the proposed use and controlling depths outside the area to be
dredged.
2. Dredging shall be accomplished in a manner that minimizes
disturbance of the bottom and minimizes turbidity levels in the water column.
3. If evidence of impaired water quality, such as a fish kill,
is observed during the dredging, dredging operations shall cease, and
the Department of Environmental Quality (DEQ) shall be notified
immediately.
4. Barges used for the transportation of dredge material shall
be filled in such a manner to prevent the overflow of dredged materials.
5. Double handling of dredged material in state waters shall
not be permitted.
6. For navigation channels the following shall apply:
a. A buffer of four times the depth of the dredge cut shall be
maintained between the bottom edge of the design channel and the channelward
limit of wetlands, or a buffer of 15 feet shall be maintained from the dredged
cut and the channelward edge of wetlands, whichever is greater. This landward
limit of buffer shall be flagged and inspected prior to construction.
b. Side slope cuts of the dredging area shall not exceed a
two-horizontal-to-one-vertical slope to prevent slumping of material into the
dredged area.
7. A dredged material management plan for the designated
upland disposal site shall be submitted and approved 30 days prior to initial
dredging activity.
8. Pipeline outfalls and spillways shall be located at
opposite ends of the dewatering area to allow for maximum retention and
settling time. Filter fabric shall be used to line the dewatering area and to
cover the outfall pipe to further reduce sedimentation to state waters.
9. The dredge material dewatering area shall be of adequate
size to contain the dredge material and to allow for adequate dewatering and
settling out of sediment prior to discharge back into state waters.
10. The dredge material dewatering area shall utilize an
earthen berm or straw bales covered with filter fabric along the edge of the
area to contain the dredged material, and filter bags, or other
similar filtering practices, any of which shall be properly stabilized
prior to placing the dredged material within the containment area.
11. Overtopping of the dredge material containment berms with
dredge materials shall be strictly prohibited.
H. G. Stormwater management facilities.
1. Stormwater management facilities shall be installed in
accordance with best management practices and watershed protection techniques
(e.g., vegetated buffers, siting considerations to minimize adverse effects to
aquatic resources, bioengineering methods incorporated into the facility design
to benefit water quality and minimize adverse effects to aquatic resources)
that provide for long-term aquatic resources protection and enhancement, to the
maximum extent practicable.
2. Compensation for unavoidable impacts shall not be allowed
within maintenance areas of stormwater management facilities.
3. Maintenance activities within stormwater management
facilities shall not require additional permit authorization coverage
or compensation, provided that the maintenance activities do not exceed the
original contours of the facility, as approved and constructed, and is
accomplished in designated maintenance areas as indicated in the facility
maintenance or design plan or when unavailable, an alternative plan approved
by the Department of Environmental Quality.
Part II. Construction and Compensation Requirements,
Monitoring and Reporting.
A. Minimum compensation requirements [ :. ]
1. The permittee shall provide appropriate and practicable
any required compensation for all impacts meeting in
accordance with the conditions outlined in this VWP general permit
[ , the coverage letter, ] and the chapter promulgating the
general permit. For all compensation that requires a protective mechanism,
including preservation of surface waters or buffers, the permittee shall record
the approved protective mechanism in the chain of title to the property, or an
equivalent instrument for government-owned lands, and proof of recordation
shall be submitted to the Department of Environmental Quality prior to
commencing impacts in surface waters.
2. Compensation options that may be considered under this VWP
general permit shall meet the criteria in 9VAC25-680-70 and 9VAC25-210-116.
3. The permittee-responsible compensation site or sites
depicted in the conceptual compensation plan submitted with the application
shall constitute the compensation site for the approved project. A site
change will may require a modification to the authorization
coverage.
4. For compensation involving the purchase or use of
mitigation bank credits or a contribution to an the purchase of
in-lieu fee fund program credits, the permittee shall not
initiate work in permitted impact areas until documentation of the mitigation
bank credit purchase or usage or of the fund contribution in-lieu
fee program credit purchase has been submitted to and received by DEQ
the Department of Environmental Quality.
5. All aspects of the compensation The final
compensatory mitigation plan shall be finalized, submitted to
and approved by the board prior to a construction activity in permitted impact
areas. The board shall review and provide written comments on the final
plan within 30 days of receipt or it shall be deemed approved. The final compensation
plan as approved by the board shall be an enforceable requirement of any
coverage under this VWP general permit authorization. Deviations
from the approved final plan must shall be submitted and
approved in advance by the board.
6. a. The final permittee-responsible
wetlands compensation plan shall include:
a. The goals and objectives of the plan in terms of
replacement of wetland acreage and functions, by wetland type;
b. Location map, including latitude and longitude (to the
nearest second) at the center of the site;
c. Summary of the type and acreage of existing wetland
impacts anticipated during the construction of the compensation site and
proposed compensation for these impacts;
d. Grading plan with existing and proposed elevations at
one-foot or less contours;
e. Schedule for compensation site construction, including
sequence of events with estimated dates;
f. Hydrologic analysis, including a water budget based on
expected monthly inputs and outputs that will project water level elevations
for a typical year, a dry year, and a wet year;
g. Groundwater elevation data for the site, or the location
of groundwater monitoring wells to collect these data, and groundwater data for
reference wetlands, if applicable;
h. Design of water control structures;
i. Planting scheme and schedule, indicating plant species
zonation, and acreage of each vegetation type proposed;
j. An abatement and control plan covering all undesirable
plant species, as listed on DCR's Invasive Alien Plant Species of Virginia
list, that includes the proposed procedures for notifying DEQ of their
presence, methods of removal, and the control of such species;
k. Erosion and sedimentation control plan;
l. A soil preparation and amendment plan addressing both
topsoil and subsoil conditions;
m. A discussion of structures and features considered
necessary for the success of the plan;
n. A monitoring plan, including success criteria,
monitoring goals and methodologies, monitoring and reporting schedule, and the
locations of photographic stations and monitoring wells, sampling points and,
if applicable, reference wetlands;
o. Site access plan;
p. The location and composition of any buffers; and
q. The mechanism for protection of the compensation areas.
(1) The complete information on all components of the
conceptual compensation plan.
(2) A summary of the type and acreage of existing wetland
impacts anticipated during the construction of the compensation site and the
proposed compensation for these impacts; a site access plan; a monitoring plan,
including proposed success criteria, monitoring goals, and the location of
photo-monitoring stations, monitoring wells, vegetation sampling points, and
reference wetlands or streams [ (if available), if
available ]; an abatement and control plan for undesirable plant
species; an erosion and sedimentation control plan; a construction schedule;
and the final protective mechanism for the protection of the compensation site
or sites, including all surface waters and buffer areas within its boundaries.
(3) The approved protective mechanism. The protective
mechanism shall be recorded in the chain of title to the property, or an
equivalent instrument for government-owned lands, and proof of recordation
shall be submitted to the Department of Environmental Quality prior to
commencing impacts in surface waters.
7. b. The final permittee-responsible
stream compensation plan shall include:
a. The goals and objectives of the compensation plan in
terms of replacement of stream functions and water quality benefits;
b. A location map, including latitude and longitude (to the
nearest second) at the center of the site;
c. An evaluation, discussion, and plan sketches of existing
conditions on the proposed compensation stream, including the identification of
functional and physical deficiencies for which the measures are proposed, and
summary of geomorphologic measurements (e.g., stream width, entrenchment ratio,
width-depth ratio, sinuosity, slope, substrate, etc.);
d. The identification of existing geomorphological stream
type being impacted and proposed geomorphological stream type for compensation
purposes;
e. Detailed design information for the proposed restorative
measures, including geomorphological measurements and reference reach
information as appropriate;
f. Riparian buffer plantings, including planting scheme,
species, buffer width;
g. Livestock access limiting measures, to the greatest
extent possible;
h. A site access plan;
i. An erosion and sedimentation control plan, if
appropriate;
j. Abatement and control plan covering all undesirable
plant species, as listed on DCR's Invasive Alien Plant Species of Virginia list
that includes the proposed procedures for notifying DEQ of their presence,
methods for removal, and the control of such species;
k. A schedule for compensation site construction including
projected start date, sequence of events with projected dates, and projected
completion date;
l. A monitoring plan, including a monitoring and reporting
schedule; monitoring design and methodologies to evaluate the success of the
proposed compensation measures, allowing comparison from year to year; proposed
success criteria for appropriate compensation measures; location of all
monitoring stations including photo stations, vegetation sampling points,
survey points, bank pins, scour chains, and reference streams;
m. The mechanism for protection of the compensation area;
and
n. Plan view sketch depicting the pattern and all
compensation measures being employed, a profile sketch, and cross-section
sketches of the proposed compensation stream.
(1) The complete information on all components of the
conceptual compensation plan.
(2) An evaluation, discussion, and plan drawing or drawings
of existing conditions on the proposed compensation stream, including the
identification of functional and physical deficiencies for which the measures
are proposed, and summary of geomorphologic measurements (e.g., stream width,
entrenchment ratio, width-depth ratio, sinuosity, slope, substrate, etc.); a
site access plan; a monitoring plan, including a monitoring and reporting
schedule, monitoring design and methodologies for success, proposed success
criteria, location of photo-monitoring stations, vegetation sampling points,
survey points, bank pins, scour chains, and reference streams; an abatement and
control plan for undesirable plant species; an erosion and sedimentation
control plan, if appropriate; a construction schedule; a plan-view drawing
depicting the pattern and all compensation measures being employed; a profile
drawing; cross-sectional drawing or drawings of the proposed compensation
stream; and the final protective mechanism for the protection of the
compensation site or sites, including all surface waters and buffer areas
within its boundaries.
(3) The approved protective mechanism. The protective
mechanism shall be recorded in the chain of title to the property, or an
equivalent instrument for government-owned lands, and proof of recordation
shall be submitted to the Department of Environmental Quality prior to
commencing impacts in surface waters.
8. For final 6. The following criteria shall apply
to permittee-responsible wetland or stream compensation plans, the:
a. The vegetation used shall be native species common
to the area, shall be suitable for growth in local wetland or riparian
conditions, and shall be from areas within the same or adjacent USDA U.S.
Department of Agriculture Plant Hardiness Zone or NRCS Natural
Resources Conservation Service Land Resource Region as that of the project
site. Planting of woody plants shall occur when vegetation is normally
dormant, unless otherwise approved in the final wetlands or stream compensation
plan or plans.
9. The final wetland or stream compensation plan or plans
shall include a mechanism for protection in perpetuity of the compensation
sites to include all state waters within the compensation site boundary or
boundaries. Such protections shall be in place within 120 days of final
compensation plan approval. The restrictions, protections, or preservations, or
similar instrument, shall state that no activity will be performed on the
property in any area designated as a compensation area with the exception of
maintenance or corrective action measures authorized by the board. Unless
specifically authorized by the board through the issuance of a VWP individual
or general permit, or waiver thereof, this restriction applies to ditching,
land clearing or the discharge of dredge or fill material. Such instrument
shall contain the specific phrase "ditching, land clearing or discharge of
dredge or fill material" in the limitations placed on the use of these
areas. The protective instrument shall be recorded in the chain of title to the
property, or an equivalent instrument for government-owned lands. Proof of recordation
shall be submitted within 120 days of final compensation plan approval.
10. b. All work in permitted impact areas shall
cease if compensation site construction has not commenced within 180 days of
commencement of project construction, unless otherwise authorized by the board.
11. DEQ c. The Department of Environmental Quality
shall be notified in writing at least 10 days prior to the initiation of
construction activities at the compensation sites site.
12. Planting of woody plants shall occur when vegetation is
normally dormant unless otherwise approved in the final wetlands or stream
compensation plan(s).
13. d. Point sources of stormwater runoff shall
be prohibited from entering a wetland compensation site prior to treatment by
appropriate best management practices. Appropriate best management practices
may include sediment traps, grassed waterways, vegetated filter strips, debris
screens, oil and grease separators, or forebays.
14. e. The success of the compensation shall be
based on meeting the success criteria established in the approved final
compensation plan.
15. Wetland hydrology shall be considered established if
depths to the seasonal high water table are equal to or less than 12 inches
below ground surface for at least 12.5% of the region's killing frost-free
growing season, as defined in the soil survey for the locality of the
compensation site or the NRCS WETS table, measured in consecutive days under
typical precipitation conditions, and as defined in the water budget of the
final compensation plan. For the purpose of this regulation, the growing season
is defined as the period in which temperatures are expected to be above 28
degrees Fahrenheit in five out of 10 years, or the period during which the soil
temperature in a wetland compensation site is greater than biological zero
(five degrees Celsius) at a depth of 50 centimeters (19.6 inches), if such data
is available.
16. The wetland plant community shall be considered
established according to the performance criteria specified in the final
compensation plan and approved by the board. The proposed vegetation success
criteria in the final compensation plan shall include the following:
a. Species composition shall reflect the desired plant
community types stated in the final wetland compensation plan by the end of the
first growing season and shall be maintained through the last monitoring year.
b. Species composition shall consist of greater than 50%
facultative (FAC) or wetter (FACW or OBL) vegetation, as expressed by plant
stem density or areal cover, by the end of the first growing season and shall
be maintained through the last monitoring year.
17. Undesirable plant species shall be identified and
controlled as described in the undesirable plant species control plan, such
that they are not dominant species or do not change the desired community
structure. The control plan shall include procedures to notify DEQ when
undesirable plant species comprise greater than 5.0% of the vegetation by areal
coverage on wetland or stream compensation sites. The notification shall
include the methods of removal and control, and whether the methods are
successful.
18. f. If the wetland or stream compensation
area fails to meet the specified success criteria in a particular monitoring
year, other than the final monitoring year, the reasons for this failure shall
be determined and a corrective action plan shall be submitted to DEQ the
Department of Environmental Quality for approval with or before that year's
monitoring report. The corrective action plan shall contain at minimum the
proposed actions, a schedule for those actions, and a monitoring plan, and
shall be implemented by the permittee in accordance with the approved schedule.
Should significant changes be necessary to ensure success, the required
monitoring cycle shall begin again, with monitoring year one being the year
that the changes are complete as confirmed by DEQ the Department of
Environmental Quality. If the wetland or stream compensation area fails to
meet the specified success criteria by the final monitoring year [ , ]
or if the wetland or stream compensation area has not met the stated restoration
goals, reasons for this failure shall be determined and a corrective action
plan, including proposed actions, a schedule, and a monitoring plan, shall be
submitted with the final year monitoring report for DEQ the
Department of Environmental Quality approval. Corrective action shall be
implemented by the permittee in accordance with the approved schedule. Annual
monitoring shall be required to continue until two sequential, annual reports
indicate that all criteria have been successfully satisfied and the site has
met the overall restoration goals (e.g., that corrective actions were
successful).
19. g. The surveyed wetland boundary for
the compensation site shall be based on the results of the hydrology, soils,
and vegetation monitoring data and shall be shown on the site plan. Calculation
of total wetland acreage shall be based on that boundary at the end of the
monitoring cycle. Data shall be submitted by December 31 of the final
monitoring year.
20. h. Herbicides or algicides shall not
be used in or immediately adjacent to the compensation site or sites without
prior authorization by the board. All vegetation removal shall be done by
manual means only, unless authorized by DEQ the Department of
Environmental Quality in advance.
B. Impact site construction monitoring.
1. Construction activities authorized by this permit that are
within impact areas shall be monitored and documented. The monitoring shall document
the preexisting conditions, activities during construction, and
post-construction conditions. Monitoring shall consist of one of the
following options:
a. Photographs shall be taken during construction at the
end of the first, second and third months of commencing construction, and then
every six months thereafter for the remainder of the construction project.
Photos are not required during periods of no activity within impact areas.
b. An ortho-rectified photograph shall be taken by a firm
specializing in ortho-rectified photography prior to construction, and annually
thereafter, until all impacts are taken. Photos shall clearly show the
delineated surface waters and authorized impact areas.
c. In lieu of photographs, and with prior approval from
DEQ, the permittee may submit a written narrative that summarizes site
construction activities in impact areas. The narrative shall be submitted at
the end of the first, second, and third months after commencing construction,
and then every six months thereafter, for the remainder of the construction
activities. Narratives are not required during periods of no activity with the
impact areas.
2. As part of construction monitoring, photographs taken at
the photo stations or the narrative shall document site activities and
conditions, which may include installation and maintenance of erosion and
sediment controls; surface water discharges from the site; condition of
adjacent nonimpact surface waters; flagged nonimpact surface waters;
construction access and staging areas; filling, excavation, and dredging
activities; culvert installation; dredge disposal; and site stabilization,
grading, and associated restoration activities. With the exception of the preconstruction
photographs, photographs at an individual impact site shall not be required
until construction activities are initiated at that site. With the exception of
the post-construction photographs, photographs at an individual impact site
shall not be required once the site is stabilized following completion of
construction at that site.
3. Each photograph shall be labeled to include the
following information: permit number, impact area and photo station number,
date and time of the photograph, name of the person taking the photograph,
photograph orientation, and photograph subject description.
a. Preconstruction photographs taken at each impact area
prior to initiation of activities within impact areas. Photographs shall remain
on the project site and depict the impact area and the nonimpacted surface
waters immediately adjacent to and downgradient of each impact area. Each
photograph shall be labeled to include the following information: permit
number, impact area number, date and time of the photograph, name of the person
taking the photograph, photograph orientation, and photograph subject
description.
b. Site inspections shall be conducted by the permittee or
the permittee's qualified designee once every calendar month during activities
within impact areas. Monthly inspections shall be conducted in the following
areas: all authorized permanent and temporary impact areas; all avoided surface
waters, including wetlands, stream channels, and open water; surface water
areas within 50 feet of any land disturbing activity and within the project or
right-of-way limits; and all [ on site on-site ]
permanent preservation areas required under this permit. Observations shall
be recorded on the inspection form provided by the Department of Environmental
Quality. The form shall be completed in its entirety for each monthly
inspection and shall be kept on site and made available for review by the
Department of Environmental Quality staff upon request during normal business
hours. Inspections are not required during periods of no activity within impact
areas.
4. 2. Monitoring of water quality parameters
shall be conducted during permanent relocation of perennial streams through new
channels in the manner noted below. The permittee shall report violations of
water quality standards to DEQ the Department of Environmental
Quality in accordance with the procedures in Part II E 9VAC25-680-100
Part II E. Corrective measures and additional monitoring may be required if
water quality standards are not met. Reporting shall not be required if water
quality standards are not violated.
a. A sampling station shall be located upstream and
immediately downstream of the relocated channel.
b. Temperature, pH [ , ] and dissolved oxygen
(D.O.) measurements shall be taken every 30 minutes for at least two hours at
each station prior to opening the new channels and immediately before opening
new channels.
c. Temperature, pH [ , ] and D.O. readings
shall be taken after opening the channels and every 30 minutes for at least
three hours at each station.
C. Wetland Permittee-responsible wetland
compensation site monitoring.
1. An as-built ground survey, or an aerial survey provided by
a firm specializing in aerial surveys, shall be conducted for the entire
compensation site or sites, including invert elevations for all water elevation
control structures and spot elevations throughout the site or sites. Aerial
surveys shall include the variation from actual ground conditions, such as +/-
0.2 feet. Either type of survey shall be certified by a licensed surveyor or by
a registered professional engineer to conform to the design plans. The survey
shall be submitted within 60 days of completing compensation site construction.
Changes or deviations in the as-built survey or aerial survey shall be shown on
the survey and explained in writing.
2. Photographs shall be taken at the compensation site or
sites from the permanent markers identified in the final compensation plan, and
established to ensure that the same locations and view directions at the site
or sites are monitored in each monitoring period. These photographs shall be
taken after the initial planting and at a time specified in the final
compensation plan during every monitoring year.
3. Compensation site monitoring shall begin on the first day
of the first complete growing season (monitoring year 1) after wetland
compensation site construction activities, including planting, have been
completed. Monitoring shall be required for monitoring years 1, 2, 3, and 5,
unless otherwise approved by DEQ the Department of Environmental
Quality. In all cases, if all success criteria have not been met in the
final monitoring year, then monitoring shall be required for each consecutive
year until two annual sequential reports indicate that all criteria have been
successfully satisfied.
4. The establishment of wetland hydrology shall be measured
weekly during the growing season, with the location and number of monitoring
wells, and frequency of monitoring for each site, set forth in the final
monitoring plan. Hydrology monitoring well data shall be accompanied by
precipitation data, including rainfall amounts, either from on site or from the
closest weather station. Once the wetland hydrology success criteria have been
satisfied for a particular monitoring year, monitoring may be discontinued for
the remainder of that monitoring year following DEQ Department of
Environmental Quality approval. After a period of three monitoring years,
the permittee may request that hydrology monitoring be discontinued, providing
that adequate hydrology has been established and maintained. Hydrology
monitoring shall not be discontinued without written approval from DEQ the
Department of Environmental Quality.
5. The presence of hydric soils or soils under hydric
conditions shall be evaluated in accordance with the final compensation plan.
6. The establishment of wetland vegetation shall be in
accordance with the final compensation plan. Monitoring shall take place in
August, September, or October during the growing season of each monitoring
year, unless otherwise authorized in the monitoring plan.
7. The presence of undesirable plant species shall be
documented.
8. All wetland compensation monitoring reports shall be
submitted in accordance with 9VAC25-680-100 Part II E 6.
D. Stream Permittee-responsible stream
compensation, restoration, and monitoring.
1. Riparian buffer restoration activities shall be detailed in
the final compensation plan and shall include, as appropriate, the planting of
a variety of native species currently growing in the site area, including
appropriate seed mixtures and woody species that are bare root, balled, or
burlapped. A minimum buffer width of 50 feet, measured from the top of the
stream bank at bankfull elevation landward on both sides of the stream, shall
be required where practical.
2. The installation of root wads, vanes, and other instream
structures, shaping of the stream banks and channel relocation shall be
completed in the dry whenever practicable.
3. Livestock access to the stream and designated riparian
buffer shall be limited to the greatest extent practicable.
4. Stream channel restoration activities shall be conducted in
the dry or during low flow conditions. When site conditions prohibit access
from the streambank, or upon prior authorization from the Department
of Environmental Quality, heavy equipment shall may be
authorized for use within the stream channel.
5. Photographs shall be taken at the compensation site from
the vicinity of the permanent [ photo photo-monitoring ]
stations identified in the final compensation plan. The photograph orientation
shall remain constant during all monitoring events. At a minimum, photographs
shall be taken from the center of the stream, facing downstream, with a
sufficient number of photographs to view the entire length of the restoration
site. Photographs shall document the completed restoration conditions.
Photographs shall be taken prior to site activities, during instream and
riparian compensation construction activities, within one week of completion of
activities, and during at least one day of each monitoring year to depict
restored conditions.
6. An as-built ground survey, or an aerial survey provided by
a firm specializing in aerial surveys, shall be conducted for the entire
compensation site or sites. Aerial surveys shall include the variation from
actual ground conditions, such as +/- 0.2 feet. The survey shall be certified
by the licensed surveyor or by a registered, professional engineer to conform
to the design plans. The survey shall be submitted within 60 days of completing
compensation site construction. Changes or deviations from the final
compensation plans in the as-built survey or aerial survey shall be shown on
the survey and explained in writing.
7. Compensation site monitoring shall begin on day one of the
first complete growing season (monitoring year 1) after stream compensation
site constructions activities, including planting, have been completed. Monitoring
shall be required for monitoring years 1 and 2, unless otherwise determined
approved by DEQ the Department of Environmental Quality.
In all cases, if all success criteria have not been met in the final monitoring
year, then monitoring shall be required for each consecutive year until two
annual sequential reports indicate that all criteria have been successfully
satisfied.
8. All stream compensation site monitoring reports
shall be submitted in accordance with 9VAC25-680-100 Part II E 6.
E. Reporting.
1. Written communications required by this VWP general permit
shall be submitted to the appropriate DEQ Department of Environmental
Quality office. The VWP general permit authorization tracking
number shall be included on all correspondence.
2. DEQ The Department of Environmental Quality
shall be notified in writing at least 10 days prior to the start of
construction activities at the first permitted site authorized by this VWP
general permit authorization so that inspections of the project can be planned,
if deemed necessary by DEQ. The notification shall include a projected schedule
for initiation and completion of work at each permitted impact area.
3. Construction monitoring reports shall be submitted to
DEQ no later than the 10th day of the month following the month in which the
monitoring event specified in Part II B takes place, unless otherwise specified
below. The reports shall include the following, as appropriate:
a. For each permitted impact area, a written narrative
stating whether work was performed during the monitoring period, and if work
was performed, a description of the work performed, when the work was
initiated, and the expected date of completion.
b. Photographs labeled with the permit number, the photo
station number, the photo orientation, the date and time of the photo, the name
of the person taking the photograph, and a brief description of the
construction activities. The first construction monitoring report shall include
the photographs taken at each impact site prior to initiation of construction
in a permitted impact area. Written notification and photographs demonstrating
that all temporarily disturbed wetland and stream areas have been restored in
compliance with the permit conditions shall be submitted within 30 days of
restoration. The post-construction photographs shall be submitted within 30
days of documenting post-construction conditions.
c. Summary of activities conducted to comply with the
permit conditions.
d. Summary of permit noncompliance events or problems
encountered, subsequent notifications, and corrective actions.
e. Summary of anticipated work to be completed during the
next monitoring period and an estimated date of construction completion at all
impact areas.
f. Labeled site map depicting all impact areas and photo
stations.
3. A construction status update form provided by the
Department of Environmental Quality shall be completed and submitted to the
Department of Environmental Quality twice per year for the duration of coverage
under a VWP general permit. Forms completed in June shall be submitted by or on
July 10, and forms completed in December shall be submitted by or on January 10.
The form shall include reference to the VWP permit tracking number and one of
the following statements for each authorized surface water impact location:
a. Construction activities have not yet started;
b. Construction activities have started;
c. Construction activities have started but are currently
inactive; or
d. Construction activities are complete.
4. DEQ The Department of Environmental Quality
shall be notified in writing within 30 days following the completion of all
activities in all permitted authorized impact areas authorized
under this permit.
5. DEQ The Department of Environmental Quality
shall be notified in writing at least 10 days prior to the initiation of
activities at the permittee-responsible compensation site. The
notification shall include a projected schedule of activities and construction
completion.
6. All permittee-responsible compensation site
monitoring reports shall be submitted annually by December 31, with the
exception of the last year of authorization, in which case the report
shall be submitted at least 60 days prior to the expiration of authorization
under the general permit, unless otherwise approved by the Department of
Environmental Quality.
a. All wetland compensation site monitoring reports
shall include, as applicable, the following:
(1) General description of the site including a site location
map identifying [ photo photo-monitoring ] stations,
vegetative and soil monitoring stations, monitoring wells, and wetland zones.
(2) Summary of activities completed during the monitoring
year, including alterations or maintenance conducted at the site.
(3) Description of monitoring methods.
(4) Analysis of all hydrology information, including
monitoring well data, precipitation data, and gauging data from streams or other
open water areas, as set forth in the final compensation plan.
(5) Evaluation of hydric soils or soils under hydric
conditions, as appropriate.
(6) Analysis of all vegetative community information,
including woody and herbaceous species, both planted and volunteers, as set
forth in the final compensation plan.
(7) Photographs labeled with the permit number, the name of
the compensation site, the photo photo-monitoring station number,
the photograph orientation, the date and time of the photograph, the name of
the person taking the photograph, and a brief description of the photograph
subject. This information shall be provided as a separate attachment to each
photograph, if necessary. Photographs taken after the initial planting shall be
included in the first monitoring report after planting is complete.
(8) Discussion of wildlife or signs of wildlife observed at
the compensation site.
(9) Comparison of site conditions from the previous monitoring
year and reference site.
(10) Discussion of corrective measures or maintenance
activities to control undesirable species, to repair damaged water control
devices, or to replace damaged planted vegetation.
(11) Corrective action plan [ , which that ]
includes proposed actions, a schedule, and monitoring plan.
b. All stream compensation site monitoring reports
shall include, as applicable, the following:
(1) General description of the site including a site location
map identifying [ photo photo-monitoring ] stations and
monitoring stations.
(2) Summary of activities completed during the monitoring
year, including alterations or maintenance conducted at the site.
(3) Description of monitoring methods.
(4) [ An evaluation Evaluation ] and
discussion of the monitoring results in relation to the success criteria and
overall goals of compensation.
(5) Photographs shall be labeled with the permit number, the
name of the compensation site, the photo photo-monitoring station
number, the photograph orientation, the date and time of the photograph, the
name of the person taking the photograph, and a brief description of the
photograph subject. Photographs taken prior to compensation site construction
activities, during instream and riparian restoration activities, and within one
week of completion of activities shall be included in the first monitoring
report.
(6) [ A discussion Discussion ] of
alterations, maintenance, or major storm events resulting in significant change
in stream profile or cross section, and corrective actions conducted at the
stream compensation site.
(7) Documentation of undesirable plant species and summary of
abatement and control measures.
(8) [ A summary Summary ] of wildlife
or signs of wildlife observed at the compensation site.
(9) Comparison of site conditions from the previous monitoring
year and reference site, and as-built survey, if applicable.
(10) [ A corrective Corrective ]
action plan [ , which that ] includes proposed actions,
a schedule and monitoring plan.
(11) Additional submittals that were approved by DEQ the
Department of Environmental Quality in the final compensation plan.
7. The permittee shall notify DEQ the Department of
Environmental Quality in writing when unusual or potentially complex
conditions are encountered which require debris removal or involve potentially
toxic substance. Measures to remove the obstruction, material, or toxic
substance or to change the location of a structure are prohibited until
approved by DEQ the Department of Environmental Quality.
8. The permittee shall report fish kills or spills of oil or
fuel immediately upon discovery. If spills or fish kills occur between the
hours of 8:15 a.m. to 5 p.m., Monday through Friday, the appropriate DEQ
Department of Environmental Quality regional office shall be notified;
otherwise, the Department of Emergency Management shall be notified at
1-800-468-8892.
9. Violations of state water quality standards shall be
reported within 24 hours to the appropriate DEQ Department of
Environmental Quality office no later than the end of the business day
following discovery.
10. The permittee shall notify the Department of
Environmental Quality no later than the end of the third business day following
the discovery of additional impacts to surface waters including wetlands,
stream channels, and open water that are not authorized by the Department of
Environmental Quality or to any required preservation areas. The notification
shall include photographs, estimated acreage or linear footage of impacts, and
a description of the impacts.
10. 11. Submittals required by this VWP general
permit shall contain the following signed certification statement:
"I certify under penalty of law that this document and
all attachments were prepared under my direction or supervision in accordance
with a system designed to assure that qualified personnel properly gather and
evaluate the information submitted. Based on my inquiry of the person or
persons who manage the system, or those persons directly responsible for
gathering the information, the information submitted is, to the best of my
knowledge and belief, true, accurate, and complete. I am aware that there are
significant penalties for submitting false information, including the
possibility of fine and imprisonment for knowing violation."
Part III. Conditions Applicable to All VWP General Permits.
A. Duty to comply. The permittee shall comply with all
conditions, limitations, and other requirements of the VWP general
permit; any requirements in coverage granted under this VWP general permit;
the Clean Water Act, as amended; and the State Water Control Law and
regulations adopted pursuant to it. Any VWP general permit violation or
noncompliance is a violation of the Clean Water Act and State Water Control Law
and is grounds for (i) enforcement action, (ii) VWP general permit coverage
termination for cause, (iii) VWP general permit coverage revocation, (iv)
denial of application for coverage, or (v) denial of an application for a
modification to VWP general permit coverage. Nothing in this VWP general
permit shall be construed to relieve the permittee of the duty to comply with
all applicable federal and state statutes, regulations, and toxic
standards and prohibitions. VWP general permit noncompliance is a violation
of the Clean Water Act and State Water Control Law, and is grounds for
enforcement action, VWP general permit authorization, termination for cause,
VWP general permit authorization, revocation, or denial of a continuation of
coverage request.
B. Duty to mitigate. The permittee shall take all reasonable
steps to minimize or prevent impacts in violation of the VWP general permit
that may have a reasonable likelihood of adversely affecting human health or
the environment.
C. Reopener. This VWP general permit authorization may
be reopened to modify its conditions when the circumstances on which the
previous VWP general permit authorization was based have materially and
substantially changed, or special studies conducted by the board or the permittee
show material and substantial change since the time the VWP general permit authorization
was issued and thereby constitute cause for revoking and reissuing the
VWP general permit authorization revocation and reissuance.
D. Compliance with state and federal law. Compliance with
this VWP general permit constitutes compliance with the VWP permit requirements
of the State Water Control Law. Nothing in this VWP general permit shall be
construed to preclude the institution of any legal action under or relieve the
permittee from any responsibilities, liabilities, or other penalties
established pursuant to any other state law or regulation or under the
authority preserved by § 510 of the Clean Water Act.
E. Property rights. The issuance of this VWP general permit
does not convey property rights in either real or personal property, or
[ any ] exclusive privileges, nor does it authorize injury to
private property or, any invasion of personal property rights, nor
or any infringement of federal, state, or local laws or
regulations.
F. Severability. The provisions of this VWP general permit authorization
are severable.
G. Right of Inspection and entry. The Upon
presentation of credentials, the permittee shall allow the board or its
agents, upon the presentation of credentials any duly authorized agent
of the board, at reasonable times and under reasonable circumstances,
to enter upon the permittee's property, public or private, and have
access to inspect and copy any records that must be kept as part of the
VWP general permit conditions; to inspect any facilities, operations,
or practices (including monitoring and control equipment) regulated or required
under the VWP general permit; and to sample or monitor any substance, parameter,
or activity for the purpose of assuring compliance with the conditions of the
VWP general permit or as otherwise authorized by law. For the purpose of this
section, the time for inspection shall be deemed reasonable during regular
business hours. Nothing contained herein shall make an inspection time
unreasonable during an emergency.
H. Transferability of VWP general permit authorization
coverage. This VWP general permit authorization coverage
may be transferred to another person by a permittee when all of the
criteria listed below in this subsection are met. On the date of
the VWP general permit authorization coverage transfer, the
transferred VWP general permit authorization coverage shall be as
fully effective as if it had been issued granted directly to the
new permittee.
1. The current permittee notifies the board of the proposed
transfer of the title to the facility or property. 2. The notice to the
board includes general permit coverage and provides a written
agreement between the current and new permittees containing a specific date of
transfer of VWP general permit authorization responsibility, coverage,
and liability to the new permittee, or that the current permittee will retain
such responsibility, coverage, or liability, including liability for compliance
with the requirements of enforcement activities related to the permitted
authorized activity.
3. 2. The board does not within 15 days
notify the current and new permittees of its intent to modify or revoke and
reissue the VWP general permit authorization within 15 days.
I. Notice of planned change. Authorization under this VWP
general permit coverage may be modified subsequent to issuance in one
or more of the cases listed below accordance with 9VAC25-680-80. A
notice of planned change is not required if the project results in additional
temporary impacts to surface waters, provided that DEQ is notified in writing,
the additional temporary impacts are restored to preexisting conditions in
accordance with Part I C 11 of this general permit, and the additional
temporary impacts do not exceed the general permit threshold for use. The
permittee shall notify the board in advance of the planned change, and the
planned change request will be reviewed according to all provisions of this regulation.
1. The permittee determines that additional permanent
wetland, open water, or stream impacts are necessary, provided that the
additional impacts are associated with the previously authorized activities in
authorized locations within the same phase of development, the cumulative
increase in acreage of wetland or open water impacts is not greater than 1/4
acre, the cumulative increase in stream bed impacts is not greater than 100
linear feet, and the additional impacts are fully compensated.
2. The project results in less wetland or stream impacts,
in which case compensation requirements may be modified in relation to the
adjusted impacts at the request of the permittee, provided that the adjusted
compensation meets the initial authorization compensation goals.
3. There is a change in the project plans that does not
result in a change in project impacts.
4. There is a change in the mitigation bank at which
credits are purchased or used, provided that the same amount of credits are
purchased or used and all criteria for use are met, as detailed in
9VAC25-210-116 E.
5. Typographical errors need to be corrected.
J. VWP general permit authorization coverage
termination for cause. This VWP general permit authorization coverage
is subject to termination for cause by the board after public notice and
opportunity for a hearing pursuant to [ 9VAC25-230
§ 62.1-44.15:02 of the Code of Virginia ]. Reasons for termination for
cause are as follows:
1. Noncompliance by the permittee with any provision of
[ the VWP general permit regulation this chapter ],
any condition of the VWP general permit authorization, or any
requirement in general permit coverage;
2. The permittee's failure in the application or during the VWP
general permit authorization issuance process of granting VWP general
permit coverage to disclose fully all relevant facts or the permittee's
misrepresentation of any relevant facts at any time;
3. The permittee's violation of a special or judicial order; and
4. A determination by the board that the permitted authorized
activity endangers human health or the environment and can be regulated to
acceptable levels by a modification to VWP general permit authorization
planned change coverage or a termination for cause.;
5. A change in any condition that requires either a
temporary or permanent reduction or elimination of any activity controlled by
the VWP general permit; or
6. A determination that the authorized activity has ceased
and that the compensation for unavoidable adverse impacts has been successfully
completed.
K. The board may terminate VWP general permit coverage
without cause when the permittee is no longer a legal entity due to death or
dissolution or when a company is no longer authorized to conduct business in
the Commonwealth. The termination shall be effective 30 days after notice of
the proposed termination is sent to the last known address of the permittee or
registered agent, unless the permittee objects within that time. If the
permittee does object during that period, the board shall follow the applicable
procedures for termination under §[ § 62.1-44.15:02 and ] 62.1-44.15:25
of the Code of Virginia [ and 9VAC25-230 ].
K. L. VWP general permit authorization coverage
termination by consent. This VWP general permit authorization may be
terminated by consent when all permitted activities requiring notification
under 9VAC25-680-50 A and all compensatory mitigation have been completed or
when the authorized impacts will not occur. The permittee shall submit a
request for termination by consent within 30 days of project completion or
project cancellation completing or [ cancelling
canceling ] all authorized activities requiring notification under
9VAC25-680-50 A and all compensatory mitigation requirements. When
submitted for project completion, the request for termination by consent
shall constitute a notice of project completion in accordance with
9VAC25-210-130 F. The director may accept this termination of authorization
coverage on behalf of the board. The request for termination by
consent permittee shall contain submit the following
information:
1. Name, mailing address, and telephone number of
the permittee;
2. Name and location of the activity;
3. The VWP general permit authorization tracking
number; and
4. One of the following certifications:
a. For project completion:
"I certify under penalty of law that all activities and
any required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have been completed. I
understand that by submitting this notice of termination I am no longer authorized
to perform activities in surface waters in accordance with the VWP general
permit and general permit coverage, and that performing activities in
surface waters is unlawful where the activity is not authorized by a the
VWP permit or coverage, unless otherwise excluded from obtaining coverage.
I also understand that the submittal of this notice does not release me from
liability for any violations of this the VWP general permit authorization
coverage."
b. For project cancellation:
"I certify under penalty of law that the activities and
any required compensatory mitigation authorized by this the VWP
general permit and general permit coverage will not occur. I understand
that by submitting this notice of termination I am no longer authorized to
perform activities in surface waters in accordance with the VWP general permit and
general permit coverage, and that performing activities in surface waters
is unlawful where the activity is not authorized by a the VWP
permit or coverage, unless otherwise excluded from obtaining coverage. I
also understand that the submittal of this notice does not release me from
liability for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
c. For events beyond permittee control, the permittee shall
provide a detailed explanation of the events, to be approved by DEQ the
Department of Environmental Quality, and the following certification
statement:
"I certify under penalty of law that the activities or
the required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have [ been completed
changed as the result of events beyond my control ] (see attached).
I understand that by submitting this notice of termination I am no longer
authorized to perform activities in surface waters in accordance with the VWP
general permit and general permit coverage, and that performing
activities in surface waters is unlawful where the activity is not authorized
by a the VWP permit or coverage, unless otherwise excluded
from obtaining coverage. I also understand that the submittal of this
notice does not release me from liability for any violations of this the
VWP general permit authorization or coverage, nor does it allow me to
resume the permitted authorized activities without reapplication
and reauthorization coverage."
L. M. Civil and criminal liability. Nothing in
this VWP general permit shall be construed to relieve the permittee from civil
and criminal penalties for noncompliance.
M. N. Oil and hazardous substance liability.
Nothing in this VWP general permit shall be construed to preclude the
institution of legal action or relieve the permittee from any responsibilities,
liabilities, or penalties to which the permittee is or may be subject under §
311 of the Clean Water Act or §§ 62.1-44.34:14 through 62.1-44.34:23 of
the State Water Control Law.
N. O. Duty to cease or confine activity. It
shall not be a defense for a permittee in an enforcement action that it would
have been necessary to halt or reduce the activity for which a VWP general
permit coverage has been granted in order to maintain compliance with
the conditions of the VWP general permit or coverage.
O. P. Duty to provide information.
1. The permittee shall furnish to the board any information which
that the board may request to determine whether cause exists for
modifying, revoking and reissuing and, or terminating the
VWP permit authorization, coverage or to determine compliance
with the VWP general permit authorization or general permit
coverage. The permittee shall also furnish to the board, upon request,
copies of records required to be kept by the permittee.
2. Plans, maps, conceptual reports, and other relevant
information shall be submitted as required by the board prior to commencing
construction.
P. Q. Monitoring and records requirements.
1. Monitoring of parameters, other than pollutants, shall be
conducted according to approved analytical methods as specified in the VWP general
permit. Analysis of pollutants will be conducted according to 40 CFR Part 136
(2000), Guidelines Establishing Test Procedures for the Analysis of Pollutants.
2. Samples and measurements taken for the purpose of
monitoring shall be representative of the monitored activity.
3. The permittee shall retain records of all monitoring
information, including all calibration and maintenance records and all original
strip chart or electronic recordings for continuous monitoring instrumentation,
copies of all reports required by the VWP general permit, and records of
all data used to complete the application for coverage under the VWP general
permit, for a period of at least three years from the date of the general
permit expiration of a granted VWP permit. This period may be
extended by request of the board at any time.
4. Records of monitoring information shall include, as
appropriate:
a. The date, exact place, and time of sampling or
measurements;
b. The name of the individuals who performed the sampling or
measurements;
c. The date and time the analyses were performed;
d. The name of the individuals who performed the analyses;
e. The analytical techniques or methods supporting the
information such as observations, readings, calculations, and bench data
used;
f. The results of such analyses; and
g. Chain of custody documentation.
Q. R. Unauthorized discharge of pollutants.
Except in compliance with this VWP general permit, it shall be unlawful for the
permittee to:
1. Discharge into state waters sewage, industrial wastes,
other wastes, or any noxious or deleterious substances;
2. Excavate in a wetland;
3. Otherwise alter the physical, chemical, or biological
properties of state waters and make them detrimental to the public health, to
animal or aquatic life, or to the uses of such waters for domestic or
industrial consumption, for recreation, or for other uses; or
4. On and after August 1, 2001, for linear transportation
projects of the Virginia Department of Transportation, or on and after October
1, 2001 [ , ] for all other projects, conduct the following
activities in a wetland:
a. New activities to cause draining that significantly alters
or degrades existing wetland acreage or functions;
b. Filling or dumping;
c. Permanent flooding or impounding; or
d. New activities that cause significant alteration or
degradation of existing wetland acreage or functions.
S. Duty to reapply. Any permittee desiring to continue a
previously authorized activity after the expiration date of the VWP general
permit shall comply with the provisions in 9VAC25-680-27.
NOTICE: The following
forms used in administering the regulation were filed by the agency. The forms
are not being published; however, online users of this issue of the Virginia
Register of Regulations may click on the name of a form with a hyperlink to
access it. The forms are also available from the agency contact or may be
viewed at the Office of the Registrar of Regulations, General Assembly
Building, 2nd Floor, Richmond, Virginia 23219.
FORMS (9VAC25-680)
[ Department of Environmental Quality Water Division
Permit Application Fee Form (rev. 10/14)
Department
of Environmental Quality Water Division Permit Application Fee Form (rev.
10/2014) ]
Joint Permit Application for Activities in Waters and
Wetlands of the Commonwealth of Virginia (eff. 10/04)
[ Joint Permit Application for Projects in Tidewater,
Virginia (eff. 10/04) (eff. 3/14)
Monthly Reporting of Impacts Less than or Equal to
One-Tenth Acre Statewide (eff. 08/2007)
Standard Joint Permit Application for Activities in
Waters and Wetlands of the Commonwealth of Virginia (eff. 03/2014)
Virginia Department of Transportation Inter-Agency
Coordination Meeting Joint Permit Application (eff. 10/02) (eff. 06/2008)
Standard
Joint Permit Application for Activities in Waters and Wetlands of the
Commonwealth of Virginia (eff. 3/2014)
Virginia
Department of Transportation, Inter-Agency Coordination Meeting Joint Permit
Application (eff. 6/2008)
Monthly
Reporting of Impacts Less than or Equal to One-Tenth Acre Statewide (eff.
8/2007) ]
DOCUMENTS INCORPORATED BY REFERENCE (9VAC25-680)
Classification
of Wetlands and Deepwater Habitats of the United States, Cowardin, Lewis M. II,
et al., United States Fish and Wildlife Service, December 1979, Reprinted 1992
[ . ]
Guidelines for Specification of Disposal Sites for Dredged
[ of or ] Fill Material, 40 CFR Part 230
[ (Federal Register December 24, 1980) ]
Virginia Erosion and Sediment Control Handbook, Third
Edition, 1992, Department of Conservation and Recreation.
Virginia
Invasive Plant Species List, Natural Heritage Technical Document 14-11,
Department of Conservation and Recreation, Division of Natural Heritage (2014)
VA.R. Doc. No. R14-4059; Filed May 13, 2016, 8:29 a.m.
TITLE 9. ENVIRONMENT
STATE WATER CONTROL BOARD
Final Regulation
REGISTRAR'S NOTICE: The
State Water Control Board is claiming an exemption from Article 2 of the
Administrative Process Act in accordance with § 2.2-4006 A 8 of the Code
of Virginia, which exempts general permits issued by the State Water Control
Board pursuant to the State Water Control Law (§ 62.1-44.2 et seq.), Chapter 24 (§ 62.1-242 et seq.) of Title 62.1, and
Chapter 25 (§ 62.1-254 et seq.) of Title 62.1 if the
board (i) provides a Notice of Intended Regulatory Action in conformance with
the provisions of § 2.2-4007.01; (ii) following the passage
of 30 days from the publication of the Notice of Intended Regulatory Action,
forms a technical advisory committee composed of relevant stakeholders,
including potentially affected citizens groups, to assist in the development of
the general permit; (iii) provides notice and receives oral and written comment
as provided in § 2.2-4007.03; and (iv) conducts at least
one public hearing on the proposed general permit.
Title of Regulation:
9VAC25-690. Virginia Water Protection General Permit for Impacts from
Development and Certain Mining Activities (amending 9VAC25-690-10 through 9VAC25-690-100;
adding 9VAC25-690-15, 9VAC25-690-25, 9VAC25-690-27, 9VAC25-690-35; repealing
9VAC25-690-95).
Statutory Authority: §§ 62.1-44.15 and 62.1-44.15:5 of
the Code of Virginia; § 401 of the Clean Water Act (33 USC § 1251 et
seq.).
Effective Date: August 2, 2016.
Agency Contact: Brenda Winn, Department of Environmental
Quality, 629 East Main Street, P.O. Box 1105, Richmond, VA 233218, telephone
(804) 698-4516, FAX (804) 698-4032, or email brenda.winn@deq.virginia.gov.
Summary:
The regulatory action reissues the existing general permit
that expires on August 1, 2016. The amendments (i) revise or clarify which
activities in specific water sources require application for a permit
authorization and which activities are excluded; (ii) revise and clarify the
application process, including the administrative and technical information
required to achieve a complete permit application; (iii) revise and clarify the
compensatory mitigation requirements, including the sequencing of acceptable
compensatory mitigation actions and compensatory mitigation provisions, the
requirements for compensating impacts to open waters, or the compensation
necessary for temporary impacts; (iv) modify provisions related to application
processing, informational requirements, or actions occurring post-permit
authorization for coverage; (v) modify permit authorization transitions between
general permit cycles; (vi) delete the authorization term of seven years and
provisions for continuation of permit authorization coverage; (vii) incorporate
certain federal regulatory provisions; (viii) clarify and update definitions;
(ix) reorganize the regulation; and (x) correct grammar, spelling, and
references.
9VAC25-690-10. Definitions.
The words and terms used in this regulation chapter
shall have the meanings defined in the State Water Control Law (§ 62.1-44.2 et
seq. of the Code of Virginia) and the Virginia Water Protection (VWP)
Permit Program Regulation (9VAC25-210) unless a different meaning is
required by the context clearly indicates otherwise or unless
otherwise is indicated below.
"Bank protection" means measures employed to
stabilize channel banks and combat existing erosion problems. Such measures may
include the construction of riprap revetments, sills, rock vanes, beach
nourishment, breakwaters, bulkheads, groins, spurs, levees, marsh toe
stabilization, anti-scouring devices, and submerged sills.
"Bioengineering method" means a biological measure
incorporated into a facility design to benefit water quality and minimize
adverse effects to aquatic resources, to the maximum extent practicable, for
long-term aquatic resource protection and improvement.
"Channelization" means the alteration of a
stream channel by widening, deepening, straightening, cleaning or paving
certain areas.
"Coverage" means authorization to conduct a
project in accordance with a VWP general permit.
"Cross-sectional drawing" means a graph or plot
of ground elevation across a waterbody or a portion of it, usually along a line
perpendicular to the waterbody or direction of flow.
"Emergent wetland" means a class of wetlands
characterized by erect, rooted, herbaceous plants growing in water or on a
substrate that is at least periodically deficient in oxygen as a result of
excessive water content, excluding mosses and lichens. This vegetation is
present for most of the growing season in most years and is usually dominated
by perennial plants.
"FEMA" means Federal Emergency Management
Agency.
"Forebay" means a deeper area at the upstream
end of a stormwater management facility that would be maintained through excavation.
"Forested wetland" means a class of wetlands
characterized by woody vegetation that is six meters (20 feet) tall or taller.
These areas typically possess an overstory of trees, an understory of trees or
shrubs, and an herbaceous layer.
"Greater than one acre" means more than 1.00
acre (43,560 square feet).
"DEQ" means the Department of Environmental
Quality.
"Histosols" means organic soils that are often
called mucks, peats, or mucky peats. The list of histosols in the Commonwealth
includes, but is not limited to, the following soil series: Back Bay, Belhaven,
Dorovan, Lanexa, Mattamuskeet, Mattan, Palms, Pamlico, Pungo, Pocaty, and
Rappahannock. Histosols are identified in the Hydric soils list Soils
of the United States lists generated by United States [ the ]
U.S. Department of Agriculture Natural Resources Conservation Service.
"Impacts" means results caused by human-induced
activities conducted in surface waters, as specified in § 62.1-44.15:20 A of
the Code of Virginia.
"Independent utility" means a test to determine
what constitutes a single and complete project. A project is considered to have
independent utility if it would be constructed absent the construction of other
projects in the project area. Portions of a phased development project that
depend upon other phases of the project do not have independent utility.
Portions of a phased development project that would be constructed even if the
other phases are not built can be considered as separate single complete
projects with independent public and economic utility.
"In-stream mining" means activities or
operations that remove accumulated sand, gravel, and mineral deposits directly
from stream channels using equipment such as, but not limited to, hydraulic
dredges, clamshell dredges, or draglines for the sole purpose of processing and
selling the material. In-stream mining does not include dredging activities,
whose main purpose is to maintain channels and harbors for navigation, nor does
it include the recovery of spilled material, such as sand, gravel, and
aggregate, that was inadvertently spilled into a waterway during loading
activities.
"Isolated Wetland of Minimal Ecological Value
(IWOMEV)" means a wetland that (i) does not have a surface water
connection to other state waters; (ii) is less than one-tenth of an acre in
size; (iii) is not located in a Federal Emergency Management Agency designated
100-year floodplain; (iv) is not identified by the Virginia Natural Heritage
Program as a rare or state significant natural community; (v) is not forested;
and (vi) does not contain listed federal or state threatened or endangered
species.
"Less than one-half of an acre" means 0.49 acre
(21,779 square feet) or less.
"Notice of project completion" means a statement
submitted by the permittee or authorized agent that the authorized activities
and any required compensatory mitigation have been completed.
"Open water" means an area that, during a year
with normal patterns of precipitation, has standing water for sufficient
duration to establish an ordinary high water mark. The term "open
water" includes lakes and ponds but does not include ephemeral waters,
stream beds, or wetlands.
"Ordinary high water" or "ordinary high
water mark" means the line on the shore established by the fluctuations of
water and indicated by physical characteristics such as clear, natural line
impressed on the bank; shelving; changes in the character of soil; destruction
of terrestrial vegetation; the presence of litter and debris; or other
appropriate means that consider the characteristics of the surrounding areas.
"Perennial stream" means a well-defined channel
that contains water year round during a year of normal rainfall. Generally, the
water table is located above the streambed for most of the year and groundwater
is the primary source for stream flow. A perennial stream exhibits the typical
biological, hydrological, and physical characteristics commonly associated with
the continuous conveyance of water.
"Permanent impacts" means those impacts to
surface waters, including wetlands, that cause a permanent alteration of the
physical, chemical, or biological properties of the surface waters, or of the
functions and values of a wetland.
"Person" means an individual, corporation,
partnership, association, governmental body, municipal corporation, or any
other legal entity.
"Phased development" means more than one project
proposed for a single piece of property or an assemblage of contiguous
properties under consideration for development by the same person, or by
related persons, that will begin and be completed at different times. Depending
on the relationship between the projects, [ (i) ] a phased
development may be considered a single and complete project [ , ]
or [ (ii) ] each project may be considered a single and
complete project [ , ] if each project has independent
utility, as defined in this subsection.
"Recreational facility" means a facility that is
integrated into the natural landscape and does not substantially change
preconstruction grades or deviate from natural landscape contours.
"Riprap" means a layer of nonerodible material
such as stone or chunks of concrete.
"Scrub-shrub wetland" means a class of wetlands
dominated by woody vegetation less than six meters (20 feet) tall. The species
include true shrubs, young trees, and trees or shrubs that are small or stunted
because of environmental conditions.
"Single and complete project" means the total
project proposed or accomplished by a person, which also has independent
utility, as defined in this section. For linear projects, the "single and
complete project" (e.g., a single and complete crossing) will apply to each
crossing of a separate surface water (e.g., a single waterbody) water
body) and to multiple crossings of the same waterbody water body
at separate and distinct locations. Phases of a project that have independent
public and economic utility may each be considered single and complete.
"State program general permit (SPGP)" means a
general permit issued by the Department of the Army in accordance with 33
USC 1344(e), 33 CFR 325.2(e)(2), 33 USC § 1344 and 33 CFR
325.3(b) 33 CFR 325.5(c)(3) and that is founded on a state program.
The SPGP is designed to avoid duplication between the federal and state
programs.
"Stream bed" means the substrate of a stream, as
measured between the ordinary high water marks along a length of stream. The
substrate may consist of organic matter, bedrock or inorganic particles that
range in size from clay to boulders, or a combination of both. Areas contiguous
to the stream bed, but outside of the ordinary high water marks, are not
considered part of the stream bed.
"Surface waters" means all state waters that are
not ground water as defined in § 62.1-255 of the Code of Virginia.
"Temporary impacts" are those impacts to surface
waters, including wetlands, that do not cause a permanent alteration of the
physical, chemical, or biological properties of the surface waters, or of the
functions and values of a wetland. Temporary impacts include activities in
which the ground is restored to its preconstruction conditions, contours, or
elevations, such that previous functions and values are restored.
"Up to 300 linear feet" means >0.00 to
300.00 linear feet or less as measured along the center of the main
channel of the stream segment.
"Up to 1500 1,500 linear feet" means >0.00
to 1500.00 1,500.00 linear feet or less, as measured along
the center of the main channel of the stream segment.
"Up to one-tenth of an acre" means 0.10 acre
(4,356 square feet) or less.
"Up to two acres" means 2.00 acres (87,120 square
feet) or less.
"Utility line" means a pipe or pipeline for the
transportation of a gaseous, liquid, liquefiable or slurry substance, for any
purpose, and a cable, line, or wire for the transmission for any purpose of
electrical energy, telephone, and telegraph messages and radio and television
communication. The term utility line does not include activities which drain a
surface water to convert it to an upland, such as drainage tiles or french
drains; however, it does apply to pipes conveying drainage from another area.
9VAC25-690-15. Statewide information requirements.
The board may request (i) such plans, specifications, and
other pertinent information as may be necessary to determine the effect of an
applicant's discharge on the quality of state waters or (ii) such other
information as may be necessary to accomplish the purposes of this chapter. Any
owner, permittee, or person applying for a VWP permit or general permit
coverage shall provide the information requested by the board.
9VAC25-690-20. Purpose; delegation of authority; effective
date of VWP general permit.
A. The purpose of this [ regulation chapter ]
is to establish VWP General Permit Number WP4 under [ the VWP permit program
regulation 9VAC25-210 ] to govern permanent and temporary
impacts related to the construction and maintenance of development activities,
and to activities directly associated with aggregate mining (e.g., sand,
gravel, and crushed or broken stone); hard rock/mineral mining (e.g.,
metalliferous ores); and surface coal, natural gas, and coalbed methane gas
mining, as authorized by the Virginia Department of Mines, Minerals and Energy.
Applications for coverage under this VWP general permit shall be processed for
approval, approval with conditions, or denial by the board. Authorization,
authorization Coverage, coverage with conditions, or application
denial by the board shall constitute the VWP general permit action and shall
follow all provisions in the State Water Control Law (§ 62.1-44.2 et seq. of
the Code of Virginia), except for the public comment and participation
provisions, from which each VWP general permit authorization, authorization
with conditions, or denial action is exempt.
B. The director or his designee may perform any act of the
board provided under this chapter, except as limited by § 62.1-44.14 of
the Code of Virginia.
C. This VWP general permit regulation will become
effective on August 1, 2006, and will expire on August 1, 2016.
D. Authorization to impact surface waters under this VWP
general permit is effective upon compliance with all the provisions of
9VAC25-690-30. Notwithstanding the expiration date of this general permit
regulation, authorization to impact surface waters under this VWP general
permit will continue for seven years.
9VAC25-690-25. Authorization for coverage under VWP general
permit effective August 1, 2006.
A. All complete applications or notifications received by
the board through 11:59 p.m. on August 1, 2016, shall be processed in
accordance with the VWP general permit regulation in effect August 1, 2006,
through August 1, 2016. If the application or notification is incomplete or if
there is not adequate time as allowed by § 62.1-44.15:21 of the Code of Virginia
to make a completeness determination, the applicant shall reapply for coverage
under the VWP general permit effective August 2, 2016, or apply for a VWP
individual permit, including payment of any required permit application fee. No
refund of permit application fees shall be made.
B. VWP general permit authorizations granted through 11:59
p.m. on August 1, 2016, shall remain in full force and effect until 11:59 p.m.
on the expiration date stated on the VWP authorization cover page, unless
otherwise revoked or terminated or unless a notice of project completion is
received by the board on or before that date. Any permittee that desires to
continue an authorized activity beyond the stated expiration date must reapply
for coverage under the VWP general permit effective August 2, 2016, pursuant to
its terms, standards, and conditions, or apply for a VWP individual permit,
including payment of any required permit application fee. This section shall
only apply to permittees holding valid authorizations for coverage granted
under the VWP general permit effective August 1, 2006, through August 1, 2016.
9VAC25-690-27. VWP general permit coverage; transition;
continuation.
A. All applications or notifications received on or after
August 2, 2016, will be processed in accordance with the VWP general permit
regulation effective August 2, 2016.
B. The general permit in 9VAC25-690-100 is effective
August 2, 2016, and expires August 1, [ 2031 2026 ].
Any coverage that is granted pursuant to 9VAC25-690-30 shall remain in full
force and effect until 11:59 p.m. on August 1, [ 2031
2026 ], unless the general permit coverage is terminated or revoked
[ or unless a notice of project completion is received by the board ]
on or before this date. Where a permittee that has received general permit
coverage desires to continue or complete the authorized activities beyond
August 1, [ 2031 2026 ], the permittee
shall reapply for new general permit coverage or for a VWP individual permit,
including payment of any required permit application fee. Activities in surface
waters requiring a permit shall not commence or continue until VWP general
permit coverage is granted or a VWP individual permit is issued by the board.
C. Application may be made at any time for a VWP
individual permit in accordance with 9VAC25-210. Activities in surface waters
requiring a permit shall not commence or continue until VWP general permit
coverage is granted or a VWP individual permit is issued by the board.
9VAC25-690-30. Authorization to impact surface waters.
A. Any person governed by this granted coverage
under the VWP general permit is authorized to effective August 2,
2016, may permanently or temporarily impact up to two acres of
nontidal wetlands or open water and up to 1,500 linear feet of nontidal stream
bed for general development and certain mining activities, provided that:
1. The applicant submits notification as required in
9VAC25-690-50 and 9VAC25-690-60.
2. The applicant remits the any required permit
application processing fee in accordance with 9VAC25-20.
3. The applicant receives general permit coverage from the
Department of Environmental Quality and complies with the limitations and
other requirements of 9VAC25-690-100 the VWP general permit; the
general permit coverage [ letter ]; the Clean Water
Act, as amended; and the State Water Control Law and attendant regulations.
4. The applicant receives approval from the Virginia
Department of Environmental Quality.
5. 4. The applicant has not been required to
obtain a VWP individual permit under [ the VWP permit program
regulation (9VAC25-210) 9VAC25-210 ] for the proposed project
impacts. The applicant, at his discretion, may seek a VWP individual permit
[ , ] or coverage under another applicable VWP general permit
[ , ] in lieu of coverage under this VWP general permit.
6. 5. Impacts, both temporary and permanent,
result from a single and complete project including all attendant features.
a. Where a road segment (e.g., the shortest segment of a road
with independent utility that is part of a larger project) has multiple
crossings of surface waters (several single and complete projects), the board
may, at its discretion, require a VWP individual permit.
b. For the purposes of this chapter, when an interchange has
multiple crossings of surface waters, the entire interchange shall be
considered the single and complete project.
7. 6. The stream impact criterion applies to all
components of the project, including structures and stream channel
manipulations.
8. 7. Dredging does not exceed 5,000 cubic
yards.
9. [ Compensation ] 8. When
required, [ compensation ] for unavoidable impacts is
provided in accordance with 9VAC25-690-70 and 9VAC25-210-116.
B. Activities that may be authorized granted
coverage under this VWP general permit include the following:
1. Residential, commercial, institutional. The construction or
expansion of building foundations, building pads, and attendant features
for residential, commercial, and institutional development activities.
a. Residential developments include both single and multiple
units.
b. Commercial developments include, but are not limited to,
retail stores, industrial facilities, restaurants, business parks, office
buildings, and shopping centers.
c. Institutional developments include, but are not limited to,
schools, fire stations, government office buildings, judicial buildings, public
works buildings, libraries, hospitals, and places of worship.
d. Attendant features include, but are not limited to, roads,
parking lots, garages, yards, utility lines, stormwater management facilities,
and recreation facilities (such as playgrounds, playing fields and golf
courses). Attendant features must be necessary for the use and maintenance of
the structures.
2. Recreational facilities. The construction or expansion of
recreational facilities and small support facilities.
a. Recreational facilities include, but are not limited to,
hiking trails, bike paths, horse paths, nature centers, and campgrounds (but
not trailer parks). Boat ramps (concrete or open-pile timber), boathouses,
covered boat lifts, mooring piles and dolphins, fender piles, camels (wooden
floats serving as fenders alongside piers), and open-pile piers (including
floating piers, travel-lift piers, etc.) associated with recreational
facilities are also included.
b. Recreational facilities do not include as a primary
function the use of motor vehicles, buildings or impervious surfaces.
c. Golf courses and ski area expansions may qualify as
recreational facilities provided the construction of the proposed facility does
not result in a substantial deviation from the natural contours and the
facility is designed to minimize adverse effects on state waters and riparian
areas. Measures that may be used to minimize adverse effects on waters and
riparian areas include the implementation of integrated pest management plans,
adequate stormwater management, vegetated buffers, and fertilizer management
plans.
d. Small support facilities are authorized provided they are
directly related to the recreational activity. Small support facilities
include, but are not limited to, maintenance storage buildings and stables.
e. The following do not qualify as recreational facilities:
hotels, restaurants, playing fields (e.g., baseball, soccer or football
fields), basketball and tennis courts, racetracks, stadiums, arenas or new ski
areas.
f. The recreational facility must have an adequate water
quality management plan, such as a stormwater management plan, to ensure that
the recreational facility results in no substantial adverse effects to water
quality.
3. Stormwater management facilities. The construction,
maintenance, and excavation of stormwater management facilities; the
installation and maintenance of water control structures, outfall structures,
and emergency spillways; and the maintenance dredging of existing stormwater
management facilities.
a. Stormwater management facilities include stormwater ponds
and facilities, detention basins, retention basins, traps, and other
facilities designed to reduce pollutants in stormwater runoff.
b. The stormwater management facility must:
(1) To the maximum extent practicable, be designed to maintain
preconstruction downstream flow conditions (e.g., location, capacity and flow
rates).
(2) Not permanently restrict or impede the passage of normal
or expected high flows, unless the primary purpose of the facility is to
impound waters.
(3) Withstand expected high flows.
(4) To the maximum extent practicable, provide for retaining
excess flows from the site, provide for maintaining surface flow rates from the
site similar to preconstruction conditions, and not increase water flows from
the project site, relocate water, or redirect flow beyond preconstruction
conditions.
(5) To the maximum extent practicable, reduce adverse effects
such as flooding or erosion downstream and upstream of the project site, unless
the facility is part of a larger system designed to manage water flows.
(6) Be designed using best management practices (BMPs) and
watershed protection techniques. Examples of such BMPs are described in the
Virginia Stormwater Management Handbook and include, but are not limited to,
forebays, vegetated buffers, bioengineering methods, and siting considerations
to minimize adverse effects to aquatic resources.
c. Maintenance excavation shall be in accordance with the original
facility maintenance plan, or when unavailable, an alternative plan approved
by the Department of Environmental Quality, and shall not exceed to the
maximum extent practicable, the character, scope, or size detailed in the
original contours design of the facility as approved and
constructed.
4. Mining facilities. The construction or expansion of mining
facilities and attendant features for a single and complete project. This
general permit may not be used to authorize impacts from in-stream mining activities
or operations as defined in 9VAC25-690-10.
a. Mining facilities include activities directly associated
with aggregate mining (e.g., sand, gravel, and crushed or broken stone); hard
rock/mineral mining (e.g., metalliferous ores); and surface coal, natural gas,
and coalbed methane gas mining, as authorized by the Virginia Department of
Mines, Minerals [ , ] and Energy.
b. Attendant features are authorized provided they are
directly related to the mining facility, and include, but are not limited to,
access road construction, parking lots, offices, maintenance shops, garages,
and stormwater management facilities.
c. Both direct impacts (e.g., footprints of all fill areas,
road crossings, sediment ponds, and stormwater management facilities; mining
through state waters; stockpile of overburden, and excavation) and indirect
impacts (e.g., diversion of surface water and reach of state waters affected by
sediment pond pool and sediment transport) shall be considered when issuing
an authorization granting coverage under this general permit.
C. The board waives the requirement for coverage under a VWP
general permit for activities that occur in an isolated wetland of minimal
ecological value, as defined in 9VAC25-690-10 9VAC25-210-10. Any
Upon request by the board, any person claiming this waiver bears the
burden to shall demonstrate to the satisfaction of the board
that he qualifies for the waiver.
D. Receipt of this Coverage under VWP general
permit does not relieve the permittee of the responsibility to comply with any
other applicable federal, state, or local statute, ordinance, or
regulation.
E. In issuing this VWP general permit, the board has not
taken into consideration the structural stability of the proposed structure of
structures.
F. E. Coverage under a nationwide or regional
permit promulgated by the U.S. Army Corps of Engineers (USACE), and for which
the board has issued § 401 certification existing in accordance with
9VAC25-210-130 H as of August 1, 2006 August 2, 2016, shall
constitute coverage under this VWP general permit [ , ] unless
a state program general permit (SPGP) is approved required and
granted for the covered activity or impact. Notwithstanding any
other provision, activities authorized under a nationwide or regional permit
promulgated by the USACE and certified by the board in accordance with
9VAC25-210-130 do not need to obtain coverage under this VWP general permit
unless a state programmatic general permit is approved for the covered activity
or impact.
G. F. Coverage under a permit issued by the
Department of Mines, Minerals and Energy under the Virginia Coal Surface Mining
Control and Reclamation Act, Chapter 19 (§ 45.1-226 et seq.) of Title 45.1 of
the Code of Virginia, where such permit authorizes activities that may be
permitted by this regulation chapter and contains a mitigation
plan for the impacts from the mining activities, shall also constitute coverage
under this VWP general permit.
H. G. When the board determines on a
case-by-case basis that concerns for water quality and the aquatic environment
so indicate, the board may require individual applications and a
VWP individual permits permit in accordance with 9VAC25-210-130 B
rather than approving granting coverage under this VWP general
permit.
9VAC25-690-35. Administrative continuance.
Beginning on August 2, 2016, in any case where an existing
permittee has submitted a timely and complete notification or application for
coverage under the next consecutive VWP general permit in accordance with
9VAC25-690-50 and 9VAC25-690-60 and the board, through no fault of the
permittee, does not issue the next consecutive VWP general permit with an
effective date on or before the expiration date of the expiring VWP general
permit, the conditions of that expiring VWP general permit and any requirements
of coverage granted under it shall continue in force until the effective date
of the next consecutive VWP general permit.
9VAC25-690-40. Exceptions to coverage.
A. Authorization for coverage Coverage under
this VWP general permit will not apply in the following areas: is not
required if the activity is excluded from permitting in accordance with
9VAC25-210-60.
1. Wetlands composed of 10% or more of the following
species (singly or in combination) in a vegetative stratum: Atlantic white
cedar (Chamaecyparis thyoides), bald cypress (Taxodium distichum), water tupelo
(Nyssa aquatica), or overcup oak (Quercus lyrata). Percentages shall be based
upon either basal area or percent areal cover in the area of impact.
2. Wetlands underlain by histosols.
3. Surface waters where the proposed activity will impact
federal or state listed or proposed threatened or endangered species or
proposed or designated critical habitat.
B. Authorization for coverage Coverage under
this VWP general permit cannot be used in combination with authorization for
coverage under other VWP general permits in order to impact greater than two
acres of nontidal wetlands or open water or greater than 1,500 linear feet of
nontidal stream bed. More than one authorization for Granting
coverage under this VWP general permit more than once for a single and
complete project is prohibited, except when the cumulative impact to surface
waters does not exceed the limits specified here.
C. This VWP general permit cannot be used for an activity in
a phased development which that would cause the aggregate total
loss of nontidal wetlands or open water in the subdivision to exceed two acres,
or to exceed 1,500 linear feet of nontidal stream bed.
D. The activity to impact surface waters shall not have been
prohibited by state law or regulations, nor shall it contravene applicable
Water Quality Standards (9VAC25-260).
E. The board shall deny application for coverage under
this VWP general permit to any applicant for conducting
activities that cause, may reasonably be expected to cause, or may be
contributing to a violation of water quality standards, including discharges or
discharge-related activities that are likely to significantly affect aquatic
life, or for activities that together with other existing or proposed impacts
to wetlands will cause or contribute to a significant impairment of state
waters or fish and wildlife resources.
F. This VWP general permit does not authorize activities that
cause more than minimal changes to the peak hydraulic flow characteristics,
that significantly increase flooding, or that cause more than minimal
degradation of the water quality of a stream.
G. This Coverage under this VWP general permit may
shall not be used granted for:
1. Construction of a stormwater management facility in
perennial streams or in waters designated as oxygen- oxygen-impaired
or temperature-impaired (does not include wetlands).
2. The construction of an irrigation impoundment on a
perennial stream.
3. Any water withdrawal activities.
4. The location of animal feeding operations or waste storage
facilities in state waters.
5. The pouring of wet or uncured concrete or the use
of tremie concrete or grout bags in state waters, unless the area is
contained within a cofferdam and the work is performed in the dry or unless
approved by the Department of Environmental Quality.
6. Return flow discharges from dredge disposal sites.
7. Overboard disposal of dredge materials.
8. Dredging in marinas.
9. Dredging of shellfish areas, submerged aquatic vegetation
beds, or other highly productive areas.
10. Federal navigation projects.
11. The construction of new ski areas.
12. The Any activity in surface water that will
impact federal or state listed [ or proposed ] threatened
or endangered species or [ proposed or ] designated
critical habitat, or [ be the result in a ]
taking of threatened or endangered species in accordance with the following:
a. As pursuant to § 29.1-564 of the Code of Virginia,
the taking, transportation, processing, sale, or offer for sale within
the Commonwealth of any fish or wildlife appearing on any list of threatened or
endangered species published by the United States Secretary of the Interior
pursuant to the provisions of the federal Endangered Species Act of 1973 [ (P.L.
(Public Law ] 93-205), or any modifications or amendments
thereto, is prohibited except as provided in § 29.1-568 of the Code of
Virginia.
b. As pursuant to § 29.1-566 of the Code of Virginia and
4VAC15-20-130 B and C, the taking, transportation, processing, sale, or
offer for sale within the Commonwealth of any [ state-listed state
listed ] endangered or threatened species is prohibited except as
provided in § 29.1-568 of the Code of Virginia.
13. Any activity in wetlands composed of 10% or more, singularly
or in combination, based upon either basal area or percent areal cover in the
area of impact, in a vegetative stratum: Atlantic white cedar (Chamaecyparis
thyoides), bald cypress (Taxodium distichum), water tupelo (Nyssa aquatica), or
overcup oak (Quercus lyrata).
14. Any activity in wetlands underlain by histosols.
15. Any activity in tidal waters.
9VAC25-690-50. Notification.
A. Notification to the board will be required prior to
commencing construction as follows:
1. An application for authorization of coverage for
proposed, permanent nontidal wetland or open water impacts greater than
one-tenth of an acre, or of for proposed permanent
nontidal stream bed impacts greater than 300 linear feet, shall include
all information pursuant to 9VAC25-690-60 B. Compensatory mitigation may be
required for all permanent impacts in accordance with Parts I, II, and III
of this VWP general permit regulation. All temporary impacts shall be restored
to preexisting conditions, as per Parts I, II, and III of this VWP general
permit regulation.
2. An application for the authorization of coverage
for proposed, permanent nontidal wetland or open water impacts up to
one-tenth of an acre, or of for proposed, permanent
nontidal stream bed impacts up to 300 linear feet, shall be submitted as
follows in accordance with either subdivision 2 a or 2 b of this
subsection:
a. For any proposed project in wetlands, open water,
streams, or compensatory mitigation sites that are under a deed restriction,
conservation easement, declaration of restrictive covenant, or other land use
protective instrument (hereafter "protected areas"), when such
restriction, easement, covenant, or instrument is the result of a federal or
state permit action and is specific to activities in wetlands and compensatory
mitigation sites, the application shall include all of the information required
by 9VAC25-690-60 B. Compensatory mitigation may be required for all permanent
impacts.
a. b. For all other projects that are
not subject to subdivision 2 b of this subsection, the application shall
include the information required by subdivisions 1 through 9, 13, 15, 20,
and 21 1 through 7, 11, 12, 15, and 16 of 9VAC25-690-60 B, and
documentation that verifies the quantity and type of impacts. Compensatory
mitigation may be required for all permanent impacts once the notification
limits of one-tenth acre wetlands or open water, or 300 linear feet of stream
bed, are exceeded, and if required, the application shall include the
information in 9VAC25-690-60 B 13. All temporary impacts, regardless of
amount, shall be restored to preexisting conditions, as per Parts I and III of
this VWP general permit regulation.
b. For any proposed project in wetlands, open water,
streams, or compensatory mitigation sites that are under a deed restriction,
conservation easement, restrictive covenant, or other land use protective instrument
(hereafter protected areas), when such restriction, easement, covenant, or
instrument is the result of a federal or state permit action and is specific to
activities in wetlands and compensatory mitigation sites, the application shall
include all of the information required by 9VAC25-690-60 B, and documentation
that verifies the quantity and type of impacts. Compensatory mitigation may be
required for all permanent impacts, regardless of amount. All temporary
impacts, regardless of amount, shall be restored to preexisting conditions, as
per Parts I and III of this VWP general permit regulation.
B. A Joint Permit Application (JPA) or Virginia Department
of Transportation Interagency Coordination Meeting Joint Permit Application
(VDOT IACM JPA) The Department of Environmental Quality-approved
application forms shall serve as an application under this regulation
for a VWP permit or VWP general permit coverage.
C. The board will determine whether the proposed activity
requires coordination with the [ United States U.S. ]
Fish and Wildlife Service, the Virginia Department of Conservation and
Recreation, the Virginia Department of Agriculture and Consumer Services and
the Virginia Department of Game and Inland Fisheries regarding the presence of
federal or state [ proposed or ] listed threatened and
endangered species or [ proposed or ] designated critical
habitat. Based upon consultation with these agencies, the board may deny application
for coverage under this general permit. The applicant may also consult with
these agencies prior to submitting an application. Species or habitat
information that the applicant provides will assist DEQ the
Department of Environmental Quality in reviewing and processing the
application.
9VAC25-690-60. Application.
A. Applications shall be filed with the board as follows:
1. The applicant shall file a complete application in accordance with
9VAC25-690-50 and this section for a coverage under this
VWP general permit number WP4 for impacts to surface waters from
development and certain mining activities, which will serve as a notice of
intent for coverage under this VWP general permit.
2. The VDOT may use its monthly IACM process for submitting
applications.
B. The required A complete application shall
contain for VWP general permit coverage, at a minimum, consists of
the following information [ , ] if applicable to the project:
1. The applicant's legal name, mailing address,
telephone number, and, if applicable, electronic mail address
and fax number.
2. If different from the applicant, legal name, mailing
address, telephone number, and if applicable, electronic mail address and fax
number of property owner.
2. The 3. If applicable, the authorized agent's (if
applicable) name, mailing address, telephone number, and, if
applicable, fax number and electronic mail address.
3. 4. The existing VWP general permit tracking
number (if applicable), if applicable.
4. The name of the project, narrative description of
project purpose, and a description of the proposed activity in surface waters.
5. The name of the water body or water bodies or receiving
stream, as applicable.
6. The hydrologic unit code (HUC) for the project area.
7. The name of the city or county where the project is
located.
8. Latitude and longitude (to the nearest second) from a
central location within the project limits.
9. A detailed location map (e.g., a United States Geologic
Survey topographic quadrangle map) of the project area, including the project
boundary. The map shall be of sufficient detail such that the site may be
easily located for site inspection.
10. (Reserved.)
11. Project plan view. plan view sketches shall include, at
a minimum, north arrow, scale, existing structures, existing contours, proposed
contours (if available), limit of surface water areas, direction of flow,
ordinary high water, impact limits, and location and dimension of all proposed
structures in impact areas. In addition, cross-sectional or profile sketches
with the above information may be required to detail impact areas.
12. Dredge material management plan (for dredging projects
only) including plan and cross-section view drawings of the disposal or
dewatering area, the dimensions and design of the proposed berm and spillway,
and the capacity of the proposed disposal or dewatering site.
13. Surface water impact information (wetlands, streams, or
open water) for both permanent and temporary impacts, including a description
of the impact, the areal extent of the impact (area of wetland in square feet
and acres; area of stream, length of stream, and average width); the location
(latitude and longitude at the center of the impact, or at the center of each
impact for linear projects); and the type of surface water impact (open water;
wetlands according to the Cowardin classification or similar terminology; or
perennial and nonperennial for streams). The board encourages applicants to
coordinate the determination of perennial or nonperennial streams with the
appropriate local government agency in Tidewater Virginia.
14. Functional values assessment for impacts to wetlands
greater than one acre, which shall consist of a summary of field observations
of the existing wetland functions and values and an assessment of the impact
that the project will have on these functions and values. The following
parameters and functions shall be directly addressed: surrounding land uses and
cover types; nutrient, sediment, and pollutant trapping; flood control and
flood storage capacity; erosion control and shoreline stabilization;
groundwater recharge and discharge; aquatic and wildlife habitat; and unique or
critical habitats.
15. A description of the specific on-site measures
considered and taken during project design and development both to avoid and
minimize impacts to surface waters to the maximum extent practicable.
16. A conceptual plan for the intended compensation for
unavoidable impacts, including:
a. For wetlands, the conceptual compensation plan shall
include: the goals and objectives in terms of replacement of wetland acreage
and function; a detailed location map (e.g., a United States Geologic Survey
topographic quadrangle map), including latitude and longitude (to the nearest
second) at the center of the site; a description of the surrounding land use; a
hydrologic analysis, including a draft water budget based on expected monthly
inputs and outputs which will project water level elevations for a typical
year, a dry year, and a wet year; groundwater elevation data, if available, or
the proposed location of groundwater monitoring wells to collect these data; a
map for existing surface water areas on the proposed site or sites, including a
wetland delineation confirmation for any existing wetlands; a conceptual
grading plan; a conceptual planting scheme, including suggested plant species
and zonation of each vegetation type proposed; and a description of existing
soils including general information on topsoil and subsoil conditions,
permeability, and the need for soil amendments.
b. For streams, the conceptual compensation plan shall
include: the goals and objectives in terms of water quality benefits and
replacement of stream functions; a detailed location map (e.g., a United States
Geologic Survey topographic quadrangle map), including the latitude and
longitude to the nearest second; the proposed stream segment restoration
locations, including plan view and cross-section sketches; the stream
deficiencies that need to be addressed; the proposed restoration measures to be
employed, including channel measurements, proposed design flows and types of
instream structures; and reference stream data, if available.
c. Applicants proposing to compensate off-site, including
purchase or use of mitigation bank credits, or contribution to an in-lieu fee
fund, shall submit an evaluation of the feasibility of on-site compensation. If
on-site compensation is practicable, applicants shall provide documentation as
to why the proposed off-site compensation is ecologically preferable. The
evaluation shall include, but not be limited to, the following assessment
criteria: water quality benefits, hydrologic source, hydrologic regime,
watershed, surface water functions and values, vegetation type, soils, impact
acreage, distance from impacts, timing of compensation versus impacts,
acquisition, constructability, and cost.
d. Applicants proposing compensation involving
contributions to in-lieu fee programs shall state such as the conceptual
compensation plan. Written documentation of the willingness of the entity to
accept the donation and documentation of how the amount of the contribution was
calculated shall be submitted prior to issuance of this general permit
authorization.
e. Applicants proposing compensation involving the purchase
or use of mitigation banking credits shall include as their conceptual
compensation plan:
(1) The name of the proposed mitigation bank and the HUC in
which it is located;
(2) The number of credits proposed to be purchased or used;
and
(3) Certification from the bank owner of the availability of
credits.
17. A delineation map must be provided of the geographic
area of a delineated wetland for all wetlands on the site, in accordance with
9VAC25-210-45, including the wetlands data sheets. The delineation map shall
also include the location of streams, open water, and the approximate limits of
Chesapeake Bay Resource Protection Areas (RPAs), as other state or local
requirements may apply if the project is located within an RPA. Wetland types
shall be noted according to their Cowardin classification or similar
terminology. A copy of the USACE delineation confirmation, or other
correspondence from the USACE indicating their approval of the wetland
boundary, shall be provided at the time of application, or if not available at
that time, as soon as it becomes available during the VWP permit review.
18. A copy of the FEMA flood insurance rate map or
FEMA-approved local floodplain map for the project site.
19. The appropriate application processing fee for a VWP
general permit in accordance with 9VAC25-20. The permit application fee for VWP
permit authorizations is based on acres only. Therefore, impacts calculated
using linear feet of stream bed must be converted to an acreage in order to
calculate the total permit application fee.
20. A written disclosure identifying all wetlands, open
water, streams, and associated upland buffers within the proposed project or
compensation areas that are under a deed restriction, conservation easement,
restrictive covenant, or other land use protective instrument (protected
areas). Such disclosure shall include the nature of the prohibited activities
within the protected areas.
21. The following certification:
"I certify under penalty of law that this document and
all attachments were prepared under my direction or supervision in accordance
with a system designed to assure that qualified personnel properly gather and
evaluate the information submitted. Based on my inquiry of the person or
persons who manage the system or those persons directly responsible for
gathering the information, the information submitted is to the best of my
knowledge and belief true, accurate, and complete. I am aware that there are
significant penalties for submitting false information including the
possibility of fine and imprisonment for knowing violations."
C. The application shall be signed in accordance with
9VAC25-210-100. If an agent is acting on behalf of an applicant, the applicant
shall submit an authorization of the agent that includes the signatures of both
the applicant and the agent.
5. Project name and proposed project schedule.
6. The following information for the project site location,
and any related permittee-responsible compensatory mitigation site [ ,
if applicable ]:
a. The physical street address, nearest street, or nearest
route number; city or county; zip code; and [ , ] if
applicable, parcel number of the site or sites.
b. Name of the impacted water body or water bodies, or
receiving waters, as applicable, at the site or sites.
c. The latitude and longitude to the nearest second at the
center of the site or sites.
d. The fourth order subbasin, as defined by the hydrologic
unit boundaries of the National Watershed Boundary Dataset, for the site or
sites.
e. A detailed map depicting the location of the site or
sites, including the project boundary [ and all existing
preservation areas on the site or sites ]. The map (e.g., a
[ United States U.S. ] Geologic Survey
topographic quadrangle map) should be of sufficient detail to easily locate the
site or sites for inspection.
[ f. GIS-compatible shapefile or shapefiles of the
project boundary and all existing preservation areas on the site or sites,
unless otherwise approved by or coordinated with DEQ. The requirement for a
GIS-compatible shapefile or shapefiles may be waived by DEQ on a case-by-case
basis. ]
7. A narrative description of the project, including
project purpose and need.
8. Plan-view drawing or drawings of the project site
sufficient to assess the project, including at a minimum the following:
a. North arrow, graphic scale, and existing and proposed
topographic or bathymetric contours.
b. Limits of proposed impacts to surface waters.
c. Location of all existing and proposed structures.
d. All delineated wetlands and all jurisdictional surface
waters on the site, including the Cowardin classification (i.e., emergent,
scrub-shrub, or forested) for those surface waters and waterway name, if
designated; ebb and flood or direction of flow; and ordinary high water mark in
nontidal areas.
e. The limits of Chesapeake Bay Resource Protection Areas
(RPAs) as field-verified by the applicant [ , ] and if
available [ , ] the limits as approved by the locality
in which the project site is located [ , ] unless the
proposed use is exempt from the Chesapeake Bay Preservation Area Designation
and Management Regulations (9VAC25-830).
f. The limits of any areas that are under a deed restriction,
conservation easement, restrictive covenant, or other land use protective
instrument (i.e., protected areas).
9. Cross-sectional and profile drawing or drawings.
Cross-sectional drawing or drawings of each proposed impact area shall include
at a minimum a graphic scale, existing structures, existing and proposed
elevations, limits of surface water areas, ebb and flood or direction of flow
(if applicable), ordinary high water mark in nontidal areas, impact limits, and
location of all existing and proposed structures. Profile drawing or drawings
with this information may be required on a case-by-case basis to demonstrate
minimization of impacts. Any application that proposes piping or culverting
stream flows shall provide a longitudinal profile of the pipe or culvert
position and stream bed thalweg, or shall provide spot elevations of the stream
thalweg at the beginning and end of the pipe or culvert, extending to a minimum
of 10 feet beyond the limits of proposed impact.
10. Materials assessment. Upon request by the board, the
applicant shall provide evidence or certification that the material is free
from toxic contaminants prior to disposal or that the dredging activity will
not cause or contribute to a violation of water quality standards during dredging.
The applicant may be required to conduct grain size and composition analyses,
tests for specific parameters or chemical constituents, or elutriate tests on
the dredge material.
11. A narrative description of all impacts proposed to
surface waters, including the type of activity to be conducted in surface
waters and any physical alteration to surface waters. Surface water impacts
shall be identified as follows:
a. Wetland impacts identified according to their Cowardin
classification (i.e., emergent, scrub-shrub, or forested) [ ,; ]
and for each classification, the individual impacts quantified in square
feet to the nearest whole number, cumulatively summed in square feet, and then
the sum converted to acres and rounded to two decimal places using commonly accepted
arithmetic principles of rounding.
b. Individual stream impacts [ (i) ] quantified
[ by length ] in linear feet to the nearest whole number
and [ then cumulatively summed, by average width in
feet to the nearest whole number; (ii) quantified in square feet to the nearest
whole number; ] and [ (iii) ] when
compensatory mitigation is required, the impacts identified according to the
assessed type using the Unified Stream Methodology.
c. Open water impacts identified according to their
Cowardin classification, and for each type, the individual impacts quantified
in square feet to the nearest whole number, cumulatively summed in square feet,
and then the sum converted to acres and rounded to two decimal places using
commonly accepted arithmetic principles of rounding.
d. A copy of the approved jurisdictional determination
[ , if when ] available, or [ when
unavailable, (i) ] the preliminary jurisdictional determination
from the U.S. Army Corps of Engineers (USACE), U.S. Department of Agriculture
Natural Resources Conservation Service (NRCS), or DEQ [ , ]
or [ (ii) ] other correspondence from the USACE,
NRCS, or DEQ indicating approval of the boundary of applicable jurisdictional
surface waters, including wetlands data sheets if applicable.
e. A delineation map [ and GIS-compatible
shapefile or shapefiles of the delineation map ] that
[ (i) ] depicts the geographic area or areas of all surface
water boundaries delineated in accordance with 9VAC25-210-45 and confirmed in
accordance with the jurisdictional determination process; [ (ii) ]
identifies such areas in accordance with subdivisions 11 a, 11 b, and 11 c
of this subsection; and [ (iii) ] quantifies and
identifies any other surface waters according to their Cowardin classification
(i.e., emergent, scrub-shrub, or forested) or similar terminology [ ,
if applicable ]. [ The requirements for a
delineation map or GIS-compatible shapefile or shapefiles may be waived by DEQ
on a case-by-case basis. ]
12. An alternatives analysis for the proposed project
detailing the specific on-site measures taken during project design and
development to first avoid and then minimize impacts to surface waters to the
maximum extent practicable in accordance with the Guidelines for Specification
of Disposal Sites for Dredged or Fill Material, 40 CFR Part 230. Avoidance and
minimization includes, but is not limited to, the specific on-site measures
taken to reduce the size, scope, configuration, or density of the proposed
project, including review of alternative sites where required for the project,
which would avoid or result in less adverse impact to surface waters, and
documentation demonstrating the reason the applicant determined less damaging
alternatives are not practicable. The analysis shall demonstrate to the
satisfaction of the board that avoidance and minimization opportunities have
been identified and measures have been applied to the proposed activity such
that the proposed activity in terms of impacts to state waters and fish and
wildlife resources is the least environmentally damaging practicable
alternative.
13. A compensatory mitigation plan to achieve no net loss
of wetland acreage [ or and ] functions
or stream functions and water quality benefits.
a. If permittee-responsible compensation is proposed for
wetland impacts, a conceptual wetland compensatory mitigation plan must be
submitted in order for an application to be deemed complete and shall include
at a minimum (i) the goals and objectives in terms of replacement of wetland
acreage [ or and ] functions; (ii) a
detailed location map including latitude and longitude to the nearest second
and the fourth order subbasin, as defined by the hydrologic unit boundaries of
the National Watershed Boundary Dataset, at the center of the site; (iii) a
description of the surrounding land use; (iv) a hydrologic analysis including a
draft water budget for nontidal areas based on expected monthly inputs and
outputs that will project water level elevations for a typical year, a dry
year, and a wet year; (v) groundwater elevation data, if available, or the
proposed location of groundwater monitoring wells to collect these data; (vi)
wetland delineation confirmation, data sheets, and maps for existing surface
water areas on the proposed site or sites; (vii) a conceptual grading plan;
(viii) a conceptual planting scheme including suggested plant species and
zonation of each vegetation type proposed; (ix) a description of existing soils
including general information on both topsoil and subsoil conditions,
permeability, and the need for soil amendments; (x) a draft design of any water
control structures; (xi) inclusion of buffer areas; (xii) a description of any
structures and features necessary for the success of the site; (xiii) the
schedule for compensatory mitigation site construction; and (xiv) measures for
the control of undesirable species.
b. If permittee-responsible compensation is proposed for
stream impacts, a conceptual stream compensatory mitigation plan must be
submitted in order for an application to be deemed complete and shall include
at a minimum (i) the goals and objectives in terms of water quality benefits
and replacement of stream functions; (ii) a detailed location map including the
latitude and longitude [ (to to ] the
nearest [ second) second ] and the fourth
order subbasin, as defined by the hydrologic unit boundaries of the National
Watershed Boundary Dataset, at the center of the site; (iii) a description of
the surrounding land use; (iv) the proposed stream segment restoration
locations including plan view and cross-sectional drawings; (v) the stream
deficiencies that need to be addressed; (vi) data obtained from a DEQ-approved,
stream impact assessment methodology such as the Unified Stream Methodology;
(vii) the proposed restoration measures to be employed including channel
measurements, proposed design flows, types of instream structures, and
conceptual planting scheme; (viii) reference stream data, if available; (ix)
inclusion of buffer areas; (x) schedule for restoration activities; and (xi) measures
for the control of undesirable species.
c. For any permittee-responsible compensatory mitigation,
the conceptual compensatory mitigation plan shall also include a draft of the
intended protective mechanism or mechanisms, in accordance with 9VAC25-210-116
B 2, such as, but not limited to, a conservation easement held by a third party
in accordance with the Virginia Conservation Easement Act (§ 10.1-1009 et seq.
of the Code of Virginia) or the Virginia Open-Space Land Act (§ 10.1-1700 et
seq. of the Code of Virginia), a duly recorded declaration of restrictive
covenants, or other protective instrument. The draft intended protective
mechanism shall contain the information in subdivisions c (1), c (2), and c (3)
of this subdivision 13 or in lieu thereof shall describe the intended
protective mechanism or mechanisms that contains the information required
below:
(1) A provision for access to the site;
(2) The following minimum restrictions: no ditching, land
clearing, or discharge of dredge or fill material, and no activity in the area
designated as compensatory mitigation area with the exception of maintenance;
corrective action measures; or DEQ-approved activities described in the
approved final compensatory mitigation plan or long-term management plan; and
(3) A long-term management plan that identifies a long-term
steward and adequate financial assurances for long-term management in
accordance with the current standard for mitigation banks and in-lieu fee
program sites, except that financial assurances will not be necessary for
permittee-responsible compensation provided by government agencies on
government property. If approved by DEQ, permittee-responsible compensation on
government property and long-term protection may be provided through federal
facility management plans, integrated natural resources management plans, or
other alternate management plans submitted by a government agency or public
authority.
d. Any compensatory mitigation plan proposing the purchase
of mitigation bank or in-lieu fee program credits shall include the number and
type of credits proposed to be purchased and documentation from the approved
bank or in-lieu fee program sponsor of the availability of credits at the time
of application.
14. Permit application fee. The applicant will be notified
by the board as to the appropriate fee for the project [ in
accordance with 9VAC25-20 ].
15. A written description and a graphical depiction
identifying all upland areas including buffers, wetlands, open water, other
surface waters, and compensatory mitigation areas located within the proposed
project boundary or permittee-responsible compensatory mitigation areas that
are under a deed restriction, conservation easement, restrictive covenant, or
other land use protective instrument (i.e., protected areas). Such description
and a graphical depiction shall include the nature of the prohibited activities
within the protected areas and the limits of Chesapeake Bay Resource Protection
Areas (RPAs) as field-verified by the applicant [ , ] and
if available, the limits as approved by the locality in which the project site
is located, unless the proposed use is exempt from the Chesapeake Bay
Preservation Area Designation and Management Regulations (9VAC25-830), as
additional state or local requirements may apply if the project is located
within an RPA.
16. Signature page that has been signed, dated, and
certified by the applicant in accordance with 9VAC25-210-100. If the applicant
is a business or other organization, the signature must be made by an individual
with the authority to bind the business or organization, and the title of the
signatory must be provided. The application signature page, either on the copy
submitted to the Virginia Marine Resources Commission or to DEQ, must have an
original signature. Electronic submittals containing the original signature
page, such as that contained in a scanned document file, are acceptable.
C. An analysis of the functions of wetlands proposed to be
impacted may be required by DEQ. When required, the method selected for the
analysis shall assess water quality or habitat metrics and shall be coordinated
with DEQ in advance of conducting the analysis.
1. No analysis shall be required when:
a. Wetland impacts per each single and complete project
total 1.00 acre or less; or
b. The proposed compensatory mitigation consists of
purchasing mitigation bank or in-lieu fee program credits at standard
mitigation ratios of 2:1 for forest, 1.5:1 for scrub-shrub, and 1:1 for
emergent, or higher.
2. Analysis shall be required when wetland impacts per each
single and complete project total 1.01 acres or more and when any of the
following applies:
a. The proposed compensatory mitigation consists of
permittee-responsible compensation, including water quality enhancements as
replacement for wetlands; or
b. The proposed compensatory mitigation consists of
purchasing mitigation bank or in-lieu fee program credits at less than the
standard mitigation ratios of 2:1 for forest, 1.5:1 for scrub-shrub, and 1:1
for emergent.
D. Upon receipt of an application by the appropriate DEQ
office, the board has 15 days to review the application and either determine
the information requested in subsection B of this section is complete or inform
the applicant that additional information is required to make the application
complete. Coverage under this VWP general permit shall be approved, or
approved with conditions, or the application shall be denied [ , ]
within 45 days of receipt of a complete application. If the board fails to act
within 45 days on a complete application, coverage under this VWP permit
general permit shall be deemed approved granted.
1. In evaluating the application, the board shall make an
assessment of the impacts associated with the project in combination with other
existing or proposed impacts. Coverage Application for coverage
under this VWP general permit shall be denied if the cumulative impacts will
cause or contribute to a significant impairment of state waters or fish and
wildlife resources.
2. The board may place additional conditions requirements
on a project in order to approve authorization grant coverage
under this VWP general permit. However, these conditions the
requirements must be consistent with [ the VWP general
permit regulation this chapter ].
E. Incomplete application. Where an application is incomplete
not accepted as complete by the board within 15 days of receipt, the
board shall require the submission of additional information from the
applicant and may suspend processing the of any application
until such time as the applicant has supplied the requested information and the
application is complete. Where the applicant becomes aware that he omitted one
or more relevant facts from an application, or submitted incorrect information
in an application or in reports any report to the board, the
applicant shall immediately submit such facts or the correct information. A
revised application with new information shall be deemed a new application,
for purposes of review but shall not require an additional permit
application fee. An incomplete permit application may be administratively
withdrawn from processing by the board for failure to provide the required
information after 180 60 days from the date that of
the original permit application was received latest written
information request made by the board. An applicant may request a
suspension of application review by the board, but requesting a suspension
shall not preclude the board from administratively withdrawing an incomplete
application. Resubmittal of a permit application for the same or similar
project, after such time that the original permit application was
administratively withdrawn, shall require submittal of an additional permit
application fee.
9VAC25-690-70. Compensation.
A. In accordance with 9VAC25-690-50 A, compensatory Compensatory
mitigation may be required for all permanent, nontidal surface water
impacts as specified in 9VAC25-690-50 A. All temporary, nontidal surface
water impacts shall be restored to preexisting conditions in accordance with
9VAC25-690-100.
B. Generally, the sequence of preferred compensation
options shall be restoration, then creation, then mitigation banking, and then
in-lieu fee fund. Also, on-site, in-kind compensatory mitigation, when
available, shall be deemed the most ecologically preferable form of
compensation for project impacts, in most cases. However, off-site or
out-of-kind compensation opportunities that prove to be more ecologically
preferable to practicable on-site or in-kind compensation may be considered.
When the applicant can demonstrate satisfactorily that an off-site or
out-of-kind compensatory mitigation proposal is ecologically preferable, then
such proposal may be deemed appropriate for compensation of project impacts.
Compensatory mitigation and any compensatory mitigation proposals shall be
in accordance with this section and 9VAC25-210-116.
C. For the purposes of this VWP general permit,
compensatory mitigation for unavoidable wetland impacts may be met through the
following:
1. Wetland creation.
2. Wetland restoration.
3. The purchase or use of credits from a mitigation bank,
pursuant to § 62.1-44.15:23 of the Code of Virginia.
4. A contribution to an approved in-lieu fee fund.
5. Preservation of upland buffers adjacent to state waters,
when utilized in conjunction with subdivision 1, 2, or 3 of this subsection and
when consistent with 9VAC25-210-116 A.
6. Restoration of upland buffers adjacent to state waters,
when utilized in conjunction with subdivision 1, 2, or 3 of this subsection and
when consistent with 9VAC25-210-116 A.
7. Preservation of wetlands, when utilized in conjunction
with subdivision 1, 2, or 3 of this subsection.
D. For the purposes of this VWP general permit,
compensatory mitigation for unavoidable stream impacts may be met through the
following:
1. Stream channel restoration or enhancement.
2. Riparian buffer restoration or enhancement.
3. Riparian buffer preservation, when consistent with
9VAC25-210-116 A.
4. A contribution to an approved in-lieu fee fund.
5. The purchase or use of credits from a mitigation bank,
pursuant to § 62.1-44.15:23 of the Code of Virginia.
E. In order for contribution to an in-lieu fee fund to be
an acceptable form of compensation, the fund must be approved for use by the
board according to the provisions of 9VAC25-210-116 D. The applicant shall
provide proof of contribution to DEQ prior to commencing activities in impact
areas.
F. In order for purchase or use of bank credits to be an
acceptable form of compensation, the bank shall be operating in accordance with
the provisions of § 62.1-44.15:23 of the Code of Virginia and 9VAC25-210-116 E.
The applicant shall provide proof of purchase, use, or debit to DEQ prior to
commencing activities in impact areas.
G. Compensation C. When required, compensatory
mitigation for unavoidable, permanent wetland impacts shall be provided at
the following minimum compensation to impact mitigation ratios:
1. Impacts to forested wetlands shall be mitigated at 2:1, as
calculated on an area basis.
2. Impacts to [ scrub shrub scrub-shrub ]
wetlands shall be mitigated at 1.5:1, as calculated on an area basis.
3. Impacts to emergent wetlands shall be mitigated at 1:1, as
calculated on an area basis.
H. Compensation D. When required, compensatory
mitigation for stream bed impacts shall be appropriate to replace lost
functions and water quality benefits. One factor in determining the required
compensation shall be an analysis of stream impacts utilizing a stream impact
assessment methodology acceptable to DEQ the Department of
Environmental Quality.
I. E. Compensation for permanent open water
impacts, other than to streams, may be required at a an
in-kind or out-of-kind mitigation ratio of 1:1 replacement to impact
ratio or less, as calculated on an area basis, to offset impacts to
state waters and fish and wildlife resources from significant impairment.
Compensation shall not be required for permanent or temporary impacts to
open waters identified as palustrine by the Cowardin classification method,
[ except but compensation may be required ] when
such open waters are located in areas of karst topography in Virginia and are
formed by the natural solution of limestone.
J. Compensation F. When conversion results in a
permanent alteration of the functions of a wetland, compensatory mitigation
for conversion impacts to wetlands shall be required at a 1:1 replacement to
impact mitigation ratio, as calculated on an area basis, when
such conversion results in a permanent alteration of the functions and values
of the wetland. For example, the permanent conversion of a forested wetland
to an emergent wetland is considered to be a permanent impact for the purposes
of this [ regulation chapter ]. Compensation for
conversion of other types of surface waters may be required, as appropriate, to
offset impacts to state waters and fish and wildlife resources from
significant impairment.
9VAC25-690-80. Notice of planned changes; modifications to
coverage.
A. The permittee shall notify the board in advance of the
a planned change, and the planned changes an application or
request will for modification to coverage shall be reviewed according
to all provisions of this regulation chapter. Coverage shall
not be modified if (i) the cumulative total of permanent and temporary impacts
[ for a single and complete project ] exceeds two acres of
nontidal wetlands or open water exceeds 1,500 linear feet of nontidal stream
bed or (ii) the criteria in subsection B of this section are not met. The
applicant may submit a new permit application for consideration under a VWP
individual permit.
B. Authorization under this VWP general permit coverage
may be modified subsequent to issuance if the permittee determines that
additional permanent wetland, open water, or stream under the following
circumstances:
1. Additional impacts to surface waters are
necessary, provided that the additional impacts are associated with the
previously authorized activities in authorized locations within the same phase
of development, the cumulative increase in acreage of wetland or open water
impacts is not greater than 1/4 acre, the cumulative increase in stream bed impacts
is not greater than 100 linear feet, and the additional impacts are fully
mitigated. Prior to a planned change approval, DEQ may require submission of a
compensatory mitigation plan for the additional impacts. In cases where the
original impacts totaled less than 1/10 acre of wetlands or open water, or less
than 300 linear feet of stream bed, and the additional impacts result in these
limits being exceeded, the notice of planned change will not be approved.:
a. The additional impacts are proposed prior to impacting
the additional areas.
b. The proposed additional impacts are located within the
project boundary as depicted in the application for coverage or are located in
areas of directly-related off-site work [ , ] unless
otherwise prohibited in this [ VWP general permit regulation
chapter ].
c. The permittee has provided sufficient documentation that
the board may reasonably determine that the additional impacts will not impact
federal or state listed [ or proposed ] threatened
or endangered species or [ proposed or ] designated
critical habitat [ , ] or [ be the
result in a ] taking of threatened or endangered species.
[ The board recommends that the permittee verify that the project will
not impact any proposed threatened or endangered species or proposed critical
habitat. ]
d. The cumulative, additional permanent wetland or open
water impacts for one or more notices of planned change do not exceed 0.25
acre.
e. The cumulative, additional permanent stream impacts for
one or more notices of planned change do not exceed 100 linear feet.
f. Documentation is provided demonstrating that the
proposed surface water impacts have been avoided to the maximum extent
practicable in accordance with the informational requirements of 9VAC25-690-60
B 12.
g. Compensatory mitigation for the proposed impacts, if
required, meets the requirements of 9VAC25-690-70 and 9VAC25-210-116. Prior to
a planned change approval, the Department of Environmental Quality may require
submission of a compensatory mitigation plan for the additional impacts.
h. Where such additional impacts are temporary, and prior
to initiating the impacts, the permittee provides a written statement to the
board that the area to be temporarily impacted will be restored to its
preconstruction elevations and contours [ , ] with
topsoil from the impact area where practicable, such that the previous acreage
and functions are restored [ , ] in accordance
with Parts I A 3 and B 11 of 9VAC25-690-100. The additional temporary impacts
shall not cause the cumulative total impacts to exceed the general permit
threshold for use. The proposed temporary impacts shall be deemed approved if
DEQ does not respond within 10 days of receipt of the request for authorization
to temporarily impact additional surface waters.
i. The additional proposed impacts do not change the
category of the project, based on the original impacts amounts as specified in
9VAC25-690-50 A 2. However, the applicant may submit a new permit
application and permit application fee for the total impacts to be considered
under this VWP general permit, another VWP general permit, or a VWP individual
permit.
C. Authorization under this VWP general permit may be
modified after issuance if the project results in less 2. A reduction in
wetland or stream impacts. Compensation Compensatory mitigation
requirements may be modified in relation to the adjusted impacts at the
request of the permittee, provided that the adjusted compensation compensatory
mitigation meets the initial authorization compensation compensatory
mitigation goals. DEQ shall not be responsible for ensuring refunds for
mitigation bank credit purchases, mitigation bank usage, or in-lieu fee fund
contributions program credit purchases.
D. Authorization under this VWP general permit may be
modified after issuance for a 3. A change in project plans or use
that does not result in a change in to authorized project impacts
other than those allowed by subdivisions 1 and 2 of this subsection.
E. Authorization under the VWP general permit may be
modified for a change to the mitigation bank at which credits are purchased or
used, provided that the same amount of credits are purchased or used and all
criteria for use in 9VAC25-210-116 E are met 4. Substitute a specific,
DEQ-approved mitigation bank or in-lieu fee program with another DEQ-approved
mitigation bank or in-lieu fee program or substitute all or a portion of the
prior authorized permittee-responsible compensation with a purchase of
mitigation credits in accordance with 9VAC25-210-116 C from a DEQ-approved
mitigation bank or in-lieu fee program. The amount of credits proposed to be
purchased shall be sufficient to meet the compensatory mitigation requirement
for which the compensatory mitigation is proposed to replace.
5. Correct typographical errors.
F. Authorization under the VWP general permit may be
modified after issuance for typographical errors.
G. A Notice of Planned Change is not required after
authorization issuance for additional temporary impacts to surface waters,
provided that DEQ is notified in writing regarding additional temporary
impacts, and the area is restored to preexisting conditions in accordance with
Part I C 11 of this general permit. In no case can the additional temporary
impacts exceed the general permit threshold for use.
H. In no case can this authorization be modified to exceed
the general permit threshold for use.
I. A notice of planned change shall be denied if fish and
wildlife resources are significantly impacted or if the criteria in subsection
B of this section are not met. However, the original VWP general permit
authorization shall remain in effect. The applicant may submit a new permit
application and permit application fee for consideration under a VWP individual
permit.
9VAC25-690-90. Termination of authorization by consent coverage.
When all permitted activities requiring notification under
9VAC25-690-50 A and all compensatory mitigation requirements have been
completed, or if the authorized impacts will not occur, the A. The
permittee shall submit a request for termination by consent within 30 days of project
completion or project cancellation completing or [ cancelling
canceling ] all authorized activities requiring notification under
9VAC25-690-50 A and all compensatory mitigation requirements. When
submitted for project completion, the request for termination by consent
shall constitute a notice of project completion in accordance with
9VAC25-210-130 F. The director may accept this termination of authorization
coverage on behalf of the board. The permittee shall submit the
following information:
1. Name, mailing address, and telephone number of the
permittee;
2. Name and location of the activity;
3. The VWP general permit authorization tracking
number; and
4. One of the following certifications:
a. For project completion:
"I certify under penalty of law that all activities and
any required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have been completed. I
understand that by submitting this notice of termination I am no longer
authorized to perform activities in surface waters in accordance with the VWP
general permit and general permit coverage, and that performing
activities in surface waters is unlawful where the activity is not authorized
by a the VWP permit or coverage, unless otherwise excluded
from obtaining coverage. I also understand that the submittal of this
notice does not release me from liability for any violations of this the
VWP general permit authorization or coverage."
b. For project cancellation:
"I certify under penalty of law that the activities and
any required compensatory mitigation authorized by this the VWP
general permit and general permit coverage will not occur. I
understand that by submitting this notice of termination I am no longer
authorized to perform activities in surface waters in accordance with the VWP
general permit and general permit coverage, and that performing
activities in surface waters is unlawful where the activity is not authorized
by a the VWP permit or coverage, unless otherwise excluded
from obtaining coverage. I also understand that the submittal of this
notice does not release me from liability for any violations of this the
VWP general permit authorization or coverage, nor does it allow
me to resume the permitted authorized activities without
reapplication and reauthorization coverage."
c. For events beyond permittee control, the permittee shall
provide a detailed explanation of the events, to be approved by DEQ the
Department of Environmental Quality, and the following certification
statement:
"I certify under penalty of law that the activities or
the required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have changed as the result of
events beyond my control (see attached). I understand that by submitting this
notice of termination I am no longer authorized to perform activities in
surface waters in accordance with the VWP general permit and general permit
coverage, and that performing activities in surface waters is unlawful
where the activity is not authorized by a the VWP permit or
coverage, unless otherwise excluded from obtaining coverage. I also
understand that the submittal of this notice does not release me from liability
for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
B. VWP general permit coverage may be terminated for cause
in accordance with 9VAC25-210-180 F and [ 9VAC25-230
§ 62.1-44.15:02 of the Code of Virginia ], or without cause in
accordance with 9VAC25-210-180 G and [ 9VAC25-230 §
62.1-44.15:02 ].
9VAC25-690-95. Transition. (Repealed.)
A. All applications received on or after August 1, 2006, will
be processed in accordance with these new procedures.
B. VWP general permit authorizations issued prior to
August 1, 2006, will remain in full force and effect until such authorizations
expire, are revoked, or are terminated.
C. Notices of planned change and all other types of
notification that are received by the board prior to August 1, 2006, will be
processed in accordance with the VWP general permit regulation in effect at
that time. Notices of planned change and all other types of notification to the
board that are received on or after August 1, 2006, will be processed in
accordance with these new procedures.
9VAC25-690-100. VWP general permit.
Any applicant whose application has been accepted by the
board shall be subject to the following requirements:
VWP General Permit No. WP4
Authorization effective date:
Authorization expiration date:
Authorization Notes(s):
VWP GENERAL PERMIT FOR IMPACTS FROM DEVELOPMENT AND CERTAIN
MINING ACTIVITIES UNDER THE VIRGINIA WATER PROTECTION PERMIT AND THE VIRGINIA
STATE WATER CONTROL LAW
Based upon an examination of the information submitted by
the applicant and in
VWP GENERAL PERMIT NO. WP4 FOR IMPACTS FROM DEVELOPMENT
AND CERTAIN MINING ACTIVITIES UNDER THE VIRGINIA WATER PROTECTION PERMIT AND
THE VIRGINIA STATE WATER CONTROL LAW
Effective date: August 2, 2016
Expiration date: August 1, [ 2031 2026 ]
In compliance with § 401 of the Clean Water Act,
as amended (33 USC § 1341) and the State Water Control Law and regulations
adopted pursuant thereto, the board has determined that there is a reasonable
assurance that the activity authorized by this VWP general permit, if conducted
in accordance with the conditions set forth herein complied with,
will protect instream beneficial uses and, will not violate
applicable water quality standards. The board finds that the effect of the
impact, together with other existing or proposed impacts to wetlands, and
will not cause or contribute to a significant impairment of state waters or
fish and wildlife resources. In issuing this VWP general permit, the board
has not taken into consideration the structural stability of any proposed
activities.
Subject The permanent or temporary impact of up to
two acres of nontidal wetlands or open water and up to 1,500 linear feet of
nontidal stream bed shall be subject to the provisions of the VWP
general permit set forth herein; any requirements in coverage granted under
this general permit; the Clean Water Act, as amended,; and pursuant
to the State Water Control Law and regulations adopted pursuant to it,
the permittee is authorized to permanently or temporarily impact up to two
acres of nontidal wetlands or open water and up to 1,500 linear feet of
nontidal stream bed.
Permittee:
Address:
Activity Location:
Activity Description:
The authorized activity shall be in accordance with this
cover page, Part I-Special Conditions, Part II-Compensation, Monitoring, and
Reporting, and Part III-Conditions Applicable to All VWP Permits, as set forth
herein.
_________________________________
Director, Department of Environmental Quality
|
___________
Date
|
Part I. Special Conditions.
A. Authorized activities.
1. This permit authorizes The activities authorized
by this chapter shall not cause more than the permanent or temporary
impacts of up to two acres of nontidal wetlands or open water and up to 1,500
linear feet of nontidal stream bed according to the information provided in
the approved and complete application. [ Additional permit
requirements as stipulated by the board in the coverage letter, if any, shall
be enforceable conditions of this permit. ]
2. Any changes to the authorized permanent impacts to surface
waters associated with this project shall require either a notice
of planned change in accordance with 9VAC25-690-80,. An application
or request for modification to coverage or another VWP permit application may
be required.
3. Any changes to the authorized temporary impacts to surface
waters associated with this project shall require written notification
to DEQ and approval from the Department of Environmental Quality in
accordance with 9VAC25-690-80 prior to initiating the impacts and
restoration to preexisting conditions in accordance with the conditions of this
permit authorization.
4. Modification to compensation requirements may be approved
at the request of the permittee when a decrease in the amount of authorized
surface waters impacts occurs, provided that the adjusted compensation meets
the initial authorization compensation goals.
5. The activities authorized for coverage under this VWP
general permit must commence and be completed within seven years of the date of
this authorization.
B. Continuation of coverage. Reapplication for
continuation of coverage under this VWP general permit or a new VWP permit may
be necessary if any portion of the authorized activities or any VWP general
permit requirement (including compensation) has not been completed within seven
years of the date of authorization. Notwithstanding any other provision, a
request for continuation of coverage under a VWP general permit in order to
complete monitoring requirements shall not be considered a new application, and
no application fee will be charged. The request for continuation of coverage
must be made no less than 60 days prior to the expiration date of this VWP
general permit authorization, at which time the board will determine if
continuation of the VWP general permit authorization is necessary.
C. B. Overall project conditions.
1. The activities authorized by this VWP general permit shall
be executed in a manner so as to minimize adverse impacts on instream
beneficial uses as defined in § 62.1-10 (b) of the Code of Virginia.
2. No activity may substantially disrupt the movement of
aquatic life indigenous to the water body, including those species which
normally migrate through the area, unless the primary purpose of the activity
is to impound water. Culverts Pipes and culverts placed in
streams must be installed to maintain low flow conditions. and shall
be countersunk at both inlet and outlet ends of the pipe or culvert [ , ]
unless otherwise specifically approved by the Department of Environmental
Quality on a case-by-case basis, and as follows: The requirement to
countersink does no not apply to extensions or maintenance of
existing pipes and culverts that are not countersunk, floodplain pipes
and culverts being placed above ordinary high water, pipes and
culverts being placed on bedrock, or pipes and culverts required to be
placed on slopes 5.0% or greater. No activity may cause more than minimal
adverse effect on navigation. Furthermore the activity must not impede the
passage of normal or expected high flows and the structure or discharge must
withstand expected high flows. Bedrock encountered during construction
must be identified and approved in advance of a design change where the
countersunk condition cannot be met. Pipes and culverts 24 inches or less in
diameter shall be countersunk three inches below the natural stream bed
elevations, and pipes and culverts greater than 24 inches shall be countersunk
at least six inches below the natural stream bed elevations. Hydraulic capacity
shall be determined based on the reduced capacity due to the countersunk
position. In all stream crossings appropriate measures shall be implemented to
minimize any disruption of aquatic life movement.
3. Wet or uncured concrete shall be prohibited from entry into
flowing surface waters [ , ] unless the area is contained
within a cofferdam and the work is performed in the dry or unless otherwise
approved by the Department of Environmental Quality. Excess or waste
concrete shall not be disposed of in flowing surface waters or washed into
flowing surface waters.
4. All fill material shall be clean and free of contaminants
in toxic concentrations or amounts in accordance with all applicable laws and
regulations.
5. Erosion and sedimentation controls shall be designed in
accordance with the Virginia Erosion and Sediment Control Handbook, Third
Edition, 1992, or for mining activities covered by this general permit, the
standards issued by the Virginia Department of Mines, Minerals and Energy that
are effective as those in the Virginia Erosion and Sediment Control Handbook,
Third Edition, 1992. These controls shall be placed prior to clearing and
grading and maintained in good working order to minimize impacts to state
waters. These controls shall remain in place until the area is stabilized and
shall then be removed.
6. Exposed slopes and streambanks shall be stabilized
immediately upon completion of work in each permitted impact area. All denuded
areas shall be properly stabilized in accordance with the Virginia Erosion and
Sediment Control Handbook, Third Edition, 1992.
7. All construction, construction access (e.g., cofferdams,
sheetpiling, and causeways) and demolition activities associated with this
the project shall be accomplished in a manner that minimizes
construction or waste materials from entering surface waters to the maximum
extent practicable, unless authorized by this VWP general permit.
8. No machinery may enter flowing waters, unless authorized by
this VWP general permit or approved prior to entry by the Department of
Environmental Quality.
9. Heavy equipment in temporarily-impacted wetland areas shall
be placed on mats, geotextile fabric, or other suitable material to minimize
soil disturbance to the maximum extent practicable. Equipment and materials
shall be removed immediately upon completion of work.
10. All nonimpacted surface waters and compensatory mitigation
areas within 50 feet of permitted authorized activities and
within the project or right-of-way limits shall be clearly flagged or marked
for the life of the construction activity at that location to preclude
unauthorized disturbances to these surface waters and compensatory mitigation
areas during construction. The permittee shall notify contractors that no
activities are to occur in these marked surface waters.
11. Temporary disturbances to surface waters during
construction shall be avoided and minimized to the maximum extent practicable.
All temporarily disturbed wetland areas shall be restored to preexisting
conditions within 30 days of completing work at each respective temporary
impact area, which shall include reestablishing preconstruction elevations
and contours with topsoil from the impact area where practicable and
planting or seeding with appropriate wetland vegetation according to cover type
(i.e., emergent, scrub/shrub scrub-shrub, or forested).
The permittee shall take all appropriate measures to promote and maintain
revegetation of temporarily disturbed wetland areas with wetland vegetation
through the second year post-disturbance. All temporarily impacted streams and
streambanks shall be restored to their original preconstruction
elevations and contours with topsoil from the impact area where
practicable within 30 days following the construction at that stream
segment, and the banks. Streambanks shall be seeded or planted
with the same vegetation cover type originally present along the
streamsbanks, including [ any necessary ] supplemental
erosion control grasses [ if necessary ], except for
invasive. Invasive species identified on DCR's the
Department of Conservation and Recreation's Virginia Invasive Alien
Plant Species of Virginia list List shall not be used to the maximum
extent practicable or without prior approval from the Department of
Environmental Quality.
12. Materials (including fill, construction debris, and
excavated and woody materials) temporarily stockpiled in wetlands shall be
placed on mats or geotextile fabric, immediately stabilized to prevent entry
into state waters, managed such that leachate does not enter state waters, and
completely removed within 30 days following completion of that construction
activity. Disturbed areas shall be returned to original preconstruction
elevations and contours, with topsoil from the impact area where
practicable; restored within 30 days following removal of the stockpile,;
and restored with the same vegetation cover type originally present, including
[ any necessary ] supplemental erosion control grasses [ if
necessary ], except for invasive. Invasive species identified
on DCR's the Department of Conservation and Recreation's Virginia
Invasive Alien Plant Species of Virginia list List shall not
be used to the maximum extent practicable or without prior approval from the
Department of Environmental Quality.
13. Continuous flow of perennial springs shall be maintained
by the installation of spring boxes, french drains, or other similar
structures.
14. The permittee shall employ measures to prevent spills of
fuels or lubricants into state waters.
15. The permittee shall conduct activities in accordance with
the time-of-year restrictions recommended by the Virginia Department of Game
and Inland Fisheries, the Virginia Marine Resources Commission, or other
interested and affected agencies, as contained, when applicable, in
Department of Environmental Quality VWP general permit coverage, and shall
ensure that all contractors are aware of the time-of-year restrictions imposed.
16. Water quality standards shall not be violated as a result
of the construction activities, unless allowed by this permit authorization.
17. If stream channelization or relocation is required, all
work in surface waters shall be done in the dry, unless otherwise
authorized by this VWP general permit the Department of Environmental
Quality, and all flows shall be diverted around the channelization or
relocation area until the new channel is stabilized. This work shall be
accomplished by leaving a plug at the inlet and outlet ends of the new channel
during excavation. Once the new channel has been stabilized, flow shall be
routed into the new channel by first removing the downstream plug and then the
upstream plug. The rerouted stream flow must be fully established before
construction activities in the old stream channel can begin.
D. C. Road crossings.
1. Access roads and associated bridges or, pipes,
and culverts shall be constructed to minimize the adverse effects on
surface waters to the maximum extent practicable. Access roads constructed
above preconstruction elevations and contours and elevations in
surface waters must be bridged, piped, or culverted to maintain surface
flows.
2. Installation of road crossings shall occur in the dry via
the implementation of cofferdams, sheetpiling, stream diversions, or similar
structures.
E. D. Utility lines.
1. All utility line work in surface waters shall be performed
in a manner that minimizes disturbance, and the area must be returned to its original
preconstruction elevations and contours with topsoil from the impact
area where practicable and restored within 30 days of completing work in
the area, unless otherwise authorized by this VWP general permit the
Department of Environmental Quality. Restoration shall be the seeding of
planting of the same vegetation cover type originally present, including
[ any necessary ] supplemental erosion control grasses [ if
necessary ], except for invasive. Invasive specifies
identified on DCR's the Department of Conservation and Recreation's
Virginia Invasive Alien Plant Species of Virginia list List
shall not be used to the maximum extent practicable or without prior approval
from the Department of Environmental Quality.
2. Material resulting from trench excavation may be
temporarily sidecast into wetlands not to exceed a total of 90 days, provided
the material is not placed in a manner such that it is dispersed by currents or
other forces.
3. The trench for a utility line cannot be constructed in a
manner that drains wetlands (e.g., backfilling with extensive gravel layers
creating a french drain effect.). For example, utility lines may be backfilled
with clay blocks to ensure that the trench does not drain surface waters
through which the utility line is installed.
F. E. Stream modification and stream bank
protection.
1. Riprap bank stabilization shall be of an appropriate size
and design in accordance with the Virginia Erosion and Sediment Control
Handbook, Third Edition, 1992.
2. Riprap apron for all outfalls shall be designed in
accordance with the Virginia Erosion and Sediment Control Handbook, Third Edition,
1992.
3. For stream bank protection activities, the structure and
backfill shall be placed as close to the stream bank as practicable. No
material shall be placed in excess of the minimum necessary for erosion
protection.
4. All stream bank protection structures shall be located to
eliminate or minimize impacts to vegetated wetlands to the maximum extent
practicable.
5. Asphalt and materials containing asphalt or other toxic
substances shall not be used in the construction of submerged sills or breakwaters.
6. Redistribution of existing stream substrate for the purpose
of erosion control is prohibited.
7. No material removed from the stream bottom shall be
disposed of in surface waters, unless otherwise authorized by this VWP
general permit.
G. F. Dredging.
1. Dredging depths shall be determined and authorized
according to the proposed use and controlling depths outside the area to be
dredged.
2. Dredging shall be accomplished in a manner that minimizes
disturbance of the bottom and minimizes turbidity levels in the water column.
3. If evidence of impaired water quality, such as a fish kill,
is observed during the dredging, dredging operations shall cease, and
the DEQ Department of Environmental Quality shall be notified
immediately.
4. Barges used for the transportation of dredge material shall
be filled in such a manner to prevent the overflow of dredged materials.
5. Double handling of dredged material in state waters shall
not be permitted.
6. For navigation channels the following shall apply:
a. A buffer of four times the depth of the dredge cut shall be
maintained between the bottom edge of the design channel and the channelward
limit of wetlands, or a buffer of 15 feet shall be maintained from the dredged
cut and the channelward edge of wetlands, whichever is greater. This landward
limit of buffer shall be flagged and inspected prior to construction.
b. Side slope cuts of the dredging area shall not exceed a
two-horizontal-to-one-vertical slope to prevent slumping of material into the
dredged area.
7. A dredged material management plan for the designated
upland disposal site shall be submitted and approved 30 days prior to initial
dredging activity.
8. Pipeline outfalls and spillways shall be located at
opposite ends of the dewatering area to allow for maximum retention and
settling time. Filter fabric shall be used to line the dewatering area and to cover
the outfall pipe to further reduce sedimentation to state waters.
9. The dredge material dewatering area shall be of adequate
size to contain the dredge material and to allow for adequate dewatering and
settling out of sediment prior to discharge back into state waters.
10. The dredge material dewatering area shall utilize an
earthen berm or straw bales covered with filter fabric along the edge of the
area to contain the dredged material, and filter bags, or other
similar filtering practices, any of which shall be properly stabilized
prior to placing the dredged material within the containment area.
11. Overtopping of the dredge material containment berms with
dredge materials shall be strictly prohibited.
H. G. Stormwater management facilities.
1. Stormwater management facilities shall be installed in
accordance with best management practices and watershed protection techniques
(e.g., vegetated buffers, siting considerations to minimize adverse effects to
aquatic resources, bioengineering methods incorporated into the facility design
to benefit water quality and minimize adverse effects to aquatic resources)
that provide for long-term aquatic resources protection and enhancement, to the
maximum extent practicable.
2. Compensation for unavoidable impacts shall not be allowed
within maintenance areas of stormwater management facilities.
3. Maintenance activities within stormwater management
facilities shall not require additional permit authorization coverage
or compensation provided that the maintenance activities do not exceed the
original contours of the facility, as approved and constructed, and is
accomplished in designated maintenance areas as indicated in the facility
maintenance or design plan or when unavailable, an alternative plan approved
by the Department of Environmental Quality.
Part II. Construction and Compensation Requirements,
Monitoring, and Reporting.
A. Minimum compensation requirements.
1. The permittee shall provide appropriate and practicable
any required compensation for all impacts meeting in
accordance with the conditions outlined in this VWP general permit
[ , the coverage letter, ] and the chapter promulgating the
general permit. For all compensation that requires a protective mechanism,
including preservation of surface waters or buffers, the permittee shall record
the approved protective mechanism in the chain of title to the property, or an
equivalent instrument for government-owned lands, and proof of recordation
shall be submitted to the Department of Environmental Quality prior to
commencing impacts in surface waters.
2. Compensation options that may be considered under this VWP
general permit shall meet the criteria in 9VAC25-690-70 and 9VAC25-210-116.
3. The permittee-responsible compensation site or sites
depicted in the conceptual compensation plan submitted with the application
shall constitute the compensation site for the approved project. A site
change will may require a modification to the authorization
coverage.
4. For compensation involving the purchase or use of
mitigation bank credits or a contribution to an the purchase of
in-lieu fee fund program credits, the permittee shall not
initiate work in permitted impact areas until documentation of the mitigation
bank credit purchase or usage or of the fund contribution in-lieu
fee program credit purchase has been submitted to and received by DEQ
the Department of Environmental Quality.
5. All aspects of the The final compensation
plan shall be finalized, submitted to and approved by the board
prior to a construction activity in permitted impact areas. The board shall
review and provide written comments on the final plan within 30 days of
receipt or it shall be deemed approved. The final compensation plan as
approved by the board shall be an enforceable requirement of any coverage
under this VWP general permit authorization. Deviations from the
approved final plan must shall be submitted and approved
in advance by the board.
6. a. The final permittee-responsible
wetlands compensation plan shall include:
a. The goals and objectives of the plan in terms of
replacement of wetland acreage and functions, by wetland type;
b. Location map, including latitude and longitude (to the
nearest second) at the center of the site;
c. Summary of the type and acreage of existing wetland
impacts anticipated during the construction of the compensation site and
proposed compensation for these impacts;
d. Grading plan with existing and proposed elevations at
one-foot or less contours;
e. Schedule for compensation site construction, including
sequence of events with estimated dates;
f. Hydrologic analysis, including a water budget based on
expected monthly inputs and outputs that will project water level elevations
for a typical year, a wet year, and a dry year;
g. Groundwater elevation data for the site, or the location
of groundwater monitoring wells to collect these data, and groundwater data for
reference wetlands, if applicable;
h. Design of water control structures;
i. Planting scheme and schedule, indicating plant species,
zonation, and acreage of each vegetation type proposed;
j. An abatement and control plan covering all undesirable
plant species, as listed on DCR's Invasive Alien Plant Species of Virginia
list, that includes the proposed procedures for notifying DEQ of their
presence, methods of removal, and the control of such species;
k. Erosion and sedimentation control plan;
l. A soil preparation and amendments plan addressing both
topsoil and subsoil conditions;
m. A discussion of structures and features considered
necessary for the success of the site;
n. A monitoring plan, including success criteria,
monitoring goals and methodologies, monitoring and reporting schedule, and the
locations of photographic stations and monitoring wells, sampling points, and,
if applicable, reference wetlands;
o. Site access plan;
p. The location and composition of any buffers; and
q. The mechanism for protection of the compensation
area(s).
(1) The complete information on all components of the
conceptual compensation plan.
(2) A summary of the type and acreage of existing wetland
impacts anticipated during the construction of the compensation site and the
proposed compensation for these impacts; a site access plan; a monitoring plan,
including proposed success criteria, monitoring goals, and the location of
photo-monitoring stations, monitoring wells, vegetation sampling points, and
reference wetlands or streams [ (if available), if
available ]; an abatement and control plan for undesirable plant
species; an erosion and sedimentation control plan; a construction schedule;
and the final protective mechanism for the compensation site or sites,
including all surface waters and buffer areas within its boundaries.
(3) The approved protective mechanism. The protective
mechanism shall be recorded in the chain of title to the property, or an
equivalent instrument for government-owned lands, and proof of recordation
shall be submitted to the Department of Environmental Quality prior to
commencing impacts in surface waters.
7. b. The final permittee-responsible
stream compensation plan shall include:
a. The goals and objectives of the compensation plan in
terms of replacement of stream functions and water quality benefits;
b. A location map, including latitude and longitude (to the
nearest second) at the center of the site;
c. An evaluation, discussion, and plan sketches of existing
conditions on the proposed compensation stream, including the identification of
functional and physical deficiencies for which the measures are proposed, and
summary of geomorphologic measurements (e.g., stream width, entrenchment ratio,
width-depth ratio, sinuosity, slope, substrate, etc.);
d. The identification of existing geomorphological stream
type being impacted and proposed geomorphological stream type for compensation
purposes;
e. Detailed design information for the proposed restorative
measures, including geomorphological measurements and reference reach
information as appropriate;
f. Riparian buffer plantings, including planting scheme,
species, buffer width;
g. Livestock access limiting measures, to the greatest
extent possible;
h. A site access plan;
i. An erosion and sedimentation control plan, if
appropriate;
j. An abatement and control plan covering all undesirable
plant species, listed on DCR's Invasive Alien Plant Species of Virginia list,
that includes the proposed procedures for notifying DEQ of their presence,
methods for removal, and the control of such species;
k. A schedule for compensation site construction including
projected start date, sequence of events with projected dates, and projected
completion date;
l. A monitoring plan, including a monitoring and reporting
schedule; monitoring design and methodologies to evaluate the success of the
proposed compensation measures, allowing comparison from year to year; proposed
success criteria for appropriate compensation measures; location of all monitoring
stations including photo stations, vegetation sampling points, survey points,
bank pins, scour chains, and reference streams;
m. The mechanism for protection of the compensation area;
and
n. Plan view sketch depicting the pattern and all compensation
measures being employed, a profile sketch, and cross-section sketches of the
proposed compensation stream.
(1) The complete information on all components of the
conceptual compensation plan.
(2) An evaluation, discussion, and plan drawing or drawings
of existing conditions on the proposed compensation stream, including the
identification of functional and physical deficiencies for which the measures
are proposed, and summary of geomorphologic measurements (e.g., stream width,
entrenchment ratio, width-depth ratio, sinuosity, slope, substrate, etc.); a
site access plan; a monitoring plan, including a monitoring and reporting
schedule, monitoring design and methodologies for success, proposed success
criteria, location of photo-monitoring stations, vegetation sampling points,
survey points, bank pins, scour chains, and reference streams; an abatement and
control plan for undesirable plant species; an erosion and sedimentation
control plan, if appropriate; a construction schedule; a plan-view drawing depicting
the pattern and all compensation measures being employed; a profile drawing;
cross-sectional drawing or drawings of the proposed compensation stream; and
the final protective mechanism for the protection of the compensation site or
sites, including all surface waters and buffer areas within its boundaries.
(3) The approved protective mechanism. The protective
mechanism shall be recorded in the chain of title to the property, or an
equivalent instrument for government-owned lands, and proof of recordation
shall be submitted to the Department of Environmental Quality prior to
commencing impacts in surface waters.
8. For final 6. The following criteria shall apply
to permittee-responsible wetland or stream compensation plans, the;
a. The vegetation used shall be native species common
to the area, shall be suitable for growth in local wetland or riparian
conditions, and shall be from areas within the same or adjacent USDA U.S.
Department of Agriculture Plant Hardiness Zone or NRCS Natural
Resources Conservation Service Land Resource Region as that of the project
site. Planting of woody plants shall occur when vegetation is normally
dormant, unless otherwise approved in the final wetlands or stream compensation
plan or plans.
9. The final wetland or stream compensation plan(s) shall
include a mechanism for protection in perpetuity of the compensation sites(s)
to include all state waters within the compensation site boundary or
boundaries. Such protections shall be in place within 120 days of final compensation
plan approval. The restrictions, protections, or preservations, or similar
instrument, shall state that no activity will be performed on the property in
any area designated as a compensation area with the exception of maintenance or
corrective action measures authorized by the board. Unless specifically
authorized by the board through the issuance of a VWP individual or general
permit, or waiver thereof, this restriction applies to ditching, land clearing
or the discharge of dredge or fill material. Such instrument shall contain the
specific phrase "ditching, land clearing or discharge of dredge or fill
material" in the limitations placed on the use of these areas. The
protective instrument shall be recorded in the chain of title to the property,
or an equivalent instrument for government-owned lands. Proof of recordation
shall be submitted within 120 days of final compensation plan approval.
10. b. All work in permitted impact areas
shall cease if compensation site construction has not commenced within 180 days
of commencement of project construction, unless otherwise authorized by the
board.
11. DEQ c. The Department of Environmental Quality
shall be notified in writing at least 10 days prior to the initiation of
construction activities at the compensation site(s) site.
12. Planting of woody plants shall occur when vegetation is
normally dormant unless otherwise approved in the final wetlands or stream
compensation plan(s).
13. d. Point sources of stormwater runoff shall
be prohibited from entering a wetland compensation site prior to treatment by
appropriate best management practices. Appropriate best management practices
may include sediment traps, grassed waterways, vegetated filter strips, debris
screens, oil and grease separators, or forebays.
14. e. The success of the compensation shall be
based on meeting the success criteria established in the approved final
compensation plan.
15. Wetland hydrology shall be considered established if
depths to the seasonal high water table are equal to or less than 12 inches
below ground surface for at least 12.5% of the region's killing frost-free
growing season, as defined in the soil survey for the locality of the
compensation site or the NRCS WETS table, measured in consecutive days under
typical precipitation conditions, and as defined in the water budget of the
final compensation plan. For the purpose of this regulation, the growing season
is defined as the period in which temperatures are expected to be above 28
degrees Fahrenheit in five out of 10 years, or the period during which the soil
temperature in a wetland compensation site is greater than biological zero
(five degrees Celsius) at a depth of 50 centimeters (19.6 inches), if such data
is available.
16. The wetland plant community shall be considered
established according to the performance criteria specified in the final
compensation plan and approved by the board. The proposed vegetation success
criteria in the final compensation plan shall include the following:
a. Species composition shall reflect the desired plant
community types stated in the final wetland compensation plan by the end of the
first growing season and shall be maintained through the last monitoring year.
b. Species composition shall consist of greater than 50%
facultative (FAC) or wetter (FACW or OBL) vegetation, as expressed by plant
stem density or areal cover, by the end of the first growing season and shall
be maintained through the last monitoring year.
17. Undesirable plant species shall be identified and
controlled as described in the undesirable plant species control plan, such
that they are not dominant species or do not change the desired community
structure. The control plan shall include procedures to notify DEQ when
undesirable plant species comprise greater than 5.0% of the vegetation by areal
coverage on wetland or stream compensation sites. The notification shall
include the methods of removal and control, and whether the methods are
successful.
18. f. If the wetland or stream compensation
area fails to meet the specified success criteria in a particular monitoring
year, other than the final monitoring year, the reasons for this failure shall
be determined, and a corrective action plan shall be submitted to DEQ the
Department of Environmental Quality for approval with or before that year's
monitoring report. The corrective action plan shall contain at minimum the
proposed actions, a schedule for those actions, and a monitoring plan, and
shall be implemented by the permittee in accordance with the approved schedule.
Should significant changes be necessary to ensure success, the required
monitoring cycle shall begin again, with monitoring year one being the year
that the changes are complete, as confirmed by DEQ the Department of
Environmental Quality. If the wetland or stream compensation area fails to
meet the specified success criteria by the final monitoring year [ , ]
or if the wetland or stream compensation area has not met the stated
restoration goals, reasons for this failure shall be determined and a
corrective action plan, including proposed actions, a schedule, and a
monitoring plan, shall be submitted with the final year monitoring report for DEQ
Department of Environmental Quality approval. Corrective action shall be
implemented by the permittee in accordance with the approved schedule. Annual
monitoring shall be required to continue until two sequential, annual reports
indicate that all criteria have been successfully satisfied and the site has
met the overall restoration goals (e.g., that corrective actions were
successful).
19. g. The surveyed wetland boundary for the
wetlands compensation site shall be based on the results of the hydrology,
soils, and vegetation monitoring data and shall be shown on the site plan.
Calculation of total wetland acreage shall be based on that boundary at the end
of the monitoring cycle. Data shall be submitted by December 31 of the final
monitoring year.
20. h. Herbicides or algicides shall not be used
in or immediately adjacent to the wetlands or stream compensation site or sites
without prior authorization by the board. All vegetation removal shall be done
by manual means, unless authorized by DEQ the Department of
Environmental Quality in advance.
B. Impact site construction monitoring.
1. Construction activities authorized by this permit that are
within impact areas shall be monitored and documented. The monitoring shall document
the preexisting conditions, activities during construction, and post-construction
conditions. Monitoring shall consist of one of the following options:
a. Photographs shall be taken during construction at the
end of the first, second, and third months after commencing construction, and
then every six months thereafter for the remainder of the construction project.
Photos are not required during periods of no activity within impact areas.
b. An ortho-rectified photograph shall be taken by a firm
specializing in ortho-rectified photography prior to construction, and then
annually thereafter, until all impacts are taken. Photos shall clearly show the
delineated surface waters and authorized impact areas.
c. In lieu of photographs, and with prior approval from
DEQ, the permittee may submit a written narrative that summarizes site construction
activities in impact areas. The narrative shall be submitted at the end of the
first, second, and third months after commencing construction, and then every
six months thereafter, for the remainder of the construction activities.
Narratives are not required during periods of no activity within the impact
areas.
2. As part of construction monitoring, photographs taken at
the photo stations or the narrative shall document site activities and
conditions, which may include installation and maintenance of erosion and
sediment controls; surface water discharges from the site; condition of
adjacent nonimpact surface waters; flagged nonimpact surface waters;
construction access and staging areas; filling, excavation, and dredging
activities; culvert installation; dredge disposal; and site stabilization,
grading, and associated restoration activities. With the exception of the
preconstruction photographs, photographs at an individual impact site shall not
be required until construction activities are initiated at that site. With the
exception of the post-construction photographs, photographs at an individual
impact site shall not be required once the site is stabilized following
completion of construction at that site.
3. Each photograph shall be labeled to include the
following information: permit number, impact area and photo station number,
date and time of the photograph, name of the person taking the photograph,
photograph orientation, and photograph subject description.
a. Preconstruction photographs taken at each impact area
prior to initiation of activities within impact areas. Photographs shall remain
on the project site and depict the impact area and the nonimpacted surface
waters immediately adjacent to and downgradient of each impact area. Each photograph
shall be labeled to include the following information: permit number, impact
area number, date and time of the photograph, name of the person taking the
photograph, photograph orientation, and photograph subject description.
b. Site inspections shall be conducted by the permittee or
the permittee's qualified designee once every calendar month during activities
within impact areas. Monthly inspections shall be conducted in the following
areas: all authorized permanent and temporary impact areas; all avoided surface
waters, including wetlands, stream channels, and open water; surface water
areas within 50 feet of any land disturbing activity and within the project or
right-of-way limits; and all on-site permanent preservation areas required
under this permit. Observations shall be recorded on the inspection form
provided by the Department of Environmental Quality. The form shall be
completed in its entirety for each monthly inspection and shall be kept
[ on-site on site ] and made available for
review by the Department of Environmental Quality staff upon request during
normal business hours. Inspections are not required during periods of no
activity within impact areas.
4. 2. Monitoring of water quality parameters
shall be conducted during permanent relocation of perennial streams through new
channels in the manner noted below. The permittee shall report violations of
water quality standards to DEQ the Department of Environmental
Quality in accordance with the procedures in Part II E 9VAC25-690-100
Part II E. Corrective measures and additional monitoring may be required if
water quality standards are not met. Reporting shall not be required if water
quality standards are not violated.
a. A sampling station shall be located upstream and
immediately downstream of the relocated channel.
b. Temperature, pH [ , ] and dissolved oxygen
(D.O.) measurements shall be taken every 30 minutes for at least two hours at
each station prior to opening the new channels and immediately before opening
new channels.
c. Temperature, pH [ , ] and D.O. readings
shall be taken after opening the channels and every 30 minutes for at least
three hours at each station.
C. Wetland Permittee-responsible
wetland compensation site monitoring.
1. An as-built ground survey, or an aerial survey provided by
a firm specializing in aerial surveys, shall be conducted for the entire
compensation site or sites including invert elevations for all water elevation
control structures and spot elevations throughout the site or sites. Aerial surveys
shall include the variation from actual ground conditions, such as +/- 0.2
feet. Either type of survey shall be certified by a licensed surveyor or by a
registered professional engineer to conform to the design plans. The survey
shall be submitted within 60 days of completing compensation site construction.
Changes or deviations in the as-built survey or aerial survey shall be shown on
the survey and explained in writing.
2. Photographs shall be taken at the compensation site or
sites from the permanent markers identified in the final compensation plan, and
established to ensure that the same locations and view directions at the site
or sites are monitored in each monitoring period. These photographs shall be
taken after the initial planting and at a time specified in the final
compensation plan during every monitoring year.
3. Compensation site monitoring shall begin on day one of the
first complete growing season (monitoring year 1) after wetland compensation
site construction activities, including planting, have been completed.
Monitoring shall be required for monitoring years 1, 2, 3, and 5, unless
otherwise approved by DEQ the Department of Environmental Quality.
In all cases [ , ] if all success criteria have not been met
in the final monitoring year, then monitoring shall be required for each
consecutive year until two annual sequential reports indicate that all criteria
have been successfully satisfied.
4. The establishment of wetland hydrology shall be measured
during the growing season, with the location and number of monitoring wells,
and frequency of monitoring for each site, set forth in the final monitoring
plan. Hydrology monitoring well data shall be accompanied by precipitation
data, including rainfall amounts either from on site or from the closest
weather station. Once the wetland hydrology success criteria have been
satisfied for a particular monitoring year, monitoring may be discontinued for
the remainder of that monitoring year following DEQ Department of
Environmental Quality approval. After a period of three monitoring years,
the permittee may request that hydrology monitoring be discontinued, providing
that adequate hydrology has been established and maintained. Hydrology
monitoring shall not be discontinued without written approval from DEQ the
Department of Environmental Quality.
5. The presence of hydric soils or soils under hydric
conditions shall be evaluated in accordance with the final compensation plan.
6. The establishment of wetland vegetation shall be in
accordance with the final compensation plan. Monitoring shall take place in
August, September, or October during the growing season of each monitoring
year, unless otherwise authorized in the monitoring plan:.
7. The presence of undesirable plant species shall be documented.
8. All wetland compensation monitoring reports shall be
submitted in accordance with 9VAC25-690-100 Part II E 6.
D. Stream Permittee-responsible stream
compensation, restoration, and monitoring.
1. Riparian buffer restoration activities shall be detailed in
the final compensation plan and shall include, as appropriate, the planting of
a variety of native species currently growing in the site area, including
appropriate seed mixtures and woody species that are bare root, balled, or
burlapped. A minimum buffer width of 50 feet, measured from the top of the
stream bank at bankfull elevation landward on both sides of the stream, shall
be required where practical.
2. The installation of root wads, vanes, and other instream
structures, shaping of the stream banks, and channel relocation shall be
completed in the dry whenever practicable.
3. Livestock access to the stream and designated riparian
buffer shall be limited to the greatest extent practicable.
4. Stream channel restoration activities shall be conducted in
the dry or during low flow conditions. When site conditions prohibit access
from the streambank, or upon prior authorization from the Department
of Environmental Quality, heavy equipment shall may be
authorized for use within the stream channel.
5. Photographs shall be taken at the compensation site from
the vicinity of the permanent [ photo photo-monitoring ]
stations identified in the final compensation plan. The photograph orientation
shall remain constant during all monitoring events. At a minimum, photographs
shall be taken from the center of the stream, facing downstream, with a
sufficient number of photographs to view the entire length of the restoration
site. Photographs shall document the completed restoration conditions.
Photographs shall be taken prior to site activities, during instream and
riparian compensation construction activities, within one week of completion of
activities, and during at least one day of each monitoring year to depict
restored conditions.
6. An as-built ground survey, or an aerial survey provided by
a firm specializing in aerial surveys, shall be conducted for the entire
compensation site or sites. Aerial surveys shall include the variation from
actual ground conditions, such as +/- 0.2 feet. The survey shall be certified
by the licensed surveyor or by a registered, professional engineer to conform
to the design plans. The survey shall be submitted within 60 days of completing
compensation site construction. Changes or deviations from the final
compensation plans in the as-built survey or aerial survey shall be shown on
the survey and explained in writing.
7. Compensation site monitoring shall begin on day one of the
first complete growing season (monitoring year 1) after stream compensation
site construction activities, including planting, have been completed.
Monitoring shall be required for monitoring years 1 and 2, unless otherwise determined
approved by DEQ the Department of Environmental Quality.
In all cases, if all success criteria have not been met in the final monitoring
year, then monitoring shall be required for each consecutive year until two
annual sequential reports indicate that all criteria have been successfully
satisfied.
8. All stream compensation site monitoring reports
shall be submitted by in accordance with 9VAC25-690-100 Part II E 6.
E. Reporting.
1. Written communications required by this VWP general permit
shall be submitted to the appropriate DEQ Department of Environmental
Quality office. The VWP general permit authorization tracking
number shall be included on all correspondence.
2. DEQ The Department of Environmental Quality
shall be notified in writing at least 10 days prior to the start of
construction activities at the first permitted site authorized by this VWP
general permit authorization so that inspections of the project can be planned,
if deemed necessary by DEQ. The notification shall include a projected schedule
for initiation and completion of work at each permitted impact area.
3. Construction monitoring reports shall be submitted to
DEQ no later than the 10th day of the month following the month in which the
monitoring event specified in Part II B takes place, unless otherwise specified
below. The reports shall include the following, as appropriate:
a. For each permitted impact area, a written narrative
stating whether work was performed during the monitoring period, and if work
was performed, a description of the work performed, when the work was
initiated, and the expected date of completion.
b. Photographs labeled with the permit number, the photo
station number, the photo orientation, the date and time of the photo, the name
of the person taking the photograph, and a brief description of the
construction activities. The first construction monitoring report shall include
the photographs taken at each impact site prior to initiation of construction
in a permitted impact area. Written notification and photographs demonstrating
that all temporarily disturbed wetland and stream areas have been restored in
compliance with the permit conditions shall be submitted within 30 days of
restoration. The post-construction photographs shall be submitted within 30
days of documenting post-construction conditions.
c. Summary of activities conducted to comply with the
permit conditions.
d. Summary of permit noncompliance events or problems
encountered, subsequent notifications, and corrective actions.
e. Summary of anticipated work to be completed during the
next monitoring period, and an estimated date of construction completion at all
impact areas.
f. Labeled site map depicting all impact areas and photo
stations.
3. A construction status update form provided by the
Department of Environmental Quality shall be completed and submitted to the
Department of Environmental Quality twice per year for the duration of coverage
under a VWP general permit. Forms completed in June shall be submitted by or on
July 10, and forms completed in December shall be submitted by or on January
10. The form shall include reference to the VWP permit tracking number and one
of the following statements for each authorized surface water impact location:
a. Construction activities have not yet started;
b. Construction activities have started;
c. Construction activities have started but are currently
inactive; or
d. Construction activities are complete.
4. DEQ The Department of Environmental Quality
shall be notified in writing within 30 days following the completion of all
activities in all permitted authorized impact areas authorized
under this permit.
5. DEQ The Department of Environmental Quality
shall be notified in writing at least 10 days prior to the initiation of
activities at the permittee-responsible compensation site. The
notification shall include a projected schedule of activities and construction
completion.
6. All permittee-responsible compensation site
monitoring reports shall be submitted annually by December 31, with the
exception of the last year of authorization, in which case the report
shall be submitted at least 60 days prior to the expiration of authorization
under the general permit, unless otherwise approved by the Department of
Environmental Quality.
a. All wetland compensation site monitoring reports
shall include, as applicable, the following:
(1) General description of the site including a site location
map identifying [ photo photo-monitoring ] stations,
vegetative and soil monitoring stations, monitoring wells, and wetland zones.
(2) Summary of activities completed during the monitoring
year, including alterations or maintenance conducted at the site.
(3) Description of monitoring methods.
(4) Analysis of all hydrology information, including
monitoring well data, precipitation data, and gauging data from streams or
other open water areas, as set forth in the final compensation plan.
(5) Evaluation of hydric soils or soils under hydric
conditions, as appropriate.
(6) Analysis of all vegetative community information,
including woody and herbaceous species, both planted and volunteers, as set
forth in the final compensation plan.
(7) Photographs labeled with the permit number, the name of
the compensation site, the photo photo-monitoring station number,
the photograph orientation, the date and time of the photograph, the name of
the person taking the photograph, and a brief description of the photograph
subject. This information shall be provided as a separate attachment to each
photograph, if necessary. Photographs taken after the initial planting shall be
included in the first monitoring report after planting is complete.
(8) Discussion of wildlife or signs of wildlife observed at
the compensation site.
(9) Comparison of site conditions from the previous monitoring
year and reference site.
(10) Discussion of corrective measures or maintenance
activities to control undesirable species, to repair damaged water control
devices, or to replace damaged planted vegetation.
(11) Corrective action plan [ , which that ]
includes proposed actions, a schedule, and monitoring plan.
b. All stream compensation site monitoring reports
shall include, as applicable, the following:
(1) General description of the site including a site location
map identifying [ photo photo-monitoring ] stations and
monitoring stations.
(2) Summary of activities completed during the monitoring
year, including alterations or maintenance conducted at the site.
(3) Description of monitoring methods.
(4) [ An evaluation Evaluation ] and
discussion of the monitoring results in relation to the success criteria and
overall goals of compensation.
(5) Photographs shall be labeled with the permit number, the
name of the compensation site, the photo photo-monitoring station
number, the photograph orientation, the date and time of the photograph, the
name of the person taking the photograph, and a brief description of the
photograph subject. Photographs taken prior to compensation site construction
activities, during instream and riparian restoration activities, and within one
week of completion of activities shall be included in the first monitoring
report.
(6) [ A discussion Discussion ] of
alterations, maintenance, or major storm events resulting in significant change
in stream profile or cross section, and corrective actions conducted at the
stream compensation site.
(7) Documentation of undesirable plant species and summary of
abatement and control measures.
(8) [ A summary Summary ] of wildlife or
signs of wildlife observed at the compensation site.
(9) Comparison of site conditions from the previous monitoring
year and reference site, and as-built survey, if applicable.
(10) [ A corrective Corrective ]
action plan [ , which that ] includes proposed actions,
a schedule and monitoring plan.
(11) Additional submittals that were approved by DEQ the
Department of Environmental Quality in the final compensation plan.
7. The permittee shall notify DEQ the Department of
Environmental Quality in writing when unusual or potentially complex
conditions are encountered which require debris removal or involve potentially
toxic substance. Measures to remove the obstruction, material, or toxic
substance or to change the location of a structure are prohibited until
approved by DEQ the Department of Environmental Quality.
8. The permittee shall report fish kills or spills of oil or
fuel immediately upon discovery. If spills or fish kills occur between the
hours of 8:15 a.m. to 5 p.m., Monday through Friday, the appropriate DEQ
Department of Environmental Quality regional office shall be notified;
otherwise, the Department of Emergency Management shall be notified at
1-800-468-8892.
9. Violations of state water quality standards shall be
reported within 24 hours to the appropriate DEQ Department of
Environmental Quality office no later than the end of the business day
following discovery.
10. The permittee shall notify the Department of
Environmental Quality no later than the end of the third business day following
the discovery of additional impacts to surface waters including wetlands,
stream channels, and open water that are not authorized by the Department of
Environmental Quality or to any required preservation areas. The notification
shall include photographs, estimated acreage or linear footage of impacts, and
a description of the impacts.
10. 11. Submittals required by this VWP general
permit shall contain the following signed certification statement:
"I certify under penalty of law that this document and
all attachments were prepared under my direction or supervision in accordance
with a system designed to assure that qualified personnel properly gather and
evaluate the information submitted. Based on my inquiry of the person or
persons who manage the system, or those persons directly responsible for
gathering the information, the information submitted is, to the best of my
knowledge and belief, true, accurate, and complete. I am aware that there are
significant penalties for submitting false information, including the
possibility of fine and imprisonment for knowing violation."
Part III. Conditions Applicable to All VWP General Permits.
A. Duty to comply. The permittee shall comply with all
conditions, limitations, and other requirements of the VWP general
permit; any requirements in coverage granted under this VWP general permit
[ ,; ] the Clean Water Act, as amended; and
the State Water Control Law and regulations adopted pursuant to it. Any VWP
general permit violation or noncompliance is a violation of the Clean Water Act
and State Water Control Law and is grounds for (i) enforcement action, (ii) VWP
general permit coverage termination for cause, (iii) VWP general permit
coverage revocation, (iv) denial of application for coverage, or (v) denial of
an application for a modification to VWP general permit coverage. Nothing
in this VWP general permit shall be construed to relieve the permittee of the
duty to comply with all applicable federal and state statutes, regulations,
[ and ] toxic standards [ , ] and
prohibitions. VWP general permit noncompliance is a violation of the Clean
Water Act and State Water Control Law, and is grounds for enforcement action,
VWP general permit authorization termination for cause, VWP general permit
authorization revocation, or denial of a continuation of coverage request.
B. Duty to mitigate. The permittee shall take all reasonable
steps to minimize or prevent impacts in violation of the VWP general permit
which may have a reasonable likelihood of adversely affecting human health or
the environment.
C. Reopener. This VWP general permit authorization may
be reopened to modify its conditions when the circumstances on which the
previous VWP general permit authorization was based have materially and
substantially changed, or special studies conducted by the board or the
permittee show material and substantial change since the time the VWP general
permit authorization was issued and thereby constitute cause for revoking
and reissuing the VWP general permit authorization revocation and
reissuance.
D. Compliance with state and federal law. Compliance with
this VWP general permit constitutes compliance with the VWP permit requirements
of the State Water Control Law. Nothing in this VWP general permit shall be
construed to preclude the institution of any legal action under or relieve the
permittee from any responsibilities, liabilities, or other penalties
established pursuant to any other state law or regulation or under the
authority preserved by § 510 of the Clean Water Act.
E. Property rights. The issuance of this VWP general permit
does not convey property rights in either real or personal property, or any
exclusive privileges, nor does it authorize injury to private property or,
any invasion of personal property rights, nor or any
infringement of federal, state [ , ] or local laws or
regulations.
F. Severability. The provisions of this VWP general permit authorization
are severable.
G. Right of Inspection and entry. The Upon
presentation of credential, the permittee shall allow the board or its
agents, upon the presentation of credentials any duly authorized agent
of the board, at reasonable times and under reasonable circumstances,
to enter upon the permittee's property, public or private, and have
access to, inspect and copy any records that must be kept as part
of the VWP general permit conditions; to inspect any facilities,
operations, or practices (including monitoring and control equipment)
regulated or required under the VWP general permit; and to sample or monitor any
substance, parameter, or activity for the purpose of assuring compliance
with the conditions of the VWP general permit or as otherwise authorized by
law. For the purpose of this section, the time for inspection shall be deemed
reasonable during regular business hours. Nothing contained herein shall make
an inspection time unreasonable during an emergency.
H. Transferability of VWP general permit authorization
coverage. This VWP general permit authorization coverage
may be transferred to another person by a permittee when all of the
criteria listed below in this subsection are met. On the date of
the VWP general permit authorization coverage transfer, the
transferred VWP general permit authorization coverage shall be as
fully effective as if it had been issued granted directly to the
new permittee.
1. The current permittee notifies the board of the proposed
transfer of the title to the facility or property. 2. The notice to the
board includes general permit coverage and provides a written
agreement between the current and new permittees containing a specific date of
transfer of VWP general permit authorization responsibility, coverage,
and liability to the new permittee, or that the current permittee will retain
such responsibility, coverage, or liability, including liability for
compliance with the requirements of enforcement activities related to the permitted
authorized activity.
3. 2. The board does not within 15 days
notify the current and new permittees of its intent to modify or revoke and
reissue the VWP general permit authorization within 15 days.
I. Notice of planned change. Authorization under the
VWP general permit coverage may be modified subsequent to issuance in one
or more of the cases listed below accordance with 9VAC25-690-80. A
notice of planned change is not required if the project results in additional
temporary impacts to surface waters, provided that DEQ is notified in writing,
the additional temporary impacts are restored to preexisting conditions in
accordance with Part I C 11 of this general permit, and the additional
temporary impacts do not exceed the general permit threshold for use. The
permittee shall notify the board in advance of the planned change, and the
planned change request will be reviewed according to all provisions of this
regulation.
1. The permittee determines that additional permanent
wetland, open water, or stream impacts are necessary, provided that the
additional impacts are associated with the previously authorized activities in
authorized locations within the same phase of development, the cumulative
increase in acreage of wetland or open water impacts is not greater than 1/4
acre, the cumulative increase in stream bed impacts is not greater than 100
linear feet, and the additional impacts are fully compensated.
2. The project results in less wetland or stream impacts,
in which case, compensation requirements may be modified in relation to the
adjusted impacts at the request of the permittee, provided that the adjusted
compensation meets the initial authorization compensation goals.
3. There is a change in the project plans that does not
result in a change in project impacts.
4. There is a change in the mitigation bank at which
credits are purchased or used, provided that the same amount of credits are
purchased or used and all criteria for use are met, as detailed in
9VAC25-210-116 E.
5. Typographical errors need to be corrected.
J. VWP general permit authorization coverage
termination for cause. This VWP general permit authorization coverage
is subject to termination for cause by the board after public notice and
opportunity for a hearing pursuant to [ 9VAC25-230
§ 62.1-44.15:02 of the Code of Virginia ]. Reasons for
termination for cause are as follows:
1. Noncompliance by the permittee with any provision of
[ the VWP general permit regulation this chapter ],
any condition of the VWP general permit authorization, or any
requirement in general permit coverage;
2. The permittee's failure in the application or during the VWP
general permit authorization issuance process of granting VWP general
permit coverage to disclose fully all relevant facts or the permittee's
misrepresentation of any relevant facts at any time;
3. The permittee's violation of a special or judicial order; and
4. A determination by the board that the permitted
authorized activity endangers human health or the environment and can be
regulated to acceptable levels by a modification to VWP general permit authorization
planned change coverage or a termination for cause.;
5. A change in any condition that requires either a
temporary or permanent reduction or elimination of any activity controlled by
the VWP general permit; or
6. A determination that the authorized activity has ceased
and that the compensation for unavoidable adverse impacts has been successfully
completed.
K. The board may terminate VWP general permit coverage
without cause when the permittee is no longer a legal entity due to death or
dissolution or when a company is no longer authorized to conduct business in
the Commonwealth. The termination shall be effective 30 days after notice of
the proposed termination is sent to the last known address of the permittee or
registered agent, unless the permittee objects within that time. If the
permittee does object during that period, the board shall follow the applicable
procedures for termination under §[ § 62.1-44.15:02 and ]
62.1-44.15:25 of the Code of Virginia [ and 9VAC25-230 ].
K. L. VWP general permit authorization coverage
termination by consent. This VWP general permit authorization may be
terminated by consent when all permitted activities requiring notification
under 9VAC25-690-50 A and all compensatory mitigation have been completed or
when the authorized impacts will not occur. The permittee shall submit a
request for termination by consent within 30 days of project completion or
project cancellation completing or [ cancelling
canceling ] all authorized activities requiring notification under
9VAC25-690-50 A and all compensatory mitigation requirements. When
submitted for project completion, the request for termination by consent
shall constitute a notice of project completion in accordance with
9VAC25-210-130 F. The director may accept this termination of authorization
coverage on behalf of the board. The request for termination by
consent permittee shall contain submit the following
information:
1. Name, mailing address, and telephone number of
the permittee;
2. Name and location of the activity;
3. The VWP general permit authorization tracking
number; and
4. One of the following certifications:
a. For project completion:
"I certify under penalty of law that all activities and
any required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have been completed. I
understand that by submitting this notice of termination I am no longer
authorized to perform activities in surface waters in accordance with the VWP
general permit and general permit coverage, and that performing
activities in surface waters is unlawful where the activity is not authorized
by a the VWP permit or coverage, unless otherwise excluded
from obtaining coverage. I also understand that the submittal of this
notice does not release me from liability for any violations of this the
VWP general permit authorization or coverage."
b. For project cancellation:
"I certify under penalty of law that the activities and
any required compensatory mitigation authorized by this the VWP
general permit and general permit coverage will not occur. I understand
that by submitting this notice of termination I am no longer authorized to
perform activities in surface waters in accordance with the VWP general permit and
general permit coverage, and that performing activities in surface waters
is unlawful where the activity is not authorized by a the VWP
permit or coverage, unless otherwise excluded from obtaining coverage. I
also understand that the submittal of this notice does not release me from
liability for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
c. For events beyond permittee control, the permittee shall
provide a detailed explanation of the events, to be approved by DEQ the
Department of Environmental Quality, and the following certification
statement:
"I certify under penalty of law that the activities or
the required compensatory mitigation authorized by a the VWP
general permit and general permit coverage have changed as the result of
events beyond my control (see attached). I understand that by submitting this
notice of termination I am no longer authorized to perform activities in
surface waters in accordance with the VWP general permit and general permit
coverage, and that performing activities in surface waters is unlawful
where the activity is not authorized by a the VWP permit or
coverage, unless otherwise excluded from obtaining coverage. I also
understand that the submittal of this notice does not release me from liability
for any violations of this the VWP general permit authorization
or coverage, nor does it allow me to resume the permitted authorized
activities without reapplication and reauthorization coverage."
L. M. Civil and criminal liability. Nothing in
this VWP general permit shall be construed to relieve the permittee from civil
and criminal penalties for noncompliance.
M. N. Oil and hazardous substance liability.
Nothing in this VWP general permit shall be construed to preclude the
institution of legal action or relieve the permittee from any responsibilities,
liabilities, or penalties to which the permittee is or may be subject under §
311 of the Clean Water Act or §§ 62.1-44.34:14 through 62.1-44.34:23 of the State
Water Control Law.
N. O. Duty to cease or confine activity. It
shall not be a defense for a permittee in an enforcement action that it would
have been necessary to halt or reduce the activity for which a VWP general
permit coverage has been granted in order to maintain compliance with
the conditions of the VWP general permit or coverage.
O. P. Duty to
provide information.
1. The permittee shall furnish to the board any information which
that the board may request to determine whether cause exists for
modifying, revoking and reissuing and, or terminating the
VWP permit authorization, coverage or to determine compliance
with the VWP general permit authorization or general permit
coverage. The permittee shall also furnish to the board, upon request,
copies of records required to be kept by the permittee.
2. Plans, maps, conceptual reports, and other relevant
information shall be submitted as required by the board prior to commencing
construction.
P. Q. Monitoring and records requirements.
1. Monitoring of parameters, other than pollutants, shall be
conducted according to approved analytical methods as specified in the VWP general
permit. Analysis of pollutants will be conducted according to 40 CFR Part 136
(2000), Guidelines Establishing Test Procedures for the Analysis of Pollutants.
2. Samples and measurements taken for the purpose of monitoring
shall be representative of the monitored activity.
3. The permittee shall retain records of all monitoring
information, including all calibration and maintenance records and all original
strip chart or electronic recordings for continuous monitoring instrumentation,
copies of all reports required by the VWP general permit, and records of
all data used to complete the application for coverage under the VWP general
permit, for a period of at least three years from the date of the general
permit expiration of a granted VWP permit. This period may be
extended by request of the board at any time.
4. Records of monitoring information shall include, as
appropriate:
a. The date, exact place, and time of sampling or
measurements;
b. The name of the individuals who performed the sampling or
measurements;
c. The date and time the analyses were performed;
d. The name of the individuals who performed the analyses;
e. The analytical techniques or methods supporting the
information such as observations, readings, calculations, and bench data
used;
f. The results of such analyses; and
g. Chain of custody documentation.
Q. R. Unauthorized discharge of pollutants.
Except in compliance with this VWP general permit, it shall be unlawful for the
permittee to:
1. Discharge into state waters sewage, industrial wastes,
other wastes, or any noxious or deleterious substances;
2. Excavate in a wetland;
3. Otherwise alter the physical, chemical, or biological
properties of state waters and make them detrimental to the public health, to
animal or aquatic life, or to the uses of such waters for domestic or
industrial consumption, for recreation, or for other uses; or
4. On and after October 1, 2001, conduct the following
activities in a wetland:
a. New activities to cause draining that significantly alters
or degrades existing wetland acreage or functions;
b. Filling or dumping;
c. Permanent flooding or impounding; or
d. New activities that cause significant alteration or
degradation of existing wetland acreage or functions.
S. Duty to reapply. Any permittee desiring to continue a
previously authorized activity after the expiration date of the VWP general
permit shall comply with the provisions in 9VAC25-690-27.
NOTICE: The following
forms used in administering the regulation were filed by the agency. The forms
are not being published; however, online users of this issue of the Virginia
Register of Regulations may click on the name of a form with a hyperlink to
access it. The forms are also available from the agency contact or may be
viewed at the Office of the Registrar of Regulations, General Assembly
Building, 2nd Floor, Richmond, Virginia 23219.
FORMS (9VAC25-690)
[ Department of Environmental Quality Water Division Permit
Application Fee Form (rev. 10/14)
Department
of Environmental Quality Water Division Permit Application Fee Form (rev. 10/2014) ]
Joint Permit Application for Activities in Waters and
Wetlands of the Commonwealth of Virginia (eff. 10/04)
[ Joint Permit Application for Projects of Tidewater,
Virginia (eff. 10/04) (eff. 03/14)
Monthly Reporting of Impacts Less than or Equal to
One-Tenth Acre Statewide (eff. 08/07)
Standard Joint Permit Application for Activities in
Waters and Wetlands of the Commonwealth of Virginia (eff. 03/14)
Virginia Department of Transportation Inter-Agency
Coordination Meeting Joint Permit Application (eff. 10/02) (eff. 06/08)
Standard
Joint Permit Application for Activities in Waters and Wetlands of the
Commonwealth of Virginia (rev. 3/2014)
Virginia
Department of Transportation, Inter-Agency Coordination Meeting Joint Permit
Application (eff. 6/2008)
Monthly
Reporting of Impacts Less than or Equal to One-Tenth Acre Statewide (eff.
8/2007) ]
DOCUMENTS INCORPORATED BY REFERENCE
(9VAC25-690)
Classification
of Wetlands and Deepwater Habitats of the United States, Cowardin, Lewis M. II,
et al., United States Fish and Wildlife Service, December 1979, Reprinted 1992
Guidelines for Specification of Disposal Sites for Dredged
[ of or ] Fill Material, 40 CFR Part 230
[ (Federal Register December 24, 1980) ]
Virginia Erosion and Sediment Control Handbook, Third
Edition, 1992, Department of Conservation and Recreation
Virginia
Invasive Plant Species List, Natural Heritage Technical Document 14-11,
Department of Conservation and Recreation, Division of Natural Heritage (2014)
Virginia Stormwater Management Handbook, First Edition, 1999,
Department of Conservation and Recreation
VA.R. Doc. No. R14-4060; Filed May 13, 2016, 8:33 a.m.
TITLE 12. HEALTH
STATE BOARD OF HEALTH
Forms
REGISTRAR'S NOTICE:
Forms used in administering the following regulation have been filed by the
Department of Health. The forms are not being published; however, online users
of this issue of the Virginia Register of Regulations may click on the name of
a form to access it. The forms are also available from the agency contact or
may be viewed at the Office of the Registrar of Regulations, General Assembly
Building, 2nd Floor, Richmond, Virginia 23219.
Title of Regulation: 12VAC5-31. Virginia Emergency
Medical Services Regulations.
Agency Contact: Michael D. Berg, Manager, Regulation and
Compliance, 1041 Technology Park Drive, Glen Allen, VA 23509-4500, email
michael.berg@vdh.virginia.gov.
FORMS (12VAC5-31)
EMT Clinical Training Summary Record, EMS.TR.05
(rev. 8/2012)
Training Program Complaint Form, EMS.TR.30 (rev.
1/2011)
Course Approval Request, EMS.TR.01 (rev. 4/2016)
CTS Payment Request Form, EMS.TR.CTS.001 (rev. 6/2012)
Psychomotor
Examination Payment Request Form, EMS.TR.CTS.001 (rev. 3/2013)
EMS Variance/Exemption Application for Providers,
EMS 6036 (rev. 6/2011)
EMS Variance/Exemption Application for Agencies,
EMS 6037 (rev. 6/2011)
Course Summary Form, EMS.TR.03 (rev. 6/2011)
EMS Certification Application, Form A (undated)
EMS Training Program Enrollment Form, Form E
(undated)
EMS Continuing Education Registration Card
(undated)
Application for EMS Agency License (rev. 8/2012)
Application for EMS Vehicle Permit and Instructions (rev.
8/2012)
Application
for EMS Agency License (undated)
Application
for EMS Vehicle Permit with Instructions, EMS 6022 (rev. 8/2015)
Complaint Report Form (rev. 11/2010)
Operational Medical Director Agreement (rev.
8/2012)
ALS-Coordinator Application, EMS.TR.31 (rev. 11/2011)
Emergency Medical Services Medical Record (rev.
6/2010)
BLS Course Student Information Package, EMS.TR.09
(rev. 5/2012)
ALS Course Student Information Package, EMS.TR.10
(rev. 5/2012)
BLS Individual Age, Clinical and Skill Performance
Verification, EMS.TR.33 (rev. 1/2011)
Student Permission Form for BLS Students Less than
18 Years Old, EMS.TR.07 (rev. 7/2011)
Physician Assistant & Nurse Practitioner
Paramedic Challenge Competency Summary, EMS.TR.37 (rev. 2/2012)
Program Accreditation Application, Instructions
and Self Study - Paramedic (rev, 7/2012)
Program Accreditation Application, Instructions
and Self Study - Intermediate (rev. 7/2012)
Alternative Site Application for EMS Programs in
Virginia (rev. 7/2012)
Rescue Squad Assistance Fund Grant Application, Office of
Emergency Services (http://www.vdh.virginia.gov/OEMS/Agency/Grants/index.htm)
EMS System Initiative Award Application, Office of Emergency
Services (http://www.vdh.virginia.gov/OEMS/Agency/Grants/index.htm)
OEMS Grant Program Memorandum of Agreement (rev. 1/2012)
VA.R. Doc. No. R16-4726; Filed May 19, 2016, 2:39 p.m.
TITLE 12. HEALTH
STATE BOARD OF HEALTH
Final Regulation
Title of Regulation: 12VAC5-507. Nursing Scholarships
and Loan Repayment Program Requiring Service in a Long-Term Care Facility (adding 12VAC5-507-10 through 12VAC5-507-240).
Statutory Authority: §§ 32.1-12, 32.1-122.6:01, and
54.1-3011.2 of the Code of Virginia.
Effective Date: July 13, 2016.
Agency Contact: Adrienne McFadden, MD, JD, Director,
Office of Minority Health and Health Equity, Department of Health, 109 Governor
Street, Richmond, VA 23219, telephone (804) 864-7425, or email
adrienne.mcfadden@vdh.virginia.gov.
Summary:
Chapter 400 of the 2000 Acts of Assembly amended § 32.1-122.6:01
of the Code of Virginia to require the establishment of a program under which
participants can receive a scholarship or educational loan repayment in
exchange for a period of nursing service in a long-term care facility in the
Commonwealth. The regulations establish a nursing scholarship and loan
repayment program for registered nurses, licensed practical nurses, and
certified nurse aides who agree to perform a period of service in a
Commonwealth long-term care facility. The regulations cover eligibility for and
conditions of scholarships and the loan repayment program, the application
process, deadlines, selection criteria, and repayment information.
Summary of Public Comments and Agency's Response: No
public comments were received by the promulgating agency.
[ CHAPTER 507 ]
NURSING SCHOLARSHIP AND LOAN REPAYMENT PROGRAM REQUIRING SERVICE IN A
LONG-TERM CARE FACILITY
Part I
[ Legislative Authority and ] General Information
[ 12VAC5-507-10. Legislative authority and general
information.
Sections 32.1-122.6:01 of the Code of Virginia provides
the Board of Health the authority to award certain nursing scholarships and
loan repayment funds. Fee requirements are specified in §§ 54.1-3011.1 and
54.1-3011.2 of the Code of Virginia to establish the nursing scholarship and
loan repayment fund.
All scholarship and loan repayment award
recommendations will be made by the Nursing Scholarship Advisory Committee
appointed by the State Board of Health. The commissioner may act for the Board
of Health when it is not in session. The committee shall consist of eight
members: four deans or directors of schools of nursing, two former scholarship
participants, and two members with experience in the administration of student
financial aid programs. Committee appointments are for two-year terms and
members may not serve for more than two successive terms.
The Virginia Department of Health serves as the staff
element to the advisory committee and plays no role in the determination of
scholarship or loan repayment participants.
After scholarships are awarded, depending upon
availability of funds, nursing educational loans will be repaid for those
registered nurses, licensed practical nurses, and certified nurse aides
applying and meeting eligibility criteria as set forth in this chapter.
This chapter sets forth the criteria for eligibility
for the scholarship and loan repayment program for registered nurses, licensed
practical nurses, or certified nurse aides; the general terms and conditions
applicable to the obligation of each scholarship and loan repayment participant
to practice in a long-term-care facility in the Commonwealth; and penalties for
a participant's failure to fulfill the practice requirements.
12VAC5-507-15 12VAC5-507-10 ]. Definitions.
The following words and terms when used in this chapter
shall have the following meanings [ unless the context clearly
indicates otherwise ]:
[ Approved nurse education program" means an
approved educational program pursuant to Chapter 30 (§ 54.1-3000 et seq.) of
Title 54.1 of the Code of Virginia. ]
"Board" or "Board of Health" means the
State Board of Health.
"Certified nurse aide" or "CNA" means
[ an individual who has completed a nurse aide education program
that is approved a person who is certified ] by the Board
of Nursing [ , successfully passed the competency evaluation,
and made application and been given certification by the Board of Nursing in
the Commonwealth of Virginia under the provisions of Chapter 30
(§ 54.1-3000 et seq.) of Title 54.1 of the Code of Virginia ].
"Commercial loans" means loans made by banks,
credit unions, savings and loan associations, insurance companies, schools, and
either financial or credit institutions that are subject to examination and
supervision in their capacity as lenders by an agency of the United States or
of the state in which the lender has its principal place of business.
"Commissioner" means the State Health
Commissioner.
"Department" means Virginia Department of
Health.
"Full-time" means at least 32 hours per week for
45 weeks per year.
"Licensed practical nurse" or "LPN"
means a [ nurse who has completed a practical nurse program and
is licensed by the Commonwealth of Virginia to provide routine care under the
supervision of a licensed medical practitioner, a professional nurse,
registered nurse, registered professional nurse, or other licensed health
professional authorized by regulations of the Board of Nursing
person who is licensed or holds a multistate licensure privilege under the
provisions of Chapter 30 (§ 54.1-3000 et seq.) of Title 54.1 of the Code
of Virginia to practice practical nursing as defined in § 54.1-3000 of the
Code of Virginia ].
"Long-term care facility" means a [ licensed
certified nursing ] facility [ in the Commonwealth
traditionally known as a nursing home, including both skilled nursing
facilities and intermediate care facilities depending on the extent of nursing
and related medical care provided or nursing home as defined in
§ 32.1-123 of the Code of Virginia ].
"Participant" [ or "loan repayment
participant" ] means an eligible registered nurse, a
licensed practical nurse, or a certified nurse aide student or graduate who
enters into a contract with the commissioner and participates in the
scholarship or loan repayment program.
[ "Interest" means the legal rate of
interest pursuant to the Code of Virginia. ]
"Penalty" means [ twice ] the
amount of [ money equal to twice the amount of ] all
monetary payments to the scholarship or loan repayment participant, less any
service obligation completed.
"Reasonable educational expenses" means the
costs of education, exclusive of tuition, that are considered to be required by
the school's degree program or an eligible program of study, such as fees for
room, board, transportation and commuting costs, books, supplies, educational
equipment and materials, and travel [ , ] that
[ was were ] a part of the estimated student
budget of the school in which the participant [ is or ] was
enrolled.
"Registered nurse" or "RN" means a
[ nurse person ] who [ has
passed a state registration examination and has been licensed to practice
nursing by the Board of Nursing in the Commonwealth of Virginia is
licensed or holds a multistate licensure privilege under the provisions of
Chapter 30 (§ 54.1-3000 et seq.) of Title 54.1 of the Code of Virginia to
practice professional nursing as defined in § 54.1-3000 of the Code of
Virginia ].
[ 12VAC5-507-15. Nursing Scholarship Advisory
Committee.
All scholarship and loan repayment awards shall be made by
an Advisory Committee appointed pursuant to § 23-35.9 of the Code of
Virginia. ]
Part II
Administration of Nursing [ Scholarship Program
Scholarships ]
12VAC5-507-20. Eligibility for scholarships.
In order to be considered for a scholarship, [ applicants
must meet the following criteria an applicant shall ]:
1. Be a [ bona fide resident of Virginia for
at least one year as determined by § 23-7.4 of the Code of Virginia
United States citizen, a United States national, or a qualified alien pursuant
to 8 USC § 1621 ];
2. [ Be a bonafide resident of Virginia by
being domiciled in the Commonwealth for at least one year as defined in § 23-74
of the Code of Virginia;
3. ] Be accepted for enrollment or enrolled in
an approved nursing education program [ in the Commonwealth of
Virginia ] preparing [ them him ]
for examination for licensure as [ a ] practical
[ nurses nurse ] or registered [ nurses
nurse ] or accepted for enrollment or enrolled in an approved nurse
aide education program in the Commonwealth of Virginia ] preparing
[ them him ] for certification;
[ 4. If already enrolled in an approved nursing
education program in the Commonwealth of Virginia or an approved nurse aide
education program in the Commonwealth of Virginia, have a cumulative grade
point average of 2.5 in core nursing classes; ]
[ 3. 5. ] Submit a completed
application form and appropriate grade transcript prior to the established
deadline dates; [ and
4. 6. ] Demonstrate financial
need [ , ] which is verified by the [ school's ]
financial aid [ officer/authorized officer or
authorized ] person [ as part of the application
process; and
7. Not have an active military obligation ].
[ Failure to comply with An applicant
who fails to meet ] all of these [ criteria will
cause the applicant to requirements shall ] be ineligible
for a scholarship.
12VAC5-507-30. Conditions of scholarships.
[ A. Prior to becoming a participant in the nursing
scholarship program, the applicant shall enter into a contract with the
commissioner agreeing to the terms and conditions upon which the scholarship is
granted.
B. ] For each [ $100
$2,000 ] of scholarship money received, the participant agrees to
engage in the equivalent of one [ month year ]
of full-time nursing practice in a long-term care facility in the
Commonwealth. [ Employment must begin within 90 days of the
participant's graduation date The participant shall notify the
department, within 180 days of being awarded a nursing diploma or degree, of
the type of nursing practice to be performed and give the name and address of
the employer for approval ]. Voluntary military service, even if
stationed in Virginia, cannot be used to repay the service obligation required
when a scholarship is awarded.
[ The participant shall notify the department in
writing of his employment location within 30 days of his employment at a
long-term care facility in the Commonwealth.
The participant may request approval of a change of
employment. The board in its discretion may approve such a request.
The participant may request approval of a change of practice
site. Such requests shall be made in writing. The department in its discretion
may approve such a request.
C. ] If a participant fails to complete his
studies, the full amount of the scholarship or scholarships received, plus
applicable interest charge, must be repaid.
[ D. ] If upon graduation a participant
leaves the [ state Commonwealth ] or
fails to engage or ceases to engage in nursing practice in a long-term care
facility in Virginia before all employment conditions of the scholarship award are
fulfilled, the participant [ must shall ] repay
the award amount reduced by the proportion of obligated years served plus
applicable interest and penalty.
[ E. ] If the participant is in default
due to death or permanent disability so as not to be able to engage in nursing
practice in a long-term care facility, the participant or his personal
representative may be relieved of [ this his ]
obligation under the contract to engage in nursing practice upon repayment
of the total amount of scholarship or loan repayment funds received plus
applicable interest. For participants completing part of the nursing obligation
prior to becoming permanently disabled or in the event of death, the total
amount of scholarship or loan repayment funds owed shall be reduced by the
proportion of obligated years served. The obligation to make restitution may be
waived by the board upon application of the participant or the participant's
[ estate personal representative ] to the board.
[ F. ] Individual cases [ of
hardship ] may be considered by the board for [ forgiveness
of payment or service a variance of payment or service, pursuant to
§ 32.1-12 of the Code of Virginia, if the board finds compliance with the
applicable service requirements or default repayment would pose an undue
hardship on the participant ].
[ Partial fulfillment of the participant's
obligation shall reduce the amount of restitution plus penalty and applicable
interest due by an amount of money equal to the same percentage of time
employed.
All refund checks should be made payable to the
Commonwealth of Virginia.
Before any scholarship is awarded, the applicant must
sign a written contract agreeing to the terms established by law and the Board
of Health.
G. All default payments shall be made payable to the Commonwealth
of Virginia. ]
12VAC5-507-40. Number of applications per student.
Scholarships are awarded for single academic years.
However, the same student may, after demonstrating satisfactory progress in his
studies, [ which is demonstrated by a cumulative grade point
average of 2.5 in core nursing classes, ] apply for and receive
scholarship awards for [ any a ] succeeding
academic year or years. No student [ may shall ]
receive scholarships for more than a total of four years.
12VAC5-507-50. Amounts of scholarships.
The [ amount number ] of
[ each scholarship award is scholarships awarded shall be ]
dependent upon the amount of money appropriated by the General Assembly
[ , the amount of the funds available within the Nursing Scholarship
and Loan Repayment Fund administered by the Board of Nursing pursuant to §
54.1-3011.2 of the Code of Virginia, ] and the number of qualified
applicants. [ No Each ] participant
[ will shall ] receive an award [ for
less than $150 of $2,000 per year ].
12VAC5-507-60. How to apply [ for a scholarship ].
[ Application, guidelines, and additional
information may be available from the dean/director of a nursing program or
from the financial aid office or from the department.
It is preferred that applications are completed online
by going to Eligible applicants shall submit a complete application
on a form made available by the department on the department's website. A
complete application shall include documentation of all eligibility
requirements. The deadline for submission of the application shall be announced
by the department on ] the department's website.
[ 12VAC5-507-70. Deadline dates.
Applications will not be accepted more than two months
in advance of the deadline, which is June 30.
Applications or transcripts received after 5 p.m. on
the above date will not be considered for scholarship awards.
Part III
Administration of the Nursing Loan Repayment Program
12VAC5-507-80. Administration of the nursing loan
repayment program.
The commissioner, as executive officer of the Board of
Health, shall administer this program. Any requests for variance from this
chapter shall be considered on an individual basis by the board.
12VAC5-507-70. Reporting requirements of scholarship
participants.
Reporting requirements of the scholarship participant are
as follows:
1. Each participant shall provide information as required
by the department to verify compliance with the practice requirements of the
nursing scholarship program (e.g., verification of employment in a long-term
care facility by submitting a Verification of Employment form once every six
months).
2. Each participant shall promptly notify the department in
writing within 30 days if any of the following events occur:
a. Participant changes name;
b. Participant changes address;
c. Participant changes practice site (participant is
required to request in writing and obtain prior approval of changes in practice
site);
d. Participant no longer intends to or is unable to fulfill
service obligation as a nurse in the Commonwealth in a long-term care facility;
e. Participant ceases to practice as a registered nurse,
licensed practical nurse, or certified nurse aide; or
f. Participant ceases to or no longer intends to complete
his nursing school program.
12VAC5-507-80. (Reserved.)
Part III
Administration of the Nursing Loan Repayment Program ]
12VAC5-507-90. [ Eligible applicants
Eligibility for the nursing loan repayment program ].
An eligible applicant for the nursing loan repayment
program [ must shall ]:
1. Be a [ bona fide resident of Virginia for
at least one year as determined by § 23-7.4 of the Code of Virginia
United States citizen, a United States national, or a qualified alien pursuant
to 8 USC § 1621;
2. Be domiciled in Virginia for at least one year as
defined in § 23-7.4 of the Code of Virginia ];
[ 2. 3. ] Be a registered
nurse, licensed practical nurse, or certified nurse aide;
[ 3. 4. ] Have
graduated from an approved [ educational nurse
education ] program pursuant to Chapter 30 (§ 54.1-3000 et
seq.) of Title 54.1 of the Code of Virginia;
[ 4. 5. ] Have a valid unrestricted
Virginia license to practice nursing [ or be certified as a
nurse aide as an RN, LPN, or CNA ], a copy of which
shall be furnished to the nursing loan repayment program;
[ 5. 6. ] Have submitted a
completed application to participate in the nursing loan repayment program;
[ and
6. 7. ] Have [ signed
and submitted, a written contract agreeing to repay educational loans and to
serve in a long-term care facility for the applicable period of obligated service
in the Commonwealth. no other contractual service obligation unless
completely satisfied before the nursing loan repayment program contract has
been signed;
8. Not have an active military obligation;
9. Be employed or have a contract for employment in a
long-term care facility within a month of the application date;
10. Not have a history of failing to comply with, or
inability to comply with, service or payment obligations;
11. Not have a history of noncompliance within any other
state or federal scholarship or loan repayment program; and
12. Have an educational loan balance that can be verified ].
12VAC5-507-100. Application requirement [ and
restrictions ].
The applicant [ must shall ]
submit a completed application [ for loan repayment for the
nursing loan repayment program, and the application must be received in the
department between the dates of January 1 and May 1 of the year in which the
applicant intends to initiate practice in the Commonwealth. The applicant must
agree to serve a minimum of one year for a loan amount up to $1,200 to a
maximum of four years for a loan amount up to $4,800, including
documentation of eligibility requirements, to the nursing loan repayment
program, and the application must be received in the department by the deadline
date published on the department's website. The application form shall be
available on the department's website ].
12VAC5-507-110. Selection criteria.
Applicants shall be competitively reviewed and selected by
the Nursing Scholarship Advisory Committee for recommendation to the
commissioner ] for participation in the nursing loan repayment
program based upon the following criteria:
1. [ Commitment to serve in a long-term care
facility. The individual's stated commitment to serve in a long-term care
facility in the Commonwealth. Qualifications. Decisions for
determining loan repayment participants shall be based on an evaluation of an
individual's qualifications and competency to practice. These qualifications
may include attainment and maintenance of a Virginia nursing license or
certification, additional certification in a specialty, professional
achievements, and other indices of competency received from supervisors and
program directors ].
2. Virginia graduates. Preferential consideration
[ will shall ] be given to individuals who
are graduates of Virginia nursing schools (verification will be obtained by the
nursing loan repayment program).
3. Availability for service. [ Individuals
Preferential consideration shall be given to individuals ] who are
immediately eligible and available for service in a long-term care facility
[ will be given preferential consideration ].
4. Length of proposed commitment. Preferential
consideration [ will shall ] be given to
individuals who commit to longer periods of service in a long-term care
facility.
[ 5. Selection for participation. All of an
individual's professional qualifications and competency to practice will be
considered, including but not limited to certification in a specialty,
professional achievements, and other indicators of competency received from
supervisors and program directors.
6. No other obligations. Individuals shall have no other
obligation for health professional service to the federal government or state
government unless such obligation will be completely satisfied prior to the
beginning of service under the nursing loan repayment program. ]
12VAC5-507-120. Loan repayment amount.
[ The amount that the state agrees to repay will
depend upon availability of funds and the applicant's indebtedness, but no
amount will exceed the total indebtedness. The nursing loan repayment program
requires one year of service in a long-term care facility in the Commonwealth
for up to $1,200 in loans paid by this program.
The applicant shall agree to provide full-time nursing
services in a long-term care facility in the Commonwealth a minimum of one year
for a loan repayment amount up to $2,000 with an option for renewal in the
second, third, and fourth year upon submitting a new application, with a potential
maximum award amount of $8,000. Renewals shall only be granted if an applicant
can show a reduction in his educational loan balances. The loan repayment
amount shall depend upon availability of funds and the applicant's
indebtedness, but no amount shall exceed the total indebtedness. ]
12VAC5-507-130. Loans qualifying for repayment.
[ A. ] Based on the availability of
funds, the loan repayment program [ will pay for the cost of
education necessary to obtain a nursing certificate, diploma or degree. The
program will shall ] pay toward the outstanding
principal [ , and ] interest [ , and
related expense ] of [ verifiable ] federal,
state, or local government loans and commercial loans obtained by the
participant for [ the following ]:
1. School tuition and required fees incurred by the
participant Tuition expenses ];
2. Other reasonable educational expenses, and
3. Reasonable living expenses as [ determined
by the board estimated by the school as part of the school's
standard student budget and determined reasonable by the department ].
[ B. All loan award payments shall be applied only to
outstanding educational loans secured while attending an approved nurse
education program that led to RN, LPN, or CNA licensure. Qualifying outstanding
educational loans shall:
1. Have sufficient documentation verifying the educational
use of the loans;
2. Not exceed the "reasonable" level as
determined by the school's standard budget in the year the loan was made; and
3. Not include loans from friends and relatives.
C. The department shall be the final authority in
determining qualifying educational loans. ]
12VAC5-507-140. [ Repayment restrictions
Release of information ].
[ A. The following financial debts or service
obligations are not qualified for repayment by the loan repayment program:
1. Public Health Service Nursing Shortage Area
Scholarship;
2. Public Health and National Health Service Corps
Scholarship Training Program;
3. Indian Health Service Scholarship Program;
4. Armed Forces Health Professions Scholarship Programs;
5. National Health Service Corps Scholarship Program
financial damages or loans obtained to repay such damages;
6. Indian Health Corps Scholarship or loan obtained to
repay such damages;
7. Financial damages or loans obtained to repay damages
incurred as a result of breach of contract with any other federal, state, local
agency or commercial institution;
8. Loans for which documentation verifying the
educational use of the loans is not available or is not sufficient;
9. Loans or part of loans obtained for educational or
personal expenses during the participant's education that exceed the
"reasonable" level as determined by the school's standard budget in
the year the loan was made;
10. Loans that have been repaid in full; and loans that
incur their own obligation for service which has not yet been performed;
11. Loans from friends and relatives;
12. The Mary Marshall Nursing Scholarship Program; and.
13. The Nursing Scholarship Program with a commitment to
service in a long-term care facility.
B. The board will be the final authority in determining
qualifying educational loans.
12VAC5-507-150. Release of information. ]
Applicants shall agree to execute a release [ of
information ] to allow the [ department
board ] access to loan records, credit information, and information
from lenders necessary to verify eligibility and to determine loan repayments.
To facilitate the process, applicants [ should shall ]
submit [ pay-off payment ] statements
from each lending institution.
Participants who have consolidated qualifying loans with
other loans [ may be asked to shall ] submit
[ on request ] other documentation, such as copies of
original loan applications, to verify the portion of the loan that qualifies
for repayment.
The applicant shall submit all requested loan
documentation prior to approval by the [ board
department ].
[ 12VAC5-507-160 12VAC5-507-150 ].
Effective date for start of service.
Applicants [ shall ] become
participants in the loan repayment program only when the applicant and the
commissioner or his designee have signed the loan repayment program contract.
The effective start date of the obligated service under the contract
[ is shall begin on or after ] the date of
[ employment in a long-term care facility or the date of ]
the commissioner's signature [ , whichever is later ].
[ 12VAC5-507-160. Repayment procedure.
Loan repayment shall be limited to qualified loans as
determined by 12VAC5-507-130. Repayment of loans shall begin after the
commissioner has received notification that the participant has officially
accepted placement and has begun the required service obligation. Payment shall
be a lump sum payment based on availability of funds. Payment shall be made to
the participant. Verification of payment made to the lender shall be required
and submitted to the department by the participant. It shall be the
responsibility of the participant to negotiate with each lending institution
the terms of the educational loan repayments.
12VAC5-507-170. Repayment policy.
It will be the responsibility of the participant to
negotiate with each lending institution for the terms of the educational loan
repayments. Each lending institution must certify that the participant's debt
is a valid educational loan prior to payment by the loan repayment program. Any
penalties associated with early repayment shall be the responsibility of the
participant.
12VAC5-507-180. Disbursement procedure.
The financial institution holding the educational loan
will be paid one lump sum payment. This payment will be credited to the account
of the participant in an amount up to $1,200 for a one year commitment within
45 days of the contract being signed by the applicant and the commissioner or
his designee. If a participant wishes to commit to another year of service, he
will be required to sign another contract. Depending on availability of funds,
the nursing loan repayment program will pay the applicable financial
institution another lump sum payment up to $1,200 for the additional year
commitment. Payment will be made approximately 45 days after the beginning of
the subsequent year. The maximum number of loans a participant can receive is
four.
12VAC5-507-190 12VAC5-507-170. ] Compensation
during service.
Each participant is responsible for negotiating his own
compensation package directly with the site where he will provide nursing
services in a long-term care facility.
[ 12VAC5-507-200 12VAC5-507-180. ]
Monitoring during service.
Monitoring of the [ participant's ] service
[ by participants obligation ] shall be
conducted on an ongoing basis by department staff. Service verification forms
shall be submitted by the participant to the department semi-annually (every
six months) and countersigned by a representative of the service site (e.g.,
the medical director, human resource coordinator, chief executive officer,
etc.) certifying continuous full-time service by [ participants
the participant ].
The participant [ is required to
shall ] maintain practice records in a manner that will allow the
department to readily determine if the individual has complied with or is
complying with the terms and conditions of the [ participation
agreement contract ].
[ 12VAC5-507-210 12VAC5-507-190 ].
Terms of service.
The following are the terms of service for the loan
repayment program:
[ 1. The participant shall contract to provide one
year of service with a maximum of up to four years in whole year increments.
Additional service beyond the one year commitment is dependent upon the
availability of state funds for the nursing loan repayment program. An existing
contract may be renewed for one year at a time up to a maximum of four years as
funds become available;
2. The participant shall begin service within 90 days
from entering into the contract;
3. The participant shall provide full-time service. Time
spent in an "on-call" status will not count toward the number of
hours worked per week. Any exceptions to the "on-call" provisions of
this subdivision must be approved in advance by the board prior to acceptance
in the loan repayment program.
4. No period of advanced training may count toward
satisfying a period of obligated service under this loan repayment program;
1. The applicant shall agree to provide full-time nursing
services in a long-term care facility in the Commonwealth for a minimum of one
year with an option for renewal in the second, third, and fourth year upon
submitting a new application, with a potential to serve up to four years.
Additional years of loan repayment beyond the one-year commitment are dependent
upon the availability of state funds for the nursing loan repayment program;
2. The participant shall provide full-time service; and
3. No period of advanced training shall count toward
satisfying a period of obligated service under this loan repayment program.
12VAC5-507-220 12VAC5-507-200 ].
Loan repayment contract.
Prior to becoming a participant in the nursing loan
repayment program, the applicant shall enter into a contract with the [ board
commissioner ] agreeing to the terms and conditions upon which the
loan repayment is granted. The contract shall:
1. Include the terms and conditions to carry out the
purposes and intent of this program;
2. Provide that the participant [ will be
required to shall ] provide [ full-time ]
nursing services [ as an RN, LPN, or CNA ] in a
long-term care facility in the Commonwealth for a minimum period of one year;
3. Provide for repayment of all amounts paid [ by
the board ], plus interest and penalties, less any service time if
the participant is found to be in breach of contract;
4. Be signed by the applicant; [ and ]
5. Be signed by the commissioner or [ her
his ] designee [ ; and
6. Include other provisions as the commissioner may deem
appropriate ].
[ Part IV
Contract
12VAC5-507-230 12VAC5-507-210 ].
Breach of contract [ for loan repayment program ].
The following may constitute breach of contract:
1. Participant's failure to begin or complete his term of
obligated service in a long-term care facility under the terms and conditions
of the nursing loan repayment contract [ , regardless of the
length of the agreed period of obligated service ];
2. Participant's falsification or misrepresentation of
information [ or misrepresentation of information ]
on the program application or verification forms or other required
[ document documents ];
3. Participant's employment [ being
is ] terminated for good cause as determined by the employer and
confirmed by the department. If employment is terminated for reasons beyond the
participant's control (e.g., closure of site), the participant [ must
shall ] transfer to another [ board-approved ]
long-term care facility site in the Commonwealth within six months of
termination. Failure of participant to transfer to another site shall be deemed
to be a breach of the contract; and
4. Participant's failure to provide [ all
reasonable, usual, and customary full-time health care service the
required nursing service ] in a long-term care facility [ for
at least 45 weeks per year ].
[ 12VAC5-507-240 12VAC5-507-220 ].
[ Waiver or suspension, or both Postponement or waiver of
service for loan repayment program ].
Participants have the obligation to complete full-time
continuous service for the period of their entire commitment. Under unusual
circumstances (e.g., illness), a participant may request that the board agree
to a postponement of the service obligation. This postponement, if granted,
[ will shall ] not relieve the participant of
the responsibility to complete the remaining portion of the obligation. Such
postponement [ will shall ] not be
permitted as a matter of course, but may be allowed in [ the
most compelling ] cases [ of undue hardship ].
[ If the participant is in default due to death or
permanent disability, the obligation to make restitution may be waived by the
board upon application of the participant or the participant's estate to the
board. The board may grant a variance to service requirements or
default repayments upon participant request if it finds compliance with the
applicable service requirements or default repayment would pose an undue
hardship on the participant.
12VAC5-507-250 12VAC5-507-230 ].
Cash reimbursement and penalty [ for loan repayment program ].
[ Participants who serve less than their obligated
service are liable to pay monetary damages to the Commonwealth as stated in the
contract, reduced by the proportion of obligated years served. The default
penalty will require the participant to repay twice the total amount of the
award received. For example, if a participant owes $1,200, he would have to
repay at total of $2,400. ]
Participants who serve less than their obligated service
[ due to permanent disability or in the event of death shall have
the total amount of scholarship or loan repayment funds owed shall
make repayment, including interest and penalty, to the Commonwealth as stated
in the contract, ] reduced by the proportion of obligated years
served.
[ Part V
Records and Reporting
12VAC5-507-260 12VAC5-507-240 ].
Reporting requirements [ of loan repayment participants ].
Reporting requirements of the loan repayment participant
are as follows:
1. Each participant shall [ at any time ]
provide information as required by the [ board
department ] to verify compliance with the practice requirements of
the nursing loan repayment program (e.g., verification of employment in a
long-term care facility [ by submitting a Verification of
Employment form once every six months ] ).
2. Each participant shall promptly notify the [ board
department ] in writing within 30 days [ before
if ] any of the following events occur:
a. Participant changes name;
b. Participant changes address;
c. Participant changes practice site [ (participant
is required to request and obtain in writing prior approval of changes in
practice site) ];
d. Participant no longer intends to fulfill service
obligation as a nurse in the Commonwealth in a long-term care facility; or
e. Participant ceases to practice as a registered nurse,
licensed practical nurse, or certified nurse aide.
VA.R. Doc. No. R10-1890; Filed May 23, 2016, 9:21 a.m.
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
CEMETERY BOARD
Final Regulation
Title of Regulation: 18VAC47-20. Cemetery Board Rules
and Regulations (amending 18VAC47-20-180, 18VAC47-20-190,
18VAC47-20-270; adding 18VAC47-20-280).
Statutory Authority: §§ 54.1-201 and 54.1-2313 of the
Code of Virginia (18VAC47-20-270).
§§ 54.1-201, 54.1-2312.01, and 54.1-2313 of the Code of
Virginia (18VAC47-20-180, 18VAC47-20-190, 18VAC47-20-280).
Effective Date: September 1, 2016.
Agency Contact: Christine Martine, Executive Director,
Cemetery Board, 9960 Mayland Drive, Suite 400, Richmond, VA 23233, telephone
(804) 367-8552, FAX (804) 527-4299, or email cemetery@dpor.virginia.gov.
Summary:
The amendments (i) reduce the length of training courses
from eight hours to four hours and (ii) incorporate provisions on pet
interments and pet and owner interments to align with Chapter 500 of the 2014
Acts of Assembly.
Summary of Public Comments and Agency's Response: A
summary of comments made by the public and the agency's response may be
obtained from the promulgating agency or viewed at the office of the Registrar
of Regulations.
18VAC47-20-180. Records of interments.
A permanent record shall be kept of every interment in the
cemetery, showing the date of the interment, the name of the person interred,
together with information identifying the specific location in which the
interment was made. For interments made pursuant to § 54.1-2312.01 of the
Code of Virginia, the permanent records shall also include the type and name of
the pet interred and the name of the owner with information identifying the
specific location in which the pet interment was made.
18VAC47-20-190. Prohibited activities.
In addition to the acts set forth in §§ 54.1-2314, 54.1-2315,
and 54.1-2316 of the Code of Virginia, the board may discipline a licensee or
registrant for the following acts:
1. Employing or affiliating with by independent contract,
sales personnel not registered with the board.
2. Unless otherwise addressed in this chapter, failing to
retain for a period of three years all records required by this chapter or
Chapter 23.1 (§ 54.1-2310 et seq.) of Title 54.1 of the Code of Virginia
at the place of business in Virginia of the licensed cemetery company.
3. Failing to produce to the board or any of its agents, upon request,
any document, book, or record required by this chapter or Chapter 23.1
(§ 54.1-2310 et seq.) of Title 54.1 of the Code of Virginia.
4. Failing to respond to an inquiry by the board or any of its
agents within 21 days.
5. Advertising in any name other than the name in which
licensed or registered.
6. Furnishing substantially inaccurate or incomplete
information to the board in obtaining, renewing, reinstating, or maintaining a
license or registration.
7. Allowing a cemetery company license or sales personnel
registration to be used by an unlicensed cemetery company or unregistered sales
personnel.
8. Acting as or being an ostensible licensee for undisclosed
persons who do or will control or direct, directly or indirectly, the
operations of the licensee's business.
9. Having failed to inform the board in writing, within 30
days, that the company, an officer, director, or compliance agent,
has pleaded guilty or nolo contendere or was convicted and found guilty of any
felony or any crime involving moral turpitude.
10. Having failed to inform the board in writing, within 30
days, of a disciplinary action in a jurisdiction where licensed, including
suspension, revocation, or surrender in connection with a disciplinary
action.
11. Failing to reasonably maintain the buildings, grounds, and
facilities of a cemetery licensed to a cemetery company.
12. Failing to file any report required by Chapter 23.1 of
Title 54.1 of the Code of Virginia.
13. Engaging in negligent, improper, fraudulent, or dishonest conduct.
14. Failing to segregate entirely the section of the
cemetery dedicated to the interment of pets or the interment of human remains
and the pets of such deceased humans by means such as hedge, wall, tree line,
fence, roadway, or other similar physical barrier or boundary.
15. Permitting the interment of a pet in the same grave,
crypt, or niche as the remains of a human.
16. If a cemetery company has a section devoted to the
interment of pets or the interment of human remains and the pets of such
deceased humans, any advertisements failing to clearly state the cemetery
company has such section or sections in its cemetery.
17. Failing to clearly mark the section or sections devoted
to the interment of pets or the interment of human remains and the pets of such
deceased humans with signage that is reasonably apparent to the general public.
18VAC47-20-270. Standards of approval of training course.
All training courses shall be approved by the board.
The training course shall be at least eight four hours and
include appropriate testing procedures to demonstrate an understanding of the
topics. The training program shall include, but is not limited, to the
following topics:
1. Cemetery Board statute and regulations;
2. Perpetual care trust fund requirements;
3. Preneed trust fund requirements;
4. Preneed burial contracts;
5. Interment records;
6. General price list;
7. Itemized statement of goods and services provided;
8. Advertising;
9. Solicitation;
10. Funeral rule; and
11. Proper care, maintenance, administration, and
embellishment of the cemetery.
18VAC47-20-280. Special interment requirement
A licensed cemetery company may establish a section in its
cemetery devoted to the interment of pets or the interment of human remains and
the pets of such deceased humans in accordance with § 54.1-2312.01 of the
Code of Virginia. All other provisions of this chapter shall apply.
NOTICE: The following
forms used in administering the regulation were filed by the agency. The forms
are not being published; however, online users of this issue of the Virginia
Register of Regulations may click on the name of a form with a hyperlink to
access it. The forms are also available from the agency contact or may be
viewed at the Office of the Registrar of Regulations, General Assembly
Building, 2nd Floor, Richmond, Virginia 23219.
[ FORMS (18VAC47-20)
Cemetery Company/Personnel Forms
Cemetery Company License Application, 4901LIC-v2
(rev. 1/14)
Cemetery Company Renewal/Reinstatement
Application, 4901RENREI-v2 (rev. 1/14)
Sales Personnel Registration Form, 4903REG-v3
(rev. 1/14)
Compliance Agent Designee Application, 49CAD-v1 (rev. 9/13)
Compliance Agent/Officer/Director Change Form, 49ADO_CHG-v1
(rev. 9/13)
Compliance
Agent Designee Application, A462-49CAD-v2 (rev. 6/2016)
Compliance
Agent/Officer/Director Change Form, A462-49ADO CHG-v2 (rev. 6/2016)
Cemetery Addition Form, 4901ADD-v3 (rev. 1/14)
Perpetual Care Forms
Perpetual Care Fidelity Bond Form, 49PCFBND-v1
(rev. 9/13)
Perpetual Care Trust Fund Financial Report,
49PCTFR-v1 (rev. 9/13)
Perpetual Care Trust Fund Financial Report
Instructions, 49PCTINS-v1 (rev. 9/13)
Perpetual Care Trust Fund Financial Report -
Schedule A (Statement of Receipts and Expenses), 49PCTFRA-v1 (rev. 9/13)
Perpetual Care Trust Fund Financial Report -
Schedule B (Statement of Required Deposits), 49PCTFRB-v1 (rev. 9/13)
Perpetual Care Trust Fund Financial Report -
Schedule C (Statement of Expenses Incurred for the General Care, Maintenance,
Embellishment, and Administration of Cemeteries), 49PCTFRC-v1 (rev. 9/13)
Perpetual Care Trust Fund Financial Report -
Schedule D (Statement of Investment Securities), 49PCTFRD-v1 (rev. 9/13)
Perpetual Care Trust Fund Financial Report -
Schedule E (Cemeteries Covered by Trust Fund), 49PCTFRE-v1 (rev. 9/13)
Preneed Forms
Preneed Burial Contract (undated)
Preneed Fidelity Bond Form, 49PFBND-v1 (rev. 9/13)
Preneed Trust Fund Financial Report, 49PTFR-v1
(rev. 9/13)
Preneed Trust Fund Financial Report Instructions,
49PTINS-v1 (rev. 9/13)
Preneed Trust Fund Financial Report - Schedule A
(Statement of Receipts and Expenses), 49PTFRA-v1 (rev. 9/13)
Preneed Trust Fund Financial Report - Schedule B
(Statement of Financial Deposits), 49PTFRB-v1 (rev. 9/13)
Preneed Trust Fund Financial Report - Schedule C
(Statement of Investment Securities), 49PTFRC-v1 (rev. 9/13)
Trustee Forms
Perpetual Care Trust Fund Trustee Verification,
49TRVER-v1 (rev. 9/13)
Trustee Approval Application, 49TRAPP-v1 (rev.
9/13)
New Trustee/Transfer of Funds Notification Form,
4901NEWTR-v1 (rev. 9/13) ]
VA.R. Doc. No. R15-4107; Filed May 23, 2016, 1:23 p.m.
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
BOARD FOR HEARING AID SPECIALISTS AND OPTICIANS
Withdrawal of Proposed Regulation
Title of Regulation: 18VAC80-30. Opticians
Regulations (amending 18VAC80-30-50).
Statutory Authority: § 54.1-201 of the Code of Virginia.
Notice is hereby given that the Board for Hearing Aid
Specialists and Opticians has WITHDRAWN the proposed regulation titled 18VAC80-30,
Opticians Regulations, which was published in 32:4 VA.R. 545-549 October 19, 2015.
Due to changes in the board's financial position, a fee adjustment is no longer
necessary at this time
Agency Contact: Demetrios J. Melis, Executive Director,
Board for Hearing Aid Specialists and Opticians, 9960 Mayland Drive, Suite 400,
Richmond, VA 23233, telephone (804) 367-8590, FAX (804) 527-4295, or email hearingaidspec@dpor.virginia.gov.
VA.R. Doc. No. R14-3948; Filed May 20, 2016, 8:34 a.m.
TITLE 18. PROFESSIONAL AND OCCUPATIONAL LICENSING
BOARD OF MEDICINE
Fast-Track Regulation
Title of Regulation: 18VAC85-80. Regulations
Governing the Licensure of Occupational Therapists (amending 18VAC85-80-71).
Statutory Authority: §§ 54.1-2400 and 54.1-2912.1
of the Code of Virginia.
Public Hearing Information: No public hearings are
scheduled.
Public Comment Deadline: July 13, 2016.
Effective Date: July 28, 2016.
Agency Contact: William L. Harp, M.D., Executive
Director, Board of Medicine, 9960 Mayland Drive, Suite 300, Richmond, VA 23233,
telephone (804) 367-4558, FAX (804) 527-4429, or email william.harp@dhp.virginia.gov.
Basis: Regulations are promulgated under the general
authority of Chapter 24 of Title 54.1 of the Code of Virginia. Subdivision 6 of
§ 54.1-2400 of the Code of Virginia authorizes the Board of Medicine to
promulgate regulations to administer effectively the regulatory system.
Purpose: The purpose of the amendments is to (i) clarify
that the Continued Competency Activity and Assessment Form must be completed
and retained with supporting documentation of continued competency courses or
activities, but that the form is not necessary for renewal of an active license
and (ii) allow maintenance of National Board of Certification in Occupational
Therapy (NBCOT) certification to fulfill the continued competency requirements
for a biennium. Since maintenance of NBCOT certification requires
completion of evidence-based professional development units, it is likely that
the content is equal to or superior to traditional continuing education courses
in preparing a licensee to practice with skill and competency and therefore
protects public health and safety. In addition, the amendments will eliminate
the percentage of licensees that must be audited to determine compliance with
continued competency requirements.
Rationale for Using Fast-Track Rulemaking Process: There
is no controversy in the adoption of these amendments; the addition of NBCOT
certification provides an option for licensees in fulfilling continued
competency requirements. The Advisory Board on Occupational Therapy and the
staff of the Board of Medicine support the changes.
Substance: The amended regulations (i) clarify that the
Continued Competency Activity and Assessment Form must be completed and
retained with supporting documentation of continued competency courses or
activities, but that the form is not necessary for renewal of an active
license; (ii) allow maintenance of NBCOT certification to fulfill the continued
competency requirements for a biennium; (iii) eliminate the percentage of
licensees that must be audited; and (iv) amend the title of the chapter to be
consistent with other professional regulations.
Issues: There are no primary advantages or disadvantages
to the public. Simplification of the audit process for verification of
continued competency may be an advantage to the agency. There are no
disadvantages to the agency or the Commonwealth.
Department of Planning and Budget's Economic Impact
Analysis:
Summary of the Proposed Amendments to Regulation. The Board of
Medicine (Board) proposes to: 1) allow occupational therapists and occupational
therapy assistants to fulfill licensure continued competency requirements by
maintenance of current certification by the National Board of Certification in
Occupational Therapy, 2) clarify that licensees must complete and retain the
Continued Competency Activity and Assessment Form along with their supporting
documentation of courses and activities, and 3) amend the title of this
regulation to "Regulations Governing the Practice of Occupational
Therapy."
Result of Analysis. The benefits likely exceed the costs for
all proposed changes.
Estimated Economic Impact. Under the current regulations, in
order to renew an active license biennially, occupational therapists and
occupational therapy assistants must complete at least 20 contact hours of continuing
learning activities as follows:
1. A minimum of 10 of the 20 hours shall be in Type 1
activities offered by a sponsor or organization recognized by the profession
and may include in-service training, self-study courses, continuing education
courses, specialty certification or professional workshops.
2. No more than 10 of the 20 hours may be Type 2 activities,
which may include consultation with another therapist, independent reading or
research, preparation for a presentation or other such experiences that promote
continued learning.
The Board proposes to add language indicating that maintenance
of current certification by the National Board of Certification in Occupational
Therapy (NBCOT) will fulfill licensure continued competency requirements.
NBCOT certification is a requirement for initial licensure in
Virginia, and NBCOT reports that 90% of occupational therapists renew
certification every 3 years. Occupational therapists and occupational therapy
assistants who have maintained NBCOT certification have likely used NBCOT
professional development activities to count toward the 20 contact hours of
continuing learning activities that have been required for license renewal. The
proposal to accept NBCOT certification to fulfill licensure continued competency
requirements will save time and other costs for certificate holders to the
extent that their NBCOT activities were not already fulfilling the 20 contact
hour requirement. Since NBCOT certification is considered sufficient to ensure
competency, this proposed amendment should produce a net benefit.
The proposal to clarify that licensees must complete and retain
the Continued Competency Activity and Assessment Form along with their
supporting documentation of courses and activities will have no impact on
requirements; nonetheless, it may be beneficial in that it may reduce potential
confusion and associated time wasted in determining administrative
requirements.
Amending the title of the regulation will not have a large
impact. The chapter includes regulations for licensure of occupational therapy
assistants as well as for occupational therapists. It also regulates the
individual and supervisory responsibilities of practitioners and includes the
standards of practice for the profession. Thus the proposed title is perhaps a
better indicator of its contents.
Businesses and Entities Affected. There are 3,721 persons with
a current license as an occupational therapist and 1,268 with a current license
as an occupational therapy assistant. Only 2% work in private practices, either
in a group or solo practice.1 All would likely be small businesses.
Localities Particularly Affected. The proposed amendments do
not disproportionately affect particular localities.
Projected Impact on Employment. The proposed amendments are
unlikely to significantly affect employment.
Effects on the Use and Value of Private Property. The proposed
amendments are unlikely to significantly affect the use and value of private
property.
Real Estate Development Costs. The proposed amendments do not
affect real estate development costs.
Small Businesses:
Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
small business is defined as "a business entity, including its affiliates,
that (i) is independently owned and operated and (ii) employs fewer than 500
full-time employees or has gross annual sales of less than $6 million."
Costs and Other Effects. The proposal to allow occupational
therapists and occupational therapy assistants to fulfill licensure continued
competency requirements by maintenance of current certification by NBCOT may
moderately reduce costs for some small private practices.
Alternative Method that Minimizes Adverse Impact. The proposed
amendments do not adversely affect small businesses.
Adverse Impacts:
Businesses. The proposed amendments do not adversely affect
businesses.
Localities. The proposed amendments do not adversely affect
localities.
Other Entities. The proposed amendments do not adversely affect
other entities.
______________________________
1Data source: Department of Health Professions
Agency's Response to Economic Impact Analysis: The Board
of Medicine concurs with the analysis of the Department of Planning and Budget.
Summary:
The amendments (i) allow occupational therapists and
occupational therapy assistants to fulfill licensure continued competency
requirements by maintenance of current certification by the National Board of
Certification in Occupational Therapy, (ii) clarify that licensees are not
required to complete the Continued Competency Activity and Assessment Form to
renew licensure biennially, and (iii) amend the title of the chapter to
"Regulations Governing the Practice of Occupational Therapy."
CHAPTER 80
REGULATIONS GOVERNING THE LICENSURE OF OCCUPATIONAL THERAPISTS PRACTICE
OF OCCUPATIONAL THERAPY
18VAC85-80-71. Continued competency requirements for renewal of
an active license.
A. In order to renew an active license biennially, a
practitioner shall complete the Continued Competency Activity and Assessment
Form that is provided by the board and that shall indicate completion of
complete at least 20 contact hours of continuing learning activities as
follows:
1. A minimum of 10 of the 20 hours shall be in Type 1
activities offered by a sponsor or organization recognized by the profession
and may include in-service training, self-study courses, continuing education
courses, specialty certification or professional workshops.
2. No more than 10 of the 20 hours may be Type 2 activities,
which may include consultation with another therapist, independent reading or
research, preparation for a presentation or other such experiences that promote
continued learning.
3. The board recognizes the maintenance of current NBCOT
certification as fulfilling the requirements of this subsection.
B. A practitioner shall be exempt from the continuing
competency requirements for the first biennial renewal following the date of
initial licensure in Virginia.
C. The practitioner shall retain in his records the
completed form of continuing competency courses and activities with
all supporting documentation for a period of six years following the renewal of
an active license.
D. The board shall periodically conduct a random audit of
at least one to two percent of its active licensees to determine
compliance. The practitioners selected for the audit shall provide the
completed Continued Competency Activity and Assessment Form and all
supporting documentation within 30 days of receiving notification of the audit.
E. Failure to comply with these requirements may subject the
licensee to disciplinary action by the board.
F. The board may grant an extension of the deadline for
continuing competency requirements for up to one year for good cause shown upon
a written request from the licensee prior to the renewal date.
G. The board may grant an exemption for all or part of the
requirements for circumstances beyond the control of the licensee, such as
temporary disability, mandatory military service, or officially declared
disasters.
VA.R. Doc. No. R16-4544; Filed May 20, 2016, 2:25 p.m.
TITLE 22. SOCIAL SERVICES
DEPARTMENT FOR AGING AND REHABILITATIVE SERVICES
Proposed Regulation
Title of Regulation: 22VAC30-20. Provision of
Vocational Rehabilitation Services (amending 22VAC30-20-10 through 22VAC30-20-40,
22VAC30-20-60 through 22VAC30-20-181, 22VAC30-20-200; repealing 22VAC30-20-50).
Statutory Authority: § 51.5-131 of the Code of
Virginia.
Public Hearing Information: No public hearings are
scheduled.
Public Comment Deadline: August 12, 2016.
Agency Contact: Vanessa S. Rakestraw, Ph.D., CRC, Policy
Analyst, Department for Aging and Rehabilitative Services, 8004 Franklin Farms
Drive, Richmond, VA 23229, telephone (804) 662-7612, FAX (804) 662-7663, TTY
(800) 464-9950, or email vanessa.rakestraw@dars.virginia.gov.
Basis: The Commissioner of the Department for Aging and
Rehabilitative Services has authority to promulgate regulations pursuant to §
51.5-131 of the Code of Virginia.
Purpose: The commissioner, in response to former
Governor McDonnell's Regulatory Reform Initiative, seeks to review and amend
current regulations regarding the provision of vocational rehabilitation
services to repeal unnecessary or obsolete regulations, remove unnecessary
requirements in the regulations, and, in some instances, make the regulations
consistent with federal vocational rehabilitation regulations. The amendments
will protect the safety and welfare of citizens by clarifying the regulatory
requirements for the public.
Substance: The proposed regulation repeals 22VAC30-20-50
on the evaluation of vocational rehabilitation potential because this section
is redundant and unnecessary. Substantive changes made to this existing
regulation include the elimination of maximum dollar limits the department can
spend on specific services. The requirement that the department can only assist
individuals with severe disabilities in obtaining a graduate degree has been
removed. In order for the department to sponsor an academic program, the
individual must maintain a C average or the academic grade required of the
academic program. The proposed regulation changes the maximum amount the
department can pay for books and supplies from $400 to the amount determined by
the educational institution. The amount that can be paid for private
transportation has been changed from a fixed 12 cents per mile to an amount
that can be established by the department. The maximum dollar amount the
department can provide for home and vehicle modifications has been deleted. The
proposed regulation stresses that income and resources of the family are to be
considered in the financial participation test if the client is counted as a
dependent on the most recent federal income tax. A table with a family income
exclusion amount based on family size has been deleted. Instead a statement has
been added explaining that the financial exclusion amount is based upon the
federal poverty guidelines that are updated annually. 22VAC30-20-181 has been
renamed "Review of determinations made by the department" and changed
to add specific procedures to be followed along with specific deadlines.
Issues: The advantages to the public and the department
are that the regulation will be easier for the public to understand and simpler
for the department to implement. The proposal brings the regulation up to date
with current practices in the state-federal vocational rehabilitation program. There are no disadvantages to the public, the department, or the
Commonwealth.
Department of Planning and Budget's Economic Impact
Analysis:
Summary of the Proposed Amendments to Regulation. The
Department for Aging and Rehabilitative Services (the department) proposes to
update its regulation to reflect current practices.
Result of Analysis. The benefits likely exceed the costs for
all proposed changes.
Estimated Economic Impact. The department proposes to: 1)
delete the sections of the regulation that are redundant, 2) clarify that
minimum grade requirement established by the academic program must be met for
continued sponsorship in postsecondary schools, and 3) clarify and update
language to reflect that the department follows the federal poverty
guidelines in establishing the amount individuals will be required to
contribute toward their vocational rehabilitation programs.
According to the department, all of the proposed changes will
merely update regulations to reflect current procedures followed in practice.
Thus, no significant economic impact is expected from the proposed changes
other than improving the clarity of the regulations.
Businesses and Entities Affected. The department served 28,889
consumers during the Fiscal Year 2012.
Localities Particularly Affected. The proposed regulation is
not expected to affect any locality more than others.
Projected Impact on Employment. No significant impact on
employment is expected.
Effects on the Use and Value of Private Property. No
significant impact on the use and value of private property is expected.
Real Estate Development Costs. No significant impact on real
estate development costs is expected.
Small Businesses:
Definition. Pursuant to § 2.2-4007.04 of the Code of Virginia,
small business is defined as "a business entity, including its affiliates,
that (i) is independently owned and operated and (ii) employs fewer than 500
full-time employees or has gross annual sales of less than $6 million."
Costs and Other Effects. The proposed regulation is not
anticipated to have costs and other effects on small businesses.
Alternative Method that Minimizes Adverse Impact. The proposed
regulation is not anticipated to affect small businesses.
Agency's Response to Economic Impact Analysis: The
Department for Aging and Rehabilitative Services agrees that the information
provided by the Department of Planning and Budget in the May 20, 2016, economic
impact analysis of the proposed amendments to 22VAC30-20, Provision of
Vocational Rehabilitation Services was correct at the time of completion.
Summary:
The proposed amendments (i) remove or change the maximum
amounts that the Department for Aging and Rehabilitative Services (DARS) pays
for certain services; (ii) require that an individual seeking assistance with a
four-year academic program must first attend two years at a community college
unless the program is not offered or the disability-related need cannot be met
at a community college; (iii) clarify that the minimum grade requirement established
by the academic program must be met for continued sponsorship in postsecondary
schools; (iv) clarify that DARS follows the federal poverty guidelines in
establishing the amount individuals are required to contribute to their
vocational rehabilitation programs; (v) add specific procedures and specific
guidelines to the review of determinations by DARS; and (vi) remove unnecessary
or redundant provisions.
22VAC30-20-10. Definitions.
The following words and terms when used in this chapter shall
have the following meanings, unless the context clearly indicates otherwise.
"Act" means the Rehabilitation Act of 1973 (29 USC
§ 701 et seq.), as amended.
"Applicant" means an individual who submits an
application for vocational rehabilitation services.
"Appropriate modes of communication" means
specialized aids and supports that enable an individual with a disability to
comprehend and respond to information that is being communicated. Appropriate
modes of communication include, but are not limited to, the use of
interpreters, open and closed captioned videos, specialized telecommunications
services and audio recordings, Brailled and large-print materials, materials in
electronic formats, augmentative communication devices, graphic presentations,
and simple language materials.
"Assistive technology" means any item, piece of
equipment, or product system, whether acquired commercially off the shelf,
modified, or customized, that is used to increase, maintain, or improve the
functional capabilities of an individual with a disability.
"Assistive technology service" means any service
that directly assists an individual with a disability in the selection,
acquisition, or use of an assistive technology device, including:
1. The evaluation of the needs of an individual with a
disability, including a functional evaluation of the individual in his
customary environment;
2. Purchasing, leasing, or otherwise providing for the
acquisition by an individual with a disability of an assistive technology
device;
3. Selecting, designing, fitting, customizing, adapting,
applying, maintaining, repairing, or replacing assistive technology devices;
4. Coordinating and using other therapies, interventions, or
services with assistive technology devices, such as those associated with
existing education and rehabilitation plans and programs;
5. Training or technical assistance for an individual with a
disability or, if appropriate, the family members, guardians, advocates, or
authorized representatives of the individual; and
6. Training or technical assistance for professionals
(including individuals providing education and rehabilitation services),
employers, or others who provide services to, employ, or are otherwise
substantially involved in the major life functions of individuals with
disabilities, to the extent that training or technical assistance is necessary
to the achievement of an employment outcome by an individual with a disability.
"Audiological examination" means the testing of the
sense of hearing.
"Board" means the Board of Rehabilitative
Services.
"Clear and convincing evidence" means that the
designated state unit shall have a high degree of certainty before it can
conclude that an individual is incapable of benefiting from services in terms
of an employment outcome. The clear and convincing standard constitutes the
highest standard used in our civil system of law and is to be individually
applied on a case-by-case basis. The term "clear" means unequivocal.
Given these requirements, a review of existing information generally would not
provide clear and convincing evidence. For example, the use of an intelligence
test result alone would not constitute clear and convincing evidence. Clear and
convincing evidence might include a description of assessments, including
situational assessments and supported employment assessments, from service
providers who have concluded that they would be unable to meet the individual's
needs due to the severity of the individual's disability. The demonstration of
clear and convincing evidence must include, if appropriate, a functional
assessment of skill development activities, with any necessary supports
(including assistive technology), in real life settings. (S. Rep. No. 357, 102d
Cong., 2d. Sess. 37-38 (1992))
"Client Assistance Program" means the program
located within the disAbility Law Center of Virginia for the purpose of
advising applicants or eligible individuals about all available services under
the Rehabilitation Act of 1973 (29 USC § 701 et seq.), as amended, and to
assist applicants and eligible individuals in their relationship with programs,
projects, and facilities providing vocational rehabilitation services."
"Commissioner" means the Commissioner of the
Department for Aging and Rehabilitative Services.
"Community rehabilitation program" means a program
that directly provides or facilitates the provision of one or more of the
following vocational rehabilitation services to individuals with disabilities
to enable those individuals to maximize their opportunities for employment,
including career advancement:
1. Medical, psychiatric, psychological, social, and vocational
services that are provided under one management;
2. Testing, fitting, or training in the use of prosthetic and
orthotic devices;
3. Recreational therapy;
4. Physical and occupational therapy;
5. Speech, language, and hearing therapy;
6. Psychiatric, psychological, and social services, including
positive behavior management;
7. Assessment for determining eligibility and vocational
rehabilitation needs;
8. Rehabilitation technology;
9. Job development, placement, and retention services;
10. Evaluation or control of specific disabilities;
11. Orientation and mobility services for individuals who are
blind;
12. Extended employment;
13. Psychosocial rehabilitation services;
14. Supported employment services and extended services;
15. Services to family members, if necessary, to enable the
applicant or eligible individual to achieve an employment outcome;
16. Personal assistance services; or
17. Services similar to the services described in subdivisions
1 through 16 of this definition.
For the purposes of this definition, the word
"program" means an agency, organization, or institution, or unit of
an agency, organization, or institution, that directly provides or facilitates
the provision of vocational rehabilitation services as one of its major
functions.
"Comparable services and benefits" means services
and benefits that are provided or paid for, in whole or in part, by other
federal, state, or local public agencies, by health insurance, or by
employee benefits; available to the individual at the time needed to ensure the
individual's progress toward achieving the employment outcome in the
individual's individualized plan for employment; and commensurate to the
services that the individual would otherwise receive from the vocational rehabilitation
agency. For the purposes of this definition, comparable benefits do not include
awards and scholarships based on merit.
"Competitive employment" means work in the
competitive labor market that is performed on a full-time or part-time basis in
an integrated setting, and for which an individual is compensated at or above
the minimum wage, but not less than the customary wage and level of benefits
paid by the employer for the same or similar work performed by individuals who
are not disabled.
"Department" means the Department for Aging and
Rehabilitative Services. The department is considered the "designated
state agency" or "state agency," meaning the sole state agency
designated in accordance with 34 CFR 361.13(a) to administer or supervise local
administration of the state plan for vocational rehabilitation services. The
department also is considered the "designated state unit" or
"state unit," meaning the state agency, vocational rehabilitation
bureau, division, or other organizational unit that is primarily concerned with
vocational rehabilitation or vocational and other rehabilitation of individuals
with disabilities and that is responsible for the administration of the
vocational rehabilitation program of the state agency as required under 34 CFR
361.13(b), or the state agency that is primarily concerned with vocational
rehabilitation or vocational and other rehabilitation of individuals with
disabilities.
"Designated state agency" or "state
agency" means the sole state agency designated, in accordance with
34 CFR 361.13(a), to administer or supervise the local
administration of the state plan for vocational rehabilitation services.
"Designated state unit" or "state
unit" means either the state agency, vocational rehabilitation bureau, division,
or other organizational unit that is primarily concerned with vocational
rehabilitation or vocational and other rehabilitation of individuals with
disabilities and that is responsible for the administration of the vocational
rehabilitation program of the state agency as required under 34 CFR 361.13(b),
or the state agency that is primarily concerned with vocational rehabilitation
or vocational and other rehabilitation of individuals with disabilities.
"Eligible individual" means an applicant for vocational
rehabilitation services who meets the eligibility requirements of 22VAC30-20-30
and 22VAC30-20-40.
"Employment outcome" means, with respect to an
individual, entering or retaining full-time or, if appropriate, part-time
competitive employment in the integrated labor market; supported employment; or
any other type of employment in an integrated setting including
self-employment, telecommuting, or business ownership that is consistent with
an individual's strengths, resources, priorities, concerns, abilities,
capabilities, interests, and informed choice. (34 CFR 361.5(b)(16))
"Evaluation of vocational rehabilitation potential"
means, as appropriate, in each case (i) a preliminary diagnostic study to
determine that an individual is eligible for vocational rehabilitation
services; (ii) a thorough diagnostic study consisting of a comprehensive
evaluation of pertinent factors bearing on the individual's impediment to
employment and vocational rehabilitation potential, in order to determine which
vocational rehabilitation services may be of benefit to the individual in terms
of employability; (iii) any other the provision of goods or
services necessary to determine the nature of the disability and whether it may
reasonably be expected that the individual can benefit from vocational
rehabilitation services in terms of an employment outcome; (iv) referral
referrals to other agencies or organizations for services, when
appropriate; and (v) the provision of vocational rehabilitation services to an
individual during an extended evaluation of rehabilitation potential for the
purpose of determining whether the individual with a disability is capable of
achieving an employment outcome.
"Extended employment" means work in a nonintegrated
or sheltered setting for a public or private nonprofit agency or organization
that provides compensation in accordance with the Fair Labor Standards Act (29
USC § 201 et seq.). (34 CFR 361.5(b)(20))
"Extended evaluation" means the provision of
vocational rehabilitation services necessary for a determination of vocational
rehabilitation potential.
"Extended services" as used in the definition of
"supported employment" means ongoing support services and other
appropriate services that are needed to support and maintain an individual with
a most significant disability in supported employment and that are provided by
a state agency, a private nonprofit organization, employer, or any other
appropriate resource, from funds other than funds received under this
section, 34 CFR Part 363 after an individual with a most significant
disability has made the transition from support provided by the designated
state unit department.
"Extreme medical risk" means a probability of
substantially increasing functional impairment or death if medical services,
including mental health services, are not provided expeditiously.
"Family member" or "member of the family"
means an individual (i) who is either a relative or guardian of an
applicant or eligible individual, or lives in the same household as an applicant
or eligible individual; (ii) who has a substantial interest in the
well-being of that individual; and (iii) whose receipt of
vocational rehabilitation services is necessary to enable the applicant or
eligible individual to achieve an employment outcome.
"Higher education/institutions of higher
education" means training or training services provided by universities,
colleges, community or junior colleges, vocational schools, technical
institutes, or hospital schools of nursing.
"Impartial hearing officer" means an individual who
is not an employee of a public agency (other than an administrative law judge,
hearing examiner, or employee of an institution of higher education); is not a
member of the State Rehabilitation Council for the designated state unit
department; has not been involved previously in the vocational
rehabilitation of the applicant or eligible individual; has knowledge of the
delivery of vocational rehabilitation services, the state plan, and the federal
and state regulations governing the provision of services; has received
training with respect to the performance of official duties; and has no
personal, professional, or financial interest that would be in conflict with
the objectivity of the individual. An individual may is not be
considered to be an employee of a public agency for the purposes of this
definition solely because the individual is paid by the agency to serve as a
hearing officer. (34 CFR 361.5(b)(25))
"Individual who is blind" means a person who is
blind within the meaning of the applicable state law.
"Individual with a disability," except as provided
in 34 CFR 361.5(b)(29), means an individual (i) who has a physical or
mental impairment; (ii) whose impairment constitutes or results in a
substantial impediment to employment; and (iii) who can benefit in terms of an
employment outcome from the provision of vocational rehabilitation services.
(34 CFR 361.5(b)(28))
"Individual with a disability," for purposes of
34 CFR 361.5 (b)(14), 34 CFR 361.13(a), 34 CFR 361.13(b)(1), 34 CFR 361.17(a),
(b), (c), and (j), 34 CFR 361.18(b), 34 CFR 361.19, 34 CFR 361.20, 34 CFR
361.23(b)(2), 34 CFR 361.29(a) and (d)(5) and 34 CFR 361.51(b), means an
individual (i) who has a physical or mental impairment that substantially
limits one or more major life activities; (ii) who has a record of such an
impairment; or (iii) who is regarded as having such an impairment. (34 CFR
361.5(b)(29))
"Individual with a most significant disability"
means an individual with a significant disability who meets the designated
state unit's department's criteria for an individual with a most
significant disability. (34 CFR 361.5(b)(30))
"Individual with a significant disability" means an
individual with a disability (i) who has a severe physical or mental impairment
that seriously limits one or more functional capacities (such as mobility,
communication, self-care, self-direction, interpersonal skills, work tolerance,
or work skills) in terms of an employment outcome; (ii) whose vocational
rehabilitation can be expected to require multiple vocational rehabilitation
services over an extended period of time; and (iii) who has one or more
physical or mental disabilities resulting from amputation, arthritis, autism,
blindness, burn injury, cancer, cerebral palsy, cystic fibrosis, deafness, head
injury, heart disease, hemiplegia, hemophilia, respiratory or pulmonary
dysfunction, mental retardation intellectual disability, mental
illness, multiple sclerosis, muscular dystrophy, musculoskeletal disorders,
neurological disorders (including stroke and epilepsy), spinal cord conditions
(including paraplegia and quadriplegia), sickle cell anemia, specific learning
disability, end-stage renal disease, or another disability or combination of
disabilities determined on the basis of an assessment for determining
eligibility and vocational rehabilitation needs to cause comparable substantial
functional limitation. (34 CFR 361.5(b)(31))
"Individual's representative" means any
representative chosen by an applicant or eligible individual, as appropriate,
including a parent, guardian, other family member, or advocate, unless a
representative has been appointed by a court to represent the individual, in
which case the court-appointed representative is the individual's
representative. (34 CFR 361.5(b)(32))
"Integrated setting," with respect to the provision
of services, means a setting typically found in the community in which
applicants or eligible individuals interact with nondisabled individuals other
than nondisabled individuals who are providing services to those applicants or
eligible individuals. "Integrated setting," with respect to an
employment outcome, means a setting typically found in the community in which
applicants or eligible individuals interact with nondisabled individuals, other
than nondisabled individuals who are providing services to those applicants or
eligible individuals, to the same extent that nondisabled individuals in
comparable positions interact with other persons. (34 CFR 361.5(b)(33))
"Local workforce investment board" means a local
workforce investment board established under section § 117
of the Workforce Investment Act of 1998. (34 CFR 361.5(b)(34))
"Maintenance" means monetary support provided to an
individual for expenses, such as food, shelter, and clothing, that are in
excess of the normal expenses of the individual and that are necessitated by
the individual's participation in an assessment for determining eligibility and
vocational rehabilitation needs or the individual's receipt of vocational
rehabilitation services under an individualized plan for employment. (34 CFR
361.5(b)(35))
"Mediation" means the act or process of using an
independent third party to act as a mediator, intermediary, or conciliator to
assist persons or parties in settling differences or disputes prior to pursuing
formal administrative or other legal remedies. Mediation under the program must
be conducted in accordance with the requirements in 34 CFR 361.57(d) by a
qualified impartial mediator. (34 CFR 361.5(b)(36))
"Mental disability" means (i) having a
disability attributable to mental retardation, autism, or any other
neurologically disabling condition closely related to mental retardation and
requiring treatment similar to that required by mentally retarded individuals;
or (ii) an organic or mental impairment that has substantial adverse effects on
an individual's cognitive or volitional functions, including central nervous
system disorders or significant discrepancies among mental functions of an
individual.
"Nonprofit," with respect to a community
rehabilitation program, means a community rehabilitation program carried out by
a corporation or association, no part of the net earnings of which inures, or
may lawfully inure, to the benefit of any private shareholder or individual and
the income of which is exempt from taxation under § 501(c)(3) of the
Internal Revenue Code of 1986. (34 CFR 361.5(b)(37))
"One-stop center" means a center designed to
provide a full range of assistance to job seekers under one roof. Established
under the Workforce Investment Act of 1998, the centers offer training, career
counseling, job listings, and similar employment related services.
"Ongoing support services," as used in the
definition of "supported employment," means services that are needed
to support and maintain an individual with a most significant disability in
supported employment; identified based on a determination by the designated
state unit department of the individual's needs as specified in an
individualized plan for employment; and furnished by the designated state
unit department from the time of job placement until transition to
extended services, unless post-employment services are provided following
transition, and thereafter by one or more extended services providers
throughout the individual's term of employment in a particular job placement or
multiple placements if those placements are being provided under a program of
transitional employment. These services must shall include an
assessment of employment stability and provision of specific services or the
coordination of services at or away from the worksite that are needed to
maintain stability based on, at a minimum, twice-monthly monitoring at the
worksite of each individual in supported employment; or if under specific
circumstances, especially at the request of the individual, the individualized
plan for employment provides for off-site monitoring, twice-monthly meetings
with the individual. These services must shall consist of any
particularized assessment supplementary to the comprehensive assessment of
rehabilitation needs described in this section subsection A of
22VAC30-20-100; the provision of skilled job trainers who accompany the
individual for intensive job skill training at the work site worksite;
job development and placement training; social skills training;
regular observation or supervision of the individual; follow-up services
including regular contact with the employers, the individuals, the parents,
family members, guardians, advocates or authorized representatives of the
individuals, and other suitable professional and informed advisors in order to
reinforce and stabilize the job placement; facilitation of natural supports at
the worksite; any other service identified in the scope of vocational
rehabilitation services for individuals described in 22VAC30-20-120; or any
service similar to the foregoing services. (34 CFR 361.5(b)(38))
"Otological examination" means any examination
conducted by a physician skilled in otology.
"Personal assistance services" means a range of
services provided by one or more persons designed to assist an individual with
a disability to perform daily living activities on or off the job that the
individual would typically perform without assistance if the individual did not
have a disability. The services must be designed to increase the individual's
control in life and ability to perform everyday activities on or off the job.
The services must be necessary to the achievement of an employment outcome and
may be provided only while the individual is receiving other vocational
rehabilitation services. The services may include training in managing,
supervising, and directing personal assistance services.
"Physical and mental restoration services" means
corrective surgery or therapeutic treatment that is likely, within a reasonable
period of time, to correct or modify substantially a stable or slowly
progressive physical or mental impairment that constitutes a substantial
impediment to employment; diagnosis of and treatment for mental or emotional
disorders by qualified personnel in accordance with state licensure laws;
dentistry; nursing services; necessary hospitalization (either inpatient or
outpatient care) in connection with surgery or treatment and clinic services;
drugs and supplies; prosthetic, orthotic, or other assistive devices, including
hearing aids; eyeglasses and visual services, including visual training, and the
examination and services necessary for the prescription and provision of
eyeglasses, contact lenses, microscopic lenses, telescopic lenses, and other
special visual aids provided by the department in accordance with the
cooperative agreement established with the Department for the Blind and Vision
Impaired and prescribed by personnel that are qualified in accordance with
state licensure laws; podiatry; physical therapy; occupational therapy; speech
or hearing therapy; mental health services; treatment of either acute or
chronic medical complications and emergencies that are associated with or arise
out of the provision of physical and mental restoration services or that are
inherent in the condition under treatment; special services for the treatment
of individuals with end-stage renal disease, including transplantation,
dialysis, artificial kidneys, and supplies; and other medical or medically
related rehabilitation services.
"Physical or mental impairment" means any
physiological disorder or condition, cosmetic disfigurement, or anatomical loss
affecting one or more of the following body systems: neurological, musculo-skeletal
musculoskeletal, special sense organs, respiratory (including speech
organs), cardiovascular, reproductive, digestive, genitourinary, hemic, and
lymphatic, skin, and endocrine; or any mental or psychological disorders
such as mental retardation intellectual disability, organic brain
syndrome, emotional or mental illness, and specific learning disabilities. (34
CFR 361.5(b)(41))
"Post-employment services" means one or more of the
services identified in 22VAC30-20-120 that are provided subsequent to the
achievement of an employment outcome and that are necessary for an individual
to maintain, regain, or advance in employment consistent with the individual's
strengths, resources, priorities, concerns, abilities, capabilities, and
interests and informed choice. (34 CFR 361.5(b)(42))
"Prevocational training" means individual and group
instruction or counseling, the controlled use of varied activities, and the
application of special behavior modification techniques; individuals.
Individuals or patients are helped to: (i) develop physical and
emotional tolerance for work demands and pressures, (ii) acquire
personal-social behaviors which would make them acceptable employees and
coworkers on the job, and (iii) develop the basic manual, academic, and
communication skills needed to acquire basic job skills.
"Prosthetic and orthotic appliances" means any
mechanical equipment that improves or substitutes for one or more of man's
senses or for impaired mobility or motor coordination.
"Public safety officer" means an individual who
performs duties directly related to the enforcement, execution, and
administration of law or fire prevention, firefighting, or related public
safety activities, and whose substantially limiting condition arose from a
disability sustained in the line of duty while performing as a public safety
officer and the immediate cause of such disability was a criminal act, apparent
criminal act, or a hazardous condition.
"Qualified and impartial mediator" means an
individual who is not an employee of a public agency (other than an
administrative law judge, hearing examiner, employee of a state office of
mediators, or employee of an institution of higher education); is not a member
of the State Rehabilitation Council for the designated state unit department;
has not been involved previously in the vocational rehabilitation of the
applicant or eligible individual; is knowledgeable of the vocational
rehabilitation program and the applicable federal and state laws, regulations,
and policies governing the provision of vocational rehabilitation services; has
been trained in effective mediation techniques consistent with any state
approved or recognized certification, licensing, registration, or other
requirements; and has no personal, professional, or financial interest that
would be in conflict with the objectivity of the individual during the
mediation proceedings. An individual serving as a mediator is not considered to
be an employee of the designated state agency or designated state unit department
for the purposes of this definition solely because the individual is paid by
the designated state agency or designated state unit department to
serve as a mediator. (34 CFR 361.5(b)(43))
"Rehabilitation facility" means a facility which
is operated for the primary purpose of providing vocational rehabilitation
services to individuals with disabilities, and which provides singly or in
combination one or more of the following services for individuals with
disabilities: (i) vocational rehabilitation services, including under one
management, medical, psychiatric, psychological, social, and vocational
services; (ii) testing, fitting, or training in the use of prosthetic and
orthotic devices; (iii) prevocational conditioning or recreational therapy;
(iv) physical and occupational therapy; (v) speech and hearing therapy; (vi)
psychological and social services; (vii) evaluation of rehabilitation potential;
(viii) personal and work adjustment; (ix) vocational training with a view
toward career advancement (in combination with other rehabilitation services);
(x) evaluation or control of specific disabilities; (xi) orientation and
mobility services and other adjustment services to individuals who are blind;
and (xii) transitional or extended employment for those individuals with
disabilities who cannot be readily absorbed in the competitive labor market.
"Rehabilitation technology" means the systematic
application of technologies, engineering methodologies, or scientific
principles to meet the needs of, and address the barriers confronted by,
individuals with disabilities in areas that include education, rehabilitation,
employment, transportation, independent living, and recreation. The term
includes rehabilitation engineering, assistive technology devices, and
assistive technology services.
"Services to groups" means the provision of
facilities and services which may be expected to contribute substantially to
the vocational rehabilitation of a group of individuals, but which are not
related directly to the individualized rehabilitation program of any one
individual with a disability.
"State" means the Commonwealth of Virginia.
"State plan" means the state plan for vocational
rehabilitation services or the vocational rehabilitation services part of a consolidated
rehabilitation plan submitted under 34 CFR 361.10(c). (34 CFR
361.5(b)(51))
"State workforce investment board" means a state
workforce investment board established under § 111 of the Workforce
Investment Act of 1998. (34 CFR 361.5(b)(49))
"Substantial impediment to employment" means that a
physical or mental impairment (in light of attendant medical, psychological,
vocational, educational, and other related factors) hinders an individual from
preparing for, entering into, engaging in, or retaining employment consistent
with the individual's abilities and capabilities.
"Supported employment" means (i) competitive
employment in an integrated setting, or employment in integrated work
settings in which individuals are working toward competitive employment,
consistent with the strengths, resources, priorities, concerns, abilities,
capabilities, interests, and informed choice of the individuals with ongoing
support services for individuals with the most significant disabilities for
whom competitive employment has not traditionally occurred or for whom
competitive employment has been interrupted or intermittent as a result of a
significant disability; and who, because of the nature of their
disabilities, need intensive supported employment services from the designated
state unit department and extended services after transition to
perform this work or (ii) transitional employment for individuals with the most
significant disabilities due to mental illness. (34 CFR 361.5(b)(53))
"Supported employment services" means ongoing
support services and other appropriate services needed to support and maintain
an individual with a most significant disability in supported employment that
are provided by the designated state unit department (i) for a
period of time not to exceed 18 months, unless under special circumstances the
eligible individual and the rehabilitation counselor or coordinator jointly
agree to extend the time in order to achieve the employment outcome
identified in the individualized plan for employment; and (ii)
following transition, as post-employment services that are unavailable
from an extended services provider and that are necessary to maintain or regain
the job placement or advance in employment. (34 CFR 361.5(b)(54))
"Transition services" means a coordinated set of
activities for a student designed within an outcome-oriented process that
promotes movement from school to post-school activities, including post-secondary
postsecondary education, vocational training, integrated employment
(including supported employment), continuing and adult education, adult
services, independent living, or community participation. The coordinated set
of activities must be based upon the individual student's needs, taking into
account the student's preferences and interests, and must include instruction,
community experiences, the development of employment and other post-school
adult living objectives, and, if appropriate, acquisition of daily living
skills and functional vocational evaluation. Transition services must promote
or facilitate the achievement of the employment outcome identified in the
student's individualized plan for employment. (34 CFR 361.5(b)(55))
"Transitional employment," as used in the
definition of "supported employment," means a series of temporary job
placements in competitive work in integrated settings with ongoing support
services for individuals with the most severe significant
disabilities due to mental illness. In transitional employment, the provision
of ongoing support services must include continuing sequential job placements
until job permanency is achieved.
"Transportation" means travel and related expenses
that are necessary to enable an applicant or eligible individual to participate
in a vocational rehabilitation service, including expenses for training in the
use of public transportation vehicles and systems. (34 CFR 361.5(b)(57))
"Vocational rehabilitation potential" mean the ability
of the individual with a disability to benefit in terms of an employment
outcome from the provision of vocational rehabilitation services.
"Vocational rehabilitation services" means those
services listed in 22VAC30-20-120.
"Work adjustment training" means a treatment and
training process utilizing individual and group work, or work related
activities, to assist individuals in understanding the meaning, value and
demands of work; to modify or develop attitudes, personal characteristics, work
behavior, and to develop functional capacities, as required in order to assist
individuals toward their optimum level of vocational development.
22VAC30-20-20. Processing referrals and applications.
A. Referrals. The designated state unit department
must establish and implement standards for the prompt and equitable handling of
referrals of individuals for vocational rehabilitation services, including
referrals of individuals made through the One-Stop service delivery systems
established under § 121 of the Workforce Investment Act of 1998 a
one-stop center. The standards must include timelines for making good faith
efforts to inform these individuals of application requirements and to gather
information necessary to initiate an assessment for determining eligibility and
priority for services. (34 CFR 361.41(a))
B. Applications.
1. Once an individual has submitted an application for
vocational rehabilitation services, an eligibility determination shall be made
within 60 days, unless (i) exceptional and unforeseen circumstances beyond the
control of the designated state unit department preclude making a
determination within 60 days and the designated state agency department
and the individual agree to a specific extension of time or (ii) an exploration
of the individual's abilities, capabilities, and capacity to perform in work
situations is carried out in accordance with 22VAC30-20-50 or, if
appropriate, an extended evaluation is necessary. (34 CFR 361.41(b)(1))
2. An individual is considered to have submitted an
application when the individual or the individual's representative, as
appropriate (i) has completed and signed an agency application form, a common
intake application form in a One-Stop one-stop center requesting
vocational rehabilitation services, or has otherwise requested services from
the designated state unit department; (ii) has provided
information to the designated state unit department that is
necessary to initiate an assessment to determine eligibility and priority for
services; and (iii) is available to complete the assessment process. (34 CFR
361.41(b)(2))
3. The designated state unit department shall
ensure that its application forms are widely available throughout the state,
particularly in the One-Stop one-stop centers established
under § 121 of the Workforce Investment Act of 1998. (34 CFR
361.41(b)(3))
4. A face-to-face interview with the applicant is required.
22VAC30-20-30. Assessment for determining eligibility and
priority for services.
In order to determine whether an individual is eligible for
vocational rehabilitation services and the individual's priority under an order
of selection for services (if the state is operating under an order of
selection), the designated state unit will department shall
conduct an assessment for determining eligibility and priority for services.
The assessment must shall be conducted in the most integrated
setting possible, consistent with the individual's needs and informed choice,
and in accordance with the following provisions:
1. Eligibility requirements are applied without regard to
race, age, gender, color, or national origin;
2. No applicant or group of applicants is excluded or found
ineligible solely on the basis of the type of disability;
3. The eligibility requirements are applied without regard to
the particular service needs or anticipated cost of services required by an
applicant or the income level of an applicant or applicant's family, or the
type of expected employment outcome, or the source of referral for vocational
rehabilitation services; and
4. No duration of residence requirement is imposed that
excludes from services any individual who is present in the state. (34 CFR
361.42(c))
22VAC30-20-40. Eligibility requirements.
A. Basic requirements. The designated state unit's department's
determination of an applicant's eligibility for vocational rehabilitation
services is shall be based only on the following requirements:
(i) a determination by qualified personnel that the applicant has a physical or
mental impairment; (ii) a determination by qualified personnel that the
applicant's physical or mental impairment constitutes or results in a
substantial impediment to employment for the applicant; (iii) a presumption, in
accordance with subsection B of this section, that the applicant can benefit in
terms of an employment outcome from the provision of vocational rehabilitation
services; and (iv) a determination by a qualified vocational rehabilitation
counselor employed by the designated state unit department that
the applicant requires vocational rehabilitation services to prepare for,
secure, retain, or regain employment consistent with the applicant's
strengths, resources, priorities, concerns, abilities, capabilities, and
informed choice.
B. Presumption of benefit. The designated state unit will
department shall presume that an applicant who meets the basic
eligibility requirements in clauses (i) and (ii) of subsection A of this
section can benefit in terms of an employment outcome unless it the
department demonstrates, based on clear and convincing evidence, that the
applicant is incapable of benefiting in terms of an employment from vocational
rehabilitation services due to the severity of the applicant's disability.
C. Presumption of eligibility for Social Security
beneficiaries. The designated state unit must department shall
assure that, if an applicant has appropriate evidence, such as an award
letter, that establishes the applicant's eligibility for Social Security
benefits under Title II or Title XVI of the Social Security Act, the designated
state unit will department shall presume that the applicant (i)
meets the eligibility requirements in clauses (i) and (ii) of subsection A of
this section and (ii) is an individual with a significant disability as defined
in 22VAC30-20-10.
D. Achievement of an employment outcome. Any eligible
individual, including an individual whose eligibility for vocational
rehabilitation services is based on the individual being eligible for Social
Security benefits under Title II or Title XVI of the Social Security Act, must
intend to achieve an employment outcome that is consistent with the applicant's
individual's unique strengths, resources, priorities, concerns,
abilities, capabilities, interests, and informed choice.
1. The state unit is department shall be
responsible for informing individuals, through its application process for
vocational rehabilitation services, that individuals who receive services under
the program must intend to achieve an employment outcome.
2. The applicant's completion of the application process for
vocational rehabilitation services is shall be sufficient
evidence of the individual's intent to achieve an employment outcome, and no
additional demonstration on the part of the applicant is required for purposes
of satisfying this section.
E. Interpretation of entitlement. Nothing in this section is
to shall be construed to create an entitlement to any vocational
rehabilitation service.
F. Review and assessment of data for eligibility
determination. Except as provided in 22VAC30-20-60, the designated state
unit department shall base its determination of each of the basic eligibility
requirements in subsection A of this section on:
1. A review and assessment of existing data, including
counselor observations, education records, information provided by the
individual or the individual's family, information used by the Social Security
Administration, and determinations made by officials of other agencies; and
2. To the extent existing data do not describe the current
functioning of the individual or are unavailable, insufficient, or
inappropriate to make an eligibility determination, an assessment of additional
data resulting from the provision of vocational rehabilitation services,
including assistive technology devices and services and worksite assessments,
that are necessary to determine whether an individual is eligible.
G. Trial work experience for individuals with significant
disabilities. Prior to any determination that an individual with a disability
is incapable of benefiting from vocational rehabilitation services in terms of
an employment outcome because of the severity of that individual's disability, an
exploration of the department shall explore the individual's
abilities, capabilities, and capacity to perform in a realistic work situation is
required in accordance with 34 CFR 361.42 to determine whether or not there
is clear and convincing evidence to support such a determination.
22VAC30-20-50. Evaluation of vocational rehabilitation
potential. (Repealed.)
A. Required evaluations. The current general health of the
individual shall be assessed, based, to the maximum extent possible, on
available medical information. In all cases of mental or emotional disorders an
examination shall be provided by a physician licensed to diagnose and treat
such disorders or a psychologist licensed or certified in accordance with state
laws and regulations. If eligibility cannot be determined from medical evidence
of record, medical specialist examinations needed to determine eligibility
shall be provided.
B. Hospitalization for diagnosis may be provided when all
of the following conditions are met:
1. This service is required in order to determine
eligibility for services or type of services needed; and
2. This service is recommended by a licensed medical
doctor.
The maximum period of diagnostic hospitalization shall be
three days.
22VAC30-20-60. Extended evaluation for individuals with
significant disabilities.
A. Under limited circumstances, if an individual cannot take
advantage of trial work experiences or if options for trial work experiences
have been exhausted before the state unit department is able to
make an eligibility determination for vocational rehabilitation services, the state
unit must department shall conduct an extended evaluation to make
the determination that (i) there is sufficient evidence to conclude that the
individual can benefit from the provision of vocational rehabilitation services
in terms of an employment outcome or (ii) there is clear and convincing
evidence that the individual is incapable of benefiting from vocational
rehabilitation services in terms of an employment outcome due to the severity
of the individual's disability
B. During the extended evaluation period, which may not
exceed 18 months, vocational rehabilitation services must shall
be provided in the most integrated setting possible, consistent with the
informed choice and rehabilitation needs of the individual.
C. During the extended evaluation period, the designated
state unit must department shall develop a written plan for
providing services that are necessary to make the determinations in subsection
A of this section. The state unit department may provide during
this period only those services that are necessary to make these two
determinations. (34 CFR 361.42)
D. The state unit department shall assess the
individual's progress as frequently as necessary, but at least once every 90
days, during the extended evaluation period.
E. The state unit department shall terminate
extended evaluation services at any point during the 18-month extended
evaluation period if the state unit department determines that
(i) there is sufficient evidence to conclude that the individual can benefit
from vocational rehabilitation services in terms of an employment outcome or
(ii) there is clear and convincing evidence that the individual is incapable of
benefiting from vocational rehabilitation services in terms of an employment
outcome.
22VAC30-20-70. Certification of eligibility.
A. For vocational rehabilitation services;,
before or at the same time the applicant is accepted for services, the
department shall certify that the applicant has met the basic eligibility
requirements as specified in 22VAC30-20-40.
B. For extended evaluation;, as a basis for
providing an extended evaluation to determine vocational rehabilitation
potential, there shall be certification that the applicant has met the
requirements as specified in 22VAC30-20-60.
22VAC30-20-80. Procedures for ineligibility determination.
A. Certification of ineligibility. If the state unit department
determines that an applicant is ineligible for vocational rehabilitation
services or determines that an individual receiving services under an
individualized plan for employment is no longer eligible for services, that
state unit must the department shall:
1. Make the determination only after providing an opportunity
for full consultation with the individual or, as appropriate, with the
individual's representative.;
2. Inform the individual in writing, supplemented as necessary
by other appropriate modes of communication consistent with the informed choice
of the individual, of the ineligibility determination, including the reasons
for that determination, the requirements under this section and the means by
which the individual may express and seek remedy for any dissatisfaction,
including the procedures for review of a state unit department
personnel determination in accordance with 22VAC30-20-181.;
3. Provide the individual with a description of services
available under the Client Assistance Program, Virginia Office of Protection
and Advocacy, and information on how to contact that program.;
4. Refer the individual to other training or
employment-related programs that are part of the One-Stop service delivery
system under the Workforce Investment Act. one-stop centers or, if the
ineligibility determination is based on a finding that the individual is
incapable of achieving an employment outcome as defined in 22VAC30-20-10, to
local extended employment providers; and
5. Review within 12 months and annually thereafter if
requested by the individual or, if appropriate, by the individual's
representative, any ineligibility determination that is based on a
finding that the individual is incapable of achieving an employment outcome.
The review need not be conducted in situations in which the individual has
refused it, the individual is no longer present in the Commonwealth state,
the individual's whereabouts are unknown, or the individual's medical condition
is rapidly progressive or terminal.
B. Case closure without eligibility determination. The state
unit may department shall not close an applicant's record of
services prior to making an eligibility determination unless the applicant
declines to participate in, or is unavailable to complete, an assessment
for determining eligibility and priority for services, and the state unit
department has made a reasonable number of attempts to contact the
applicant or, if appropriate, the applicant's representative to encourage the
applicant's participation.
22VAC30-20-90. Order of selection for services.
A. In the event that the full range of vocational
rehabilitation services cannot be provided to all eligible individuals who
apply for services because of insufficient resources, an order of selection
system may be implemented by the commissioner following consultation with the
State Rehabilitation Council. The order of selection shall determine those
persons to be provided services. It shall be the policy of the department to
encourage referrals and applications of all persons with disabilities and, to
the extent resources permit, provide services to all eligible persons.
The following order of selection is implemented when services
cannot be provided to all eligible persons:
1. Person Persons eligible and presently
receiving services under an individualized plan for employment.;
2. Those persons Persons referred and needing
diagnostic services to determine eligibility.; and
3. Persons determined to be eligible for services, but not
presently receiving services under an individualized plan for employment,
shall be served according to the following order of priorities:
a. Priority I. An individual with a most significant
disability in accordance with the definition in 22VAC30-20-10.;
b. Priority II. An individual with a significant disability
that results in serious functional limitations in two functional capacities.;
c. Priority III. An individual with a significant disability
that results in a serious functional limitation in one functional capacity.;
and
d. Priority IV. Other persons determined to be disabled, in
order of eligibility determination.
B. An order of selection may shall not be based
on any other factors, including (i) any duration of residency requirement,
provided the individual is present in the state; (ii) type of disability; (iii)
age, gender, race, color, or national origin; (iv) source of referral; (v) type
of expected employment outcome; (vi) the need for specific services or
anticipated cost of services required by the individual; or (vii) the income
level of an individual or an individual's family.
C. In administering the order of selection, the designated
state unit must department shall (i) implement the order of
selection on a statewide basis; (ii) notify all eligible individuals of the
priority categories in a state's the order of selection, their
assignment to a particular category, and their right to appeal their
category assignment; (iii) continue to provide all needed services to any
eligible individual who has begun to receive services under an individualized
plan for employment prior to the effective date of the order of selection,
irrespective of the severity of the individual's disability; and (iv) ensure
that its funding arrangements for providing services under the state plan,
including third-party arrangements and awards under the establishment
authority, are consistent with the order of selection. If any funding
arrangements are inconsistent with the order of selection, the designated
state unit must department shall renegotiate these funding
arrangements so that they are consistent with the order of selection.
D. Consultation with the State Rehabilitation Council must
shall include (i) the need to establish an order of selection, including
any reevaluation of the need; (ii) priority categories of the particular order
of selection; (iii) criteria for determining individuals with the most
significant disabilities; and (iv) administration of the order of selection.
22VAC30-20-95. Information and referral services.
A. The designated state unit will department shall
implement an information and referral system adequate to ensure that
individuals with disabilities, including eligible individuals who do not meet
the state unit's department's order of selection criteria for
receiving vocational rehabilitation services if the agency department
is operating on under an order of selection, are provided
accurate vocational rehabilitation information and guidance (which may include
counseling and referral for job placement) using appropriate modes of
communication to assist them in preparing for, securing, retaining, or regaining
employment.
B. The state unit will department shall refer
individuals with disabilities to other appropriate federal and state programs,
including other components of the statewide workforce investment system. In
making these referrals, the designated state unit must department
shall:
1. Refer the individuals to federal or state programs,
including programs carried out by other components of the statewide workforce
investment system, best suited to address the specific employment needs of an
individual with a disability; and
2. Provide the individual who is being referred (i) a notice
of the referral by the designated state unit department to the
agency carrying out the program; (ii) information identifying a specific point
of contact within the agency to which the individual is being referred; and
(iii) information and advice regarding the most suitable services to assist the
individual to prepare for, secure, retain, or regain employment.
22VAC30-20-100. The individualized plan for employment procedures.
A. General requirements.
1. An individualized plan for employment meeting the
requirements of this section shall be developed and implemented in a timely
manner for each individual determined to be eligible for vocational
rehabilitation services, or, if the designated state unit department
is operating under an order of selection in accordance with 22VAC30-20-90, for
each eligible individual to whom the state unit department is
able to provide services. Services will shall be provided in
accordance with the provisions of the individualized plan for employment.
2. The state unit must department shall conduct
an assessment for determining vocational rehabilitation needs, if appropriate,
for each eligible individual, or, if the state department
is operating under an order of selection, the department shall conduct an
assessment for each eligible individual to whom the state department
is able to provide services. The purpose of this assessment is to determine the
employment outcome and the nature and scope of vocational rehabilitation
services to be included in the individualized plan for employment.
a. To the extent possible, the employment outcome and the
nature and scope of rehabilitation services to be included in the
individualized plan for employment must shall be determined based
on data from assessment of eligibility and priority of services under
22VAC30-20-30.
b. If additional data are necessary to determine the
employment outcome and the nature and scope of services, the state unit must
department shall conduct a comprehensive assessment of the unique
strengths, resources, priorities, concerns, abilities, capabilities, interests,
and informed choice, including the need for supported employment services, of
the eligible individual, in the most integrated setting possible. In preparing
the comprehensive assessment, the state unit must department shall
use, to the maximum extent possible and appropriate and in accordance with
confidentiality requirements, existing information that is current as of the
date of the development of the individualized plan for employment. This
includes information (i) available from other programs and providers, particular
particularly information used by the education system and the Social
Security Administration; (ii) information provided by the individual and
the individual's family; and (iii) information obtained under the
assessment for determining the individual's eligibility and vocational needs.
3. The individualized plan for employment shall be a written
document prepared on forms provided by the state unit department.
4. Vocational rehabilitation services shall be provided in
accordance with the provisions of the individualized plan for employment. An
eligible individual or, as appropriate, the individual's representative may
develop all or part of the individualized plan for employment with or without
assistance from the state unit department or other entity. The
individualized plan for employment must shall be approved and
signed by the qualified vocational rehabilitation counselor employed by the designated
state unit department and the individual or, as appropriate, the
individual's representative. The state unit department shall
establish and implement standards for the prompt development of individualized
plans for employment for the individuals identified in subdivision 1 of this
subsection, including timelines that take into consideration the needs of the
individual.
5. The state unit department shall promptly
provide each individual or, as appropriate, the individual's representative a
written copy of the individualized plan for employment and its amendments in
the native language or appropriate mode of communication of the individual or,
as appropriate, of the individual's representative.
6. The state unit department shall advise in
writing each individual or, as appropriate, the individual's representative of
all state unit department procedures and requirements affecting
the development and review of an individualized plan for employment, including
the availability of appropriate modes of communication.
7. The individualized plan for employment for a student with a
disability who is receiving special education services must be coordinated with
the IEP individualized education program for that individual in
terms of goals, objectives, and services identified in the IEP individualized
education program.
B. Individualized plan for employment review. The state
unit department shall review the plan with the individual or, as
appropriate, the individual's representative as often as necessary, but at
least once each year to assess the individual's progress in achieving the
identified employment outcome. The plan may be amended as necessary if there
are substantive changes in the employment outcome, the vocational
rehabilitation services to be provided, or the providers of the vocational
rehabilitation services. Amendments to the plan do not take effect until agreed
to and signed by the individual or, as appropriate, the individual's
representative and by a qualified vocational rehabilitation counselor employed
by the designated state unit department.
C. Review of ineligibility determination. If the state
unit determines that an applicant is ineligible for vocational rehabilitation
services or determines that an individual receiving services under an
individualized plan for employment is no longer eligible for services, the
state unit shall:
1. Make the determination only after providing an
opportunity for full consultation with the individual or, as appropriate, with
the individual's representative;
2. Inform the individual in writing, supplemented as
necessary by other appropriate modes of communication consistent with the
informed choice of the individual, of the ineligibility determination,
including the reasons for that determination, the requirements under this
section, and the means by which the individual may express and seek remedy for
any dissatisfaction, including the procedures for review of a determination by
the rehabilitation counselor or coordinator. The state unit shall provide the
individual with a description of services available from the Client Assistance
Program, Virginia Office of Protection and Advocacy, established under 34 CFR
Part 370, and information on how to contact that program;
3. Refer the individual to other training or
employment-related programs that are part of the One-Stop delivery system under
the Workforce Investment Act; and
4. Review within 12 months and annually thereafter if
requested by the individual or, if appropriate, by the individual's
representative, any ineligibility determination that is based on a
finding that the individual is incapable of achieving an employment outcome.
This review need not be conducted in situations in which the individual has
refused it, the individual is no longer present in the state, the individual's
whereabouts are unknown, or the individual's medical condition is rapidly
progressive or terminal (34 CFR 361.43).
22VAC30-20-110. Individualized plan for employment content.
A. Regardless of the option in 22VAC30-20-100 chosen by the
eligible individual for developing the individualized plan for employment, each
plan for employment must shall include the following:
1. A description of the specific employment outcome, as
defined in 22VAC30-20-10, that is chosen by the eligible individual and is
consistent with the individual's unique strengths, resources, priorities,
concerns, abilities, capabilities, career interests, and informed choice of the
individual, and results in employment in an integrated setting;
2. A description of the specific vocational
rehabilitation services provided under 22VAC30-20-120 that are needed to
achieve the employment outcome, including, as appropriate, the provision of
assistive technology devices and services and personal assistance services,
including training in the management of those services, and providing in the
most integrated setting that is appropriate for the services involved and is
consistent with the informed choice of the eligible individual;
3. Timelines for the achievement of the employment outcome and
for the initiation of services;
4. A description of the entity or entities chosen by the
eligible individual or, as appropriate, the individual's representative that
will provide the vocational rehabilitation services and the methods used to
procure those services;
5. A description of the criteria that will be used to evaluate
progress toward achievement of the employment outcome;
6. The terms and conditions of the individualized plan for
employment, including, as appropriate, information describing the
responsibilities of the designated state unit department, the
responsibilities the eligible individual will shall assume in
relation to achieving the employment outcome, the extent of the eligible
individual's participation in paying for the cost of services, the
responsibility of the individual with regard to applying for and securing
comparable services and benefits as described in 22VAC30-20-170, and the
responsibilities of other entities as the result of arrangements made pursuant
to comparable services or benefits requirements in 22VAC30-20-170;
7. The A statement of the rights of the
individual under this part chapter and the means by which the
individual may express and seek remedy for any dissatisfaction, including the
opportunity for a review of determinations made by designated state unit
department personnel;
8. The A statement of the availability of the
Client Assistance Program, with the Virginia Office of Protection and
Advocacy;
9. The basis on which the individual has been determined to
have achieved an employment outcome;
10. A statement concerning the expected need for
post-employment services prior to closing the record of services of an
individual who has achieved an employment outcome;
11. A description of the terms and conditions for the
provision of any post-employment services; and
12. If appropriate, a statement of how post-employment
services will shall be provided or arranged through other
entities as the result of arrangements made pursuant to the comparable benefits
and services requirement.
B. Supported employment. In addition to the requirements in
subsection A of this section, the individualized plan for employment for an
individual with a most significant disability for whom supported employment has
been determined appropriate must shall also:
1. Specify the supported employment services to be provided by
the designated state unit department;
2. Specify the expected extended services needed, which may
include natural supports;
3. Identify the source of extended services or, to the extent
that it is not possible to identify the source of extended services at the time
the individualized plan for employment is developed, include a description of
the basis for concluding that there is a reasonable expectation that those
sources will become available;
4. Provide for periodic monitoring to ensure that the
individual is making satisfactory progress toward meeting the weekly work
requirement established in the individualized plan for employment by the time
of transition to extended services;
5. Provide for the coordination of services provided under an
individualized plan for employment with services provided under other
individualized plans established under other federal or state programs;
6. To the extent that job skills training is provided,
identify that the training will shall be provided on site; and
7. Include placement in an integrated setting for the maximum
number of hours possible based on the unique strengths, resources, priorities,
concerns, abilities, capabilities, interests, and informed choice of
individuals with the most significant disabilities.
22VAC30-20-120. Scope of vocational rehabilitation services for
individuals.
As appropriate to the vocational rehabilitation needs of each
individual and consistent with each individual's informed choice, the designated
state unit must department shall ensure that the following vocational
rehabilitation services are available to assist the individual with a
disability in preparing for, securing, retaining, or regaining an employment
outcome that is consistent with the individual's strengths, resources,
priorities, concerns, abilities, capabilities, interests, and informed choice:
1. Assessment for determining eligibility and priority for
services and assessment for determining vocational rehabilitation needs by
qualified personnel including, if appropriate, an assessment by personnel skilled
in rehabilitation technology in accordance with 22VAC30-20-10.
2. Vocational rehabilitation counseling and guidance,
including information and support services to assist an individual in
exercising informed choice.
3. Referral and other services necessary to assist applicants
and eligible individuals to secure needed services from other agencies,
including other components of the statewide workforce investment system and to
advise those individuals about the Client Assistance Program under the
Virginia Office of Protection and Advocacy.
4. Physical and mental restoration services, in accordance
with the definition of 22VAC30-20-10, to the extent that financial support is
not readily available from a source other than the designated state unit
department (such as through health insurance or comparable services and
benefits as defined in 22VAC30-20-10).
a. These services include but are not limited to:
(1) Convalescent care, nursing or rest home care when the
services are directly related to the vocational rehabilitation objective for an
individual who needs continued medical supervision after department-sponsored
treatment for his condition. This service must be recommended by the proper
medical practitioner before the service is authorized and is contingent upon
the individual being able to reengage in the vocational rehabilitation program.
This service may be provided for 30 days, and the commissioner or his designee
may approve an additional 30 days of service.
(2) Dentistry.
(3) Drugs and supplies. When medication is to be continuous
(e.g., treatment of diabetes or epilepsy), and while the individual is
receiving vocational training, the department may purchase medication during
the training period and for a period not to exceed 90 days after achieving
employment. When counseling, medication and placement are the only services
provided, the department may pay for medication for a period not to exceed 90
days. Generic drugs shall be utilized when possible.
(4) Necessary hospitalization (either inpatient or
outpatient care, in connection with surgery or treatment and clinic services).
The department may pay for hospitalization for medical diagnosis, surgical or
medical treatment when deemed necessary for the vocational rehabilitation of
the individual and recommended by a licensed practitioner. Hospitalization
shall be provided in hospitals, medically oriented treatment facilities, or
continuing care facilities in Virginia or out of state, with which the
department has a contract. Payment to hospitals, medically oriented treatment
facilities, or continuing care facilities shall be made in accordance with the
department fee schedules. The maximum period of hospitalization, excluding
diagnostic, to be authorized based upon financial resources available to the
department shall be 10 days. Extension of the maximum period of hospitalization
shall be allowed when due to acute medical complications and emergencies
associated with or arising out of the provision of physical or mental
restoration services. Treatment of acute medical complications or emergencies
which impact negatively on the individual's progress toward the individual's
vocational goal shall be provided.
(5) Eyeglasses and visual services, including visual
training, and the examination and services necessary for the prescription and
provision of eyeglasses, contact lenses, microscopic lenses, telescopic lenses,
and other special visual aids prescribed by personnel that are qualified in
accordance with state licensure laws. These services may be provided to an
individual when their visual disability, as established by an opthalmological
or an optometric examination, is of such severity that their employment
opportunities are considerably limited. Visual services shall be provided by
the department in accordance with the cooperative agreement established with
the Department for the Blind and Vision Impaired. Visual aids may also be
provided to individuals who are unable to satisfactorily pursue their
vocational rehabilitation program due to impaired vision.
(6) Nursing services.
(7) Physical restoration in a rehabilitation facility.
(8) Physical and occupational therapy when prescribed by a
doctor of medicine.
(9) Prosthetic, orthotic, or other assistive devices,
including hearing aids. The department may purchase an original appliance only
upon the recommendation of the medical specialist. When an individual has a
history of satisfactory appliance use and the general medical examination
report indicates no pathological change, this report may be sufficient medical
basis for the replacement or repair of the appliance. The department shall
purchase prosthetic or othotic appliances from vendors approved in accordance
with the department's vendor approval process.
(10) Mental health services or diagnosis of and treatment
for mental or emotional disorders by qualified personnel in accordance with
state licensure laws shall be provided by a psychiatrist or psychologist. If
the department purchases the services from either, they must be qualified in
the area of psychotherapy and be licensed in accordance with the laws of the
Commonwealth. The maximum number of sessions to be sponsored shall be 27. If
the individual needs additional psychotherapy, the department will make an
effort to assist the individual in securing it.
(11) Speech or hearing therapy. Speech therapy may be
provided to individuals when treatment is recommended by a speech pathologist
who is licensed in accordance with the laws of the Commonwealth. Hearing aid
orientation and lip reading may be provided when recommended by a specialist in
hearing disabilities.
(12) Corrective surgery or therapeutic treatment that is
likely, within a reasonable period of time, to correct or substantially modify
a stable or slowly progressive physical or mental impairment that constitutes a
substantial impediment to employment.
(13) Podiatry.
(14) Treatment of either acute or chronic medical
complications and emergencies that are associated with or arise out of the
provision of physical and mental restoration services that are inherent in the
condition under treatment.
(15) Special services for the treatment of individuals with
end stage renal disease, including transplantation, dialysis, artificial
kidneys, and supplies.
(16) Chiropractic services, after consultation with a
doctor of medicine.
(17) Cardiac exercise therapy for individuals who have had
a myocardial infarction or a coronary bypass not more than six months prior to
the recommended exercise therapy. A maximum of 24 sessions may be authorized.
(18) Other medical or medically related rehabilitation
services.
b. a. Eligibility requirements.
(1) Stable or slowly progressive. The physical or mental
condition must shall be stable or slowly progressive. The
condition must shall not be acute or transitory, or of such
recent origin that the resulting functional limitations and the extent to which
the limitations affect occupational performance cannot be identified.
(2) Refusal of service. When an individual has a physical or
mental disability with resulting limitations that constitute a handicap barrier
to employment, and when in the opinion of licensed medical personnel these
limitations can be removed by physical or mental restoration services without
injury to the individual, they the individual shall not be
eligible for any rehabilitation services, except counseling, guidance and
placement if they refuse he refuses to accept the appropriate
physical or mental restoration services. A second opinion may be provided at
the individual's request. In the event of conflicting medical opinions, the
department shall secure a third opinion and the decision shall be made on the
two concurring opinions.
c. b. Provision of physical and mental
restoration services. These services are shall be provided only
when:
(1) Recommended by a licensed practitioner;
(2) Services are not available from another source; and
(3) They are provided in conjunction with counseling and
guidance, and other services, as deemed appropriate.
The department shall not make case expenditures for acute or
intermediate medical care except for medical complications and emergencies which
that are associated with or arise out of the provision of Vocational
Rehabilitation (VR) vocational rehabilitation services under an
individualized plan for employment and which that are inherent in
the condition under treatment.
d. c. Services not sponsored by the department.
The board department, in consultation with appropriate medical
resources, shall determine those physical restoration services that
shall not be provided by the department. The following circumstances
or conditions procedures shall not be considered provided:
(1) Experimental procedures shall not be sponsored;
(2) High risk procedures;
(3) Procedures with limited vocational outcomes or
procedures not related to the vocational outcome; and
(4) Procedures with uncertain outcomes.
5. Vocational and other training services, including personal
and vocational adjustment training, books, tools, and other training materials,
except that no training or training services in institutions of higher
education (universities, colleges, community/junior community or
junior colleges, vocational schools, technical institutes, or hospital
schools of nursing) may be paid for with funds under this section unless
maximum efforts have been made by the state unit department and
the individual to secure grant assistance in whole or in part from other
sources to pay for that training.
All training services provided shall be related to attainment
of the vocational objective or provide for the determination of eligibility for
vocational rehabilitation services. Vocational training includes any organized
form of instruction which that provides the knowledge and skills
essential for performing the tasks involved in an occupation. Vocational
training may be obtained in institutions such as colleges, universities,
business schools, nursing schools, and trade and technical schools. It
may also be obtained by on-the-job training, apprenticeship programs, tutorial
training, or correspondence study.
a. Business schools and business colleges, trade and
technical schools, and two-year college terminal courses. The training
institution selected shall be approved in accordance with the department's
vendor approval process. Approved training institutions. Only training
institutions approved in accordance with the department's vendor approval
process shall be used.
b. College and university academic training.
(1) Academic requirements. The individual shall take
sufficient academic credit hours based on the requirement of the college
attended for classification as a full-time student, unless this is, in the
opinion of the department, contraindicated by the individual's disability.
Courses shall meet the institution's requirement towards the obtainment of the
degree or certificate. Continuation of financial assistance by the department
shall be dependent upon the individual maintaining a "C" average
calculated on an academic year the grade average required by the
institution for the particular course of study. When the institution has
no grade requirement, continuation of financial assistance by the department
shall be dependent upon the individual maintaining a "C" average
calculated over the academic year. When the individual fails to maintain a
"C" the required academic grade average, assistance may be
discontinued. The department's assistance may be reinstated when the individual
completes one semester or quarter with a the minimum of a
"C" required grade average.
Each individual shall be advised that failure to provide
grades to the department shall be grounds for termination of departmental
financial assistance.
(2) Graduate degree program. The department shall assist only
eligible individuals with severe disabilities in securing a
graduate degree and only when it is judged essential to achieving an
employment goal agreed to by the department and the individual.
(3) Virginia colleges and universities. Vocational training,
including college or university training, shall be provided by the department
in any department approved institution department-approved
institutions located within the boundaries of the Commonwealth, unless such
training is not available within the Commonwealth. Institutions in the areas of
Washington, D.C.; Bristol-Johnson City-Kingsport, Tennessee; the city of
Bluefield, West Virginia; and other cities where the services may be provided
more effectively and economically and shall be treated as if located in
Virginia.
(4) Tuition and mandatory fees. The department may pay tuition
for college and university training in an amount not in excess of the highest
amount charged for tuition by a state-supported institution or the rate
published in the catalog, whichever is less, except where out-of-state or
private college is necessary, published. Published tuition
costs in excess of the highest amount charged by a state-supported
institution may be necessary and may be paid by the department if
no state-supported institution is available that offers the degree program
needed to achieve the established employment goal, if no state-supported
program offers disability-related supports to enable the individual to achieve
the established employment goal, or if an out-of-state or private program is
more economical for the department.
Any individual enrolling into any college/university course
or courses for the primary purpose of course or program certification and not
for the purpose of obtaining a degree shall be exempt from the application of
the annual maximum tuition rate.
(5) Scholarships and grants. Training services in
institutions of higher education shall be paid for with departmental funds only
after maximum efforts have been made by the individual to secure assistance in
whole or in part from other sources; however, any individual eligible for
vocational rehabilitation training services but not meeting the financial need
test of the department may be provided an assistance grant annually in an
amount not to exceed the equivalent of one quarter's tuition of a full time
full-time community college student.
c. Correspondence study. The correspondence study training may
be authorized only when:
(1) The individual requires specific preliminary training in
order to enter a training program or training cannot be arranged by any other
method; and
(2) Satisfactory progress is maintained.
d. On-the-job training. The department may enter into
agreements with employers in the private or public sector to provide on-the-job
training services. The terms and conditions of each individual agreement shall
be established by the department.
e. Part-time training. Part-time training may be utilized only
when the severity of the individual's disability shall not allow the individual
to pursue training on a full-time basis.
Part-time training shall be authorized only at
department-approved facilities and schools.
f. Work adjustment training. Work adjustment training may be
provided if needed for the individual to engage in subsequent vocational
rehabilitation services as indicated by the thorough diagnostic study
assessment of medical, vocational, psychological, and other factors. This
service may be provided only by the department or approved vendors.
g. Prevocational training. Prevocational training may be
provided if needed for the individual to engage in subsequent vocational
rehabilitation services as indicated by the thorough diagnostic study
assessment of medical, vocational, psychological, and other factors. This
service may be provided only by the department or approved vendors.
h. Tutorial training. Tutorial training may be provided if
needed for the individual to achieve a vocational goal as indicated by the
thorough diagnostic study assessment of medical, vocational, psychological,
and other factors. This service may be provided only by the department or
approved vendors.
i. Other higher education training concerns.
(1) Required textbooks and supplies. The maximum amount of department
departmental financial assistance for required textbooks and supplies
(pencils, paper, etc.) shall be $400 annually for a normal school year or
$500 if summer school is attended not exceed the amount determined by
the institution for books and supplies in the student's school budget.
(2) Required training materials. Training materials may be
provided when required by the instructor.
6. Maintenance in accordance with the definition of that term
in 22VAC30-20-10.
a. Clothes. Clothes are shall be provided when
specifically required for participation in a training program or for placement
in a specialized job area as determined by the department.
b. Room, board, and utilities. The maximum rate paid
for room, board, and utilities shall be established annually by the board
department.
c. (1) Training cases. The maximum amount of department
departmental financial assistance for room and board at a training
institution (college, vocational school, rehabilitation center facility), when
the institution is able to provide room and board, shall not exceed the
published room and board rates charged by the institution, or the actual cost,
whichever is less.
d. (2) While living at home. Maintenance shall
be provided for an individual living at home only when the individual's income
supports the family unit of the individual, when it is more cost effective for
the department, or when it is in the best interest of the individual's
vocational rehabilitation program based on mutual agreement of the
rehabilitation counselor and the individual.
7. Transportation in connection with the rendering of any
vocational rehabilitation service and in accordance with the definition of that
term in 22VAC30-20-10. Transportation may include relocation and moving
expenses necessary for achieving a vocational rehabilitation objective.
a. Transportation costs. The department shall pay the most
economical rate for accessible public transportation.
When public transportation is not available, or the
individual, because of disability, cannot travel by public transportation,
transportation may be provided at a rate not to exceed $0.12 a mile established
by the department.
b. For and during training services. When the individual must
live at the training location, the department may only pay for a one-way trip
from the residence to the training location at the beginning of the training,
and a one-way trip from the training location to the residence or job site at
the conclusion of the training program. Transportation may be paid to and from
the residence in case of emergency (severe illness, or death in family;
acute business emergency or prolonged school closing such as Christmas
holidays). Local bus fare also may be furnished also provided.
When the individual's physical condition is such that travel by public
conveyance is impossible, taxi fare may be allowed from place of residence to training
site and return. When the individual lives at home and the training site
requires daily transportation, the cost of such transportation may be paid.
8. Vocational rehabilitation services to family members of an
applicant or eligible individual if necessary to enable the applicant or
eligible individual to achieve an employment outcome. Services to family
members of the individual may be provided when such services may be expected to
contribute substantially to the determination of vocational rehabilitation
potential or to the rehabilitation of the individual. In order for the
department to furnish these services, they shall not be available from any
other source.
a. Family member is defined in 22VAC30-20-10.
b. Day care services for dependent children. The department
may pay up to the amount paid per child, per day, by the local social services
department in the locality in which the child is located. When more than one
child is involved, rates for the additional children should may
be lower. When satisfactory accommodations can be secured at a rate lower than
that paid by the local social services department, the lower rate shall be paid
by the department.
9. Interpreter services, including sign language and oral
interpreter services, for individuals who are deaf or hard of hearing and;
tactile interpreting services for individuals who are deaf-blind; and reader
services, rehabilitation teaching services, and orientation and mobility
services for individuals who are blind.
a. Upon request of the individual or as needed, these services
may be provided at any stage during the rehabilitation process. Interpreting
may be primarily in the form of sign language (manual method) or oral
interpretation (oral method).
b. The department shall pay for interpreting services when
these services contribute to the individual's vocational rehabilitation
program.
c. The interpreter must be, whenever possible, certified by
the National Registry of the Deaf, Virginia Registry of the Deaf, or approved
by the Virginia Department for the Deaf and Hard-of-Hearing shall hold
at least one of the credentials approved by the Virginia Department for the
Deaf and Hard-of-Hearing pursuant to § 51.5-113 of the Code of Virginia.
d. When individuals with deafness are in a training program,
the department shall arrange for note taking or reader services, unless the
individual indicates such service is not needed or desired.
10. Rehabilitation technology, in accordance with the
definition of that term in 22VAC30-20-10, including vehicular modification,
telecommunications, sensory, and other technological aids and devices.
a. Telecommunications system. Services related to use of a
telecommunications system shall meet established federal or state health and
safety standards and be consistent with written state policies.
b. Sensory and other technological aids and devices. The
department may provide electronic or mechanical pieces of equipment or hardware
intended to improve or substitute for one or more of the human senses, or for
impaired mobility, or motor coordination.
Services related to use of sensory and other technological
aids and devices shall meet established federal or state health and safety
standards and be consistent with state law and regulations.
(1) An otological evaluation may be required, and an
audiological examination is shall be required before the
department may purchase a hearing aid.
(2) The department shall purchase hearing aids only for those
individuals identified as benefiting in terms of employability as a direct
result of such aid.
(3) Cross and bicross aids may be purchased only when it is
justifiable on the basis of the vocational objective.
(4) Eyeglasses and hearing aids may be purchased only when
they are equal in performance in terms of volume and speech discrimination and
if the cost is not higher than that of a comparable body aid or a behind the
ear aid.
11. Technical assistance and other consultation services to
conduct market analyses, develop business plans, and otherwise provide
resources, to the extent those resources are authorized to be provided through
the statewide workforce investment system, to eligible individuals who are
pursuing self-employment or telecommuting or establishing a small business
operation as an employment outcome.
12. Job search and placement assistance and job retention
services, follow-up services, and follow-along services. Placement shall be in
accordance with the mutually agreed upon vocational objective and is the
responsibility of both the individual and the department,
particularly the rehabilitation counselor.
13. Post-employment services, in accordance with the
definition of that term in 22VAC30-20-10.
a. Selection criteria. Any rehabilitated All
individuals whose vocational rehabilitation cases have been closed as
achieving an employment outcome may be considered for post-employment
services. The department may evaluate with each individual the need for such
services.
b. All of the following criteria shall be met for the
selection of individuals an individual to receive post-employment
services:
(1) The individual has shall have been
determined to be rehabilitated have achieved an employment outcome;
(2) The disabling medical condition shall be stable or slowly
progressive;
(3) Post-employment services are shall be
necessary to assist the individual in maintaining employment; and
(4) Solution of the problem The problem interfering
with the individual maintaining employment does not require a complex or
comprehensive rehabilitation effort, i.e. that is, a new and
distinct handicapping disabling condition has not occurred which
should be handled as a new case that requires a new application.
If needed services exceed any of the aforementioned
conditions in subdivisions 13 b (1) through 13 b (4) of this section,
the department may take a new application.
14. Supported employment services, in accordance with the
definition of that term as defined in 22VAC30-20-10, to any
individual with a most significant disability who:.
a. An individual with a most significant disability shall
be eligible for supported employment services if he meets all of the following
criteria:
a. (1) Has not worked, or has worked only
intermittently, in competitive employment.;
b. (2) Has been determined on the basis of any
evaluation of rehabilitation and career needs, including a consideration of
whether supported employment is a possible vocational outcome, to meet the
eligibility criteria for the State Vocational Rehabilitation Services
Program as established in federal regulations. 22VAC30-20-40; and
c. (3) Has a need for ongoing support services
in order to perform competitive work.
b. The following activities are shall be
authorized under this the supported employment program:
a. (1) Evaluation of rehabilitation and career
needs of individuals with the most severe significant
disabilities in terms of a supported employment outcome.;
b. (2) Development of and placement in jobs for
individuals with the most severe significant disabilities.;
and
c. (3) Provision of time-limited services needed
to support individuals with the most severe significant
disabilities in employment, including:
(1) (a) Intensive on-the-job skills training
provided by skilled job trainers, coworkers, and other qualified individuals.;
(2) (b) Ongoing support services needed to
support and maintain an individual's supported employment placement. These
must that shall include, at a minimum, twice monthly monitoring to
assess the individual's employment stability. Monitoring activities
generally take place at the work site unless the individualized plan for
employment provides for off-site monitoring. If off-site monitoring is
determined to be appropriate, it must, at a minimum, consist of two meetings
with the individual and one contact with the employer each month.;
(3) Follow-up (c) Extended services
designed to reinforce and stabilize the job placement.; and
(4) (d) Discrete post-employment services
unavailable from the extended services provider that are necessary to maintain
the job placement, including but not limited to job station redesign, repair
and maintenance of assistive technology, and replacement of prosthetic and
orthotic devices.
d. c. Transitional employment services for
individuals with chronic mental illness may be provided under the State
Supported Employment Program supported employment program.
Transitional employment means a series of temporary job placements in
competitive work in an integrated work setting with ongoing support services.
Ongoing support services must shall include continuing sequential
job placements until job permanency is achieved.
e. d. The agency department shall
provide for the transition of an individual with the most severe significant
disabilities to extended services no later than 18 months after placement in
supported employment, unless a longer period to achieve job stabilization has
been established in the individualized plan for employment, before an
individual with a most significant disability makes the transition to extended
services as defined in 22VAC30-20-10.
15. Occupational licenses, tools, equipment, initial stocks
(including livestock), and supplies.
a. Licenses. Licenses required for entrance into selected
vocations may be provided. These may be occupational or business licenses as
required by the local governing body, state board examinations required by the
Department of Professional and Occupational Regulation, and motor vehicle
operator's license.
b. Tools and equipment. Tools and equipment shall be provided
for an individual when:
(1) They are required for a job or occupation that is best
suited to the utilization of their the individual's abilities and
skills;
(2) The employer does not ordinarily furnish these articles;
and
(3) They are for the exclusive use of the individual.
Such articles shall be for the individual's own use in the
performance of his work and must remain in his possession and under his control
as long as he engages in the job or occupation for which they are provided.
If the individual alleges that tools and equipment are stolen,
the individual shall file a stolen property report with the local police.
Computer equipment and software shall be provided either
if required as indicated in subdivision subdivisions 15 b (1), 15
b (2), and 15 b (3) of this subsection section,
or if it is necessary for vocational training. The department's financial
participation in the cost of such equipment and software shall not exceed
$3,500.
c. Title retention and release. The department shall comply
with state law laws and regulations on the retention of title and
release of title of equipment to individuals.
d. Repossession of tools and equipment. The department shall
repossess all occupational tools and equipment to which the department retains
title when they are no longer being used for the purposes intended by the
individual for whom they were purchased.
16. Transition services, in accordance with the
definition of that term in 22VAC30-20-10.
17. Personal assistance services, in accordance with
the definition of that term in 22VAC30-20-10.
18. Other goods and services determined necessary for the
individual with a disability to achieve an employment outcome. These include,
but are not limited to, such services as: peer counseling, independent
living skills training, attendant care, and attendant training if
they can reasonably be expected to benefit an individual in terms of
employability.
The department's financial participation in the cost of
certain goods and services shall be limited as follows: home modifications,
$7,500; and vehicle modifications, $7,500. The department shall not
purchase or participate in the purchase of automotive vehicles.
19. Services to groups. The department may provide vocational
rehabilitation services to groups of individuals with disabilities when the
services may contribute substantially to the needs of the group,;
although they the services are not related directly to the
individualized employment plan of any one person with a disability.
22VAC30-20-130. Individuals determined to have achieved an
employment outcome.
An individual is determined to have achieved an employment
outcome only if all of the following requirements have been are
met:
1. The provisions provision of services under
the individual's individualized plan for employment has contributed to the
achievement of an employment outcome;
2. The employment outcome is consistent with the individual's
strengths, resources, priorities, concerns, abilities, capabilities, interests,
and informed choice;
3. The employment outcome is in an integrated setting;
4. The individual has maintained the employment outcome for a
period of at least 90 days; and
5. At the end of the appropriate applicable
period under this section, the individual and the rehabilitation counselor or
coordinator consider the employment outcome to be satisfactory and agree that
the individual is performing well on the job.
22VAC30-20-140. Authorization of services.
Written authorization for services shall be made,
either before or at the same time as the purchase of services. When an oral
authorization is given in an emergency situation, there shall be prompt
documentation and the authorization shall be confirmed in writing and forwarded
to the provider of the services.
22VAC30-20-150. Written standards for facilities and providers
of services.
The designated state unit department shall
establish, maintain, make available to the public, and implement written
minimum standards for the various types of facilities and providers of services
used by the state unit department in providing vocational
rehabilitation services, in accordance with the following requirements:
1. Accessibility of facilities. Any facility in which
vocational rehabilitation services are provided must be accessible to
individuals receiving services and must comply with the requirements of the
Architectural Barriers Act of 1968, the Americans with Disabilities Act of
1990, and § 504 of the Rehabilitation Act of 1973 Act,
as amended, and regulations implementing these laws. (34 CFR 361.51)
2. Personnel standards.
a. Qualified personnel. Providers of vocational rehabilitation
services shall use qualified personnel, in accordance with any applicable
national or state approved or recognized certification, licensing, or
registration requirements or, in the absence of these requirements, other
comparable requirements (including state personnel requirements) that apply to
the profession or discipline in which that category of personnel is providing
vocational rehabilitation services.
b. Affirmative action. Providers of vocational rehabilitation
services shall take affirmative action to employ and advance in employment
qualified individuals with disabilities.
c. Special communication needs personnel. Providers of
vocational rehabilitation services shall include among their personnel, or
obtain the services of, individuals able to communicate in the native languages
of applicants and eligible individuals who have limited English speaking
ability; and ensure that appropriate modes of communication for all applicants
and eligible individuals are used.
3. Fraud, waste, and abuse. Providers of vocational
rehabilitation services shall have adequate and appropriate policies and
procedures to prevent fraud, waste, and abuse.
22VAC30-20-160. Participation of individuals in the cost of
services based on financial need.
A. A financial need needs test is established
because of the limited resources of the department.
B. A financial need needs test shall be
utilized to determine the extent of participation by eligible individuals or
individuals receiving services during an extended evaluation in the cost of
vocational rehabilitation services.
1. The state unit department shall maintain
written policies covering the determination of financial need.
2. The state plan must specify the types of vocational
rehabilitation services for which the unit department has
established a financial needs test. No financial needs test shall be applied
and no financial participation shall be required as a condition for furnishing
the following vocational rehabilitation services: assessment for
determining eligibility and priority for services, except those nonassessment
services that are provided during an extended evaluation for an individual with
a significant disability; assessment for determining vocational rehabilitation
needs; counseling, guidance, and referral services; interpreter and
reader services; personal assistance services; placement services; on-the-job
training; and unpaid work experience. Also excluded from financial
participation shall be services necessary to assist in the diagnostic and
evaluation process, such as transportation, maintenance, and interpreter
service for the deaf. Services which that require an economic
need a financial needs test are: physical and mental
restoration; training other than on-the-job training (OJT); maintenance;
transportation; services to family members; telecommunications; recruitment and
training services; post-employment; occupational licenses and other goods and
services.
3. The policies must shall be applied uniformly
to all individuals in similar circumstances; the policies may require different
levels of need for different geographic regions in the state, but must shall
be applied uniformly to all individuals within each geographic region; and the
policies must shall ensure that the level of an individual's
participation in the cost of vocational rehabilitation services is reasonable
based on the individual's financial need, including consideration of any
disability-related expenses paid by the individual, and not so high as to
effectively deny the individual a necessary service.
C. Groups exempt from a financial needs test are:
1. Recipients of General Relief;
2. Recipients of Temporary Assistance for Needy Families
(TANF) by the individual or family on which the individual is dependent; and
3. Individuals determined eligible for Social Security
benefits under Titles II or XVI of the Social Security Act.
D. Income and resources of the family are to be used when the
client is a part of the family unit. The client is a part of the parent or
legal guardian family unit upon occurrence of either: 1. Dependency of support
evidenced on the last federal income tax return of the parent or legal guardian
regardless of residency; or 2. When temporarily absent from the home due
to illness, school, vacation, or military leave. The family unit is
every person listed on the client's most recent federal income tax return.
E. The financial need needs test shall consider
the following income:
1. Annual taxable income (gross income).
2. Annual nontaxable income such as social security benefits,
retirement benefits, workers' compensation, and veterans' benefits.
3. Total cash assets, including checking and savings accounts,
certificates, stocks, and bonds.
F. The financial need test shall provide for the following
allowances and exclusions:
1. The gross income shall be adjusted by the for
annual taxes, health insurance, and retirement savings by the applicable
percentage indicated in the table below:
Gross Income
|
Allowance
|
Under $10,000
|
15%
|
$10,000 to $14,999
|
20%
|
$15,000 to $24,999
|
25%
|
$25,000 to $34,999
|
30%
|
Over $34,999
|
35%
|
2. Income shall be excluded from consideration based upon
family size using the table below:
Size of Family
|
Income Exclusion
|
1
|
$10,608
|
2
|
$13,143
|
3
|
$15,678
|
4
|
$18,213
|
5
|
$20,748
|
6
|
$23,283
|
7
|
$25,818
|
8
|
$28,353
|
For each additional dependent, add $2,535. The table above
is based upon the federal law income for a family of four. It shall be updated
annually by the department. federal poverty guidelines updated
periodically in the Federal Register by the U.S. Department of Health and Human
Services under the authority of 42 USC § 9902(2). The department shall use
the federal poverty level for a family of four to determine the income
exclusion for a family of one. The family income exclusion shall be increased
by the amount established in the annual federal poverty guidelines for each
additional dependent.
3. Excluded from income shall be estimated client cost
specifically related to the client's disability and disabilities of
family unit members not covered by comparable services and benefits.
4. Excluded from cash assets is $5,000.
5. Individual retirement accounts shall be excluded from
income considerations.
G. Determination of the annual client financial contribution
results from an examination of: (i) the number of persons in the family
unit; (ii) annual taxable income minus allowances; (iii) annual nontaxable
income; (iv) cash assets minus exclusions; and (v) exceptional exclusions based
on client cost specifically related to client's disability.
The financial resources to be considered shall be tabulated
using the method noted herein in this section. The positive
balance (resources exceeding exclusions) shall be determined to be available
for participation in the rehabilitation program.
22VAC30-20-170. Availability of comparable services and
benefits.
A. Prior to providing any vocational rehabilitation services
to an eligible individual or to members of the individual's family, except
those services listed in subsection D of this section, the state unit department
shall determine whether comparable services and benefits as defined in
22VAC30-20-10 exist under any other program and whether those services and
benefits are available to the individual.
B. If comparable services or benefits exist under any other
program and are available to the eligible individual at the time needed to
achieve the rehabilitation objectives in the individual's individualized plan
for employment, the state unit department shall use those
comparable services or benefits to meet, in whole or in part, the cost of
vocational rehabilitation services.
C. If comparable services or benefits exist under any other
program but are not available to the individual at the time needed to achieve
ensure the rehabilitation objectives progress of the
individual toward achieving the employment outcome in the individual's
individualized plan for employment, the state unit department
shall provide vocational rehabilitation services until those comparable
services and benefits become available.
D. The following services are shall be exempt
from a determination of the availability of comparable services and benefits
under subsection A of this section: assessment for determining eligibility and
priority for services; assessment for determining vocational rehabilitation
needs; vocational rehabilitation counseling, guidance, and referral services;
job-related services, including job search and placement services; job
retention services,; follow-up services; rehabilitation
technology; and post-employment services consisting of those services listed in
this subsection.
E. The requirements of subsection A of this section also do
shall not apply if the determination of the availability of comparable
services and benefits under any other program would delay the provision of
vocational rehabilitation services to any individual who is determined to be at
extreme medical risk based on medical evidence provided by an appropriate
qualified medical professional; or an immediate job placement would be lost due
to a delay in the provision of comparable services and benefits.
22VAC30-20-181. Review of rehabilitation counselor or
coordinator determinations made by the department.
A. The designated state unit must establish and implement
procedures, including standards of review under subsection D of this section,
established by the Commissioner of the Department for Aging and Rehabilitative
Services to ensure that any An applicant, or eligible
individual, or, if appropriate, individual's representative who is
dissatisfied with any determinations determination made by a
rehabilitation counselor or coordinator concerning the furnishing or denial of
department personnel that affects the provision of vocational rehabilitation
services may request, or, if appropriate, may request through the
individual's representative, a timely review of those determinations
the determination. The procedures established by the Commissioner of
the Department for Aging and Rehabilitative Services must be in accordance with
this section.
B. Informal dispute resolution. The Department for
Aging and Rehabilitative Services may establish an informal process to resolve
a request for review without conducting mediation or a formal hearing. However,
the
1. A request for review shall be made within 60 days after
the determination. The applicant, eligible individual, or, if appropriate, the
individual's representative may request a meeting with the supervisor of the
staff member who made the determination and request an informal administrative
review conducted by the supervisor.
2. Within 10 working days of the request, the supervisor
shall send a written decision and grounds to the applicant or eligible
individual, with a copy to the individual's representative, if applicable, and
it shall become part of the case record.
3. The informal dispute resolution process must
shall not be used to deny or delay the right of an applicant
or eligible individual to proceed directly to a hearing under
subsection D of this section or mediation under subsection C of this section.
The informal resolution or the mediation process or both must be conducted
and concluded within the time period established under subdivision D 1 of this
section for holding a formal hearing. If neither the informal resolution nor
mediation is successful, a formal hearing must be conducted by the end of this
same period, unless the parties agree to a specific extension of time.
C. Mediation.
1. The department shall establish mediation
procedures that allow an applicant or eligible individual and the state unit to
resolve disputes. The procedures shall provide that:
1. The mediation process is conducted by a qualified and
impartial mediator as defined in 22VAC30-20-10 who must be selected from a list
of qualified and impartial mediators maintained by the state;
2. Mediation be available, at a minimum, whenever an
applicant, eligible individual or, as appropriate, the individual's
representative requests an impartial due process hearing under this section;
3. Participation in the mediation process is voluntary on
the part of the applicant or eligible individual, as appropriate, and on the
part of the state unit;
4. The mediation process not be used to deny or delay the
applicant or eligible individual's right to pursue resolution of the dispute
through a formal hearing process in the time specified in subsection D of this
section or any other rights provided under this part;
5. Either party or the mediator may elect to terminate
mediation at any time and pursue resolution through a formal hearing if
desired;
6. Mediation sessions are scheduled and conducted in a
timely manner and held in a location and manner convenient to the parties in
dispute;
7. Discussions that occur during mediation remain
confidential and may not be used as evidence in any subsequent due process
hearing or civil proceeding and parties may be required to sign a
confidentiality pledge prior to mediation;
8. Any agreement reached by the parties to the dispute will
be described in a written mediation agreement that is developed by the parties
with the assistance of the mediator, signed by both parties, with a copy given
to both parties; and
9. The cost of the mediation process will be paid by the
state, but the state is not required to pay for any costs related to the
representation of an applicant or eligible individual.
a mediation process conducted by a qualified and impartial
mediator as defined in 22VAC30-20-10, who shall be selected from a list of
qualified and impartial mediators maintained by the department. Mediation shall
be requested within 60 days after a determination or informal administrative
review decision. The department shall include in the mediation process the
guardian of an applicant or eligible individual who has been judged
incompetent. Participation in the mediation process is voluntary on the part of
the applicant or eligible individual and on the part of the department.
Mediation may be requested while a hearing is pending but shall not be used to
deny or delay the applicant or eligible individual's right to a hearing
conducted and concluded within the time period established under subdivision D
1 of this section.
2. The mediator shall schedule and conduct the mediation
sessions in a timely manner and in a location convenient to the parties in
dispute. The mediator shall afford both parties an opportunity to be
represented by counsel or other advocate and to submit evidence or other
information. Discussions that occur during mediation remain confidential and
shall not be used as evidence in any subsequent hearing or civil proceeding,
and parties shall be required to sign a confidentiality pledge prior to
mediation. Either party or the mediator may terminate mediation at any time,
and the applicant, eligible individual, or the department may seek resolution
through a hearing.
3. Any agreement reached by the parties in a mediation
shall be described in a written mediation agreement. Both parties to the
dispute shall have an opportunity to review the agreement with their
representative, supervisor, or legal advisor before signing it. An agreement
signed by both parties shall become part of the case record, with a copy given
to the applicant or eligible individual and any representative.
4. The cost of the mediation process shall be paid by the
department, but the department is not required to pay for any costs related to
the representation of an applicant or eligible individual.
D. The department shall establish formal review procedures
that provide that: Due process hearing.
1. A The applicant, eligible individual, or, if
appropriate, individual's representative may request a hearing within 60 days
after the determination to be reviewed, meeting or informal administrative
review decision under subsection B of this section, or mediation refusal or
mediation termination date. Department personnel may request a hearing within
60 days after termination of the mediation process under subsection C of this
section.
a. The hearing shall be scheduled and conducted
by an a qualified and impartial hearing officer, as
defined and selected in accordance with subsection E of this section,
must be held according to subdivision 2 of this subsection.
b. The hearing officer shall conduct the hearing within
60 days of the department receiving an individual's request for
review, unless informal resolution is achieved prior to before
the 60th day, or the parties agree to a specific extension of time;
2. The department may not institute a suspension, reduction, or termination of
services being provided under an individualized plan for employment pending a
final determination of the formal hearing under this subdivision, informal
resolution under subsection B of this section, or mediation under subsection C
of this section unless the individual or, in an appropriate case, the
individual's representative so requests or the agency has evidence that the
services have been obtained through misrepresentation, fraud, collusion, or
criminal conduct on the part of the individual or the individual's
representative; 3. The individual or, if appropriate, the individual's
representative must be afforded, or the hearing officer grants a
postponement request for good cause that would result in a fair representation
of the issues.
c. The hearing officer shall provide both parties to the
dispute an opportunity to present additional evidence, information,
and witnesses to the impartial hearing officer,; to be
represented by counsel or other appropriate advocate,; and to
examine all witnesses and other relevant sources of, information,
and evidence; 4. The impartial. All testimony shall be given under
oath. Hearsay testimony and redundant evidence may be admitted at the
discretion of the hearing officer. Because the hearing officer cannot issue
subpoenas, the department shall be responsible for the appearance of current
department personnel on the witness list of either party.
d. Within 30 days after the hearing, the hearing
officer shall make issue a written decision with a full
report of the findings and grounds for the decision to the applicant, eligible
individual, individual's representative, and the department. The decision shall
be based on the provisions of the approved state plan, the federal
Rehabilitation Act of 1973 as amended (the Act), federal vocational
rehabilitation regulations, and state regulations and policies that are
consistent with federal requirements and shall provide to the individual or,
if appropriate, the individual's representative and to the commissioner a full
written report of the findings and grounds for the decision within 30 days of
the completion of the hearing; 5. The hearing officer's decision is shall
be final, except that a party may request an impartial administrative
review under subdivision 6 of this subsection if the state has
established procedures for review, and a party involved in a hearing may
bring a civil action under subsection H G of this section;.
6. The state may establish procedures to enable a party who
is dissatisfied with the decision of the impartial hearing officer to seek an
impartial administrative review of the decision consistent with 34 CFR 361.57;
7. Except for the time limitations established in
subdivision 1 of this subsection, each state's review procedures may provide
for reasonable time extensions for good cause shown at the request of a party
or at the request of both parties.
E. Selection of impartial hearing officers.
2. The impartial hearing officer for a
particular case must shall be selected (i) randomly by
the department from among the pool of persons qualified to be an impartial
hearing officer, as defined in 34 CFR 361.5(b)(22) and 29 USC § 722(b) and
(d), who are identified jointly by the Department for Aging and
Rehabilitative Services commissioner and those members of the State
Rehabilitation Council designated in § 102(d)(2)(C) of the Act (29 USC
§ 722(b) and (d)) and (ii) on a random basis.
E. Administrative review of hearing officer decision.
1. If the state has established procedures for an
administrative review, the request and statutory, regulatory, or policy grounds
for the request shall be made in writing to the department within 20 days of
the hearing decision date. The review shall be a paper review of the entire
hearing record and shall be conducted by a designee of the governor's office
who shall not delegate the review to any personnel of the department.
2. The reviewing official shall provide both parties an
opportunity to submit additional written evidence and information relevant to
the final decision concerning the matter under review. The reviewing official
may not overturn or modify the hearing officer's decision, or any part of that
decision, that supports the position of the applicant or eligible individual,
unless the reviewing official concludes, based on clear and convincing
evidence, that the hearing officer's decision is clearly erroneous on the basis
of being contrary to the approved state plan, the Act, federal vocational
rehabilitation regulations, and state regulations and policies that are consistent
with federal requirements.
3. Within 30 days after the request, the reviewing official
shall issue an independent decision and full report of the findings and the
statutory, regulatory, or policy grounds for the decision to the applicant,
eligible individual, individual's representative, and department. The decision
of the reviewing official is final and shall be implemented pending review by
the court if either party chooses under subsection G of this section to bring a
civil action regarding the matter in dispute.
F. Informing affected individuals. The department shall
inform, through appropriate modes of communication, all applicants and eligible
individuals of: 1. Their right to review under this section their
right to request a review of a determination made by department personnel that
affects provision of vocational rehabilitation services, including the
names and addresses of individuals with whom appeals mediation and
hearing requests may be filed and how the mediator and hearing officer
shall be selected; and their right to proceed directly to a
hearing; their right to an informal administrative review; their right to
pursue mediation; and their right to contact the Client Assistance Program to
assist during mediation and hearing processes. Notification shall be provided
in writing at the time of application for vocational rehabilitation services;
assignment to a priority category if the department is operating under an order
of selection; individualized plan for employment development; and reduction,
suspension, or termination of services.
2. The manner in which an impartial hearing officer will be
selected consistent with the requirements of subsection E of this section.
G. Implementation of final decisions. If a party brings a
civil action under subsection H of this section to challenge the final decision
of a hearing officer under subsection D of this section or to challenge the
final decision of a state reviewing official under subsection D of this
section, the final decision of the hearing officer or state reviewing official
must be implemented pending review by the court.
H. G. Civil action. Any party who disagrees
with the findings or decisions decision of an impartial hearing
officer under subdivision D 4 of this section if the state that has not
established administrative review procedures under subdivision D 6 of this
section, and any party who disagrees with the findings and decision under
subdivision D 6 of this section, if the state has established an administrative
review procedure, has a subsection D of this section or an
administrative review under subsection E of this section shall have the
right to bring a civil action with respect to the matter in dispute. The
action may be brought in any state court of competent jurisdiction or in a
district court of the United States of competent jurisdiction without regard to
the amount in controversy. In any action brought under this section subsection,
the court receives the records related to the impartial due process hearing and
the records related to the administrative review, if applicable; hears
additional evidence at the request of a party; and basing its decision on the
preponderance of the evidence, grants the relief that the court determines to
be appropriate.
22VAC30-20-200. Review of extended employment and other
employment under special certificate provisions of the Fair Labor Standards
Act.
A. For two years after the an individual's
record of services is closed (and thereafter if requested by the individual or,
if appropriate, the individual's representative), the state unit department
shall annually review and reevaluate the status of each individual determined
by the state unit department to have achieved an employment
outcome in which the individual is compensated in accordance with § 14(c)
of the Fair Labor Standards Act or whose record of services is closed while the
individual is in extended employment on the basis that the individual is unable
to achieve an employment outcome consistent with 22VAC30-20-10 or that
the individual made an informed choice to remain in extended employment. This
The annual review or and reevaluation must shall
include input from the individual or, in an appropriate case if
appropriate, the individual's representative to determine the interests,
priorities, and needs of the individual with respect to competitive employment.
B. The state unit department shall make maximum
effort, including the identification of vocational rehabilitation services,
reasonable accommodations, and other support services, to enable the eligible
individual to engage in competitive employment.
C. The state unit department shall obtain the individual's
signed acknowledgment of the individual, or, as appropriate, the
individual's representative's signed acknowledgement representative,
that the annual review and reevaluations have been conducted.
VA.R. Doc. No. R13-3609; Filed May 23, 2016, 3:02 p.m.
TITLE 24. TRANSPORTATION AND MOTOR VEHICLES
COMMISSION ON THE VIRGINIA ALCOHOL SAFETY ACTION PROGRAM
Final Regulation
Title of Regulation: 24VAC35-60. Ignition Interlock
Program Regulations (amending 24VAC35-60-20, 24VAC35-60-40 through
24VAC35-60-110; adding 24VAC35-60-120, 24VAC35-60-130; repealing
24VAC35-60-10).
Statutory Authority: §§ 18.2-270.1 and 18.2-270.2
of the Code of Virginia.
Effective Date: July 18, 2016.
Agency Contact: Richard Foy, Field Services Specialist,
Commission on the Virginia Alcohol Safety Action Program, 701 East Franklin
Street, Suite 1110, Richmond, VA 23219, telephone (804) 786-5895, FAX (804)
786-6286, or email rfoy@vasap.virginia.gov.
Summary:
The amendments (i) require all ignition interlocks to be
equipped with cameras; (ii) require state directors and service technicians of
all ignition interlock vendors to pass a written test regarding applicable
state laws and regulations prior to being permitted to install ignition
interlock devices; (iii) incorporate existing fees, with certain amendments,
and establish new fees; (iv) allow the use of wet bath simulators in the
calibration of ignition interlock devices; and (v) require sooner but less
frequent rolling tests and increase the length of time for motorists to
complete a rolling retest when prompted. A change since the proposed stage
allows offenders an opportunity to be reimbursed for vehicle damages resulting
from a malfunctioning ignition interlock device or improper technician
workmanship.
Summary of Public Comments and Agency's Response: A
summary of comments made by the public and the agency's response may be
obtained from the promulgating agency or viewed at the office of the Registrar
of Regulations.
24VAC35-60-10. Purpose. (Repealed.)
The purpose of these regulations is to establish a set of
standards for the Commonwealth of Virginia's ignition interlock program.
Authority to issue these regulations is granted to the Executive Director of
the Commission on Virginia Alcohol Safety Action Program (VASAP) or authorized
designee by § 18.2-270.2 of the Code of Virginia.
24VAC35-60-20. Definitions.
The following words and terms when used in this chapter shall
have the following meanings unless the context clearly indicates otherwise:
"Alcohol" means ethyl alcohol, also called ethanol
(C2H5OH).
"Applicant" means a service provider technician
or state director who applies for a Virginia Ignition Interlock Certification
Letter from the commission.
"ASAP" means a local alcohol safety action
program.
"BAC" or "blood alcohol concentration"
means the amount of alcohol in an offender's blood or breath, as
determined by chemical analysis, which shall be that is measured
by the number of grams of alcohol per 100 milliliters of blood, or 210
liters of breath.
"Breath test" means an analysis of the breath
alcohol concentration of a deep lung breath sample.
"Calibration" means the process that ensures an
accurate alcohol concentration reading is being obtained on the ignition
interlock device.
"Commission" means the Commission on Virginia
Alcohol Safety Action Program (VASAP) or its designee.
"Deep lung breath sample," also known as
"alveolar breath sample," means an air sample that is the last
portion of a prolonged, uninterrupted exhalation and that gives a quantitative
measurement of alcohol concentration from which breath alcohol concentrations
can be determined. "Alveolar" refers to the [ aveoli alveoli ],
which that are the smallest air passages in the lungs, surrounded
by capillary blood vessels and through which an interchange of gases occurs
during respiration.
"Device" means a breath alcohol ignition interlock
device.
"Device certification" means the testing and
approval process required by the Commission on Virginia Alcohol Safety Action
Program (VASAP).
"DMV" means the Virginia Department of Motor
Vehicles.
"Executive Finance Committee" means the advisory
subcommittee of the commission composed of the Executive Director of the
Commission on Virginia Alcohol Safety [ Action ] Program,
two commission members, and such other person as the commission designates.
"Fail point" means the point level at
which the breath alcohol level of 0.02% is met concentration, as
established in § 18.2-270.1 of the Code of Virginia, is sufficient to
prevent a motor vehicle equipped with an ignition interlock device from
starting.
"Free restart" means the ability to start the
engine again within a preset two-minute period of time without
completion of another breath test, when the condition exists where a
breath test is successfully completed and the motor vehicle is started, but
then the engine stops for any reason [ , (including stalling) ].
"Ignition interlock system" means a device that (i)
connects a motor vehicle ignition system to an analyzer that measures an
offender's blood alcohol concentration; (ii) prevents a motor vehicle ignition
from starting if the offender's blood alcohol concentration is at or above
reaches the fail point; and (iii) is equipped with the ability to perform
a rolling retest and to electronically log the blood alcohol concentration
during [ ignition ignitions ], attempted [ ignition
ignitions ], and rolling [ retest retests ].
"Interlock event" means vehicle operator activity
that is recorded by the ignition interlock to include, but not be
limited to, vehicle starts and attempted starts, rolling retests, breath tests,
lockouts, ignition shutoffs, power outages, and interlock tampering.
"Licensing" means the process of determining
that a service center meets the requirements set by the Commission on VASAP.
"Lockout" means the ability of the ignition
interlock device to prevent a motor vehicle's engine from starting.
"Manufacturer" means the actual maker of the
ignition interlock device who that assembles the product and
distributes it to service providers.
"Motor vehicle" means every a motor
vehicle as defined in §§ 18.2-266 and 46.2-100 of the Code of Virginia,
that is self-propelled, or designed for self-propulsion, to exclude bicycles,
electric power-assisted mobility devices, electric powered-assisted bicycles,
and mopeds.
"Offender" means the individual required by the
court or the Department of Motor Vehicles to drive only motor vehicles that
have certified ignition interlock devices installed.
"Permanent lockout" means a feature of the ignition
interlock device in which that prevents a motor vehicle will
not start from starting until the ignition interlock device is reset
by a service provider.
"Retest" means an additional opportunity to provide
a deep lung breath sample below the alcohol fail point.
"Rolling retest" means a test of the offender's
blood alcohol concentration required at random intervals during operation of the
motor vehicle, which that triggers the sounding of the horn and
flashing of lights if (i) the test indicates that the offender has a blood
alcohol concentration that is at or above reaches the fail point
or (ii) the offender fails to take the test.
"Service center" means the physical location where
the service provider installs, calibrates, and removes the ignition interlock
device on the offender's vehicle.
"Service provider" means an authorized supplier and
installer of the approved ignition interlock devices. In some cases, the
service provider may also be a manufacturer of an ignition interlock device.
"State director" means a service provider
employee who provides oversight of the service provider's ignition interlock
operations in the Commonwealth of Virginia.
"Tampering" means an unlawful act or attempt to
disable or circumvent the legal operation of the ignition interlock device to
include providing samples other than the natural breath of the offender,
starting the motor vehicle [ without using the ignition switch, via
unconventional means ] any other[ an act intended to
start the motor vehicle ] without first taking and passing a breath
test, or physically tampering with the device to disable or otherwise
disconnect the device from its power source.
"Technician" means a service provider employee
who installs, calibrates, or removes interlock devices in the Commonwealth of
Virginia.
"Temporary lockout" means a feature of the ignition
interlock device that will not allow the motor vehicle to start for a preset
time period after a breath test result indicates a BAC at or above that
reaches the fail point.
"Vendor certification" means the process of
determining that a vendor has been approved to provide ignition interlock
services in the Commonwealth of Virginia.
"Violation" means an event, such as a breath test
indicating a BAC at or above reaching the fail point upon initial
startup,; a refusal to provide a rolling retest deep lung breath
sample,; a rolling retest with a BAC at or above reaching
the fail point,; altering, concealing, hiding, or attempting to hide
one's identity from the ignition interlock system's camera while providing a
breath sample; or tampering, which tampering, that breaches
the guidelines for use of the interlock device.
"Violation reset" means a feature of the ignition
interlock device in which that activates a service reminder is
activated due to a violation or failure to report for calibration within
[ 35 30 ] days of the installation or
previous calibration.
"Virginia Ignition Interlock Certification Exam"
means an exam administered by the commission to service provider state
directors and technicians that must be successfully completed and submitted as
a component of an application for a "Virginia Ignition Interlock
Certification Letter."
"Virginia Ignition Interlock Certification
Letter" means a letter issued by the commission to a service provider
technician or state director authorizing the technician or state director to
perform ignition interlock services in the Commonwealth of Virginia.
24VAC35-60-40. Approval of manufacturers and service providers.
A. The commission shall issue a request [ for
proposals ] (RFPs) [ (RFP) ] in
compliance with the state Commonwealth of Virginia procurement
procedures to contract with ignition interlock service providers for the
services and commodities required for the implementation and maintenance of the
Commonwealth's ignition interlock program. Contracts will be for three years
with an optional two-year renewal a length of time established by the
commission.
B. Integrity of the [ Ignition Interlock Program ignition
interlock program ] shall be upheld by restricting the delivery of
interlock client service to the actual provider of the product ([ i.e., ]
authorized service provider), thereby effectively preventing the extension of
subcontracts to other persons or businesses [ who that ]
lack long-term investment, long-term experience, or in-depth knowledge of
product and service, potentially resulting in a higher likelihood of neglect of
duty or illegal exchange of funds. Denial of subcontracting of the interlock
service to the consumer is an integral part of protecting [ offender
confidentiality and ] the chain of evidence for court testimony and
evidentiary procedures.
C. Each A service provider seeking to contract
with the commission shall submit:
1. Evidence of a strong background Submit evidence
demonstrating successful experience in the development and maintenance of a
statewide an ignition interlock service program and evidence of
operational programs in Virginia, other states, or other
countries. The service provider must shall be dedicated to
the installation and maintenance of ignition interlock devices and must
supply.
2. Supply and train staff and service center
supervisors to assure ensure good customer service and compliance
with all contract requirements. Personnel hired to install, calibrate, or
inspect ignition interlock devices may not have ever been convicted of any
felony or a crime substantially related to the qualifications, functions, and
duties associated with the installation and inspection of the devices; or
within a five-year period prior to hiring, been convicted of a misdemeanor
potentially punishable by confinement.
a. Personnel seeking to perform ignition interlock services
or administrative duties in the Commonwealth of Virginia shall not necessarily
be barred from employment due to a criminal record; however, a criminal record
may be considered in conjunction with other information to determine the
overall suitability of applicants for employment.
b. The authorized service provider must be
able to ensure that technicians are trained and available to testify in court
if required for noncompliance hearings. shall provide [ ,
upon request of the commission or the court via a properly served subpoena, ]
expert or other required testimony in any civil, criminal, or administrative
proceedings as to the method of manufacturing the device, ignition interlock
functionality, and the testing protocol by which the device is calibrated and
serviced.
c. The service provider shall provide a completed
application for state certification to the commission to perform ignition
interlock services for all technicians and state directors seeking to work in
the Commonwealth of Virginia. The application shall be submitted at least 10
days prior to the employee performing any ignition interlock services in the
Commonwealth of Virginia [ with the exception of newly hired
employees in training who shall be permitted to perform services while under
the direct supervision of a certified technician for a period of 90 days prior
to applying for state certification ].
d. The service provider shall identify all key personnel
who will be providing ignition interlock services for the Commonwealth of
Virginia [ with a means of identifying these personnel ]
and furnish the commission with credentials on these personnel.
e. The service provider shall notify the commission at
least five business days in advance of a reduction in staffing levels of key
personnel at the local or district offices [ serving
in ] the Commonwealth of Virginia.
f. The service provider shall ensure that technicians and
the state director are trained and available to testify in court if required by
a court or Commonwealth's Attorney or upon a 10-business-day notice by the ASAP
in that court's jurisdiction, regardless of whether a subpoena is issued.
2. A 3. Submit a description of the service
provider's present or planned provisions plan to be approved by the
commission, for distribution of the device in all locations of the
Commonwealth of Virginia including all locations in the state where the
device may be installed, serviced, repaired, calibrated, inspected, and
monitored ignition interlock services will be performed. Each
facility At least one physical ignition interlock service facility shall
be located within a 50 mile radius of every residence in the Commonwealth of
Virginia unless otherwise authorized by the commission. [ Ignition
interlock service providers shall provide the commission with a list of all
service center days and hours of operation and provide an updated list within
24 hours of any changes. ] Interlock service facilities shall
be approved inspected and certified by the Commission on VASAP
commission prior to its use and meet the following criteria: the
initial provision of services to offenders. Each interlock service facility
shall be inspected and certified at least annually thereafter. Interlock
service providers shall:
a. Must pay an annual review fee to the Commission on
VASAP.
b. Must comply a. Comply with all local business
license and zoning regulations, and with all federal, state, and local health,
fire, and building code requirements. Prior to the jurisdictional compliance
deadline, a copy of a valid business license or business license payment
receipt shall be forwarded to the commission. The official valid business
license and tax document are required to be posted in a conspicuous place at the
service facility immediately upon receipt when applicable;
c. Must comply b. Comply with all local, state,
and federal laws pertaining to the provision of physical access to persons with
disabilities.;
d. Must maintain c. Maintain offender records in
a manner that complies with federal confidentiality guidelines. All offender
files, payment receipts, and other identifying information shall be located in
locked filing cabinets in one centralized location in the Richmond, Virginia
area. Electronic storage of client files shall be [ permissible
if approved by the commission and, if approved, shall be ] encrypted
and secured to prevent third party access;
d. Require and enforce maintenance of a drug-free workplace
and have posted in a conspicuous place, available to employees and applicants
for employment, a statement notifying employees that the unlawful manufacture,
sale, distribution, dispensation, possession, or use of a controlled substance
or marijuana is prohibited in the service provider's workplace. The notice
shall specify the actions that will be taken against employees for violations
of the policy;
e. Replace an ignition interlock service facility within
[ 30 90 ] days whenever the closing of an
interlock service facility results in noncompliance with the requirement to
possess a facility within a 50-mile radius of every residence in the
Commonwealth of Virginia. The service provider is also required to notify
offenders of the closure date and the address of [ the new
an alternate ] interlock service facility within 15 days of the
closure date;
f. Ensure that technicians maintain a professional
appearance and are attired in such a manner as to be readily identifiable as
service provider employees;
g. Ensure that interlock service facilities are tidy and
pose no hazards to public safety; and
h. Provide the commission a minimum of 20 days notice prior
to the scheduled opening date of a new location. This requirement allows the
commission reasonable time to schedule an inspection of the new facility prior to
opening services to ASAP offenders.
In addition, all services must be available statewide
within a 50-mile drive to the home location of all residents of the
Commonwealth.
3. Documentation of insurance covering product liability
4. Submit sufficient documentation to enable the verification of adequate
insurance covering liability related to ignition interlock operations,
services, and equipment, including coverage in Virginia, with a minimum
policy limit of $1 million per occurrence, and $3 million general
aggregate total. The service provider's liability insurance shall be
considered primary above all other available insurance and shall so stipulate
in the "other insurance" or other applicable section of the service
provider's insurance contract. The service provider shall provide a signed
statement from the manufacturer holding harmless the Commonwealth of Virginia,
and the commission, and its members, employees, and agents from
all claims, demands, and actions, as a result of damage or injury to persons
or property that may arise, directly or indirectly, out of any
an act or omission by the manufacturer or their its
service provider relating to the installation, service, repair, use, and/or
or removal of an ignition interlock device. Coverage shall extend to
any action taken or not taken by ASAPs or the commission due to verified errors
in reporting of interlock activity by the service provider;
4. Documentation 5. Submit documentation that
the service provider will provide a full-time state ignition interlock coordinator
director who will work exclusively with the Virginia interlock program
and reside in the Richmond, Virginia area program. Among other
duties, the coordinator state ignition interlock director will be
expected to (i) respond promptly to any problems in the field,;
(ii) upon request of the commission testify in court upon request,
and before applicable courts, the General Assembly of Virginia, or the
commission; (iii) assist and provide training to VASAP staff the
commission, ASAP staffs, local and statewide, and other stakeholders as
requested by the commission; and (iv) be responsible for quality control
reports and statistics, updates to all required documentation, and field
services reporting and repairs. In the event of a state director vacancy,
service providers shall submit to the commission the name of an interim state
director within 10 days of the vacancy and the name of a permanent state
director within [ 60 90 ] days of the
vacancy;
6. Not discriminate against an employee or applicant for
employment due to race, religion, color, sex, national origin, age, disability,
or other basis prohibited by state or federal law relating to discrimination in
employment, except where there is a bona fide occupational qualification
reasonably necessary to the normal operation of the service provider. The
service provider agrees to post in conspicuous places, available to employees
and applicants for employment, notices setting forth the provisions of this
nondiscrimination clause. Furthermore, the service provider in all
solicitations or advertisements for employees placed by or on behalf of the
service provider shall state that the contractor is an equal opportunity
employer. Notices, advertisements, and solicitations placed in accordance with
federal law, rule, or regulation shall be deemed sufficient for the purpose of
meeting the requirements of this subdivision;
7. Not knowingly employ an unauthorized alien as defined in
the Federal Immigration Reform and Control Act of 1986 (Pub. L. No. 99-603; 100
Stat. 3359) during the performance of the contract for goods and services; and
8. Notify the commission in writing within 15 days of a
disciplinary action taken by a state or other political entity in which the
service provider conducts or has conducted ignition interlock business. This
notification shall include the reason for the disciplinary action and other
information as the commission may reasonably request. This requirement applies
regardless of the existence of an appeal.
D. Provided that all vendor and device certification
requirements are met, the commission shall may contract with
those manufacturers or service providers, and may approve multiple makes
and models of ignition interlock devices for use in the Commonwealth of
Virginia.
24VAC35-60-50. Fees.
A. All potential service providers desiring to conduct
business in the Commonwealth of Virginia's ignition interlock program shall
submit a $250 nonrefundable application fee to the commission.
B. The Commission on VASAP will establish by contract the
following additional fees to shall be paid by the service
provider. to the commission:
1. Annual A $250 annual contract review fee to
the Commission on VASAP.;
2. Annual A $75 annual review fee for each ignition
interlock service center to the Commission on VASAP.;
3. A $250 retest fee each and every time a service provider
employee is required to take a second or subsequent Virginia Ignition Interlock
Certification Exam due to an unsuccessful attempt on the first exam; and
3. Monthly 4. A $10 monthly ignition interlock
administrative fee to the Commission on VASAP for each offender with an
ignition interlock installed until the device is removed for each
offender. The fee shall be accompanied by an associated offender list,
categorized by ASAP, supporting the payment amounts. The ASAP offender list and
payment shall be submitted no later than the 10th day of the month following
the month when the ignition interlock services were provided.
4. Monthly C. A $10 monthly ignition interlock
administrative fee shall be paid by the service provider directly to
the local servicing ASAP for each offender with an ignition interlock
device installed until the device is removed offender. The fee
shall be accompanied by an associated offender list, categorized by ASAP,
supporting the payment amounts. The ASAP offender list and payment shall be
submitted no later than the 10th day of the month following the month when the
applicable ignition interlock services were provided.
D. Service providers may charge offenders for ignition
interlock services at rates up to, but not to exceed, the following:
1. $65 for a standard ignition interlock installation;
2. $130 for the installation of an ignition interlock on a
hybrid motor vehicle [ or a, ] motor
vehicle with a push button starter [ , or other vehicle requiring
more than four hours of installation labor time when approved by the commission ];
3. $75 for a change of vehicle ignition interlock
installation;
4. $0 for an ignition interlock removal;
5. [ $80 $95 ] plus
applicable taxes for monthly ignition interlock calibrations or monitoring,
inclusive of the monthly administrative fees to be paid to the commission and
servicing ASAP;
6. $8.00 per month for optional insurance to cover theft
[ , loss, ] or [ accidental ] damage
to the ignition interlock and its components;
7. An amount of 10% over the actual replacement cost of the
ignition interlock and its components when theft [ , loss, ]
or [ accidental ] damage occurs and the
offender has not purchased the optional insurance;
8. $50 plus mileage calculated at the Commonwealth of
Virginia mileage rate in effect at the time, not to exceed 100 miles, for
service calls;
9. $50 for violation resets, when the violation is
determined to be due to the fault of the offender;
10. $35 for missed appointments;
11. An amount permitted by the Code of Virginia at the time
for returned checks;
12. $50 for provision of a permanent lockout code, when the
lockout is determined to be due to the fault of the offender; and
13. $50 per hour, not to exceed four total hours, for
repairs and reinstallation of the ignition interlock when the commission
determines that the offender illegally tampered with the device.
E. In the event of changes to the Code of Virginia
[ or the Ignition Interlock Program Regulations (24VAC35-60) ]
mandating enhanced technological capabilities of ignition interlock devices
used in the Commonwealth, the commission may increase offender installation and
calibration fees up to a maximum of 25%.
C. F. All service providers shall create and
maintain an indigency fund for offenders who are eligible for a reduction in
fees based upon a declaration of indigency by the court and approval by the
commission. Service providers shall not deny service to any offender for
whom there has been a declaration of indigency and approval by the commission.
24VAC35-60-60. Cancellation, suspension, and Suspension
or revocation of manufacturers, service providers, and ignition
interlock devices ignition interlock device or service facility
certification.
A. The commission may indefinitely cancel,
suspend, or revoke certification of an ignition interlock device and/or
its manufacturer and service provider or ignition interlock service
facility, and the [ executive finance committee Executive
Finance Committee ], for a period not to exceed 30 days, may
suspend or revoke certification of an ignition interlock device or ignition
interlock service facility for the following reasons:
1. When there is a voluntary request by a manufacturer to
cancel certification of a device,;
2. When a device is discontinued by the manufacturer.;
3. When the manufacturer's liability insurance is terminated
or cancelled.;
4. When the manufacturer or service provider attempts to
conceal its true ownership.;
5. When materially false or inaccurate information is provided
relating to a device's performance standards.;
6. When there are defects in design, materials, or workmanship
causing repeated failures of a device.;
7. When the manufacturer or service provider knowingly permits
nonqualified service technicians to perform work.;
8. When a manufacturer or service provider assists users with
circumventing or tampering with a device.;
9. When service or the submission of required reports is
not provided in a timely manner.
10. When required fees are not paid to the commission or
local programs.
11. When there is a pattern of substandard customer
service.
12. When the manufacturer or service provider interferes
with or obstructs a site review or investigation by the commission.
13. When there are any other violations of the provisions
contained in the Code of Virginia, commission regulations, or the ignition
interlock contract;
14. When a manufacturer or service provider solicits the
employment of another manufacturer's or service provider's technician, facility
manager, or state ignition interlock coordinator
15. When a manufacturer or service provider solicits
business outside of the VASAP, or otherwise solicits individual ASAP branches
through operational incentives, gratuities, or any other personal incentives.
16. When a manufacturer or service provider solicits
business via direct influence or marketing to judicial, court, or DMV
personnel.
9. When a service provider fails to fully correct an
identified ignition interlock facility noncompliance issue within the
[ time frame timeframe ] required by the Code
of Virginia, the provisions of this chapter, or a service provider contract;
10. When there is a pattern of identified interlock service
facility noncompliance issues;
11. When a service provider impedes, interrupts, disrupts,
or negatively impacts an investigation conducted by the commission involving
customer service issues, vehicle damage, or other complaint brought forward by
a third party; or
12. When there is an identified public safety or client
confidentiality issue at an ignition interlock service facility.
B. If such cancellation, a suspension,
or revocation of an ignition interlock device or service facility
certification occurs, the manufacturer or service provider may request (within,
within 15 days of notification) notification, a hearing with
the commission to contest the decision. Should the cancellation, suspension,
or a revocation of certification be upheld, the manufacturer
or service provider [ whose device has been revoked ] (i)
shall remain be responsible for removal of all devices [ from ]
customers' motor vehicles, [ all vehicles in which interlocks
are ] installed and serviced by the service provider that
[ is are ] subject to the revocation, and
(ii) will bear the costs associated with the required removal and
installation of a new approved device devices. In
addition, the manufacturer or service provider [ whose device or
facility is ] subject to the revocation shall continue to provide
services for these ASAP offenders for a time to be determined by the
commission, but no longer than 90 days.
C. [ Service When the
certification of an ignition interlock device or ignition interlock service
facility is suspended or revoked, service ] providers or
manufacturers [ that are suspended ] shall
continue to provide services for ASAP offenders; however, no new ignition
interlock installations shall be permitted during the period of suspension.
D. If a service provider terminates the contract or goes
out of business, the manufacturer or service provider shall be responsible for
removal of all devices [ from all vehicles in which interlocks
are ] installed and serviced by the service provider that
terminates the contract or goes out of business and shall bear the costs
associated with the required removal and installation of new approved devices.
In addition, the manufacturer or service provider that terminates the contract
or goes out of business shall continue to provide services for these ASAP
offenders for 90 days from the date of the service provider's notification to
the commission that they will be terminating ignition interlock services in
Virginia.
24VAC35-60-70. Ignition interlock device specifications.
A. All ignition interlock devices used pursuant to §§ 18.2-270.1
and 46.2-391.01 of the Code of Virginia must shall be approved by
the commission. The commission shall maintain a list of approved ignition
interlock devices.
B. Each A service provider seeking to contract
with the commission shall submit:
1. The name and address of the ignition interlock device
manufacturer.;
2. The name and model number of the ignition interlock device.;
and
3. A detailed description of the device including drawings,
schematics, wiring protocols, and instructions for its installation and
operation.
C. The manufacturer or service provider shall provide literature
promoting its device to the commission, and for distribution
to the local ASAPs, literature promoting its device.
D. The manufacturer or service provider shall provide
certification from an independent laboratory that its ignition interlock device
has been tested in accordance with the most current model specifications
published in the Federal Register by the National Highway Traffic Safety Administration
(57 FR 11772-11787 (April 7, 1992)), Administration. The manufacturer or
service provider is required to provide a certified affidavit that the ignition
interlock device model complies with all applicable state standards, including
written documentation, current within five years, from either a certified
testing laboratory or a National Highway Traffic Safety Administration testing
lab and that the ignition interlock device model for which
certification is being sought meets or exceeds those specifications the
current National Highway Traffic Safety Administration's model specifications.
Included with the certification report should be the name and location of the
testing laboratory, the address and phone number of the testing laboratory, a
description of the tests performed, copies of the data and results of the
testing procedures, and the names and qualifications of the individuals
performing the tests.
E. If a device is submitted for approval by a service
provider other than the manufacturer, the submitting party shall submit a
notarized affidavit from the manufacturer of the device certifying that the
submitting party is an authorized manufacturer's representative.
F. All Except where otherwise required in this
chapter, all ignition interlock devices will be required to shall
meet the model specifications for Breath Alcohol Ignition Interlock Devices (BAIID)
as set forth in the most recent current model specifications
published in the Federal Register by the National Highway Traffic Safety Administration
(NHTSA) and operate reliably over the range of motor vehicle
environments or motor vehicle manufacturing standards. At a minimum, the
following specifications will shall be met:
1. The ignition interlock device shall work accurately and
reliably in an unsupervised environment, at minimal inconvenience to others,
and without impeding the safe operation of the motor vehicle.
2. The ignition interlock device shall be able to analyze a
specimen of alveolar breath for alcohol concentration, correlate accurately
with established measures of blood alcohol concentration, and be calibrated
according to the manufacturer's specifications.
3. The ignition interlock device shall be alcohol specific,
using an electrochemical fuel cell that reacts to and measures ethanol,
minimizing positive results from any other substance substances.
4. The ignition interlock device shall indicate when a sufficient
sample of breath 1.5 L breath sample has been collected and shall
indicate this by audible or visual means. The commission may authorize
service providers to adjust the breath volume requirement to as low as 1.0 L
upon receipt of documentation from a licensed physician verifying the existence
of an applicable medical condition. The physician's documentation shall be submitted
[ on a commission-approved form. A medical waiver of the ignition
interlock requirement shall only be approved upon authorization of the court of
jurisdiction and in a format approved by ] the commission.
5. The ignition interlock device shall detect and record a BAC
that is at or above reaches the fail point for each ignition
[ ignitions, attempted ] ignition [ ignitions,
and rolling ] retest [ retests all
completed breath samples ].
6. The results of the test shall be noted through the use of green,
yellow, and red signals or similar pass/fail indicators. No digital blood
alcohol concentration shall be indicated to the offender.
7. The ignition interlock device shall lock out an offender
when a BAC at or above reaches the fail point is detected.
8. The ignition interlock device shall have the ability to
[ prevent the normal operation of the motor vehicle by an offender who
fails to retest activate the vehicle's lights and horn when a required
rolling retest is missed or failed ].
9. The ignition interlock device shall have the ability to
perform a permanent lockout if the offender fails to appear for a scheduled
monitoring appointment [ after the applicable five-day grace period
within 30 days of the later of the installation date or most recent calibration
date ]. The service provider shall provide a code, smart key, or
other similar unlock feature that has been approved by the commission to
offenders whose interlock is in a permanent lockout status. The duration of the
time period that the interlock is unlocked shall not be more than or less than
three hours. The code shall only unlock the interlock device and shall not
disable other interlock features. Interlock service providers shall not provide
an ignition interlock code that disables the ignition interlock features to
persons without first obtaining authorization from the commission.
10. The ignition interlock device shall automatically purge
alcohol before allowing subsequent analyses.
11. The ignition interlock device shall issue a warning of an
impending [ permanent ] lockout.
12. The ignition interlock device shall be capable of random
retesting and timed retesting.
13. The ignition interlock device shall warn the offender of
upcoming service appointments for at least [ three five ]
days prior to the appointment. Should the offender fail to appear, the device
shall [ lock out lockout ] on the [ fifth day after
the scheduled appointment 31st day after the later of the installation
date or previous calibration date ], and the motor vehicle shall not
be operable until the service provider has reset the device.
14. The internal memory of the ignition interlock device shall
be capable of recording and storing a minimum of [ 500 15,000 ]
interlock events and shall enter a service reminder if the memory reaches 90%
of capacity.
15. The ignition interlock device shall be designed and
installed in such a manner as to minimize opportunities to be
tampered with, altered, bypassed, or circumvented for tampering,
alteration, bypass, or circumvention. The ignition interlock device shall
not spontaneously bypass the ignition system [ or starter relay, ]
nor shall it be able to be made operational by any a mechanical
means of providing air to simulate alveolar breath. Any bogus Bogus
breath anti-circumvention features used to pass laboratory testing of the
ignition interlock device shall be turned on. In addition, service providers
shall connect the ignition interlock device to a constant and uninterrupted
power source to further prevent an opportunity to circumvent the system.
16. The ignition interlock device shall be capable of
recording and providing evidence of any actual or attempted tampering,
alteration, bypass, or circumvention.
17. The ignition interlock device must shall
operate accurately and reliably at temperatures between -20 and 70
degrees Celsius -40°C and 85°C.
18. The ignition interlock device shall operate up to
altitudes of 2.5 km above sea level.
19. The readings of the ignition interlock device shall not be
affected by humidity, dust, electromagnetic interference, smoke, exhaust fumes,
food substance, or normal automobile vibration [ when used in
accordance with the manufacturer's instructions ].
20. The operation of the ignition interlock device shall not
be affected by normal fluctuations of power source voltage.
21. The ignition interlock shall be installed with a fully
functional camera that is equipped to record the date, time, and photo of all
persons providing [ accepted ] breath samples to the
ignition interlock device; however, this requirement shall not pertain to
motorcycles and mopeds. In addition, service providers are required to present
a reference photo of the offender to confirm the offender's identity.
G. All ignition interlock devices that have been approved by
the commission shall have affixed a warning label with the following language:
"Any person tampering with or attempting to circumvent this ignition
interlock system shall be guilty of a Class 1 misdemeanor and, upon conviction,
be subject to a fine or incarceration or both." The cost and supply of the
warning labels to be affixed to the ignition interlock devices shall be borne
by the manufacturer or service provider. The manufacturer or service provider
shall submit to the commission a prototype of the warning label for approval.
H. For initial startup of the motor vehicle:
1. The ignition interlock device shall enable the ignition
starter relay after the successful completion of a breath alcohol test.
2. The device shall allow an operator to take up to two
minutes to elapse between the time the ignition is enabled and the start of
the motor vehicle after the starter relay is enabled to start the engine.
3. The ignition interlock device shall allow the motor
vehicle to be restarted within two minutes of the engine being stopped without
requiring an additional test permit a free restart.
4. If the initial test results in a lockout due to the
offender's BAC level, the ignition interlock device shall not allow an
additional attempt for five minutes.
5. If the offender's BAC is at or above still
reaches the fail point on the second first retest, the
machine shall [ lock out lockout ] for an additional 15
10 minutes and shall do so thereafter for each subsequent
failed retest retests. A violation reset message shall instruct
the offender to return the ignition interlock device to the service provider
for servicing within five days.
6. If the ignition interlock device is not reset within five
days, a permanent lockout [ will shall ] occur.
I. A rolling retest feature is required for all ignition
interlock devices. For rolling retests:
1. An ignition interlock device shall require a rolling retest
within the first 10 to 20 five minutes after the start of the
motor vehicle and randomly thereafter at least once every 20 45
to 40 60 minutes as long as the motor vehicle is in operation.
2. The ignition interlock device shall produce a visual and
audible signal of the need to produce a breath sample for the rolling retest
[ and shall be modified as necessary to accommodate operators who are
hearing impaired ]. The offender shall have six 15
minutes in which to provide the required rolling retest breath sample.
3. A free restart shall not apply if the ignition interlock
device was awaiting a rolling retest that was not delivered.
4. Any A deep lung breath sample at or above the
fail point or any a failure to provide a rolling retest deep lung
breath sample within the required time, shall activate the motor
vehicle's horn and cause the motor vehicle's headlights, parking lights, or
emergency lights, or other light source approved by the commission to
flash until the engine is shut off by the offender or a passing breath test
is provided.
5. Once the vehicle has been turned off, all prestart
requirements shall become applicable.
6. The violations reset message shall instruct the offender to
return the ignition interlock device to the service provider for servicing
within five days.
7. If the ignition interlock device is not reset within five
days, a permanent lockout will occur.
J. Additional technical specifications for the operation and
installation of the ignition interlock device may be described in the contract
between the commission and the service provider.
K. The vendor shall notify the commission in writing if
the approval or certification of a device that is approved or has been
submitted for approval for use in Virginia is or ever has been denied,
withdrawn, suspended, or revoked in another state, whether the action occurred
before or after approval in Virginia. This notification shall be made in a
timely manner, not to exceed 15 days after the vendor has received notice of
the denial, withdrawal, suspension, or revocation of approval or certification
of the device, whether or not the action will or has been appealed.
24VAC35-60-80. Ignition interlock device installation.
A. No offender who has a case pending in the court system
shall have an interlock installed in Virginia unless enrolled in, and
monitored by, the ASAP program in the area where the case originated. Offenders
subject to a DMV ignition interlock requirement shall not have an interlock
installed in Virginia unless first authorized by the ASAP. Prior to
installation of the device, the vendor must receive written or electronic
authorization from the ASAP. This section also applies to out-of-state
offenders who have a Virginia ignition interlock requirement. This enables VASAP
the commission to maintain consistency in policy and use of ignition
interlock devices in the Commonwealth of Virginia and allows for a
consistent pattern of instruction to the service provider.
B. The ignition interlock device must shall be
installed by a commission-approved manufacturer or authorized service
provider within 30 days of the date of the court order; if not, the service
provider [ will shall ] notify the ASAP. Once the
ignition interlock has been installed, the service provider [ will
shall ] send an authorized installation report to the ASAP, via a
method established by the commission, documenting that the ignition interlock
device has been installed. Once verification of an authorized installation has
been received by the ASAP, DMV [ will shall ]
be notified that the offender has successfully installed the interlock
device.
C. All agreements between the service provider and the
offender shall be in the form of a contract and be signed by the service
provider and the offender. Copies of the written contract shall be retained by
the service provider with a copy given to the offender and the local ASAP
office.
D. Prior to installation of the ignition interlock device,
offenders must shall provide to the service provider:
1. Photo identification. If no photo identification is
available at the time of installation, other adequate proof of identification may
be accepted to avoid delay of the installation. However, photo identification
must be presented prior to the first calibration appointment;
[ 2. The name and policy number of their automobile
insurance.;
3. 2. ] The A copy of the registration
or title containing the vehicle identification number (VIN) of all motor
vehicles owned or routinely driven by the offender, and a statement
disclosing the names of all other operators of the motor vehicles owned or
driven by the offender.;
[ 4. 3. ] A notarized affidavit, approved by
the commission, from the registered owner of the vehicle granting
permission to install the device if the car is not registered to the offender. If
the owner is present at installation, provides valid identification, and signs
the consent to install form in the service provider technician's presence,
notarization of the consent to install form is not required; and
[ 5. 4. ] Written authorization from the
commission if the air volume requirement, blow pressure, or anti-circumvention
features of the ignition interlock device are to be lowered or disabled in
order to compensate for an offender's diminished lung capacity, when
applicable.
E. Under no circumstances shall an offender, or
anyone accompanying the offender be permitted to observe the
installation of the ignition interlock device.
F. The service provider must shall inspect all
motor vehicles prior to installation of the device to ensure that they are in
acceptable mechanical and electrical condition. Under no circumstances shall staff
of the authorized service provider install any a device until,
and unless, the motor vehicle is approved following the inspection. A
[ commission-approved ] pre-inspection checklist [ of
the vehicle documenting the vehicle's condition ] at
installation shall be completed and placed in the offender's file.
G. Each The installation shall include all
of the tamper-resistant features required by the service provider such
as unique seals, epoxies, or resins at all openings and exposed ignition
interlock electrical connections so as to make evident all attempts to
circumvent or otherwise alter the normal functioning of the ignition interlock.
At a minimum, the service provider shall ensure that the vehicle starter
wire connected to the ignition interlock is secured with uniquely identifiable
heat shrink tubing or its equivalent and that all connected wires are wrapped
with uniquely labeled service provider tape.
H. An oral, written, or video orientation to the ignition
interlock device [ will shall ] be developed and
delivered by the service provider to the offender and other persons who may
drive the motor vehicle, including information on the use and maintenance of
the device as well as all service center locations, and procedures for regular
and emergency servicing. A demonstration interlock will be available at each
the installation site for use in the training of customers.
I. If, during the installation, the offender fails to pass
the initial breath test, the installation will shall be halted
and the ASAP notified.
J. The manufacturer and/or or service provider must
shall maintain a toll-free 24-hour emergency phone service that may be
used to request assistance in the event of failure of the ignition interlock
device or motor vehicle problems related to operation of the ignition interlock
device. The assistance provided by the authorized service provider shall
include technical information and aid in obtaining towing or roadside service.
The expense of towing and roadside service shall be borne by the offender
unless it is determined by the [ service center technician commission ]
that the ignition interlock device failed through no fault of the offender,
in which offender. If this is the case, the manufacturer or
service provider [ will shall ] be responsible for
applicable expenses. The ignition interlock device shall be made functional
within 48 hours of the call for assistance or the ignition interlock device
shall be replaced.
K. At the time of device installation, a service provider may
charge an installation fee. The maximum permissible cost for installation shall
be set by the Commission on VASAP commission through contract,
and service providers [ will shall ] not be permitted
to exceed the maximum fee established by the commission. [ No
installation fees shall be collected from the user until services have been
provided. ] A portion of these fees shall include costs for
offender indigency funds. In addition to the maximum fee permitted, service
providers may collect applicable taxes and charge for optional insurance to
cover device [ loss, ] theft [ , ]
or [ accidental ] damage. No installation fees shall be
collected from the user until such services have been provided. Optional
insurance shall be offered by the service provider, and a written copy of the
insurance policy stating clearly the applicable coverages, coverage amounts,
conditions, and exclusions shall be given to offenders who purchase the
insurance. When the ignition interlock is installed on a motorcycle or moped,
service providers may require offenders to provide a saddle bag or similar
waterproof container in which the device components may be stored as a
condition of eligibility for the optional insurance.
L. The manufacturer or the service provider must
shall provide indigent service to those offenders who are
eligible for a reduction in fees based upon a declaration of indigence by the
court and approval by the commission.
M. No later than the first service appointment, the offender must
shall provide to the service provider a statement from every the
licensed driver drivers who will be driving the offender's motor
vehicle acknowledging their understanding of the requirements of the use of the
ignition interlock device.
24VAC35-60-90. Calibration and monitoring visit.
A. The offender must present photo identification to the
service provider for all required services. Only calibration units (i)
found on the current National Highway Traffic Safety Administration's
Conforming Products List of Calibrating Units for Breath Alcohol Testers or
(ii) approved by the commission shall be used by the service provider to
calibrate ignition interlock devices.
B. The service provider must shall:
1. Provide service/monitoring service and monitoring
of the ignition interlock device [ at least ] every 30 days
[ ; the offender will be given a five-day grace period to have the
device inspected ]. All ignition interlock calibrations shall occur
at a service provider interlock service facility unless otherwise approved by
the commission;
2. Calibrate the ignition interlock device at each service
appointment using a dry gas or wet bath reference sample. The service
provider shall ensure that dry gas and wet bath reference values are adjusted
in a manner approved by the commission;
3. Calibrate the ignition interlock device for accuracy by
using a wet bath simulator or dry gas alcohol standard with an alcohol
reference value between .030 and .050 g/210L;
4. Expel a three-second purge from the wet bath simulator
or dry gas standard prior to introducing the alcohol reference sample into the
ignition interlock device;
5. Perform an accuracy check that will consist of two
consecutive reference checks with the result of each individual check being
within plus or minus 10% or 0.003, whichever is smaller, of the alcohol
reference value introduced into the ignition interlock device. The time period
between the first and second consecutive accuracy check shall not exceed five
minutes;
6. [ Use a mercury-in-glass thermometer or
digital thermometer for House and use] wet bath
simulators [ in environmentally stable, temperature controlled
settings. Wet bath simulators shall contain mercury-in-glass thermometers or
digital thermometers ]. The thermometers shall read 34°C, plus or
minus 0.2°C, during analysis and be certified annually using a National
Institute of Standards and Technology traceable digital reference thermometer.
In addition, the service provider shall use alcohol reference solutions
prepared and tested in a laboratory with reference values traceable to the
National Institute of Standards and Technology. The 500 ml bottles containing
simulator solution shall be tamper proof and labeled with the lot or batch
number, value of the reference sample in g/210L, and date of preparation or
expiration. Alcohol reference solutions must be used prior to expiration and
within one year from the date of preparation. In addition, wet bath simulator
solutions shall be replaced [ every 30 days or ] prior
to every [ 16th 30th ] test [ ,
whichever occurs first. A sticker shall be placed on the wet bath simulator
indicating the date of the most recent simulator solution replacement. In
addition, a written logbook or electronic database recording the date and
result of each simulator test shall be maintained on site ];
7. Store dry gas alcohol standard tanks in [ an
environment where the temperature range remains between 10°C and 40°C
a manner consistent with the gas manufacturer's specifications ]. The
dry gas tanks shall have a label attached that contains the components and concentration
of the reference value of the gas, an expiration date that shall not be longer
than three years from the date of preparation, and the lot or batch number. Dry
gas alcohol standards must be certified to a known reference value and be
traceable to the National Institute of Standards and Technology. The reference
value shall be adjusted for changes in elevation and pressure. Interlock
service [ facilities using a dry gas standard shall possess an
elevation chart used to determine the proper reference value for the elevation
where the gas standard is being used and vendors shall possess ]
a certificate of analysis from the dry gas standard manufacturer. Dry gas
tanks shall be secured in a manner as to prevent harm to the public;
3. 8. Retrieve data from the ignition interlock
device data log for the previous period and electronically submit it to the local
ASAP within 24 hours of calibration.;
4. 9. Record the odometer reading of the motor
vehicle in which the ignition interlock device is installed.;
5. 10. Check the ignition interlock device and
wiring for signs of circumvention or tampering [ , ] and
electronically report to the local ASAP any violation violations to
ASAP within 24 hours of servicing. the required [ time
frame timeframe ] established by the commission;
6. 11. Collect the monthly monitoring fee from
the offender. If an offender who has not been declared to be indigent by the
court is three or more months delinquent in payments, the service provider may,
in its discretion, refuse to provide calibration services, but shall not remove
the ignition interlock device without authorization from the commission;
12. Verify that the offender has a photo identification
prior to calibrating the ignition interlock device if photo identification was
not already presented at the time of installation; and
13. Conform to other calibration requirements established
by the commission, as applicable.
C. All malfunctions of the ignition interlock device [ will
shall ] be repaired or the ignition interlock device replaced by
the service provider within 48 hours at no additional expense to the offender.
If it is shown that the malfunction is due to damage to the device as a
result of mistreatment by the offender or improper use,
[ and the offender has not purchased optional insurance, then ]
the offender [ will shall ] be responsible for
applicable repair fees.
D. A certified technician shall be available at the service
center during specified hours to answer questions and to deal with any
mechanical concerns that may arise with a motor vehicle as a result of the
ignition interlock device.
E. The ignition interlock device shall record, at a minimum,
the following data:
1. The time and date of each failed breath test tests;
2. The time and date of each passed breath test tests;
3. The breath alcohol level of each test all tests;
and
4. The time and date of any attempt attempts to
tamper or circumvent the ignition interlock device;
5. A photo of [ all persons submitting a
each person delivering an accepted ] breath test sample for
analysis by the ignition interlock device; and
6. A reference photo of the offender.
F. At the time of device calibration, a service provider may
charge a monthly monitoring fee. The maximum permissible cost for monitoring
and calibration shall be set by the Commission on VASAP commission
through contract the ignition interlock regulations, and service
providers shall not be permitted to exceed the maximum fee established by the
commission. A portion of these fees shall include costs for VASAP
administrative support and offender indigency funds. In addition to the maximum
fee permitted, service providers may collect applicable taxes and charge for
optional insurance to cover device theft [ or and accidental ]
damage. Fees for the first monthly monitoring and calibration visit will be
collected from the user in advance at the time of installation and monthly
thereafter as such when services are rendered.
24VAC35-60-100. Ignition interlock device removal.
A. Prior to removal of the ignition interlock device, the
service provider must receive written or electronic authorization from
the ASAP. This requirement also applies to offenders with a Virginia
ignition interlock requirement who are receiving interlock services from a
service provider in another state.
B. Offenders may not have their ignition interlock device
removed or replaced by another manufacturer without written or electronic
authorization from the ASAP commission. Whenever removal of an
ignition interlock device [ was is ] approved
by the commission for the purpose of changing service providers and the
authorized removal [ was is ] a result of
a determination that the initial service provider failed to provide a level of
service meeting contract requirements, the ignition interlock regulations, or
the Code of Virginia, the original service provider shall bear the costs
associated with installation of the device by the new service provider.
C. If, at the time of removal, the service provider notices
any failed tests that have not been backed up by a successful test within 10-15
minutes of the original test, the ASAP will be notified for approval before the
removal is made.
D. C. Once the interlock has been removed, the
service provider [ will shall ] send an authorized
removal report to the ASAP via fax, email, or online database, a
method established by the commission documenting that the ignition
interlock device has been removed [ and that all fees have been paid ].
Once verification of an authorized removal has been received by the ASAP, DMV
[ will shall ] be notified that the offender has
successfully completed the interlock requirements.
E. D. Whenever an ignition interlock device is
removed, all components of the motor vehicle altered by the installation or
servicing of the ignition interlock device must shall be restored
to their original, preinstallation condition and removed in such a
manner so as not to impair the continued safe operation of the
vehicle. All severed wires must shall be permanently reconnected
([ e.g., ] soldered) and properly insulated with
heat shrink tubing or its equivalent. A [ commission-approved, ]
post-inspection checklist of the vehicle shall be completed after removal of
the device, documenting that the vehicle or vehicles did or did not suffer
damage due to interlock services provided by the service provider. A copy of
the post-inspection checklist shall be placed in the offender's file.
F. E. No fee shall be charged to the offender
for removal of the ignition interlock device.
F. No offender or person accompanying the offender shall
be permitted to observe the removal of the ignition interlock device.
24VAC35-60-110. Records and reporting.
A. The service provider shall be subject to announced or
unannounced site reviews for the purpose of inspecting the facilities and
offender records. Access Upon request, access to all service
provider locations, records, and financial information shall be provided to any
member of the commission staff for the purpose of verifying compliance
with state law, commission regulations, and the service provider agreement.
B. In accordance with federal confidentiality guidelines, all
personal and medical information provided to the service provider regarding
offenders shall be kept confidential [ , maintained in individual
offender files, and secured within a lockable filing cabinet. If
the information is temporarily held ] at the offender's service center
[ . This filing cabinet shall remain locked during, it shall be
stored in a locked filing cabinet ] any period that [ the
periods ] when [ the service center is ]
unattended by a service provider employee.
C. Within 24 hours of After installing an
interlock, the service provider will shall provide the ASAP with
an installation report, within 24 hours, that includes:
1. The name, address, and telephone number of the offender;
2. The [ owner, make, model, year, vehicle
identification number, license plate number, and ] registration
information of the motor vehicle; and
3. The serial number of the [ installed ]
ignition interlock device [ installed and camera ].
D. Within 24 hours after After performing a monitoring/calibration
monitoring and calibration check, the service provider shall submit to
the local ASAP, within 24 hours, all data generated to include:
1. Name of the offender whose device was monitored.;
2. Name, address, and telephone number of the monitoring
official.;
3. Date of monitoring/calibration. monitoring and
calibration;
4. Motor vehicle make, model, year, identification number, and
odometer. reading;
5. Number of miles driven during the monitoring period.;
6. Make, model, and serial number of the ignition interlock
device [ and camera ].;
7. Any A change out of the device (handset and/or
or control box) and reason for the change out.;
8. Any data Data indicating that the offender
has attempted to start or drive the motor vehicle with a positive BAC at or
above the fail point.;
9. Any attempts Attempts to alter, tamper,
circumvent, bypass, or otherwise remove the device.;
10. Any noncompliance Noncompliance with
conditions of the ASAP or interlock program.;
11. Any offender Offender concerns.;
12. All charges Charges incurred for the
monitoring visit.;
13. Date of next scheduled monitoring visit.;
14. A photo of [ all persons each
person ] who [ have attempted to provide a
has delivered an accepted ] breath test sample [ or
missed a retest ] on the ignition interlock device; and
15. A reference photo of the offender.
E. In addition, the service provider must shall
have available monthly reports detailing:
1. All installations Installations during the
period covered.;
2. All calibrations Calibrations performed
during the period, by date and offender name, detailing any unit replacements
made during the monitoring period.;
3. All datalogger Datalogger information from each
all ignition interlock device. devices;
4. Any evidence Evidence of misuse, abuse, or
attempts to tamper with the ignition interlock device.;
5. Any device Device failure due to material
defect or improper installation.; and
6. A summary of all complaints received and corrective
action taken.
F. The service provider shall be responsible for purchasing
and providing necessary computer hardware and software to convey all data and
information requested by the commission if such the equipment is
not already present at the commission office or local the ASAP.
G. Reports Accurate reports shall be submitted
to the local ASAP in the format specified by the Commission on VASAP
commission.
24VAC35-60-120. General service provider requirements.
Interlock service providers that are approved to perform
ignition interlock services in the Commonwealth of Virginia shall:
1. Abide by all commission memorandums, directives,
contract terms, and regulations pertaining to the statewide ignition interlock
program unless prohibited by state law.
2. Resolve offender, court, DMV, ASAP, commission, and
other stakeholder complaints as directed by the commission.
3. Install all ASAP authorized ignition interlock
installations within the time parameters set forth by the commission. In
situations where an interlock service facility or facilities become inoperable
due to a large scale weather event or some other verified unforeseen
circumstances, the service provider shall contact the commission within 24
hours with an action plan to mitigate the impact to customer service.
4. Resolve ignition interlock service facility compliance
issues as directed by the commission.
5. Obtain approval from the commission before disseminating
any [ offender ] training or advertising materials used
in association with the Virginia interlock program.
6. Make modifications to the service provider company
website that is used to review monthly calibration reports, upon reasonable
request by the commission. Reasonable requests include, but are not limited to,
changes due to language that is confusing, misleading, offensive, or
inaccurate; changes required due to updated technology; changes to the Code of
Virginia or the ignition interlock regulations; changes in workload; or changes
in product enhancements.
7. Assume full liability for action taken or not taken by
an ASAP or the commission due to an inaccurate or misleading report, whether
electronic or hard copy, provided by the service provider.
8. Be accountable for Virginia offenders with ignition
interlock devices installed by its company in another state and [ shall ]
ensure that all Virginia interlock processes, regulations, request for
proposal terms, contract terms, and commission requirements are met unless
prohibited by state law.
9. Notify the commission within 15 days of disciplinary
action received from a state where the service provider conducts or has
conducted ignition interlock business. This notification shall include the
reason for the disciplinary action. This requirement applies regardless of the
existence of an appeal.
10. Provide information technology assistance and training,
[ per upon ] reasonable request, to the
commission [ when requested ].
11. Report all changes to the ignition interlock device
software or firmware, whether temporary or permanent, to the commission within
30 days of release in the Commonwealth of Virginia.
12. [ Not modify or remove an interlock
device that is the subject of an investigation by the commission. In
the event of reported vehicle damage, alleged to be due to the service
provider's ignition interlock device or workmanship:
a. Give immediate notice to the commission once becoming
aware of the alleged damage;
b. Refrain from modifying or removing the ignition interlock
device or its wiring until approved by the commission;
c. Exhibit the damaged property to the commission upon
request;
d. Provide applicable records and documents to the
commission upon request, and permit copies to be made.
The commission, in its discretion, reserves the right to
hire a qualified, independent expert to examine the vehicle and provide a
report that includes an opinion as to the proximate cause of the damage and a
repair or replacement estimate. In the event that the damage is determined to
be attributable to the service provider's ignition interlock device or
workmanship, the ignition interlock service provider shall indemnify the
offender for the costs as estimated by the independent expert. In addition, the
service provider shall pay for the reasonable cost of the independent expert's
report. ]
24VAC35-60-130. Service provider technician certification.
A. Service provider state directors and technicians are
required to possess a Virginia Ignition Interlock Certification Letter to
perform ignition interlock services in the Commonwealth of Virginia.
[ Newly hired technicians, however, may perform ignition interlock
services under the direct supervision of a certified technician for training
purposes for up to 90 days prior to obtaining a Virginia Ignition Interlock
Certification Letter. ] In order to apply for a certification
letter, service providers shall submit a completed application to the
commission for approval of newly hired technicians and state directors. If
approved by the commission, this application process may be waived for
technicians and state directors providing interlock services in the
Commonwealth of Virginia prior to June 30, [ 2015
2016 ]. The completed application [ for applicants ]
shall include submission of:
1. A completed applicant form provided by the commission;
2. A complete local and national criminal history check;
3. A complete driver's record; and
4. Documentation issued by the commission of successful
completion of the Virginia Ignition Interlock Certification Exam.
Failure to submit a completed application will result in
disqualification from consideration for a Virginia Ignition Interlock
Certification Letter by the commission to perform ignition interlock services
in the Commonwealth of Virginia. The commission reserves the right to deny a
certification letter to an interlock service provider technician or state
director due to concerns identified in the application to include, but not be
limited to, criminal history background and driver's transcript issues.
B. Applicants [ will shall ]
be required to complete a Virginia Ignition Interlock Certification Exam.
Successful completion of the exam requires a score of 80% or higher. Applicants
who fail to successfully complete the state certification exam on the first
attempt [ will shall ] be allowed a
second opportunity to successfully complete the exam. Applicants who fail to
successfully complete the state certification exam on the second attempt
[ will shall ] not be allowed to reapply to
provide ignition interlock services for the Commonwealth of Virginia for six
months from the date of the second failed exam. Service providers [ will
shall ] be required to pay an administrative fee, as provided in
24VAC35-60-50 B 3, to the commission for all second and subsequent attempts to
successfully complete the state certification exam. Applicants who successfully
pass the state certification exam will receive documentation of successful
completion from the commission that shall be submitted with the application for
a Virginia Ignition Interlock Certification Letter to perform ignition
[ nterlock interlock ] services in the
Commonwealth of Virginia.
C. The commission may revoke, suspend, or terminate a
previously issued Virginia Ignition Interlock Certification Letter for a
service provider technician or state director for any of the following reasons:
1. The technician or state director is convicted of a
felony;
2. The technician or state director is convicted of a
misdemeanor potentially punishable by confinement;
3. The technician or state director commits an unethical or
dishonest act that negatively impacts the integrity of the ignition interlock
program;
4. The technician or state director fails to demonstrate
the ability to consistently comply with ordinances, statutes, administrative
rules, or court orders, whether at the local, state, or federal level; or
5. The technician or state director fails to demonstrate
possession of the knowledge required to perform ignition interlock services in
the Commonwealth of Virginia.
A service provider technician or state director whose
Virginia Ignition Interlock Certification Letter has been suspended or revoked
may request, within 15 days of notification, a hearing with the commission to
contest the decision. In the event that the decision to suspend or revoke the
Virginia Ignition Interlock Certification Letter of a service provider's
technician or state director is upheld, the technician or state director shall
not perform interlock services in the Commonwealth of Virginia for the entire
suspension period, to include any period of contestment, or in the case of a
revocation or termination, on a permanent basis. The service provider is
required to return the Virginia Ignition Interlock Certification Letter to the
commission within 15 days of the date that the certification was suspended,
revoked, or terminated, by the commission.
D. Once the completed application has been approved by the
commission and all other qualifications have been met by the applicant, a Virginia
Ignition Interlock Certification Letter to perform ignition interlock services
in the Commonwealth of Virginia [ will shall ]
be issued to the applicant by the commission. The certification letter shall
contain the effective date of the letter and a certification number specific to
the applicant. The certification letter will be valid for a time period
specified by the commission unless otherwise suspended, revoked, or terminated
but for no longer than the service provider contract end date. In the event
that an applicant is not approved for a Virginia Ignition Interlock
Certification Letter to perform interlock services in the Commonwealth of
Virginia, the commission will notify the service provider in writing within 10
days of the determination. The Virginia Ignition Interlock Certification Letter
is subject to review by the commission at its discretion during the course of
the certification period.
E. An application to renew a Virginia Ignition Interlock
Certification Letter for an ignition interlock technician or state director
shall be submitted 30 days prior to the expiration date printed on the current
certification letter. A technician or state director who has had his state
certification revoked or terminated shall be ineligible to reapply for a Virginia
Ignition Interlock Certification Letter unless otherwise approved by the
commission.
F. Service providers are
required to surrender Virginia Ignition Interlock Certification Letters for
technicians and state directors who are no longer employed with their company.
The surrendered certification letter
[ is to shall ] be sent to the commission
within 15 days of the date that the technician or state director is no longer
employed with the service provider.
G. In addition to the successful completion of the
Virginia Ignition Interlock Certification Exam required for application, the
commission may order that a technician or state director performing ignition
interlock services in the Commonwealth of Virginia review requirements and
retake the state certification exam to demonstrate that the technician or state
director possesses the knowledge required to perform ignition interlock
services in the Commonwealth of Virginia.
NOTICE: The following
forms used in administering the regulation were filed by the agency. The forms
are not being published; however, online users of this issue of the Virginia
Register of Regulations may click on the name of a form with a hyperlink to
access it. The forms are also available from the agency contact or may be
viewed at the Office of the Registrar of Regulations, General Assembly
Building, 2nd Floor, Richmond, Virginia 23219.
FORMS (24VAC35-60)
VASAP
Breath Reduction Form (rev. 9/2015)
VASAP
Internet Service Provider Applicant Form (rev. 9/2015)
VA.R. Doc. No. R14-3946; Filed May 17, 2016, 8:19 p.m.